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1 Resistance to broad-spectrum antibiotics in aquatic systems: anthropogenic activities 1 modulate the dissemination of blaCTX-M-like genes. 2 Marta Tacão, António Correia, and Isabel Henriques 3 Biology Department and CESAM, University of Aveiro, 3810-193 Aveiro, Portugal 4 5 Address correspondence to A. Correia, University of Aveiro, Biology Department and 6 CESAM, Campus Universitário Santiago, 3810-193 Aveiro, Portugal. Telephone: 7 (351)234370970. E-mail: [email protected] 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 Copyright © 2012, American Society for Microbiology. All Rights Reserved. Appl. Environ. Microbiol. doi:10.1128/AEM.00359-12 AEM Accepts, published online ahead of print on 6 April 2012 on March 21, 2021 by guest http://aem.asm.org/ Downloaded from

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Page 1: Downloaded from //aem.asm.org/content/aem/early/2012/04/02/... · 02-04-2012  · 4 Biology Department and CESAM, University of Aveiro, 3810-193 Aveiro, Portugal 5 6 Address correspondence

1

Resistance to broad-spectrum antibiotics in aquatic systems: anthropogenic activities 1

modulate the dissemination of blaCTX-M-like genes. 2

Marta Tacão, António Correia, and Isabel Henriques 3

Biology Department and CESAM, University of Aveiro, 3810-193 Aveiro, Portugal 4

5

Address correspondence to A. Correia, University of Aveiro, Biology Department and 6

CESAM, Campus Universitário Santiago, 3810-193 Aveiro, Portugal. Telephone: 7

(351)234370970. E-mail: [email protected] 8

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Copyright © 2012, American Society for Microbiology. All Rights Reserved.Appl. Environ. Microbiol. doi:10.1128/AEM.00359-12 AEM Accepts, published online ahead of print on 6 April 2012

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ABSTRACT 24

We compared the resistome within polluted and unpolluted rivers, focusing on 25

extended-spectrum beta-lactamases (ESBL) genes, in particular blaCTX-M. Twelve 26

rivers from a Portuguese hydrographic basin were sampled. Physicochemical and 27

microbiological parameters of water quality were determined and results classified 9 28

rivers as unpolluted (UP) and 3 as polluted (P). Of the 225 cefotaxime-resistant strains 29

isolated, 39 were identified as ESBL producers, with 18 carrying a blaCTX-M gene (15 30

from P and 3 from UP). Analysis of CTX-M nucleotide sequences showed that 17 31

isolates produced CTX-M from group 1 (CTX-M-1, -3, -15 and -32) and 1 gene 32

belonged to group 9 (CTX-M-14). The genetic environment study revealed the presence 33

of different genetic elements previously described in clinical strains. ISEcp1 was found 34

in the upstream region of all isolates examined. Culture-independent blaCTX-M-like 35

libraries comprised 16 CTX-M gene variants, 14 types in the P library and 4 types in UP 36

library, varying from 68% to 99% similarity between them. Besides the much lower 37

diversity among UP CTX-M-like genes, the majority were similar to chromosomal 38

ESBLs such as blaRAHN-1. The results demonstrate that occurrence and diversity of 39

blaCTX-M genes are clearly different between polluted and unpolluted lotic 40

ecosystems; these findings favor the hypothesis that natural environments are reservoirs 41

of resistant bacteria and resistance genes, where anthropogenic-driven selective 42

pressures may be contributing to the persistence and dissemination of genes usually 43

relevant in clinical environments. 44

45

Keywords: lotic ecosystem, antibiotic resistance, pollution, beta-lactamases, cefotaxime 46

47

48

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Introduction 49

Antibiotics are widely used not only to treat human and animal infections but also in 50

farms and aquacultures as food additives to promote animal growth and prevent 51

diseases. Consequently, antibiotics are released in large amounts in natural ecosystems 52

where they can impact the structure and activity of environmental microbial populations 53

(22, 23). Undoubtedly, the occurrence and dissemination of antibiotic resistant bacteria 54

(ARB) and antibiotic resistance genes (ARGs) are recognized worldwide as a major 55

public health concern. Efforts on prevention of ARGs and ARB spread focused on a 56

clinical and human-community level, being especially centered on infection control and 57

restriction of antibiotic use (34). However, considering the growing evidences that 58

ARGs and pathogenic ARB are no longer restricted to clinical settings, it is quite clear 59

that the research activities need to be expanded to include non-pathogenic 60

environmental microorganisms that could be the potential source for these ARGs (22, 61

23, 36, 38). 62

Aquatic systems can be highly impacted by human activities receiving contaminants 63

and bacteria from different sources and thus encouraging the promiscuous exchange and 64

mixture of genes and genetic platforms. Consequently these systems may promote the 65

spread of ARB and ARGs and even the emergence of novel resistance mechanisms and 66

pathogens (2, 3, 38). Considering the frequent detection of ARGs and ARB in aquatic 67

systems and since their dissemination constitutes a serious public health problem, it has 68

been suggested that ARGs should be considered as environmental emerging 69

contaminants (23, 29). 70

Beta-lactam antibiotics are the most broadly used antibacterial agents. Extended-71

spectrum beta-lactamases (ESBLs) mediate resistance to broad-spectrum beta-lactams 72

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such as cefotaxime and ceftazidime, and are widely disseminated among Gram-negative 73

bacteria. Since first reported in 1983 (19), the occurrence of infections caused by ESBL-74

producing bacteria has been constantly rising and constitutes a serious threat to human 75

health. CTX-M genes have rapidly become the most common ESBL genes mainly 76

because of the genetic platforms responsible for their mobilization and dissemination 77

(insertion sequences, integrons, transposons, plasmids). Particularly common on the 78

genomic environment of these genes are insertion sequences such as ISEcp1, IS26 and 79

ISCR1 (4, 5, 8). CTX-M-15 and CTX-M-14 are the most prevalent enzymes, over 110 80

CTX-M-like ESBLs described so far, mostly found in Enterobacteriaceae but also, for 81

example, in Aeromonas spp., Pseudomonas spp. and Acinetobacter spp. (6, 8, 25, 35). 82

Interestingly, the CTX-M-like ESBLs are thought to have evolved from chromosomal 83

genes of the non-clinical genus Kluyvera (28). Few studies addressed the links between 84

pollution and the dispersal of ARB and ARGs in natural environments. It is of major 85

importance to understand how anthropogenic activities are modulating the resistance 86

gene pool in order to anticipate future impacts and consequences for the environment 87

and public health. Also, ARGs, and specifically those most frequently found in 88

association with pathogenic bacteria such as CTX-M genes, may be key indicators of 89

water quality and may be used to trace the dissemination of multiresistance in aquatic 90

environments. 91

In this study our goal was to compare the cefotaxime resistome within polluted and 92

unpolluted lotic (flowing waters) ecosystems. Specific goals were: 1) to compare the 93

occurrence and phylogenetic diversity of cefotaxime-resistant bacteria and ESBL 94

producers; 2) to detect and characterize the ESBL genes responsible for the resistance 95

phenotype; 3) to compare the diversity of CTX-M-like genes using culture-dependent 96

and culture-independent approaches. 97

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98

Material and methods 99

Sample collection and water quality assessment 100

Water samples were collected in 12 sites from 11 rivers integrated in the Vouga River 101

basin, located in central Portugal (Fig. 1). Table S1 in the supplemental material 102

indicates the Global Positioning System (GPS) coordinates of all sampling locations. 103

Throughout the basin, these water bodies are exposed to different anthropogenic 104

impacts from agricultural, industrial and domestic origins, which results in different 105

levels of superficial water quality from unpolluted to extremely polluted sites (11). 106

Sampling sites were selected in order to include from putative unpolluted to extremely 107

polluted sites. Water was collected in sterile bottles (7L) from 50 cm below the water 108

surface and kept on ice for transportation. To infer as to the water quality, physical, 109

chemical and microbiological parameters were determined according to Portuguese 110

laws (10), which included pH, color, smell, dissolved oxygen, conductivity, 111

temperature, nitrates, chlorides, phosphates, ammonium, chemical oxygen demand, 112

biological oxygen demand, total and fecal coliforms and fecal streptococci. Surface 113

water quality classification was assigned according to regulations given by the national 114

institute of water (www.inag.pt) which sorts water quality in 5 categories from 115

unpolluted to extremely polluted water in accordance with parameters established by the 116

Portuguese law. 117

118

Enumeration and selection of cefotaxime resistant bacteria 119

Water samples were filtered in 0.45-μm-pore-size cellulose ester filters (Pall Life 120

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Sciences, MI, USA), and the membranes placed on MacConkey agar plates 121

supplemented with 8 μg/ml of cefotaxime to select cefotaxime resistant isolates. Also, 122

to determine the proportion of cefotaxime resistant bacteria among the total bacterial 123

population, plates with no antibiotic supplement were used. Plates were then incubated 124

at 37ºC for 16 h. Colony counting was done in triplicate. Individual cefotaxime-resistant 125

colonies were purified and stored in 20% glycerol at −80ºC. 126

127

Molecular typing and identification of cefotaxime resistant isolates 128

Genomic DNA was isolated as previously described (17). BOX-PCR was used to type 129

all isolates as previously described (32). PCR products were loaded in 1.5% agarose 130

gels for electrophoresis. The banding patterns were analyzed with the software 131

GelCompar (Applied Maths, Belgium). Similarity matrices were calculated with the 132

Dice coefficient. Cluster analysis of similarity matrices was performed by the 133

unweighted pair group method using arithmetic averages (UPGMA).Isolates displaying 134

different BOX profiles were identified by 16S rRNA gene sequencing analysis with 135

primers and PCR conditions as previously described (17). PCR products were purified 136

with the JETQUICK PCR purification spin kit (GENOMED, Löhne, Germany) and 137

used as template in the sequencing reactions. Online similarity searches were performed 138

with the BLAST software at the National Center of Biotechnology Information website. 139

140

Antibiotic susceptibility testing and ESBL detection 141

Antimicrobial resistance patterns were determined by the agar disc diffusion method on 142

Mueller–Hinton agar, against 16 antibiotics from 6 classes: beta-lactams (penicillins, 143

monobactams, carbapenems and 1st, 3rd and 4th generation cephalosporins), quinolones, 144

aminoglycosides, phenicols, tetracyclines and the combination 145

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sulfamethoxazole/trimethoprim. Discs containing the following antibacterial agents 146

were used: amoxicillin (10 μg), amoxicillin/clavulanic acid (20 μg/10 μg), ampicillin 147

(10 μg), aztreonam (30 μg), cefepime (30 μg), cefotaxime (30 μg), ceftazidime (30 μg), 148

cephalothin (30 μg), ciprofloxacin (5 μg), chloramphenicol (30 μg), gentamicin (10 μg), 149

imipenem (10 μg), kanamycin (30 μg), nalidixic acid (30 μg), 150

sulfamethoxazole/trimethoprim (25 μg) and tetracycline (30 μg) (Oxoid, Basingstoke, 151

UK). After 24 h of incubation at 37ºC, organisms were classified as sensitive, 152

intermediate, or resistant according to the Clinical Laboratory Standards Institute 153

guidelines (7). Detection of ESBL production was carried out by the double-disc 154

synergy test (DDST) (18) and a clavulanic acid combination disc method, based on 155

comparing the inhibition zones of cefpodoxime (10 μg) and cefpodoxime-plus-156

clavulanate (10/1 μg) discs (Oxoid, UK). Statistical analysis was performed by two-157

sample t-test with a critical P-value set at 0.05. 158

159

ESBLs and integrase genes screening 160

PCR screening was performed for ESBLs genes encoding SHV, TEM, OXA, CTX-M 161

(group 1, 2, 8/25 and 9), GES, VEB and PER, with primer sets and PCR conditions as 162

described elsewhere (9, 16). Integrase screening was performed for intI1, intI2 and intI3 163

genes (9, 16, 24). Genomic DNA of positive control strains was used (16, 24). Each 164

experiment included as negative control a PCR reaction containing water instead of 165

DNA. Amplicons were analyzed by electrophoresis on a 1.5% agarose gel and stained 166

with ethidium bromide. 167

168

Diversity and genetic environment of blaCTX-M genes 169

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Sequencing was done for the blaCTX-M gene fragments amplified from the bacterial 170

isolates. The presence of ISEcp1, IS26, IS5, orf477, IS903 and orf503 in the genetic 171

environment of blaCTX-M was searched by PCR (12,13,31). 172

173

Construction of blaCTX-M gene libraries 174

To investigate further the diversity of the blaCTX-M genes in both polluted and 175

unpolluted environments environmental DNA from water samples was isolated as 176

previously described (17). DNA isolated from all polluted sites was mixed, as also from 177

unpolluted samples. Hence, two clone libraries of blaCTX-M were constructed using 178

the TA Cloning Kit, according to the manufacturer’s instructions (Invitrogen, Carlsbad, 179

CA, USA). The blaCTX-M gene was amplified using the CTX-F and CTX-R primer set 180

(21). Clones were screened by PCR for the presence of fragments with the expected size 181

by using primers targeting the vector. PCR products were purified and sequenced. 182

Similarity searches were performed using BLAST. A phylogenetic tree was obtained 183

using MEGA version 5 (33). The Shannon–Weaver index of diversity (H) was 184

calculated for each library using the formula H = - Σ(ni/N) log(ni/N), where ni is the 185

abundance of each blaCTX type and N is the sum of analyzed clones in each library. 186

187

Nucleotide sequence accession numbers 188

All blaCTX-M genes nucleotide sequences reported in this work have been deposited in 189

the GenBank database under the accession numbers JQ397652–JQ397669 (bacterial 190

strains) and JQ397670–JQ397721 (clone libraries). Also 16S rRNA gene sequences are 191

available with the accession numbers JQ781502-JQ781652. 192

193

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Results 194

Water quality and occurrence of cefotaxime-resistant bacteria 195

From the analysis of all physical, chemical and microbiological parameters (see Table 196

S2 in the supplemental material) and according to Portuguese law (D.L. 236/98) and the 197

surface water quality classification given by the national water institute, from the 12 198

sites under study, 3 sites were classified as polluted (P) and 9 as unpolluted (UP). All 199

three rivers classified as polluted presented a mixed type of pollution, mainly related to 200

exceptionally high values of phosphates and total coliforms (Table S2 in the 201

supplemental material; D.L. 236/98). 202

The total bacterial counts on MacConkey agar in polluted sites was on average 1.9 X 203

105 CFU/100mL of riverine water of which 8.8% grew on MacConkey agar 204

supplemented with cefotaxime (1.7X104 CFU/100mL), and in pristine rivers was on 205

average 0.68 X 105 CFU/100mL of which 0.6% grew on MacConkey agar 206

supplemented with cefotaxime (4.4 X102 CFU/100mL). 207

208

Molecular typing and identification of bacterial isolates 209

Clonal relationships among cefotaxime resistant isolates (n=225) were assessed by 210

BOX-PCR, and 151 isolates displaying unique BOX profiles were selected for further 211

analysis (see Fig. S1 in the supplemental material). Among strains isolated from 212

polluted waters (n= 60), 41.7% were identified as Pseudomonas spp. (P. fluorescens, P. 213

nitroreducens, P. plecoglossicida and P. putida), 35% affiliated with 214

Enterobacteriaceae members and 21.7% with Aeromonas spp... The Enterobacteriaceae 215

members mostly affiliated with Escherichia coli (25%), followed by Enterobacter spp. 216

(8.33%) and with only an isolate each Alcaligens faecalis and Citrobacter freundii. 217

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As of unpolluted waters isolates (n=91) Pseudomonas spp. (P. fluorescens, P. 218

nitroreducens and P. putida) adds 63.7%, Enterobacteriaceae and Aeromonas spp. (A. 219

media and A. hydrophila) with 8.8% and 1.1% respectively, and Acinetobacter sp. 220

appears as the second most abundant genus in these samples, with 26.4% (all 221

Acinetobacter calcoaceticus). Among Enterobacteriaceae members, Enterobacter sp. 222

and Escherichia coli were identified (5.5% and 3.3%, respectively). A 16S rRNA gene 223

phylogenetic tree is presented in supplemental material Fig.S2. 224

225

Antimicrobial susceptibility and detection of ESBL producers 226

As expected, since isolates were selected in agar plates supplemented with cefotaxime, 227

higher numbers of antibiotic resistance were registered for beta-lactams (see Fig. S3 in 228

the supplemental material). It was determined that 22.5 % of the isolates from P and UP 229

samples were resistant to all cephalosporins tested and 52.3% resistant to both 230

cefotaxime and ceftazidime. For beta-lactams, higher percentages (although not 231

statistically significant; two-sample t test, P> 0.05) were always observed for isolates 232

from polluted waters. For non-beta-lactam antibiotics higher resistance levels were 233

observed against quinolones (in particular nalidixic acid with 78.1% resistants), 234

sulfamethoxazole-trimethoprim and chloramphenicol (55% and 51%, respectively). In 235

isolates from polluted environments also resistance to tetracycline (36.7%) and to 236

aminoglycosides (31.7%) was frequently detected. Besides imipenem (99.3% 237

susceptible strains), gentamicin was the most effective, with only 3.3% resistance 238

among isolates from UP and 21.7% from P sites. The less effective were the penicillins, 239

the monobactam aztreonam and 1st and 3rd generation cephalosporins. Significant 240

differences were found among isolates from polluted and unpolluted waters in 241

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resistance frequencies towards aminoglycosides, quinolones, tetracycline and the 242

combination sulfamethoxazole/trimethoprim (two-sample t test, P< 0.05). 243

Multiresistance (defined as resistance to 3 or more classes of antibiotics, including beta-244

lactams) was found in 56.6% and 46.0% of the strains isolated from polluted and 245

unpolluted sites, respectively. 246

Of the 151 isolates tested, 39 were positive for ESBL production by both used methods, 247

with 27 isolates from polluted waters (13 Escherichia coli, 8 Aeromonas spp. and 6 248

Pseudomonas spp.) and 12 isolates from unpolluted sites (7 Pseudomonas spp., 2 249

Acinetobacter sp., 2 Escherichia coli and 1 Aeromonas spp.). 250

251

Occurrence and diversity of integrases and ESBLs genes 252

The ESBL-producing isolates were further analyzed by PCR screening for ESBLs and 253

integrase genes. As for ESBL genes the most frequently detected was blaCTX-M 254

(n=18) followed by blaTEM (n=10). In 6 strains it were identified both blaCTX-M and 255

blaTEM. Two blaVEB were identified, both on Aeromonas sp., once in each 256

environment. OXA-1-like genes were detected in 6 strains isolated from polluted sites. 257

No blaGES, blaPER, blaSHV or blaOXA-2 and -10-like were identified with the 258

primer sets used in this study. 259

Integrase genes intI1, intI2 and intI3 were screened by PCR among the 39 ESBL-260

producers. On 22 out of 39 isolates it was detected intI1 (19 P and 3 UP), affiliated with 261

Escherichia coli (11 P and 1 UP), Pseudomonas sp. (2 P and 1 UP) and Aeromonas sp. 262

(6P and 1UP). The intI2 and intI3 genes were not detected. 263

264

Diversity and genetic environment of blaCTX-M genes 265

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Since blaCTX-M was the most frequently detected among the 39 ESBL-producers, 266

blaCTX-M genes were further characterized (Table 1). 267

The CTX-M genes were detected in 18 isolates (15P and 3 UP). The nucleotide 268

sequence of blaCTX-M genes was determined and their genomic environment was 269

inspected by PCR and sequencing. Sequence analysis showed that isolates produced 270

CTX-M from group 1 (CTX-M-1, -3, -15 and -32) and group 9 (CTX-M-14). The CTX-271

M-1 gene was found in 3 isolates (all from polluted water), CTX-M-3 gene in 3 isolates 272

(all from polluted water), CTX-M-15 in 10 isolates (8P and 2UP) and CTX-M-32 was 273

detected in only 1 isolate from unpolluted water. From group 9 it was found CTX-M-14 274

gene in one strain isolated from polluted water. The genetic environment study revealed 275

the presence of 6 different genetic environments with elements previously described in 276

clinical strains. A schematic representation of the different genomic environments found 277

in the 18 isolates is presented in figure 2. ISEcp1 was found in the upstream region of 278

all isolates examined in the present study, but disrupted in 8 isolates by IS26 and in 1 by 279

IS5. The distance between ISEcp1 and the start codon of blaCTX-M genes was as 280

previously described, varying from 32bp to 127bp. All blaCTX-M from group 1 281

presented downstream an Orf477. The only blaCTX-M from cluster 9 detected was 282

blaCTX-M-14 (E6) which presented downstream an IS903-like element. 283

284

Polluted and unpolluted blaCTX-M-like clone libraries 285

To compare the diversity of blaCTX-M genes in polluted and unpolluted environments, 286

two clone libraries of blaCTX-M-like gene fragments were constructed and analyzed. 287

Gene fragments were amplified using as template two environmental DNA pools 288

corresponding each to P and UP samples. A total of 52 clones were obtained and all 289

inserts were sequenced (27 P and 25 UP). Culture-independent blaCTX-M-like libraries 290

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comprised 16 gene variants (A-P), 14 types in the P library (H= 1.04) and 4 types in UP 291

library (H= 0.23), with similarity values varying from 68% to 99% between them and 292

from 97% to 100% with sequences from GenBank database. The majority (n=16) 293

affiliated with nucleotide sequences of blaCTX-M variants from group 1 (CTX-M-1, -294

12. -15, -30, -37, -68 and -97) but also blaCTX-M from group 2 (CTX-M-97) (n=2), 295

group 9 (CTX-M-14) (n=3) and group 25 (CTX-M-78 and -100) (n=2) were identified. 296

Besides the much lower diversity among UP CTX-M-like genes, the majority were 297

similar to chromosomal ESBLs such as blaRAHN-1, blaRAHN-2 and blaFONA-5 (Fig. 298

3). 299

300

Discussion 301

Lotic ecosystems are threatened daily by anthropogenic actions that compromise water 302

quality and, in consequence, its sustainable use. 303

Considering aquatic systems as reactors for diverse biological interactions that have 304

important genetic implications, the study of the aquatic antibiotic resistome (which 305

includes ARGs, pathogenic and non-pathogenic ARBs) is important, as it might indicate 306

the extent of alteration of water ecosystems by anthropogenic activities. Several studies 307

have been reporting the presence of antibiotic resistant bacteria from several aquatic 308

environments but focusing on pathogenic organisms or directly related to an 309

environmental threat as a hospital sewage discharge (1, 3, 36). 310

In this study, two groups of rivers (polluted and unpolluted), which are part of the same 311

Portuguese lotic ecosystem, were inspected for the presence of cefotaxime-resistant 312

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Gram-negative bacteria, in order to understand how human action is modulating the 313

environmental resistome, in particular the cefotaxime-resistome. 314

As expected, high levels of resistance were obtained in this study, among CTXR 315

isolates, against other beta-lactams frequently conferred by the same resistance 316

mechanism (16), with higher occurrence among P strains. ESBL-production was 317

detected in Pseudomonas sp., Acinetobacter sp., Escherichia coli and Aeromonas sp., 318

and was more frequent among isolates from polluted sites. Recently in several 319

environmental studies, members of the same genera have been identified as ESBL-320

producers, enforcing their relevance and importance for resistance monitoring 321

(14,15,27). We investigated the presence of different ESBL genes and found blaCTX-M 322

gene as the most prevalent followed by blaTEM genes. The majority of the isolated 323

CTX-M-producers affiliated with E. coli but also with Aeromonas hydrophila (3 324

blaCTX-M-3) and Pseudomonas sp. (1 blaCTX-M-15). Few studies have reported the 325

presence of blaCTX-M genes in Pseudomonas spp. and Aeromonas spp.. A previous 326

study reported blaCTX-M-27 genes in 2 Aeromonas sp. isolated in river sediment (21). 327

Also Aeromonas spp. producing blaCTX-M-3 and blaCTX-M-15 have been detected in 328

clinical settings and directly implicated in human infections (37). As far as we know, 329

this is the first work reporting environmental Aeromonas spp. producing blaCTX-M-3 330

genes. Also in Pseudomonas spp. reports on CTX-M producers are rare. In fact the 331

majority refer to clinical Pseudomonas aeruginosa isolates which have been reported to 332

produce CTX-M-1, -2, -15 and –43 (26). Also recently 2 spinach saprophyte strains 333

identified as P. putida and 1 P. teessidea were referred as CTX-M-15-producers (30). 334

To detect any potential genetic platforms able to mobilize the blaCTX-M genes, we also 335

analyzed the genomic environment of the 18 blaCTX-M genes detected. Different 336

insertion sequence elements were found. Upstream the bla gene in all strains it was 337

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15

detected an ISEcp1 element. Other IS elements (IS5 and IS26) were found but 338

disrupting the ISEcp1 element. The organization IS26 and end of ISEcp1 has been 339

mostly found in clinical Enterobacteriaceae isolates but it was also described in an E. 340

coli blaCTX-M-1 producer isolated from seagulls fecal droppings (12, 27, 31). On the 341

other hand, the organization IS5 and end of ISEcp1 was found upstream the blaCTX-M-342

32 gene in environmental and clinical E. coli isolates (13, 27). The presence of ISEcp1 343

element upstream blaCTX-M-1, -3, -14 and blaCTX-M-15 has been also reported in 344

clinical isolates (12, 20, 31). Downstream of the bla genes in the CTX-M-1 group, 345

sequence ORF477 was present in all strains. Another insertion sequence, IS903, was 346

found downstream the blaCTX-M-14 from CTX-M group 9, as already described by 347

other authors in clinical Enterobacteriaceae isolates (12, 20, 31). The common 348

phenotype of multiresistance among ESBL-producing isolates is a result of the presence 349

of other genes, normally encoded in the same plasmid carrying ESBL genes. This gene 350

panoply contributes to maintaining ESBL-producing bacterial communities, even with 351

low concentration of beta-lactams (8). As reported in this work, it is of particular 352

concern the fact that 88.9% of the CTX-M-producers are multiresistant (93.3% P and 353

66.6% UP). Among CTX-M-producers isolated from polluted waters, resistance to 354

quinolones, aminoglycosides, tetracyclines and the combination sulfamethoxazole-355

trimethoprim was highly prevalent. Due to their ability to capture and incorporate gene 356

cassettes from the environment, integrons have an important role on the spread of 357

multidrug resistance in Gram-negative bacteria. In this work, class 1 integrons were 358

detected in 56.4% of ESBL producers (48.7% in P and 7.7% in UP sites). 359

Analyzing only the cultivable fraction of Gram-negative bacteria in MacConkey agar 360

plates might underestimate the diversity of blaCTX-M gene variants present in the lotic 361

ecosystem under study. To overcome this methodological aspect, it was applied a 362

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culture-independent approach to further analyze the diversity of blaCTX-M genes in 363

both environments. For that, two clone libraries of blaCTX-M gene fragments amplified 364

from polluted and unpolluted environmental DNA were constructed and analyzed. In P 365

library the variety of CTX-M-like genes was much higher than in UP library. This 366

probably is related to higher anthropogenic selective pressures posed by the release of 367

antibiotics and/or antibiotic resistant bacteria. Also other studies have shown that other 368

contaminants can also contribute to the persistence of antibiotics resistance in the 369

environment, like for example heavy metals and disinfectants (22,23). Within P library 370

similarity with blaCTX-M genes from 4 clusters and also with chromosomal variants 371

referred as ancestors of clusters CTX-M-1 and CTX-M-2 was found. Interestingly, the 372

majority of blaCTX-M-like sequences found in unpolluted DNA were similar to 373

chromosomal class A ESBLs that have been described in Rahnella spp. (blaRAHN-1 374

and blaRAHN-2) and Serratia fonticola (blaFONA-5). In a previous work a blaCTX-M 375

library cloned from urban river sediment DNA presented also high diversity of blaCTX-376

M sequences with 13 variants found (21). Overall, results here presented show clear 377

differences in polluted and unpolluted environments. While in unpolluted rivers we 378

found at most 4 variants with the majority related to ancestor chromosomally located 379

genes, in polluted waters up to 14 variants were found (from 4 out of 5 clusters so far 380

identified in CTX-M enzymes). 381

A shift in the distribution of different ESBLs has recently occurred in European clinical 382

settings, with a dramatic increase of CTX-M enzymes over TEM and SHV variants. 383

More than 110 CTX-M variants have been described so far. Due to the high homology 384

with chromosomal beta-lactamases from different Kluyvera species these are now 385

recognized as CTX-M ancestors, such as KLUA-1 from K. ascorbata and KLUG-1 386

from K. georgiana (5). However the diversity we found in polluted sites cannot be 387

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17

attributed to the presence of bacteria carrying CTX-M ancestral genes. As in clinics, 388

our results suggest that CTX-M genes dominance is correlated to selective pressures 389

imposed by human activities. 390

These findings sustain our hypothesis that anthropogenic activities might modulate the 391

environmental resistance gene pool and promote antibiotic resistance dissemination. 392

Also, we have shown that ESBL genes are a form of environmental pollution, either 393

resulting from the intake of ARGs or ARB from human activities or from the selection 394

of environmental resistant bacteria by subtherapeutic antibiotic doses released into the 395

environment. In our study, ESBL genes were found in genera not included in routine 396

evaluation of water quality, associated with the genetic platforms needed for their 397

mobilization and transfer. Thus, we suggest that data on the occurrence and diversity of 398

ESBL genes, and specifically CTX-M genes, can be used to assess ecosystems health 399

and antibiotic resistance evolution. Yet, more studies on other geographical locations 400

are needed to validate this application. These genes are also good candidates to be used 401

as pollution indicators. To further confirm this potential, source tracking approaches 402

must be conducted to link the presence of CTX-M genes to specific sources of 403

contamination. 404

405

Conclusions 406

The work here presented showed that occurrence and antimicrobial susceptibility 407

profiles of CTXR bacteria are markedly different between polluted and unpolluted lotic 408

ecosystems; the same happens with occurrence and diversity of clinically relevant 409

ESBL genes. Our results validate the hypothesis that anthropogenic impacts on water 410

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environments are modulators of the resistance gene pool and promote dissemination of 411

antibiotic resistance. 412

In addition, it suggests that blaCTX-M-like genes may constitute indicators of pollution 413

by antibiotics, useful to study antibiotic resistance dispersal in aquatic environments. 414

We also conclude that the dissemination of resistance to broad-range antibiotics such as 415

cefotaxime may be at an earlier stage in pristine environments, providing the 416

opportunity to continuing studying the impact of anthropogenic-driven dissemination 417

and evolution. 418

419

Acknowledgements 420

This work was financed by Fundação para a Ciência e a Tecnologia (FCT) through 421

grants SFRH/BD/43468/2008 (M.T.) and SFRH/BPD/63487/2009 (I.H.).The authors 422

wish to thank Juliana Nina and Susana Araújo for their assistance in sample collection. 423

424

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542

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Tables 552

Table 1: Characteristics of the blaCTX-M producers isolated from polluted (P) and 553

unpolluted (UP) samples, regarding phylogenetic affiliation, sample origin, ESBL and 554

integrase genes detected and antimicrobial resistance profile. 555

Isolate

Phylogenetic

affiliation

Sample (P/UP)

ESBL genes

detected by PCR

Antibiotic resistance profile

IntI 1

E1 A. hidrophila. P blaTEM, blaCTX-M AML, AMP, AMC, KF, CTX, FEP, CIP, NA, CN, K, TE +

E2 A. hydrophila P blaTEM, blaCTX-M AML, AMP, AMC, KF, CTX, FEP, NA, CN, K, TE +

E3 A. hydrophila P blaTEM, blaCTX-M AML, AMP, AMC, ATM, KF, CTX, FEP, CIP, NA, K, TE +

E4 E. coli P blaCTX-M AML, AMP, AMC, ATM, KF, CTX, CAZ, FEP, CIP, NA, C, CN, K, TE -

E5 E. coli P blaCTX-M, blaOXA AML, AMP, AMC, ATM, KF, CTX, CAZ, FEP, CIP, NA, CN, K, SXT, TE +

E6 E. coli P blaTEM, blaCTX-M AML, AMP, AMC, ATM, KF, CTX, NA, C, TE +

E7 E. coli P blaTEM, blaCTX-M, blaOXA AML, AMP, AMC, ATM, KF, CTX, CAZ, FEP, CIP, NA, CN, K, SXT, TE +

E8 E. coli P blaCTX-M, blaOXA AML, AMP, AMC, ATM, KF, CTX, CAZ, FEP, CIP, NA, CN, K, SXT, TE +

E9 E. coli P blaCTX-M AML, AMP, ATM, KF, CTX, CAZ, FEP, CIP, NA, CN, K, SXT, TE +

E10 E. coli P blaCTX-M AML, AMP, ATM, KF, CTX, CAZ, FEP, CIP, NA, K, SXT, TE +

E11 E. coli P blaCTX-M AML, AMP, ATM, KF, CTX, CAZ, FEP, CIP, NA, K, SXT, TE +

E12 E. coli P blaCTX-M, blaOXA AML, AMP, AMC, ATM, KF, CTX, CAZ, FEP, CIP, NA, CN, K, SXT, TE +

E13 E. coli P blaTEM, blaCTX-M AML, AMP, AMC, ATM, KF, CTX, CAZ, FEP, SXT +

E14 E. coli P blaCTX-M AML, AMP, ATM, KF, CTX, FEP, SXT, TE +

E15 E. coli P blaCTX-M AML, AMP, AMC, ATM, KF, CTX, CAZ, FEP, NA, SXT, TE +

E16 E. coli UP blaCTX-M AML, AMP, ATM, KF, CTX, CAZ, FEP, CIP, NA, SXT +

E17 E. coli UP blaTEM, blaCTX-M AML, AMP, AMC, ATM, KF, CTX, CAZ, TE -

E18 Pseudomonas sp. UP blaCTX-M AML, AMP, AMC, ATM, KF, CTX, NA, C, SXT +

556

557

558

559

560

561

562

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Figure legends 563

FIG. 1: Map of Vouga River basin (Central Portugal) with the location of the 12 564

sampling sites under study (1,2 and 12- polluted; 3-9 - unpolluted). 565

566

567

FIG. 2: Schematic representation of the genetic environment of CTX-M genes from the 568

18 isolates producing CTX-M from group 1 (CTX-M-1, -3, -15 and -32) and group 9 569

(CTX-M-14). The number of isolates from each polluted and unpolluted environment 570

that carry each variant is indicated. 571

572

FIG. 3: Dendrogram tree of blaCTX-M gene sequences types A to N identified from the 573

polluted (P) and unpolluted (UP) genomic libraries. The number in parentheses shows 574

the number of times the sequence was found in the library. The branch numbers refer to 575

the percent confidence as estimated by a bootstrap analysis with 1000 replications. 576

577

578

579

580

581

582

583

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