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轨道交通控制与安全 国家重点实验室(北京交通大学) STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY Exploring the systematic causes of Beijing subway PSD accident Shijie Zhang, Ph.D. student State Key Laboratory of Rail Traffic Control and Safety Beijing Jiaotong University

Exploring the systematic causes of Beijing subway PSD accident

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Page 1: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Exploring the systematic causes of

Beijing subway PSD accident

Shijie Zhang, Ph.D. student

State Key Laboratory of Rail Traffic Control and Safety

Beijing Jiaotong University

Page 2: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Outline

Background and Motivation

– Background Beijing subway

– The application of platform screen doors

– Overview of the accident

Beijing subway PSD accident analysis with CAST

– Physical and Operational Level

– Management level

– Passenger’s role as context & controller

Changes & Conclusions

Page 3: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Outline

Background and Motivation

– Background Beijing subway

– The application of platform screen doors

– Overview of the accident

Beijing subway PSD accident analysis with CAST

– Physical and Operational Level

– Management level

– Passenger’s role as context & controller

Changes & Conclusions

Page 4: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Background

The Beijing Subway is a rapid transit rail network that serves the

urban and suburban districts of Beijing municipality. The network

has 18 lines, 334 stations[a] and 554 km (344 mi) of track in

operation.

The subway is the world‘s busiest in annual ridership, with 3.41

billion trips delivered in 2014, averaging 9.2786 million per day,

with peak single-day ridership reaching 11.5595 million.

“Beijing 2015 and "twelfth five-year" period for national economic and social development

statistical bulletin”. Beijing Municipal Statistics Bureau. 2016-02-15. Retrieved2015-02-18

Page 5: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

People fell off platform

Beijing subway, 2016

Time line station consequence

Jan.28, 2016 line 1 Yuquanlu one death

Fab.14, 2016 line 2 Dongzhimen one death

Fab.28, 2016 line 1 Yuquanlu one death

Mar.2, 2016 line 1 Wanshoulu one death

From “House of cards” S02

Page 6: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

The application of platform screen doors(PSDs)

The purpose

– Safety: Train piston wind & Fall off platform

– Energy conservation: Air condition

– Prevent suicide

The system become more complicated

Page 7: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

The gap

Hazard:

Train start with people

between train doors and

PSDs.

About 300mm in width

Page 8: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Historical accident

Shanghai metro line 1, Nov.6, 2007

1.Run to the train

when doors were

closing

2.Could not get

onboard because

it’s crowded

3.PSDs already closed

4. The man got killed

by the departing train

Page 9: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Overview of the accident

Accident spot

The location

On November 6, 2014 at 18:57

Beijing subway line 5 Huixinxijie Nankou station

A woman fell out the train and got trapped between the train

door and the PSD and train departed

The women died in hospital at 20:20

Page 10: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Passenger volume at peak

11.06APEC

Beijing subway has serious “tidal phenomena”.

Huixinxijie Nankou —— Important interchange station

Page 11: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Outline

Background and Motivation

– Background Beijing subway

– The application of platform screen doors

– Overview of the accident

Beijing subway PSD accident analysis with CAST

– Physical and Operational Level

– Passenger’s role as context & controller

– Management level

Changes & Conclusions

Page 12: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Train & station system

Hazard:Train start with people between train door

and PSD.

Safety constrain:There must be no person between train doors and PSDs when the train start.

Signal system

Train door controller

PSD controller

Train doors PSDs

Driver

Platform staff

Passenger

Technical system Human

Page 13: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY Measures

Handle on PSDs

Plate on PSD

Driver’s check

Emergency tools

Platform staff’s assist

Page 14: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

The Proximate Events

Time VictimTrain

doorsPSDs Driver

Platform

staff

other

passengers

18:57start to

close

fell out of train

start to

close

got trapped closed closed

forgot to

check the gap

didn't find

the

emergency

looked for

staffs and

emergency

tools

started the

train

got hurt

stopped the

train

sent to hospital

20:20 died in hospital

Page 15: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Safety Control Structure

Driver

Signal system

Train door controller

PSD controller

Passenger nearby

Depart the train,Open/close PSDs

Condition of train doors

Open/close

Conditionof train doors

Open/close

Platform Staff

Open Enable

Open/close train doors

Human got stuck?

emergencey

Emergency

Emergency break

Emergency break

Condition of doors,

starting signal

Open/close PSD

Condition of PSD

Condition

of PSDs

Train d

oo

rs

PSD

s

GA

P

Condition of

door area

Condition of

door area

Page 16: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Physical Level

Deficiencies in system design:

Safety constrain not allocated to a controller.

PSDs closed, no equipment can detect gap.

Sequence : Train doors close after PSDs.

No sensor in the gap.

Signal systemRole: ControllerSafety responsibilities (requirements) Release break only if both train

doors and PSDs are closed&locked.

Train door controllerRole: Controller Safety responsibilities(requirement) Start to close the door specified time Stop door with residence over 150N

PSD controllerRole: Controller Safety responsibilities(requirement) Start to close the door specified time Stop door with residence over 150N

alarm

Passengers getting on or getting offPassenger

system

Door control system

Driver

Close the doors Closed&locked?Closed & locked?

Close the doors

Closed & lockedStarting signal

Condition betweentrain door & PSD

Train doors PSDsGap

obstruct

Plate

Unsafe Interaction

Page 17: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Physical Level

Deficiencies in system design:

Assist: Drivers may neglect the check especially on rush hour with the assist of equipment.

Signal systemRole: ControllerSafety responsibilities (requirements) Release break only if both train

doors and PSDs are closed&locked.

Train door controllerRole: Controller Safety responsibilities(requirement) Start to close the door specified time Stop door with residence over 150N

PSD controllerRole: Controller Safety responsibilities(requirement) Start to close the door specified time Stop door with residence over 150N

alarm

Passengers getting on or getting offPassenger

system

Door control system

Driver

Close the doors Closed&locked?Closed & locked?

Close the doors

Closed & lockedStarting signal

Condition betweentrain door & PSD

Train doors PSDsGap

obstruct

Plate

Page 18: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Operational level

Contextual reasons for the behaviorIn rush hour, driver worked under the pressure of the busy timetable;Equipment provided unreliable assist.Mental model flaws that contributed to itThe driver was too dependent on preventing equipment;Neglect the importance

Train door PSD

Passengers getting on or getting off

Driver

Physical Controllers

Passenger nearby the doors

Depart the train,Open/close

train doors&psd

Platform Staff

Human got stuck?

emergency

Emergency break

Condition of doors,

starting signal

Door area

Condition of

door area

Emergency break

emergen

cy

Safety responsibilitiesSupervise passenger transfer, ensure safe starting conditionsUnsafe control actions that occurredStart the train with a passenger trapped

Driver

Page 19: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Operational level

Dysfunctional Interaction

Passengers cannot found platform staffs to report the emergency Reason: The platform was crowd, vision was blocked and environment was noisy.

Platform staffs find it hard to supervise all the doors.

Passengers cannot reach emergency tools.

Reason: No handy emergency break or emergency call device. Cannot get to tools nearby due to the crowds.

Train door PSD

Passengers getting on or getting off

Driver

Physical Controllers

Passenger nearby the doors

Depart the train,Open/close

train doors&psd

Platform Staff

Human got stuck?

emergency

Emergency break

Condition of doors,

starting signal

Door area

Condition of

door area

Emergency break

emergency

Page 20: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Emergency button on platform

Emergency button

Emergency button upon train doors

Only set on 2 middle doors of each carriageAccident spot

C 4

Platform

Platform track

Platform trackC 3C 2Car 1 C 5 C 6

Page 21: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Operational level

Train door PSD

Passengers getting on or getting off

Driver

Physical Controllers

Passenger nearby the doors

Depart the train,Open/close

train doors&psd

Platform Staff

Human got stuck?

emergency

Emergency break

Condition of doors,

starting signal

Door area

Condition of

door area

Emergency break

emergency

Train door PSD

Passengers getting on or getting off

Driver

Physical Controllers

Passenger nearby the doors

Depart the train,Open/close

train doors&psd

Platform Staff

Human got stuck?

Condition of doors,

starting signal

Door area

Condition of

door area

Emergency break

Page 22: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Operational level

Passengers nearbySafety responsibilitiesReport to platform staffs or the driver, or use the stop the starting.Unsafe control actions that occurredStart the train with a passenger trappedContextual reasons for the behaviorCrowded station & No handy toolMental model flaws that contributed to it

No enough knowledge to cope with this situationNot prepared so panicked

Passengers are instable as volunteer

controllers of door system

Train door PSD

Passengers getting on or getting off

Driver

Physical Controllers

Passenger nearby the doors

Depart the train,Open/close

train doors&psd

Platform Staff

Human got stuck?

emergency

Emergency break

Condition of doors,

starting signal

Door area

Condition of

door area

Emergency break

emergency

Page 23: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Passengers

Human-machine interaction

Contextual reasons & Mental model

Passengers’ mental model could be greatly influenced by passenger flow.

Passengers as controllers of

themselves

Signal system

Train door controller PSD controller

alarm Train door PSD

Passengers getting on or getting off

Role:controllerSafety responsibilities Stop getting onboard when the car is full Stop at the alarm.Unsafe control actions that occurred Be the last one to get on a packed car Did not obstruct the closing train doorsContextual reasons for the behavior It s hard to get onboard without push and squeeze. People often been kidnapped by passenger flow Hope to get home soonMental model flaws that contributed to it People overlooked the importance of order at rush

time

Passenger system

Door control system

Driver

Closed&locked?Closed & locked?

Close the doors

Closed & lockedStarting signal

Condition betweentrain door & PSD

Close the door

Pull open

It’s hard to get onboard without push and squeeze.

People often been kidnapped by passenger flow

Page 24: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Passengers’ role

Volunteer controllers of the door system

——the instable controller

Controller of themselves when during transfer

——make advisable decision with crowds

Context of interaction and of other controllers

——the crowds block interactions

Page 25: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Management level

Passenger flow not been controlled effectively.Lack of regular and efficient approach to feedback when the station/individual are out of capacity.

Coordination and Communication

Tidal with passenger flow

Driver

Municipal Government

OCC

Traffic flow warning, station close order

feedback

Station

Passengers in station

Time table

Traffic flow warningCondition of passenger flow

Passenger flow control

Management

Platform staff work

arrangement

Emergency

temporary traffic policy

Evening peak

Interchangestation

Passengers in station

Degree of crowdedness

Passenger flow Control of station

Frequencyof the trains

Station dwell time

Difficulty for passenger transfer

Pressure of driver

Suited context

+

++

+

-+

-+

-+

--

--

Page 26: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Suggestions

A specific physical controller should take this safety

constrain in charge. And there should be a stable

feedback to monitor the gap

More propaganda should be carried out by public

education and the operation corporation not only

about behaving in order but coping with emergency.

Subway operation cooperation should use tidal

control strategy and control the passenger flow if it’s

beyond the capacity.

Page 27: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Outline

Background and Motivation

– Background Beijing subway

– The application of platform screen doors

– Overview of the accident

Beijing subway PSD accident analysis with CAST

– Physical and Operational Level

– Management level

– Passenger’s role as context & controller

Changes & Conclusions

Page 28: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Changes

Train doors and PSDs

close at the same time

Longer & louder alarm

Page 29: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Changes

Volunteers at peak time Lookout stage

Passenger limiting

Page 30: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Conclusion

A CAST analysis was made and gave us some

systematic suggestions.

Passengers should be thought from different roles

within subway system.

Control structure should be designed dynamically

with different passenger flow.

Page 31: Exploring the systematic causes of Beijing subway PSD accident

轨道交通控制与安全国家重点实验室(北京交通大学)STATE KEY LAB OF RAIL TRAFFIC CONTROL & SAFETY

Q&A!

State Key Laboratory of Rail Traffic Control and Safety

Beijing Jiaotong University

Email: [email protected]