21
1 HOUWEL WORKING PAPER SERIES WORKING PAPER 2 SUBPROJECT TWO: MEANINGS OF HOUSING IN FAMILY WELFARE STRATEGIES ___ Oana Druta June 2013 HOUWEL ERC GRANT: 283881 CENTRE FOR URBAN STUDIES

DRUTA - HOUWEL Working Paper Series - Working Paper 2 - … · 2014. 9. 3. · DRUTA! MeaningsandPractices! June2013!!! 2! SUBPROJECT TWO: MEANINGS OF HOUSING IN FAMILY WELFARE STRATEGIES

  • Upload
    others

  • View
    11

  • Download
    0

Embed Size (px)

Citation preview

  •   1  

    HOUWEL WORKING PAPER SERIES

    WORKING PAPER 2

    SUBPROJECT TWO: MEANINGS OF HOUSING IN FAMILY WELFARE STRATEGIES ___

    Oana Druta June 2013

    HOUWEL ERC GRANT: 283881

    CENTRE FOR URBAN STUDIES

  • DRUTA   Meanings  and  Practices   June  2013    

      2  

    SUBPROJECT TWO: MEANINGS OF HOUSING IN FAMILY WELFARE STRATEGIES

    Oana Druta, PhD Canditate Centre for Urban Studies University of Amsterdam

    Abstract The purpose of this project is to examine housing practices in order to understand how

    families use housing to meet welfare needs. The premise of the study is that in the context of

    retrenching welfare states where increasing responsibilities for welfare provision fall on

    households and families, housing becomes an integral part of strategies for accessing formal

    and informal welfare provision. For example, buying or renting housing in close proximity to

    parents or other family members can be a means of accessing informal childcare; relying on

    the equity built up in the parental house to guaranty one’s mortgage can be a means of

    accessing better quality housing through homeownership; using land property acquired by

    parents or grandparents and rebuilding an old house into a new two-household house can be a

    means for younger generations to achieve quality independent living and older generations to

    ensure the support of their descendants in old age. What these examples point to are the

    complex arrangements that housing, as a physical object with economic, social, and

    locational attributes, is a part of in daily and long term “planning”. It is these arrangements

    that we need to understand if we are to consider housing as a base of welfare, and it is the

    purpose of this study to shed light on the ways in which households and families negotiate

    structural constraints and opportunities inherent in the organization of the welfare system, the

    structure of the housing market and in the shear physical nature of housing stocks in order to

    achieve their welfare goals. The study is a comparative one, based on ethnographic fieldwork

    in the following six countries: England, Germany, Italy, Japan, Netherlands and Romania.

    NOTE: This research is being conducted as part of the ERC funded HOUWEL project, grant attributed to Prof.

    Richard Ronald, University of Amsterdam. This paper is a proposal. Field research for this project will begin in

    September 2013.

  •   3  

    Introduction Housing plays a fundamental role in shaping and framing practices of households and

    families. It is the physical space that people inhabit, the home they leave and return to every

    day, the social space where they meet those closest to them and where bonds develop

    between family members and among friends. For many their house becomes at one point or

    another in life a project of home building, into which resources, both material and emotional,

    are poured. Housing, however, especially owned housing, is more than home and shelter.

    Through the housing market, housing becomes a means for wealth accumulation and equity-

    based consumption. The tying up of housing in flows of international capital has increased

    the chances for wealth accumulation through housing, at the same time as it exposed gaps in

    the ability of people operating in different housing markets and housing systems for actually

    engaging in these practices. Furthermore, housing can be a means for wealth transmission

    across generations, in the form in inheritance and inter-vivo financial or property transfers.

    As such, housing represents the material base that structures relationships between

    generations and at the same time is embedded in normative systems that guide reciprocal

    behavior and solidarity.

    All of these different dimensions of practice open up options available to households for

    using housing to secure their wellbeing and welfare. However, these options are constrained

    by different layers of formal and informal institutional arrangements. Family norms guiding

    reciprocal behavior and associated with ideas of dependence and independence are one such

    layer. Welfare state arrangements that determine different equilibriums between individual

    responsibilities and social solidarity are another. Finally, the structure of the housing market

    determines different degrees of financialization and embeddedness of housing in flows of

    international capital.

    The global financial crisis challenged the assumptions built into housing markets, and caused

    a realignment of welfare policies in many advanced economies. It also exposed growing gaps

    between generations in terms of the ability of households to accumulate wealth and sustain

    their own welfare. In particular, younger generations starting on the housing market, found

    themselves at a disadvantage compared to the older generations that benefitted from more

    favourable economic conditions, more accessible housing markets and more generous

    welfare states.

  • DRUTA   Meanings  and  Practices   June  2013    

      4  

    It is in this context of instability and realignment and a study of housing practices can be

    extremely useful for gauging changing meanings of housing and the creatively reworked

    realities of everyday family lives.

    Housing, welfare and the family: Defining a framework and field of research This project focuses on housing practices as they are embedded in family level strategies for

    welfare provision in different housing and welfare system contexts.

    Three levels of analysis can be identified in this study. The first level of housing practices

    refers to specific actions that structure family life and home / housing situations. The second

    level that of housing based welfare strategies focuses on housing choices/ decisions/ plans

    that shape access to formal and informal welfare provision. These are complex arrangements

    in which housing can be both a means and an end (as far as appropriate shelter is a welfare

    goal). The study will hone in on informal welfare provision by extended family networks.

    Finally the macro-level of structural forces inherent in the housing market and welfare

    regime in which households and families operate offers the context for analyzing and

    understanding micro-level behavior.

    Delimiting a field for this study requires delving into literature that straddles multiple fields

    of study including housing studies, material culture studies, welfare studies, and family and

    relationship studies.

    Housing practices Three domains of practice shape the meaning of housing (particularly housing property) as a

    base of family welfare. Figure 1 below is a schematic representation of these domains. They

    are usually studied under the umbrella of different disciplines, and rarely treated in an

    integrated fashion. Studies related to the production of home and the material culture of home

    spaces come usually from anthropology. Traditionally focusing on “primitive” societies and

    analyzing houses as representations of a given social order (Bordieu, 1980), these studies

    have more recently started considering material cultures in relation to consumption practices

    and the meaning of home in different societies (Miller, 2001). Studies related to the

    consumption of housing are more common in the field of housing studies. They focus on

    homeownership as the quintessential form of housing consumption and the role of

    homeownership in contemporary societies. They address questions regarding the use of

    housing equity to support pensions or supplement incomes in periods of economic insecurity.

    At the same time they analyze trends, attitude and behaviors of households on the housing

  •   5  

    market. Finally, studies related to housing wealth transmission, the generational contract and

    intergenerational relations are more common in the field of family studies or gerontology.

    Figure 1. Housing practices

    The production of home and well-being The home has been associated with important categories of meaning in everyday life. It can

    be a center of family life; a place of safety and retreat; a medium of security and

    independence; a marker of social identity (Després 1991, Dupuis and Thorns, 1998) but also,

    as feminist writers have pointed out, it can be a place of oppression and isolation (Mallett,

    2004). Practices of home production such as setting up, renovating or refurbishing a home

    relate directly to the well-being of individuals inhabiting that home and are indispensable to

    understanding housing as a node of welfare provision. The enactment of these practices

    represent, at times, occasions for affirming solidarity or ambivalence between members of

    family networks, and underscore continuations or discontinuations of support.

    Objects in the home can be considered material manifestations of social relationships (Miller,

    2001). For this reason, a number of studies stemming from the discipline of anthropology

    have analyzed objects in the home, as a means of understanding attitudes toward the home as

    well as relationships that shape the meanings of home. Drazin’s (2001) study of the meaning

  • DRUTA   Meanings  and  Practices   June  2013    

      6  

    of furniture in Romanian homes details the intricate webs of relationships that form around

    pieces of furniture which in many occasions represent the collective efforts of parents and

    relatives toward providing young households with appropriate homes. Daniels’s (2001) study

    of Japanese homes explores the tensions between ideals of home living and the real lived

    experiences of Japanese families as they are reflected in the arrangement of home spaces and

    objects in the home.

    Other studies in this tradition focused even more on the houses themselves as material objects

    that influence practices of home living (domesticity) and relations between household

    members (Cieraad, 2006, Daniels, 2010). Houses, and the households and families that

    inhabit them are said to be mutually constituted, with agency on both the human side to shape

    the material world of the home and on the material side of houses to structure everyday life

    (Birdwell-Pheasant and Lawrence-Zuniga, 1999).

    These studies offer important insights into the emotional significance of home and the social

    relations that have the home as their backdrop. They also offer useful methods for examining

    housing practices at the intersection between human and material worlds. However, for the

    scope of this project, home production represents only one piece of the puzzle.

    Housing consumption and economic stability Housing consumption practices are a second piece of that puzzle. They refer to ways in

    which housing as an object of investment, as an asset (or burden), contributes to the

    economic stability of households and families. Thus, practices such as home renovation or

    refurbishment can also be interpreted as ways in which households increase the value of their

    property and the equity that they can tap into in case of need. Practices such as buy-to-let in

    the UK, which has seen an important expansion in the last decades, represents one clear

    example of asset build up through households. On the flip side are practices of equity

    withdrawal (whether to finance home improvement projects or expensive holidays), or

    reverse mortgages that help older households tap into their equity to support their incomes

    while not giving up their homes.

    Homeownership as a means of accumulating wealth, and the ways in which households may

    use this wealth to meet goals related to welfare represent the main focus of scholars dealing

    with practices of housing consumption. Thus, there are studies that consider how housing

    wealth could be a substitute pension in old age (Doling and Ronald, 2010), or how aging

    households may use their housing wealth to pay for long term care (in the case of Japan)

    (Izuhara, 2007). Comparative studies, including multiple European countries examined

  •   7  

    household attitudes toward the use of housing equity to fund income shortfalls in old age or

    cover long term care (Toussaint, 2011, Toussaint et al., 2013, Helbrecht and Geilenkeuser,

    2010, Jones et al., 2012). Their results were mixed, showing large differences in

    understandings about what houses were for, and in what ways housing equity could be used.

    It is my conjecture that a failure to understand the complex web of meanings and relations

    that houses are usually a part of, accounts for the lack of depth of these studies. Their

    treatment of households as independent units, acting on housing markets and in welfare

    systems accounts for their poor understanding of the relational nature (Mason, 2004) of

    housing and welfare choices.

    What these studies address, however, are the differences in housing and welfare systems that

    determine different meanings and practices in difference countries. Owner occupied houses

    have not been created equal and there are considerable differences in the asset value of

    owned property according to the physical properties of housing and the characteristics of

    tenancy (Mandic, 2012). Given the fact that different countries possess different kinds of

    housing stocks embedded in different housing systems and political discourses the role and

    meaning of housing consumption will also be different. Gurney’s study of normalization

    discourses in the UK offers a good insight into understanding how structural forces impinge

    on daily practices (Gurney, 1999).

    Bridging the first two domains of housing practices Smith et al. (2007) examined the

    meanings of home consumption through equity borrowing. They conducted interviews with

    UK homeowners who had tapped into their housing equity to finance a variety of projects

    from home improvement to holidays abroad. They analyzed the meanings of home making

    when this is tied in to mortgage based consumption (Cook et al, 2013), and conceptualized

    the house as a hybrid material manifestation of home and money (Smith, 2008).

    The transmission of (housing) wealth and intergenerational relations Finally, I will address housing practices related to the transmission of wealth. Relations

    between generations play a particularly important role when considering housing as a base of

    welfare. Assets, housing in particular, are at the center of the generational contract in which

    inheritance is exchanged for elderly care. However, societal and demographic change

    associated with the second demographic transition are challenging traditional

    intergenerational arrangements. Inheritances are transmitted much later in life and are usually

    no longer tied to obligations of care. Generational differences in ability to sustain self-

    reliance through asset accumulation result in younger generations having to depend a lot

  • DRUTA   Meanings  and  Practices   June  2013    

      8  

    more on older generations for financial or in-kind support. The extent to which families can

    and do mobilize their property assets to support the welfare needs of their members, and the

    form that family practices take also depend on changing characteristics of contemporary

    families such as increasing fragmentation of households, and increasingly irregular family

    forms (Izuhara, 2009).

    Literature coming from the field of demography and family studies has examined

    relationships between generations in detail, and housing practices such as co-residence of

    parents and adult children, residential proximity of kin, financial transfers for homeownership

    have been part of the efforts of scholars to understand the nature of family relations in

    contemporary societies. Comparative studies in this line of study tend to be more often than

    not quantitative in nature and examine interactions between different variables collected as

    part of large multi-national surveys. Isengard and Szydlik (2012) examine patterns of co-

    residence and near co-residence of parents and adult children using data from the SHARE

    survey. They find clear clusters of countries in which co-residence is more or less of an

    important practice. Albertini and Kohl (2012) using the same data set examine transfers

    between generations both financial and in kind (through co-residence) and similarly divide

    countries in Europe into different clusters or “transfer regimes.”

    A counterbalancing relationship between characteristics of housing and housing markets and

    the shape of intergenerational relations (Mulder, 2006) was also identified. Research in this

    area has focused on the so called intergenerational transmission of homeownership. Using

    data from the Netherland Kinship Panel Survery, Helderman and Mulder (2007) identify

    important correlations between the characteristics of the housing market in which parents and

    children operate and the probability of becoming a home-owner.

    A few studies have taken as their unit of observation the household and examined how

    families negotiate intergenerational welfare exchanges around housing assets using

    qualitative research methods. However, these studies usually limit their scope to one country

    (Finch and Mason, 2000, Mason, 2004, Heath and Clavert, 2013). Work by Izuhara (2009)

    and Izuhara and Forrest (2012) are examples of studies that have taken a comparative

    approach, but within a relatively limited range (comparing Japan and the UK, or comparing a

    few countries in East Asia). Izuhara’s (2009) study also mainly considered inheritance

    practices and issue related to the generational contract. Izuhara and Forrest (2012) examine

    housing histories of three generations to assess whether familization or de-familization are

    occurring. Their conclusions are that these two processes take place at different times and in

    different situations, depending on structural constraints and opportunities along the life-

  •   9  

    course of a family line.

    This last domain of housing practices is closest to the second level of analysis that I

    mentioned at the beginning of this section – that of welfare strategies. They are practices that

    involve housing in complex arrangements for the provision of welfare between generations.

    The shape these practices take, however, is directly related to the two other domains outlined

    earlier in the section. Socialization in the home and the bonds that develop with particular

    home spaces shape feelings of solidarity or ambivalence between family members and

    determine how these relationships develop through time in contemporary societies in which

    negotiation is much more a feature of intergenerational relations than obligation (Finch and

    Mason, 1994). On the other hand consumption practices of home and housing determine the

    base of wealth a family can access at any given time.

    Welfare strategies Welfare strategies are complex arrangements of practices imbued with meaning that involve

    housing in (informal) welfare provision. The term household strategies has been used in the

    past to examine various kinds of micro-level responses to structural constraints (Wallace,

    2002). Unlike practices which focus on what people do, strategies involves a higher degree

    of agency, and an active process of decision making (whether this may be long term planning

    or the more familiar muddling through). In this study, I will use strategies to mean

    arrangements that go beyond the individual household and involve extended family networks

    in the provision of welfare. In other words, strategies are ways in which families incorporate

    social constraints and creatively rework and overcome them in order to maximize welfare

    benefits and opportunities for their members (Izuhara and Forrest, 2012).

    The focus on the family is warranted. On the one hand, as discussed in greater detail above

    one cannot talk about housing practices without considering intra-family relations. On the

    other hand, one cannot talk about welfare provision without talking about the family. Though

    downplayed in welfare research that focuses more on the interplay between the state and the

    market in the provision of welfare, the family remains an important pillar, especially given

    the rhetoric of retrenchment that welfare states have wedded in the past few decades and the

    volatility of the market as a source of individual economic stability. Increasingly, feminist

    welfare research (Lewis, 1997) and research stemming from family sociology (Matzke and

    Ostner, 2010, Ochiai, 2009), have pushed for a triangle (or even diamond) view of welfare

    provision in which the state, market and the informal sector (family and non-profit

    organizations) play complementary roles. As welfare policies continue to stress individual

  • DRUTA   Meanings  and  Practices   June  2013    

      10  

    responsibility over social solidarity, demographers and family historians anticipate a

    convergence of welfare regimes toward a Mediterranean model in which families and kin

    networks play a more prominent role (Viazzo, 2010). This view is supported by large

    European studies of family interdependencies (Dykstra and Komter, 2012, Segalen, 2009).

    But how should we operationalize family? Defining the family may prove rather complicated,

    as no definition answers all desiderates. For the purpose of this project I take a definition of

    family that is sufficiently inclusive to account for the diversity of family forms that may be

    found in the countries considered by the study. Thus a family is a network of households that

    share a family identity (Ueno, 1994). A household, on the other hand, is a group of

    individuals, whether related by blood or not, that share the same living space at a given time.

    Family identity is best thought of in terms of bonds of affection, association and mutual

    assistance that bind different generations of a family (Szydlik, 2008). It follows that, a focus

    on families (family networks) instead of individual households requires an understanding of

    welfare provision as a function of solidarity (or ambivalence) between and within generations

    that prompts different kinds of reciprocal behavior. The three dimension of solidarity match

    the research focus on housing – an object to be passed between generations, or a basis for

    transfers of money and provision of shelter (functional solidarity), but also “a home” – a

    place where generations meet and care for each other (associational solidarity), and develop

    emotional bonds (affective solidarity). The term solidarity does not preclude conflict or

    ambiguity between generations. In fact, conflict is more likely to increase as the need for

    solidarity increases, bringing generations closer and maximizing the occasion for conflict.

    Solidarity and conflict probably exist on a continuum from the more harmonious

    relationships through ambiguous relationships to the most conflictual relationships (Gaalen

    and Dykstra, 2006). I expect that increasingly irregular family forms will result in the

    manifestation of bonds of solidarity beyond the boundaries of the nuclear family, or even the

    dyad parents-adult children.

    To give more focus to the research, the design will pay particular attention to younger (starter)

    households that have entered the housing market in the last decade. Societal changes that

    characterized the last decades in all the countries of this study have put increased pressure on

    the younger generation, raising questions about how will this generation negotiate growing

    generational inequalities and changing opportunity structures. Questions related to housing

    access and the pathways of young people through housing markets are at the heart of these

    preoccupations (Clapham et al., 2010, Mckee, 2012, Forrest and Yip, 2012).

  •   11  

    Finally, it is worth thinking what exactly is informal welfare provision that reasonably relates

    to housing. Here I identify two different categories. Direct welfare provision refers to the

    informal provision of accommodation. Strategies for providing rent free living, co-residence

    or near co-residence as in the case of the two-generation house (nisetai juutaku) in Japan are

    a case in point here. Indirect welfare provision refers to families taking advantage of the

    housing market to access informal welfare “services” or to finance welfare provision. First, I

    refer here to residential proximity as a strategy for accessing childcare and/or elderly care.

    Second, I refer to strategies that rely on housing equity withdrawal to finance, for example,

    access into homeownership by adult children.

    Housing systems and welfare regimes Understanding housing practices and their relationship to welfare provision cross-nationally

    requires an overarching framework for comparison. Esping-Andersen’s (1990) welfare

    regimes theory has been the most popular, yet widely debated, conceptual framework for

    comparing and understanding differences between countries with respect to their welfare

    arrangements. Esping-Andersen proposed a model that posited three types of welfare regimes

    – liberal, social-democratic, and corporatist – each of these types representing “qualitatively

    different arrangements between state, market and family.” His main argument, that welfare

    states were shaped along lines of conflict between working class alliances and the interest of

    capital, was contested and reworked extensively during the last two decades. Authors setting

    out to classify more countries using the framework found it difficult to apply empirically and

    defined additional forms of welfare regimes when the original categories did not fit.

    Examples are the familialistic regime of Southern Europe (Allen et al., 2006), the

    developmentalist regime of East Asia, and the post-socialist conservative regime in post-

    socialist Eastern Europe. Feminist scholars decried the exclusive focus on the state and the

    market of the original conceptualization that discounted the role of families and the unpaid

    work of women in welfare provision (Lewis, 1997). Finally, some authors questioned the

    validity of the term altogether (Kasza, 2002), but acknowledged that if the concept has

    survived and produced debate there is ‘something to it’ that makes it valuable (Rice, 2012).

    In her paper, Rice (2012) sets out to define an ideal typical welfare regime that could be an

    analytical tool beyond its historical and cultural underpinnings She identifies three

    dimensions in her definition: the cultural dimension responsible for norms and values, the

    institutional dimension determining the shape of the welfare system, and finally, the socio-

  • DRUTA   Meanings  and  Practices   June  2013    

      12  

    structural effects that these formal and informal institutions determine particularly with

    regard to stratification and social inequality.

    For the purpose of this research, the concept is appealing as it encompasses different

    contextual elements that impact systems of welfare provision, making it useful as a

    background concept informing comparison. However, it is beyond the scope of this research

    to engage with the welfare regime debate in order to refine the concept. Therefore, the

    definition of welfare regime that I adopt is a rather loose and all-encompassing one. Welfare

    regimes are a set of formal and informal institutions (Pfau-Effinger, 2005, Rice, 2012) that

    translate into “qualitatively different arrangements between state, market and family” (Esping

    Andersen, 1991) in the provision of welfare. Figure 2. below attempts to plot the countries

    participating in this study based on the dominant understandings of their institutional contexts.

    Figure 2. Welfare regimes and the welfare mix

    The framework of welfare regimes is also appealing as it has been the preferred framework

    within housing studies for understanding differences between countries in terms of their

    housing systems. Jim Kemeny’s 1995 study defines housing welfare regimes using a binary

    framework that distinguishes between collectivistic welfare systems – with a unitary housing

    system- and individualistic ones – with a dualistic housing system. Tenure was a main

    element that differentiated unitary and dualistic housing systems, with large public rental

  •   13  

    sectors characterizing unitary systems while private home ownership and a residual rental

    sector characterized dualistic ones. Kemeny’s main theory was that the size of the owner

    occupied sector is inversely proportional with the size of the welfare state – a phenomenon

    dubbed “‘the big trade-off’ between home ownership and welfare” (Kemeny, 2005).

    However, his arguments are controversial, especially in light of home ownership becoming

    the “closest that we can observe to a single, central, universal development” within the

    housing field (Fahey and Norris, 2010) across nations.

    Changes in housing systems associated with the rise of homeownership, as a dominant form

    of tenure, however, stand at the base of this research for it is the realization that an important

    base for welfare provision exists in owner-occupied housing that initially prompted debates

    about the role of housing in households economies of welfare.

    Research Questions Based on the framework outline above a general research question for this project can be

    formulated: How do families use housing as a way to achieve welfare goals in different

    welfare regimes contexts? This question can be broken down into three questions each

    referring to the domains of practice outlined above.

    1. How do families use homes as social spaces in which daily practices of home

    production set the stage for negotiations of assistance and care?

    2. How do families rely on housing consumption to sustain their economic and financial

    well-being?

    3. How do families use housing as a means of transferring wealth across generations and

    ensuring social reproduction?

    The following specific empirical question will guide journal article preparation for the

    dissertation. The question focus on the intersection between the different domains of home

    and housing practices outlined above (see Figure 1).

    1. How are co-residence (or near co-residence) negotiated as family based informal

    accommodation provision?

    2. How do co-residence and residential proximity to kin facilitate households’ access to

    informal care and practical assistance?

    3. What is the role of inter-vivo transfers and informal (rent free) accommodation

    provision in facilitating transitions of (starter) households on the housing market?

  • DRUTA   Meanings  and  Practices   June  2013    

      14  

    4. How do (starter) households set up home and how do family networks help make that

    possible through financial or in kind assistance? What is the meaning that households

    give to homemaking?

    Generating a large and comparable qualitative data set of housing practices and their meaning

    with respect to welfare provision is the most important aim of this study. This data set will

    constitute the base for inductive theorizing, taking a grounded theory approach. Therefore,

    propositions will be formulated and tested in the course of the empirical fieldwork, and not at

    the outset of research. Hypothesis testing is not the aim of this study.

    The data For this study qualitative (partially ethnographic) work will be conducted in the six countries.

    The fieldwork will be conducted in collaboration with local partners in each of the countries.

    There will be 40 households interviews conducted in each of the countries. The households

    will be selected according to a detailed sampling strategy.

    Sampling design There are multiple levels of case selection in this study. Figure 3. below outlines the various

    level and their connection with each other. For each country, representing a different welfare

    regime context, one urban area will be selected as base for fieldwork. The urban area will

    help better define a specific housing market context. Household interviews, 40 for each of the

    countries will elicit housing histories from which welfare provision strategies will be distilled

    for a number of family networks.

    Household (40)

    Family (≃10)

    Urban area (1)

    Country (1)

    Housing histories

    Welfare strategies

    Housing market context

    Welfare regime context

  •   15  

    Figure 3. Case selection diagram

    Country selection The six countries where fieldwork will be conducted – UK, Netherlands, Germany, Romania,

    Italy and Japan – represent as much variation in welfare regime trajectories as considered

    theoretically acceptable. Sampling follows Esping-Andersen's classification – UK as a liberal

    regime, The Netherlands as a social-democratic regimes with corporatist elements, Germany

    as traditional corporatist regimes. The three additions are considered necessary in light of

    subsequent theoretical development – Romania represents an Eastern European post-

    communist conservative regime, Japan an East Asia developmentalist regime and Italy a

    Southern European “familialist” regime (Ronald, 2010).

    Urban area selection If the country level of case selection offers the possibility to investigate the ways in which

    households negotiate strategies for meeting welfare needs within the structural constraints of

    different welfare state arrangements, the “urban area” level of case selection allows for the

    investigation of housing market factors that shape the adaptive behavior of households.

    Though the larger project focuses particularly on countries, this project with its reliance on

    fieldwork at the local level is uniquely positioned to understand how do different housing

    markets constrain or enable households. One urban area will be selected in each of the

    countries as a main base for field research, though there will be no strict confinement of field

    research to one city. Urban areas with over 1 million inhabitants but no more than 2.5 million

    inhabitants will be selected to ensure enough variety of neighborhoods in terms of housing

    types and socio-economic characteristics of households..

    Household selection For the lowest level of case selection, that of the household, and intentional stratified

    sampling technique will be used, with two goals: 1) explore as much variety as possible in

    housing practices; 2) investigate in greater detail the composition of family networks and

    their roles in shaping housing practices of individuals and households in the different country

    contexts.

    Step 1: Selecting anchor households First, a number of anchor households will be selected to account for as much variety as

    possible to capture given the size of the study, on the following four criteria:

    Housing Variables Household Variables Housing type Education

  • DRUTA   Meanings  and  Practices   June  2013    

      16  

    Tenure type Household composition

    Given the interest of this project in understanding relations between generations and changes

    in the meanings and practices of households in the current climate of welfare state

    retrenchment and economic downturn, selected anchor households should be starter

    households – households who have entered the housing market in the last 10 years.

    Step 2: Exploring family networks The second step of household sampling aims at investigating in greater detail the composition

    and roles of family networks in housing practices. Interviewing within a kin group, has

    become a preferred method for investigating relations between generations. In addition, given

    the focus of this study on everyday home and housing practices and the nature of family life,

    investigating family networks is a natural choice. This type of interviewing goes (whenever

    possible) beyond interviewing parents-children dyads and considers multiple generations and

    extended relations. For example, Izuhara and Forrest’s investigation of intergenerational

    dynamics through housing histories in East Asia (Izuhara and Forrest, 2011) relies on

    interviews with three generations of the same family. Finch and Mason (2000) used a similar

    network technique, interviewing different members of kin groups in order to understand the

    nature of family obligations and responsibilities in England.

    Members of the family networks to be considered here can be, parents, grandparents,

    aunts/uncles, bothers/sisters, cousins, etc.

    Interview design Interviews will be 60-90 minutes long and will elicit narratives regarding choices or plans of

    purchase, improvement, maintenance, rebuilding of housing (property), the motivations

    (opportunities and constraints) that prompted those choices as well as the social relations that

    underscored them. They will focus on a time scale starting from the time the interviewees

    established (attempted to establish) some form of independent living until the present. This

    time scale will depend on the responded.

    Comparability is one of the most important aspects of the interview design. Thus, the same

    interview schedule will be used in all six countries. Only minor adaptation will be performed

    to account for the local context and the interests of local partners.

    The interview guide consists of three modules. The first module investigates housing

    trajectories in order to collect basic information about the housing history of each household.

    It also asks about decision-making processes behind housing choices. The second module

  •   17  

    focused more in depth on specific housing practices and relationships within family networks

    that develop around exchanges of housing/home “resources.” This module ends with the

    sketching of a relational map. The last module deals with practices of home/housing

    investment and aims to tease out values attached to the home and house

    Contribution This study will contribute significantly to enriching the empirical record of housing practices

    in Europe and Japan. Cross-national comparative projects are rare and in general consider

    their qualitative parts as accessories for their quantitative analyses. This study aims to correct

    that by using a much more precise methodology for collecting the data, and relying on

    ethnographic tenets for collecting qualitative data.

    From a theoretical point of view the study will contribute to enriching debates on the life

    course – particularly with respect to the changing life courses of young people, and the role

    of older generations in shaping these life-courses. At the same time the project will contribute

    to a growing literature on the meaning of home, attempting to bridge the debates in three

    main fields – anthropology, materiality studies, geography and housing studies. Finally, it

    will attempt to develop a theoretical model for integrating qualitative research results into

    housing policy thinking.

    References 1. Albertini, M. and Kohli, M. (2012) The Generational Contract in the Family: An Analysis

    of Transfer Regimes in Europe, European Sociological Review (Online advance

    publication)

    2. Allen, J., Barlow, J., Leal, J., Maloutas, T., and Padavani, L. (2004) Housing and Welfare

    in Southern Europe, Oxford, Blackwell

    3. Birdwell-Pheasant D. and Lawrence-Zuniga, D. (1999) House Life, Space, Place, and

    Family in Europe, Berg, New York

    4. Bourdieu, P. (1980) The Kabyle House or the World Reversed, in Bordieu, P. Algeria

    1960, Cambridge, Cambridge University Press

    5. Cieraad, I. (2006) At Home, An Anthropology of Domestic Space, Syracuze University

    Press

    6. Clapham, D. (2005) The Meaning of Housing, A Pathways Approach, Bristol, The Policy

    Press

  • DRUTA   Meanings  and  Practices   June  2013    

      18  

    7. Clapham, D., Buckley, K., Mackie, P, Orford, S., Thomas, I. (2010) Young People and

    Housing in 2020, Identifying Key Drivers for Change, Joseph Roundtree Foundation,

    Young People and Housing Programme paper

    8. Cook, N., Smith, S. and Searle, B. (2013) Debted Objects: Homemaking in an Era of

    Mortgage-Enabled Consumption, Housing, Theory and Society (online version)

    9. Daniels, I (2001) The “Untidy”Japanese House in Miller, D. ed. Home Possessions,

    Material Culture Beyond Closed Doors, Oxford, Berg

    10. Daniels, I. (2010) The Japanese House, Material Culture in the Modern Home, Oxford &

    New York, Berg

    11. Després, C. (1991) The Meaning of Home: Literature Review and Directions for Future

    Research and Theoretical Development, The Journal of Architectural and Planning

    Research, 8(2) 96-115

    12. Doling, J. and Ronald, R. (2010) Property-based Welfare and European Home Owners,

    How Would Housing Perform as a Pension?, Journal of Housing and the Built

    Environment, 25 (2) 227-241

    13. Drazin, A (2001) A Man Will Get Furnished: Wood and Domesticity in Urban Romania

    in Miller, D. ed. Home Possessions, Material Culture Beyond Closed Doors, Oxford,

    Berg

    14. Dupuis A. and Thorns D.C. (1998) Home, Home Ownership and the Search for

    Ontological Security, The Sociological Review

    15. Dykstra, P and Komter, A (2012) Generational Interdependencies in Families: The

    MULTILINKS Research Programme, Demographic Research, 27 (art. 18)

    16. Esping-Andersen, G. (1990) The Three Worlds of Welfare Capitalism, Cambridge, Polity

    Press and Princeton, NJ, Princeton University Press

    17. Evers, A (1988) Shifts in the Welfare Mix – Introducing a New Approach for the Study

    of Transformations in Welfare and Social Policty, in Evera, A. and Wintersberger, H.,

    (eds) Shifts in the Welfare Mix, Vienna, European Center for Social Welfare Training and

    Research, 7-30

    18. Fahey, T. and Norris, M (2010) Chapter 33 – Housing, in Castles et al. (eds) The Oxford

    Handbook of the Welfare State, Oxford Handbooks in Politics and International

    Relations

    19. Finch, J. and Mason, J (1992) Negotiating Family Responsibilities, Routledge

    20. Finch, J. and Mason, J (2000) Passing On: Kinship and Inheritance in England,

    Routledge

  •   19  

    21. Forrest R. and Yip, N-M (2012) Young People and Housing: Transitions, Trajectories

    and General Fractures, Routledge

    22. Gaalen, R. van, Dykstra, P. (2006) Solidarity and Conflict Between Adult Children and

    Parent: A latent Class Analysis, Journal of Marriage and Family, 68

    23. Gurney, C. (1999) Pride and Prejudice: Discourses of Normalisation in Public and Private

    Accounts of Home Ownership, Housing Studies, 14 (2), 163-183

    24. Heath, S. and Calvert, E. (2013) Gifts, Loans and Intergenerational Support for Young

    Adults, Sociology (online version)

    25. Helbrecht, I. and Geilenkeuser, T. (2010) Homeownership in Germany: Retirement

    Strategies of Households in a Tenant Society, Teorija and Praska, 47 (5)

    26. Helderman A. and Mulder C. (2007) Intergenerational Transmission of Homeownership:

    The Roles of Gifts and Continuities in Housing Market Characteristics, Urban Studies, 44

    (2)

    27. Isengard B. and Szydlik M. (2012) Living Apart (or) Together? Co-residence of Elderly

    Parents and Their Adult Children in Europe, Research of Aging, 34 (4), 449-474

    28. Izuhara, M.(2009) Housing, Care and Inheritance, New York: Routledge

    29. Izuhara, M. and Forrest, R. (2012) ‘Active Families’: Familization, Housing and Welfare

    across Generation in East Asia, Journal of Social Policy and Administration (online

    version)

    30. Jones, A. Geilenkeuser, T., Helbrecht, I. and Quilgars, D. (2012) Demographic Change

    and Retirements Planning: Comparing Households’ Views on the Role of Housing Equity

    in Germany and the UK, International Journal of Housing Policy, 12 (1)

    31. Kemeny, J. (2005) “The Really Big Trade-Off” between Homeownership and welfare:

    Castles’ Evaluation of the 1980 Thesis, and a Reformulation 25 Year on, Housing,

    Theory and Society, 22:2, 59-75

    32. Lewis, J. (1997) Gender and Welfare Regimes: Further Thoughts, Social politics, 4(2)

    33. Mallett, S. (2004) Understanding Home: A Critical Review of the Literature, The

    Sociological Review (online version)

    34. Mandic, S. (2012) Home – Ownership in Post-socialist Countries: Between Macro

    Economy and Micro Structures of Welfare Provision, in Ronald, R. and Elsinga, M. (ed)

    Beyond Home Ownership, Housing, Welfare and Society, NY, Routledge

    35. Mason, J. (2004) Personal Narratives, Relational Selves: Residential Histories in the

    Living and Telling, The Sociological Review, 162-179

  • DRUTA   Meanings  and  Practices   June  2013    

      20  

    36. Mckee, K. (2012) Young People, Homeownership and Future Welfare, Housing Studies,

    27 (6)

    37. Matzke, M and Ostner, I. (2010) Introduction: Change an Continuity in Recent Family

    Policies, Journal of European Social Policy, 20 (5), 387-398

    38. Miller, D (2001) Home Possessions, Material Culture Beyond Closed Doors, Oxford,

    Berg,

    39. Mulder, C. (2006) Population and Housing: A two- sided relationship, Demographic

    Research, 15 (art. 13)

    40. Mulder, C. and Billari, F. (2010) Homeownership Regimes and Low Fertility, Housing

    Studies, 25 (4), 527-541

    41. Ochiai, E. (2009) Care Diamonds and Welfare Regimes in East and South East Asian

    Socieities: Bridging Family and Welfare Sociology, International Journal of Japanese

    Sociology, 18, 60-78

    42. Quilgars, D., Elsinga, M., Jonew, A., Toussaing, J., Ruonavaara, H., Paivi, N. (2009)

    Inside Qualitative, Cross-national Research: Making Methods Transparent in a EU

    Housing Study, Social Research Methodology, 12 (1), 19-31

    43. Pfau – Effinger, B. (2005) Culture and Welfare State Policies: Reflections on a complex

    Interrelation, Journal of Social Policy, 35 (1), 4-20

    44. Rice, D. (2012) Beyond Welfare Regimes: From Empirical Typology to Conceptual Ideal

    Types, Social Policy and Administration, (in publication)

    45. Ronald, R (2010) HOUWEL, Housing Markets and Welfare State Transformations; How

    Family Housing Property is Reshaping Welfare Regimes, ERC Grant proposal

    46. Smith S. (2008) Owner-occupation: At Home with a Hybrid of Money and Materials,

    Environment and Planning A, 40

    47. Smits, A. (2010) Moving close to parents and adult children in the Netherlands: the

    influence of support needs, Demographic Research, 21 (Art. 31)

    48. Szydlik, M. (2000) Intergenerational Solidarity and Conflict, Journal of Comparative

    Family Studies, 39, 97-114

    49. Toussaint, J. (2011) Housing Asses as a Potential Solution for Financial Hardshop:

    Households’ Mental Accounts of Housing Wealth in Three European Countries, Housing,

    Theory and Society, 28 (4)

    50. Toussaint, J., Szemzo, H., Elsinga, M. Hegedus, J. and Teller, N. (2012) Owner-

    occupation, Mortgages and Intergenerational Transfers: The extreme Cases of Hungary

    and the Netherlands, International Journal of Housing Policy, 12 (1)

  •   21  

    51. Ueno, C. (1994/2009) The Modern Family in Japan, Its Rise and Fall, Melbourne, Trans

    Pacific Press

    52. Viazzo, P.P. (2010) Family, Kinship and Welfare Provision in Europe, Past and Present:

    Commonalities and Divergences, Continuity and Change, 21(1)

    53. Wallace, C. (2002) Household Strategies: Their Conceptual Relevance and Analytical

    Scope in Social Research, Sociology, 36 (2), 275-292