4.

EXPERT SYSTEM LICENSE EVALUATIONEVALUATION REPORT FOR LICENSE SUI-00950

Licensee: ENGELHARD MINERAL AND CHEMICAL CORPORATION

Site of Operation: NEWARK, NJ

INFORMATION ON EXACT AMOUNTS OF MATL WAS NOT NEEDED TO EVALUATE

1. License nonsuspect because it is import or export only

THIS LICENSE WAS ELIMINATED FROM CONSIDERATIONThe reason for elimination was: IMPORT OR EXPORT LICENSE

EXPERT SYSTEM EVALUATION WAS BASED ON THEINVENTORY RECORD IN JOB 0307, BOX 10

Docket 40-07824Licensee: ENGELHARD MINERAL AND CHEMICAL CORPORATIONAddress: NEWARK, NJ Zip: 07114State of operation: NJSite used: NEWARK, NJDisposition information present: NO DISPOSITION INFORMATION GIVENThis license was listed as terminated on 03/31/73Remarks:

JOB NUMBER: 0307 BOX NUMBER: 10

CONTENTS OFINVENTORY RECORD IN JOB 0307, BOX 10

Docket 40-07824Licensee: ENGELHARD MINERAL AND CHEMICAL CORPORATIONAddress: NEWARK, NJ Zip: 07114State of operation: NJSite used: NEWARK, NJDisposition information present: NO DISPOSITION INFORMATION GIVENThis license was listed as terminated on 03/31/73Remarks:

JOB NUMBER: 0307 BOX NUMBER: 10

Date of last evaluation/revision: 09/2.1/92 Reviewer: BWK

ci';ý

U.S. DEPARTMENT OF COMMERCE

OFFICE OF FIELD SERVICES

26 FEDERAL PLAZA

NEW YORK. NEW YORK 10007

October 15, 1971

DirectorDivision of Materials LicensingU. S. Atomic Energy Commissionwashington, D. C. 20545

Dear Sir:

Enclosed is quadruplicate copy of U. S. Import Certificate No.NY-3682-MA issued by this office of Philipp Brothers Divisiono04ý lhard, Minerals, 299 Park Avenue, New York, N. Y.10017.

Our regulations direct us to forward this copy to you.

.incere

6A& .RuzeDirector

rORm FC-j82SVDSP.53 (--B .o'r, Approved; Budget Bureau No. 41-R1398.4 - Modýl< rouve'; Bureau du Budget No. 41-R1398.4-40w

U.S. DEPARTMENT OF COMMET\ -

E'REAU OF INTERNATIONAL COMMERCE

AND

U.S. DEPARTMENT OF STATE... OFFICE OF MUNITIONS CONTROL

INTERNATIONAL IMPORT CERTIFICAT& I. C(CERTIFJCAT INTERNATIONAL DIMPORTATION)

4OTE: Read in!structions on the reverse side before completing Ceytificate Number . .i/Aa end submitting this form. (Lire les instructions au verso 4- 3 58r

avant de remplir et de presenter la presence formule.)

1. Importer/Importateur (Name and "iLddre~s - Nom et adresse) FOR OFFICIAL USE ONLY (Reserve au service administratif)

blllpp Brothers ULvision of Engelhard .... . ,I.-v7.1tinerals & Chemicals Corporation 0. ,..n9 Park Avenure k- 00 0-ew York, N.Y. 10017 W-Z .,,, ,,

2. Exporter/Exportoteur (Name and address - Norm et adressye)

MiH bine'rals SEN., WD~j.. - . .,

Q• BOX ,59Not valid unless official seal of Department of Commerce or

- Rea.....d... Department of State appears in this space. (Non valable a-oh, Malaysia moins qu'un sceau officiel du Ministdre du Commerce ou

Ministere d'Etat ne suit appost5 dans cet espace.)

Description of goods . TSUS Ano. No. Quantityt '(Numero de a Quantiy Valeur)

(Designation de la Marchandise) (O Bte) (Quantie)CF, etc.)

Malaysian N onazite Sand 601.4500 50 LT US$5, 750.00FOB MainMalaysian port

• . .. . t :... r, -. , : .

4. Representation-and undertaking of U.S. importer or principal .. - .

The undersigned hereby represents. that he has undertaken to import into the United States of America under, a U.S. Consumption Entry.-... or U.S. Warehouse Entry the commodities in quantities described above, or,.ifthe commodities are not so imported into the United

States of America, that he will not divert, transship, or reexport. them to another destination except with explicit approval of the De-partment of Commerce or of the Department of State. The undersigned alsoundertakes to notify the appropriate U.S. Department im-mediately of any changes of fact or intention set forth herein. If a.delivery verificationis, required, the undersigned'also undertakesto obtain such verificatiohnand make disposition of it inoaccordance with such requirement. Any false statement willfully made In thisdeclaration is punishable by findouid imprisonment. (See excerpts from .U.S.:Code on reverse side.):

.Declarationet:.efngagement de l'importoteur ou du commettant'des -Etots-Unls

Le soussigne'd'clare par les presentes qu'il a pris l'engagement d'importer aux Etats-Unis'd Amerique, en vertu d'une Declarationamericaine de Mise en Consommation, ou d'une Declaration americaine d'Entree en entrepot, la quantite de produits ci-dessus, et que,dans le cas outceiproduirs ne seraient pas ainsi importes aux Etats-Unis d'Amerique, il ne les detournera, ne les transbordera, nileas reexportera'a, destination dun autre lieu, si ce n'est avec I'approbation formelle du Ministere du Commerce ou Ministere d'.Etat.

'Le soussigne prend ýgalement Ve'ngagement d'aviser le. Ministere inte'essýerdes Etats-Unis de tous changements survenus quant auxfi;: tas ou. Vintention. e'nonces clans la preisente declaration. Si demandei est faite d'une confirmation de la livraison, le souissigný

vre-d ;•ealiment l'engagement d'obtenir cette confirmation et d'en disposer de la maniere prescrite par cette. demande. Toute faussedeclaration faite intenti onnelaement expose I'auteur aux penalit4"s prgvues par In Ioi. (Voir.Vextrait du Code desEtats.-Unis au-vera So.')

.Type or Print(Pere 4d e'crirf,

t.a Ia achine ouen caracteresd' imprimerie)

. • • • 'L ..'"-" "Type Or.Frint...Philipp Brothers Dvision f --e or crine .Etwgelktrd N h Atli A _,lea achie no. -

en caracteresCorporatiol) d' ,mprcneriee Tibcr %Eisner. Import IManager

Name of Firm or Corporation-(Nom. de la Firme oude la Societe)

Signature of Authorized Official(Signature de 1'agent ou. employe' autorise) "

Name and Title of Authorized Official(Nomet- tirre de P' agent ou employc autorise6)..

Ot~rnbr 14M 1971 .Date of Signature

(Date de la signature)

This document ceases to be valid unless presented to the competent foreign authorities within six months from its date of issue. (Le-present document perd sa-validite' sil n.est pas remis aux autorites etr.angerescompe'tentes dans-un delai de six mois A compter de sadl~livranee.) ." '. . '.-

70_ d•livrane. - -. " FOR OFFICIAL USE ONLY (R~e'serve'au service administratif).

Certification: This is to certify that the above declaration was made Certification: II est.certifje'par les pre's-entes que Ia-to the U.S. Department of Commerce or State through the undersigned . de'claration ci-dessus.a ete faite au Ministere du.Comrnmerce.designated official thereof and that a copy of this certificate is placed ou d' Etat des Etats-Unis par Vinterme'diaire du-fonction--in the official files. naire competent so6sSgne de ce Minist~re et qu'une copie

dece certificat a et¢-placee dans lesarchives officielles.

'-- 14 OCT 1971

)esignated Commerce or State Official (Fonctionnaire competent du Ministere du Commerce ou d' FEtat) Date

QUADRUPLICA:TE COPY uSCOMM-oC 217119-P0

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A41. MVERALS & CHEMICALS CORPORATAIN

f3ASTO R STREET NEWARK, N.J, U.3

7114 * TLPOEAE OE2~22~

3 EXECUV o FiCE 3

'M a . >My 2 0th 1 97 0

Mr D FHarm33

visi h, of33 3~ei s Li e s n

Der. DrF Harmo

i'69 Divsio tI tateia1 Licensingv c

U tomi Ehýnergy ommssin

--On May 13th 1969, e snt youth atahddvc

SWe fnd hat e wre n erroras tote quoantity.

_2Teata, muto'U1 eiee,3 i hslt

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UNITED STATES

ATOMIC ENERGY COMMISSIONWASHINGTON, D.C. 20545

"erES 0'

40*7824 MiAR 1 6 1970

JFngelhard Minerals: • CheuLca1$

Coeporatiom113 Astor StreetNow Jersey 07114

Attentioni Dr. Lawrence C. gurmanl Manager.Nuclear S6•vice Department

(ontlo•men•,

Thank you for your letter of March 2, 1970. which provided infer-

mation required by Item 9 of your AEC Source Material License No.

SUI•9$0. We:apprectate your cooperationi

Sincerely,

OrZlriel signed by

Don 9 1 HarmonSource End Special Nuclear

matertp~s BranchDivision Of Materials Licensing

bcc: R. G, Page, NMS, w/incomi ng,.S. Nordlinger, DIA, w/incoming

DISTRIBUTION:PDRDocket fileBranch R/FDivision R/FHarmon's R/FP#CO, RegionM* A, Dean, DML

Q UNITED STATES•"ATOMICI :EN•ERGY. COMMISS~ION

WASH'tNGON,:D•.C. 20545 :

OCIT 61969NIL%: DPi4 0- 78 214

No~~<~r ~ Y :c esyC7114

Atl&c tioZ 1(-.a t ~ I~~cz ~iur~a,~.ra

Thnk you -Car your Iotter of septemIo- '23, 1-969, whichý pro-

vin in.-ormir z.tircd,. 1by Ito', 9 of your iAZC Source t Material

sc' No ' zý~.§ ,e ý reciatc. your coope-atlon.

Original signed by iDon. F. Harmon

Do-n 11. faiSource anrd Specild Macle~ar

;4atprials. Branch.Vivision ofMaterials i~censinlg

bc* R..Page, 1445,; w/incomin.

DISTRIBSUTION:PDR

Branch R/F

N. Doulos, DML

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Attutla It iC.

Thn& you ýfo yewo ett 44a J44 I* I's

Ogfl'signed by

Robert L. wafield

Wet ft Peg# 0151v,

eaer aI i uu

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/ N 0 U S T R IS4,opin.113.:,:• :.R STREET NEWAR. EW E E .071. T-LH N WE

C 2 0.RE'" CODE 201242 2,OO

Juy7th 19. EXECUTIVEOFFICES

Mr. F -HarmonDivitsion. of.. Materials Licensing

U~ -Ati heirg y CommissionýWashingtonj DC. 205k5

Dear Mr. Harmon:

.This is to advise :you, in accordance wit.h .S".-95that approximately 215,000 ibs of uranium c'oncen-trates arrived in -altimore on July 3rd, fromSouth Africa., :for the account of Westinghouse, towhom it is. now. in transit.

With, best regards, as before,

Sinde e y

L renc C. Burman, Manager.:zNuclea' Service Department. : . .. i. " • : . ' " " . '..c . p : m. n "t L .:

¾.

1.1..

9 "ORATIONE~y 12

r) DIVISION. OF. ENGELHA3D MINERALS & CHEAILcALs COR

( ~ CUNITED STATES

ATOMIC ENERGY COMMISSION.WASHINGTON, D.C. 20545

MAY 1 91969404P

falas "p for lowar1 Into of mly tAs !WO9 vMuch po

Mcaso No 0 1450 We ~'re~ofyi 0fn

04fltsigned by

-~l F, Harmon

lift.too vwo

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JUN 2 1969

40ý

UNITED. STATESATOMIC .ENERG Y CO:MMISSION '

<;Id+ WASHINGTON, D.C. 20545

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UNITED STATES

A T y-• : . . :

f~. ATMIC ENRGY COMISSIONWASHNGT .N D.C.20

I N REPL 'EER TO: (JUN4 i

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NEWARK. N EW JERSEY 0-7114 - TEiLEPHONE AREA CODE 2OTjjl[2-2700113 ASTOR STREET

EXECUTIVE OFFICES

May 27, 1968

4

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Mr. D. F. Harmon.Source &. Special Nuclear Materials BranchDivision of Materials LicensingUnited.States Atomic Energy Commission

.Washington,. D. C. 20545

Dear Mr. Harmon:

In accordance with the requirements. of license numberSUI7950, we wish to report the importation in May of

".approximately six hundred thousand pounds of U308 con-centrates from South Africa.

This material.has been shipped to the Weighing and SamplingPlant of L. Pitkin, Metropolis, Illinois for the account ofWestinghouse Electric Corporation, the purchasers Of theconcentrates.

Yours s ce

0'3 0)

Lawrence C. Burman-•Manager Nuclea.r Service Departmre

/

N

to

L941.A DIVISION OF ENGELHARD MINERALS & CHEMICALS CORPORATION

Form AEC-410(1-61) UNITED STATES

ATOMIC ENERGY COMMISSION

.OX

SOURCE MATERIAL LICENSE

Pursuant to the Atomic Energy Act of 1954, and Title 10, Code of Federal Regulations, Chapter 1lPart 40, "Licensing of Source Material," and in reliance on statements and representations heretoforemade by the licensee, a license is hereby issued authorizing the licensee to " - importthe source material designated belkw; Mkxxt

•DPe • • X~Mx WX~x=Z=Mix lXM w Pa w RK UM& inaccordance with the regulations in said Part. This license shall be deemed to contain the conditionsspecified in Section 183 of the Atomic Energy Act of' 1954 and is subject to all applicable rules,regulations, and orders of the Atomic Energy Commission, now or hereafter in effect, including Title 10,Code of Federal Regulations, Chapter 1, Part 20, "Standards for Protection Against Radiation," andto any conditions specified below.

Licensee 3. License No.

1. Name Engelhard Minerals & Chemical SUI-950Corporation 4. Expiration Date

2. Address 113 Astor StreetNewark, New Jersey 07114 March 31, 1973

5. Docket No.

40-78246. Source Material 7. Maximum quciA•.r source material which

licensee may pad= at any one time underthis license

UraniumOne million pounds

CONDITIONS

8. Authorized use (Unless otherwise specified, the authorized place of use is the licensee's addressstated in Item 2 above.)

For import only in accordance with the procedures described in thelicensee's application dated March 25, 1968.

9. Within ten (10) days following each import made under this. license, thelicensee shall file a report with the Commission indicating the destinationand quantity of uranium imported.

For the U. S. ATOMIC ENERGY COMMISSION

APR 4ý196Date of issuanceDate of issuance

=kU;(. 7,NýVENNT _Tq 2 GfFICE O-632985 Don F. Harmon

UNITED STATES

ATOMIC ENERGY COMMISSION

WASHINGTON, D.C. 20545

APR 4_9140-7824

Engelhard Minerals & ChemicalCorration

113 Astor StreetNowarko New Jersey 07114

Attention: Mrr Lawrence C. eprmartMeanagerNuclear Service Department.

Gentl~emen:

Unclosed is AEC Source Materita License 0o. SUI-950,

Please note that Item 9 of this license requires you to submit

a report to us within ten (10) days of each import made under

this license. If you have any questions about this Item, please

let me know.

DISTRIBUTION:Document Room w/encl,State Health (license only)

'-_ 4 fubject File w/encl,ompliance. Rog. I, w/encl.

N, Doulos, IIL v/3 eys* of lic.Br. Reading File v/en.clDiv. Reading File w/o encl.

Very truly yours,

Don P., HarmonSource. Special Nuclear Materials

BranchDivision of Materials Licensing

Enclosure:License N.o SUX-gsO

(3~4 L.4~IU '(IL~..FORM APPROVED(3-6o4)liios U~Lg ~ ~ UREAU OF BUDGET NO. 38-ROOZ-,'Piewou e"litionsk

areobsolete. UNITED STATES ATOMIC ENERGY COMMIS Oi -lU•

APPLICATION FOR SOURCE MATERIAL LICENSEiPursuant to the regulations in Title 10, Code of Federal Regulations, Chapter 1, Part 40, application is herebymade for a license to receive, possess, use, transfer, deliver or import into the United States, source materialfor the activity or activities described. Ift Of rAljj/CM

1. (Check one) 2. NAME OF APPLICANT

L] (a) New license ErIGELHARD I(EALs & C1UFICAL CORY.LI (b) Amendment to License No. 3. PRINCIPAL BUSINESS ADDRESS

[] (c) Renewal of License No. 113 ASTOR STREET, INEWARK, Nt.J. 07114E]L d) Previous License No.

4. STATE THE ADDRESS(ES) AT WHICH SOURCE MATERIAL WILL BE POSSESSED OR USED

Material in for re-sale# not for use by EMCC,5, BUSINESS OR OCCUPATION i 6. (a) IF APPLICANT IS AN INDIVIDUAL_.STATE (b) AGE

Metals refining and tradingCIZESP7. DESCRIBE PURPOSE FOR WHICH SOURCE MATERIAL WILL BE USED

Fngeihard is the North American sales agents for• the combined SouthAfrican uranium mining industry# representing Nuclear Puels Corp. ofSouth Africa. The material covered is to be imported into the USAand Winl, generally# have been sold prior to entry.

S. STATE THE TYPE OR TYPES. CHEMICAL FORM OR FORMS. AND QUANTITIES OF SOURCE MATERIAL YOU PROPOSE TO RECEIVE.POSSESS, USE. OR TRANSFER UNDER THE LICENSE

(a) TYPE (b) CHEMICAL FORM (c) PHYSICAL FORM (Including (d) MAXIMUM AMOUNT AT% U or Th.) ANY ONE TIME (in pounds)

LURANIUM One million poundgNATURAL Calcined U g08 concentrates - 90-92% UqD8 per shipment

URANIUM DEPLETED IN or U? 6 in bylinde-r ITHE U-235 ISOTOPE

THORIUM (ISOTOPE)

(e) MAXIMUM TOTAL QUANTITY OF SOURCE MATERIAL YOU WILL HAVE ON HAND AT ANY TIME (in pounds)

One million pounds, generally in transit9. DESCRIBE THE CHEMICAL, PHYSICAL, METALLURGICAL, OR NUCLEAR PROCESS OR PROCESSES IN WHICH THE SOURCE MATERIALWILL

BE USED, INDICATING THE-MAXIMUM AMOUNT OF SOURCE MATERIAL INVOLVED IN EACH PROCESS AT ANY ONE TIME. AND PROVIDINGA THOROUGH EVALUATION OF THE POTENTIAL RADIATION HAZARDS ASSOCIATED WITH EACH STEP OF THOSE PROCESSES.

In transit from port of entry to a sampling plan$# prior to con-version to UP6 in a commercial plant* or, if as UP60 for deliveryto an AEC enridhment facility,

0. DESCRIBE THE MINIMUM TECHNICAL QUALIFICATIONS INCLUDING TRAINING AND EXPERIENCE THAT WILL BE REQUIRED OF AP-PLICANT'S SUPERVISORY PERSONNEL INCLUDING PERSON RESPONSIBLE FOR RADIATION SAFETY PROGRAM (OR OF APPLICANT IFAPPLICANT IS AN INDIVIDUAL).None

* DESCRIBE THE EQUIPMENT AND FACILITIES WHICH WILL BE USED TO PROTECT HEALTH AND MINjMIZE DANGER'TO LIFE OR PROPERTYAND RELATE THE USE OF THE EQUIPMENT AND FACILITIES TO THE OPERATIONS LISTED IN ITEM 9; INCLUDE: (ayRADIATION DETECTIONAND RELATED INSTRUMENTS (including film badges, dosimeters, counters, air sampling, and other survey equipment as appropriate. The description ofradiation detection instruments should include the instrument characteristics such as type of radiation detected, window thickness, and the range(s), of each in-strument).

Nowe

(b) METHOD. FREQUENCY. AND. STANDARDS USED IN CALIBRATING INSTRUMENTS LISTED IN (a) ABOVE. INCLUDING AIR SAMPLINGEQUIP MENT (for film badges,:specify. method of calibrating and processing, or name supplier).

Not applicable..

.108 i

Page 2

11(c). VENTILATION EQUIPMENT WHICH WILL BE USED IN OPERATIONS WHICH PRODUCE DUST. FUMES. MISTS. OR GASES. INCLUDINGPLAN VIEW SHOWING TYPE AND LOCATION OF HOOD AND FILTERS. MINIMUM VELOCITIES MAINTAINED AT HOOD OPENINGS AND PRO-CEDURES FOR TESTING SUCH EQUIPMENT.

Not applicable. RICENVED

12. DESCRIBE PROPOSED PROCEDURES TO PROTECT HEALTH AND MINIMIZE DANGER TO LIFE AND PROPERTY AND RELATE THESE PRO-CEDURES TO THE OPERATIONS LISTED IN ITEM 9; INCLUDE: (a) SAFETY FEATURES AND PROCEDURES TO AVOID NONNUCLEAR ACCI-DENTS. SUCH AS FIRE. EXPLOSION, ETC.. IN SOURCE MATERIAL STORAGE AND P, E 3EAS -

Material is In transit, paokaged in approved containe so

"U.S.A TomIC ENFErCy CGM?1.

(b) EMERGENCY PROCEDURES IN THE EVENT OF ACCIDENTS WHICH MIGHT INVO$MA•JRR!EV.IIjI T1Q0N

Not applicable.

(c) DETAILED DESCRIPTION OF RADIATION SURVEY PROGRAM AND PROCEDURES.

Not applicablo.

13. WASTE PRODUCTS: If none will be generated, state "None" opposite (a), below. If waste products will be gener-ated, check here E and explain on a supplemental sheet:(a) Quantity and type of radioactive waste that will be generated. NOT&(b) Detailed procedures for waste disposal.

14. IF PRODUCTS FOR DISTRIBUTION TO THE GENERAL PUBLIC UNDER AN EXEMPTION CONTAINED IN10 CFR 40 ARE TO BE MANUFACTURED, USE A SUPPLEMENTAL SHEET TO FURNISH A DETAILEDDESCRIPTION OF THE PRODUCT, INCLUDING:(a) PERCENT SOURCE MATERIAL IN THE PRODUCT AND ITS LOCATION IN THE PRODUCT.(b) PHYSICAL DESCRIPTION OF THE PRODUCT INCLUDING CHARACTERISTICS, IF ANY, THAT WILL

PREVENT INHALATION OR INGESTION OF SOURCE MATERIAL THAT MIGHT BE SEPARATEDFROM THE PRODUCT.

(c) BETA AND BETA PLUS GAMMA RADIATION LEVELS (Specify'instrumenit used, date of calibration andcalibration technique used) AT THE SURFACE OF THE PRODUCT AND AT 12 INCHES. ,

(d) METHOD OF ASSURING THAT SOURCE MATERIAL CANNOT BE DISASSOCIATED. FROM THE MAN-UFACTURED PRODUCT.

CERTIFICATE(This itemn must be completed by applicant)

1S5 The applicant, anJ any official executing this certificate on behalf of the appIlicant named in Item 2,certify that this application is prepared in donformity with Title 10, Code of Federal Regdlations,Part 40, and. that all information contained herein, including any supplements attached hereto, istrue and. correct to the best of our knowledge and belief.

Dated Ma~rch 25th 1968 By.(Pnt or type name under signature)

La•.rence C. BuWaant ManagerNuclear Service Department

.(Title of certifyin official authorized to act on behalf of the applicant)

WAIINING: 18 II.S.C. Section 1001; Act of June 25. 1948; 62 Stat. 749; makes it a criminal offense to make a willfully false state-ment or reprcsentation to any department or agency of the United States as to any matter within its jurisdiction.

U.S. GOVERNMENT PRINTING OFFICE; 1964-0-706-977 817-427-2 , .

U.S,