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April 2010 The Expulsions of Ethnic Germans from East-Central Europe at the End of World War II Gary B. Cohen Department of History, University of Minnesota We think of World War II as a period in world history of enormous destruction and great loss of human life, surely the most destructive episode in the last three centuries. Losses of human life on this scale can only be estimated, and current estimates of the losses of lives, whether military or civilian, due to violent attacks, genocide, disease, or starvation caused directly by the war, ran to between 62 and 78 million people in all theaters of the war. Civilian deaths ran to a number between 40 and 52 million. The Soviet Union, it is estimated, lost perhaps 25 or 26 million people; those numbers are still uncertain. The expanded Germany of the Third Reich had 84 million inhabitants as of 1939; it lost between 6.7 million and 8.5 million. Yet the human suffering in Europe did not stop with the formal end of hostilities in the war in 1945. Deaths continued for several years after the war because of starvation and disease in bombed out cities and among the millions of refugees, and above all because of the forced migration of masses of people after the fighting stopped. The largest number of those forced migrants, expellees, in fact, were ethnic Germans who were forced out of their home communities in many parts of East‐Central and Eastern Europe as they fled from the advancing Soviet military forces or were deliberately expelled by the Soviet authorities and the new communist‐led governments in East‐Central Europe. That movement of ethnic Germans included between 12 and 14 million people, probably the largest single forced migration in modern history. Counting deaths due to starvation and disease as well as mob attacks and massacres, the casualties among the German expellees ran to between 500,000 and 600,000 people, as asserted in recent discussions—although some partisan observers have claimed that more than two million may have died. This massive expulsion and suffering of ethnic Germans who were forced to leave their home communities of long standing in East‐Central Europe is well known in Europe and certainly in Germany, where many of the expellees came to settle and where their

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  • April2010TheExpulsionsofEthnicGermansfromEastCentralEurope

    attheEndofWorldWarIIGaryB.Cohen

    DepartmentofHistory,UniversityofMinnesota WethinkofWorldWarIIasaperiodinworldhistoryofenormousdestructionandgreatlossofhumanlife,surelythemostdestructiveepisodeinthelastthreecenturies.Lossesofhumanlifeonthisscalecanonlybeestimated,andcurrentestimatesofthelossesoflives,whethermilitaryorcivilian,duetoviolentattacks,genocide,disease,orstarvationcauseddirectlybythewar,rantobetween62and78millionpeopleinalltheatersofthewar.Civiliandeathsrantoanumberbetween40and52million.TheSovietUnion,itisestimated,lostperhaps25or26millionpeople;thosenumbersarestilluncertain.TheexpandedGermanyoftheThirdReichhad84millioninhabitantsasof1939;itlostbetween6.7millionand8.5million. YetthehumansufferinginEuropedidnotstopwiththeformalendofhostilitiesinthewarin1945.Deathscontinuedforseveralyearsafterthewarbecauseofstarvationanddiseaseinbombedoutcitiesandamongthemillionsofrefugees,andaboveallbecauseoftheforcedmigrationofmassesofpeopleafterthefightingstopped.Thelargestnumberofthoseforcedmigrants,expellees,infact,wereethnicGermanswhowereforcedoutoftheirhomecommunitiesinmanypartsofEastCentralandEasternEuropeastheyfledfromtheadvancingSovietmilitaryforcesorweredeliberatelyexpelledbytheSovietauthoritiesandthenewcommunistledgovernmentsinEastCentralEurope.ThatmovementofethnicGermansincludedbetween12and14millionpeople,probablythelargestsingleforcedmigrationinmodernhistory.Countingdeathsduetostarvationanddiseaseaswellasmobattacksandmassacres,thecasualtiesamongtheGermanexpelleesrantobetween500,000and600,000people,asassertedinrecentdiscussionsalthoughsomepartisanobservershaveclaimedthatmorethantwomillionmayhavedied. ThismassiveexpulsionandsufferingofethnicGermanswhowereforcedtoleavetheirhomecommunitiesoflongstandinginEastCentralEuropeiswellknowninEuropeandcertainlyinGermany,wheremanyoftheexpelleescametosettleandwheretheir

  • 2representativesbecameanimportantpartofthepoliticalsceneintheFederalRepublicofGermanyafter194647;butitisoftenoverlookedinNorthAmerica.IntheaftermathofthewarAmericandiscoursesimplyincludedtheethnicGermanexpelleesamongthemillionsofrefugeesordisplacedpersons. WherehadtheseethnicGermanslivedinEastCentralandEasternEurope,andhowhadtheygottenthere?Alookatamapshowsmanyoldsettlements,widelydispersedfromtheBalticcoastlineandwesternPolandtotheborderareasoftheCzechlandsandSlovakiatoSlovenia,Transylvania,southwesternRomania(Banat),northwesternUkraine(Volhynia),otherpartsofUkraine,andeventhelowerVolgabasin.Ihastentoaddthatuntiltheriseofmodernpoliticalnationalismattheendofthenineteenthcenturyandthenoftheradicalracistnationalismthatfollowed,thesepopulationswerebestunderstoodaslocalGermanspeakinginhabitantswithstronglocalandregionalidentitiesthatwereconnectedtowheretheylived.TheseGermanspeakingelementstypicallyengagedinmuchintermarriagewithmembersofotherlinguisticgroupsinthosesamelocalitiesovercenturiesandincludedmanywhosimplyadoptedGermanastheirprincipallanguageforoneoranotherreasonovertime.Inthenineteenthandearlytwentiethcenturies,manyofthoseGermanspeakersinEastCentralEurope,iftheywereatleastsemieducated,hadsomesenseofbelongingtoalargerGermanspeakingculturalgroupinEurope,buttheyhadnorealconsciousnessofbelongingtoadistinctGermannationassuch,definedinexclusivetermsasadistinctdescentgrouporbiologicalraceandbydirecttiestoatruehomelandinGermany.TheseGermanspeakersofEastCentralandEasternEuropeweremoreattachedtotheplaceswheretheyandtheirforbearshadlivedforcenturiesasBohemianGermans,BalticGermans,socalledSwabianGermansinHungaryandBanat,theTransylvanianSaxonGermans,ortheVolgaGermans,etc.Theywereverymuchpartofthelocalandregionaleconomic,social,legal,andpoliticallandscapesintheselands.Inthelatenineteenthcentury,mostoftheseGermansofEastCentralEuropecertainlydidnothaveloyaltiestoGermanyastheirhomelandatleastnotuntilnewkindsofmodernnationalismbegantoreachthemintheearlytwentiethcentury. AmongtheoldestofthosesettlementswerethoseinthecitiesandtownsofTransylvania,todaycentralandnorthernRomania.GermanspeakershadcomeassettlerstherefromvariouspartsofwhatisnowGermanyattheinvitationoftheruler,akingofHungary,beginninginthetwelfthcentury,tohelpsettleanddefendthethensoutheasternbordersoftheKingdomofHungary.Theydevelopedovercenturiesastradersandcraftsmeninthetownsorassturdyindependentfarmers,protectedinlawbyspecial

  • 3privileges,includingaftertheReformationthepracticeoftheProtestantreligion.TheGermanspeakingpopulationofBanatandlittlepocketsincentralHungaryorpartsofeasternCroatia,thesocalledDanubeandBanatSwabians,camelaterintheeighteenthcentury,recruitedassettlersbytheHabsburgauthorities;andtheywereinthemajorityCatholic.In1910Transylvaniabyitselfhadsome234,000Germanspeakers;in1930allofRomaniahadsome745,000Germanspeakers.ThankstotheupheavalsandexpulsionsattheendofWorldWarII,thebeginningsofpostwarvoluntarymigrations,andtheassimilationofGermanspeakerstotheRomanianpopulation,therewereonly385,000GermanspeakersinRomaniaby1956.Fromthe1960sthroughthe1980sNicolaeCeausescusgovernmentwashappytohavethoseGermanspeakersemigrate,andmostdepartedtoWestGermany,leavingonlysome60,000by2002. TheGermanspeakingpopulationsofVolhynia(inwhatistodaynorthwesternUkraine)andtheGermanpopulationintheVolgabasindevelopedmuchlater.Beginninginthelateeighteenthcentury,theTsaristRussiangovernmentdeliberatelyrecruitedpeasantfarmersfromtheGermanstatestosettlewhatwasthenstillthinlypopulatedTsaristterritoryandtodevelopthelocalagriculture.TheGermanspeakingpopulationinVolhyniagrewthroughthelatenineteenthcentury,numberingaround200,000in1900.AseconomicandpoliticalconditionsdeclinedinRussiaafter1890,significantnumbersbegantoemigrate,sothattheVolhynianGermanswerealreadydecliningwellbeforeHitlerandStalinintervenedintheirhistory.By1900,theVolgaGermansalsonumberedinthehundredsofthousands. TheGermanspeakingpopulationsthatonefoundonthefringesoftheCzechlandsofBohemiaandMoravia,inwhatisnowSlovenia,inwhatisnowwesternPoland,andintheBalticlandsrepresentedtheproductofadifferentseriesofdevelopments,arisingoutofthenaturalmeetingandmixingofGermanspeaking,Czech,Slovene,orPolishspeaking,andBalticpopulationsfromthemiddleagesonward.Hereindividualsandgroupsmovedbackandforthovercenturies,intermarried,orsimplyadoptedneighborslanguages,asseemedconvenient.ThosewhoeventuallyembracedmodernnationalisminthesecondhalfofthenineteenthcenturyortheearlytwentiethconsideredtheGermanspeakinginhabitantsassimplyGermans,andtheytypicallyassumedlineardescentofthesepeoplefromsomeputativeoriginalGermanstock,whetherthatwastrueornot.ForsomeoftheseGermannationalists,theconceptoflineardescentofethnicGermansmeantanotionofracialpurity.ThosewhoassumedlineardescentfromsomeoriginalGermanstock,ofcourse,hadtoignorecenturiesofintermarriage,myriadindividualchoicesaboutwhat

  • 4language(s)onemightprefertospeak,andthepresenceofmanyobviouslynonGermanlastnamesamongcontemporaryGermanspeakingpopulations. WhentheoldempiresofCentralandEasternEuropebrokeupattheendofWorldWarIandnewnationstatesorsmallerfederationslikeCzechoslovakiaandYugoslaviareplacedthem,borderscouldnotpossiblybedrawnneatlyandcleanlyonlinguisticornationaldividinglines.Inmanyregions,therewassimplynoclearborderbetweentheterritorieswheredifferentlanguageswerepredominant,butratherthefadingofonedialectintoanotherormuchbilingualismorcomplexpatternsofmultilingualism.Infact,legislatorsandcensustakersinthenewPolishRepublicsoonfounditconvenienttoacceptthedesignationoflocals(orpeoplefromhereabouts,tutejszi)fortheinhabitantsineasternregionswhospokelocaldialectsandhadnowelldefinedPolishorBelorussiannationalidentity.CountingthemaslocalsinthecensuswassurelypreferableforthePolishgovernmenttoputtingthemintheBelorussiancategory. WoodrowWilson,asWorldWarIapproacheditsend,promisednewgovernmentsandnewbordersinCentralandEasternEuropebasedonthefreenationalselfdeterminationofpeoples,buttheactualarrangementsafter1918seldommetthatstandard.Inmanycasesafter1918,theParisPeaceconferencesimplyapprovedbordersthatcorrespondedtooldhistoricdemarcations,suchasthoseforthewesternhalfofCzechoslovakia,orsimplyrewardedthoseinterestswhocameoutofthewaronthewinningsideattheexpenseoflosersinthewar,suchasGermanyandHungary.Plebisciteswereeventuallyheldafter1918forafewsmallterritoriesthatweresubjecttothemostheateddisputes,liketheSaarlandorUpperSilesia;butotherwisetheParispeaceconferencegenerallydecidedthenewbordersovertheheadsofthepeoples.TheSovietPolishborderwasnotsettleduntiltheTreatyofRigaof1921endedabloodywar.ThatsettlementprovedmostfavorabletoPolishinterestsandmadeforaPolishstatewithalargeUkrainianminority,inadditiontomillionsofGermanspeakersandJews.Asaresult,thenewPolandwasonlyabout70percentPolishspeakingCatholics.ThroughoutEastCentralEuropebetween1920and1938,oneinfivepeoplefoundthattheybelongedtoalinguisticgroupornationalitythatwasaminoritypopulationwithinthestatesinwhichtheynowlived. MostofthenewstatesofCentralandEastCentralEuropeafter1918wereavowedlynationstatesincontrasttothemultinationalstatesofthepre1918era.LinguisticornationalheterogeneityhadobviouslycreatedgrowingproblemsfortheoldempiresofcentralandeasternEuropeduringthelatenineteenthcentury,buttheHabsburg,Tsarist,

  • 5andOttomanstateshadgenerallypresentedthemselvesasmultinationalentities,promisingtorespecttheculturalrightsofalltheirpeoples,evenifsomegroupsweremoreequalthanothers.Thenewavowedlynationalstatesoftheinterwarperioddeclaredthemselvesopenlyasthestatesofoneoranotherpeople.AspartoftheParispeacesettlement,theWesternPowersdemandedadherencetoguaranteesofminorityrightsinthesocalledminoritytreatiesbythesmallerCentralandEastCentralEuropeanstates,butmanyofthegovernmentsandnationalistpoliticiansthereresentedthisinterferenceintheirinternalaffairsandpursuednationalistagendasagainstsomeoftheirminoritiesduringthenexttwentyyears.Jewswerevictimsofthosepoliciesinseveralofthesestates;Hungarianminoritiesinthestatessurroundingthenew,muchsmallerHungary;andUkrainiansinsoutheasternPoland.GermanswhohadbeenthepeopleofstateinImperialGermanyandaprivilegedgroupinImperialAustriafoundthemselvestobepoliticallyvulnerablyminoritiesinthenewPolishRepublic,Czechoslovakia,Yugoslavia,andRomania.NexttononeofthesignificantminoritypopulationsinCentralandEastCentralEuropebetweenthewars,however,weresubjecttoforcedmassmigration. Therewerealreadyprecedents,however,forestablishedgovernmentsinEuropetousetheirsovereignauthoritytomovemasspopulationsfromtheirhomessummarilyandwithbarbaricforcefortheclaimedinterestsofstate.DuringWorldWarI,theTsaristRussianmilitaryauthoritiesforcedtensofthousandsofJewsinthecentralandsouthernPolishterritoriestomove,fearingthattheymightprovedisloyaltoRussianinterests.ImperialGermanydevelopedplansduringthelatterpartofthewartoremovePolesandJewsenmassefromaprojectedPolishborderstrip.IfoneincludesAnatolianTurkeyinthisdiscussion,theTurkishgovernmentputhundredsofthousandsofArmeniansonlethalforcedmarchesduringtheFirstWorldWarinearly1915.Inthemeantime,theTurkishgovernmentin1913hadalreadynegotiatedwiththeGreekgovernmentforasocalledvoluntaryexchangeofGreekandTurkishminoritiesfromtheirrespectiveterritories,buttheoutbreakofWorldWarIdelayedindefinitelyanyactiontocarrythisout. AfterthewarGreekforcesinvadedwesternAnatoliaaroundIzmir(Smyrna)in1919.Turkishforcesstruckbackin1921,andmorethan200,000GreekswereforcedtofleefromtheIzmirarea.TheTreatyofLausannesignedinJuly1923,whichendedtheGreekTurkishhostilities,providedforthemandatoryexchangeofGreekandTurkishminoritypopulationsbetweenthetwocountries.Turkeyexpelledbetween1.2millionand1.5millionethnicGreeksfromitsterritory,leavingonlyasmallremnant;andGreeceexpelledsome356,000Turks.Thousandsdiedintheprocess,althoughlaterattheendoftheWorld

  • 6WarII,Allieddiplomaticexpertstoldleadingpolicymakersthatthiswasacaseofasmoothandsuccessfulinternationalsolutionoflongstandingminorityproblemsthatcouldbetakenasamodel. WorldWarIIwasastrugglenotonlyforempire,territory,andinternationaldominationbutalsobetweencompetingpoliticalandsocialsystems.Fromanearlystageinthewar,governmentsassertedtherighttoforcetheremovalofpopulationsasamatteroffundamentalpoliticalandmilitaryinterest,takingitasaxiomaticthatcertainminorityethnicornationalgroupsbytheirveryexistencethreatenedtheirstatesnationalsecurityandthatgreaterethnicornationalhomogeneitystrengthenedipsofactothenationalsecurity.ThiswastruenotonlyofNaziGermanyandFascistItalybutalsoofStalinsSovietUnion.NaziGermanytargetedJews,Roma,andPoles,butin193940italsoagreedwiththeSovietstomovetheGermanminorityofVolhyniaaswellasthoseoftheBalticandBessarabia(Moldova)intooccupiedwesternPoland.ThealliancebetweenNaziGermanyandFascistItalyalsoledtheNazigovernmentin1939toagreetogivetheGermanspeakingpopulationoftheSouthTirolasimplechoice,eithertoemigrateintoAustriaorGermanyproperortoremaininItalyasItaliansbothinlawandultimatelyinlanguageandculture.GermanysalliancewithItalyalsoresultedintheNaziauthoritiesforcingtherelocationbetweenDecember1941andJanuary1942of12,000GottscheeGermansfromtheirhomecommunitiesfromsoutherntoeasternSlovenia. TheSovietgovernmentalsotookactiontorelocatewholepopulationsfromearlyinWorldWarII.AfterGermanforcesinvadedtheSovietUnioninsummer1941,theSovietgovernmentforcedtheresettlementofaround400,000VolgaGermansandaround80,000ethnicGermansfromaroundLeningradtoSiberia,Kyrgyzstan,andKazakhstan.Laterin1944,theSovietgovernmentexactedcollectivepunishmentontheCrimeanTatarsforcollaborationwiththeNaziforcesbyexpellingallofthemtoUzbekistanandotherremoteareas;nearlyhalfoftheseveralhundredthousandinvolvedeventuallydied.TheKalmykshadalreadyexperiencedasimilarcollectivepunishmentin1943,whentheSovietgovernmentexpelledthemfromtheirhometerritorynorthwestoftheCaspianSeabetweentheDonandVolgaRivers. AfterNaziGermanyinvadedPolandandthendevelopeditsplanstoinvadetheSovietUnion,Nazipolicymakersenvisionedaradicalsocial,economic,andpoliticaltransformationinPoland,theBaltic,andthewesternpartsoftheSovietUnion.ThiswouldbenewlivingspaceforethnicGermans,andGeneralplanOstasitevolvedwouldinvolve

  • 7eventuallyrelocatingforciblymorethanfiftymillionofthenativeinhabitants,reducingmanyofthemtolittlebetterthanslavesandexpectinglargeportionseventuallytodie.TheNazisbarbarictreatmentnotonlyofJewsandRomabutofPolishCatholicsandRussiansdemonstratedvividlytobothfriendsandfoeswhattheNazishadinmindforthefutureinPoland,theBaltic,andwesternRussia. OneshouldnotbeatallsurprisedthenthatalreadyduringWorldWarII,leadershipelementsoftheEastCentralEuropeanpeoples,bothathomeandinexile,aswellassomepolicymakersamongtheAlliedpowers,begantothinkaboutresolvingtheproblemsofethnicGermanminoritiesintheirlandsafterthewarbyexpellingatleastthoseGermanpopulationswhohadcollaboratedwithandbenefittedfromtheNazis,ifnotallofthem.Partofthis,bothatthepoliticalandpopularlevels,representedaspiritofsimplerevengeagainstthoseGermanminoritiesbasedonnotionsofcollectiveguiltforNaziatrocities,butonehastoconsideraswellthenotionwhichonefoundincreasinglyamonggovernmentleadersbythispointinthebloodytwentiethcenturythattheultimatesolutiontolongrunningethnicandnationalconflictswasseparationofthegroupsor,wherenecessary,forciblerelocationofminoritypopulations. AttheTehranConferenceinlateNovember1943,Churchill,Roosevelt,andStalinagreedthatsometerritorieswhichlayinsidetheeasternborderofPolandin1939wouldremaininSoviethandsafterthewar,whilePolandwouldbecompensatedbydrawinganewborderwithGermanyalongtheOderandNeisserivers,about100mileswestoftheprewarPolishGermanborder.ThatagreementpresumedsomeshiftingofPolish,Ukrainian,andethnicGermanpopulationstoconformtothenewPolishborders.By1944forcedmovementofminoritypopulationsinEasternEuropebecameamoreorlessestablishedprincipleamongtheAlliedcountriesintheirthinkingaboutpostwararrangements.ThiswouldaffectmillionsofethnicGermans,Poles,Ukrainians,andperhapsHungariansaswell.In1944WinstonChurchillexplainedthistotheBritishHouseofCommonsinthefollowingterms: Expulsionisthemethodwhich,insofaraswehavebeenabletosee,willbethemostsatisfactoryandlasting.Therewillbenomixtureofpopulationstocauseendlesstrouble...Acleansweepwillbemade,Iamnotalarmedbytheprospectofdisentanglementofpopulations,notevenoftheselargetransferences,whicharemorepossibleinmodernconditionsthantheyhaveeverbeenbefore.

  • 8 AstheSovietarmiespushedtheGermanforcesbackonthelongeasternfrontin1944andearly1945,ethnicGermanpopulations,significantnumbersofLithuaniansandotherBalts,andseveralmillionPolesfledbeforetheSovietforcesorweredrivenoutbytheSovietmilitaryandlocalcommunistpartisans.AllofthiswaswellunderwaybeforetheYaltaandPotsdamsummitmeetings.InSeptember1944,thecommunistledPolishCommitteeofNationalLiberationinLublinsignedaformalagreementwiththeSoviets(representedbyNikitaKhrushchev)recognizingthatpopulationexchangeswouldquicklytakeplaceofPolesandUkrainianswhofoundthemselvesonthewrongsideofthenewPolishSovietborder.Thissoonaffectedsome2.1millionPoleswhohadtobesettledinPolishterritory.ThePolishandSovietcommunistauthoritieswhotookcontrolinPolandastheNaziforcesretreatedbeganquicklytosettlethosePolishrefugeesinwhattheycalledrecoveredterritoriesinPomerania,Silesia,andWestPrussia,fromwhichethnicGermansfledorwereforciblyremoved.CommunistsledbyWladyslawGomulkainthenewPolishgovernmentwerehappytotakecreditforsettlingthoserecoveredterritories.Eventually,thePolishauthorities,assistedbytheSovietmilitary,expelledsome7millionGermansfromtheRecoveredTerritoriesalongPolandsnewwesternbordersandanother700,000fromvariouspartsofpre1939Poland.Totheseweshouldaddanother1.4millionGermanswhomtheSovietsexpelledfromEastPrussia,partofwhichtheUSSRannexedandwhichremainspartoftheRussianFederationtoday. BythetimethePotsdamsummitconferencetookplaceinlateJuly1945,theflightandexpulsionsofmillionsofGermans,aswellasPoles,Ukrainians,Balts,andothers,werewellunderway.ArticleXIIofthePotsdamAgreementgaveaformalratificationtotheforcibletransferofethnicGermansfromPoland,Czechoslovakia,andHungary: TheThreeGovernments,havingconsideredthequestioninallitsaspects,recognizethatthetransfertoGermanyofGermanpopulations,orelementsthereof,remaininginPoland,CzechoslovakiaandHungary,willhavetobeundertaken.Theyagreethatanytransfersthattakeplaceshouldbeeffectedinanorderlyandhumanemanner.Thislegalcoverwasimportantforsettlingthepostwarsituation,particularlyforthenewpostwargovernmentsinEastCentralEuropethatwantedtolegitimizewhattheyfoundpoliticallyexpedientandwerealreadycarryingoutinbrutalfashion.Instructive,however,isthecaseofCzechoslovakia,whosegovernmentinexile,ledbyEdvardBene,hadalreadydecidedduringthewarthatthelongrunningCzechGermanconflictinitssocietyshould

  • 9besettledbyexpellingmostoreventuallytheentireGermanminorityattheendofthewar.VerysoonaftertheAlliedforcesliberatedthecountryandacoalitionCzechoslovakgovernmenttookcontrolinspring1945,localcivilauthorities,revolutionaryguards,andnewlyorganizedsecuritypolicebegantoinitiatebrutalindiscriminateexpulsionsofethnicGermans.Thecentralgovernmentputoutcontradictorystatementsandorders,alternatelyencouraginganddiscouragingtheexpulsions.Itquicklybecameclear,though,thatimportantsegmentsoftheCzechoslovakauthoritiesaswellastheCzechandSlovakpopulationswantedtoforceoutasmuchoftheGermanpopulationastheycouldbeforetheAlliedmilitaryauthoritiesanddiplomatscouldmakeuptheirmindsandenforceregulationsforanorderlyandhumanetransfer. ThesocalledwildexpulsionsfromCzechoslovakiabetweenMayandAugust1945impactedbetween700,000and800,000people.TheorganizedandregulatedexpulsionthatfollowedbetweenJanuaryandOctober1946,affectedmorethan2,000,000ethnicGermans.Eventuallynearly2millionofCzechoslovakiasGermanswenttotheAmericanzoneofoccupiedGermanyandsomeonemilliontotheSovietzoneofGermany.Itisnowestimatedthatbetween15,000and30,000ofthesocalledSudetenGermandiedintheprocess,whetherfromstarvation,disease,suicides,orkillingsbytheCzechoslovakpopulationorsecurityforces.Initially,somequartermillionGermanswhowereneededtoreviveindustryorwhohadevidenceofhavingresistedtheNaziswereallowedtoremain,butthatnumbereventuallydeclined.TherestoredCzechoslovakgovernmentalsowantedtoexpeltheHungarianminoritywhichlivedmostlyinthesouthernfringesofSlovakia,butitdidnotinitiatesuchactionimmediately,andtheAlliesultimatelyrefusedtoallowit. Between1945and1950,thenewcommunistledYugoslavgovernmentalsoforcedthegreatmajorityofitsapproximately500,000ethnicGermanstoemigrate.AbouthalfoftheserefugeesendedupinGermany,anearlyequalnumberinAustria.TheYugoslavauthoritiesseizedtheGermaninhabitantsproperty,sentsomeofftoimprisonmentintheSovietUnion,andherdedthousandsintorelocationcamps.ThemortalityratesinsomeofthoseYugoslavcampsreachedfiftypercent,andmorethan48,000died. Timedoesnotpermittodiscussherethenumericallysmaller,butstilloftencruel,expulsionsofethnicGermansfromRomania,theNetherlands,andDenmarkthatalsotookplaceattheendofWorldWarII.By1950,WestGermanyhadnearly8millionoftheGermanexpellees(16%ofthepopulation);EastGermanyanother4.4million(some24%ofthepopulation);andAustria,between300,000and400,000.TheGermanexpelleesfrom

  • 10EasternEuropebecamewellintegratedinthetwoGermanstatesandAustria.TheirlargeconcentrationinwesternGermany,particularlyinBavaria,andtheirgoodorganizationmadethemasignificantpoliticalforceduringtheColdWarera;andtheirrepresentativesbecameaparticularlyinfluentialelementintherightwingoftheChristianDemocraticParty.PostwarAustriagenerallywelcomedtheEastEuropeanGermanexpellees,buttheirnumbersweretoosmallthereforthemtobecomeanimportantpoliticalforce. ThewholeexperienceoftheexpulsionofethnicGermansfromEastCentralandEasternEuropeisoneofthemanytragediesofEuropeduringtheviolentandbloodytwentiethcentury.WhiletodaywemayrejectonsimplemoralgroundstheprincipleofcollectiveguiltforthebarbarousNaziactions,thedeterminationtoexactrevengeforwhattheNazishaddonewassurelyamajormotivatingfactorattheendofWorldWarII.Still,wemustalsoreflectontheconditionsthatmademassexpulsionsconceivable,acceptable,andevendesirableasadeliberateactofgovernmentpolicynotonlybytheNaziandSovietgovernmentsduringthewarbutalsobythevictoriousAlliedgreatpowersandthesmallercountriesofEastCentralEurope.Obviously,onefundamentalconditionwasarampantnationalismandthewidespreadacceptanceofnationalistprinciplesthatasserteditwasbestforpopularandgovernmentalinterestsforculturallyhomogeneousnationstohavetheirownstatesandforthosenationstatestohaveculturallyunitedpopulationswithnosignificantnationalminoritiesifthatwasaneffectivewaytoavoidtroublesomedomesticconflicts.Undertheseprinciples,theputativeinherentrightsofnationsandthenationalinterestsofthenationstateseasilyoverrodeanyconsiderationsofindividualhumanrightsorminorityrights.Anotherfundamentalconditionwhichmademassethnicexpulsionspossibleinthetwentiethcenturywastheassumptionbynationalstates,andnotmerelytheNaziorSovietstates,thattheyhadtherightandtheauthoritytocarryoutsuchexpulsionsinthenameofnationalinterestornationalsecurity,regardlessofanycostinlivesandfundamentalindividualandgrouphumanrights.Thecontinuingoccurrencesofethniccleansingandgenocideinourowntimedemonstratethatsuchinhuman,indeedmurderousnotionsarestillwidelyheldintheworld.

  • 11SUGGESTEDREADINGS:AlfredM.deZayas,ATerribleRevenge:TheEthnicCleansingoftheEastEuropeanGermans,

    19441950,rev.ed.NewYork:Palgrave/Macmillan,2006.DavidGerlach,WorkingwiththeEnemy:LaborPoliticsintheCzechBorderlands,194548.AustrianHistoryYearbook38(2007):179207.EagleGlassheim,"NationalMythologiesandEthnicCleansing:TheExpulsionof CzchoslovakGermansin1945."CentralEuropeanHistory33,no.4(2000):463486NormanM.Naimark,FiresofHatred:EthniccleansingintwentiethcenturyEurope.Cambridge,Mass.:HarvardUniversityPress,2002.