Epid 600 Class 11 Screening

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    EPID 600; Class 11Screening

    University of Michigan School of Public Health

    1

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    The New York TimesSunday, October 31, 1999; pg. 5

    Bedtime stories. Telephone bills. Life as usual. It ends quickly with the trauma of a breast biopsy

    even though most breast biopsies turn out to be benign. This fact has inspired clinical trials of an

    adjunctive breast screening device designed to distinguish benign from malignant lesions without a

    breast biopsy. So, life can return to normal for a little sooner for everyone. We invite you to help us.

    If youre scheduled for a breast biopsy, ask your doctor about participating in our clinical trials. 2

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    Why screen?

    To find people with the disease (or at risk of the disease)

    who dont know it

    In other wordsto find people who are pre-symptomatic

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    Why try to find asymptomatic diseased

    people?

    To treat disease

    To cure disease

    To prevent disease spread

    To slow down disease progress

    To study disease natural history

    4

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    Different from identifying people at risk

    but without disease

    Identifying people at risk of disease but without disease is

    done to prevent the disease altogether, to delay disease

    onset, or to study the precondition state

    5

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    Additional thought...

    Why else might we encouragescreening or promote a

    specific screening test?

    6

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    Additional thought...

    Why else might we encouragescreening or promote a

    specific screening test?

    Because we want to do somethingBecause we can

    For money, fame, and glory

    7

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    A digression (1)....

    What is a disease?

    Colon cancer

    Myocardial infarction

    What is a condition?

    High blood pressure

    High cholesterol

    What is a marker?

    High Prostate Specific Antigen

    8

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    A digression (2)...

    Binary tests

    Yes vs No

    Continuous measures

    Multiple values; may require the choice of a cutoff point

    9

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    A note: primary vs. secondary

    prevention

    Primary prevention

    Screening that aims to identify risk factors or etiologic

    factors for disease so that disease occurrence can be

    prevented

    Secondary prevention

    The early detection of disease in the hope of improvingprognosis

    10

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    Natural history of a disease

    Detectable

    Preclinical Phase(DPCP)

    Onset Symptomatic DeathDetectableby

    Screening

    11

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    Test

    ?

    Pos

    Neg

    Screening

    Disease

    POSITIVES

    NEGATIVES

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    Yes No

    Pos

    Neg

    TESTTP FP

    FN TN

    DISEASE

    Screening

    13

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    Sensitivity (Sn)

    Probability of test positive if disease is present

    TP true positives

    Sn = =

    TP + FN everyone with disease

    14

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    Specificity (Sp)

    Probability of a negative test if disease is not present

    TN true negatives

    Sp = =TN + FP everyone without disease

    15

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    Sensitivity and specificity

    Sensitivity and Specificity are characteristics of TEST itself,

    i.e., how good is the test

    Changing cutoffs generally increases one at the expense of

    the other

    16

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    0 6 8 10 12 14

    Disease

    Test Yes No

    Pos (+) TP FP

    Neg () FN TN

    Changing cutoffs

    Disease

    No Disease

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    No disease

    0 6 8 10 12 14

    Disease

    Test Yes No

    Pos (+) 5 FP

    Neg () FN TN

    Changing cutoffs

    Disease

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    Disease

    No disease

    0 6 8 10 12 14

    Disease

    Test Yes No

    Pos (+) 5 3

    Neg () FN TN

    Changing cutoffs

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    Disease

    No disease

    0 6 8 10 12 14

    91Neg ()

    35Pos (+)

    NoYesTest

    Disease

    Changing cutoffs

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    Disease

    No disease

    0 6 8 10 12 14

    Disease

    Test Yes No

    Pos (+) 5 3

    Neg () 1 9

    Sn = 5/(5+1) = 0.83

    Sp = 9/(9+3) = 0.75

    Changing cutoffs

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    Disease

    No disease

    0 6 8 10 12 14

    Disease

    Test Yes No

    Pos (+) TP FP

    Neg () FN TN

    Changing cutoffs

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    Disease

    No disease

    0 6 8 10 12 14

    Disease

    Test Yes No

    Pos (+) 3 1

    Neg () 3 11

    Sn = 3/(3+3) = 0.50

    Sp = 11/(11+1) = 0.92

    Changing cutoffs

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    Score on Screen

    NumberScre

    ened

    1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

    Non-

    CasesCases

    25

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    Score on Screen

    NumberScreened

    Screening Level Set at >5

    Screening Level Set at >7

    Cases

    Non-

    Cases

    Overlapping Area

    1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

    26

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    What is gold standard that actually determines if disease is

    present or not?

    Cost of false positives and false negatives

    Anxiety/emotional distressInconvenience

    Subsequent testing and mortality

    Issues about sensitivity vs. specificity

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    yes no

    Disease

    TP FP

    TN

    TN

    FP +TN

    TP

    TP + FN

    Sensitivity = Specificity =

    FN

    Classification of test results

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    Characteristics of tests

    Validity (accuracy)

    How close does the test result get to the correct (true) number

    Reliability (precision)How close are repeat measurements on the same sample?

    29

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    Validity vs Reliability

    XXXX

    X X

    X

    X

    X

    XXXX

    X

    XX

    X

    X

    Valid and

    reliable

    Valid but not

    reliable

    Not valid but

    reliable

    Not valid and not

    reliable

    Well calibratedscale

    Allowed to settlebefore measurement

    recorded

    Well calibratedscale

    Not allowed tosettle before

    measurementrecorded

    Scale 6oz offAllowed to settlebefore measurement

    recorded

    Scale 6oz offNot allowed tosettle before

    measurement

    recorded

    Baby scale examples

    Truth = 8lbs Biased = 7lbs 6oz

    X X

    30

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    Four sources of variability

    Biological variation

    Test method itself

    Intra-observer

    Inter-observer

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    BP

    Lowest

    Highest

    Casual

    Patient A

    86/47

    126/79

    108/64

    Patient C

    123/78

    153/107

    137/103

    Example...blood pressure variability

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    If we screen apopulation, what percent of people with

    the disease, and without the disease, will be correctly

    identified by our test?

    How well does the test work in a population?

    Question addressed so far...

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    If a specific patient has a positive test, what is the

    probability that this patient really has the disease?

    The clinical question however is

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    Yes No

    Pos

    Neg

    TESTTP FP

    FN TN

    DISEASE

    Screening...

    35

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    Likelihood that disease is present IF test is positive

    TP true positives

    PPV = =TP + FP all positives

    Positive predictive value

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    Likelihood that disease is NOT present IF test is negative

    TN true negatives

    NPV = =TN + FN all negatives

    Negative predictive value

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    TEST

    (Screening

    Survey)

    pos

    neg

    TP FP

    TN

    Predictive

    Value

    (positive)

    Predictive

    Value

    (negative)

    TPTP + FP

    TN

    FN +TNFN

    Classification of screening test results

    38

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    PPV and NPV

    PPV and NPV are characteristics of test and of disease

    prevalence

    PPV is influenced by disease prevalence and more by the

    specificityof test*

    The greater the prevalence and the specificity, the greater is thePPV

    NPV is influenced by disease prevalence and more by the

    sensitivityof test*The lower the prevalence and the greater the sensitivity, the

    greater is NPV

    *when disease is rare39

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    Test Sensitivity = 99%

    Test Specificity = 95%

    True Status

    Test Result

    Sick

    + 495

    - 9405

    10,000

    Not-Sick Total

    Total

    99

    1

    594

    9406

    9900100

    =99 + 495

    99Positive

    PredictiveValue

    = 17%

    Disease Prevalence = 1%

    PPV, example 1

    40

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    Test Sensitivity = 99%

    Test Specificity = 95%

    True Status

    Test Result

    Sick

    + 475

    - 9025

    10,000

    Not-Sick Total

    Total

    495

    5

    970

    9030

    9500500

    =495 + 475

    495Positive

    PredictiveValue

    = 51%

    Disease Prevalence = 5%

    PPV, example 2

    41

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    Prevalence Rate = 1% Predictive Value (positive) = 17%

    Prevalence Rate = 5% Predictive Value (positive) = 51%

    Test Sensitivity = 99%

    Test Specificity = 95%

    True Status

    Test Result

    Case

    + TP FP

    - FN TN

    10,000

    Non-Case Total

    Total

    Relationship of disease prevalence

    to predictive value of a positive test

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    TEST(Screening

    Survey)

    pos

    neg

    yes no

    Disease

    TP FP

    TN

    Predictive

    Value

    (positive)

    Predictive

    Value

    (negative)

    TPTP + FP

    TN

    FN +TN

    TN

    FP +TN

    TP

    TP + FN

    Sensitivity = Specificity =

    FN

    Classification of screening test results

    43

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    Epidemiologic approach to the

    evaluation of screening programs

    Key question: do patients benefit from early detection of disease?

    1. Can the disease be detected early?2. What are the sensitivity and specificity of the test?3. What is the predictive value of the test?4. How serious is the problem of false-positive results?5. What is the cost of early detection in terms of funds, resources, and

    emotional impact?

    6.

    Are the subjects harmed by the screening tests?7. Do the individuals in whom disease is detected early benefit from

    the early detection, and is there an overall benefit to those who are

    screened?

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    Mammography and mortality reduction

    The US recommends annual screening for breast cancer for women

    above age 40

    From a public health perspective it may be argued that this is

    justifiable only ifscreening reduces breast cancer mortality

    If screening is offered to all women in the target group, no welldefined control group is available

    A study was done in Denmark to examine the varying estimates of

    breast cancer mortality reduction based on different control groups

    Olsen et al. Estimating the benefits of mammography screening: the impact of study design. Epidemiology. 2007; 18: 487-492

    45

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    Mammography and mortality reduction

    The study population included all women invited to screen

    in Copenhagen from April 1991 to March 2001

    The women were followed for breast cancer mortality

    Person years at risk counted as date of first invitation untildate of death, emigration from Denmark, or end of follow-

    up (March 2001)

    Olsen et al. Estimating the benefits of mammography screening: the impact of study design. Epidemiology. 2007; 18: 487-492

    46

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    Mammography and mortality reduction

    Control group 1: Concurrent regional. Women in the same

    age group living in Denmark from April 1991-2001, outside

    the region of organized screening programs

    Control group 2: Local historical. These were women from

    the same age group living at any time between April 1981

    and March 1991 (10 years before the program)

    Control group 3: Historical-regional. These women were in

    the same age group and living in Denmark, from

    1981-1991, living outside of the region that later

    implemented organized screening programs

    Olsen et al. Estimating the benefits of mammography screening: the impact of study design. Epidemiology. 2007; 18: 487-492

    47

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    Mammography and mortality reduction

    1. Local historical. This analysis showed a reduction of

    20%; the lesser benefit was probably due to the increase

    in incidence in breast cancer over time

    2. Concurrent regional. This analysis yielded a reduction in

    breast cancer mortality of9%. Breast cancer incidence and

    mortality was higher in Copenhagen than in the rest of

    Denmark before screening.

    3. Historical regional. This analysis estimated a 25%

    decrease in breast cancer mortality. This controlled for time

    and region. Probably the best method.

    Olsen et al. Estimating the benefits of mammography screening: the impact of study design. Epidemiology. 2007; 18: 487-492

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    Factors influencing epidemiologic approach to

    the evaluation of screening programs

    1. Natural history of disease2. Pattern of disease progression3. Methodologic issues4. Study designs for evaluation of screening5. Problems in assessing sensitivity and specificity of tests6. Interpreting study results that show no benefit of

    screening7. Cost benefit analysis of screening

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    Natural history

    To discuss

    methodologic

    issues involved in

    evaluating the

    benefit of screening,we need to

    understand natural

    history of disease

    50

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    Natural history

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    Pattern of disease progression

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    Methodologic issues

    There are concerns particular to screening and an understanding of

    why decisions about whether or not to use screening tests are

    controversial requires consideration of the biases that can arise with

    screening

    Detection

    Lead time bias

    Length time bias

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    Detection

    Screening appears to have a positive effect since disease precursor is

    detected in persons who would not ultimately develop symptoms or die

    from the disease

    Initiation Disease

    Detectable

    by Screening

    NO Clinical

    Symptoms

    Death from

    other causes

    NO Complications

    from disease

    Screening dx

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    Detection

    Screening appears to have a positive affect since disease

    precursor is detected in persons who would not ultimately

    develop symptoms or die from the disease

    Example: Blood pressure screening leads to people with high

    blood pressure being told that they have hypertension. While

    people with hypertension are more likely to develop diseases

    such as stroke, not all of them will.

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    Lead-time bias

    Survival appears to be increased among screen-detected cases

    because diagnosis was made earlier in the disease

    Initiation Disease

    detectable

    by screening

    Clinical

    symptoms

    DeathComplications

    from the disease

    Screening dx Usual dx

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    Lead-time bias

    Screening for lung cancer with chest X-rays is an example of lead time

    bias. When tumors can be detected earlier, screening will seem to

    prolong life compared to persons who are not screened and in whom

    disease is detected later

    Lead Time Bias

    Positive Screening

    Outcomes

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    Lead-time bias and 5 year survival

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    Length-time bias

    People with a more protracted preclinical phase have a greater

    probability of coming to screening. If a protracted preclinical phase is

    associated with a better prognosis or survivorship, then screening may

    actually look better than it is because of its affiliation with a protracted

    preclinical phase.

    Initiation Disease Detectable

    by Screening

    Clinical

    Symptoms

    Death

    Complications from the

    disease

    Initiation Disease

    Detectable

    by Screening

    Clinical

    Symptoms

    DeathComplications from the

    disease

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    Length-time bias example

    Example: Length-time bias may occur when carcinomas-in-situ are

    picked up with breast screening. These may be slow-growing

    precursors to cancer. Their early detection and treatment may appear

    to improve mortality from the disease.

    60

    E id i l i t d d i t l t

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    Epidemiologic study designs to evaluate

    screening

    Non randomized studies

    Case-control

    Individuals with and without disease are compared; controls should be

    representative of the population from which disease cases emerged

    CohortCompare the rate of disease in those who chose to be

    screened vs. who choose not to be screened

    Randomized studies

    Randomized trials

    Most evidence about the efficacy of screening comes from non-

    experimental designs: randomize to screening vs. no screening and

    compare rates of disease61

    P bl i i th S iti it

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    Problems in assessing the Sensitivity

    and Specificity of tests

    New screening programs are

    frequently initiated after a

    screening test becomes

    available for the first time.

    Usually claims are made (bymanufacturers of test kits,

    investigators etc.) that the test

    has high Sn and Sp. However,

    not always easy to demonstrate.

    62

    I t ti t d lt th t h

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    Interpreting study results that show no

    benefit of screening

    The apparent lack of benefit may be inherent in the natural history of

    the disease (e.g., the disease has no detectable preclinical phase or

    an extremely short detectable preclinical phase).

    The therapeutic intervention currently available may not be any more

    effective when it is provided earlier than when it is provided at the time

    of usual diagnosis.

    The natural history and currently available therapies may have the

    potential for enhanced benefit, but inadequacies of the care provided

    to those who screen positive may account for the observed lack of

    benefit (that is, there is efficacy, but poor effectiveness).

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    Cost-benefit analysis of screening

    Cost issues when evaluating screening include financial but

    also non-financial issues.

    1. There must be good evidence that each test or procedurerecommended is medically effective in reducing morbidity and

    mortality

    2. The medical benefits must outweigh risks3. The costs of each test or procedure must be reasonable compared

    to expected benefits4. The recommended actions must be practical and feasible

    Source: American Cancer Society 64

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    Screening conclusions

    Screening assumes that we can do something with the

    positive screen

    There are real costs of false negatives and false positives

    We should not be screening just because we can

    65