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8/14/2019 Epid 600 Class 11 Screening
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EPID 600; Class 11Screening
University of Michigan School of Public Health
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The New York TimesSunday, October 31, 1999; pg. 5
Bedtime stories. Telephone bills. Life as usual. It ends quickly with the trauma of a breast biopsy
even though most breast biopsies turn out to be benign. This fact has inspired clinical trials of an
adjunctive breast screening device designed to distinguish benign from malignant lesions without a
breast biopsy. So, life can return to normal for a little sooner for everyone. We invite you to help us.
If youre scheduled for a breast biopsy, ask your doctor about participating in our clinical trials. 2
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Why screen?
To find people with the disease (or at risk of the disease)
who dont know it
In other wordsto find people who are pre-symptomatic
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Why try to find asymptomatic diseased
people?
To treat disease
To cure disease
To prevent disease spread
To slow down disease progress
To study disease natural history
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Different from identifying people at risk
but without disease
Identifying people at risk of disease but without disease is
done to prevent the disease altogether, to delay disease
onset, or to study the precondition state
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Additional thought...
Why else might we encouragescreening or promote a
specific screening test?
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Additional thought...
Why else might we encouragescreening or promote a
specific screening test?
Because we want to do somethingBecause we can
For money, fame, and glory
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A digression (1)....
What is a disease?
Colon cancer
Myocardial infarction
What is a condition?
High blood pressure
High cholesterol
What is a marker?
High Prostate Specific Antigen
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A digression (2)...
Binary tests
Yes vs No
Continuous measures
Multiple values; may require the choice of a cutoff point
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A note: primary vs. secondary
prevention
Primary prevention
Screening that aims to identify risk factors or etiologic
factors for disease so that disease occurrence can be
prevented
Secondary prevention
The early detection of disease in the hope of improvingprognosis
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Natural history of a disease
Detectable
Preclinical Phase(DPCP)
Onset Symptomatic DeathDetectableby
Screening
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Test
?
Pos
Neg
Screening
Disease
POSITIVES
NEGATIVES
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Yes No
Pos
Neg
TESTTP FP
FN TN
DISEASE
Screening
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Sensitivity (Sn)
Probability of test positive if disease is present
TP true positives
Sn = =
TP + FN everyone with disease
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Specificity (Sp)
Probability of a negative test if disease is not present
TN true negatives
Sp = =TN + FP everyone without disease
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Sensitivity and specificity
Sensitivity and Specificity are characteristics of TEST itself,
i.e., how good is the test
Changing cutoffs generally increases one at the expense of
the other
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0 6 8 10 12 14
Disease
Test Yes No
Pos (+) TP FP
Neg () FN TN
Changing cutoffs
Disease
No Disease
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No disease
0 6 8 10 12 14
Disease
Test Yes No
Pos (+) 5 FP
Neg () FN TN
Changing cutoffs
Disease
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Disease
No disease
0 6 8 10 12 14
Disease
Test Yes No
Pos (+) 5 3
Neg () FN TN
Changing cutoffs
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Disease
No disease
0 6 8 10 12 14
91Neg ()
35Pos (+)
NoYesTest
Disease
Changing cutoffs
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Disease
No disease
0 6 8 10 12 14
Disease
Test Yes No
Pos (+) 5 3
Neg () 1 9
Sn = 5/(5+1) = 0.83
Sp = 9/(9+3) = 0.75
Changing cutoffs
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Disease
No disease
0 6 8 10 12 14
Disease
Test Yes No
Pos (+) TP FP
Neg () FN TN
Changing cutoffs
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Disease
No disease
0 6 8 10 12 14
Disease
Test Yes No
Pos (+) 3 1
Neg () 3 11
Sn = 3/(3+3) = 0.50
Sp = 11/(11+1) = 0.92
Changing cutoffs
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Score on Screen
NumberScre
ened
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Non-
CasesCases
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Score on Screen
NumberScreened
Screening Level Set at >5
Screening Level Set at >7
Cases
Non-
Cases
Overlapping Area
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
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What is gold standard that actually determines if disease is
present or not?
Cost of false positives and false negatives
Anxiety/emotional distressInconvenience
Subsequent testing and mortality
Issues about sensitivity vs. specificity
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yes no
Disease
TP FP
TN
TN
FP +TN
TP
TP + FN
Sensitivity = Specificity =
FN
Classification of test results
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Characteristics of tests
Validity (accuracy)
How close does the test result get to the correct (true) number
Reliability (precision)How close are repeat measurements on the same sample?
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Validity vs Reliability
XXXX
X X
X
X
X
XXXX
X
XX
X
X
Valid and
reliable
Valid but not
reliable
Not valid but
reliable
Not valid and not
reliable
Well calibratedscale
Allowed to settlebefore measurement
recorded
Well calibratedscale
Not allowed tosettle before
measurementrecorded
Scale 6oz offAllowed to settlebefore measurement
recorded
Scale 6oz offNot allowed tosettle before
measurement
recorded
Baby scale examples
Truth = 8lbs Biased = 7lbs 6oz
X X
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Four sources of variability
Biological variation
Test method itself
Intra-observer
Inter-observer
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BP
Lowest
Highest
Casual
Patient A
86/47
126/79
108/64
Patient C
123/78
153/107
137/103
Example...blood pressure variability
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If we screen apopulation, what percent of people with
the disease, and without the disease, will be correctly
identified by our test?
How well does the test work in a population?
Question addressed so far...
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If a specific patient has a positive test, what is the
probability that this patient really has the disease?
The clinical question however is
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Yes No
Pos
Neg
TESTTP FP
FN TN
DISEASE
Screening...
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Likelihood that disease is present IF test is positive
TP true positives
PPV = =TP + FP all positives
Positive predictive value
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Likelihood that disease is NOT present IF test is negative
TN true negatives
NPV = =TN + FN all negatives
Negative predictive value
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TEST
(Screening
Survey)
pos
neg
TP FP
TN
Predictive
Value
(positive)
Predictive
Value
(negative)
TPTP + FP
TN
FN +TNFN
Classification of screening test results
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PPV and NPV
PPV and NPV are characteristics of test and of disease
prevalence
PPV is influenced by disease prevalence and more by the
specificityof test*
The greater the prevalence and the specificity, the greater is thePPV
NPV is influenced by disease prevalence and more by the
sensitivityof test*The lower the prevalence and the greater the sensitivity, the
greater is NPV
*when disease is rare39
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Test Sensitivity = 99%
Test Specificity = 95%
True Status
Test Result
Sick
+ 495
- 9405
10,000
Not-Sick Total
Total
99
1
594
9406
9900100
=99 + 495
99Positive
PredictiveValue
= 17%
Disease Prevalence = 1%
PPV, example 1
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Test Sensitivity = 99%
Test Specificity = 95%
True Status
Test Result
Sick
+ 475
- 9025
10,000
Not-Sick Total
Total
495
5
970
9030
9500500
=495 + 475
495Positive
PredictiveValue
= 51%
Disease Prevalence = 5%
PPV, example 2
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Prevalence Rate = 1% Predictive Value (positive) = 17%
Prevalence Rate = 5% Predictive Value (positive) = 51%
Test Sensitivity = 99%
Test Specificity = 95%
True Status
Test Result
Case
+ TP FP
- FN TN
10,000
Non-Case Total
Total
Relationship of disease prevalence
to predictive value of a positive test
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TEST(Screening
Survey)
pos
neg
yes no
Disease
TP FP
TN
Predictive
Value
(positive)
Predictive
Value
(negative)
TPTP + FP
TN
FN +TN
TN
FP +TN
TP
TP + FN
Sensitivity = Specificity =
FN
Classification of screening test results
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Epidemiologic approach to the
evaluation of screening programs
Key question: do patients benefit from early detection of disease?
1. Can the disease be detected early?2. What are the sensitivity and specificity of the test?3. What is the predictive value of the test?4. How serious is the problem of false-positive results?5. What is the cost of early detection in terms of funds, resources, and
emotional impact?
6.
Are the subjects harmed by the screening tests?7. Do the individuals in whom disease is detected early benefit from
the early detection, and is there an overall benefit to those who are
screened?
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Mammography and mortality reduction
The US recommends annual screening for breast cancer for women
above age 40
From a public health perspective it may be argued that this is
justifiable only ifscreening reduces breast cancer mortality
If screening is offered to all women in the target group, no welldefined control group is available
A study was done in Denmark to examine the varying estimates of
breast cancer mortality reduction based on different control groups
Olsen et al. Estimating the benefits of mammography screening: the impact of study design. Epidemiology. 2007; 18: 487-492
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Mammography and mortality reduction
The study population included all women invited to screen
in Copenhagen from April 1991 to March 2001
The women were followed for breast cancer mortality
Person years at risk counted as date of first invitation untildate of death, emigration from Denmark, or end of follow-
up (March 2001)
Olsen et al. Estimating the benefits of mammography screening: the impact of study design. Epidemiology. 2007; 18: 487-492
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Mammography and mortality reduction
Control group 1: Concurrent regional. Women in the same
age group living in Denmark from April 1991-2001, outside
the region of organized screening programs
Control group 2: Local historical. These were women from
the same age group living at any time between April 1981
and March 1991 (10 years before the program)
Control group 3: Historical-regional. These women were in
the same age group and living in Denmark, from
1981-1991, living outside of the region that later
implemented organized screening programs
Olsen et al. Estimating the benefits of mammography screening: the impact of study design. Epidemiology. 2007; 18: 487-492
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Mammography and mortality reduction
1. Local historical. This analysis showed a reduction of
20%; the lesser benefit was probably due to the increase
in incidence in breast cancer over time
2. Concurrent regional. This analysis yielded a reduction in
breast cancer mortality of9%. Breast cancer incidence and
mortality was higher in Copenhagen than in the rest of
Denmark before screening.
3. Historical regional. This analysis estimated a 25%
decrease in breast cancer mortality. This controlled for time
and region. Probably the best method.
Olsen et al. Estimating the benefits of mammography screening: the impact of study design. Epidemiology. 2007; 18: 487-492
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Factors influencing epidemiologic approach to
the evaluation of screening programs
1. Natural history of disease2. Pattern of disease progression3. Methodologic issues4. Study designs for evaluation of screening5. Problems in assessing sensitivity and specificity of tests6. Interpreting study results that show no benefit of
screening7. Cost benefit analysis of screening
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Natural history
To discuss
methodologic
issues involved in
evaluating the
benefit of screening,we need to
understand natural
history of disease
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Natural history
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Pattern of disease progression
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Methodologic issues
There are concerns particular to screening and an understanding of
why decisions about whether or not to use screening tests are
controversial requires consideration of the biases that can arise with
screening
Detection
Lead time bias
Length time bias
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Detection
Screening appears to have a positive effect since disease precursor is
detected in persons who would not ultimately develop symptoms or die
from the disease
Initiation Disease
Detectable
by Screening
NO Clinical
Symptoms
Death from
other causes
NO Complications
from disease
Screening dx
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Detection
Screening appears to have a positive affect since disease
precursor is detected in persons who would not ultimately
develop symptoms or die from the disease
Example: Blood pressure screening leads to people with high
blood pressure being told that they have hypertension. While
people with hypertension are more likely to develop diseases
such as stroke, not all of them will.
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Lead-time bias
Survival appears to be increased among screen-detected cases
because diagnosis was made earlier in the disease
Initiation Disease
detectable
by screening
Clinical
symptoms
DeathComplications
from the disease
Screening dx Usual dx
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Lead-time bias
Screening for lung cancer with chest X-rays is an example of lead time
bias. When tumors can be detected earlier, screening will seem to
prolong life compared to persons who are not screened and in whom
disease is detected later
Lead Time Bias
Positive Screening
Outcomes
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Lead-time bias and 5 year survival
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Length-time bias
People with a more protracted preclinical phase have a greater
probability of coming to screening. If a protracted preclinical phase is
associated with a better prognosis or survivorship, then screening may
actually look better than it is because of its affiliation with a protracted
preclinical phase.
Initiation Disease Detectable
by Screening
Clinical
Symptoms
Death
Complications from the
disease
Initiation Disease
Detectable
by Screening
Clinical
Symptoms
DeathComplications from the
disease
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Length-time bias example
Example: Length-time bias may occur when carcinomas-in-situ are
picked up with breast screening. These may be slow-growing
precursors to cancer. Their early detection and treatment may appear
to improve mortality from the disease.
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E id i l i t d d i t l t
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Epidemiologic study designs to evaluate
screening
Non randomized studies
Case-control
Individuals with and without disease are compared; controls should be
representative of the population from which disease cases emerged
CohortCompare the rate of disease in those who chose to be
screened vs. who choose not to be screened
Randomized studies
Randomized trials
Most evidence about the efficacy of screening comes from non-
experimental designs: randomize to screening vs. no screening and
compare rates of disease61
P bl i i th S iti it
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Problems in assessing the Sensitivity
and Specificity of tests
New screening programs are
frequently initiated after a
screening test becomes
available for the first time.
Usually claims are made (bymanufacturers of test kits,
investigators etc.) that the test
has high Sn and Sp. However,
not always easy to demonstrate.
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I t ti t d lt th t h
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Interpreting study results that show no
benefit of screening
The apparent lack of benefit may be inherent in the natural history of
the disease (e.g., the disease has no detectable preclinical phase or
an extremely short detectable preclinical phase).
The therapeutic intervention currently available may not be any more
effective when it is provided earlier than when it is provided at the time
of usual diagnosis.
The natural history and currently available therapies may have the
potential for enhanced benefit, but inadequacies of the care provided
to those who screen positive may account for the observed lack of
benefit (that is, there is efficacy, but poor effectiveness).
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Cost-benefit analysis of screening
Cost issues when evaluating screening include financial but
also non-financial issues.
1. There must be good evidence that each test or procedurerecommended is medically effective in reducing morbidity and
mortality
2. The medical benefits must outweigh risks3. The costs of each test or procedure must be reasonable compared
to expected benefits4. The recommended actions must be practical and feasible
Source: American Cancer Society 64
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Screening conclusions
Screening assumes that we can do something with the
positive screen
There are real costs of false negatives and false positives
We should not be screening just because we can
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