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Emilyn Ruble Whitesell
IESP Summer Seminar
June 20141
Do You See What I See?The Impact of School Accountability on
Perceptions of the School Environment
Many districts are recognizing parent, teacher, and student perceptions
as important dimensions of school quality (e.g., NYC, Chicago, LA)
Stakeholder consensus may also be an important aspect of school quality
May reflect other positive school characteristics (proxy?)
May help facilitate school improvement efforts
This is one of few studies to compare the perceptions of stakeholders
within schools
Between-group consensus
Within-group consensus
2
Introduction
1. Background and motivation
2. Data and sample
3. Consensus measures and descriptive statistics
4. Relationship between consensus and passing rates
5. Impact estimate: effect of accountability on consensus
6. Mechanism (?)
7. Conclusion and next steps
3
Outline of presentation
Why might consensus matter for schools?
May contribute to success in school reforms (e.g., distributed leadership, CSRs)
Associated with stakeholder satisfaction and performance (Griffith, 2000; O’Day, 1984)
What school factors are associated with consensus?
Consensus is lower in schools with recent principal changes (Griffith, 1999)
Student and parent consensus (within groups) is higher in schools with homogenous
student bodies and lower student turnover (Griffith, 2000)
Most research focuses on principal/teacher perceptions of school leadership:
Consensus is positively associated with more effective leadership, stronger academic
climates, higher teacher morale, lower teacher turnover, and higher student achievement
(Atwater & Yammarino, 1992; Atwater et al., 1998; Covay Minor et al., 2014; Goldring et
al., 2012; Urick, 2012) 4
What do we know about consensus?
Multiple dimensions of school climate, but high expectations and discipline
are particularly important
Long line of research on the importance of discipline and expectations,
relating these domains to student achievement
“Academic press,” effective schools research, and a tradeoff with community?:
(e.g., Coleman, Hoffer, & Kilgore, 1982; Purkey & Smith, 1983; Rosenholtz, 1985; Shouse, 1996;
Phillips, 1997)
“No excuses” charter schools, with zero-tolerance discipline and high expectations:
(e.g., Carter, 2000; Whitman, 2003; Thernstrom & Thernstrom, 2008; Wilson, 2008, Angrist et al.,
2010; Abdulkadiroglu et al., 2011; Angrist, Pathak, & Walters, 2011; Fryer, 2011; Dobbie & Fryer,
2011, 2013)
5
Focus on views of school expectations and discipline
Prior research finds school accountability increases student achievement
(e.g., Carnoy & Loeb, 2002; Hanushek & Raymond, 2005; Figlio & Rouse, 2006;
Chiang, 2009; Winters, Trivitt, & Greene, 2010; Rockoff & Turner, 2010;
Winters & Cowen, 2012)
Consensus is a potential mechanism through which accountability affects
test scores
How might accountability affect perceptions and consensus?
Information / stigma
Changes in school practices
6
Conceptual framework
NYC Learning Environment Surveys
Responses from parents, teachers, and students (only in grades 6 -12)
High coverage and nearly one million respondents per year
NYC School Progress Reports
Letter grades (A-F) assigned to schools
Grades based on student progress (60%), student performance (25%), and the school
environment (15%)
New York State School Report Cards
School factors: size, grade span, teacher turnover, student attendance
Average teacher characteristics: experience, qualifications
Average student characteristics: performance, race, poverty, educational needs 7
New York City data, 2007-2012
8
Including schools with at least 10 survey responses in
the relevant stakeholder group
0
200
400
600
800
1000
1200
1400
1600
1800
2007 2008 2009 2010 2011 2012
Total Schools
>=10 Parent responses
>=10 Teacher responses
>=10 Student responses
0
100
200
300
400
500
600
700
Ele
m
Mid
dle K8
Hig
h
Ele
m
Mid
dle K8
Hig
h
Ele
m
Mid
dle K8
Hig
h
Ele
m
Mid
dle K8
Hig
h
Total Schools >=10 Parent
responses
>=10 Teacher
responses
>=10
Student
responses
Total schools by school type and N of survey responses, 2012Count of schools by N of survey responses, 2007-2012
9
Domain Teacher Parent StudentSchool safety I am safe at my school. My child is safe at school. I am safe in my classes.
I am safe in the hallways, bathrooms,
and locker rooms.
I am safe on school property outside
my school building.
Bullying Students in my school are often threatened or bullied.
Students threaten or bully other students.
Students threaten or bully other students
at school.
Discipline Order and discipline are maintained at my school.
Discipline is enforced fairly at my child’s school.
Discipline in my school is fair.
Teacher respect for students
Adults at my school are often disrespectful to students.
School staff are disrespectful to students.
Teachers in my school treat students with
respect.
Cleanliness The school is kept clean. My child’s school is clean. My school is kept clean.
Expectations My school sets high
standards for student
learning.
My school sets high
standards for student
work in their classes.
The school has high
expectations for my child.
I need to work hard to get good
grades at my school.
My teachers expect me to continue
my education after high school.
Significant overlap in questions across stakeholder groups
Others: Gang activity, resources for conflict resolution, course / activity offerings, goal setting, academic counseling, parent communication
10
Average stakeholder perceptions, 2007
0
0.5
1
1.5
2
2.5
3
3.5
4
Safety Gangs Bullying Discipline Respect Cleanliness Offerings Expectations
Parent Teacher Student
Average stakeholder perception across all schools, 2007
11
Perceptions of school expectations over time
50%
55%
60%
65%
70%
75%
80%
85%
90%
95%
100%
2.0
2.2
2.4
2.6
2.8
3.0
3.2
3.4
3.6
3.8
4.0
2007 2008 2009 2010 2011 2012
Parents Average Rating Teachers Average Rating Students Average Rating
Parents % Favorable Teachers % Favorable Students % Favorable
Average perceptions of school expectations, across all schools
12
Perceptions of school discipline over time
50%
55%
60%
65%
70%
75%
80%
85%
90%
95%
100%
2.0
2.2
2.4
2.6
2.8
3.0
3.2
3.4
3.6
3.8
4.0
2007 2008 2009 2010 2011 2012
Parents Average Rating Teachers Average Rating Students Average Rating
Parents % Favorable Teachers % Favorable Students % Favorable
Average perceptions of school discipline, across all schools
Survey responses range from 1-4, with 4 reflecting more favorable views
Difference between average perceptions of different stakeholder groups,
within schools – “mismatch” variable
Parent-teacher difference
Parent-student difference
Teacher-student difference
In regressions, use absolute value of difference, so a larger value indicates
less consensus (greater mismatch)
Calculated separately for each domain and also averaged across domains13
Measuring between-group consensus
14
Between-group consensus varies by domain
-0.6
-0.4
-0.2
0
0.2
0.4
0.6
0.8
Safety Gangs Bullying Discipline Respect Cleanliness Offerings Expetations
Parent-Teacher Parent-Student Teacher-Student
Average difference in average stakeholder views, within schools, 2007
Note: Consensus values are only included if a school has at least 10 respondents from the relevant stakeholder group.
Responses range from 1-4, with 4 reflecting more favorable views
Standard deviation of stakeholder perceptions within schools (variation)
Teacher variation
Parent variation
Student variation
Larger values reflect greater variation (less consensus)
Calculated separately for each domain and also averaged across domains to
create an index measure
15
Measuring within-group consensus
16
Relatively high variation in student perceptions
Average standard deviation in stakeholder views, within schools, 2007
Note: Consensus values are only included if a school has at least 10 respondents from the relevant stakeholder group.
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
Safety Gangs Bullying Discipline Respect Cleanliness Offerings Expectations
Parent Teacher Student
17
Relationship between within-group variation and
average group perceptions, 2007
12
34
Ave
rag
e s
takeh
old
er
respo
nse
0 .5 1 1.5Standard deviation in stakeholder responses
Teacher Parent Student
Discipline Expectations
12
34
Ave
rag
e s
takeh
old
er
respo
nse
s
1 1.5Standard deviation in stakeholder responses
Teacher Parent Student
Note: Consensus values are only included if a school has at least 10 respondents from the relevant stakeholder group.
18
Relationship between within-group variation and
standardized test passing rates0
.2.4
.6.8
1
Pro
ficie
ncy r
ate
- m
ath
.2 .4 .6 .8 1 1.2Standard deviation in stakeholder responses (index)
Teacher Parent Student
0.2
.4.6
.81
Pro
ficie
ncy r
ate
- E
LA
.2 .4 .6 .8 1 1.2Standard deviation in stakeholder responses (index)
Teacher Parent Student
Note: Consensus values are only included if a school has at least 10 respondents from the relevant stakeholder group.
19
Relationship between between-group differences and
standardized test passing rates
0.2
.4.6
.81
Pro
ficie
ncy r
ate
- E
LA
0 .2 .4 .6 .8 1Difference in average stakeholder responses (index)
Parent-Teacher Parent-Student Teacher-Student
0.2
.4.6
.81
Pro
ficie
ncy r
ate
- m
ath
0 .2 .4 .6 .8 1Difference in average stakeholder responese (index)
Parent-Teacher Parent-Student Teacher-Student
Note: Consensus values are only included if a school has at least 10 respondents from the relevant stakeholder group.
20
Estimating the relationship between
consensus and exam passing rates
(1)PASSINGst = β0 + CONSENSUSst’ β1 + Sst’β2 + Tst’β3 + Xst’ β4 + αs + φt + εst
PASSING is a passing rate (math or ELA) on standardized tests
CONSENSUS is a vector of consensus measures for school s in year t
Within-group standard deviation
Between-group difference
S – vector of school characteristics: teacher turnover rate, student attendance rate, school size
T – vector of teacher characteristics: % with fewer than 3 years experience, % with Master’s degrees
X – vector of student characteristics: poverty, race, LEP
School (αs) and year (φt ) effects
21
Relationship between consensus about school
expectations and ELA passing rate
Outcome: ELA passing rate (1) (2) (3) (4) (5) (6) (7) (8) (9)
Within-group SD
Parent -0.078*** -0.073*** -0.076***
(0.015) (0.018) (0.019)
Teacher -0.018* -0.000 0.004
(0.009) (0.011) (0.012)
Student -0.044** -0.033* -0.031
(0.019) (0.019) (0.020)
Between-group difference
Parent-Teacher -0.009 0.001 -0.002
(0.007) (0.010) (0.011)
Parent-Student 0.002 0.008 0.016
(0.012) (0.013) (0.013)
Teacher-Student -0.015** -0.017* -0.013
(0.008) (0.010) (0.010)
Observations 8,250 8,234 4,634 4,627 4,629 8,232 4,632 4,627 4,627
R-squared 0.943 0.943 0.952 0.953 0.952 0.943 0.952 0.952 0.953
Note: All models include school and year effects. Models also control for student demographics, student attendance rate, teacher experience and education.
Standard errors in parentheses *** p<0.01, ** p<0.05, * p<0.1
22
Relationship between consensus about school
discipline and ELA passing rate
Outcome: ELA passing rate (1) (2) (3) (4) (5) (6) (7) (8) (9)
Within-group SD
Parent -0.041*** -0.050*** -0.064***
(0.014) (0.016) (0.017)
Teacher -0.011 -0.001 0.004
(0.007) (0.010) (0.010)
Student -0.017 -0.008 0.017
(0.021) (0.021) (0.023)
Between-group difference
Parent-Teacher -0.019*** -0.013*** -0.013***
(0.004) (0.005) (0.005)
Parent-Student -0.015* -0.011 -0.022**
(0.008) (0.008) (0.009)
Teacher-Student -0.007 -0.002 0.000
(0.005) (0.006) (0.006)
Observations 8,250 8,234 4,634 4,627 4,629 8,232 4,632 4,627 4,627
R-squared 0.943 0.943 0.952 0.952 0.952 0.943 0.952 0.952 0.953
Note: All models include school and year effects. Models also control for student demographics, student attendance rate, teacher experience and education.
Standard errors in parentheses *** p<0.01, ** p<0.05, * p<0.1
23!!!aA
Effect of accountability on consensus
(2) CONSENSUSst = β0 + β1 ACCTst-1+ Sstβ2 + Tstβ3 + Xstβ4 + αs + ϴst + st
CONSENSUS is a consensus measure for school s in year t
ACCT is an accountability measure for school s in year t-1
Graded
Letter grade
Grade increase / grade decrease
School effects
School-specific time trends in lieu of year effects
24
Effect of accountability on standard deviation in
stakeholder responses about expectations, 2007-2012Parent Teacher Student
Outcome: SD in responses (1) (2) (3) (4) (5) (6) (7) (8) (9)
Graded last year -0.057*** -0.003 0.070***
(0.002) (0.004) (0.004)
Last year –A -0.062*** -0.004 0.074***
(0.003) (0.005) (0.004)
Last year – B -0.059*** -0.005 0.070***
(0.003) (0.005) (0.004)
Last year – C -0.047*** -0.001 0.065***
(0.003) (0.005) (0.005)
Last year – D -0.053*** 0.001 0.063***
(0.005) (0.008) (0.007)
Last year – F -0.044*** -0.001 0.066***
(0.007) (0.012) (0.010)
Lag grade increase 0.004* 0.008** 0.005
(0.003) (0.004) (0.004)
Lag grade decrease 0.005* 0.002 -0.006
(0.003) (0.004) (0.004)
Observations 8973 8973 8973 8304 8304 8304 5092 5092 5092
Adj. R-squared 0.665 0.667 0.634 0.620 0.620 0.620 0.572 0.573 0.524
Note: All models include school effects and school-specific time trends. Models also include student demographics (poverty, race), student attendance rate,
school enrollment, and teacher characteristics (education and experience). Schools only included if they have at least 10 responses from relevant stakeholder groups.
25
Effect of accountability on standard deviation in
stakeholder responses about discipline, 2007-2012Parent Teacher Student
Outcome: SD in responses (1) (2) (3) (4) (5) (6) (7) (8) (9)
Graded last year -0.024*** -0.011** 0.033***
(0.003) (0.005) (0.003)
Last year –A -0.026*** -0.013** 0.033***
(0.003) (0.006) (0.004)
Last year – B -0.024*** -0.014** 0.034***
(0.003) (0.006) (0.004)
Last year – C -0.019*** -0.012* 0.035***
(0.004) (0.006) (0.004)
Last year – D -0.030*** 0.003 0.028***
(0.005) (0.010) (0.006)
Last year – F -0.019** 0.005 0.029***
(0.008) (0.015) (0.009)
Lag grade increase 0.003 0.012** 0.001
(0.003) (0.005) (0.003)
Lag grade decrease -0.003 -0.000 -0.005
(0.003) (0.005) (0.003)
Observations 8973 8973 8973 8304 8304 8301 5092 5092 5092
Adj. R-squared 0.593 0.593 0.587 0.612 0.612 0.612 0.616 0.616 0.604
Note: All models include school effects and school-specific time trends. Models also include student demographics (poverty, race), student attendance rate,
school enrollment, and teacher characteristics (education and experience). Schools only included if they have at least 10 responses from relevant stakeholder groups.
26
Effect of accountability on difference in average
stakeholder responses about expectations, 2007-2012Parent-Teacher Parent-Student Teacher-Student
Outcome: Difference (AV) (1) (2) (3) (4) (5) (6) (7) (8) (9)
Graded last year -0.026*** -0.124*** -0.139***
(0.005) (0.006) (0.009)
Last year –A -0.017*** -0.121*** -0.119***
(0.006) (0.007) (0.011)
Last year – B -0.025*** -0.131*** -0.139***
(0.006) (0.006) (0.010)
Last year – C -0.025*** -0.110*** -0.141***
(0.007) (0.007) (0.011)
Last year – D -0.056*** -0.133*** -0.179***
(0.010) (0.010) (0.017)
Last year – F -0.045*** -0.117*** -0.205***
(0.016) (0.016) (0.025)
Lag grade increase 0.008 0.009* 0.023***
(0.005) (0.005) (0.008)
Lag grade decrease -0.010* 0.006 -0.002
(0.005) (0.006) (0.009)
Observations 8293 8293 8293 5052 5052 5052 4638 4638 4638
Adj. R-squared 0.487 0.488 0.485 0.576 0.578 0.507 0.589 0.592 0.557
Note: All models include school effects and school-specific time trends. Models also include student demographics (poverty, race), student attendance rate,
school enrollment, and teacher characteristics (education and experience). Schools only included if they have at least 10 responses from relevant stakeholder groups.
27
Effect of accountability on difference in average
stakeholder responses about discipline, 2007-2012Parent-Teacher Parent-Student Teacher-Student
Outcome: Difference (AV) (1) (2) (3) (4) (5) (6) (7) (8) (9)
Graded last year -0.104*** 0.044*** -0.001
(0.010) (0.008) (0.013)
Last year –A -0.080*** 0.055*** 0.011
(0.012) (0.010) (0.016)
Last year – B -0.100*** 0.048*** -0.014
(0.011) (0.009) (0.014)
Last year – C -0.106*** 0.027** 0.025
(0.013) (0.011) (0.016)
Last year – D -0.174*** 0.031** -0.009
(0.019) (0.016) (0.024)
Last year – F -0.194*** 0.027 -0.071**
(0.030) (0.024) (0.036)
Lag grade increase 0.018* -0.002 -0.009
(0.009) (0.008) (0.011)
Lag grade decrease 0.006 -0.003 -0.017
(0.010) (0.008) (0.012)
Observations 8293 8293 8293 5052 5052 5052 4638 4638 4638
Adj. R-squared 0.612 0.614 0.604 0.592 0.592 0.588 0.497 0.499 0.497
Note: All models include school effects and school-specific time trends. Models also include student demographics (poverty, race), student attendance rate,
school enrollment, and teacher characteristics (education and experience). Schools only included if they have at least 10 responses from relevant stakeholder groups.
28
Translating the effect: percent change and effect size
Outcome: Expectations Outcome: Discipline
Native units % change Effect size Native units % change Effect size
Parent SD -0.057*** -8.77% -0.384 -0.024*** -3.52% -0.175
Teacher SD -0.003 - - -0.011** -1.54% -0.055
Student SD 0.070*** 10.69% 0.672 0.033*** 3.93% 0.321
Parent-Teacher diff -0.026*** -10.65% -0.137 -0.104*** -20.43% -0.258
Parent-Student diff -0.124*** -54.49% -0.642 0.044*** 9.12% 0.184
Teacher-Student diff -0.139*** -38.66% -0.502 -0.001 - -
To increase consensus, accountability must affect perceptions of different
stakeholders differently (in direction or magnitude)
Why might this happen – difference in salience of information / school changes?
Parent views may be more responsive to information, as they have less direct contact with the
school than teachers or students
Teacher and student views may be more responsive to school-level changes that result from
accountability pressure
The elasticity of stakeholder views with respect to accountability information
might vary for different school conditions
Views about “academic” factors may be more responsive accountability information if
stakeholders think grades reflect academic quality
29
How does accountability affect consensus?
30!!!aA
Effect of accountability on average perceptions
(3) PERCEPTIONst = β0 + β1 ACCTst-1+ Sstβ2 + Tstβ3 + Xstβ4 + αs + ϴst + st
PERCEPTION is an average perception measure (parents, teachers, or students) for school s in year t
ACCT is an accountability measure for school s in year t-1
Graded
Letter grade
Grade increase / grade decrease
School effects
School-specific time trends in lieu of year effects
31
Effect of accountability on average stakeholder
perceptions about school expectations, 2007-2012Parent Teacher Student
Outcome: Avg perception (1) (2) (3) (4) (5) (6) (7) (8) (9)
Graded last year 0.090*** 0.105*** -0.052***
(0.010) (0.015) (0.007)
Last year – A 0.095*** 0.078*** -0.057***
(0.011) (0.017) (0.008)
Last year – B 0.097*** 0.098*** -0.053***
(0.010) (0.016) (0.007)
Last year – C 0.074*** 0.117*** -0.048***
(0.012) (0.018) (0.008)
Last year – D 0.089*** 0.165*** -0.046***
(0.018) (0.027) (0.010)
Last year – F 0.058** 0.195*** -0.048***
(0.026) (0.052) (0.017)
Lag grade increase -0.002 -0.027** 0.002
(0.006) (0.011) (0.004)
Lag grade decrease 0.003 0.003 0.005
(0.007) (0.013) (0.005)
Observations 4627 4627 4627 4627 4627 4627 4627 4627 4627
Adj. R-squared 0.806 0.807 0.790 0.780 0.782 0.772 0.808 0.808 0.797
Note: All models include school effects and school-specific time trends. Models also include student demographics (poverty, race), student attendance rate,
school enrollment, and teacher characteristics (education and experience). Schools only included if they have at least 10 responses from all stakeholder groups.
32
Effect of accountability on average stakeholder
perceptions about school discipline, 2007-2012Parent Teacher Student
Outcome: Avg perception (1) (2) (3) (4) (5) (6) (7) (8) (9)
Graded last year 0.087*** 0.185*** 0.048***
(0.011) (0.026) (0.012)
Last year –A 0.096*** 0.138*** 0.042***
(0.012) (0.029) (0.013)
Last year – B 0.088*** 0.180*** 0.048***
(0.012) (0.028) (0.012)
Last year – C 0.072*** 0.192*** 0.050***
(0.014) (0.031) (0.014)
Last year – D 0.090*** 0.285*** 0.067***
(0.019) (0.046) (0.019)
Last year – F 0.055** 0.350*** 0.041
(0.027) (0.092) (0.037)
Lag grade increase -0.006 -0.047*** -0.005
(0.007) (0.018) (0.009)
Lag grade decrease -0.000 -0.011 0.004
(0.008) (0.021) (0.010)
Observations 4627 4627 4627 4627 4627 4627 4627 4627 4627
Adj. R-squared 0.755 0.756 0.741 0.764 0.767 0.755 0.797 0.797 0.794
Note: All models include school effects and school-specific time trends. Models also include student demographics (poverty, race), student attendance rate,
school enrollment, and teacher characteristics (education and experience). Schools only included if they have at least 10 responses from all stakeholder groups.
Stakeholder consensus is an overlooked but potentially important aspect
of school quality
In NYC, consensus measures are related to other positive school attributes
Favorable views of the environment
Math and ELA passing rates
The introduction of the letter grade school accountability system in NYC
seems to have increased consensus
Contributes to ongoing debates about measuring school quality and the
impact of accountability systems33
Discussion and policy implications
Is consensus always good? Maybe not... Interact consensus with average perceptions
Control for perceptions when estimating the relationship between consensus and outcomes
Continue to explore how accountability affects consensus – individual models Restrict to individuals who remain in school; lagged perceptions or individual FE
Consider teacher exit and principal turnover – as outcomes or controls
General modeling: What models do I believe? Worth looking at the impact of grades and grade changes, or just grading?
Estimate the impact of an F – regression discontinuity
Compare responses to letter grade and AYP information
Can I distinguish between information/stigma and changes in school practices? Hypothesis: parents respond to information, while teachers and students are more likely to respond to
changes in variables to measure school changes
Additional measures: resources (expenditures, pupil-teacher ratios); teacher perceptions of specific
practices (e.g., data use, professional development, leadership support )34
What I’m thinking about next…
The research reported here was supported by the Institute of Education Sciences, U.S. Department of Education, through Grant R305B080019 to New York
University. The opinions expressed are those of the authors and do not represent views of the Institute or the U.S. Department of Education.