61
Lehigh University Lehigh Preserve eses and Dissertations 1988 Excitation of surface plasmon polaritons on n-type GaAs for millimeter waves / Dong-Hyun Hwang Lehigh University Follow this and additional works at: hps://preserve.lehigh.edu/etd Part of the Electrical and Computer Engineering Commons is esis is brought to you for free and open access by Lehigh Preserve. It has been accepted for inclusion in eses and Dissertations by an authorized administrator of Lehigh Preserve. For more information, please contact [email protected]. Recommended Citation Hwang, Dong-Hyun, "Excitation of surface plasmon polaritons on n-type GaAs for millimeter waves /" (1988). eses and Dissertations. 4877. hps://preserve.lehigh.edu/etd/4877

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Page 1: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

Lehigh UniversityLehigh Preserve

Theses and Dissertations

1988

Excitation of surface plasmon polaritons on n-typeGaAs for millimeter waves /Dong-Hyun HwangLehigh University

Follow this and additional works at: https://preserve.lehigh.edu/etd

Part of the Electrical and Computer Engineering Commons

This Thesis is brought to you for free and open access by Lehigh Preserve. It has been accepted for inclusion in Theses and Dissertations by anauthorized administrator of Lehigh Preserve. For more information, please contact [email protected].

Recommended CitationHwang, Dong-Hyun, "Excitation of surface plasmon polaritons on n-type GaAs for millimeter waves /" (1988). Theses andDissertations. 4877.https://preserve.lehigh.edu/etd/4877

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' _;

. '

--

.,

EXCITATION OF SURFACE PLASMON POLARITONS

ON n-TYPE GaAs FOR MILLIMETER WAVES

by

Dong-Hyun Hwang

A Thesis

Presented to the Graduate Committee

of Lehigh University

in Candidacy for the Degree of

Master of Science

• ID

Electrical Engineering

Lehigh University

1988

\ /

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·.-··-

This thesis is accepted and approved in partial fulfillment of the requirements

for the degree of Master of Science.

/

Professor in Charge

...

Chairman of Department

•• 11

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Table of Content

Abstract

I. Introduction

II. Surface plasmons

2.1 Surface polaritons

2.2 Electromagnetic theory of surface polaritons

2.3 Theory for highly doped GaAs

III. Excitation of surface waves, theory:

3.1 Grating coupler theory

3.2 Prism coupler theory

IV. Experiment and results

4.1 Experiment setup

4.2 Periodic grating experiment

4.3 Prism coupling experiment

V. Applications

VI. Conclusion

VII. References

VIII. Vita

••• 111

Page

1

4

4

g

11

13

13

16

18

21

29

51

52

53

55

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List of Figures and Tables ..

Page

.. Figure 2.1 - Guided mode for dielectric conductor 5

Figure 2.2 - w-/3 Dispersion diagram for guided modes 5

Figure 2.3 - w-{3 Dispersion diagram for surface plasmon 6

Figure 2.4 - Effective real permittivity of n-type GaAs 8

Figure 3.1 - Description of Wood's anomalies 15

Figure 4.1 - Block diagram of experimental setup 20

Figure 4.2 - Sample comparison experiment 22

Figure 4.3 - Comparison of reflected intensity (140-170 GHz) 23

Figure 4.4 - End detection for coupled wave (140-170 GHz) 24 "

Figure 4.5 - Sweep at a narrow bandwidth (158-164 GHz) 25

Figure 4.6 - Comparison of reflected intensity (152-170 GHz) 26

Figure 4.7 - End coupling intensity (152-170 GI-Iz, B==23°) 26

Figure 4.8 - Higher grating profile coupling intensity 28

Figure 4.9 - The I(retschmann configuration 30

Figure 4.10 - Prism coupler intensity comparison (110-136 GI-Iz) 31

Figure 4.11 - Prism coupler intensity comparison (110-136 GHz) 32

Figure 4.12 - Prism coupler intensity comparison (136-157 GI-Iz) 33

.k

'*'~ Figure 4.13 - Prism coupler intensity comparison (136-157 GIIz) 34

• IV

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Figure 4.14 - Normalized reflection coefficient (110-136 GJiz) 36

Figure 4.15 - Normalized reflection coefficient (110-136 GIIz) 37

Figure 4.16 - Normalized reflection coefficient (136-157 GIIz) 38

Figure 4.17 - Normalized reflection coefficient (136-157 Gllz) 39

Table 4.1 - Experimental data for reflection minimums 40

Figure 4.18 - Rp vs. /3 (115-123 Gllz) 42

; ,f , ' ,,... .

'.___} ,,: ---Figure 4.19 - Rp vs. /3 (123-130 GHz) 43

. •j

Figure 4.20 - Rp vs. /3 (130-142 GHz) 44.,. ,,.

Figure 4.21 - Rp vs. /3 ( 142-158 GHz) 45

Figure 4.22 - w-/3 Dispersion curve from experiment 46

Table 4.2 - Additional interpolated data 48

Figure 4.23 - Final w-/3 Dispersion curve form experiment 50

V

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Abstract

The excitation and detection of surface plasmons is achieved experimentally for an

n-type GaAs substrate. Quasi-optical techniques are utilized to obtain the dispersion

curve of these waves for the frequency range of 110 to 160 GI-Iz. The experimental

values are compared to the theoretical predictions. Both grating and prism coupling

methods are discussed and implemented. Due to the dependency of the grating profile

for periodic coupling structures, prism coupling data is mainly used to generate the

final w-(3 curve. Excellent agreement is found between the prism coupled data and

theory.

1

-

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I. Introduction

Due to a resurgence of interest in recent years for the milli1neter and

su bmillimeter region bands, there exists a need for development and operation of non-

reciprocal devices at these frequencies. Ferrite materials l1ave been used to design

nonreciprocal components that function in the L througl1 I( bands and beyond.

However, sucl1 materials experience substantial losses in the higher frequency ranges.

As an alternative, theoretical considerations ,µtilizing surface plasmons in a doped

semiconductor as interface guided wave has shown reasonable losses for device purposes

when operated at cryogenic temperatures (l]. Also, the feasibility o{ using properties of ~-

surface magnetoplasmons on semiconducting substrates for developing planar

integrated non-reciprocal devices has been examined [2].

Experimental studies in surface plasmons are limited to works in the optical

frequencies [3]-(6]. Even at these frequencies, very few reported obtaining experimental

dispersion relations of surface plasmons on high mobility semiconductors [3]. In this

paper, quasi-optical techniques for the generation of surface plasmon waves \viii be

studied. Analysed are the prism and grated couplers as methods for excitation of

surface waves and their possible application when used in conjunction with application

of magnetic fields for non-reciprocal device application. Also, the dispersion relation for

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·-· ',

a heavily doped n-type GaAs is obtained experimentally using prism couplers at room

temperature. Tl1is data will be compared with the theoretical model. An unexpected

mode is introduc.ed for the experimental data. The additional mode will be interpreted

and explained.

Overall excellent agreement between the theory and experiment ,vas obtained for

the frequency range of 110 to 160 GHz. The generation of surface plasmons for this

frequency range has not been reported before, and plasmon generation on GaAs

substrate l1as only been reported for optical frequencies [11]. This work will provide -·

the first step in experin1ehting with materials capable of control of plasma density.

Tl1e application of surface plasmons could provide a new array of milJimeter wave

devices with loss compara.ble to ferrite devices at lower frequencies.

3

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\ I,

II. Surface plasmons

2.1 Surface polaritons

As defined by Wallis et al. [7], a polariton is an electromagnetic wave coupled

through phonon, plasmon, magnon or other type of excitation to condensed matter. In

tl1e literature, the term electromagnetic surface waves generally refer to guided modes

propagating in a thin film on top of a metal substrate (see fig. 2.1). This type of

surface wave is not a polariton and can be distinguished by examining its w-/3

dispersion curve as shown in figure 2.2. In this paper, the phenomena of interest for

guiding and controlling millimeter waves are surface plasmons, a member of the surface

polarito11 family. This type of surface wave, for an isotropic n-type semiconductor, has

the unique dispersion curve which lies entirely to the right of the light line in vacuum

and is asymptotic to the surface plasma frequency ( see fig. 2.3).

The theoretical dispersion of millimeter-wave surface plasmons in n-type GaAs

was derived by Nurmikko et al.[l], for an isotropic electron gas taking into

consideration a simple Drude contribution to the dielectric constant.

(2.1)

Where / 0

) is the static dielectric constant of the material, wp is the plasma frequency

4

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• •

X

z A dielectric-eoated conductor.

X 0

X X 0 0 X 0

X X X x·

0

X .~ X

The Tl\f o mode pattern for the coated conductor (i lines solid.)

Figure 2.1 (from Harrington [9])

OJ

c.uc2

Q)co--~~~~~~~~~~~~~~~~~~~~~~~~..::.._ k . ...

Dispersion rel:Jtion for first three guided modes.

Figure 2.2 (from Lee (1 O])

,... t'.)

,,

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1.2

I I

I I

L.sW = ck

I a. 1.0 - - - - - I

3 ---- -----' 3 >- 0.8 u z w ::)

a 0.6 w a: LL.

0 0.4 w u => 0 w

0.2 a:

O.QL---~~~~----~~~~~~~~~~~....__~~~~__.~~~

0.0 1.0 2.0 3.0 4.0 REDUCED WAVE VECTOR ck/wp

Dispersion curve for surf ace plasmon poJaritons in n-type InSb.

Figure 2.3 (from Wallis et al. [7])

6

\ \

! I !

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and r is tl1e momentum relaxation time. Equation (2.1) can be separated into real and

imaginary parts so,

( ) ' + . '' f w == fs ifs

where I cs == 2

R [ (o)] Wp e f - w2+ (l/r)2

(2.2)

and ( ) w 2

t 811 == Im[f O

] - p rw(w 2 + (l/r) 2

) •

Plotting Re[c(w)], we see it has large negative values at liquid nitrogen temperatures

(77°I() with a carrier concentration equivalent to the plarna /frequency of wp==

10 13rad/s for the frequency band of 110-170 GHz. For the same plasma frequency, but

at room temperature (300°1(), the real permittivity remains positive (see fig. 2.4). To

obtain a surface plasmon wave, it is necessary for one of the media's effective

permittivity to possess a sufficiently large negative real part. This requirement will be

explained in the next section when the electromagnetic theory of surface polaritons is

discussed. Since at room temperature the effective real permittivity is only slightly

positive ( ~ 3.0), adjustments in the • carrier concentration and lowering of the i!

.ii) ,I temperature to increase mobility will lower the permittivity into the negative region.

Although it is possible to obtain a desired r,,ange of values for the carrier concentration "'· \,

through plasma injection, it would be difficult to measure tl1e exact carrier density.

7

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-0 cu ~

cu > . -

-+-u (l) ~

I ~ I

.

-10- ..

-30· ..

.

-50-'-

-70-'-

>-.. -.,..J ·-> ·- -so--......, ~ ·-E l,._.

.QJ CL -110 --

_, 30--

-150-'-

-, 90 _ ....

)(-------x--. ---"""~'--------)( ·-. -------'X-----><----___;,· ><

I

0

wp= 10 13rad/s .·

T c:: J00°K

'-'p=lar3 ,ad/s

r = B.oxio- 12 1

/

.

-200....._--'-------+----------+------.------~---------,-+-----------+-----------+-----------+-----------4 . . . . . I I •• • T !

110 120 130 140 150 160 ., 70 Frequency

GHz

Figure 2.4 Effective real permittivity of n-type GaAs

8

·-,. . - '., ..... _ '

"

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...

contributed by this process. A problem also arises if optical injection methods are

used. The depth of penetration for the newly formed plasma layer will be substantially

less than the length of the millimeter wave, so the surface plasmon guiding structure

becomes a three or even four medium layer, complicating the theory further. For our

immediate purpose, a highly doped c~ 1.0xlo18 /cm 3 ) substrate will be used to

generate a lower portion of the dispersion curve \vitl1out introducing concern over

plasma injection problems.

2.2 Electromagnetic theory of surface polaritons

We consider a single planar interface of infinite extent which separates two

media characterized by frequency-dependent dielectric constants ca( w) and f b( w) for x

> 0 and x < 0, respectively. If the magnetic field is eliminated from Maxwell's curl

equations, the electric field E satisfies the equation

(2.3)

We seek a solution to eq.(2.3) in which the electric field propagates in the z-direction

and decreases exponentially with increasing distance from the interface. So, the

equations for the electric fields~ in the t\vo regions can be \vritten as

E _ E o -aaX i(kz-wt) a- a e e x>O

(2.4)

9

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, x<O

substituting eqs.(2.4) into eq.(2.3), we obtain the decay constant for each region.

\ I

2 2 w 2 aa == k - ta(w) 2

C

(2.5)

Applying the boundary conditions, at x==O leads to the relations

(tangential) (2.6)

(normal) (2.7)

In addition, from the continuity of the tangential components of B, the following is

obtained. (2.8)

Since the decay constants aa and ab must be positive, Eay 0 0 . Therefore for

surface polaritons only TM mode propagation exists. Using eqs.(2.5) & (2.7), the well-

kno,vn dispersion relation is obtained [1, 7, 8].

(2.9)

Equation (2.7) indicates that ta(w) and tb(w) must have opposite signs at the

frequency w. The medium with negative t( w) is termed surface active. In the case of ,,-:;-,.,

an air interface for fb, ta(w)<-1. So this just~fies the statement in section 2.1

regarding the requirement for a media to have an effective real permittivity of negative

value.

10

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2.3 Theory for highly doped GaAs

For a doping level in the order of 1018 /cm 3, GaAs exhibits an effective dielectric

constant with large negative values for the real part of the permittivity in the near

millimeter wave range of 110 to 170 GHz. To obtain the effective permittivity, we

have to calculate the plasma frequency and the relaxation time from the carrier

concentration. Tl1e plasrria frequency is defined by

2 2 w _ ne p - t m*

0 (2.10)

where n is the carrier concentration of the material. Since for the doping level of 1018 ,

tl1e plasma frequency wp is about 2.18xlo14 rad/sec, the operating bandwidth is well

below the asymptotic value of the surface plasma frequency Wsp· The relaxation time

r, can be deduced from the DC conductivity o-(0), if r is assumed to be frequency

independent. Since the frequency-dependent conductivity is defined by

u(w) == ne2-r 1 m* l-iWT (2.11)

and we obtain the DC conductivity by setting w==O, o-(0)== ne2 r/m*. l\,1/A-Com, the

manufacturer of the GaAs wafers, indicated an overall edge and center resistivity of

2.6xlo-3n-cm for the Si-doped samples. From the resistivity, an impurity

concentration of 8xlo17 /cm 3 can be deduced from the curve i11 Sze [21] for room

temperature (T==300°I() n-type GaAs. Tl1is value is very close to the . carrier

concentration of 1018 /cm 3 indicated by the manufacturer, so we can reasonably

11

,)

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assume all the impurities are ionized at room temperature. With n=l.Oxlo 18 /cm 3 and

(J'(O) = 384.6 /fl-cm, a value of r = 9.169xlo- 14sec is obtained. The corresponding

change in the real part of the permittivity fs' in eq.(2.2) can be calculated as a

function of w for the obtained wp and T. Since 1/ T is large compared to the operating

w range, the ~ls I is almost a constant at about -385. This yields an effective real

permittivity of t 81 ~-382 if Re(t(o)] is assumed to be 13.0. Tl1e change in the imaginary

permittivity is ~f 811

f"'oJ -4,030. If Im( f ( o)] = 1,000 is assumed, the complex effective

permittivity for tl1e frequency range of 110-170GI-Iz is about fs~ -382 - i3,030. Using

this constant effective permittivity, the dispersion relation is simplified.

The dispersion relation for surface plasmons is given by Ward et al. [16] where

the propagation constant for an air interface is given by

(2.12)

where

(2.13)

D = le + 1.0j 2

and f==-f.' +t11 is tl1e effective dielectric constant of GaAs. The theoretical dispersion

curve for a sample with a carrier concentration of 1.0xl018 /cm 3 is a constant line

slightly to the rigl1t of the ligl1t line for the frequency range of 110 to 170 GHz. In the

12

"'

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case of Il = 1.Qxl0 18 /cm 3, Wp= 2.18x10 14 rad/sec and for r== 9.17xl0- 14 sec, the

propagation constant I1as the relation , /3= ( w / c) 1.098. If a sim pie model is used

without taking the Drude model into consideration, the dispersion relation is not

altered by a great amount, since /3':::::. (w/c) 1.026.

III. Excitation of the surface waves, theory :

N onradiative modes can only be excited at wave vectors k larger than the photon

wave vector w/c. The first of two common methods of obtaining larger k vectors is

,.,..

utilizing the attenuated total reflection (ATR) technique of the prism coupler. This

technique is limited to a range of values obtainable by the prism coupler itself. The

second method is to use a periodic structure on the surface which couples to the

incoming photon. The theory for grated couplers will be described first.

3.1 Grating coupler theory

In grating couplers, the surface wave must be accompanied by space harmonics

"\,·,

.. in the grating region because of the periodic nature of the structure. Tl1ese harmonics

have propagation constants given by

/3 /3 + 2m1r m == o d m== 0, ±1, ±2, .... (3.1)

13

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.,

wl1ere f3 0 is closely equal to the surface wave propagation constant if the. periodic

structures are considered to be small perturbation and d the periodic spacing. The

phase matching condition can be satisfied if

k sinO == /3m (3.2)

where () is the incident beam angle to the periodic structures.

Experi1nents with grating couplers on semiconductors such as GaAs [11) and

InSb [3] were conducted earlier. The construction of a dispersion curve w(/3), involves

the determination of eigenfrequencies wr, which depends on the grating profiles.

Experimentalists have encountered the well known Wood's anomalies for gratings. This

is illustrated in figure 3.1. Theory and experiment have shown that the modulation

depth h of the periodic structures contributes significantly to the shape of the disperion

curve (12,13]. Since the experiment is performecl using high i11dex line strips of

rectangular shape polymer material as the periodic corrugation, better cou piing is

expected than for grooves drawn on the substrate surface. The only difference in

theory between grooves and l1igh index structures is a refractive index term np,

multiplied for the material used as grating structures on the left-hand side of eq. (3.2).

So J3m== npk sin() and 11P~ 1.60 for polymer dielectrics at the operating frequency

range of 110 to 170 GI-Iz. The maximum achievable efficiency of coupling for such

periodic structure~ is 80.1% [14]. This condition is obtained for the optimum aw0 \

14

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..

. .

w C -- --,k- r;--~ lo

W.

k Figure 3.1 Description of Wood's anomalies

15

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..

'

,-t"-·. ,

'}

value of 0.68, where

w0 = w sec() (3.3)

w is the half beam-widtl1 of a Gaussian beam and a is the leakage factor. The leakage

factor depends very mucl1 on the height of the grating (15]. If the length of the period

d, is l1alf of tl1e wavelength, and h, the height is about 0.1mm at .-\=2.0mm, the leakage

factor is approximately 3. 75/ m. The constraint on the beam width for this range of

wavelength is

· 0 < W < 18.1 cm for O < e < ;

so for practical high efficiency coupling at 0.1mm of grating height, about 1 ° to 5° of

incidence a11gle will be optimal to obtain a reasonable beam widtl1 from a waveguide

horn. Since we are involved in experimenting at considerably shorter wavelength than

is tl1e case for microwaves, most of the theory is obtained from optics. However,

various experiments \\rill have to be conducted to obtain a reasonable interpretation for

the quasi-optical theory applied to the millimeter wave range.

3.2 Prism coupler theory

The use of attenuated total reflection (ATR) n1etl1od for wave excitation has

been a common tecl111ique in waveguided optics [17,18]. More common terminologies

16

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..

used are the prism coupling or optical tunneling techniques. The surface plasmon

excitation technique was first suggested by Otto [19] and followed by a n1odified

technique by l{retschmann [20] for thin samples. The theories behind this method of

surface plasmon excitation are basically identical to that of guided optics. In guided

optics, the dielectric la.yer is bounded by a top1 and bottom layer and the incident wave

~

travels along a zig-zag path exhibiting total reflection at both layers. The wave in

surface plasmon is bou11ded on top by an active surface and a below extends to infinity.

Both configurations have tf matcl1 the propagation constant at the base of the prism

to the guided wave mode or the surface plasmon propagation constant. In the. guided

wave case, the theory becomes more complicated as consideration of various allowable

modes for the dielectric thickness li1nits the material selection for the prism coupler.

This restriction is more evident in semiconductor guides wl1ere the refractive indexes

range from 3.0 to 4.0. Since, to excite a guided mode, tl1e prism coupler's refractive

0

index has to exceed tl1e guide 's effective refractive index, optical range wave guiding

had to be achieved through end coupling. The use of millimeter waves provide new

flexibilities in selecting pris1n couplers for semiconductor guides. This is due to the

reduced effective refractive index contributed b,, the carriers . .,

The Otto or guided wave configuration has a gap between the prism and the

guide. This gap is usually of the ·order of the wavelength and it is usually considered to

17·

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••

be air, although index matching dielectrics can be used to fill the gap. The Otto

configuration works through a phenomenon referred to as frustrated total internal

reflection. The A TR tecl1nique utilizes the evanescent tail formed througl1 the prism to

couple to tl1e surface wave (both surface plasmon and guided wave). Since surface

waves are non-radiative, the propagation constant required is to the right of th·e · light

line in the w-(3 diagram. This can be achieved by forming an incident wave above the

critical angle of the prism-gap interface. Wl1en the incident wave is totally reflected

tl1e reflected intensity shows a dip at the resonant coupling condition. This loss in

energy corresponds to the energy conversion into the surface wave. The dispersion

relation, for a resonant angle of incidence Bi, can be expressed by f3(w)==w/c np sinBi.

IV. Experiment and results

i

4.1 Experiment setup

The source of the millimeter wave was a Micro-Now model 705B millimeter wave

sweeper with a 1nodel 170 B\i\TO tu be. TI1e output power averaged about lOn1 v\' for

the frequency band of 110 to 170 Gllz. Our measurements were performed using a

bolometer. A signal generator was used to modulate the tube at lkHz. The

18 -

V

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\)

'

modulation was triggered by a TTL signal and was connected to the amplitude

modulatic;>n input (AM). The TTL signal was also connected to the reference inpt1t of

a phase locked amplifier (EG&G Princeton Applied Research model 5207). The

modulated millimeter wave output was connected to a Hughes model 45728H-1000

attenuator with a range of O to 50dB of attenuation and a maximum insertion loss of

2dll. A directional coupler was followed by the attenuator. The Hughes coupler model

453281-I-1210 is a 3 port split blo.ck style general purpose coupler witl1 a low frequency

band crossguide coupling value of lOdB. The second line output from the coupler ·,:was

connected to the leveler input of the generator. TI1e main line was connected to a

waveguide horn. The pyra.midal horn has a 24dB gain at mid band. The reflected and

surface transn1itted signals were detected by a flat broad band detector connected to a

receiver waveguide horn. The detector has a minimum sensitivity of 100m V /mW.

Signal detection was achieved by using the phase lock-in amplifier. The general

schematic of the setup is shown i11 figure 4.1.

19

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I

/ ,,

.

Micro-Now 705B

millimeter ,vave

' sweeper

-.

..

.

TTL

l\,1od ulator I

X-Y

Plotter

-·-

B\VO

Tube

/\~\ ,·, ,,\' ./ \ \ '

I < ''i X X

Directional

coupler

Leveler Reference

-

-

Reference

Lock . In

Amplifier

!lorn

Antenna

Figure- 4.1 Block ·diagram of experimental setup

·' 20

Diode --Detector

Sample

Setup

·--·

Page 27: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

I

4.2 Periodic grating experiment ,,

!/· In this experiment, tl1e M/A-Con1 GaAs sample was placed at 45° and reflective

intensity measurements between the polisl1ed sample and the sample with periodic lines

of 2mm were compared (see figure 4.2). The lines were :2mm wide, 0.1mm thic·k and

composed of cellophane. The millimeter wave sweeper was swept from 140 to 170 .- .........

GHz. Initial cornparison sl1owed a -dip at about 163.6 GHz in tl1e reflected intensity for

~ tl1e sample with the periodic structure (see figure 4.ft). To check for surface wave

......

coupling, the receiver was placed at tl1e edge of sample to obtain signal detection.

The receiver detected two signals with strong in ten ities at 146.3 and 163.6 GHz ( see

figure 4.4).. The experiment was repeated with r leveling and with a directional

[ . \

coupler and we obtained a sweep of a narrower handw'idtl/ (158 to 164 GHz). The

results, as depicted in figure 4.5, show. a drop in intensity at 163.6GHz for the grated

Y:-r,'-,

sam pie as com pared to the polished sample. Also, there is strong detection of a signal

at the edge of the san1ple at the same frequency. Anotl1er experiment with d==l.5mm

was conducted at 23°. Since the periodic length was not in the >../2 regime, very weak

coupling was observed for tl1is case. The results are ·evident in figures 4.6-7. The

reflectio11 drop at 160.7 GI-Iz is not a.s well defined as in the previous case and the end

signal;(1etection is disturbed by noise levels as strong as the signal itself. Another

21

)

r

Page 28: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

.,. )

\

A O B

~/ f Ga As I

A C ' () X / ____ _...-_.._--.... -~------.,. - D

GaAs

Figure 4.2 Sample comparison experiment

A - Incident beam from source

B - Reflected beam from polise<l sample

C - Rcf1cctcd beam from sample with periodic structures

D - Surface wave beam

Page 29: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

'

,.... -~ ::.; > ·--.J ..... ... -::.; ~ -

.I

',

\_

' ' j' I

Pol"ishcd sample

I

\~

\

Periodic sample

l

j

1

163.6

Frequency 140.0

(GIIz)

Figure 4.3 Comparison of intensi(v of reflected be:ims

Page 30: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

·-en ...... -.... CJ

--()

~ -163.6

~Iv), Gl!z

t 170.0

(\

I ,

I

Frequency

(GIIz)

I r \ "· J~ V 'y\

f ' , t 1 '

t 140.0

Figure 4.4 End detection for coupled ,vave

( For 0=45° and d=2mm)

24

I ) !/

Page 31: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

·'

. ·-,-

\

·-1:.r; --.... --

·-

End coupling case (case D)

GHz r

Reflection from periodic case ( case C)

..

Reflection from poli~hed case (case B)

r r r r

t 164.0

rr ,r,, , tr

Frequency

(GHz)

r r , ,

,

r , r '

Figure 4.5 S,veep at a narrower bandwidth

- (. For 8=45° and d:2mm )

' I 25

''i)

t 158.0

·-

Page 32: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

~--

·­. ,. ...... -. ' ---

.,.. •-rt·

( 0.854 G II :/div )

Periodic sample

- Polished sz.imple 160. 7

Gllz ·­-·----

·-::.t.) --.. ' --.. -, ' _,

"' ' 152.0G

Figure 4.6

' ~~ JI I ~{ # ' • I "1 "'<.;; 1' ' ~.ti '; l ' _J ~~• / ~ • ~ - I I~ ~ fl ' . ' ., j

152.0G

,.

Frequency (Gllz) 170.00 Comparison of intensity of reflected beams

( For O:= 23° and d;:1.5.-nrn)

( 0.816 Gllz/div)

t '/1

lG0.7

G1Iz

' .

Frequency (G 1Iz) 170.00

Figure 4. 7 End coupling i.ntensity of sample with peri·odic structures

{ For 0== 23° and d-1.5mm)

26

. r .

I.

Page 33: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

experiment was carried out with the enhanced gratings being three times greater in

height than in the previous case. The sweep frequency was narrowed to a range of

158.4 to 164.5 GHz. The results are depicted in figure 4.8 which shows an increase in

the number of end coupli11g peaks. In this case, the detection of the particular coupling

frequency is l1ampered by an increased number of harmonics or noise. This particular

experiment sho\vs that a complicated diffraction and reflection theory \Vould have to be

taken into account. Although a fe,v very involved theories are published, to pursue

these would be too much of a. distraction from our in1mediate desire of observing \ '

\

surface plasmon waves. Although there is strong evidence of surface plasmon

generation at 2mm of grating distance, the height and shape of tl1e particular grating

structure influences to a high degree the detection procedure for the surface wave. A

more practical and nondestructive method is the prism coupling configuration \vhicl1

will be discussed in the next section. The grating coupler dips obtained will be

compared with the prism coupled surface wave in the w-(3 diagrarr1. The reason for this

is to eli1ninate any doubts in tl1e our grating data as to it being of higher or lo\ver

harmonic origin. A comparison will illustrate the more accurate method of surface

\Vave generation for a particular frequenc;y range. The ·final reasoning for not utilizing

the periodic sturcture method is the presence of the scattered of waves ,vI1ich

contribute to a I1igh level of noise.

27

t

Page 34: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

~ ..µ ·-if]

c:: c.i

..µ --"-('J :

> ·-..µ

(-j -('J

~

....)

_, ' ,

./ I ,-.,

Periodic

Polished \

\

f I

End Coupling

t 158.4 GIIz Frequency

t 164.5 GIIz

Figure 4.8 IIigher grating profile coupling intensity (158.4-164.5 G1Iz)

( 0=23° , d= 1.5mm)

28

\,

"

.'...

Page 35: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

;, ' (

4.3 Prism Coupling experiment

In comparison to grating couplers, prisms provide a non-destructive way of

generating surface plasmons. It also eli111i11ates the need to worry about the

complicated scattering theories needed for grating profiles. So, Wood's anomalies

should not be encountered as in the previous experiments conducted using enhanced

periodic structures. Tl1e method used in tl1is experiment is sho,vn in figure 4.9. The

setup is referred to as tl1e I{retschmann configuration [20]. This configuration differs

fron1 tl1e traditional Otto configuration because the gap between tl1e prism a11d tl1e

metal is eliminated. To use this metl1od, tl1e thickness of the surface active material

has to be restricted to less than the order of the operating wavelength ( usually A/10).

Since the wafer of the GaAs is 25mils or 0.0635cm, the operation in the frequency

range of 110 to 170 GHz results in a surface active thickness of order A/4.

D \Vhen performing this experiment, the prism was separated by a distance of 16cm

from the source horn. This was to ensure far zone operation and plane wave incidence

could be assumed (2D 2 /A). Experiments were conducted for reflection angles of 37°,

45°, 51 °, and 57° at the prism base. Millimeter wave sweeps were performed for two

bandwidths of 110 to 136 GIIz and 136 to 159 Gllz. Distinctive sweeps at four

differing angles of incidence were performed. The experiments were conducted both

with and without the GaAs. The data is shown in figures 4.10 to 4.13. and t-he

29

Page 36: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

\

I 1'

w/c sinB

w/c {Ep sinB

GcJAS ....

' '

w/c {Ep sinB

Figure 4.9 The Kretschmann configuration

30

'·'

Page 37: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

••

.,\-',..

>, ~ -·~ CJ') ,..... -C,.) +J ,..... -C)

>

·-/J)

~ .. . , I

I

45°

. I

I ·L

37° .

~ ,, I

I

>, ...... ·-r;fJ

= Cl) ", ~ \Vith GaAs ,..... -~ (l.) .. ~ ·-+J ~ -~

c:;

f

·-With GaAs

Figure 4~10 Prism coup1~r intensity comparison (110-136 GJiz)

31

,.

,.

s

Page 38: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

~ \ ~ ~ ,, ·-'J) 51 ° -- ·-..... :r; \Vith ~- - GaAs -' -,. ' -- --- ._;,

I -.. - I - ' - I a., ;..,. ~- I '\ -·- . I ~ ~ ..... ,..;, . .., .:,..;> - C'd C,.) -c:: ~

~

I

l t

~

...>') ...... ·-:f) -~

..µ

- 57° CJ ~ - ·-ifj

With GaAs C:

-~ c:.)

V ~ ~

~ t,,,,,,,.(

n ·-~

c--j

V -,. ' .... ,.> ·-...,;, "" C:

C'd -(jj

. ' ~-

\

Figure 4:11 ~\

Prisn1 cou pier intensity co1nparison ( 110-136 G I-Iz)

32

'

Page 39: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

~ .,....;, ..... ,"J) -.... ,. ' .....,

__, --"""""'

.... ' ._,, ~ ,.., ·--+-' ~ -C)

-~

~ .....;, ...... rJJ ..... .... V

.......-C:

"""'"' a; > ......

...,...;, c,j -C)

~

37°

45°

I

J

~ ~ ·-v) -..... C,) ~ ,_ -io--4

C) ... ,.., ·-~ rd ....... C,)

c::

V > ·-..µ

~

\ Vitl1 Ga1\s

\Vith GaAs

Figure 4.12 Prism coupler intensit)' comparisc)11 (136-157 c_-:;Jlz)

33

Page 40: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

..._ ~ ~ ~ ~ ·-·-lfl lfl - 51 °

~ -(l) C)

\1Vith GaAs -,..J ~ - ---1----f ~

C) Cl.)

> > ..... ·-~ ~ .! c-j :tj

u' - ......... (l) C)

~ ~

~ ~

>.i ·-if) +,J - ·- \Vith GaAs - 57° [J) Cl) --~

Cl.) -- ~ ~ --Cl) ~

" ~ Cl.) ·--+,..) > (0 ·-..,._;, -C) ctj

c:: -C)

cc

Figure 4.13 Prism cou pier intensity corn parison ( 136-15, G II z)

34

Page 41: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

the resulting sweep was normalized to obtain the plane polarized reflection coefficient

for each case. As observed in figures 4.14 to 4.17, various minimums are to be

observed for the two bandwidths of 110-136 GHz and 136-159 GIIz. Careful

consideration of these minimum points is required to interpret the data correctly.

First, the obtained minimums are used to calculate the propagation constant f3, which

,vill help determine the correct minimums wl1en plotted against the normalized plane

polarized reflection coefficient. Tl1e obtained mi11imas were labeled and normalized to

obtain the frequency of the minimum for each angle of i11cidence. Tl1eoretically, the

surface plasmon wave is generated when the reflection coefficient approacl1es zero. In

tl1e experin1ent performed, tl1e minimum normalized value obtained was about 0.05 or

-13.0 dB. As variation in tl1e incident angle is introduced, the reflection coefficient

changes. The desired angle of observation is that which yields tl1e minim um reflection

at a given frequency. For this experin1ent the accuracy of the angle of incidence is

li1nited to about ±2° and if a more accurate method of angular measurement was

available, near zero levels of normalized n1inim um should be observed. Some mimi urns

will be clos'€Jy matched to the incidence angle and most poi11ts will be in the vicinity of r_.._ .,.._'!:-....-.. ;=- ··:...-- "

' tl1is angle. I11terpolation of angles is necessary to yield the full continuous w-(3 curve.

In table 4.1, tl1e poi11ts A tl1rough M showed the most clearly distinguished minima

when plotted against the propagation constant. The minimurn· usually ocurrs for the .

35

y .T'f.'

___ ::.~

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,, \

. ,

Rp

1,0

110

. '

Normalized Reflection Coefficient

e !

Frequency

(Gllz)

10

d f

·g

. . '

[

136

37°

45°

Figure 4.14 Rp vs. Frequency (0=37.,, --15°, 110- l:3G c;Ifz)

•. h -. ~

Page 43: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

"'

Rp

1.0

N ormalizcd Reflection Cocfficicn t

0

d

a f h p

n

110 Frequency 136 (GIIz)

b

e p

I

,,,, .. f

\ .. _,_,.,,_._ c,/

51 °

57°

Figure 4.15 Rp vs. Frequency (0=.Sl 0~ 57°, 110- 136 GIIz)

37

Page 44: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

.; .,., ~

..

' .

Normalized Reflection Coefficient

\ m Q .

J

136 Frequency 15!J

(Gliz)

1.0

... r 45°

k

Figure 4.16 Ilp vs. Freq uen Cy' ( 0==;3 , 0

, -1.J O

• 1 :)G- 1.50 (_~If z)

. '

•.) 0 . ) \"

f '

C l

Page 45: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

\

Rp

1.0

136

q

Normalized Reflection Cocfficien t

k

. J

r

• . ·l ~r

' I

Frequency

( G II z)

r

- . '

s

m

'

m

159

51 °

57°

Figure 4.17 Rp vs. Frequency (0==.51°. 57.,~ 136- 159 GIIz)

3Q

Page 46: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

Frequency fl_ 11 J1 (rad/cm)

Point (GI-Iz) (0==37°) (0==51 °)

A 115.49 23.29 27.37 30.08 32.46

B 116.38 23.47 27.58 30.31 32. 71

C 120.20 24.24 28.48 31.30 33.78

D 122.93 24.79 29.13 32.01 34.55

25.64 30.13 3·3.11 35.73

F 129.23 26.06 30.62 33.66 36.32

G 130.04 \

26.23 30.82 33.87 36.55 ( /

H 131.49 26.52 31.16 34.24 36.96

I 135.86 27.40 32.19 35.38 38.18

J 141.80 28.60 33.60 36.93 39.85 ·~.

\

I( 145.05 29.25 34.37 -' 37.78 40.77

L 151.89 30.63 36.00 39.56 42.69 ··-

M 157.95 31.85 37.43 41.13 44.39

Table 4.1

Experimental Data for minimum reflection points

,,

40 ,.

t.,

-- - ~

4 .

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I'

case of a 45° angle of incidence, with the only exception occurring for point M which I)

,vas at 51 °. Consequently, table 4.1 · was plotted for four bandwidths as depicted in

figures 14.18 to 14.21. vVhen the data was plotted in figure 4.22 in the form of an w-{3

diagram, it showed a very close match to the t-heory presented in section 2.3. The 'x'

pain ts indicate dispersion points obtained using periodic couplers .. It can be observed,

that prism coupling provides greater accuracy when performing the experiment. The

sligl1t shift in the experimental data could mostly be accounted for by the errors

.contributed during tl1e angular measurements. It could also be due to inaccurate ',

' assumptions of the refractive index of the prism (np==l.6). But it is not likely for a

variation in the refractive index due to frequency dependence to be sufficiently large.

In the periodic cou pier case substantial retardation was observed. The cause of this

phenomenon could be attributed to various causes. \Vood's anomalies could contribute

a major factor, but extensive studies and experiments would have to be carried out to " I

prove this. \_

•.

Further considerations must be given of points not mentioned in table 4.1 and Rp

vs. /3 figures. These are N, 0, P for the lower bandwidth of 110 to 136 GHz and Q, R,

S for the higher band of 136 to 159 GHz. The six points mentioned sho,v strong

reduction of Rp against a frequency sweep. The lack of definite dips in the Rp vs. /3

plots prevent tl1ese points from being analyzed witl1 a~curacy .. Interpolation,.,)V~ll have ,

41 - •

Page 48: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

...

1.0

o.s '.

..,.. .....

0.6

0.2

0.0 :,

~0.0

%:,

. '

\

Ilp vs. /3

N ormalizcd Reflection Cocfficicn t

For 115.,tfJ to 122.!)3 GIIz

' A D

' '

30.0

;3 ( r·ad / crn)

I I I I

I I

.., \ - 115 ... 19 G II z

D - 116.:38 GIIz

C - 1~0.~0 G IIz

1) - l~2.03 Gliz

> Fig11re 4.18 - Rp ,rs. 3 (115-123 GIL-:)

L12

----- --- . " - - ------~--~ ---- ·---~ - ------···-- - - ·- - - .. --- ---- -----

. ' '

••

\_

' -t 0.0

r

\

Page 49: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

f ,

1.0-.-

'

I I 0.8-

/ /

0.4 _...,_

? \ 1,

0.2

I I

0.0

~0.0

) I

\ ·~

' '

---·-- -~--·:_- ___ _ --"- ------ .,

,,

....

llp vs. /J -~

NormalizccJ Ilcf1cct1on Coefficient

For 122.93 to 130.0·1 G l(z

D

T

I

30.0

J (rad/cn1)

,' (

l;,igure ·4.19 - R,p vs. /J, (123-1:Jo GIIz)

43

D - 122J)3 GIIz

E- 121.1·3 GIIz

F - 129.23 GIIz

G - · 130.0:1 GIIz

( ,· '

l £

:10.0

Page 50: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

1.0

0.8

0.6 -+-

0.2 ....,_

0.0

20.0

• _,e•• ·-- -•-- -·---~-----......___,-,-~ -~-- - --- -- --- ---

0

\ .,

Rp vs. /3

N orm:alizc<l Reflection Cocfficicn t

For 130.04 to l 1ll .80 G IIz

!

G - 130.04 Gllz

II - 131.49 GIIz

I - 135.86 Gif z

J - 111.80 GIIz

·,.Ill'·

G

j

30.0

;1 ( rad/ crn)

Figure 4.20 - Ilp \rs. ,tJ ( 130-1-12 G IIz)

44

':1

~

~- - -- --. -----~ -- - -- -· -~~ ~ - --------.... --- --- -- ~ -- - -~- ---

' J .. '

' ,.

.JO.O

. .

-~ -- - --- - --- .- ----------- ··-----,-----~ ~ - ---- ~·"" --------· -------- -

Page 51: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

Ilp

1.0

0.8

0.6

.. o.L1

/

0.2 /

0.0

20.0

• ----- ·-·· ----~-----~ ·-

J -

I( -

L -

Rp vs. {3

Norrilalizcd Reflection Coefficicn t

For 141.80 to 157.95 GIIz

141.80 GIIz

145.05 GIIz

151.89 GIIz

!vl -· 157.95 G Ilz

'-.,,,·

K

30.0

/J ( ra<l /crn)

Figure 4.21 - Rp vs. d (142-158 GI-Iz)

45

- ----- -- -~----_.....,- ------------·--- ------ -------.

_________ ,.

M

- -- -----------~ - -~ - ------- - -- - --

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,,

. \

w

1 '> (xlO """"-rad/sec)

' . -----~-­~ ~~-~ ~--------- -----~

1.1

1.0

O.!J

0.8

0.7

0.G

0.5

0.1

0.3

0.2

0.1

0.0

·1

f

--

.

.1

(). () 10.0

w-/J Dispersion Curve

Light li1;1e

:10.0 :~o .o

. -

Theory /

X X

X

Periodic coupling

Prism coupling

.10.a 50.o no.a Fi~ure 4.22 - w-{3 Dispersion curve from experiment

:J (rad/crn) :16

-· --~ --- - - - -- - ------~- - -- - - -- ~- -- - --- . - --- ~- --- -- -- -

· ..

Page 53: Excitation of surface plasmon polaritons on n-type GaAs for … · 2020. 7. 29. · Dispersion diagram for guided modes 5 Figure 2.3 - w-{3 Dispersion diagram for surface plasmon

\ )

'

to be used to estimate the approximate angle of incidence. In the case of point N,

substantial reduction in the reflection coefficient was observed for 0==51 ° than 0=45°.

But at 0=45° tl1ere was still about 0.7 reduction of the reflectivity, so the angle of

\

incidence which would excite a surface plasmon would be closer to 51 ° but not by a

large margin. The estimation for point N will be taken as 0==48°, this can be

i11terpreted as for w==0.7825xl0 12 rad/sec (f==124.54, point N) /3==31.01 rad/cm. Tl1is

-value is slightly greater than the expected value, but it is within admissible margin of

error. Tl1e same evaluation applies to poi11t 0 with an estimated O of 41 °

'

w==0.805xl0 12 rad/sec at this point with a ,8 of 28.16 rad/cm. Point P is unique

because, as the reflection angle is increased, the reflection coefficient drops. It has a

high value of estimated minimum and it is the first point btanching out into a second

cu.rve for the dispersion relation. With an estimated () of 55 °, point P yields to a

propagation value of 38.5 rad/cm. The existence of a second mode becomes more

evident when points R and 5 show more than one excitation angle for a single

fr:equency. Both points R \~nd 5 start at a minimum and increase to a maximum , ......

reflection around 45° and drop back to anotl1er minimum at about 55°. This point will

not be included due to this uncertainty. It is probably influenced by material

absorption property rather than the excitation of a surface wave. Finally, the

tabulated data for the additional modal points are in table 4.2, and the final dispersion

47

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Frequency ~1inimum Angles il..1 ,,

Point ( G J-Iz) M2 (rad/cm) (ra.d/cm)

N 124.54 48° 31.01

0 128.10 41 ° 28.16

p 132.66 55° 38.50

Q Discarded point •

.)

R 14 7.31 39° 58° 31.10 41.86

s 157.31 40° 59° 33.88 45.19

Table 4.2

Additional data with second modal points into consideration , .

48

0

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curve including these points , is depicted in figure 4.23.

The second set of points to the right of the dispersion curve indicate another n1ode

contributed by the prism substrate boundary. Normally tl1is mode is ·not observed in

the optical regions. If no major experimental errors are exist, the only reasonable

explaination for this mode is its generation by the interface adjacent to the prism.

Two methods of possible verification can be suggested. First, increase the sweeper

frequency to obtain a fuller dispersion curve. Second, reduce the doping density to

lower the plasma frequency. The latter will also have an effect as to the range of the

observable dispersion curve. If any hypothesis of the experimental errors could be

made, it will be mainly due to angular measurement errors. For example, the first

angle of incidence of 37° is very close to the critical angle of t"he prism. This error in

meMuring and operating in the critical angle region could have contributed to the

unexpected second mode.

The final suggestion for anybody repeating this experiment would be the use ·of a

goniometer or other accurate angular measurement device. Since our experiment, were

carried out at room temperature, the next step would be to experiment under cryogenic

• conditions.

49

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w-J3 Dispersion (~urvc ...

w

12 (xlO - rad/sec) .. .. ....

. 1.1

1.0

0.9

0.8

0.7

0.6

~

0.5

0.3 ...

0.2

0.1

0.0

~ - ;

. "' ---- - - - - -

----...: ;"

j I

I Ii I .,

- I

I

o.-a- ---·--- 10~0

Light line

"

I • I

20.0 :30 .. 0

Theory I JI'

• •

w

,10.0 . 50.0 GO.O

Figure 4.23 - f'inal w-J Dispersion c·urve forn1 experiment

.-) (raJ/c1n)

50

-- - -· ·-

,_

..

/)

----· --- -- ·- - ---- .__ ·-· ~ ---- -·. -

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,,..\,

..

V. Applications

. . Surface plasmons were mainly used in the optical field to analyze energy transitions

and discontinuities on metal surfaces. It was also used in many studies of

superconductive materials and Josephson junctions. The use of surface plasmons in the

millimeter wave range as a monolithic guide to high mobility semiconductors was

.. suggested by Nurmikko et al.[l], witl1 loss calculatio11s at cryogenic temperatures. A

more recent suggestion was proposed by Bolle et a/.[2], in theorizing nonreciprocal . '

behavior for magneto surface plasmons on GaAs in the millimeter wave region. The .

achievement ·of surface plasmon excitation for millimeter waves brings closer a feasible

means of further development of devices at this frequency range and higher. Although

extensive experiments on loss and other parameters have yet to be carried out, the

success in quasi-optical method of excitation · and theory verification provides

motivation for continued research in this field. The next logical step to follow would be

on the improvement in measurement and parameter control techniques to obtain a

closer match between theory and experiment. .. Tl1is would provide accurate control

"

along with a reduction in losses due to increased coupling efficiency. The development

of _nonreciprocal devices, specifically an isolator, would allow us to test the theories. If

success is encountered, otl1er no·nreciprocal devices sl1ould follow .

51 ,

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'

VI. Conclusion

Surface plasmon generation was aco1nplished using quasi-optical techniques.

Verification was obtain~d through end coupling detection for tl1e periodic coupler case,

and generating Rp vs. frequency and Rp vs. /3 plots for the prism coupler. A better ·

match between theory and experiment was obtained· for the prism coupler. Through

the experiments, the retardation effects for periodic or grating couplers were observed.

The difficulty. in distinguishing the correct harmonic was a problem when the profile

height was tripled. Unlike the periodic coupler, tl1e prism coupler had the advantage of

generating various propagation constants for a given type of prism.

It has been shown that the non-destructive methods employed here not only is

convenient, but also provides a relatively accurate detection of the surface wave

dispersion characteristic. The additional mode encountered could prove to be an

interesting topic for further study. In the case of optical couplers for tl1e experiments

conducted on metal surfaces, the absorption levels of the prisms encountered in the

optical regions prevent such modes from existing .

Finally, the generation of surface plasmons at the frequency range of 110 to

160G Ilz has not been demonstrated before,., The use of a highly eloped n-type GaAs for

such an experiment is also a first. The gap between the optical and microwave field

nee'ds to be explored for further advanceme11t of n1il1imeter wave devices and systems.

52

I

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VII. References

[1] A. V. Nurmikko, D. M. Dolle, and S. Talisa, Int. J. Inf., vol. 1, p.3 (1980)

[2] D.M. Bolle and S.Talisa, IEEE Trans. Microwave Theory Tech., MTT-29, p.91(1981)

[3] N. Marschall, B. Fischer, and II. J. Queisser, Phy. Rev. Lett., vol. 27, p.95 (1971)

• [4] V.V. Bryksin, D. Mirlin and I.I. Reshina, Sov. Phys. JETP Lett., vol.16 p.315 (1972)

[5] A. Hartstein and E. Burstein, Solid State Comm., vol.14, pl223 (1974)

[6] E. D. Palik, R. Kaplan, R. W. Gammon, H. Kaplan, R. F. \Vallis and J. J. Quinn,

Phys. Rev., vol B13, p.2497 (1976)

[7] R.F. Wallis and C.A. Se'benne, Handbook Q!1 Semiconductors, M. Balkanski Ed.,

vol 2, Cl1.3, ( 1980) 0

[8] A. Otto, . Optical properties Qf Solids-New Developments, B. Seraphin Ed., vol.2,

Ch.12, (1975)

[9] R. F. Harrington, Ti me-harmonic electromagnetic fields, Ch.4, ( 1961)

[10] D. L. Lee, Electromagnetic principl:s Qf integrated optics, Ch.4, (1986)

[11) B. Fischer and N. Marschall, Proceedings of the 10th lnternatinal Conference

on the Physics of Semiconductors, S.P. I(eller, J.C. 1Iense1, and F. Stern, eds.,

p. 845 (1970)

[12] B. Laks, D. L. Mills, and A. A. Maradudin, Phys. Rev-8, vol B23, p. 4965 (1981)

53

,,

--

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/)

(13] J. IIagglund and F. Sellberg, J. Opt. Soc. Am., vol. 56, p. 1031 (It)66)

[14] T. Tamir and H.J. -Berton, J. Opt. Soc. Am., vol. 61, p. 1397 (1971)

·[15] T. Tamir, Topics in. Applied Physics - Integrated Optics" vol. 7, p. 113 (1979)

[16] C.A. Ward, R.J. Bell, R.W. Alexander and G.S. l(ovener, Appl. Opt. vol.13,

p.2378 (1979)

[17] R. Ulrich, J. Opt. Soc. Am., Vol.60, p. 1337 (1970)

[18] J. H. IIarris, R. Shubert, IEEE Trans. Microwave Theory Tech., Vol. MTT-19,

p. 269 (1971)

[19] A. Otto, Z. Physik, Vol. 181, p.232 (1965) /

[20] E. Kretschmann, Z. Physik Vol. 241, p. 313 (1971)

[21] S.M. Sze, Physics of Semiconductor Devices, p.33 (1981)

54 " ,,

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(' I

/

·\

VIII. Vita

Dong-Hyun Hwang was born in Seoul, I(orea on November 6th 1963. lie is the

' only child of Mr. Young-Jae jlwang and Mrs. Jung-Ae Choe. ~1r. !Twang graduated

with honors from Tenafly High School in Tenafly, New Jersey on June of 1982. I-le

attended Lehigh University as an undergraduate between August 1982 to January

1986, where l1e graduated with high honors with a Bachelor of Science degree in

Electrical Engineering. He continued his graduate studies at Lehigh University from

January 1986 to June of 1988. As a graduate student, he worked as a teaching and

research assistant for the Department of Computer Science and Electrical Engineering.

\

/ l

55