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1 Four years of published coroners’ Section 28 reports on action to prevent future deaths in England and Wales Dr Minh Alexander NHS whistleblower and former consultant psychiatrist 24 August 2017 Contact: @alexander_minh and via minhalexander.com Contents PAGE Summary Page 1 Introduction – coroners’ warning reports and past failures of learning Page 3 Database of 4 years of coroners’ Section 28 warning reports, published up to 31 July 2017 Page 10 General results Page 12 Numbers of Section 28 reports Page 17 Austerity and decency Page 19 Coroners’ fire safety warnings before Grenfell Page 21 NHS safety Page 26 Proportion of coroners’ warnings about the NHS Page 23 Coroners’ warnings about ambulance services and related matters Page 32 Conclusion Page 48 Appendix – Press criticism of CQC failure to act upon coroners’ warnings and CQC response September 2015 Page 49 SUMMARY In the recent years of austerity, the government has run an explicitly anti-red tape programme, purportedly business friendly but openly hostile to ‘Health and Safety’ regulations. 12 1 In 2012 David Cameron PM reportedly stated that he would “kill off the health and safety culture for good” http://www.independent.co.uk/news/uk/politics/david-cameron-i-will-kill-off-safety- culture-6285238.html 2 Cabinet Office ‘Cutting red tape programme’ https://cutting-red-tape.cabinetoffice.gov.uk/

Four years of published coroners_ Section 28 reports to ... · prevent future deaths in England and Wales ... Database of 4 years of coroners’ Section 28 warning reports, published

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Fouryearsofpublishedcoroners’Section28reportsonactiontopreventfuturedeathsinEnglandandWalesDrMinhAlexanderNHSwhistleblowerandformerconsultantpsychiatrist24August2017Contact:@alexander_minhandviaminhalexander.comContents PAGESummary Page1Introduction–coroners’warningreportsandpastfailuresoflearning

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Databaseof4yearsofcoroners’Section28warningreports,publishedupto31July2017

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Generalresults Page12NumbersofSection28reports Page17Austerityanddecency Page19Coroners’firesafetywarningsbeforeGrenfell Page21NHSsafety Page26Proportionofcoroners’warningsabouttheNHS Page23Coroners’warningsaboutambulanceservicesandrelatedmatters Page32Conclusion Page48Appendix–PresscriticismofCQCfailuretoactuponcoroners’warningsandCQCresponseSeptember2015

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SUMMARYIntherecentyearsofausterity,thegovernmenthasrunanexplicitlyanti-redtapeprogramme,purportedlybusinessfriendlybutopenlyhostileto‘HealthandSafety’regulations.12

1In2012DavidCameronPMreportedlystatedthathewould“killoffthehealthandsafetycultureforgood”http://www.independent.co.uk/news/uk/politics/david-cameron-i-will-kill-off-safety-culture-6285238.html2CabinetOffice‘Cuttingredtapeprogramme’https://cutting-red-tape.cabinetoffice.gov.uk/

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Thispapersharesadatabasecollatedfromfouryearsofcoroners’Section28warningreportsaboutpublicsafetythathavebeenpublishedbythechiefcoroner,andabroadinitialreportaboutthedata.AlthoughitispositivethatSection28reportshavebeenpublishedinrecentyears,Icollatedthisdatabecausethechiefcoroners’websiteisnotsearchableanddoesnotgivethepublicaccesssufficient,meaningfulaccesstoSection28reports.Patternsarefurtherobscuredbyinconsistentindexingofcases.Somenotableinstancesofmiscategorisationofimportantcaseswerefound(forexamplesuicides,policerelateddeaths,deathsincustody,deathsofarmedforcespersonnel).Questionsalsoariseaboutthecompletenessofthedatareleased.Itisverylikelythatanumberofreportshavenotbeenpublished.Ofthedatathatexists:

• Atleast57.2%(987of1725)ofpublishedSection28reportsrelatedtopoorNHScareandhazards.

• SeventySection28reportsrelatedtodeathsinthecustodyoftheState

• 350Section28reportsrelatedtoselfinflicteddeaths,whetherthrough

misadventureorbysuicide.

• 60Section28reportswereaboutdeathswheretherehadbeenneglect,includingeightdeathsinStatecustody.

• Themajorityofthe‘neglectcases’wereaccountedforbytheNHS.

Therewerenopublishedresponsesatallto62%(1070of1725)ofSection28reportsbyorganisationsandpersonswhohadbeensentthemforactiontopreventfuturedeaths.Moreover,noexplanationisprovidedforthisbythechiefcoroner’soffice.ThepaucityofpublishedresponsesisunexpectedbecausepastgovernmentrecordsshowedthevastmajorityoforganisationspreviouslyrespondedtoRule43reports,whichwerethepredecessortoSection28reports.ClarificationisneededonwhetherresponserateshavedeterioratedandorwhethertheChiefCoronerischoosingnottopublishresponses.Thelackofpublishedresponsestocoroners’warningsraisesquestionsaboutwhethertheauditcycleisbeingclosedandthereforetheeffectivenessofpublicprotection.TheGrenfellfirebeingthemostpainfulillustrationpossibleoftheconsequencesofsuchfailure.Relevanttofiresafety,thereweretwentypublishedSection28reportsinthelastfouryearsrelatingtofiresafety,includingrecommendationsforinstalmentoffiresprinklersandalarmsinsocialhousing,andtheneedtoinvestigatetheuseofflammableinsulatingmaterialinHotpointfridgefreezerswhichcanactasanaccelerant.

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InrelationtoNHScases,notwithstandingthelimitationsofthecoroners’data,anumberofrecurringthemesareevident,raisingquestionsaboutorganisationallearning.Coronershighlightedalackofresourcesinanumberofimportantcases,someacute.Ofgreatconcerntopublicsafety,itisalsoclearthatcoronershavebeenseriouslyconcernedforseveralyearsaboutdeterioratingambulanceresponsesandtheroleofrelatedcallhandlinganddiversionservices.Ambulancedelayshavecostlivesandputthepublicatrisk.TheeffectivenessoftheDepartmentofHealth’sresponsetocoroners’concernsisinquestion.ThecredibilityofCQC’sratingsonambulancetrustsisalsochallengedbytheconcernsthatcoronershavebeenrepeatedlyflagging.CQC’srecentratingofanambulancetrustas‘Outstanding’isespeciallyquestionablewhenallareclearlyoperatinginseverelychallengingconditions.TheseconcernsareunderlinedbythefactthatCoroner’sSection28reportsrepresentonlythetipofasafetyiceberg.Currently,thereisnoevidenceofasystematicgovernmentapproachtolearningfromtheSection28reports.Thereisnopublishedevidenceofcentralanalysis.IhavewrittentoasktheChiefCoronerabout:

• HowmanyoftheSection28reportsissuedsofarhavebeenpublished• MissingresponsesfromrecipientsofSection28reports• Anygovernmentanalysisthatistakingplace• WhathappensifcoronersaredissatisfiedbySection28responses• Possibleimprovementstothewebsiteforgreatertransparency.

TheDepartmentofHealth,NHSregulatorsandotheroversightbodieswillbeaskedabouttheirhandlingofSection28reports.Ishouldbeverygratefulandinterestedtohearfromanyonewhoisawareofcoroners’Section28reportsthathavebeenissuedbuthavenotbeenpublished.INTRODUCTIONCoronershaveadutytoinvestigatecertaindeathsandtodeterminehowthesehappened.ThsesareuptodateHouseofCommonsbriefingsonwhatcoronersandtheChiefCoronerdo:

http://researchbriefings.parliament.uk/ResearchBriefing/Summary/SN03981http://researchbriefings.parliament.uk/ResearchBriefing/Summary/SN05721

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Itisanimperfectsystemandheavilydependentonreporting.Coronersmaymisssalientissues.Powerfulorganisationswithunlimitedfundsforlegalservicesaremoreabletomanipulatethesystem,andbereavedfamiliesmaybedisadvantagedbyinequalityofarms.34Anumberofreformshavebeenintroduced.Debateandevaluationcontinuesonhoweffectivetheseare.56Thereisconsiderableregionalvariationinreportingtocoroners,andvariationbetweenindividualcoroners’departments.7

3Howtheinquestsystemfailsbereavedpeoplehttp://www.inquest.org.uk/pdf/how_the_inquest_system_fails_bereaved_people.pdf4DeathcertificationandinvestigationinEnglandWalesandNorthernIreland.Thereportofafundamentalreview2003.http://webarchive.nationalarchives.gov.uk/20131205105739/http://www.archive2.official-documents.co.uk/document/cm58/5831/5831.pdf5Reformofthecoroners’systemanddeathcertification,ConstitutionalAffairsCommittee,1August2006https://publications.parliament.uk/pa/cm200506/cmselect/cmconst/902/902i.pdf6ImplementingthecoronerreformsinPart1oftheCoronersandJusticeAct2009Responsetoconsultationonrules,regulations,coronerareasandstatutoryguidance.MoJ4July2013https://consult.justice.gov.uk/digital-communications/coroner-reforms/results/implementing-the-coroner-reforms-response.pdf7CoronersStatisticsAnnual2016EnglandandWales“Whenlookingatthenumberofdeathsreportedtocoronersin2016asaproportionofregistereddeaths21,whichallowforsomedifferencesinpopulationcharacteristics,thereisstillawidevariationacrosscoronerarease.g.28%inEastLancashirecomparedto96%inStoke-on-TrentandNorthStaffordshire.”“Theproportionofpost-mortemscarriedoutvariesfrom21%inNorthLincolnshireandGrimsbyto62%inIsleofWight.”“Theproportionofinquestscarriedoutvariesfrom8%inStoke-on-TrentandNorthStaffordshireto40%inNorthTyneside.”https://www.gov.uk/government/statistics/coroners-statistics-2016

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Ofrelevance,anationalnetworkofmedicalexaminerstoimprovescrutinyofdeathsandtodetectpoorcaremorepromptlyhasbeenproposedbyvariouspublicinquiries,andstronglysupportedbytheRoyalCollegeofPathologists.89However,thishasbeenrepeatedlydelayed.Controversially,thegovernmentannouncedafurtherdelayearlierthisyear,withanewimplementationdeadlinesetfor2019.10Nevertheless,forallthelimitations,coroners’findingsprovideanimportantwindowintoriskstopublicsafety.Ofspecialinterestarethewarningreportsthatcoronersissueonanexceptionalbasiswhentheyconsiderthatactionneedstobetakentopreventfuturedeaths.Coronerspreviouslyhaddiscretionarypowerstoissuea‘Rule43’reportundertheCoronersRules1984onmattersarisingfromdeathstheyhadreviewedwhichcouldcausearecurrenceofsimilarfatalities.11

8Anoverviewofthedeathcertificationreforms.DepartmentofHealthMay2016https://www.gov.uk/government/publications/changes-to-the-death-certification-process/an-overview-of-the-death-certification-reforms9MedicalExaminers.RoyalCollegeofPathologists.May2016https://www.rcpath.org/discover-pathology/public-affairs/medical-examiners.html10StatementbyRoyalCollegeofPathologists30March2017inresponsetofurthergovernmentdelayhttps://www.rcpath.org/discover-pathology/news/medical-examiner-delay.html11“43.Acoronerwhobelievesthatactionshouldbetakentopreventtherecurrenceoffatalitiessimilartothatinrespectofwhichtheinquestisbeingheldmayannounceattheinquestthatheisreportingthematterinwritingtothepersonorauthoritywhomayhavepowertotakesuchactionandhemayreportthematteraccordingly.(a)aseniorcoronerhasbeenconductinganinvestigationunderthisPartintoaperson’sdeath,(b)anythingrevealedbytheinvestigationgivesrisetoaconcernthatcircumstancescreatingariskofotherdeathswilloccur,orwillcontinuetoexist,inthefuture,and(c)inthecoroner’sopinion,actionshouldbetakentopreventtheoccurrenceorcontinuationofsuchcircumstances,ortoeliminateorreducetheriskofdeathcreatedbysuchcircumstances,thecoronermustreportthemattertoapersonwhothecoronerbelievesmayhavepowertotakesuchaction.(2)Apersontowhomaseniorcoronermakesareportunderthisparagraphmustgivetheseniorcoronerawrittenresponsetoit.

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ThispowerwasusedvariablyandwasreplacedwithastatutorydutyunderPart7ofSchedule5oftheCoronersandJusticeAct2009.Thisconferredawiderdutytoraiseallmattersdiscoveredduringinvestigationthatcouldpreventafuturerisktolife,whetherornottheyhadcontributedtothedeathinquestion.Suchreportsareknownasreportsonactiontopreventfuturedeaths,or“PFDs”.12OnreceiptofaSection28report,recipientsmustprovidethecoronerwithawrittenresponse,(atimelimitof56daysisgiven),andthecoronermustsendacopyoftheSection28reportandanyresponsestotheChiefCoroner,whomaypublishthem.

(3)Acopyofareportunderthisparagraph,andoftheresponsetoit,mustbesenttotheChiefCoroner.”http://www.legislation.gov.uk/uksi/1984/552/contents/made12CoronersandJusticeAct2009“Actiontopreventotherdeaths7(1)Where—(a)aseniorcoronerhasbeenconductinganinvestigationunderthisPartintoaperson’sdeath,(b)anythingrevealedbytheinvestigationgivesrisetoaconcernthatcircumstancescreatingariskofotherdeathswilloccur,orwillcontinuetoexist,inthefuture,and(c)inthecoroner’sopinion,actionshouldbetakentopreventtheoccurrenceorcontinuationofsuchcircumstances,ortoeliminateorreducetheriskofdeathcreatedbysuchcircumstances,thecoronermustreportthemattertoapersonwhothecoronerbelievesmayhavepowertotakesuchaction.(2)Apersontowhomaseniorcoronermakesareportunderthisparagraphmustgivetheseniorcoronerawrittenresponsetoit.(3)Acopyofareportunderthisparagraph,andoftheresponsetoit,mustbesenttotheChiefCoroner.”http://www.legislation.gov.uk/ukpga/2009/25/pdfs/ukpga_20090025_en.pdf

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RecipientsofSection28reportsareofteninformedthattheymaymakerepresentationstocoronersaboutwhethertheirresponsesarepublished:

AsfarasIcansee,thereisnoprovisionsetoutintheChiefCoroner’sguidance13forcircumstanceswheretherecipientsofSection28reportsfailtorespondtocoroners.Thisseemsasignificantsystemweakness.Itseemsanoddprocessofjusticewherematterscansimplefizzleout,beyondthepubliceye.IcanseenoexplanationfromtheChiefCoroneronhowdecisionsaremadewithregardstowhetherSection28reportsandresponsesarepublishedornotpublished.Again,thisseemsanomissioninthefaceoftheprinciplethatjusticemustbeseentobedone.Section28reportsareissuedonlyinasmallnumberofinquestcases.DuetodatamissingfromtheChiefCoroner’sannualreportsonthenumberofSection28reportsthathavebeenissuedsincetheywereintroduced,itisnotpossibletosaydefinitivelywhatproportionofinquestshavegeneratedSection28reportssincethelatterwereintroducedin2013.

13TheChiefCoroner’sguidetotheCoronersandJusticeAct2009https://www.judiciary.gov.uk/publications/the-chief-coroners-guide-to-the-coroners-and-justice-act-2009/

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However,themostrecentChiefCoroner’sannualreportseemstoindicatethatadecisionwasmadein2015/16tostartpublishingallSection28reports:Year Numberofinquest

conclusionsrecordedChiefCoroner’sannualreportonSection28

reports2013 31,579 2013/14:“Allreports(andresponses)mustnow

besenttotheChiefCoronerandtheyarepublishedonthejudiciarywebsite.Somereportsareselectedtopursuefurther.Allofthatisnew.AndtheChiefCoronerencouragescoronerstowritereports.”Nofiguregiven.

2014 29,153 2014/15:“Sincethepublicationoflastyear’s

ChiefCoroner’sreport504PreventionofFutureDeathreports(paragraph7(1)Schedule5tothe2009Act)havebeenissued.”

2015 35,473 2015/16:“ThesePFDreports-571innumberin

2015-arehugelyimportant.Theydrawattentionofgovernmentagencies,individualsandorganisationstothefactthatsomethinghasgonewrongandactionshouldbetaken…BecauseoftheirimportancetheChiefCoronerdecidedtopublishallPFDreportsonthejudiciarywebsite(sometimeswithredaction).Theyarethereforemadepublicandaccessibletoallwhomayhaveaninterestinthem.Emailalertsarenowavailable.Forexample,NHSEngland(LondonRegion)hasusedthisresourcetoidentifylearningfromthedeathsofvulnerableadultsandchildreninhealthcaresettingsacrossLondon.”

2016 40,504 NodataavailableyetSource:Coroners’annualstatisticsandChiefCoroner’sannualreportstotheLordChancellor14

14Coroners’annualstatisticsandChiefCoronersannualreportshttps://www.gov.uk/government/statistics/coroners-statistics-2013https://www.gov.uk/government/statistics/coroners-statistics-2014https://www.gov.uk/government/statistics/coroners-statistics-2015https://www.gov.uk/government/statistics/coroners-statistics-2016https://www.gov.uk/government/publications/chief-coroners-annual-report-2013-to-2014https://www.gov.uk/government/publications/chief-coroners-annual-report-2014-to-2015https://www.judiciary.gov.uk/publications/chief-coroners-annual-report-2015-16/

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Thereappeartohavebeenlimitedeffortstomakesystematicuseofthedatafromcoroner’swarningreports.TheChiefCoronerpreviouslypublishedperiodicsixmonthlysummariesonRule43reportswhichprovidedbriefsummariesofcoroners’concernsanddetailsofthebodiesinvolved.15AfterthesystemchangedfromRule43reportstoSection28reports,theChiefCoronerpublishedaninitialsummaryreportfortheperiod1April2013to30September2013,butnoothersseemtohavefollowed.

https://minhalexander.files.wordpress.com/2016/09/april-2013-to-september-2013-summaryreportofpfdreportsapr-sep2013-10th.pdf

Icouldfindnoothersignsofrecentanalysis,indepthorotherwise,ofwarningreports.

15MoJSummariesofReportsandResponsesunderRule43oftheCoronersRulesJuly2008toMarch2013https://minhalexander.files.wordpress.com/2016/09/july-2008-to-march-2009-summary-rule-43-v1.pdfhttps://minhalexander.files.wordpress.com/2016/09/april-2009-to-september-summary-rule-43-v2.pdfhttps://minhalexander.files.wordpress.com/2016/09/oct-2009-to-march-2010-third-summary-coroners-reports-rule43a.pdfhttps://minhalexander.files.wordpress.com/2016/09/april-2010-to-oct-2010-rule-43-coroners-report-4th.pdfhttps://minhalexander.files.wordpress.com/2016/09/oct-2010-to-march-2011-summary-rule-43-070312-5th.pdfhttps://minhalexander.files.wordpress.com/2016/09/april-2011-to-september-2010-summary-rule-43-6th.pdfhttps://minhalexander.files.wordpress.com/2016/09/oct-2011-to-march-2012-summary-rule-43-v7.pdfhttps://minhalexander.files.wordpress.com/2016/09/april-2012-to-sept-2012-summary-rule-43-report-v8.pdfhttps://minhalexander.files.wordpress.com/2016/09/oct-2012-march-2013-9th-rule-43-report.pdf

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ThecharityINQUEST,inparticular,hasbeencriticaloftheresistancetolearningfromdeathsincustodyandmentalhealthdeaths,inwhichthesamegrievouserrorsareendlesslyrepeateddespiteveryspecificcoroners’warnings.16ThereisalsoaquestionofwhathappenswhencoronersaredissatisfiedwiththeresponsesthattheyreceivetotheirSection28reports.Itappearsthatthetrailendsuntilthenextsimilardeath,whenthecoronermakesreferencetothepasthistoryandprevioussimilardeaths.DATABASEOF4YEARSOFCORONERS’SECTION28WARNINGSPUBLISHEDUPTO31July2017SinceJuly2013allSection28reportshadtobesenttotheChiefCoronerforpossiblepublication.PublicationbeganinJanuary2014whenthethenChiefCoronerPeterThorntonreportedlyemphasisedtheimportanceoftransparency:“Iplacegreatemphasisonthevaluableworkofcoronersinsavinglivesbyhighlightingriskswhichneedtobeeliminated.Thatiswhypublishingthesereportsandputtingthemintothepublicdomainissoimportant.”17Ihavebeenfollowingthechiefcoroner’spublicationofSection28reportsforthelastyear.Ihavefoundthatreports,andresponsestothereports,areuploadedsomewhaterratically,sometimeswithvariabledelaysofmonths.Asnapshottakenatanypointintimeislikelytobeasignificantunderestimateofthereportsthatexist.IhaveloggeddetailsofallpublishedSection28reportsuptoof31July2017ontothisdownloadabledatabase:

https://minhalexander.files.wordpress.com/2017/08/all-section-28-reports-on-action-to-prevent-future-deaths-published-by-chief-coroner-up-to-31-july-2017-pub.xlsx

Thedatabaseprovideslinkstotheindividualpublishedreportsandanyassociatedresponsesbypersonstowhomthereportsweresent.Namesofdeceased,coroner’scasereferencenumbers,coroners’categoriesofdeathandcoroners’areasarealsoprovided.Thisdatacanbesearched.

16http://inquest.org.uk/pdf/INQUEST_deaths_in_mental_health_detention_Feb_2015.pdfhttp://www.inquest.org.uk/pdf/reports/Learning_from_Death_in_Custody_Inquests.pdf17https://www.crimeline.info/news/publication-of-reports-to-prevent-future-deaths

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IhavefoundtheChiefCoroner’swebsiteuserun-friendlyforthefollowingreasons:

• Thewebsiteisnotsearchable,unlikecomparablewebsitesoperatedbytheCourtsandTribunalsJudiciary

• Pagesmustbescrolledlaboriouslyandslowly.Losingone’splacerequiresstartingagainfromsquareone,makingsearchesagargantuantask.

• Itprovidesaflawedandmisleadingsystemofindexingwhereusersaresignpostedtocategoriesofdeathwhichareinfactincomplete,becausesomecasesarenotcorrectedlabelledandrelevantcasesaredispersedthroughoutotherdifferentcategories.

Forexample,therewere94Section28reportsaboutdeathsdeterminedtobesuicides,butoverhalfofthese(54)werenotlabelledassuchontheChiefCoroner’swebsite.Theywouldhavebeenmissedbyanymemberofthepubliclookingfordeathsbysuicide,unlesstheysystematicallyscrolledthroughthewholedatabase.

Forexample,amuchreportedandimportantSection28reportonaDWPrelatedsuicide,thedeathofMichaelO’Sullivan,wasfiledunder‘Otherrelateddeaths’:

“CIRCUMSTANCESOFTHEDEATHIfoundthatthetriggerforMrO’Sullivan’ssuicidewashisrecentassessmentbyaDWPdoctorasbeingfitforwork.”https://www.judiciary.gov.uk/publications/michael-osullivan/

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Thiscaseandafewothermislabelledsuicidescouldbeaccountedforbythefactthatthecategoryof‘suicide’wasnotintroducedbythechiefcoroner’sofficeuntil2015.However,thisdoesnotaccountformanymislabelledSection28reportswhichwereissuedin2015andafter.Conversely,afewdeathswerelabelledassuicideswhentheSection28reportsgavenoindicationofspecificintentorevenexplicitlystatedthatnospecificintenthadbeenproven.ThisisthelistofpublishedSection28reportsonsuicides,showingwhichreportswerecorrectlylabelledandwhichwereobscured:https://minhalexander.files.wordpress.com/2016/09/section-28-reports-on-deaths-by-suicide-published-by-chief-coroner-up-to-31-july-2017.xlsx

Inadditiontosuicides,otherimportantexamplesofmislabelleddeathsincludeddeathsincustody,policerelateddeaths,servicepersonneldeathsandconstructionindustrydeaths.18

Initscurrentstate,theChiefCoroner’swebsiteisnotsufficientlyaccessibletothepublic.Thisisbecauseitdoesnotallowinterrogationwithoutextraordinaryusereffort,thereisobfuscationoftrendsandsystemicrisksbecauseofthewaydataispresented.Thereisariskthatbereavedfamiliesmaybedeniedanswers.Makingthewebsitesearchable,includingbyfreetextandbydifferentparameterssuchasdates,namesofdeceased,namesofcoroner,coronerareaandcategoryofdeathswouldincreaseaccessibilityandtransparency.GENERALRESULTSIfoundatotalof1725Section28reportsbycoronersinEnglandandWalespublishedupto31July2017,relatingtothedeathsof1799people.Theearliestofthereportshadbeenissuedon30July2013.TheSection28reportsrelatedtothedeathsofatleast1142malesand646females(dataongenderwasmissinginafewcases).

18Examplesofimportantcasesthatweremislabelledorincompletelycrossreferencedincluded:Duggan2014-0182filedunder‘Otherrelateddeaths’,Cunningham2014-0087filedunder‘Productrelateddeaths’,Overy2014-0535filedunder‘Otherrelateddeaths’,Dalrymple2014-0410filedunder‘Otherrelateddeaths’McGlasson2014-0001aconstructionindustrydeathfiledunder‘Alcohol,drugandmedicationrelateddeaths”

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Thereatleast175childdeaths(definedasagebeloweighteen).Atleast350Section28reportsrelatedtoself-inflicteddeaths18b,withaspecificfindingofsuicideindicatedin94ofthereports.70ofthepublishedSection28reportsrelatedtodeathsinStatecustody,whichoccurredmostlyinprisonsbutalsoinpolicecustody,immigrationcentresandsecurepsychiatricunits.60ofthepublishedSection28reportsrelatedtocasesinwhichinquestshadmadefindingsofneglect,althoughinonecaseneglectwasnotedbutwasnotconsideredtohavecontributedtothedeath.Onecaseofneglect,thedeathofIvyAtkinacarehomeresident,wassogrossthataninquestmadeafindingofunlawfulkilling.Shereportedlylostalmosthalfherbodyweightin48daysandwasdiscoveredclosetodeathwithaninfectedpressuresore.Therewasanaccompanyingcriminalconvictionofmanslaughteragainstthecarehomeowner.Theregulator,CQC,wascriticisedforfailings.19Shamefully,eightofthepublished60casesofneglect(13.3%)relatedtoStatedetention.Fouroutofeightofthesecustodycasesprimarilyinvolvedprivateproviders.20

18bIhaveusedtheclassificationofselfinflicteddeath,asusedforcustodydeaths,whichencompassesbothdeathsinwhichintentofsuicideisclearbeyondreasonabledoubtandotherinstanceswherepeoplediedbytheirownhandsbutdefinitesuicidalintentwasnotfound,orwhererecklessnessandmisadventurewereconsideredtobemorelikely.19Nottinghamcarehomebossjailedformanslaughter,BBC6February2016http://www.bbc.co.uk/news/uk-england-nottinghamshire-3549986520Custodydeathswithneglectfindings-casereferencedetails:Thedetainedpatientsdiedinprison,animmigrationcentre,undertheMentalHealthActandDeprivationofLibertySafeguards.PeterBarnesCygnetHospitalRef.2013-0291,ShalaneBlackwoodHMPNottinghamRef.2016–0179,KingsleyBurrellBirminghamandSolihullMentalHealthNHSTrustRef.2015-0472,BrianDalrympleHarmondsworthImmigrationRemovalCentreGEOGroupUKLtd(formerlyG4S)Ref.2014-0410,DaleProverbsMHAPartnershipsinCareRef.2015-0010,ChristopherRoyalBaron’sParkNursingHomeRef.2014-0354,DeanSaundersHMPChelmsfordRef.2017-0056,RichardWalshHMPBelmarshRef.2016-0377

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ThebulkoftheneglectcasesrelatedtotheNHS.Therewereanumberof‘repeatoffender’trusts.PennineAcuteNHSTrustreceivedfourSection28reportsindeathswheretherehadbeenafindingofaneglect.21Thisisthefulllistofthe60publishedcaseswhereneglecthadbeenfound:

https://minhalexander.files.wordpress.com/2016/09/section-28-reports-with-findings-of-neglect-published-up-to-31-july-20171.xlsx

ResponsesTherewerenopublishedresponsesatallto1070ofthe1725(62%)coroners’Section28reports.Therewerenopublishedresponsesfor43ofthe70(61%)section28reportsondeathsinStatecustody,whenonemightimaginethatthisisakeyareaforaccountabilityandtransparency.Therewerealsonopublishedresponsesto32ofthe60(53.3%)Section28reportsondeathswereafindingofneglecthadbeenmade.Whereresponseswerepublished,therewasnotalwaysafullsetofresponsesfromallthepartieswhohadbeensentSection28reportsasanamedrespondentforactiontopreventfuturedeath.Particularlyworryingwasalackofconsistentpublishedresponsesbygovernmentdepartmentsandoversightbodies.Forexample,therenoresponsesto60outof172Section28reportssenttotheDepartmentofHealthforactiontopreventfuturedeaths.Therewerenoresponsesto45outof100Section28sentpersonallytotheSecretaryofStateforHealthforactiontopreventfuturedeaths.Wethereforedonotknowwhataction,ifany,JeremyHuntproposedtotakeinresponsematterssuchas:

- ConcernsaboutcontinuingNeverEventsandpoorgovernanceatNorthCumbriaUniversityHospitalsNHSTrust,oneoftheso-called14‘Keogh’trusts

21PennineAcuteHospitalNHSTrustdeathswithfindingsofneglect:Ref.2017-0063,ColinMoulton10July2015Ref.2015-0267,DominicSmith30June2016Ref.2016-0240,MillyZemmel6April2016Ref.2016–0139,Ref2014-0421,KathleenCooper8March2017

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https://www.judiciary.gov.uk/publications/amanda-coulthard/

- ConcernsaboutrisktolifefromanationalshortageofradiologistsSection28report,Ref.2016-0491,12May2016ondeathofConstancePridmoreunderthecareofUniversityHospitalsofMorecambeBayNHSFoundationTrust:

“…presentlythereare400vacantunfilledconsultantradiologistpostsunfilledintheUK…Itisprobablethatcurrentdelaysonbothalocalandnationalbasisinobtaininginatimelymanner,accurateradiologistreportsofx-raysandCTscanstakenfordiagnosticpurposes,createsaforeseeableriskthatfurtherdeathsmaywellariseasaconsequence.”

https://www.judiciary.gov.uk/wp-content/uploads/2014/11/Nelson-2014-0397.pdfhttps://www.judiciary.gov.uk/wp-content/uploads/2017/03/Pridmore-2016-0491.pdf

- Concernsaboutrisktolifefromflawedambulancecallhandlingandalgorithmshttps://www.judiciary.gov.uk/publications/keith-ruston/https://www.judiciary.gov.uk/wp-content/uploads/2015/07/Lester-2015-2015-0204.pdf

- Concernsaboutrisktolifefrompersistentlackofacutementalhealthbeds

https://www.judiciary.gov.uk/publications/george-taylor/

- Concernsaboutrisktolifefromlackofpatienteducationaboutinsulinpumpshttps://www.judiciary.gov.uk/wp-content/uploads/2017/02/Thornton-2017-0030-1.pdf

Moreover,coronerssent47Section28reportstothehealthandsocialcarewatchdog,theCareQualityCommission(CQC)foractiontopreventfuturedeaths,buttherewerenopublishedresponsesbyCQCto33ofthesereports[seesheet2ofthemaindatabase],eightofwhichrelatedtodeathsinwhichafindingofneglecthadbeenmade.22

22Section28reportssenttoCQCforactiontopreventfuturedeath,incaseswheretherehadbeenafindingofneglect,withnopublishedCQCresponsetothecoroner:

16

TheCQCisinfactaspecialcasebecauseithasamemorandumofunderstandingwiththeCoroners’Society23whichensuresthatitreceivescopiesofallSection28reports,andisthustheoreticallyinapositiontotrackandactupontheintelligencethatcoronersprovide.TherearesignsthattheCQCfailstodosoandisnotopenaboutitsactivities.24ThelackofaudittrailonresponsestoSection28reportsandactiontakentopreventfuturedeathsisbothofconcernandsurprising,asthepastsummaryreportsontheoldRule43arrangements15recordedthatcoronersalmostalwaysreceivedresponsestotheirreports.Questionsariseaboutwhethertheresponseratehasdeteriorated,oralternatively,whytheresponsestoSection28reportsarenotbeingpublishedandwhetherthisisjustifiable.Thelackoftransparencyandpublicaccountabilityrunscountertotheacceptedprinciplethatjusticeshouldbeseentobedone.Togiveaspecificexample,therewasnopublishedCQCresponsetoaSection28reportonIvyAtkin’sabovedeathduetounlawfulkillingfromgrossneglect.

https://www.judiciary.gov.uk/publications/ivy-atkin/(TheCQC’sresponsetothecoronerwaspublishedsomeafter11August2017whenthefailuretopublishhadbeenpointedout).https://www.judiciary.gov.uk/publications/dorothy-clarkson/https://www.judiciary.gov.uk/publications/edwin-thompson/https://www.judiciary.gov.uk/publications/barbara-cooke/https://www.judiciary.gov.uk/publications/crittall-mr/https://www.judiciary.gov.uk/publications/beryl-farmer/https://www.judiciary.gov.uk/publications/crittall-mr/https://www.judiciary.gov.uk/publications/tommi-ray-vigrass/23MemorandumofunderstandingbetweenCQCandCoronersSocietyofEnglandandWaleshttps://minhalexander.files.wordpress.com/2016/09/mou_cqc_and_csocew_final.pdf24https://minhalexander.com/2016/11/11/coroners-warnings-terminal-inexactitude-and-cqc-opacity/https://minhalexander.com/2016/10/08/care-home-deaths-and-more-broken-cqc-promised/https://minhalexander.com/2016/09/25/letter-9-september-2016-to-david-behan-cqc-chief-executive-on-cqc-under-reporting-of-coroners-mental-health-deaths-warnings/

17

IsubsequentlyquestionedtheCQCaboutthison11thAugust2017.By14thAugust2017,CQC’sresponseappearedontheChiefCoroner’swebsite.Itwasdated21March2017.TheCQC’sresponsetothecoronershowedthatCQChadessentiallydeclinedtorectifythecentralissueaboutwhichthecoronerhadraisedaconcern.25SeriousquestionsariseaboutwhyCQC’sresponsewasnotpublishedsooner,andwhetheritwouldithavebeenpublisheditallifnoenquiryhadbeenmade.Ifresponsesarenotpublished,theycannotbechallenged.NUMBERSOFSECTION28REPORTSFromthesummaryreports15previouslypublishedbytheChiefCoroner,thiswasthedistributionoftheoldRule43reportsintime:Reportingperiod NumberofRule43reportsissued17July2008–31March2009(eightmonths)

207

1April2009–30September2009

164

1October2009–31March2010

195

1April2010–30September2010

175

1October2010–31March2011

189

1April2011–30September2011

210

1October2011–31March2012

233

1April2012–30September2012

186

1October2012–31March2013

235

Totalperiod17July2008to31March2013

1794

25Thecoronerwasconcernedaboutalegalloophole,whichcombinedwithCQC’sinterpretationofitsduties,leftsmallprovidersinchargeofscrutinisingtheirownDBScompliance.InthecaseofIvyAtkinthisloopholeallowedacarehomemanagerwithaconvictionforviolencetooperateasa‘NominatedIndividual’.ThecoroneraskedCQCtoreviewthisloophole.Initsresponsetothecoroner’sSection28report,CQCdeclinedtoseekchangestotheregulatoryarrangements.

18

Thisgivesanaveragerateof384warningreportsayear.AspreadsheetwasalsopreviouslydisclosedunderFOIandgavesimilarinformation.26Thesingle,initialsummaryreportonSection28reportsthatwaspublishedbythecurrentChiefCoronershowedthattherewere244Section28reportsissuedinthesixmonthsbetween1April2013to30September2013.27Basedoncoroners’Section28reportspublishedsofar,thenumbersofwarningreportsdonotappeartohaveincreasedgreatlyoverallsincetheswitchfromRule43reportstoSection28reports.Thisisdespitethediscretionaryreportingpowerchangingtoastatutoryduty,andthescopeforreportingincreasing.TheaverageannualrateunderthenewSection28arrangementshasbeen430reports,assumingthatmostreportsarepublished,butclarificationisneededonwhatproportionofreportshavebeenpublished.

26Forcompleteness,thiswasaspreadsheetoncoroners’Rule43reportsdisclosedviatheWhatdotheyknowwebsite:https://minhalexander.files.wordpress.com/2016/09/foi-data-what-do-they-know-all-9-summaries-of-rule-43-2010-to-2013.xlsxItgaveanaverageannualrateof405Rule43reportsayear,distributedasfollows: NumberofRule43reportsissuedby

coronersinEnglandandWales1December2009to31March2010(fourmonths)

113

Financialyear2010/11 367Financialyear2011/12 449Financialyear2012/13 420Totalperiodfrom1December2009to31March2013

1349

NBTwoRule43reportsdated2003andundatedentrieswereexcludedfromtheaboveanalysis27https://minhalexander.files.wordpress.com/2016/09/april-2013-to-september-2013-summaryreportofpfdreportsapr-sep2013-10th.pdf

19

Period NumberofallSection28reportspublished

30July2013–31March2014 3092014/15

528

2015/16

400

2016/17

439

2017/18yearto31July2017

49*

Totalperiod(30July2013to31July2017) 1725*ThislastfigureinparticularwillbeanunderestimateofSection28reportsissuedbecauseofthelaginpublication.Source:ChiefCoroner’swebsiteAUSTERITYANDDECENCYSomeSection28reportsweredisturbingintermsofwhattheyimpliedaboutourtimes.Forexample:1) Asabove,MichaelSullivankilledhimselfafterbeingfoundfittoworkbytheDWP

withoutregardtomedicalevidencefromthosetreatinghim:

“However,theultimatedecisionmaker(whoisnot,Iunderstand,medicallyqualified)didnotrequestandsodidnotseeanyreportsorlettersfromMrO’Sullivan’sgeneralpractitioner(whohadassessedhimasbeingunfitforwork),hispsychiatristorhisclinicalpsychologist.”https://www.judiciary.gov.uk/publications/michael-osullivan/

2) NathanielPhillips,ayoungman,diedofacuteasthma.Thecoronerfoundthathecould

notaffordprescriptionsandprecariouslyreliedonasthmamedicationprescribedforotherfamilymembers.TherewasnoresponsefromtheDepartmentofHealthtothecoroner’ssuggestionthatasthmamedicationsshouldbeaddedtothelistofmedicinesexemptedfromprescriptioncharges.https://www.judiciary.gov.uk/publications/nathaniel-phillips/

20

3) MalcolmBurgearetiredgardenerwithnohistoryofdebtsethimselfonfireafterNewhamCouncilpursuedhimforadebtof£800.69thatarosefromoverpaymentofhousingbenefitandcounciltaxbenefit.https://www.judiciary.gov.uk/publications/malcolm-burge/

4) Inanumberofrailwaydeaths(LewisGhessen9June2015,MichaelBovell29June

2015,LaurisKodors13September2016)coronersnotedthatRSSBrulesallowtraindriverstostopifapersononthetracksmightdamageatrain,butnotviceversa.

https://www.judiciary.gov.uk/publications/lewis-ghessen/https://www.judiciary.gov.uk/publications/michael-bovell/https://www.judiciary.gov.uk/publications/lauris-kodors/

5) TheaccidentaldeathofGarrettElseywhoshelteredinacommercialwastebinovernight.Thecoroner’ssection28reportrevealedthatnotonlydoesoursocietyneedrulestopreventinjuriestopeoplewhosleepinbins,butthatthesearenotalwaysfollowed.https://www.judiciary.gov.uk/publications/elsey-2013-0316/HealthandSafetyExecutive25:https://minhalexander.files.wordpress.com/2016/09/hse-waste25-people-in-commercial-waste-containers.pdf

6) ThedeathofSheilaBowlingwhowasknockeddownbyabusrevealedthatthebuscompanyoperatedasystemofdrivingwhichinvolvedminimalacceleration,brakingandsharpturns.Thissavesonfuel.

21

https://www.judiciary.gov.uk/publications/sheila-bowling/

CORONERS’FIRESAFETYWARNINGSBEFOREGRENFELLAftertherecentGrenfelltowerfire,itwasrevealedthattherehadbeenapreviousfatalincidentatLakanalHouse,whichwasalsoacouncilownedblockwithmajorfiresafetyfaults.AscandalaroseaboutgovernmentfailuretotakesufficientactionaftertheLakanalhouseincidentandarelatedcoroner’swarning.2829AproposconcernsthatafaultyHotpointfridgefreezermayhavetriggeredtheGrenfellblaze,itwasalsorevealedthattherehadbeenpriorconcernsraisedaboutfiresstartedbyfridgefreezers.30Generalquestionshavearisenaboutotherhousingstock,andpublicbuildingssuchashospitalsandprisons,andwhetherderegulationhasledtocostcuttingonsafetymeasuressuchassprinklers.

28https://www.theguardian.com/uk-news/2017/feb/28/southwark-council-fined-570000-over-fatal-tower-block-fire29https://www.theguardian.com/uk-news/commentisfree/2017/jun/19/grenfell-tower-lakanal-house-inquest-fire-safety30LondonFireServicestatementaboutrisksposedbyfridgefreezers3March2015http://www.london-fire.gov.uk/news/LatestNewsReleases_Fridgefreezerdelayputtinglivesatrisk.asp#.WZp2KZOGOgQ

22

ApublicinquiryintoGrenfellisnowunderway.Thisisthecoroner’sRule43documentationontheLakanalHousefire,withkeyresponses:

https://minhalexander.files.wordpress.com/2016/09/lakanal-house-ec-letter-to-dclg-pursuant-to-rule43-28march2013.pdf

https://minhalexander.files.wordpress.com/2016/09/lakanal-house-ec-letter-to-london-borough-southwark-pursuant-to-rule43-28march2013.pdfhttps://minhalexander.files.wordpress.com/2016/09/lakanal-house-ec-letter-to-london-fire-brigade-pursuant-to-rule43-28march2013.pdfhttps://minhalexander.files.wordpress.com/2016/09/lakanal-house-ec-letter-from-rt-hon-eric-pickles-mp-20may2013.pdfhttps://minhalexander.files.wordpress.com/2016/09/lakanal-house-ec-london-borough-southwark-letter-response-to-rule-43-23may2013.pdfhttps://minhalexander.files.wordpress.com/2016/09/lakanal-house-ec-london-fire-brigade-response-to-coroners-rule43-report-23may2013.pdf

Inthelastfouryears,beforetheGrenfelldeaths,therehavebeentwentycoroners’Section28reportspublishedonfirerelateddeaths.TheseSection28reportshaveincludedmatterssuchastheneedtoensurethatsprinklersandsmokealarmsareinstalledinhousingstock,especiallyforvulnerablepeoplewithreducedmobilityoratgreaterriskofcausingfires,issuesaboutemergencyresponseandcutstofireservicesandtheriskoffirepresentedbyHotpointfridgefreezersbecauseofaflammableinsulantthatcanactasafireaccelerant.Someofthecasesareasfollows:1. DeathofEmmaWaringavulnerableadult.Thecoroneradvisedthatregulationsshould

beamendedtoincludeinstallationofsprinklersespeciallyinhousingforvulnerablepeople.TherewasnopublishedresponsebytheDepartmentforCommunitiesandLocalGovernment.

23

https://www.judiciary.gov.uk/publications/emma-waring/

2. UnlawfulkillingofStephenHuntafiremanrelatedtoanincidentofarson,inwhichthe

coronermadeadetailedfindingaboutFireServiceoperationswithnationalimplications,addressedtoTheresaMayasthethenHomeSecretary.TherewasnopublishedresponsebytheHomeOffice.http://www.manchestereveningnews.co.uk/news/greater-manchester-news/stephen-hunt-inquest-jury-finds-11350611http://www.manchestereveningnews.co.uk/news/greater-manchester-news/stephen-hunt-inquest-jury-finds-11350611

3. DeathofEllenKellyinaCamdenCouncilblockofflats,inwhichthecoronerfounda

numberoffiresafetybreaches.

https://www.judiciary.gov.uk/publications/ellen-kelly/

24

4. DeathofAnthonyLappingafteradomesticfiredespiterapidrescue,becauseofalargeamountofcarbonmonoxideduetoaccelerationofthefirebytheinsulationmaterialinhisHotpointfridgefreezer.Thecoronerrecommendedon8May2014thatthemanufacturingprocessshouldbeurgentlyreviewed.Therewasnopublishedresponsefromthemanufacturer.

https://www.judiciary.gov.uk/publications/anthony-lapping/

5. DeathofSantoshMuthiahduetoafirecausedbyaBekofridgefreezer.Thecoroner

identifiedalackofsystematicinformationgatheringaboutapplianceswhichcausedfiresandmadesuggestionsforbetterlearningfromfires,includingmarkingappliancesinsuchawaythatwouldsurviveafiretoallowidentificationafterincidents.https://www.judiciary.gov.uk/publications/santosh-muthiah/Thisistheresponsefromthegovernment:https://www.judiciary.gov.uk/wp-content/uploads/2014/11/2014-0476-Response-by-Department-for-Business-Innovation-Skills.pdf

6. DeathofAmandaRichardsawheelchairboundpersoninwhichthecoronersuggestedsprinklersshouldbeinstalledinpropertieswithvulnerablepeople.https://www.judiciary.gov.uk/publications/amanda-richards/

7. DeathofJackSheldoninwhichthecoronernotedproblemswiththemanagementofmultiplecallsaboutthesameincidentandprioritisationofappliancehttps://www.judiciary.gov.uk/publications/jack-sheldon/

25

8. DeathofKennethBaileyinwhichthecoronernotedreportsfromlocalresidentsthatduetoveryparttimeopeninghoursofalocalfirestation,thefireserviceresponsewasnotasfastasitusedtobe.https://www.judiciary.gov.uk/publications/kenneth-bailey/

9. DeathofJulieAnnCammavulnerableadultwithschizophreniawhodiedbyherown

hand,settingafireintheprocess.Thecoronerexpressedconcernaboutthelackofsmokealarmsinherrentedproperty.LeedsCouncilprovidedauditinformationshowingthat18.78%ofthehousingstockstillneededsmokealarmsandcommittedto100%installation.

https://www.judiciary.gov.uk/publications/julie-ann-camm/

10. DeathofChristopherButlerrevealedaconstructionfaultthatledtoafatalelectrical

fire,butwhichwouldnotnecessarilybedetectablebyelectricaltesting

https://www.judiciary.gov.uk/publications/christopher-butler/

26

11. DeathofFrazerLiveseywhowasunabletoescapefromafireduetoexpandingdoor

andwindowsealshttps://www.judiciary.gov.uk/publications/frazer-livesey/

NHSSAFETYIwillprovidesomebroadresultsbelowandinthenextsectionIprovideamoredetailedreportonNHSambulanceservices.TheNHSfeaturedinatleast57.2%ofallSection28reportspublishedsofar(987outof1725),oftencentrally.ThisisanunderestimateastheSection28reportsdidnotalwayscontainenoughinformationtoclearlyconfirmorexcludewhetheranNHSbodywasimplicatedinthefailingsandhazardsatissue,andfurtherresearchwouldlikelyidentifyahigherproportionofNHScases.NHSfailureincasesofdeathsincustodywasespeciallyhardtoclearlyestablishfromSection28reportsbecauseofthemultiplicityoforganisationsinvolvedandpoor,opaqueCQCregistrationdataonhealthprovidersforprisonsandkindred.Therewerenopublishedresponsesto61.4%(607of987)oftheNHSSection28reports.71ofthepublishedSection28reportsrelatedtotheWelshNHSand916Section28reportsrelatedtotheEnglishNHS.AnumberofNHSbodieshavebeenthesubjectofnumerousrepeatedSection28reports.Forexample,therewere21publishedSection28reportswhichrelatedtoBrightonandSussexUniversityHospitalsNHSTrustbetweenFebruary2014andApril2017.NineteenofthesereportshadbeencopiedtotheSecretaryofState.TheCQCplacedthistrustintospecialmeasuresafterthefifteenthSection28report.Thecoroner’sfrustrationatlackofactiontoamelioraterisksispalpablefromthewarningreportsissued.Otherexamplesincluded:

- StockportNHSFoundationTrust(twentySection28reports)- TamesideHospitalNHSFoundationTrust(nineteenSection28reports)- BartsHealthNHSTrust(seventeenSection28reports)

27

- PennineAcuteNHSTrust(sixteenSection28reports)- SussexPartnershipNHSFoundationTrust(thirteenSection28reports)- NorfolkandSuffolkNHSFoundationTrust(twelveSection28reports)

ThereferencedetailsoftherelevantSection28reportsarelistedhere:

https://minhalexander.files.wordpress.com/2016/09/examples-of-nhs-trusts-which-have-been-subject-to-repeated-coroners_-section-28-reports-for-action-to-prevent-future-deaths2.pdf

SomeofCQC’sflagship‘Oustanding’trustshavealsobeensubjecttorepeatedSection28reports,somerecent,forexampleSalfordRoyalNHSFoundationTrustandWestMidlandsAmbulanceService:Coroner’sSection28reportspublishedonSalfordRoyalNHSFoundationTrustupto31July2017:1 GordonArthur,Ref.2017-0009,issued2February20172 PaulAshton,Ref.2014-0170,issued14April20143 DanielMcCallumKeane,Ref.2014-0260,issued9June144 MartinDeane,Ref.2014-0416,issued22September2014CQCratedSalfordRoyalNHSFoundationTrust‘Outstandingon27March2015“Theconceptofprovidingsafe,harmfreecarewasconsideredasaprioritybyallmembersofstaff.”5 StanleyOliver,Ref.2015-0281,issued16July20156 WendyThorne,Ref.2016-0408,issued11November20167 NatalieThornton,Ref.2017-0030,issued6February20178 KatherineDerbyshire,Ref.201,7-0199,issued16June2017

Coroner’sSection28reportspublishedonWestMidlandsAmbulanceNHSFoundationTrustupto31July2017:1 MaryWaldron,Ref.2014-0127,issued10January2014

2 CarolineCrowther,Ref.2014-0418,issued24September20143 KingsleyBurrell,Ref.2015-0472,issued20March20154 FrederickWhite,Ref.2015-0212,issued3June20155 CaraghMelling,Ref.2016–0167,issued27April2016

Inthiscase,WMASacknowledgedthatitstriagesystemdidnotdetectagonalbreathing(asignofcriticalillness)

6 JaneReason,Ref.2016-0376,issued25October2016

28

Inthiscase,WMAS’defibrillationequipmentfailedandabackupbatterywasflat.

7 RexHall,Ref.2016-0422,issued29November2016Inthiscase,thecoronerfoundthatWMASparamedicswereunabletoreadanECGinordertotellifapatienthadsufferedaheartattack)

On25January2017,CQCratedWestMidlandsAmbulanceService‘Outstanding’“Staffwerecompetentintheirrolesandprovidedwithtimelyappraisalsandlearningopportunities.”ThenumbersofpublishedSection28reportsonWelshNHSHealthBoardswereasfollows:WelshNHSHealthBoard NumberofpublishedSection28reports

upto31July2017BetsiCadwaladrUniversityHealthBoard

24reports

CwmTafUniversityHealthBoard 13reportsAbertaweBroMorgannwgUniversityHealthBoard

10reports

CardiffandValeUniversityHealthBoard 9reports

HywelDdaUniversityHealthBoard 6reportsAneurinBevanUniversityHealthBoard 6reportsPowysTeachingHealthBoard 1reportThesearetherelevantcasereferencesforWelshhealthboards:

https://minhalexander.files.wordpress.com/2016/09/section-28-reports-relating-to-welsh-nhs-health-boards-published-by-the-chief-coroner-up-to-31-july-2017.pdf

Ishouldstressagainthatthesefiguresarebasedononlyonpublishedreports,andthatclarificationisneededontheactualnumberofreportsissued.Also,organisationsmaysometimeshavelowernumbernumbersofcoroners’warningsdespitesafetyconcerns.Forexample,SouthernHealthNHSFoundationTrustattractedonlyahandfulofcoroners’warningreportsintheperiodinwhichhundredsofdeathswerenotproperlyreviewed.31

31TheMazarsdeathsreviewofSouthernHealthNHSFoundationTrustreportedthattherewere375inquestsontrustpatientsduringtheperiodcoveredbythereview(April2011toMarch2015)–page174:

29

Thedatawillneedfurtherexaminationandcrosscheckingwithothersources.Mybroadimpressionofitsofaristhatitunsurprisinglyshowsstrainontheservice,withinstancesofdisorganisationanderror,aswellasnumberofcoroners’remarksaboutlackofresourcesandunderstaffing.Forexample,inthedeathofapatientfrominfectionaftersurgery,thecoronernotedthatstaffhadreportedthattheywereoverwhelmedduetounderstaffingandthatthiswasnotunusual:“Thefirstmatterofconcernwasthatthreewitnesseswhogaveevidence,twoSeniorNursesandoneDoctor,toldmethatonthenightthatSaradiedtherewereinsufficientmembersofstaffavailabletodealwiththecaseloadofpatientsandthiswasnotunusual.Theyfeltoverwhelmedandyetunabletoescalatethecare”https://www.judiciary.gov.uk/publications/sari-keen/ThereweresignsoffailuretolearnbytheNHS,andsometimesthe‘matterofconcern’wasinfactfailuretoconductseriousincidentinvestigationsafterdeathseitherproperlyoratall,ortoactupontherecommendationsfromdeathsinvestigations.IwasstruckathowmanyoftheSection28reportsrelatedtofailurestodeliverbasicofcaretoolderpeople–skincare,fallsprevention,supportwitheating,andsafemedicinesmanagement(especiallyofanticoagulants).Coronerssometimesdrewexplicitlinksbetweensuchcarefailingsandunderstaffing.Insomecases,fallsandotherharmoccurredafteraneedforonetoonecarewasidentifiedbutnotdelivered.Evenwherecoronersmadenospecificfindingsaboutstaffing,thenatureoftheunmetneeditselfraisedquestionsofsafestaffing.

https://www.england.nhs.uk/south/wp-content/uploads/sites/6/2015/12/mazars-rep.pdfAccordingtoChiefCoroner’sdata,duringthisperiodthetrustwassubjecttooneRule43reportandoneSection28report.

30

ToputahumanfaceontheNHSSection28reports,hereareafewstrikingcases:

ErrolManndiedofpulmonaryembolismafterfailuretoameliorateknownrisks.ITUstaffinglevelsreportedlycontributedtohisdeath.Awitnessreportedthattherewerepersistentmedicalstaffrotagaps,akeyissueinthebitterdisputebetweentheSecretaryofStateandthejuniordoctors.TherewasnopublishedresponsefromanypartysenttheSection28reportforactiontopreventfuturedeaths.https://www.judiciary.gov.uk/publications/errol-mann/

DrJohnDaviesdiedalonelydeathbyhisownhandinahotelroom,withafindingbythecoronerabouttheGMC’sbehaviourtowardsdoctorswhowerethesubjectofcomplaints.TherewasnopublishedresponsebytheGMCtotheSection28report.https://www.judiciary.gov.uk/publications/john-davies/AlvaJulliendiedofpneumoniadueto‘recumbency’imposeduponherbydelayeddischargefromhospitalfornogoodreasonanddespitethefactthatherfamilywouldhavebeenwillingtocareforher.Shewasmadenilbymouthwithoutsufficientevidencethatthisiswasappropriate,andplacedonthenotoriousLiverpoolcarepathway.TherewasnopublishedresponsebyStockportNHSFoundationTrusttotheSection28report.https://www.judiciary.gov.uk/publications/jullien-2013-0232/MohammedChaudhurysufferedmultipleinjuriesafteratrafficcollisionanddiedofsepticpressuresoresof‘unusualinextentandseverity’whichdevelopedatKingsCollegeHospitalNHSFoundationTrust.TherewasnopublishedresponsefromthetrustorfromMikeRichards,formerCQCChiefInspectortotheSection28report.https://www.judiciary.gov.uk/publications/mohammed-chaudhury/CarolGibsondiedofafatalreactiontoadrugwhichshehadbeenprescribedforafourthandfinaltimeinerrorbyherGPpractice,allafterithadbeenflaggedbyhospitalsservicesthatshehadsufferedanearlier,seriousadversereactiontothisdrug.TherewasnopublishedresponsebyherGPsurgeryorbyNHSEnglandtotheSection28report.https://www.judiciary.gov.uk/publications/carol-ann-gibson/

31

PROPORTIONOFCORONERS’WARNINGSABOUTTHENHSNHSdeathshavealwaysfeaturedprominentlyincoroners’warnings,buttherehasbeenanincreaseintheproportionofNHScasesovertime.TheincreasestartedduringtheyearswhenRule43arrangementswereinplace:Reportingperiod NumberofallRule43

reportsissuedNumberofRule43reportsissuedaboutNHShospitalsandtrusts

17July2008–31March2009(eightmonths)

207 78(37.6%)

1April2009–30September2009

164 65(39.6%)

1October2009–31March2010

195 74(37.9%)

1April2010–30September2010

175 72(41.1%)

1October2010–31March2011

189 86(45.5%)

1April2011–30September2011

210 106(50.4%)

1October2011–31March2012

233 120(51.55%)

1April2012–30September2012

186 102(54.8%)

1October2012–31March2013

235 103(43.8%)

Totalperiod17July2008to31March2013(**months)

1794 806(44.9%)

Source:Bi-annualChiefCoronersummariesonRule43reportsCautionisneededindrawingconclusionsfromsubsequentpublishedSection28reportsastheydonotrepresentacompletedataset.Reportsarealmostcertainlymissing,especiallyforthelastyearorso,becauseofthelageffectinpublication.Rule43reportsandSection28reportsarealsonotfullycomparable.

32

Butforcompleteness,thishasbeenthedistributionovertimeofpublishedcoroners’Section28reportsontheNHS(includingprimarycare).Period NumberofallSection28reports

publishedNumberofSection28reports

publishedaboutallNHSservicesincludingprimarycare

20July2013–31March2014

309 167(54%ofallreports)

2014/15

528 309(58.5%ofallreports)

2015/16

400 229(57.2%ofallreports)

2016/17

439 245(55.8%ofallreports)

2017/18yearto31July2017

49 37(75.5%ofallreports)

Totalperiod(20July2013to31July2017)

1725 987(57.2%ofallreports)

CORONERS’WARNINGSABOUTAMBULANCESERVICESANDRELATEDMATTERSTheeffectivenessofambulanceservicesmatterstoall.Ambulanceperformanceisamatterofpoliticalsensitivityasarethecontroversialschemesfordivertingpatientstolessacuteformsofcare,whichsomehavecriticisedasameansofsavingmoneyanddowngradingservices.32Thereare10EnglishNHSambulancetrustsandoneWelshambulancetrust.Theyoperateundergreatpressure.EnglishnationalNHSstaffsurveyreturnsforambulancetrustsshowthehighestlevelsofbullyingoutofalltypesofNHStrusts(averageof28%in2016).Ambulancetrustsalsoreturnverylowscoresoncommunicationbetweenstaffandsenior

32NHStorevamp111helplineaftersustainedcriticismofservice,DenisCampbellGuardian8March2017https://www.theguardian.com/society/2017/mar/08/nhs-to-revamp-111-helpline-after-sustained-criticism-of-serviceNationalreviewofschemestodivertpatientsfromA&Eamidsafetyfears,LauraDonnellyTelegraph23July2017http://www.telegraph.co.uk/news/2017/07/23/exclusive-national-review-schemes-divert-patients-ae-amid-safety/

33

management,withanEnglishnationalaverageofjust19%ambulancetruststaffreportinggoodcommunicationwithseniormanagersin2016.Key2016staffsurveyresultsonEnglishambulancetrusts:AmbulanceService Staff-staffbullying

intheprevious12months

Staffreportinggoodcommunicationwithseniormanagement

OverallCQCrating

EastMidlands 28% 17% Requiresimprovement

EastofEngland 29% 19% Requiresimprovement

London 32% 22% Requiresimprovement

NorthEast 25% 18% GoodNorthWest 28% 20% Requires

improvementSouthCentral 23% 22% GoodSouthEastCoast 40% 12% InadequateSouthWestern 21% 28% Requires

improvementWestMidlands 33% 19% OutstandingYorkshire 29% 15% GoodSource:NationalNHSstaffsurveyNB.TheNationalNHSstaffsurveyresultsstatedthatthebeststaff-staffbullyingscoreforanambulancetrustin2016was14%,butIfoundnotrustwithsuchascore.Ihaveaskedtheproviderorganisationwhichoperatesthestaffsurveyaboutthis.StaffsurveydatafortheWelshAmbulanceservicein2016revealedthat21%ofstaffreportedbullyingbyotherstaffand21%ofstaffreportingthatcommunicationwithseniormanagerswaseffective.

http://www.ambulance.wales.nhs.uk/assets/documents/5da36e00-1e47-4285-854c-0fa55e788f50636175031416660627.pdf

Whistleblowingbyambulancestafftothemediahasnowbecomearegularoccurrence.33

33Pressreportsofwhistleblowingaboutambulancesandrelatedservices:http://www.edp24.co.uk/news/health/second-whistleblower-says-under-fire-ambulance-trust-is-also-using-volunteer-community-first-responders-to-hit-targets-1-5107179http://www.edp24.co.uk/news/health/second-whistleblower-says-under-fire-ambulance-trust-is-also-using-volunteer-community-first-responders-to-hit-targets-1-5107179

34

Curiouslythough,therearenopublishedCQC‘intelligentmonitoring’reportsatallonambulancetrusts.ItwasthereforenotpossibletochecktheextenttowhichCQChasreceivedwhistleblowingalertsaboutambulanceservices.33

https://www.hsj.co.uk/east-of-england-ambulance-service-nhs-trust/exclusive-whistleblower-warns-trust-is-worst-its-ever-been-as-staff-shortage-revealed/7020389.article#.WZgIBxoBC3Q.twitterhttp://www.telegraph.co.uk/news/2017/02/13/bullying-desperate-999-call-handlers-led-suicide-attempts-scandal/http://www.bristolpost.co.uk/news/bristol-news/whistleblower-nhs-bristol-ambulance-paramedics-163044http://www.bbc.co.uk/news/uk-england-38694213http://www.yorkpress.co.uk/newS/11682028.Row_after_launch_of_ambulance_service_whistleblower_website/?commentSort=scorehttp://www.mirror.co.uk/news/uk-news/ambulance-service-crisis-warns-paramedic-6961702http://www.plymouthherald.co.uk/probe-launched-whistleblower-s-claims-health/story-29308468-detail/story.htmlhttp://www.bbc.co.uk/news/health-38535946https://www.hsj.co.uk/hsj-local/providers/south-western-ambulance-service-nhs-foundation-trust/exclusive-regulator-to-probe-whistleblower-ambulance-trust/7004930.articlehttp://archive.camdennewjournal.com/news/2011/oct/whistleblower-says-ae-ambulance-crews-go-out-without-paramedicshttps://planetradio.co.uk/mfr/local/news/watch-safety-watchdog-looking-north-ambulances/https://www.spectator.co.uk/2014/08/londons-999-emergency/33CQC‘intelligentmonitoring’reportsareoflimiteduseinprovidinginformationonwhistleblowingeventsastheyonlysaywhethertherehavebeenalertsreceivedduringagivenreportingperiod,withoutindicatinghowmanyreportshavebeenreceived.

35

TheRule43andSection28datashowsthattherehasbeenanincreaseincoroner’swarningsaboutambulanceservices,andinparticularthenumberofwarningsaboutambulancedelays.UndertheoldRule43arrangementstherewereatotalof48coroners’warningreportsaboutambulancetrustsbetweenJuly2008andMarch2013:Reportingperiod NumberofRule43reportsissued

AboutNHSambulancetrusts17July2008–31March2009(eightmonths)

3

1April2009–30September2009

4

1October2009–31March2010

4

1April2010–30September2010

7

1October2010–31March2011

7

1April2011–30September2011

7

1October2011–31March2012

4

1April2012–30September2012

5

1October2012–31March2013

7

TOTALforperiod17July2008to30September2013(62months)

48

Source:ChiefCoroner’sbi-annualsummariesofreportsandresponsesunderRule43ofCoronersRulesThesearetherelevantcasereferencedetails,summarisedissuesofconcernsandambulanceservicesinvolved:

https://minhalexander.files.wordpress.com/2016/09/rule-43-reports-on-nhs-ambulance-services-pub1.xlsx

DuringtheperiodJuly2008toMarch2013,therewerethreeRule43reportsthatexplicitlyrelatedtoambulanceresponsetimesorambulanceservicecapacity(LondonAmbulanceService,WelshAmbulanceServiceandSouthCentralAmbulanceService)

36

Sincethen,thereseemstohavebeenanincreaseincoroners’concernsasIfoundatotalof84coroners’Section28reportsonambulanceservices,andtwoSection28reportsonrelatedcallhandling,thathavebeenpublishedupto31July2017.FINANCIALYEAR NUMBEROFPUBLISHEDCORONERS’SECTION

28REPORTSRELATINGTOAMBULANCESERVICESANDRELATEDCALLHANDLING

2013/14(30July30to31March2014) 122014/15 192015/16 222016/17 272017/18upto31July2017 6TOTAL 86AlmostalltheSection28reportsonambulanceservicesrelatedtoNHSservices,butthreeprivateambulanceservicesfeatured.TheLondon,NorthWest,EastMidlands,WestMidlandsandWelshAmbulanceServicesaccountedforthemostpublishedcoroners’warningsintheNHS:NHSambulancetrust Numberofcoroners’Section28reports

publishedupto31July2017LondonAmbulanceService 18NorthWestAmbulanceService 13EastMidlandsAmbulanceService 9WestMidlandsAmbulanceService 7WelshAmbulanceService 7EastofEnglandAmbulanceService 6NorthEastAmbulanceService 4SouthWesternAmbulanceService 6YorkshireAmbulanceService 6SouthEastCoastAmbulanceService 3SouthCentralAmbulanceService 3Importantly,48ofthe86(55.8%)publishedSection28reportsonallambulanceservicesnoteddelaysinambulanceresponseanddiversiontolessacuteserviceswhichhadeithercontributedtodeathsorcouldcontributetodeathsinfuture.

37

Thereappearedtobeanincreasingtrendinreportsaboutdelays,especiallycomparedtotherelativelylownumberofwarningsaboutdelaysundertheoldRule43arrangements.FINANCIALYEAR NUMBEROFPUBLISHEDCORONERS’SECTION

28REPORTSRELATINGTOAMBULANCESERVICEDELAY&RELATEDISSUESOFCALLHANDLINGANDDIVERSIONTOLESSACUTESERVICES

2013/14(30July30to31March2014) 62014/15 82015/16 132016/17 162017/18upto31July2017 5TOTAL 48EvenallowingforthefactthatSection28andRule43reportsarenotwhollycomparable,theincreasefromthreeRule43reportsonambulancedelaysto47Section28reportsonambulancedelayssuggeststhatthereisarealproblem.EightofthepublishedSection28reportsfeaturingcasesofambulancedelayhadbeensenttotheDepartmentofHealth.35ThisisthesupportingdataonalltheambulanceandrelatedSection28reportsfromthelastfouryears:

https://minhalexander.files.wordpress.com/2016/09/section-28-reports-on-ambulance-services-published-up-to-31-july-2017-pub.xlsx

ApartfromtheSouthCentralAmbulanceService,allNHSambulancetrustsreceivedoneormoreSection28reportsrelatingtodelayedambulanceresponse

35TheeightambulanceSection28reportsthatweresenttotheDepartmentofHealth:YusufAbdismad:https://www.judiciary.gov.uk/publications/yusuf-abdismad/LiamColemanhttps://www.judiciary.gov.uk/publications/liam-coleman/RobertHogghttps://www.judiciary.gov.uk/publications/robert-hogg/PaulMurrayhttps://www.judiciary.gov.uk/publications/paul-murray/BarbaraPattersonhttps://www.judiciary.gov.uk/publications/barbara-patterson/KeithRustonhttps://www.judiciary.gov.uk/publications/keith-ruston/PeterScotthttps://www.judiciary.gov.uk/publications/peter-scott/JamesSuttonhttps://www.judiciary.gov.uk/publications/james-sutton/

38

Moreover,someofthecoroners’remarksindicatedthattherehadbeenpreviousincidentsofdelayandrelatedsystemicissues.Coronerspointedoutthatambulancedelayswereduetocapacityandcloselyrelatedtootherseverepressuresinthesystem,whichcausedelaysinhospitalhandoverandambulancequeuingatA&Edepartments.CompoundingproblemsofservicecapacityandhandoverdelaysatA&E,therewerealsoissuesabouttheeffectivenessandsafetyofcallhandlinganddiversionservices.Insomedeaths,referralstoambulanceserviceshadbeenassignedlowerprioritythanwasappropriate.Aquestionarisesofwhetherthisispartlyaconsequenceofasystemthatissooverwhelmedthatitisunderstandablyandforeseeablybecomingde-sensitisedtorisk.Someexamplesfollow.

Afteradeathinwhichittookoneandhalfhoursforanambulancetoattend,thecoronerforExeterandGreaterDevonnotedon21June2017:

https://www.judiciary.gov.uk/publications/colin-james/TheBrighton&Hovecoronernotedon5April2017:

39

https://www.judiciary.gov.uk/publications/ronald-bennett/

Onthe21June2017theExeterandGreaterDevoncoronernoted:

https://www.judiciary.gov.uk/publications/colin-james/Afterthedeathofapatientwhohadbeenwaitinginanambulancequeuefor7hours,thecoronerforNorthWales(EastandCentral)notedon14March2017:

https://www.judiciary.gov.uk/publications/rebecca-evans/Afteraneonataldeath,theNottinghamshirecoronernotedon11May2016:

40

https://www.judiciary.gov.uk/publications/mia-gibson/

On17November2016thecoronerforHertfordshirenoted:

https://www.judiciary.gov.uk/publications/brian-mills/

On25May2016thecoronerforNottinghamshirenoted:

41

https://www.judiciary.gov.uk/publications/peter-scott/TheSouthWalesCentralcoronernotedon20April2016:

https://www.judiciary.gov.uk/publications/ronald-hamer/Afterthedeathofa28yearoldwomanfromhaemorrhageduetorupturedectopicpregnancy,thecoronerforInnerLondonNorthnoted:

42

https://www.judiciary.gov.uk/publications/sabrina-stevenson/On23March2016thecoronerforTeesidenoted:

43

https://www.judiciary.gov.uk/publications/mandeep-singh/On12October2015theNorthamptonshirecoronernoted:

https://www.judiciary.gov.uk/publications/mrs-withers/On22September2015thecoronerforCentralLincolnshirenoted:

44

https://www.judiciary.gov.uk/publications/stuart-knight/On21May2015thecoronerforNorthNorthumberlandnoted:

https://www.judiciary.gov.uk/publications/barbara-patterson/

On13May2015theNorthLondoncoronernoted:

45

https://www.judiciary.gov.uk/publications/paul-murray/

On6August2015theBuckinghamshirecoronernoted:

https://www.judiciary.gov.uk/publications/robert-hogg/

Afterthedeathofa15yearoldgirlthecoronerforInnerLondonWestnotedon19December2014:

46

https://www.judiciary.gov.uk/publications/samia-shara/

On12September2014thecoronerforEastandCentralNorthWalesnoted:

https://www.judiciary.gov.uk/publications/clive-turner/On9January2014theBedfordshireandLutoncoronernoted:

47

https://www.judiciary.gov.uk/publications/albert-james-hand/On30October2013thecoronerforPowys,BridgendandGlamorganValleysnoted:

https://www.judiciary.gov.uk/publications/johns-2013-0279/Alsoofconcern,therewerenopublishedresponsesto50oftheSection28reportsonambulanceservicesandkindred.Specifically,therewerenopublishedresponsesto26ofthe48Sectionreportsaboutambulancedelays.OfthirteenSection28reportsaboutambulanceservices,addressedtotheDepartmentofHealthforactiontopreventfuturedeaths,therewasnopublishedresponseinelevencases.

48

Ofthepublishedresponsesbythegovernmentandcentralbodiesaboutambulancedeaths,therewererepeatedpromisestoreviewandmentionsofworkinprogress,includinganNHSEnglandreviewledbyBruceKeoghNHSEnglandMedicalDirector.However,thecontinuingstreamofcoroner’swarningssuggeststhatseriousrisktothepublicisnotbeingamelioratedquicklyenough.CONCLUSIONThepublishedSection28reportdataforEnglandandWales,itscompletenessandpresentationraiseissuesofgovernmenttransparency,learningfromdeathsandwhetherthegovernmentisdoingenoughtoprotectthepublic.TheincompletedataonresponsestoCoroners’warningsandtheapparentlackofaclearprocessfordealingwithunsatisfactoryresponsesraisequestionsaboutthepurposeandeffectivenessoftheSection28reportingsystem.Theauditcycleneedstobemoreclearlyandproactivelyclosed,withproperaccountabilitytothepublic.Failuretotakeactioninresponsetoavoidabledeathsorunacceptableriskstothepublicshouldnotbeexposedbythenextsimilardeath,asseemstobeimpliedbysomeoftheSection28reports,butbyactivetrackingbytheState.Thehundredsofcoroners’warningsabouttheNHSandnotwithstandingthecaveatsaboutthedata,anapparentescalationinwarningsaboutNHSemergencyservicesemphasisetheneedtoforthegovernmenttodemonstratethatitistakingeffectiveaction.Thedataonrepeatedcoroners’warningsaboutambulancedeathsandseriousrisktopublicsafetycallsintoquestionthevalidityofCQC’sregulatoryperformanceandfindings.Inparticular,CQC’srecentratingofWestMidlandsAmbulanceServiceas‘Outstanding’36ishardtoreconcilewiththerealityontheground.

36http://www.cqc.org.uk/provider/RYA

49

CQChaspreviouslybeencriticisedonanumberofoccasionsfornotactinguponintelligencefromcoroners.AfteronesuchoccasionCQCissuedatypicalpressreleaseinSeptember2015promisingtolearnlessons–seeappendixbelow,butquestionsariseaboutwhetherthelessonshavebeeneffectivelylearned.IhavewrittentotheChiefCoronertoseekclarificationaboutanumberofmattersincludinghowmanySection28reportsandresponseshavebeenpublished,theprocessesgoverningpublicationandnonresponsetoSection28reports.IhavealsoaskedthattheSection28dataonhiswebsiteismademoreaccessibletothepublic.TheDepartmentofHealthandothercentralNHSbodieswillalsobeaskedtoexplainmoreabouttheirhandlingofSection28reports.DrMinhAlexander24August2017APPENDIX-PRESSCRITICISMOFCQCFAILURETOACTUPONCORONERS’WARNINGSANDCQCRESPONSESEPTEMBER2015

Elderlypeopleputatriskaswatchdogfailstoactonwarningsof‘fatallynegligent’carehomes,MelanieNewmanandOliverWright,Independent,2September2015:

http://www.independent.co.uk/life-style/health-and-families/health-news/elderly-people-put-at-risk-as-watchdog-fails-to-act-on-warnings-of-fatally-negligent-care-homes-10483573.html

CQCresponsetostoryinTheIndependent

Published:3September2015Categories:Public

AstoryhasbeenpublishedinTheIndependenttoday(Thursday3September)focussingonCQC’sresponsetoRegulation28reports,whichareissuedbytheCoronerandaimedatpreventingfuturedeaths.

Thestoryfocussesonanumbercases(between2013and2015)wheresomeonedied-eitherinacarehomeorfollowingcareortreatmentathome-wheretheCoronerconcludedthatfurtheractionneededtobetakentopreventafuturedeathinsimilarcircumstancesfromoccurring.

50

OurChiefExecutive,DavidBehan,gaveaninterviewtoTheIndependenttoexplainhowCQChasimprovedtheprocesseswehavetoinplacetoensurethatwerespondtoandlearnfromtheissueshighlightedbytheseRegulation28reports.

CQC’sChiefExecutive,DavidBehan,said:.

“WhensomeonedieswhilebeingcaredforinahealthorsocialcaresettingandtheCoronerconcludesthatactionisneededtopreventfuturedeathsfromoccurring,aRegulation28reportisissued.Inmostcases,theproviderwillbethenamedrespondent,meaningthattheyhaveresponsibilityforpreventingafuturedeathinsimilarcircumstances.

“Insomecases,however,CQCisthenamedrespondent,meaningthattheCoronerhasconcludedthattheregulatoralsohasaroletoplayinensuringthatpeopleareprotectedinthefuture.

“InthosecaseswhereCQCisidentifiedasthenamedrespondent,itisabsolutelyrightthatweshouldexpectCQCtousethisinformationtoinformourregulatoryactivities.ThisincludeshowwerespondtolevelsofriskaswellasensuringprovidersactontherecommendationsofCoroner’sReports.

“Lastyear,Iinitiatedareviewofourprocessesandprocedures,asIhadrecognisedthatwewerenotalwaysreceivingtheseReports.Insomecaseswherewedid,itwasalsoclearwewerenotalwaysdealingwiththeseeffectivelyenough.

“Wehavemadeanumberofchangestostrengthenandtightenourwaysofworking,including:

• EstablishingasinglepointofcontactforCoroners’reportstoensureanyconcernsraisedareeffectivelylogged,analysed,managedandreviewed.

• BetterandearlierengagementwithCoronersaroundthetimeofaperson’sdeath.• AproposedanddraftedMemorandumofUnderstandingwiththeCoroners’Society

tostrengthenourworkingrelationshipsandensurewereceiveallCoroners’reportsinhealthandsocialcareinquestsinordertohelpreduceriskmoreeffectivelyandpromptly.

“We’vemadeprogress,butI’mfarfrombeingcomplacent.Weknowthereismoreworktodo.Improvementisacontinualcommitmentandwearemakingsureweareproperlyembeddingournewprocess,furtherdevelopingourrelationshipwiththeCoroners’Societyandbeingreallyclearaboutwhatweexpectourstafftodowhentheyreceivethesetypesofreports.

“Butthisisn’tjustaboutprocesses–it’saboutpeople’slives.Forthatreason,weneedtokeepworkinghardtoensurethatwegetitrighteverytime.”

Lastupdated:

51

29May2017

https://www.cqc.org.uk/news/stories/cqc-response-story-independent