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ELECTRICITY OF VIET NAM SOUTHERN POWER PROJECT MANAGEMENT BOARD R'P82 VO L. 14 LONG AN 220 KV SUBSTATION, * -, PROJECT CODE: 44024 / RESETTLEMENT ACTION PLAN October, 2005 iD 7 t' PEOCS QUALITY MANAGEMENT SYSTEM ISO 9001 2000 C6NG TY Ttl VAN XAY D/NG DION 3 Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized

ELECTRICITY OF VIET NAM SOUTHERN POWER … of viet nam southern power project management board r'p82 vo l. 14 long an 220 kv substation, * -, project code: 44024 / resettlement action

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ELECTRICITY OF VIET NAMSOUTHERN POWER PROJECT MANAGEMENT BOARD

R'P82VO L. 14

LONG AN 220 KV SUBSTATION, * -,

PROJECT CODE: 44024 /

RESETTLEMENT ACTION PLAN

October, 2005 iD

7 t' PEOCSQUALITY MANAGEMENT SYSTEM ISO 9001 2000 C6NG TY Ttl VAN XAY D/NG DION 3

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Electricity of Vietnam Long An 220kV Substation - RAPSouthern Power Project Management Board Resettlement Action Plan

TABLE OF CONTENTS

CHAPTER 0 EXECUTIVE SUMMARY ..................................................... 40.1. INITIAL INTRODUCTION ............................................................ 40.2. SCOPE OF PROJECT - SOCIO-ECONOMIC PROFITS OF PROJECT ............... 40.3. TOTAL INVESTMENT - CAPITAL SOURCE ...................................................... 40.4. IMPACTS OF THE PROJECT ................... .......................................... 40.5. ELIGIBILITY ............................................................. 40.6. RESETTLEMENT PRINCIPLES ............................................................ 50.7. ENTITLEMENT POLICIES ............................................................ 50.8. SUBSIDY ALLOWANCES ............................................................ 60.9. PUBLIC PARTICIPATION AND CONSULTATION ............................................ 60.10. COMPLAINTS AND GRIEVANCES .......................................................... 60.11. INSTITUTIONAL ARRANGEMENT ............................................................ 60.12. SCHEDULE ............................................................ 60.13. COST ESTIMATE ............................................................ 70.14. MONITORING AND EVALUATION ........................................................... 7CHAPTER 1 INTRODUCTION ..................................................... 81.1. PROJECT DESCRIPTION ............................................................ 81.2. TARGET OF THE PROJECT ............................................................ 81.3. PROJECT DESCRIPTION ............................................................ 81.4. AFFECTIONS OF PROJECT ............................................................ 9CHAPTER 2 ........................................................... 102.1. MEASURES DURING THE DESIGN STAGE ........................................................ 102.2. MEASURES DURING THE CONSTRUCTION STAGE ....................................... 102.3. RESULTS OF EFFORTS ........................................................... 11CHAPTER 3 RESETTLEMENT POLICY AND ENTITLEMENT .. 123.1. LEGAL FRAMEWORK ........................................................... 123.2. DEFINITION AND LIMITATION OF ELIGIBILITY ............................................ 143.3. RESETTLMENT AND COMPENSATION PRINCIPLES ...................................... 143.4. THE VALIDITY OF RIGHT CLAIMING COMPENSATION ............. .................. 153.5. COMPENSATION POLICY ............................................................ 153.6. IMPACT CATEGORIES AND ENTITLEMENT POLICY ..................................... 163.7. SUBSIDY ALLOWANCES ............................................................ 20CHAPTER 4 PROJECT IMPACT ............................................ 214.1. SOCIO-ECONOMIC SURVEY .................................................... 21..4.2. CENSUS OF THE PAHs AND INVENTORY .................................................... 234.3. RESULT OF CENSUS AND SOCIO-ECONOMIC SURVEYS .............................. 23CHAPTER 5 INSTITUTIONAL ARRANGEMENT .......................................... 25

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5.1. ELECTRICITY OF VIETNAM (EVN) AND SPPMB ............................................. 25

5.2. POWER ENGINEERING & CONSULTANT COMPANY NO.3 (PECC3) ........... 255.3. PROVINCIAL PEOPLE'S COMMITTEES (PPC) OF LONG AN .......................... 255.4. PROVINCIAL FINANCE AND PRICE DEPARTMENT, CONSTRUCTIONDEPARTMENT AND LAND DEPARTMENT ............................................................... 25

5.5. DISTRICT COMPENSATION COMMITTEES ....................................................... 265.6. COMMUNE PEOPLE'S COMMITTEES ............................................................... 265.7. DISPLACE PERSONS (DPs) ............................................................... 265.8. INDEPENDENT MONITORING COMPANY ........................................................ 265.9. ORGANIZATION ............................................................... 27

CHAPTER 6 IMPLEMENTATION ORGANIZATION .. 286.1. ESTABLISHMENT OF COMPENSATION AND RESETTLEMENTCOMMITTEES ............................................................... 286.2. SELECT THE INDEPENDENT MONITORING AGENCY AND REVIEWUNIT COSTS APPLIED IN RAP ............................................................... 286.3. COMPENSATIONS AND ALLOWANCES CALCULATION ............................... 286.4. SUBMIT TO PROVINCIAL PEOPLE'S COMMITTEES FOR THECOMPENSATION SCHEDULE AND COSTS' APPROVAL . . 28

6.5. DETAILED MEASUREMENT SURVEY (DMS) ................................................... 296.6. PUBLIC ANNOUNCEMENT ............................................................... 296.7. DEADLINES OF COMPENSATION AND RESETTLEMENT ............................. 296.8. MONITORING ............................................................... 296.9. SCHEDULE ............................................................... 29

CHAPTER 7 COSTS AND BUDGET .......................................................... 317.1. COMPENSATION COSTS ............................................................... 317.2. TOTAL COST OF RAP ............................................................... 33

CHAPTER 8 CONSULTATION AND PARTICIPATION .. 358.1. PURAPOSES ............................................................... 358.2. PERIODS OF PUBLIC CONSULTANT ............................................................... 35

CHAPTER 9 COMPLAINTS AND GRIEVANCES . ............................................. 379.1. PROCEDURE OF COMPLAINTS AND GRIEVANCES ....................................... 379.2. LEGAL GUARANTEES FOR COMPLAINTS AND GRIEVANCES .................... 37

CHAPTER 10 MONITORING AND EVALUATION .. 3810.1. INTERNAL MONITORING ............................................................... 3810.2. EXTERNAL MONITORING ............................................................... 38

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ABBREVIATIONRAP Resettlement Action PlanPC People's CommitteeDP Displace personPAH Project Affected HouseholdPMB Project Management BoardEVN Electricity of VietnamSPPMB Southern Power Project Management BoardPECC3 Power Engineering & Consulting Company No.3WB World BankRCC Resettlement & Compensation CommitteeVND Viet Nam DongGOV GovernmentDMS Detail measurement surveyROW Right of way

LIST OF TABLETable 1.1 Estimated affection of the project

Table 3.1 Entitlement matrix

Table 3.2 Subsidy allowances of the project

Table 4.1 Impacted houses by the project

Table 4.2 Total impacts of Long An 220 kv Substation

Table 4.3 Total impacts of connecting route of Long An 220 kVSubstation

Table 5.1 District compensation and resettlement board personnel

Table 6.1 RAP implementation schedule

Table 7.1 Compensation cost for Substation site

Table 7.2 Compensation cost for Connecting route

Table 7.3 RAP execution cost

Table 7.4 Total RAP Execution Cost

ANNEXES:

Annex 1 Drawings

Annex 2 Form of socio-economic surveys

Annex 3 Result of socio-economic surveys

Annex 4 Compensation prices

Annex 5 Minutes of meeting on public consultation

Annex 6 Images of public consultation meeting

Annex 7 Agreement document of Local PPC on RAP

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Electricity of Vietnam Long An 220kV Substation - RAPSouthern Power Project Management Board Resettlement Action Plan

CHAPTER 0 EXECUTIVE SUMMARY

0.1. INITIAL INTRODUCTION

Long An 220 kV substation is proposed to locate on the right of 1A Nation Road on the wayfrom Ho Chi Minh City to Long An at Binh Thanh commune, Thu Thua district, Long Anprovince. Investor of the project is Southern Power Project Management Board (SPPMB) onbehalf of Electricity of Viet Nam (EVN) with total investment cost is VND 135,528,000,000.Credit No.CR3680-VN, borrowing from WB.

0.2. SCOPE OF PROJECT - SOCIO-ECONOMIC PROFITS OF PROJECT

Long An 220 kV substation is proposed in order to satisfy additional power demand of LongAn province in period 2007-2010 at industrial park in Ben Luc and Thu Thua district, Tan Antown.

0.3. TOTAL INVESTMENT - CAPITAL SOURCE

Investor: EVNManagement Board: SPPMBInvesting capital: VND 135,528,000,000Capital source: From the remaining budget of "System Efficiency

Improvement, Equitization and Renewable" project, credit3680-VN, borrowing from World Bank (WB).

0.4. IMPACTS OF THE PROJECT

Main impacts of the project include: permanent land acquisition at substation site, polefoundation, temporary impacts in construction phase and relocation of houses andarchitectural works away from substation area as well as houses below the incoming andoutgoing transmission lines according to the Decree No.54/1999/ND-CP of Government onprotection of the high voltage network and the Decree No. 1 18/2004/ND-CP ofGovernment on adjustment and complement of the Decree No.54/1999/ ND-CP.

+ Permanent acquisition area need to be compensated is 35,649m2, in which 8,4% (3005m2) isresidential land, 87,4% is paddy field (31144m2), and the remaining is garden (1 500m2 ).+ 3 affected houses in substation area, 10 affected houses in ROW need to be relocated, 59households are affected farming land and crop.

+ There is no impact on ethnic minorities.

+ There is no impact on historical and cultural monuments, temples, pagodas of localresidents.

0.5. ELIGIBILITY

The cut-off day of this project will be decided by the RC. The cut-off date of this RAP hasbeen fixed at the day of the inventory completion of DMS (30/04/2005) and will beproclaimed by local authorities.

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The objects would be compensated are all Displace Persons (DPs) with legal paper or DPscan prove that they owned, rented, or used these properties before the cut-off day.Households having incomes affected by this project are applied similarly.Households encroach into the project affected area after the cut-off day will not becompensated.

0.6. RESETTLEMENT PRINCIPLES

The capital source of this project is remaining budget of "System Efficiency Improvement,Equitization and Renewable" project, credit 3680-VN of World Bank financial resources. Thepolicy applied in RAP of the main project was approved by Vietnam Government and clearedby WB. So, the resettlement principles applied in this project followed the principles in RAPof the main project and obeyed Vietnamese Laws and WB policy on involuntary resettlement(OP 4.12).

The Government Decree No 197/2004/ND-CP and resettlement principles of World Bank;resettlement and compensation programs must be designed so as to allow the improvement orat least the maintenance of living standards of DPs as before the project. Both resettlementand land acquisition must be minimized as much as possible. Cash compensation (for housesor structures, farm products,...) shall be paid at the price of Resettlement and CompensationCommittee which be approved by Province People's Committee. Resettlement andcompensation programs must be carried out in the progress on schedule and have anappropriate monitoring program.

1. Resettlement and compensation programs must be designed so as to allow theimprovement or at least the maintenance of living standards of DPs as before theproject..

2. Both resettlement and land acquisition must be minimized as much as possible.3. Resettlement distance must be minimized in case compensation is land for land type.4. Cash compensation for house or structures shall be paid at the cost approved by

province PC; cash compensation for crop shall be paid at the market - price.5. Resettlement period must be minimized and the cash of compensation should be

provided to DPs before the beginning of the construction activities affecting them, nosite clearing if the full compensation have not been done yet.

6. All of PAHs who have land or house located in the project area before cut-off date areentitled receiving compensation according to their lost properties and/or incomes.

0.7. ENTITLEMENT POLICIES

Followed the same entitlement policy in RAP of the main project ""System EfficiencyImprovement, Equitization and Renewable" project, credit 3680-VN of World Bank financialresources. This policy was approved by Vietnam Government and cleared by WB.

Affected land area less than 25% total area is compensated in cast with approved price list.Affected land area equal or more than 25% total area is compenisated by the same quality aindarea or cash with approved price lists according to DPs option. Cash compensation forproperty related to land. Compensation price in this report is defined follow unit cost issuedby province, actual compensation cost will be considered by RCC and submitted to PPC forapproval.

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Compensation for houses, farm product will be pay in cash.

0.8. SUBSIDY ALLOWANCES

Subsidy in cash for DPs as stipulated in the Decree No. 197/CP of GOV and Decree ofPeople's Committee of Long An Province. These allowances are: subsidy for house moving(transport allowance): 03 millions VND/household; relocation subsidy for resettlement (30kgof rice /person/month in six months); subsidy for difficulties of changing occupation tohouseholds that have been lost farmland or income (01 million/person); besides PAHs alsoentitled to timely movement incentive (05 millions/household).

0.9. PUBLIC PARTICIPATION AND CONSULTATION

This RAP is developed in close consultation with local authorities of Long An province andDPs in order to maximize their participation in Resettlement Action Planning andimplementing and the socio-economic benefits of DPs to the project. The consultation withDPs in disseminating information and getting their feedback will reduce contradiction andavoid delays in project implementation. Local authorities and DPs were consulted on linealignments, resettlement policy, RAP implementation, grievance mechanism, and monitoringand evaluation on the resoration of DPs livelihoods after the project implementation.

Public participation and consultation embraces three steps:

Step 1: In investigation process of scale, sphere of influence of Project, investigator willpresent overview of this project and take soundings from DPs.

Step 2: Draft of this RAP report having collected and processed data will be performedPeople's Committee of Long An province.

Step 3: Revised RAP report in accordance with province's agreement will be publicized byProject Management Board (PMB) and local authorities to DPs for reference.

0.10. COMPLAINTS AND GRIEVANCES

During the project implementation, DP's complaints will be dealt with according to theComplain and Denounce Law of Vietnam (Decree No 197/CP of Government and LandLaw of Vietnam dated November 26th, 2003 ) and will be treated and guided fairly byrelated agencies. No addition fee will be paid for their complaints. The complaintsmechanism is instructed in chapter IX of this RAP.

0.11. INSTITUTIONAL ARRANGEMENT

SPPMB is responsible for all of operations of the project including RAP implementation.PMB will be helped and closely cooperated by People's Committees of Long An as well aslocal relevant institutions.

0.12. SCHEDULE

The proposed RAP implementation schedule is as follows:

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- Establish resettlement committees at local levels and select an independent monitoringagency, calculating compensative price units, consulting from community would becarried out within 01 month as from beginning of implementing of project(01/12/2004 to 30/12/2004).

- Compensation payment for the project construction within 03 months just after PPChas approved compensative price units and progress of project implement (01/05/2005to 30/06/2005).

- Receiving and clearing up complaints and grievances has been executed as from PPCapproved compensative price units until end of project.

- Monitoring will be carried out throughout project implementation.

0.13. COST ESTIMATE

Total compensation costs are estimated about 3,885,937,500 VND. Total estimated cost for-the resettlement program is about 4,917,727,093 VND including expenses for the inventory,supervision, management, internal monitoring, independent monitoring and 10% of estimatedcost is for contingency.

0.14. MONITORING AND EVALUATION

The implementation of RAP shall be constantly supervised and monitored by PMB.Moreover, an independent consulting agency will be entrusted with independent monitoringtasks. The independent consulting agency selected by PMB will sign a contract just afterRAP approval and will begin supervision and monitoring activities from the beginning of theRAP implementation.

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CHAPTER 1 INTRODUCTION

1.1. PROJECT DESCRIPTION- Project name Long An 220kV Substation- Investor Southern Power Project Management Board (SPPMB)- Total investment cost :135,528,000,000 VND- Capital sourc : From the remaining budget of "System Efficiency

Improvement, Equitization and Renewable" project,credit 3680-VN, borrowing from World Bank (WB).

- Location : Nearby, on the right of 1A nation road from Ho ChiMinh City to Long An at Binh Thanh commune, ThuThua district, Long An province

- Implementation time : one year after construction date.

1.2. TARGET OF THE PROJECT

Satisfy additional charge demand of Long An province in development of additionalcharge of industrial parks which will occur in period 2007-2010 at Ben Luc, Thu Thuadistrict and Long An town.- Decrease load of 110 kV Phu Lam, My Tho substation- Decrease capacity loss and electrical energy in system.- Increase reliability and safe in power supply.- Improve quality of electrical energy.

1.3. PROJECT DESCRIPTION- Located at IA national road, on the right from HCMC to Long An province.

- Located at Binh Thanh commune - Thu Thua district -Long An province.

- Located near 220kV Phu Lam - Cai Lay 2 transmission line.

- 4 km from new double circuit 110kV will be constructed in future.

1.3.1 Technical Specification- Substation scale: 2xl25MVA, one for first phase.

1.3.2 Number of outgoing bays- Number of outgoing bays from substation is proposed as follow:- 220kV: 02 outgoing bays connect to Phu Lam - Cai Lay 220kV transmission line

double circuit, 2 bays for connecting to Phu Lam - Cai Lay 220kV single circuit.- 110kV:

+ 04 outgoing bays connecting to Phu Lam - My Tho transmission line doublecircuit.+ 02 outgoing bays connecting to current Phu Lam - Ben Luc - Tan An - My Thotransmission line.+ 02 future bays.

- 22kV: using as self-source for substation without outgoing bay.Because Long An 220kV substation is located on agricultural and vacant land thereforeit is facilitated to set up 220kV and 11 OkV equipments outside. 22kV equipment will beinside one for area saving and easy as well as quickly setting up.

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Electricity of Vietnam Long An 220kV Substation - RAPSouthern Power Project Management Board Resettlement Action Plan

1.4. AFFECTIONS OF PROJECT

Main impacts of the 220 kV Long An substation include:

+ Permanent land acquisition for building the substation, access road, tower foundations ofconnecting route.

+ Temporary impacts in construction phase due to the conductor stringing and the temporaryroad for material transporting.

+ Houses, architectural works removing from Right of Way (ROW) according to theDecree No.54/1999/ND-CP of Government on protection of the high voltage network andthe Decree No.118/2004/ND-CP of Government on adjustment and complement of theDecree No.54/1999/ ND-CP

According to results of socio-economic surveys, the project does not intersect any ethnicminorities or historical and cultural monuments.

TABLE 1: ESTIMATED AFECTION OF THE PROJECT

AcquisitionNo Items area (m 2 ) Affected houses Affected tree

No ItemsTemp- Perma Quatit 2 Annual Perennialorary -nent ies Area (m ) crop (m2 ) tree (item)

1 Substation 0 32718 3 409 21862 29

2 Connecting 5069 2931 10 1299 76783 102route

Total 5069 35649 13 1708 98645 131

This table is generated from survey questionnaires at project site which shown in Table 4.2chapter IV.

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CHAPTER 2

MITIGATION MEASURES

2.1. MEASURES DURING THE DESIGN STAGE

Substation location must be considered to appropriate with local planning, avoid intersecthistorical and cultural monuments, natural reserve areas, resident areas, farming land areasand near transportation roads to facilitate material transportation... Mitigation measures resultsare as follow:

- Substation locates in a planning area and gets agreement with province PC.- Substation locates in paddy field and fruit tree garden, far from public architectural

works, historical and cultural monuments therefore avoiding property damage ofresidents.

- Substation locates near 1A national road therefore the material transportation isfacilitated.

- Connecting route is far from residential areas, near available transportation axes tofacilitate the material transportation and operation management as well asminimize land acquisition for temporary road in construction phase.

- Route is designed without traversing such as: military area, aiRAPort, bomb andmine warehouse, radio station, historical and cultural monuments, temple andpagoda.

Although many measures have been considered to minimize negative impacts but a number ofPAHs is could not avoided.

2.2. MEASURES DURING THE CONSTRUCTION STAGE

In the construction stage, the construction process and organization will be used andoptimized to comply with the current regulations of construction works and minimize thenegative impacts:

+ The construction works will be finished for each item to minimize the duration oftemporary land acquisition.

The line route clearance for construction works will be minimize as much aspossible. The tree chop down and surface clearance in ROW: apply these measuresto maximum limit impacts of tree chop down. At high erosion area in ROW, it isnecessary to plan type of trees with appropriate height after chopping down to reservesoil.

Bomb and mine disarming: implement before surveying, measuring and constructingto avoid endanging human lives and properties as well as negative impacts to areaenvironment.

+ In addition, the construction works will be carried out after crops harvested in order tominimize the impacts on crops and aquatic products.

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2.3. RESULTS OF EFFORTS

+ Pernanent acquisition land that needs to be compensated is 35,649 m2, in which 8.4%(3,005m2 ) is residential area, 87.4% (31,144m 2 ) is paddy field, and the remaining (1,500m 2) isgarden.+ 3 houses on the substation site, 10 affected houses in ROW need to be relocated, 59households have affected farming land and affected crop.+ The whole project is located in the province's planning area+ There is no impact of the project to ethnic minorities.+ The project does not traverse any historical and cultural monuments, temples and pagodasof local residents.

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CHAPTER 3 RESETTLEMENT POLICY AND ENTITLEMENT

3.1. LEGAL FRAMEWORK

The capital source of this project is remaining budget of "System Efficiency Improvement,Equitization and Renewable" project, credit 3680-VN of World Bank financial resources. Thepolicy applied in RAP of the main project was approved by Vietnam Government and clearedby WB. So, the resettlement principles applied in this project followed the principles in RAPof the main project and obeyed Vietnamese Laws and WB policy on involuntary resettlement(OP 4.12).

3.1.1 Related laws, decrees and regulations

1. The Land Law of Vietnam dated November 26th, 2003.

2. The Government Decree No 197/2004/ND-CP dated December 03rd, 2004 oncompensation for the damage when the State recover land.

3. The Circular No 116/2004/TT-BTC dated December 7th, 2004 of the Ministry ofFinance, on the instruction for Decree No 197/2004/ND-CP.

4. The Government Decree No 181/CP dated October 29th, 2004 on the implement for theLand Law.

5. The Government Decree No 188/CP dated November 16th, 2004 on the stipulation of theframe for the price frame of land types.

6. Circular No 05/BXD-DT dated February 9th, 1993 of Ministry of Construction on theclassification of house types.

I . 7. The Government Decree No.54/1999/ND-CP dated July 08th, 1999 on safety protectionof high voltage electrical network and Government Decree No.118/2004/ND-CP dated MayIOth 2004 on adjustment of Decree No.54/1999/ ND-CP.

8. The Government Decree No.118/2004/ND-CP dated May 10 th, 2004 on adjustment of theDecree No.54/1999/ ND-CP

9. Circular 07/2001/TT-BCN of Department of Industry dated September 01st, 2001 onimplementation guiding for some technical item stipulated in Government DecreeNo.54/1999/ND-CP dated July 08th, 1999 on safety protection of high voltage electricalnetwork.

10. Circular No 106/2002/lTTLT/BTC-BCN dated Nov 22nd, 2002 of Ministry of Industry onthe compensation and subsidy costs for high voltage power network project.

11. The Decision No 3143/2003/QD-UB dated September 12th, 2003 of Long An People'sCommittee on price of land types.12. The Decision No 843/2003/QD-UB dated March 13th, 2003 of Long An People'sCommittee on approval of compensation price for property and policies on site clearance onN2 road.

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Electricity of Vietnam Long An 220kV Substation - RAP

Southern Power Project Management Board Resettlement Action Plan

13. The statement No377/2003/TT.LS dated October 23th, 2003 of Long An Department ofFinance and Price and Department of Nature Resources for property and policies on siteclearance on Long An Head Market at Binh Thanh commune, Thu Thua District.In order to carry out RAP according to OP 4.12 of the World Bank, some law provisions anddecrees/circulars of Vietnam that not ensure the compensation according to the replacementprice or stipulating the provisions that not apply the compensation right and life recovery forthe households who have not got valid documents in owning land will be dispensed from theapplying by the Vietnam Government based on the approval RAP policies of the projectcredit 3680-VN.

3.1.2 Operational Directive for Involuntary Resettlement of the World Bank (OP 4.12)

According to the Guidelines of World Bank in Involuntary Resettlement Policy, Displacepersons (DPs) will be ensured improving or maintaining the living standards as before havingthe project. In order to agree with operational directive of the World Bank (OP 4.12), all of-DPs that are listed will be compensated for lost properties. Only persons who settle at the siteaffected by the proj ect after the statistical cut-off date are not compensated.

Too, in order to agree with operational directive of the WB (OP 4.12), houses, structures,trees will be compensated according to substitution cost and farm produces, short-day cropswill be compensated according to market costs.

3.1.3 Essential elimination

In order to implement RAP according to OP 4.12 of the WB, some provisions of the law orregulation of Vietnam that not ensure the compensation according to the replacement price orstipulate the provisions that not apply the compensation right for the affected households that

* not have valid documents in owning land will be dispensed from the applying. The provisionswill be eliminated including:

(i) Damage compensated right - Decree 197/CP

Article 6 of Decree 197/CP (people that not be compensated for the loss of land) stipulate

"People that is recovered land that having one of conditions stipulated at Article 8 of this

decree will be compensated for the lost land; conversely, people that occupied land

illegally will not be compensated for ones. In case of needing support, the province

people's committee will considered at each specific case.

Article 18 of Decree 197/CP (The principle of compensation for lost property), section 2,

stipulate "Owner of the properties that locate in illegal land as stipulated at Article 8 of

this decree will be considered to support or compensate at each specific case by province

people's committee".

(ii) The land price for calculating compensation

According to the regulation of the Vietnamese Government, the compensation price iscalculated based on Decree 188/CP, 197/CP, decision 3143/2003/QD-UB and 843/QD-UB,377/203/TL.LS of Long An PCC. The unit price for land compensation will be submitted to

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province PC for approval as requirement of Department of Price and Finance or ResettlementCompensation Committee (RCC).

(iii) Compensation principle - Decree 197/CP

Article 19 of Decree 197/CP stipulates the compensation solutions for house, structure indifferent legal situations.In order to ensure meeting the fundamental principles of RAP, waivers of applying Article19 and Article 20 of Decree 197/CP (in order to allow the households having affectedhouse and structure to be compensated) were approved by Vietnam Government incompensation policies of RAP of the WB's credit project.

(iv) Support policy for the people hiring house that is owned by theGovernment - Decree 197/CP

Article 21 of Decree 197/CP stipulate that "DPs are using the houses that be owned by theGovernment and located in the recovered scope if do not want to continue hiringGovernment's houses will be entitled to compensation at a rate equal 60% of the cost ofthe rented house and land".

These eliminations are approved by Viet Nam Goverment and WB for main project"System Efficiency Improvement, Equitization and Renewable" credit 3680-VN. Policiesapplied in this RAP is according to policies of main project.

3.2. DEFINITION AND LIMITATION OF ELIGIBILITY

Displace persons (DPs) are all individuals, firms or institution with or without landregistration papers who owned, rented or used land, properties and business which areaffected by the project:

All DPs will be entitled to full compensation for their respective losses as long as they areincluded in the DP inventory list or can prove that they used the affected items before the cut-off day. The same applies to DPs whose incomes are affected by the project.

The cut-off date of this RAP has been fixed at the day of the inventory completion of DMS(30/04/2005) and will be proclaimed by local authorities.

Encroachers who settled into the proposed affected areas after the cut-off date will not beconsidered as DPs therefore having no entitlement to compensation and resettlement. Theywill be required to demolish their structures and cut the trees or harvest the crops for landclearance to the project. In case necessary, they will be forced to remove out the proposedproject area. Nevertheless, they do not have to pay any fine or sanction.

3.3. RESETTLMENT AND COMPENSATION PRINCIPLES

These principles obey the Vietnamese laws and World Bank policy on involuntaryresettlement. Vietnamese legislation and World Bank directives have been adapted to fit thespecific condition of the project as define below:

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- Resettlement and compensation programs must be designed so as to allow theimprovement or at least the maintenance DP's living standards as before executing theproject.

- Both resettlement and land acquisition must be minimized as much as possible.- Resettlement distance must be minimized in case compensation is land-for land type.- Cash compensation for houses/or structures shall be paid at the substitution cost; cash

compensation for farm products shall be paid at the market-price.- Resettlement period must be minimized and the cash of compensation should be

provided to DPs before the beginning of the construction activities affecting them, noland clearance if the full compensation have not been done yet.

- All of DPs having housed and land located in the project area before the cut-off dateare entitled receiving compensation for their lost properties and/or income.

- Resettlement and compensation plan should be carried out with consultation of DPand approval by local authorities.

- Resettlement and compensation plan must provide adequate institutional arrangementto warrant effectively and timely the proper implementation and monitoring.

- Financial and technical resources for the resettlement and compensation should beavailable whenever required.

- The living standards and income in the new sites should be maintained or improvedmore than before having the project.

- The regulations in this RAP will be enforceable as an official legal document after beapproved by the Government of Vietnam.

3.4. THE VALIDITY OF RIGHT CLAIMING COMPENSATION

Legal DPs are all of the affected households and organizations in the list (with or withoutlegal paper of using land) or they can prove owning, hiring or using land and propertiesrelating to land before the cut-off date.

In addition, legal DPs are the households and organizations that having affected professionand/or business and income by the project due to temporary or endless recovery of land ordifferent properties too.

3.5. COMPENSATION POLICY

Compensation for losses of farm products will be provided at the market prices and calculatedon productivity average of the last 3 years (according to Circular 145 of Finance Department).Compensation for houses, structures, trees, and other assets will be provided at thesubstitution cost.

Compensation for land losses less than 30% of total land DP holding will be paid at thesubstitution cost for lost land area and all other losses in cash.

Compensation for land losses equal or more than 30%: cash compensation for acquisition areain case of remaining area still have economic value or for whole area in case of remainingarea have no economic value.

With partly impacted land: remaining area after acquisition with residential area less thanstipulated, this area will be reserved following requirement of land owner but have to followplanning.

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2In case residential area less than 30 m , this is insufficiency to build house then this area iscompensated as acquisition land and government will revoke the whole area.

Compensation price will be defined according to tariffs established by the provinces andbased on the Decree 87-CP and the Circular 145 of the Ministry of Finance.

Due to the time from preparation to project execution can extend so the estimated price couldunsuitable to market price or substitution price at the time executing project. Therefore all ofprices will be checked again and adjusted if necessary when beginning RAP implementation.Detail survey report will be carried out as soon as begin the project execution by resettlementcommittee. The price list will be assessed at the executing time by the IndependentMonitoring Agency and Department of Finance of Long An province.

3.6. IMPACT CATEGORIES AND ENTITLEMENT POLICYBy the nature of the project as described above and based on the surveys on the DPs, theimpact categories could be classified as below:

3.6.1 Temporary ImpactsAll of households have lands, crops, trees or structures locating in the corridor of transmissionline, surrounding area of tower foundation, in the temporary service roads which are affectedonly during the construction period.Category 1: The households have trees, crops, which are damaged temporarily by the projectduring the construction period due to material transport or pulling electric wire.

3.6.2 Permanent ImpactThe households have land and properties that will be recovered permanently for the towerfoundations, the substation area, and the permanent roads for construction and maintenance ofthe project. All of households have houses (totally or partially of house area) or structure, ortrees located in corridor of transmission line, which need to be removed, demolished, or cut.

Category 2: The households have house or structure which are partially dismantled and thedismantled portion will not affect to the safety of the entire house or structure and will berebuilt in adjacent areas of the same owner. Impact on clearing away for residential areas willbe temporary and it can be reused for restricted puRAPoses.

Category 3: The households have house or structure which is partially or totally dismantled(and the dismantled portion more than 25% house area or lower than 25% but unsafe forhouse structure), still having land for rebuilt.

Category 4: The households have house or structure which are partially or totally dismantled,(and the dismantled portion more than 25% house area or lower than 25% but unsafe forhouse structure), but does not have spare residential land for reconstructing house.

Category 5: The households have agricultural land which will be acquired permanently bythe project including the construction of tower foundations, substation and permanent roadsfor manager and maintenance of the project.

Category 6: The households have the job or other services are affected by the project.

Basing on the investigation and compensation standards, the classification table oncompensation standards is prepared as below:

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Table 3.1: ENTITLEMENT MATRIX

YPE TLOPSSE OF APPLICATI OF STANDARD COMPENSATION POLICY IMPLEMENTARY MEASURES

I Temporary All of DPs The households Cash compensation for: - Compensation for the affected trees will beacquisition of with or without The affected trees based on the at the substitution cost and for the lost cropslands, trees, land registration type and age at the price submitted to provincial PC forcrops in the paper or able to The crops based on the crop type approval by RCC.corridor of prove occupancy and average productivity of the last - Compensation is executed before clearingtransmission line . or using lands 3 years. The quantity of crop will away at least 1 month.

prior to cut-off be calculation in temporary - Information on compensation must bedate are listed. encroachment time. announced widely.

2 Partial Households The households Cash compensation for the directly - Compensation is executed before clearingdismantled losing less with or without affected rooms plus the walls based away at least 1 month.House/structure than 25% of land/house on type of house. - Information on compensation must be(impact less than their house registration paper Not compensating for land. announced widely.25% and no and relative are listed.cause unsafe for residentialremaining land area.structures) withspare land forreconstruction.

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DEFINITITYPE TYPE OF APPLICATION ON OF COMPENSATION POLICY IMPLEMENTARY MEASURESLOSSSTNA

D

3 Partial or total Households The - Cash compensation for the directly -Project Manager Board and localdismantled losing more or households affected area at the price submitted to authorities determine and ensure thehouse/structure less than 25% of with or provincial PC for approval by RCC and compensation price to be calculated at the(impact more their house but without dismantled spending. price submitted to provincial PC foror less than can cause unsafe land/house - Compensating for affected land approval by RCC not including salvaged25% but can for the remaining registration - Relocation allowance of 30kg of rice materials and dismantled costs.cause unsafe structure... paper are per person per month in 6 months. - Households receiving compensation willfor the listed. - Transport allowance. reconstruct their house themselves.remaining - Allowance of timely movement - Compensation will be executed beforestructure) with incentive. clearing away at least 3 months.spare land forreconstruction.

4 Partial or total The households The DPs can choose one of the followings: - House or structure is dismantled partly ordismantled lose partly of their households -Cash compensation for the affected retained by Article 8 of Decreehouse/structure, house or structure with or land and houses/structures based on the 54/1999/ND-CP.no spare land and the remaining without house/structures types. - Consultancy in choice for the households.for land outside the legal paper -Land for land compensation (if there Project Manager Board and localreconstruction. corridor of of owning still have land) and cash compensation authorities determine and ensure the

transmission line land and for affected house or structure. compensation price to be calculated atis not large house are And: substitution price.enough for the listed - Relocation allowance of 30kg of rice - DPs receiving compensation willreconstruction of per person per month in 6 months. dismantle and reconstruct their housea house - Transport allowance. themselves in case of cash compensation.equivalent to the - Allowance of timely movement - Compensation will be executed beforelost one. incentive. clearing away at least 3 months

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TYPE OF ~~DEFINITION IPEETRTYPE APPLICATION OF COMPENSATION POLICY MEMENTRLOSS STD~MEASURES

5 Permanent The households The The households lost agricultural - forestry land: Consultancy in choice for theacquisition of have land to be households a. Land loss less than 30% of their total area: households. Project Managerland for tower recovered with or without Cash compensation for lost area. Board and local authoritiesfoundations permanently for legal paper of b. Land loss more than 30% of their total area: determine and ensure theand substation. tower or using land are Land compensation for lost area if remaining compensation price to be

substation listed land still economic value and land calculated at the pricefoundations: compensation for total area if remaining land no submitted to provincial PCa. Land loss less more economic value. Cash compensation for for approval by RCC...than 30% of their properties related to land.total area The households lost residential land:b. Land loss more - If remaining land is enough for living (>60m2

than 30% of their if at towns and >100m 2 if at rural areas): Cashtotal area compensation for lost area and related Consultancy in choice for

properties. DPs.- If remaining lands not enough for living

(<40m2 ): DP can choose to be compensated bycash or land for total area and relatedproperties.

6 Affecting to (a)Temporary impact Compensation for lostjob and other Compensation for lost income in the affected income will be executedservices time. before clearing away at least

(b) Permanent impact 1 month.Grant for restoration Consultancy in choice for the

households.Preparing outline ofrestoration program in the

I_phase executing RAP.

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3.7. SUBSIDY ALLOWANCES

Besides the direct compensation for the losses, DPs also entitled to subsidies/allowances asstipulated in the Decree No.197/CP of GOV. These allowances are as below:

3.7.1 Subsidy for house moving (transport allowance) (Article 27, Decree No.197)

This allowance is for DPs who are totally impacted on houses and have to be move to newsites or reorganize to the remaining residential areas: i) PAHs which have to move theirhouses to new places within the Province will be entitled to an allowance of 1,000,000-3,000,000 VND; ii) PAHs have to relocate out of their Provinces will be entitled to transportallowance of 3,000,000 - 5,000,000VND.

3.7.2 Relocation Subsidy for Resettlement (Ar'ticle 28, Decree No.197)

This subsidy allowance is a food allowance for DPs who are totally impacted on house andtherefore have to reconstruct for their new houses. Each member of PAH will be subsidized30kg of rice (equivalent) /person/month in six months.

3.7.3 Timely Movement Incentive (Article 32, Decree No.197)

Person, firm had acquisition land, timely dismantled, relocated following plan of RCC willhave follow incentive: 3,000,000 VND/ household, and the maximum incentive is 5,000,000VND/ household.

3.7.4 Rehabilitation Allowance (Article 29, Decree No.197)

DPs, who are permanently affected more than 30% of productive land or incomes, will beentitled of 1,000,000VND/person.

Table 3.2: SUBSIDY ALLOWANCES OF THE PROJECT

Type of allowance Number of allowanced persons/No households

Substation site Connectingroute

1 Transportation allowance (households) 3 102 Rehabilitation allowance (persons) 29 2393 Allowance for occupation changing

(persons) 7 61Timely movement incentive(households) 3 10

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CHAPTER 4 PROJECT IMPACT

4.1. SOCIO-ECONOMIC SURVEY

This section aims at providing basic data on socio-economic of the inhabitant in the projectarea. The survey information is on income sources, income, socio-economic situation; impactof resettlement on living standard and income. A lot of information was obtained; however,not all questions were fully responded. Some households could not point out the concreteincome source and their revenue. However, with 100% DPs included in the survey, socio-economic survey on DPs also aims at identifying characteristics of affected areas, assessingthe development of population, houses, socio-economic, average income, health care,education, etc... The survey was implemented by Power Investigation and ConstructionDivision - PECC3 in April, 2004.

4.1.1 Population

The substation site is located in an agriculture land having scattered resident with meanpopulation density is 327person/km2 .

Household characteristics:

- The average number of persons per household is 4.54, a bit higher than that of the wholecountry (4.97);- Young people (from 0 to 17 years old) present 24.5%;- The productive age group and old people accounts for 74.6%.

4.1.2 Education

Most of DPs are literate. Percent of graduated persons is rather low, mostly is primary level,secondary level and high school. Few people recorded vocational or university level.

No Standard Quantities %1 Illiterate 1 1.72 Primary level 31 52.53 Secondary level 20 33.94 Highschool 5 8.55 University 2 3.4

Total 59 100

4.1.3 Health care systems

Hospital of Long An town is the best modem one of province. Hospitals and health servicessystem have been built in all districts and communes for community health care puRAPoses..However they are currently suffering out of date material facilities conditions or seriouslylack of equipment.

4.1.4 Housing condition

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According to Circular 05-BXD/DT dated February 9th, 1993 regarding house classification,houses are divided into 4 classes as below:

- 1st class house- 2nd class house- 3rd class house- 4th class house

Houses or buildings of 1st and 2nd classes are permanent structures with modem facilities &interior decorations, private toilets & bathroom, separate living room & bedroom. This type ofbuilding is usually located in big city or centers and does not appear in the project's area.

Buildings of 3rd class are permanent structures with brick wall, reinforced concrete roof,brick floor, conventional facilities & interior decorations. There is no house of this class in theproject area.

Buildings of 4th class are semi-permanent structures with brick or wooden wall in the rural,tile roof zinc-galvanized iron sheet, brick or cement floor and usually without toilets, thewhole project area is belong to this type.

Amenities

Most of DPs in the project areas have tape water and latrine, lack of communicationequipment such as telephone and computer still.

No Amenities Number %

I Latrine 46 782 Tape water 59 100

3 Power 58 98

4 Motorc cle 15 25

5 Motor-boat 6 10

6 Bicycle 1 1.7

7 Television set 19 32

Income

Source of income: the main source of incomes of DPs is from agriculture (96%), tradeactivities (3.7%), wages from national budget (2.78%) and small scale doing handicraft(0.93%). However, about 0.93% of the DPs have unstable sources of incomes. It is verydifficult to specify DP exact income as DPs themselves can not point out their incomeexactly.

No Occupation Number %

1 Waves from national budget 3 2.782 Retired 2 1.853 Handicraft 1 0.934 Agricultural 96 88.85 Trading 4 3.76 Unstable occupation 1 0.937 Other sources 1 0.93

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The average monthly income of every PAHs is 1,400,000 VND/month. Some PAHs earn over2,000,000 VND/month.

No Average income Number %

1 Below 300,000 0 0

2 From 300,000-500,000 3 13.63 From 500,000-1,000,000 40 182

4 From 1,000,000 - 1,500,000 6 27.35 From 1,500,000 - 2,000,000 5 22.76 Above 2,000,000 5 22.7

4.2. CENSUS OF THE PAHs AND INVENTORY

The survey results are shown as follows:_ There will be a total of 59 households with affected land, of which 13 households wereimpacted on houses;- Total DPs is 268 persons

There are no impacts on natural preserving zones, vestiges, pagodas, sensitive areas andethnic minorities.- Main affected land is paddy field and orchard such as jack, mango, plum, banana...

Main occupation is agriculture, breeding and gardens on residential land area around house._ Among 59 affected households, the biggest family has 9 persons, and the averagepopulation is 4.54 persons/PAH._ 98% PAHs have power, 25% have motorcycle; 78% have latrine; most houses are 4th class.- Total permanently affected land area by the project is 35,649 m2 include 32,718 m2 for thesubstation, 2,931m 2 for the foundation and connecting route.+ According to the survey results, there is no demand of relocation.

4.3. RESULT OF CENSUS AND SOCIO-ECONOMIC SURVEYSNumbers of PAH are showed below:

TABLE 4.1: CATEGORIZE OF PROJECT AFFECTED HOUSEHOLDS

No Area Number of PAHCategory 1 Category 2 Category 3 Category 4 Category 5 Category 6

1 Substation 0 0 3 0 9 92 Connecting route 45 0 10 0 20 45

Total 45 0 13 0 29 0Notes:

- Category 1: The households are acquired temporarily land.- Category 2: The households have partially affected houses or structures and the

affected portion is less than 25% area of the house.- Category 3: The households have fully affected house or structure and having spare

residential land for reconstructing.- Category 4: The households have fully affected house or structure and without spare

residential land for reconstructing.- Category 5: The households have agricultural land which will be acquired

permanently.- Category 6: The households have the job or other services are affected by the project.

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TABLE 4.2 TOTAL IMPACTS OF SUBSTATION 220 KV LONG AN

Affected land Affected houses Affected tree & crop

Kind Land area Substation Connecting route Perennial tree Annual Crop

PermnentPermanent KnKind ofncts ofKAreland Impacts of impactsg Temporary Number Area Number Area Kind Number Kind (inalad substation connecting

route

(mI2 ) (m2) (m2) (class) (item) Area (m2) (item) Area (m2) (item) Paddy 98645Residential 914 2091 1 0 0 0 0 Jack 15Paddy 7field 30304 840 6783 2 0 0 0 0 Mango 20Crop 0 3 0 0 0 0 Areca 2Industrialtree 0 4 3 409 10 1299 Flamboyant 2

SmallGarden 1500 temporary 0 0 0 0 bamboo 1Forest 0 Banana 57

Coconut 21__________ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Trhmg cA 3 _ _ _

Eucalyptus 3 ____

_________ _________ _________ ~~~~~~~~~~~~ ~~ ~~~~~~~~~Plum 7 _ _ _ _

Total 32718 2931 76783 3 409 10 1299 131 98645

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CHAPTER 5 INSTITUTIONAL ARRANGEMENT

5.1. ELECTRICITY OF VIETNAM (EVN) AND SPPMB

EVN is the project's investor, grants authority to SPPM to plan and carried out all aspects ofthe project, including RAP implementation. For direct works on the ground, SPPM will behelped and closely coordinated by People's Committees of Long An and related authorityagencies.

Department of Technology, Science, Environment and Telecommunication, belongs to EVN,is in charge of guiding and accessing the implementation of RAP for the project.

In cooperation with PCC, SPPMB will pay for Compensation Unit, provide information andcoordinate with relevant government agencies and related agencies of Province/ District aswell as between agencies and DPs. PMB will supervise actions of RAP and decisions ofCompensation Unit to ensure that the provisions of RAP are respected both in principle andreality. PMB will held and subsidy for these census, inventory and promulgate information;implement internal monitoring and maintain direct relation with representative ofcommunities, affected households and will be the first agency try to solve potentialcomplaints and grievances.

5.2. POWER ENGINEERING & CONSULTANT COMPANY NO.3 (PECC3)

PECC3 was assigned to carry out the census, inventory survey and prepare RAP cooperatingwith SPPMB to organize the public consultation for the project.

5.3. PROVINCIAL PEOPLE'S COMMITTEES (PPC) OF LONG AN

+ Approving RAP and directly dividing the responsibility to their relevant institutions in RAPimplementation.+ Approving unit prices of compensation, allowances and establishing appraising committees,compensation committees at all different administrative levels+ Approving documents of revoking and transferring land for compensation in the area ofprovince.+ Redressing complaints and grievances.

5.4. PROVINCIAL FINANCE AND PRICE DEPARTMENT, CONSTRUCTIONDEPARTMENT AND LAND DEPARTMENT

Provincial Finance and Price Department is responsible for researching and promulgatingcompensation price then offers to Provincial People's Committee for approving. At thebeginning of the RAP's implementation, Finance and Price Department co-operates withConstruction Department, Land Department, Agricultural and Rural DevelopmentDepartment, People's Committee of districts and the independent supervising organization inorder to evaluate the applied unit prices in RAP and offer to Provincial People's Committees-for the adjustment if it is necessary to make sure that the compensation unit costs are at thereplacement price at the time of the compensation payment.

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5.5. DISTRICT COMPENSATION COMMITTEES

These institutions are mainly responsible for implementing RAP in district area. Districtcompensation committee includes experienced officers in the investigation and gatheringinformation. The District compensation committee is responsible for:+ Organizing the survey team to carry out the detail measurement survey (DMS) for affectedhouses and properties; finalizing DMS and entitlement form for each DP.+ Checking compensation unit prices used in RAP, proposing to adjust the unit prices inconformation with market prices/replacement costs (if it is necessary).+ Checking the census results of the project's impacts.+ Cooperating with Project Management Board, organizing meetings with DPs, localauthorities and popularizing entitlement forms to DPs.+ Basing on policies and approved processes of RAP, preparing detailed implementationplans (quarterly, semi annual, annual plans) and together with Project Management Boardpaying the compensation money to DPs in a timely manner.+ Settling complaints and grievances of DPs, resolving any difficulties during the projectimplementation, and pointing out solutions for the outstanding issues to ProvincialCompensation Committees and Developers.+ District Compensation Committees will be headed by Vice-Chairman of District. TheDistrict Compensation Committee includes representatives of:- Price and Finance Department- Department of Natural Resources and Environment- Department of Construction- Chairman of PC of commune, district that have acquisition land- PMB- District Land Office-DPs

5.6. COMMUNE PEOPLE'S COMMITTEES

Commune People's Committees are responsible for:- Supplying information for investigation and statistic works and contributing to census andinventory surveys.- Co-operating with District Compensation Committees to organize public meetings,information dissemination, paying the compensation money and allowance to DPs.- Transferring all feedbacks of DPs to District Compensation Committees, resolvingcomplaints at the communal level and proposing solutions for the outstanding problems (ifany).- Supporting local inhabitants to overcome all troubles during the construction period andassisting DPs in repairing of affected houses.

5.7. DISPLACE PERSONS. (DPs)

DPs are responsible for carefully checking on their lost properties and respective entitlementsand clearing land in a timely manner after receiving full entitlements.

5.8. INDEPENDENT MONITORING COMPANY

- Monitoring all implementation of compensation and Resettlement Action Plan, supplyingProject Management Board with reports about the rate of progressing, the quantity and qualityof execution activities.

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5.9. ORGANIZATION

TABLE 5.1: PROVINCIAL COMPENSATION AND RESETTLEMENT BOARDPERSONNEL OF THE PROJECT

Provincial Resettlement Board

No Member of Numberof staff Abilities Remark Man month

1. Project Management Board 2 Expert Part time 4 months

Vice Chairman of Provincial2. P,e Comittee 1 Expert Part time 1.5 monthsPeople's Committee

3. Provincial Fatherland Front 1 Expert Part time 1.5 months

4. Department of Finance and 1 Expert Part time 1.5 monthsPrice

5. Construction Department 1 Expert Part time 1.5 months

6. Department of Nature 2 Expert Part time 1.5 monthsResources and Environment

7. Department of Agriculture and Expert Part time 1.5 monthsRural Development

8. Chairman of Thu Thua's PC 1 Expert Part time 1.5 monthsLand Office of Thu Thua Expert Part time 1.5 monthsdistrict

10. PC of affected communes 1 Expert Part time 1.5 months

11. Representation DPs 2 Part time 3 months

Total 14

Notes: Personnel for each agencies is calculated on persons who taken responsibilities in resettlementimplementation follow this project.

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CHAPTER 6 IMPLEMENTATION ORGANIZATION

RAP's implementation activities will be processed immediately after receiving approval ofgovernment and WB.

The following organizations and institutions will be involved in the preparation andimplementation of the compensation and Resettlement Action Plans for the project:

- PC of Long An- Electricity of Vietnam (EVN)- Southern Power Project Management Board (SPPMB)- Power Engineering & Consulting Company No.3 (PECC3)- Department of Finance and Price of Long An- Department of Nature Resources and Environment of Long An- Department of Construction of Long An- Department of Agricultural and Rural Development- People's Committees of town and communes- Land Office of town, communes- Resettlement Committees of town and communes- Representative of DPs

RAP's implementation including:

6.1. ESTABLISHMENT OF COMPENSATION AND RESETTLEMENTCOMMITTEES

As soon as the project is approved, Compensation Committee will be established by thePeople's Committees of Provinces and Districts.

6.2. SELECT THE INDEPENDENT MONITORING AGENCY AND REVIEW UNITCOSTS APPLIED IN RAP

At the early time of RAP implementation, SPPMB will select the qualified institutions for thistask. The independent monitoring agency will review the RAP implementation and the unitcosts applied in RAP, recommend for modifying if it is necessary.

6.3. COMPENSATIONS AND ALLOWANCES CALCULATION

At the beginning of the RAP implementation, RCC includes representatives of Finance andPrice Department co-operates with Construction Department, Land Department, Agriculturaland Rural Development Department, People's Committee of districts and the independentsupervising organization in order to evaluate the applied unit prices in RAP.

6.4. SUBMIT TO PROVINCIAL PEOPLE'S COMMITTEES FOR THECOMPENSATION SCHEDULE AND COSTS' APPROVAL

The schedule as well as compensation unit costs, allowances and their adjustment (if it isnecessary to make sure that the compensation unit costs are at the replacement prices at thetime of the compensation payment) will be submitted to Provincial People's Committees forthe approval by the Provincial RCC. After approved, that costs and allowances will be appliedand announced to DPs in that province.

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6.5. DETAILED MEASUREMENT SURVEY (DMS)

SPPMB and RCC will carry out final DMS. The final result of DMS and entitlements will bedisseminated to DPs by communal authorities. SPPMB and RCC will also clearly inform DPson the adjustment for compensation unit costs.

6.6. PUBLIC ANNOUNCEMENT

Just after the project approval, DPs will be fully informed about the project, their rights andthe specific policies of this RAP including eligibility provisions, entitlement policies, typesand rates of compensation and allowance, adjusted compensation costs (if any), results ofDMS, schedules, complaint and grievance rights and mechanism. Such information will bealso delivered to the DPs by PMB via meetings and documents leaved at Commune People'sCommittees or other places that are informed to each DPs. Resettlement pamphlets will alsobe disseminated to each DPs.

6.7. DEADLINES OF COMPENSATION AND RESETTLEMENT

The compensation money for one-part damaged houses will be paid at least three monthsbefore starting the constructive execution.

The house repairing allowance will be paid together with the compensation money for theone-part damaged house.

The moving allowance will be paid at least six months but in just one time.

The compensation money for affected land areas and crops will be paid at least one monthbefore starting constructive execution.

Affected land tenure households will be clearly cleaned up the required area at least onemonth before starting constructive execution.

The affected part of resettlement-households will be removed at least one month beforestarting coiistructive execution. In case of not complying, proper organizations will haverights to remove and the allowance for removing will be withdrawn.

6.8. MONITORINGThis task will be done by SPPMB and the independent monitoring agency through out thewhole period of the RAP implementation.

6.9. SCHEDULEOne of provisions of this RAP is that RAP should be done in accordance with proposed basicprinciples. All RAP activities must be satisfactorily completed before World Bank gives a noobjection for award of contract for the projects. Any changes to the RAP after investors'clearance will require review by themselves before commencement of construction.Construction works must be logically followed and not preceded the execution of RAPprogram. In other words, in case of retards in RAP execution, the delay will be reflected inconstruction works. The proposed schedule for RAP implementation is shown in Table 6.1.

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Table 6.1: RAP IMPLEMENTATION SCHEDULE

No Items 2004 __ 2005 20___2006_________________________ 1 21314 5 617181 9101112 112 3 415 61718191101112 11213 415 61718 9 101112

Establish the provincial RCC and select1 the independent monitoring agency

2 Carry out the DMS

Calculate and adjust compensation unitosts

4 Public consultation and participation

The Provincial People's Committee5 approves compensation costs and

6 nnounce detail schedule, result ofsurvey, inventory detail and compensate

7 Compensation payment

8 Land clearance

Receive and resolve complaints and9grievances--------mm------

10 Monitonrng activities _ _ _ _ _ _ _ _ _ _ _ ; m |

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CHAPTER 7 COSTS AND BUDGET

7.1. COMPENSATION COSTS

The costs of compensation for houses, land and trees/crops are calculated based on the unitcosts are promulgated by People's Committees of Long An province.

- The decision No. 3143/2003/QD-UB dated September 12th, 2003 of Long An's PC onprice of land types.

- The decision No. 842/QD.UB dated September 13th 2003 of Long An's PC on unitcompensation cost for property and policies on site clearance of N2 nation route.

- The statement No377/2003/TTLS dated October 23th, 2003 of Long An Departmentof Finance and Price and Department of Nature Resources for property and policies onsite clearance on Long An Head Market at Binh Thanh commune, Thu Thua District.

The price list will be reviewed and adjusted by RCC and approved by Long An PC at thebeginning of RAP for ensuring that DP will be compensated at the replacement costs for land,houses, tress and market prices for crops according to this RAP policies.

7.1.1 Compensation for Land

According to Article 9 of Decree 197/CP stipulates that "the compensation costs ofrevoked land shall be prices of land which depends on puRAPose of usage at the cut-offday, is promulgated by PCC according to Government's regulation; will not compensatewith prices of land which will be changed puRAPose of usage".

7.1.2 Compensation for Houses

According to article 19 of Decree 197/CP stipulates that house will be compensated as thenew house value. In this RAP, compensation for house is calculated at 100% value of thenew one.

7.1.3 Compensation for Annual Crops

According to article 24 of Decree 197/CP guides that compensation for annual crops basedon the yields of that crop. The value of production is calculated as maximum productivityof that crop in successive three years before in the locality and the compensation cost isaverage of price of that crop at the revoked time.

7.1.4 Compensation for Trees and Fruit-Trees

According to article 24 of Decree 197/CP guides that trees will be compensated at theexisting value of orchard (not include the value of land use right) and as local prices at thetime of land acquisition.

7.1.5 Compensation for other Properties

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Properties such as electric meters, telephone reinstall, graves, wells, tombs, etc... will becompensated at the replacement costs.

After checking the unit costs promulgated by Provincial People's Committees (PPC) withlocal contractors and with DPs (through the public consultation), consultants see that the unitcosts promulgated by PPC are the same as the replacement costs and market prices at the timeof RAP preparation.

In order to comply the project's resettlement policies, at the time of RAP implementation, therelevant departments under the PPCs and the Independent Monitoring Agency will carry outthe survey on the costs for land, houses, trees and for crops in the local area. Adjusting thecompensation unit costs will be done by PPCs (if necessary).

The cost estimate for RAP is:

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Electricity of Vietnam Long An 220kV Substation - RAPSouthern Power Project Management Board Resettlement Action Plan

TABLE 7.1. COMPENSATION COST FOR SUBSTATION SITE

Unit cost Amount. No Item Unit Quantity (VND) (VND)

A Compensation for house/ work1 Class 4 m2 1,565 405,000 633,825,000

B Compensation for land1 Residential (first 50m from road) m2 500 700,000 350,000,000

2 Residential(>50m from Road) m2 2,505 200,000 501,000,000

3 Paddy m2 31144 60,000 1,868,640,000

4 Garden m2 1500 150,000 225,000,000

C Compensation for tree and fruitC and vegetable1 Paddy m2 98645 500 49,322,500

2 Jack Item 15 60,000 900,000

3 1 Mango Item 20 180,000 3,600,000

4 Areca Item 2 80,000 160,000

5 Flamboyant Item 2 20,000 40,0006 Small bamboo Item 1 15,000 15,000

7 Banana Item 57 5,000 285,0008 Coconut Item 21 100,000 2,100,000

9 Tring ca Item 3 20,000 60,00010 Eucalyptus Item 3 20,000 60,000

11 Plum Item 7 30,000 210,000D Compensation for others

E Allowances

Househol1 Transportation ds 12 3,000,000 36,000,000

2 Rehabilitation Persons 268 540,000 144,720,000

3 Occupation changing Persons 68 500,000 34,000,000

4 Timely movement incentive Househol 2 3,000,000 36,000,000

Total 3,885,937,500

7.2. TOTAL COST OF RAP

Total cost estimated RAP is 4,917,727,093 VND. This included the cost of renting for drawingthe classifier for field (serving for inventory work and valuing compensation) compensationcost and the cost for compensating work. The Calculating Cost Table for compensationactivities is shown below.

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Electricity of Vietnam Long An 220kV Substation - RAPSouthern Power Project Management Board Resettlement Action Plan

TABLE 7.2 RAP EXECUTION COST

Unit price TotalNo. Item Unit Quantity VND VND

1 Payment for measurement1 and survey

+ Substation substation 1 3,500,000 3,500,000

+ connecting route km 3.782 3,500,000 13,237,000

2 Payment for survey, plant a

landmark (substation)

Substation substation 1 10,000,000 10,000,000

+ connecting route km 3.782 5,500,000 20,801,000

3 Payment for doing RAP Temporary cost 80,000,000 80,000,000

4 [ndependent monitoring cost Temporary cost 50,000,000 50,000,000

5 Payment for RCC 5% Compensation Cost 194,296,875

Total 371,834,875

TABLE 7.3 TOTAL COST FOR RAP IMPLEMENTATION

No Item Formula AmountA Compensation cost Table 7.1 3,885,937,500B Implementation cost Table 7.2 371,834,875C Slippage in prices 5% x (A+B) 212,888,618D Contingency (*) 10% x (A+B+C) 447,066,099

Total __4,917,727,093

(*) According to experience there are many contingencies in implementation phase. Therefore, taking thecontingency rate is 10%

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Electricity of Vietnam Long An 220kV Substation - RAPSouthern Power Project Management Board Resettlement Action Plan

CHAPTER 8 CONSULTATION AND PARTICIPATION

8.1. PURAPOSES

Consultation with and participation of local authorities and DPs in the preparation andimplementation stage of RAP to get their feedbacks can minimize the contradiction andrestrain the possibility of project delay, help PMB designing a RAP program with full aspectsto meet needs of DPs, therefore, maximize the social economic profits of the project.

PuRAPoses of public consultation and participation for RAP are:

+ Fully sharing information of project scope and its affections.+ Community cooperating in RAP designing program.+ Gathering information of the needs as well as DP's against policies and proposed works toadjust in execution phase.

8.2. PERIODS OF PUBLIC CONSULTANT

Informing community and referencing consist of two periods:

First period: During the process of survey on scale, affected scope of project is shown and gotfeedback from DPs.

Second period: Preliminary RAP report with surveyed and calculated data is shown at LongAn PC. In the meetings, consultant agencies already fully announced to related parts on scopeof project, resettlement policies, impacts of project to nature resources and socio as well asmitigation methods. Draft report after getting approval of province PC will be presented atoffice of PC of province and communes.

Third period: Report already finished following agreement of Province will be publicannounce to DPs for reference by PMB and local government.

Related information such as: compensation standards, policies, allowances, guideline ofprocedure of grievances, implementation plan of compensation and resettlement ...

To guarantee PAHs, their representatives and local authorities knowing the RAP's programclearly, the booklets will be prepared summarily but clearly the related information to widelydeliver before the paying execution by PMB.

Booklets include some below contents:Part 1:- Description of the target and scope of the project- Execution plan of the project- Affection of the projectPart 2:- Description of PAHs' rights and responsibilities- Eligibility, compensation policies and subsidization

- RAP Implementing plan- Sequence and procedure of grievance

- The resettlement responsible organizations

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Electricity of Vietnam Long An 220kV Substation - RAPSouthern Power Project Management Board Resettlement Action Plan

Next to these meetings, PAHs will take part in negotiating meeting with RCC of the project.The object of this meeting is to define the reasonable compensating levels.

These plot measurements, detail inventory and data of affected land will be announced to eachDPs and commune authorities for checking and these data will be public announced by PMBand RCC.

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Electricity of Vietnam Long An 220kV Substation - RAPSouthern Power Project Management Board Resettlement Action Plan

CHAPTER 9 COMPLAINTS AND GRIEVANCES

Since the entire resettlement and rehabilitation program is being carried out with theparticipation of the PAHs, it is expected that no grievance issue will be raised. However, toensure that the PAHs have avenues for redressing their grievances related to any aspect ofcompensation and resettlement, detailed procedures of redresses of grievances have beenestablished for the project. The objective is to respond to the complaints of the PAHs speedilyand in a transparent manner. The mechanism is designed to be easy, transparent and fair.PAH's complaints and grievances will be dealt with according to customary procedures andaccording to Vietnamese law. PAH's complaints will be treated fairly and must be facilitatedwith assistance as they plead their cases. In addition, no fee shall be levied on them and incase legal supports are necessary, this shall be given to them free of charge.

9.1. PROCEDURE OF COMPLAINTS AND GRIEVANCES

The sequence of complaints and grievances including:

1) Step 1: If there is any aspect of the resettlement and rehabilitation program from a DP, itwill be sent to Commune People's Committee. Commune People's Committee will transfertheir contents to Project Management Board (PMB) and cooperate with PMB to resolve itthrough direct negotiation within 15 days from the day received complaints and grievances.

2) Step 2: If DP is not satisfied with the decision in step 1, the complaints shall be broughtand solved at related District authorities with the cooperation of PM3B within 15 days from thedate of the receipt of the decision in step 1.

3) Step 3: If the step 2 also fails, complaints will be transferred to provincial authorities.Fifteen-day period is limit time of resolving.

4) Finally, if the DP is still dissatisfied with the decision, he/she can appeal to theProvincial/District People's Court (DPC) in accordance with the "Civil Procedure Act" within15 days of receiving the decision of the PMB without being charged. DPC decision will be alegal basis for compensation.

9.2. LEGAL GUARANTEES FOR COMPLAINTS AND GRIEVANCES

In order to make sure that PMB consider PAH's complaints and a fair settlement of litigationcases, negotiations will be observed by PAH's witnesses. Further, PAHs have rights to askthe helping of their selected representatives.

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Electricity of Vietnam Long An 220kV Substation - RAPSouthern Power Project Management Board Resettlement Action Plan

CHAPTER 10 MONITORING AND EVALUATION

RAP shall be constantly supervised and monitored by SPPMB in cooperation with localPeople's Committees.

The WB OP 4.12 on Involuntary Resettlement recommends that independent activities arecarried out. An independent monitoring agency will be entrusted with external monitoringtasks. The interested institutions have to submit their technical and financial proposals toPMB for review and then to WB for its concurrence.

The chosen independent monitoring institution shall be contracted by the PMB immediatelyafter RAP approval and shall begin supervision and monitoring activities from the beginningof the implementation phase. Terms of Reference for independent monitoring will be preparedby PMB and then submit to WB for its concurrence.

10.1. INTERNAL MONITORING

Internal supervision and monitoring include:a) Monitoring the investigation of population and social economy situation and

inventorying the DP's damages, status, occupation and living condition and of DP;

b) Monitoring whether the implementation of resettlement and compensation tasks arecared out as provided in this RAP;

c) Monitoring the availability and quality of replacement land;

d) Monitoring the timely and sufficient deployment of resettlement and compensationfunds for this RAP;

e) Investigate and fairly assess each case of complaint and grievance;

f) Internal monitoring agencies will prepare a quarterly report detailing the progress ofRAP implementation. Such a report should be made available to appropriateGovernment authorities, WB and external monitoring agencies.

10.2. EXTERNAL MONITORING

Beside evaluation the quarterly reports produced by internal monitors and conduct the samething of investigation assigned to internal monitoring, the external monitoring agency will beresponsible for following activities:

a) Review and evaluate the inventoried results and entitlements determination. Checkunit costs of compensation applied in RAP, to see if they are still at replacementcosts/market prices at the time of RAP implementation and recommend to PMB foradjusting (if necessary);

b) Evaluation of socio-economic impacts of this project on the DPs;

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Electricity of Vietnam Long An 220kV Substation - RAPSouthern Power Project Management Board Resettlement Action Plan

c) Supervision of the implementation of RAP to achieve the objectives of the RAP inparticular "to improve or at least maintain the incomes and living conditions of the DPafter the resettlement";

d) Putting forward the amendments for the implementation of RAP so as to achieve theobjectives of this RAP;

e) Offering suggestions on how improve RAP programs;

f) Closely monitoring compensation activities and be prepared to give informedevaluation of complaints and grievances cases;

g) Write working reports to be submitted to PMB and WB.

Power Engineering & Consulting Company No.3 - PECC3 39/39

LONG AN 220KV SUBSTATION PROJECT

APPENDIX

APPENDIX 1: DRAWINGS

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HICN TRFNG SY DUNG DAT KHU Vlc TRFtAM BIEN AP 220kV LONG AN(LAND USE WITHIN PROJECT SITE LONG AN 220 kY SUBSTATION)

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*~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

APPENDIX 2: EXAMPLE FOR SOCIO-ECONOMIC SURVEY

QUESTIONNAIRE FOR MAKING RESETTLEMENT PLAN (RP)The projects prepare to use the remaining budget of credit 3680-VN

QUESTIONNAIRE FOR INVENTORY OF LOSSES

Code: ..............................

Nam e of respondent: .............................................................................................................................

A ddress: .............................................................................................................................

Street: .............................................................................................................................H am let: .............................................................................................................................Commune/Ward: .............................................................................................................................D istrict: ......................................................................................................................Province: .............................................................................................................................

1. INFORMATION OF HOUSEHOLD

Agecn Ethnic ~~~~~~~~~~Residential

No Name in full . Education* registration1~~~ o ~group

Adult member12345Under 17 years old

3

Total members of family......... Total adult members.........+ Total membersunder 17 years old ........

(*) Relationship to owner:

1. Husband/wife 2. Father/Mother 3. Children4. Grandchild 5. Grandparent 6. Others

(**) Education:

1. Analphabetic 2. Can read and write 3. Primary school4. Secondary school 5. High school 6. University graduate7. Intermediate school/Vocational school

Ethnic minority households:

Attending school

Primary school Secondary school High school University

Male Female Male Female Male Female Male Female

(***) Residential registration status:1. Permanent residential registration2. Temporary residential registration3. Temporary absence4. No residential registration

1.1. Occupation and average monthly income of family members

Income per monthNo Name Occupation* Total1___ Regular Other sources

2

3

4

Totalfamily income

(*) Occupation

1. Wage-earner 7. Unstable occupation2. Retirement 8. Other occupation3. Handicraft 9. Housewife4. Farmer 10. Schooling/training5. Aquaculture/fishing 11. Unemployed6. Business 12. Eligibility for especial assistance

The family is in the income group:

High Cl Above medium O Medium E Low Cl(In relation with average income ofprovince)

1.2 Average expenses of household (VND)

Monthly expenses Total Other expenses Total* Food * Festivals* Electricity * Funerals/weddings* Water * Purchasing household appliance* Rent house * Repairs of house* Education * Repairs of motorbike/ motor boat* Transport * Others* Clothes

* Medical

* Taxes, fees

* Others I I I 1

1.3 In case the household relocates a new place, number of members:

1. Be lost one's job a 2. Be decreased income E 3. Unknow El

1.4 Use of the house

1. Use for living E 2. Use for business E 3. Partly living and partly business C14. for rent E 5. Vacant C1 5. Others C1

1.5 Household comforts and appliances in possession

1. Toilets E2. Kitchen 113. Water connection from network E Water Meter El4. Electricity Ol Electricity Meter 1E5. Motorbike El6. Motor-boat El7. Bicycle El8. Television E9. Fridge El10. Washing-machine El11. Electronic produce E12. Telephone El13. Otherst

1.6 Does the household have any disabled member?

Yes E No El

1.7 If 'Yes' to 1.6, please ascertain the type of disability

disabled levelNo Name Age Type of disability Totally Partially Mild

Male Female

1. Blind

2. Hearing impairs

3. Mentally retarded

4. Orthopaedicallyhandicaped

5. Others

1.8 Does the household have any elderly member?

l.Yes El 2.No EIf "yes", please give details about age, physical condition, dependency status etc...................................................................................................................................................................................................................

.........................................................................................................

............................................................ I...............

1.9 According to you, What are the special needs of the elderly and disable persons?(Example: medical care, mobility, food, social ... )

........................................................................................................., ~ ~~~.........................................................................................................

.........................................................................................................

...........................................................................

1.10 Health of household

1. Water disease (diarrhea, dysentery ...) 0 2. Respiration (bronchitis ... ) 03. Internal disease (cardiac, liver ...) 0 4. Skin disease 0

1.11 Religion

1. Buddhism 0 2. Catholicism 0 3. Others 0

2. INFORMATION ON AFFECTED ASSETS

2.1. Residential land

Land for housing and land for businessM2

Unit: mExisting residential land Legal status Affected residential land

Land for housing Land for business0~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~.

~20 4,0 0

With Without With Withoutownership ownership ownership ownership

Related papers to residential land:......................................................................................................................................................................................................................................................................................................................................................

...........................* In case without ownership, please write specifically state of rent, state of temporary residence, ... and monthlyexpense for rent.

2.2. Cultivated land

Unit : m2

Legal statusItems Existing area Affected area With Without

ownership ownership Temporary usePaddy field

Crops landIndustrial trees land

GardenForest

Pond

Other

Related papers to cultivated land:..................................................................................................................

..................................................................................................................

..................................................................................................................

..................................................................................................................

2.3. Affected perennial trees and annual trees

Affected perennial trees and fruit trees

State of State ofType of trees Amount (tree) cutting Type of trees Amount (tree) development

(year) (year)

* Eucalyptus * Longan

* China-tree * Durian

* Bamboo * Pepper

* Mango * Cashew

* Orange * Coffee

* Palm * Jack

* Star apple * Plum

* Coconut *

* Rambutan *......

Affected annual trees

Amount State of cutting Amount State ofType of trees Type of trees development(tree) (crop/year) (tree) (crop/year)

* Paddy * Maize

* Sugar-cane * Pineapple

* Bean * Other

* Cassava ..............

.............. ..............

2.4 House

Constructionpermit Existing house Affected house

Type of Ttl Total house Total Total househouse Owned Encroached house construction land construction

Yes No Owned E ancrahd house landland land pland surface area plt surface area(m2) (m2) p lo2t (urfnc2)ae (plot) (m2)

____ (m2)~~~~~~~M)(I1) m

I't class2ndclass

3rd class

14th class I l I I I ITemporaryI I IIII I

Related papers to house:

- . ~~................................................................................................................................................................................................................................................................................................................................................................................................................................................

* * In case without ownership, please write specifically state of rent, state of temporary residence, ... and monthlyexpense for rent house.

2.5. Other structures

Items Measurement Estimated price Related papers

* Kitchen

* Toilet

* Cattle cages

* Cistern

* Well

* Yard

* Electricity supply system

* Water supply system

* Bridge, sewer

* Entrance

* Church/shrine

* Graves

* Others

3. INFORMATION ON COMPENSATION AND RESETTLEMENT

3.1 Willingness for resettlement

1. Yes 0 2.No 0

If 'No', what are your suggestion:

..................................................................................................................

..................................................................................................................

..................................................................................................................

.................................................................................................................................................................................................................................................................................

Apart from this house and this plot of residential land, does the household have any other houseor other land in commune/district/province?

1. Yes 0 2. No 0

If 'Yes', please give details about address, area, type of house/land

..................................................................................................................

..................................................................................................................

3.2 What form of compensation for land would you perfer?

1. Land for lost land 0 2. Cash for lost land 0

3.3 What form of compensation for house and other losses would you perfer?

1. Provide materials and labour for construction of house at self-selected location

2. Cash for structures for self-relocation D

3. Independent house settled by the project a

4. Other options

3.4 What form of restoration for income would you prefer?

1. Financial assistance E2. Allocate a plot E3. Assistance in employment seeking a

4. Assistance for training El5. Training for appropriate new skill El6. Assistance in credit for restoration of business El7. Other proposals

.........................................................................................................

......................................................................................................

3.5 What form of resettlement would you prefer?

(Please record in order ofpreference: 1, 2, 3... in the blank space)

1. Land is compensated at the replacement price, trees/crops are compensated at themarket price. El

2. Resettle on the remaining of your land El3. Adequate technical infrastructures (road, electricity supply system, water supply

system, ... ) at new site El4. Adequate social infrastructure(school, market, ... ) at new site El5. Easy to open business at new site El6. Good community at new site El7. Good environment quality at new site El8. Got a house in resettlement area without incurring debt El9. Training and employment E10. Additional suggestions, if any.......................................................................................................... . .. . .. .. .. .. . .. . . . . .. . .. . . .. .. . .. . .. . .. . .. . .. . .. . .. . .. . . .. . . . . .. .. . .. . .. . .. . .. . .. . .. . .. . .. . ... .. .. .. .........................................................

Date . Month ....... Year

Interviewer(Sign and write one 'sfull name)

APPENDIX 3: RESULT OF SOCIO-ECONOMIC SURVEY OF LONG AN 220KV SUBSTATION

TABLE 1: SUMMARY SOCIO-ECONOMIC OF HOUSEHOLDS

Total members Residentialof household Education registration Occupation Total average income

status Total Affected byHEADS OF _ A ta relocate a new

No HOUSEHOLDS Address Averaget 4128't HOUSEHOLDS ~ ~ ~ ~ O ~ hoceChoice Choice exess place; Choice 1,CD form 1 to f o4form 1 to Regular Ohr epne ,

6 or 12o 4sources

I Nguyen Thi Trong Binh Cang No.1 hamlet, Binh 0 3 4 1 4,6 2.000.000 500.000 2.500.000 2

2 Nguyen Van Chinh Binh Gang No.1 hamlet, Binhi 0 5 3 1 4 500.000 0 500.000 2Thanh commune

2 Nguyen Van Le Binh Cang No.2 hamlet, Binh 1 3 3 1 4,5 1.000.000 000 1.300.000 2Thanh commune

4 Nguyen Van Le Binh Cang No.2 hamlet, Binh 0 1 3 1 4,5 600.000 200.000 800.000 2Nguyen Van Quy Thanh commune

5 Ho Thi Be Binh Cang No.1 hamlet, Binh 0 3 3 1 4,5 500.000 200.000 700.000 2Thanh commune

HNguyen Ngoc Thanh Binh Cang No.1 hamlet, Binh O 3 5 1 4,5 800.000 100.000 900.000 2Thanh commune

7 Nguyen Van Cuc Binh Cang No.1 hamlet, Binh 2 1 4 1 4,5 900.000 300.000 1.200.000 2Nguyen an CucThanh commune

8 Nguyen Van Qua Thanh commune 2 2 3 1 4 600.000 100.000 700.000 2

9 Nguyen Trung Tinh Binh Gang No.l hamlet, Binh 2 1 4 1 8 4.000.000 0 4.000.000 2Thanh commune

TABLE 2: HOUSEHOLD COMFORTS, EDUCATION LEVEL, HEALTH

No HOUSEADSOF Use of the house; Household comfortso Member(No (0) Elderly member; Health status; Choice Religion; ChoiceHOUSEHOLDS Choice form I to 5 Choice form I to 13 : Choice form 1 to 5) Yes(1), no (0) form I to 4 form I to 4

1 Nguyen Thi Trong 1 1,3,4 0 0 0 02 Nguyen Van Chinh 1 1,3,4 0 0 0 03 Nguyen Van Le. 1 1,3,4 0 0 0 04 Nguyen Van Quy 1 1,3,4 0 0 0 05 Ho Thi Be 1 1,3,4,8 0 0 0 06 Nguyen Ngoc Thanh 1 1,3,4 0 0 0 07 Nguyen Van Cuc 1 1,3,4 1 0 4 08 Nguyen Van Qua 1 1,3,4 0 0 0 09 Nguyen Trung Tinh 1 1,3,4,5,6,8 0 0 0 0

TABLE 3: HOUSEHOLDS WITH EFFECTED LAND

Existing residential Effected residential Effected OwnershipExisting cultivated land area (mi) cultivated land status

HEADS OF land area land area area(m2) (yes, no)

No HOUSEHOLDSTotal Legal status Total Legal status Pad Cwp Industrial Ga td Pn Other Paddy

(m) yes,no) (in) (yes, no) trees

I Nguyen Thi Trong 300 Yes 0 Yes 19346 0 0 0 0 0 0 7887

2 Nguyen Van Chinh' 250 Yes 0 Yes 4560 0 0 0 0 0 0 4349

3 Nguyen Van Le 120 Yes 0 Yes 2986 0 0 0 0 0 0 2000

4 Nguyen Van Quy 0 Yes 0 Yes 13042 0 0 0 0 0 0 3726

5 Ho Thi Be 150 Yes 0 Yes 9931 0 0 0 0 0 0 5935

6 Nguyen Ngoc Thanh 250 Yes 0 Yes 2437 0 0 0 0 0 0 900 Yes

7 Nguyen Van Cuc 420 Yes 420 Yes 540 0 0 0 0 0 0 290 Yes

8 Nguyen Van Qua 1394 Yes 1394 Yes 5617 0 0 0 0 0 0 5217 Yes

9 Nguyen Trung Tinh 3000 Yes 600 Yes 1200 0 0 0 0 0 0 0 Yes

TABLE 4: HOUSEHOLDS WITH EFFECTED HOUSE

Type of house Construction Existing house Affected housepermit

No HOUEHODS OFOwned Encroached Total house land Ttlhue Total house land contrlhuctioNo HOSEAHOLS (1, 2,3,4, (yes, no) land land plot construction surface plot construction

temp) M)M)area M)surface areatemp)(m2) (m2) (mZ) (ine) (in) (m2)

2 Nguyen Van Cuc 4 no 420 0 76 0 76 0

3 Nguyen Van Qua 4 no 1394 0 85 0 85 0

4 Nguyen Trung Tinh 4 no 3000 0 248 0 248 0

TABLE 5: HOUSEHOLDS WITH EFFECTED ANNUAL TREES

PADDY CROP OTHER

No HEADS OF HOUSEHOLDS State of cutting A State of cutting State of cutting.Amount (ma) (crop/year) Amount (i) (crop/year) Amount (tree) (crop/year)

I Nguyen Thi Trong 7887 2 0 0 0 0

2 Nguyen Van Chinh 4349 2 0 0 0 0

3 Nguyen Van Le 2000 2 0 0 0 0

4 Nguyen Van Quy 3726 2 0 0 0 0

5 Ho Thi Be 3000 2 0 0 0 0

6 Nguyen Ngoc Thanh 900 2 0 0 0 0

21862

TABLE 6: HOUSEHOLDS WITH EFFECTED PERENNIAL TREES

JACK MANGO ARECA FLAMBOYANT SMALL BAMBOO BANANA

No HEADS OF HOUSEHOLDS Amount State of At State of State of State of Am State of State of(re cutn (tree) c utig(ree) cutting (te)cutting (te) cutting (te)cutting

(year) (year) (year) (year) (yea)_(ear

1 Nguyen Van Qua 10 1

2 Nguyen Trung Tinh 2 5 2 4 2 6 1 3 12

TABLE 7: RESETTLEMENT EXPECTATION

RESETTLEMENT RESIDENTIAL FORM OF FORM OF FORM OF PRFENEORESETTLEMENT LAND IN OTHER CONMENSATION COMPENSATION RESTORATION RESETTLEMENT NEEDS AREA FOR LAND FOR HOUSE AND FOR INCOME RSTLMN

No HEADS OF HOUSEHOLDS OTHER LOSSES

_ (YES =I1 / NO=0) (YES =1 / NO =0) (Land for lost land =1, (follow to order 1, 2, (follow to order 1, 2, (order to preer 1ene 1Cash for lost land 0) 3,4) 3,4,5) 4...1)

I Nguyen Thi Trong 0 1 0 2 1 12 Nguyen Van Chinh I 0 0 2 13 Nguyen Van Le 0 0 0 2 1 14 Nguyen Van Quy 0 0 0 2 1 15 HoThiBe 0 0 0 2 1 I6 Nguyen Ngoc Thanh 0 0 0 2 1

7 Nguyen Van Cuc 0 1 0 2 1 18 Nguyen Van Qua 0 0 0 2 1 I9 Nguyen Trung Tinh 0 1 l0 2

RESULT OF SOCIO-ECONOMIC SURVEY OF CONNECTING ROUTE

TABLE 1: SUMMARY SOCIO-ECONOMIC OF HOUSEHOLDS (CONNECTING ROUTE)

Residentia

Total members Educatio 1 Occupatio Total average income Affected byHEADS OF of household n registratio n Total relocate a new

No HOUSEHOLDS Address n status Average place; ChoiceO - Choice Choice Choice Other expenses 1,2,3

_ 0. form 1 to form I to form 1 to Regular sources_____ ~~6 4 12

1 Do Minh Trung Binh Cang No. 1 hamlet, Binh Thanh 2 1 4 1 4,6 1.500.000 200.000 1.700.000 2commune

2 Tran Thi Mung Binh Cang No. 1 hamlet, Binh Thanh 2 7 3 1 4,5 1.000.000 200.000 1.200.000 2commune

3 Luong Thi Sau Binh Cang No.1 hamlet, Binh Thanh 0 1 4 1 4,5 700.000 100.000 800.000 2______ ______ ______com m une

4 Chau Huu Ai Binh Cang No.2 hamlet, Binh Thanh 2 2 4 1 4,5 900.000 200.000 1.100.000 2commune

5 Nguyen Van Cuc Binh Cang No.2 hamlet, Binh Thanh 0 1 4 1 4,5 800.000 100.000 900.000 2commune

6 Phan Huu Hung Binh Cang No.1 hamlet, Binh Thanh 0 2 4 1 5 6.000.000 4.000.000 10.000.000 2commune

7 Ng Cong Khoanh Binh Cang No. 1 hamlet, Binh Thanh 0 2 4 1 2,5 700.000 2.000.000 2.700.000 2comnmune

8 Tra'n van Long Binh Cang No. 1 hamlet, Binh Thanh 2 3 3 1 4,5 700.000 200.000 900.000 2Tran ~~~~commune

9 Tran Thi Bot Binh Cang No.1 hamlet, Binh Thanh 2 1 3 1 4 500.000 400.000 900.000 2comnmune

10 Tran Thi Thanh Pho Tho Cang area - Ward No.5 1 5 3 1 4,5 800.000 200.000 1.000.000 211 HuynhHuuKhai Pho Tho Cang area - Ward No.5 2 4 3 1 4,5 1.000.000 100.000 1.100.000 212 Nguyen Thi Be Sau Pho Tho Cang area - Ward No.5 1 3 3 1 4,5 800.000 100.000 900.000 213 Phan Van Du Pho Tho Cang area - Ward No.5 2 2 4 1 4,5 1.000.000 200.000 1.200.000 214 Vo Thi Manh Pho Tho Cang area - Ward No.5 2 7 3 1 4 400.000 100.000 500.000 215 Vo Van Dam Pho Tho Cang area - Ward No.5 1 6 6 1 2,5 600.000 300.000 900.000 2

16 Nguyen Thi Phuoc Pho Tho Cang area - Ward No.5 1 3 3 1 4,5 600.000 200.000 800.000 217 Nguyen Van Tao Pho Tho Cang area - Ward No.5 2 4 3 1 4,5 400.000 200.000 600.000 218 Ha Van Hanh Pho Tho Cang area - Ward No.5 4 6 4 1 4,5 800.000 200.000 1.000.000 219 Nguyen Van Trieu Pho Tho Cang area - Ward No.5 2 4 3 1 4,5 500.000 100.000 600.000 220 Huynh Hoang Khanh Pho Tho Cang area - Ward No.5 0 5 4 1 1,5 1.300.000 300.000 1.600.000 221 Ng Thanh Tuong Pho Tho Cang area - Ward No.5 2 2 4 1 4,5 700.000 200.000 900.000 222 Dinh Thi Duong Pho Tho Cang area - Ward No.5 0 5 3 1 4,5 800.000 300.000 1.100.000 223 Nguyen Minh Tri Pho Tho Cang area - Ward No.5 2 2 5 1 6 3.000.000 0 3.000.000 224 Nguyen Van Hai Pho Tho Cang area - Ward No.5 0 4 6 1 1,5 2.000.000 500.000 2.500.000 225 Huynh Thi Dang Pho Tho Cang area - Ward No.5 0 1 4 1 6 3.000.000 0 3.000.000 226 Le Huynh Mai Pho Tho Cang area - Ward No.5 4 7 4 1 1 1.700.000 0 1.700.000 227 Duong Nguyen . Pho Tho Cang area - Ward No.5 1 4 4 1 3,5 3.000.000 700.000 3.700.000 228 Nguyen van Buoi Nhon Tri hamnlet - Nhon Thanh Trung 0 6 4 1 4,5 700.000 200.000 900.000 229 Huynh Van Bong Nhon Tri hamlet - Nhon Thanh Trung 0 9 3 1 4,5 800.000 200.000 1.000.000 230 Nguyen Van Phuc Nhon Thuan hamlet - Nhon Thanh 5 6 3 1 4,5 900.000 100.000 1.000.000 2

Trung31 Nguyen Van Nam Nhon Tri harnlet - Nhon Thanh Trung 0 8 3 1 4,5 700.000 200.000 900.000 232 Phan Thi Men Nhon Tri hamlet - Nhon Thanh Trung 0 1 3 1 4,5 600.000 200.000 800.000 233 Tran Thi Hoa Nhon Tri hamlet - Nhon Thanh Trung 3 3 3 1 4,5 700.000 200.000 900.000 234 Nguyen Ngoc Be Nhon Thuan hamlet - Nhon Thanh 1 5 3 1 4,5 800.000 200.000 1.000.000 2Nguyen Ngoc Be Trung_____

35 Le Thi Dieu Nhon Thuan hamlet - Nhon Thanh 1 4 3 1 4,5 900.000 300.000 1.200.000 2Trung

36 Huynh Thi Canh Nhon Thuan hamlet - Nhon Thanh 2 3 1 1 4,5 800.000 300.000 1.100.000 2Trung

37 Truong Cong So Nhon Thuan hamlet - Nhon Thanh 3 4 5 1 4,5 700.000 200.000 900.000 2Trung

38 Tran Van Tai Nhon Thuan hamlet - Nhon Thanh 0 7 3 1 4,5 500.000 300.000 800.000 2Trung

39 Nguyen Ngoc No Nhon Thuan hamlet - Nhon Thanh 2 2 3 1 7 400.000 0 400.000 2Nguyen Ngoc No ~Trung

40 Nguyen Van Nhanh Nhon Thuan hamlet - Nhon Thanh 0 3 3 1 4,5 900.000 300.000 1.200.000 2Trung41 Le Thi Sau Nhon Tri hamnlet - Nhon Thanh Trung 1 6 5 1 4,5 800.000 400.000 1.200.000 242 Huynh Van Be Nhon Thuan hamlet - Nhon Thanh 2 3 3 1 4,5 600.000 300.000 900.000 2

Trung ___

43 Nguyen Minh Tam NhonTrihaletr-NhonThanhTrung 1 2 4 1 4,5 1.500.000 400.000 1.900.000 244 Le Van Diet Nhon Tri hamlet - Nhon Thanh Trung 0 1 3 1 4,5 700.000 300.000 1.000.000 245 Nguyen Thi Thu Van Nhon Tri hamlet - Nhon Thanh Trung 0 1 3 1 4,5 500.000 400.000 900.000 246 Huynh Thi Kim Ngan Nhon Tri hamlet - Nhon Thanh Trung 0 2 5 1 4,5 900.000 500.000 1.400.000 247 Huynh Thi Phan Nhon Tri hamnlet - Nhon Thanh Trung 0 2 3 1 4,5 600.000 200.000 800.000 248 Huynh Duy Hai Nhon Tri hamlet - Nhon Thanh Trung 1 2 4 1 4,5 700.000 200.000 900.000 249 Nguyen Thi Dang Nhon Tri hamlet - Nhon Thanh Trung 0 1 4 1 4,5 600.000 200.000 800.000 250 Ho Van Dep Nhon Tri hamlet - Nhon Thanh Trung 2 3 3 1 4,5 1.200.000 400.000 1.600.000 2

TABLE 2: HOUSEHOLD COMFORTS, EDUCATION LEVEL, HEALTH

HEADS OF Use of the house; Choice Household comforts- Disabled Member(No Elderly member; Health status; Choice Religion ChoiceNo HOUSEHOLDS form 1 to 5 Choice form I to 13 I to 5) Yes(1), no (0) form I to 4 form i to 4

1 Do Minh Trung 1 1,3,4,5,6,8 0 0 0 02 Tran Thi Mung 1 1,3,4,5,8 0 0 0 03 Luong Thi Sau 1 1,3,4 0 0 0 04 Chau Huu Ai 1 3,4 0 0 0 05 Nguyen Van Cuc 1 1,3,4 0 0 0 06 Phan Huu Hung 1 1,3,4,5,6,7,8 0 0 0 07 Ng Cong Khoanh 1 1,3,4,5,8 0 0 0 08 Tran van Long 1 1,3,4,5,8 0 0 0 09 *TranThi Bot 1 1,3,4 0 0 0 010 Tran Thi Thanh 1 1,3,4 0 0 0 011 Huynh Huu Khai 1 1,3,4,5,8 0 0 0 012 Nguyen Thi Be Sau 1 3,4 0 0 0 013 Phan Van Du 1 1,3,4,5,6 0 0 0 014 Vo Thi Manh 1 1,3,4 0 0 0 015 Vo Van Dam 1 1,3,4 0 0 0 016 Nguyen Thi Phuoc 1 1,3,4,8 0 0 0 017 Nguyen Van Tao 1 3,4 0 0 0 018 Ha Van Hanh 1 1,3,4,8 0 0 0 0

19 Nguyen Van Trieu 1 3,4 0 0 0 020 Huynh Hoang Khanh 1 1,3,4,8 0 0 0 021 Ng Thanh Tuong 1 3,4 0 0 0 022 Dinh Thi Duong 1 1,3,4 0 0 0 023 Nguyen Minh Tri 1 1,3,4,5,8 0 0 0 024 Nguyen Van Hai 1 1,3,4,5,6,8 0 0 0 025 Huynh Thi Dang 1 1,3,4,5,6,8 0 0 0 026 Le Huynh Mai 1 1,3,4,5,8 0 0 0 027 Duong Nguyen 1 1,3,8 0 0 0 028 Nguyen van Buoi 1 1,3,4 0 0 0 029 Huynh Van Bong 1 3,4 0 0 0 030 Nguyen Van Phu.c 1 3,4 0 0 0 031 Nguyen Van Nam 1 1,3,4 0 0 0 032 Phan Thi Men 1 1,3,4 0 0 0 033 Tran Thi Hoa 1 3,4 0 0 0 034 Nguyen Ngoc Be 1 3,4 0 0 0 035 Le Thi Dieu 1 1,3,4 0 0 0 036 Huynh Thi Canh 1 1,3,4 0 0 0 037 Truong Cong So 1 3,4 0 0 0 038 Tran Van Tai 1 1,3,4 0 0 0 039 Nguyen Ngoc No 1 3,4 0 0 0 040 Nguyen Van Nhanh 1 3,4 0 0 0 041 Le Thi Sau 1 1,3,4,5,8 0 0 0 042 Huynh Van Be 1 1,3,4 0 0 0 043 Nguyen Minh Tam 1 1,3,4,5 0 0 0 044 Le Van Diet 1 1,3,4 0 0 0 045 Nguyen Thi Thu Van 1 1,3,4 0 0 0 046 Huynh Thi Kim Ngan 1 1,3,4,5,8 0 0 0 047 Huynh Thi Phan 1 1,3,4 0 0 0 048 Huynh Duy Hai 1 3,4 0 0 0 049 Nguyen Thi Dang 1 1,3,4 0 0 0 050 Ho Van Dep 1 1,3,4,8 0 0 0 0

1~~~~~ . 5 4

TABLE 3: HOUSEHOLDS WITH EFFECTED LAND

Existing Effectedresidential land residential land Existing cultivated land area (m2) Effected cultivated land area(m2 ) Ownership

. NO HEADS OF area area status

HOULSEHOLDS rTotal Legal Total Legal Industrial Industrial (yes no)(in 2) status 2 status Paddy Crop trees Garden Forest Pond Other Paddy Crop trees Garden Pond (ysn)

(yesno) in2) (yes, no)

1 Do Minh Trung 300 Yes 0 0 1016 0 0 0 0 0 0 500 0 0 0 0 Yes4 Tran Thi Mung 279 Yes 0 0 4600 0 0 400 0 0 0 1598 0 0 0 0 Yes5 Luong Thi Sau 200. Yes 0 0 12938 0 0 0 0 0 0 3813 0 0 0 0 Yes6 Chau Huu Ai 200 Yes 0 0 2616 0 0 0 0 0 0 1514 0 0 0 0 Yes8 Nguyen Van Cuc 221 Yes 0 0 3345 0 0 1400 0 0 0 210 0 0 0 0 Yes12 Phan Huu Hung 300 Yes 50 Yes 0 0 0 0 0 0 0 0 0 0 100 0 Yes16 Ng Cong Khoanh 300 Yes 200 Yes 0 0 0 900 0 0 0 0 0 0 300 0 Yes17 Tran van Long 300 Yes 300 Yes 11857 0 0 434 0 0 0 3000 0 0 200 0 Yes18 Tran Thi Bot 1500 Yes 100 Yes 0 0 0 0 0 0 0 0 0 0 0 0 Yes19 Tran Thi Thanh 400 Yes 0 0 2568 0 0 3000 0 0 0 1002 0 0 0 0 Yes20 Huynh Huu Khai 300 Yes 0 0 17869 0 0 5200 0 0 0 8472 0 0 0 0 Yes21 Nguyen Thi Be Sau 400 Yes 0 0 7850 0 0 400 0 0 0 3744 0 0 0 0 Yes22 Phan Van Du 292 Yes 0 0 2200 0 0 1800 0 0 0 426 0 0 0 0 Yes23 Vo Thi Manh 250 Yes 0 0 2000 0 0 2800 0 0 0 988 0 0 0 0 Yes24 Vo Van Dam 300 Yes 0 0 6495 0 0 2700 0 0 0 2748 0 0 0 0 Yes25 Nguyen Thi Phuoc 300 Yes 0 0 6675 0 0 3500 0 0 0 2540 0 0 0 0 Yes26 Nguyen Van Tao 200 Yes 0 0 2039 0 0 2600 0 0 0 998 0 0 0 0 Yes27 Ha Van Hanh 250 Yes 0 0 4800 0 0 3900 0 0 0 2142 0 0 0 0 Yes28 Nguyen VanTrieu 300 Yes 0 0 1824 0 0 0 0 0 0 746 0 0 0 0 Yes29 HuynhHoang Khanh 300 Yes 0 0 1756 0 0 3200 0 0 0 868 0 0 0 0 Yes30 NgThanhTuong 300 Yes 0 0 5404 0 0 700 0 0 0 2596 0 0 0 0 Yes31 Dinh Thi Duong 269 Yes 69 Yes 2833 0 0 8000 0 0 0 250 0 0 1431 0 Yes32 Nguyen Minh Tri 327 Yes 300 Yes 0 0 0 2000 0 0 0 0 0 0 1200 0 Yes33 Nguyen Van Hai 226 Yes 200 Yes 2000 0 0 400 0 0 0 0 0 0 0 0 Yes34 Huynh Thi Dang 418 Yes 200 Yes 0 0 0 0 0 0 0 0 0 0 0 0 Yes

35 Le Huynh Mai 550 Yes 350 Yes 0 0 0 0 0 0 0 0 0 0 0 0 Yes36 Duong Nguyen 322 Yes 322 Yes 0 0 0 0 0 0 0 0 0 0 0 0 Yes37 Nguyen van Buoi 204 Yes 0 0 4000 0 0 2400 0 0 0 1982 0 0 1400 0 Yes38 Huynh Van Bong 300 Yes 0 0 1819 0 0 0 0 0 0 648 0 0 0 0 Yes39 Nguyen Van Phuc 400 Yes 0 0 2500 0 0 0 0 0 0 1275 0 0 0 0 Yes40 Nguyen Van Nam 500 Yes 0 0 1885 0 0 0 0 0 0 998 0 0 0 0 Yes41 Phan Thi Men 300 Yes 0 0 2000 0 0 0 0 0 0 1200 0 0 0 0 Yes42 Tran Thi Hoa 256 Yes 0 0 3015 0 0 0 0 0 0 1421 0 0 0 0 Yes43 Nguyen Ngoc Be 400 Yes 0 0 1202 0 0 0 0 0 0 526 0 0 0 0 Yes44 Le Thi Dieu 500 Yes 0 0 4943 0 0 0 0 0 0 1898 0 0 0 0 Yes45 HuynhThiCanh 300 Yes 0 0 5076 0 0 5700 0 0 0 2500 0 0 0 0 Yes46 Truong Cong So 300 Yes 0 0 10463 0 0 2700 0 0 0 4684 0 0 0 0 Yes47 Tran Van Tai 300 Yes 0 0 5809 0 0 1200 0 0 0 2242 0 0 0 0 Yes48 Nguyen Ngoc No 200 Yes 0 0 2762 0 0 900 0 0 0 380 0 0 0 0 Yes49 Nguyen Van Nhanh 215 Yes 0 0 2825 0 0 13400 0 0 0 210 0 0 1200 0 Yes50 Le Thi Sau 500 Yes 0 0 2000 0 0 0 0 0 0 600 0 0 0 0 Yes51 Huynh Van Be 200 Yes 0 0 5181 0 0 800 0 0 0 2146 0 0 0 0 Yes52 Nguyen Minh Tam 200 Yes 0 0 6045 0 0 0 0 0 0 2680 0 0 0 0 Yes53 Le Van Diet 200 Yes 0 0 6045 0 0 0 0 0 0 2244 0 0 0 0 Yes54 Nguyen Thi Thu Van 300 Yes 0 0 5374 0 0 0 0 0 0 1800 0 0 0 0 Yes55 HuynhThi Kim Ngan 500 Yes 0 0 11286 0 0 0 0 0 0 6028 0 0 0 0 Yes56 Huynh Thi Phan 300 Yes 0 0 5716 0 0 0 0 0 0 2572 0 0 0 0 Yes57 Huynh Duy Hai 200 Yes 0 0 6877 0 0 0 0 0 0 300 0 0 0 0 Yes58 Nguyen Thi Dang 300 Yes 0 0 8957 0 0 0 0 0 0 610 0 0 0 0 Yes59 Ho Van Dep 500 Yes 0 0 5875 0 0 0 0 0 0 398 0 0 0 0 Yes

TABLE 5: HOUSEHOLDS WITH EFFECTED ANNUAL TREES

PADDY CROP CASSAVA MAIZE OTHER

No HEADS OF HOUSEHOLDS Amon State of Aon State of Aon State of Aon State of Aon State of(m ) cutting (m) cutting (tree) cutting (tree) cutting Amount cutting

(crop/year) (crop/year) (crop/year) (crop/year) (crop/year)I Do Minh Trung 500 2 0 0 0 0 0 0 0 02 Tran Thi Mung 1598 2 0 0 0 0 0 0 0 03 Luong Thi Sau 3813 2 0 0 0 0 0 0 04 Chau Huu Ai 1514 2 0 0 0 0 0 0 0 05 Nguyen Van Cuc 201 2 0 0 0 0 0 0 0 06 Tran van Long 3000 2 0 0 0 0 0 0 0 07 Tran Thi Thanh 1002 2 0 0 0 0 0 0 0 08 Huynh Huu Khai 8427 2 0 0 0 0 0 0 0 09 Nguyen Thi Be Sau 3744 2 0 0 0 0 0 0 0 010 Phan Van Du 426 2 0 0 0 0 0 0 0 011 Vo Thi Manh 988 2 0 0 0 0 0 0 0 012 Vo Van Dam 2748 2 0 0 0 0 0 0 0 013 Nguyen Thi Phuoc 2540 2 0 0 0 0 0 0 0 014 Nguyen Van Tao 998 2 0 0 0 0 0 0 0 015 Ha Van Hanh 2142 2 0 0 0 0 0 0 0 016 Nguyen Van Trieu 746 2 0 0 0 0 0 0 0 017 Huynh Hoang Khanh 868 2 O 0 0 0 0 0 0 018 Ng Thanh Tuong 2596 2 0 0 0 0 0 0 0 019 Dinh Thi Duong 250 2 0 0 0 0 0 0 0 020 Nguyen van Buoi 1982 2 0 0 0 0 0 0 0 021 Huynh Van Bong 648 2 0 0 0 0 0 0 0 022 Nguyen Van Phuc 1275 2 0 0 0 0 0 0 0 023 Nguyen Van Nam 998 2 0 0 0 0 0 0 0 024 Phan Thi Men 1200 2 0 0 0 0 0 0 0 025 Tran Thi Hoa 1421 2 0 0 0 0 0 0 0 026 Nguyen Ngoc Be |_526 | 2 | 00 0 0 0

27 Le Thi Dieu 1898 2 0 0 0 0 0 0 0 028 Huynh Thi Canh 2500 2 0 0 0 0 0 0 0 029 Truong Cong So 4684 2 0 0 0 0 0 0 0 030 Tran Van Tai 2242 2 0 0 0 0 0 0 0 031 Nguyen Ngoc No 380 2 0 0 0 0 0 0 0 032 Nguyen Van Nhanh 210 2 0 0 0 0 0 0 0 033 Le Thi Sau 600 2 0 0 0 0 0 0 0 034 Huynh Van Be 2146 2 0 0 0 0 0 0 0 035 Nguyen Minh Tam 2680 2 0 0 0 0 0 0 0 036 Le Van Diet 2424 2 0 0 0 0 0 0 0 037 Nguyen Thi Thu Van 1800 2 0 0 0 0 0 0 0 038 Huynh Thi Kim Ngai 6028 2 0 0 0 0 0 0 0 039 Huynh Thi Phan 2572 2 0 0 0 0 0 0 0 040 Huynh Duy Hai 300 2 0 0 0 0 0 0 0 041 Nguyen Thi Dang 610 2 0 0 0 0 0 0 0 042 Ho Van Dep 398 2 0 0 0 0 0 0 0 0

77623

TABLE 6: HOUSEHOLDS WITH EFFECTED PERENNIAL TREES

JACK MANGO BANANA COCONUT SPAWN TREE EUCALYPTUS PLUMNO HEADS OF HOUSEHOLDS AmutState of AmutState of AmutState of AmutState of AmutState of AmutState of AonState of(te) cutting (te) cutting (te) cutting (re,cutting (te) cutting (te) cutting (te)tcutting

(year) ____(year) (year) (te) (year) (year) (year) (te) (year)3 Ng Cong Khoanh 3 6 15 5 8 3 44 Tran van Long

3 55 Le Huynh Mal 30 4 8 1 46 Dinh Thi Duong 2 57 Nguyen van Buoi . 6 78 Nguyen Van Nhanh 10 6 10 5 10 7

-.,

TABLE 7: RESETTLEMENT EXPECTATION

X OF RESETLTLEMENT RESIDENTLAL FORM OF FORM OF FORM OF REFETENENONESEDSEMN LAND IN OTHER COMPENSATION FOR COMPENSATION RESTORATION PRESERTEMCENTFHEADS OF N-ESAREA LAND FOR HOUSE AND FOR INCOME RSTLMNNO HOUSEHOLDS___OTHER LOSSES

(Yes =I1 / No=0) (Yes =1 / No = 0) (Land for lost land =1, (follow to order 1, (follow to order 1, 2, (Order of preference 1; follow(Yes= l/NoO) (Yes=l/No=0) Cash for lost land 0) 2,3,4) 3,4,5) to order 1, 2, 3,4 ... l11)

I Do Minh Trung I 0 0 2 1 I4 Tran Thi Mung 0 0 0 2 1 I5 Luong Thi Sau 0 0 0 2 1 I6 Chau Huu Ai 0 0 0 1 1 18 Nguyen Van Cuc 0 0 0 2 1 I12 Phan Huu Hung 0 1 0 2 1 I16 Ng Cong Khoanh 0 1 0 2 1 I17 Tran van Long 0 0 0 2 1 I18 Tran Thi Bot 0 0 0 2 1 I19 TranThi Thanh 0 0 0 2 1 I20 Huynh Huu Khai 0 0 0 2 121 Nguyen Thi Be Sau 0 0 0 2 122 Phan Van Du 0 0 0 2 1 123 Vo Thi Manh 0 0 0 2 1 124 Vo Van Dam 0 0 0 2 1 125 Nguyen Thi Phuoc 0 0 0 2 126 Nguyen Van Tao 0 0 0 2 1 127 Ha Van Hanh 0 0 0 2 1 128 Nguyen Van Trieu 0 0 0 2 1 129 Huynh Hoang Khanh 0 0 0 2 I30 Ng Thanh Tuong 0 0 0 2 1 131 Dinh Thi Duong 0 0 0 2 1 132 Nguyen Minh Tri I I 0 2 133 Nguyen Van Hai I I 0 2 1 134 Huynh Thi Dang 1 I 0 2 -1 I

35 Le Huynh Mai I 0 0 2 I36 Duong Nguyen I 0 0 2 137 Nguyen van Buoi 0 0 0 2 138 Huynh Van Bong 0 0 0 2 139 Nguyen Van Phuc 0 0 0 2 140 Nguyen Van Nam 0 0 0 2 141 Phan Thi Men 0 0 0 2 142 Tran Thi Hoa 0 0 0 2 1 143 Nguyen Ngoc Be 0 0 0 2 1 144 Le Thi Dieu 0 0 0 2 1 145 Huynh Thi Canh 0 0 0 2 1 146 Truong Cong So 0 0 0 2 1 147 Tran Van Tai 0 0 0 2 148 Nguyen Ngoc No 0 0 0 2 149 Nguyen Van Nhanh 0 0 0 2 150 Le Thi Sau 0 0 0 2 151 Huynh Van Be 0 0 0 2 152 Nguyen Minh Tam 0 0 0 2 153 Le Van Diet 0 0 0 2 154 Nguyen Thi Thu Van 0 0 0 2 1 155 Huynh Thi Kim Ngan 0 0 0 2 1 156 Huynh Thi Phan 0 0 0 2 1 I57 Huynh Duy Hai 0 0 0 2 1 158 Nguyen Thi Dang 0 0 0 2 1 159 Ho Van Dep 0 0 0 2 1 1

APPENDIX 4: UNIT PRICE FOR COMPENSATION

UBND TINH LONG AN CQNG HOA XA HOI Cl-IU NG[iIA Vll,--Yf NAMLIEN S( TCVG - TN&MT Doc lap - Tur do - faiihi phikc

* *** * * * * r**

So6: 377/2003.TT.LS Tanl Ant, ngiy 23 thidng 10 In4m 2003

LIEN SOSO TAl CHANH VAT GIA - SO TAI NCUYEN & M6O TRUdNG

Kinh trinh: UY BAN NHAN DAN TINH

; Y! de ,zglhi pIhe duyetphicoyng rn boi thuti')ng dir dn Cho( rait qua dAiu nmitilth Long An taixd Binh Thanh - huyin Tlie T/erra".

- Can cur de nghi cuia UBND huyen Thu Thura ve viec de nghi thlimn dinh

phuang in boi thu&ng dur an Cha rau qua dau m6i tinh Long An tai xa Binh Thanh -huyen Tha Thra.

- Can cur Bien bin h9p so 191/2003.BB.TCVG ngay 23/10/2003 "V/v Thamdinh phurang an boi thu&ng dyr in Chg rau qu' dau moi tinh Long An tai xa BinhThanh - huyen Tha Thura", do S& TCVG chu tri cung tham d, c6 dai dien cac don vi:Sa TN&MT, C,uc thue, S& TM&DL, UBND huyen Thu Thra va UBND xa BinhThanh .

- Lien S& TCVG - TN&MT kinh trinh UBND tinh nhu sau:

I- VI TRI, DIEN TICH VA S6 HO BI ANH HU6NG:1/ Vi tri khu dlat giai t6a: TQa lac tai xa Binh Thanh - huyen Thu Thura, c6 I

canh tiep giap QLIA, vi tri cu the nhur trich do ban do dia chinh khu dat ngay02/7/2003 caa Trung tam Do d4c Dia chinh lap.

2/ Tong dien tich dat thu h6i la 26.533,78 M2.

3/ Tong so 16 ho din bi anh hu6ng.II/ DON GIA BOI THIYONG:

1- Don gii boi thtryone thi8t hai v8 dat: Ap dung cho cac tru&ng hQp co dudieu kien dugc boi thu&ng theo qui dinh tai dieu 6 caa Nghi dinh so 22/CP ngay24/4/1998 cu:a Chinh phui.

Do'n gia b8iSIT LOAI DAT DVT thutbng gia

tri QSDD1 D3at th8 cu.

- Tiep giap QLIA:+ 50 met dau d/m 700.000+ Tur met thr 51 den het 18 dat giai t6a d/m) 200.000

2 fAt lua- Tiep giap QLIA:

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fni (lidtiI 3/ <f 50%/0 clai(izi cI)o cf;al 1I&2/ (tr1:c `ip) (ldltig

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3/ Tr'mng iWl, nlip a ctS k6:l ca6U khOng gi6niig v'i k6t call CClia CJl eItgii 1nIiAn6i tr811 (ILArYC s;r (lyng cac:c {l1Ilg s6^ (ve ti trhng kEt cau chlifii cua nhii, d(nl giaimiii IICI1 vii nlhliI) dd dliluig phiunig pilip 1toai trit v: b6 sung dd tfnih dcn gi,nhhi phlai d6n bu.

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IS/- VAt Kit3:1 Trr'lic:

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3

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- Kemi gai cot bc tOng duc saln i/n2 28.000- Ltr6i B40, tru 13T ddc sAn dWin' 36.000

- Kciii gai, cit cAy tal) d/ni1 20.00(0- Lir6i 1140, co( cn'y 1!1) p(1/u12 28.0((

- G6 lap (1/III2 8.00(ci C:a conlig:- 11AIg thep) lihnli + t0lle) t.ii (1/1n12 200.000- BAng tlhpil liih + ltiti 1140 Wi/ni' 100.0(0- BAng thle)p dep hio5c thi6p trlin+ Iuli 1340 dim12 50.000

B B.ng th161) dtp clo.1c th6l) trotll (1/1112 50.00()3/116 nr6c-NMi6g-cOt-ir?jng xiy gach th6, Im;ip bLr tong cot thep, d1/ml3 264.000cO di gilng be tOng cot th6p, khOing t1OIIg cir trAim.- 1Oig - cOt b6 tOng cot ltlhp, ttruig xd gacych the, wip d/irJ 300.000

diy c6 bt tOiig c6t th6p, cO gAlg (1.;1 truig, c6 dOug citr

- 11( r-oln di clilytii dir(Jc. (1/l11 250.0004/ Gi6nef 1fleC- Gi'ing (dAn0 tlit cOiig klihOng dz.it (iig bl toing (I /cAii 100.00(J

- Gic6g (l6ng (khoatl 1i cotig, ulng ilit.t I'NT' + 60( slu dI/c.ii 500.000tir 28 (1ili 30 m6t.- Gicng do Uniicef Tiuili khoan + 49 (c( gAti b phIin loc Wi/nid 37.000nmnI(xC, Illicnig gi6nig lang xi 1m1ing V c:6 cAn C i l)(III tay),s5;1U dur6i 250 ni6t.- Gieng do Unicef Tinili kloaii 0 49 (Cl g:An iU phian loc (1/id(l 40.000ntr6c, niil6g gieng lhng xi ixmang vA cu c£il lull tay),saiu tren 250 mi6t.5/ MOt sO loi in R. tigi klhitc:a/ Mdi- B3Anig Fibr o xi ilnftg do niii go) d/11z1 56.000- BIAng ng6i 22 viMu/iu' d6 miii go (1/111n 84.000- B3:ng to] trang kelli (IQ mIAii g6 W/Inl 55.000- 13An ' il, b o xi tIIlli g (II$) titA i ( h:y I i cl/ii' l46.000- BAng Fir io xi mIt og d' i lll 01 i1 vlng d/iii 41.000- BAing tol tlilng kcin di do. mi ca'iy li d/Wn' 45.000- BAng tol traung.kin ddo. niai tim vong W/in' 40.000- IlAng lfi do mai go W/in' 30.000- Maug 1i do nmti bAlng ciiy tri dlni' 20.000- B.ng la do mnial bng ciy tAmu VOilg (l/rn12 15.000bi Trdys: BAng V,n 'll) v. gO. (/n 2 75.400c/Gdcgd:

MuBAg g6 thao lao. (1/111' B5UM1)| - 13;;t~~~~lilg gO diiii ;l. d/m2 15(0.000}

-1BAng go tay. d/ii1' 50.0()0d/ Tiring+ Xfty gach ong 8x8x19, Inic 75- D.iy 100 khOng tO dWin 18.000- DAy 200 khong tO d/h1' 41.000

4

- My 100 tO 1 mt din 26.600

- Day 200 td 01 imat d 2 49.60(10

- DMiy 100 to 02 Inlat dimn 35.200

- DIay 200 to 02 miiat d/im1 58.200

+ v) &)y 0,02, iiiic 75. td/n'2 8.6())

+ Qu6t vOi turnlg cao dtr6i 4 inkt d/n12 990

el Be t6ng:+ 13e tdng dii 1x2, IinC 200 (diirng ciio dfi, cot, giAng) d/mi3 534.000

+ BR tOng dia 4x6 (lot iiin hodc d6ng iiiong)- M-ic 50 dinm3 206.000

- M-ic 75 d/Wi3 285.000

fl Try IITCTd drc sant:+ Tru i ro- Qlli caiclh 0,xO,l (M/md 16W.00

- Quti c.ich 0,12x0,12 Wi/nd 20.000

- Q(li C;CII ()0,ISx0,15 (1/mu1(d 25.00(0

+ rru dWni- Qui c6ichI 0,12x0,12 d/ind 32.001)

- Qlli ciich 0,15x0,15 (1/mjid 45.000

- Qui caich 0,20x0,20 (d/11(id 55.0()0

gl (JUg Cong BT1:

I)Dr(IImg Mildi 0 2lciii (1/11d 17.0(101

i)trUig kinhli 0 30ciii d/i,id 27.0(10

DtrUing klilih 0 40ciii d/1nid 36.000

Dirtig kinh1 0 50cImm (1/111(i 45.000

Dtrt'ng kilinh 0 60cmii d/1i,d 54.000

Dttriiig kiifni 0 70cmim Wi/nd 98.00((

DFUi(IIg Itdili 0 80cilu Winmd 112.00(1

DtUnig klnlli 0 90ciii dWnd 126.000

DiRnig kiili 0 100cm (khoug cu dAiy) Wind 140.000

Du&Iig kfmiii 0 100cm (c6 driy) Wind 170.000

h/ Ddi, d4 sant nin:- Wit deni (h so diirn ii6nm 1,4) d/ImI3 19.000

- Cit IAp (hO s6 dintil nnII 1,22) d/lnt3 35.000

- Soi do y(Iie s6 diAim nin 1,39) d/Im' 70.000

- Di 0*4 dint' 125.000

Dii 1*2 d/In3 135.000

- Da 4*6 dint' 130.000

- Dii 5*7 d/n'3 135.000

- DiI hOc d/imn3 135.0()0

- D. ni din' 125.000

Cl vo" M IA:

MIa (Vt: 2.000.000 (I/cii- Mil (I co kim lilllh: 2.500.000 (1/Caij- Ma (16: 4.000.000 dl/cai[/ Illoa Malzlu:

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APPENDIX 5: MINUTES OF PUBLIC CONSULTATION MEETING

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T6ng C6ng ty Dien lwc Viet Nam Phi6u ghi nhanC6ng ty Taf vKn Xfy difng Dien 3 y kien

GHI NHAN V KItN DONG G6P

CUA DAI BIEU THAM DV HQP TRAM VAN CONG D6NG

NgAy . tai

V d d dn: .................... .......................................................

Cac ki6n:

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.... 011.X . .......W....... ... .....hu4............... .... ... ........ w ... E s... .^.W ) .. ... . ... |.....K i a..........................

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..... ............... ..... ........ . .........

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.,... . .. . . . .. . ..... ....4,

........................................ ......... 7..................................... I.................................................

............,>.......i... : . C6ng ty Ttt van Xf.y dq.g DiCn 3+e ss->Xt75t?vv>... ........... .'h lr \4<'

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- - Wi'~~~~~~~~~~~~. 04..... ..

~J 1.......... ..... ... .....id.... .. . . .... ~ ...... .... ?... ...Y..

APPENDIX 6: PHOTOS OF PUBLIC CONSULTATION MEETINGS

r . Y+r 1 7r C

Photo 1: Vice Chairman of Binh Thanh commune: Mr.Pham Van Hong expressed

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Photo 2: Pham Le 1ti staff of PECC3 - Present the content.

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Photo 3: Opinions of local land-survey staff

Photo 4: Opinions of PAHls

APPENDIX 7: MINUTES OF AGREEMENT IN RP

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