ERT DECISION GUIDELINE FLOWCHART

DOES THE DEBRIEF MEET ASQAPREPORTING REQUIREMENTS ?

REJECTED FROM ASQAP WITH OR WITHOUTRECOMMENDATIONS

DO WE BELIEVE THAT REGULATIONWAS VIOLATED ?

WAS ANOTHER OPERATOR’S DEPT. OR INDIVIDUAL OUTSIDE OF DEPT.

SOLELY RESPONSIBLE ?

WAS RESPONSIBILITY SHARED WITHANOTHER OPERATORS DEPT OR

INDIVIDUAL OUTSIDE THE DEPARTMENT ?

IS IT A SOLE SOURCE ?

DID INVESTIGATION REVEAL INDEPENDENTEVIDENCE OF VIOLATION ?

IS THERE A SIGNIFICANT FLIGHT SAFETY CONCERN BEST

ADDRESSED BY THE ERT ?

RETURN TO TRADITIONALREPORTING SYSTEM WITH OR

WITHOUT RECOMMENDATIONS

SPECIAL CIRCUMSTANCES ?

ERT RESPONSE CAA LETTEROF NO ACTION

CAA LETTER OF CORRECTION

CORRECTIVE ACTION

OTHER DEPTASQAP

SELFDISCLOSURE

OTHER DEPT.ASQAP

SELFDISCLOSURE

MITIGATING FACTORS?

MITIGATING FACTORS?

YES

NO

NO

NO

NO

YES

OR

OR

YES

YES

NO

YES

YESNO

YES

YES

NO

NO

Appendix -1

YES

NO