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Development and Execution of a Sustainable X-FUNDING Scheme for Advanced Technology Development. Mehmet Arik, PhD Associate Professor Department of Mechanical Engineering Ozyegin University September 4, 2013. Disclaimer:. - PowerPoint PPT Presentation
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Development and Execution of a Sustainable X-FUNDING Scheme for Advanced Technology Development
Mehmet Arik, PhDAssociate Professor
Department of Mechanical EngineeringOzyegin University
September 4, 2013
Disclaimer:
I do like to write proposals for advanced
technologies, and go after large grants.
I am a good spender of grant money over 13 years
of spending experience lead to a spending over
$20M in USA and Turkey.
I am no expert of establishing grants (at least not
my current job), but will share few thoughts with
you at the next several slides.
Table of Contents
• Three major parts of the puzzle in the technology
development
• Major sources of grants
• Establishing grants
• Intellectual property protection
• Sustainability
Three major parts of the puzzle
Technologist Infrastructure Funding
+
Funding resources in USA and
Turkey• Major funds by local governments
• USA – DARPA, DOE, NIST (>70%)
• USA – NYSERDA (>10%)
• TURKEY – Tubitak, SSM, Dept. of Science of
Technology (80%)
• Global funding resources
• Turkey - EU funds (<10%)
• Private funds
• US - Industry funds (>20%)
• Turkey – Industry funds (<5%)
• Non profit foundation funds – US (3-4%)
• Non profit foundation funds – US (0.5%)
Funding types in the USA
• Short term (<18 months) (<$300k/year)
• Advancing a small part of a system
• Solving a particular well defined problem
• Mid term (18 months – 5 years) (<$1M/year)
• Advancing a major part of a system
• Coming up with a new technology
• Long term (>5 years) (>$3M/year)
• Groundbreaking technology
• Game changers
SBIR grants (Phase-I)
DOE/DARPA grants
DARPA, ARPA-e grants
Developing proposal/technology
ideas• Work on only high impact areas (not many, just a few –
game changers)
• Major industry+academia+government involvement
(local and global)
• Define areas of interests
• Establish workshops
• Invite relevant people
• Attract selected group of highly qualified people
• Outcome – what is the focus of specific research
area and what will be delivered.
Awarding well-ideas and
proposals• Fair and timely evaluation process
• Quick turn around (8-10 weeks)
• Awards only well defined project goals, and hard-
timing/best-effort teams.
• Well planned finances, never cut resources in the
middle of the project
• This will distract the team if you cut funds in the
middle of the road
• Appoint people who will closely work with the
proposal
• A major problem in USA and Turkey
Execution of the proposals• Appointed X-fund person – not a Police
• Qualified for the job
• Well aware of X-fund goals, global funding schemes
and technology
• Well organized and reports pristinely
• Project goals, timeline, resources has to be checked
regularly (6 months-1 year)
• Frequent project reviews at the project site (3
months)
• Reviews at the X-fund headquarters (6 months)
• Just slides (+2 page executive summary, goals vs
project progress), no long reports.
Intellectual property protection• Patents are important to protect ideas/technologies
• Be aggressive on IP protection
• X-fund should help and protect novel ideas
• Legal help
• Commercialization help
• Do US, world patent, not local patent if you can.
• Do not forget not every idea is used or sold, but some
(~10%) is actually used.
X-Fund sustainability• Sustainability is key here.
• Nobody has infinite resources
• Has to leverage external resources
• Claim back part of IP revenue (a couple of percent)
• Encourage collaborative work among researchers
• Encourage cross-pollination (engineers work with
doctors, basic sciences with engineers etc)
• Establish a constantly growing funding structure
Closing thoughts
• Establishing a sustainable funding is challanging but
doable
• Highly qualified teams have to be attracted and
collaborative work structure should be encouraged.
• Key technology areas need to be supported – not many
, but just a few.
• Help in execution, be an integral part of the team, Not
a police.
• Help in protecting IP and agree on some returns.
Thanks for your attention …