Geron-CIRM Loan Agreement Appendix B

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  • 8/3/2019 Geron-CIRM Loan Agreement Appendix B

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    CONFIDENTIAL CT1-05168APPENDIX B - CIRM RFA 10-03: Targeted Clinical Development Awards

    California Institute for Regenerative MedicineGrant Number: CT1-0S168 Budget Period: Annual as of 8/1/2011Grantee Name: Geron CorporationGrantee ID: PR-Y0009A-SF Project Period Start: 8/1/2011Principal Investigator: Dr. Jane Lebkowski Project Period End: 7/31/2014Project Title: Evaluation of Safety and Preliminary Efficacy of Escalating Doses of GRNOPC 1 in SubacuteSpinal Cord InjuryMilestone achievement is an important indtc9!q_rof progress and is a major factor in review of progress reports.The milestones summarized below replace the milestones proposed in the original Application. "ProgressMilestones" identify activities or outcomes to.be completed by a specified date. They will be used as a basis forreview of progress reports and at progress evaluation meetings. "No Go Milestones" state conditions that permitCIRM to suspend or permanently cease disbursements under this Award. Milestones may only be modified withPrior Approval from GJ8M. ,- -

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    Progress Milestones Comments and.potenttel.actlvity modifications

    Year _JUY 2012

    1. leteenrollrnen.t_of_pkt~2. Developafetypackagewithdatato30 days~nt f~lIIients,_ by.-

    3.

    --l

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    CONFIDENTIAL CT1-05168

    Progress Milestones Comments and potential activity modifications

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    CONFIDENTIAL CT1-05168

    Year 1:MiilUIY 2012

    Progress Milestones Comments and potential activity modifications

    10.Obtain IRB clearance atll-- -- -

    Year 1:May 2011o July 2012Manufacturing Process

    iProgress MHestones Comments and potential activity rnodlflcatlons11.Manufacture at leastll vials

    (net of release testing andretains) of GMP material iiSSing IiiiiiiliinSbY

    Year 2:AIliliiliJUIY 2013

    Progress Milestones Comments and potential activity modifications1.

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    CONFIDENTIAL CT1-05168

    2.

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    CONFIDENTIAL CT1-05168

    Comments and potential activity modifications

    Year 2:AliiiiliJUY013Progress Milestones

    3. Obtain IRSclearanceatllclinical sites by_.

    I4. Completeenrollmentof at least 3_tsin ~ Y I I

    5. lete atIeastpatisafety LI

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    CONFIDENTIAL CT1-05168

    Year 2: August 2012 to July 2013Manufacturing Process

    Progress Milestones Comments and potential activity modifications7. Manufacture total of at least_

    vials (net of release testing a~retains) of GMP mate~ __ s_I'

    Year 3: AililiiiiJUIY 2014

    Progress Milestones,

    Comments andpotentlillacUvitY moaificatfons1.

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    CONFIDENTIAL CT1-05168

    Progress Milestones Comments and potential activity modifications2.

    3.

    4.

    Year 3:AliliiliJUY 2014IProgress Milestones I Comments and potential activity modifications

    5. Obtain IRB clearance a t l lby 2H 2013.6. I

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    CONFIDENTIAL CT1-05168

    Year 3: August 2013 to July 2014Manufacturing ProcessProgress Milestones Comments and potential activity modifications

    7. Manufacture total of at least_vials (net of release testing a~retains) of GMP material passin.g__i.ons during I -

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    FDA communicationsPeriod.4. FDA communications suggest5. Serious safety issues otrseuzen