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“Design and SimulationStrategies for Fractional-NFrequency Synthesizers”
by
Vıctor Rodolfo Gonzalez Dıaz
Thesis submitted as a partial fulfillment of therequirements for the degree of
DOCTOR IN ELECTRONICS
at the
National Institute for Astrophysics, Opticsand Electronics
August 2009Tonantzintla, Puebla
Supervised by:
Dr. Guillermo Espinosa Flores VerdadDr. Miguel Angel Garcıa Andrade
c©INAOE 2009All rights reserved to INAOE
Design and Simulation Strategies for Fractional-N
Frequency Synthesizers
Vıctor Rodolfo Gonzalez Dıaz
19th August 2009
3
Dedico este trabajo
A mi familia.
Mis padres:
Eloisa Dıaz Gonzalez
y
Vıctor Rodolfo Gonzalez Analco
Mis hermanos:
Oscar,
Elo,
y
Edith
A mi esposa Marıa Magdalena
4
Agradecimientos
A Dios.
A mis asesores: al Dr. Guillermo Espinosa Flores-Verdad y al Dr. Miguel
Angel Garcıa Andrade por su gran soporte y sobre todo por la confianza
que me tuvieron en todo momento. Por sus consejos y su amistad.
A los doctores: Dr. Roman Salinas Cruz, Dr. Jose Alejandro Dıaz
Mendez, Dr. Alejandro Dıaz Sanchez, Dr. Victor Champac Vilela y Dr.
Jose Mariano Jimenez Fuentes por ser parte de mi jurado de examen pro-
fesional y por sus valiosos comentarios. Al profesor Franco Maloberti de
la Universida de Pavia Italia, por los valiosos comentarios para mejorar el
trabajo de investigacion.
A todos los investigadores de la coordinacion de electronica que siempre
me motivaron; muy especialmente al Dr. Jose Alejandro Dıaz Mendez.
Tambien de manera especial, a los doctores: Dr. Monico Linares Aranda
y Dr. Reydezel Torres Torres por darnos las facilidades para hacer algunas
mediciones en el laboratorio. Un sincero agradecimiento a la Lic. Claudia
Juarez Corona por su gran ayuda en la instalacion y uso de los kits de
diseno.
A todos mis companeros de doctorado con los que he convivido todo
este tiempo. Especialmente a Gregorio, Emanuel, Marco, Edgar, Jorge,
Nestor, Salvador, Oscar y Uriel.
5
6
Al Instituto Nacional de Astrofısica, Optica y Electronica (INAOE), por
brindarme la oportunidad de continuar preparandome. Al Dr. Roberto
Murphy por todo el soporte que nos ha brindado cuando mas lo hemos
necesitado. Tambien agradezco la ayuda del Dr. Arturo Sarmiento que
con su labor en la coordinacion de electronica ayudo a la realizacion de
este trabajo. A todo el personal tecnico, administrativo y de operacion
del instituto, por su labor indispensable en nuestro trabajo.
A mis compatriotas mexicanos que mediante el Consejo Nacional de Cien-
cia y Tecnologıa (CONACyT), brindaron el apoyo economico para la re-
alizacion de este trabajo, a traves de la Beca para Estudios de Doctorado
con numero de registro 181644.
A mi Esposa Marıa Magdalena, a mis papas Eloisa y Victor Rodolfo, a
mis hermanos: Oscar, Elo, Edith y Jose Domingo por hacerme tan feliz.
Contents
1 On the frequency synthesizers. 23
1.1 Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
1.2 Frequency synthesizers categories. . . . . . . . . . . . . . . . . . . . . 25
1.3 PLL based Frequency Synthesizers . . . . . . . . . . . . . . . . . . . 26
1.4 Fractional Frequency Synthesizers. . . . . . . . . . . . . . . . . . . . 28
1.4.1 Characteristics of the Fractional Synthesizer. . . . . . . . . . . 31
1.5 Fractional Frequency Synthesizers Limitations and Content of this
Thesis Work. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
1.5.1 Fractional Frequency Synthesizers limitations. . . . . . . . . . 33
1.5.2 Content of this thesis. . . . . . . . . . . . . . . . . . . . . . . 33
2 Mathematical and Behavioral Models for Frequency Synthesizers. 35
2.1 Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
2.2 Spectral purity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
2.2.1 Phase-Noise. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
2.2.2 Phase-Noise measure. . . . . . . . . . . . . . . . . . . . . . . . 39
2.2.3 Direct and Reciprocal Mixing. . . . . . . . . . . . . . . . . . . 41
2.3 Phase Noise and Jitter in Frequency Synthesizers. . . . . . . . . . . . 42
2.3.1 Time Domain Jitter Noise . . . . . . . . . . . . . . . . . . . . 43
2.3.1.1 Jitter in autonomous circuits. . . . . . . . . . . . . . 44
2.3.1.2 Jitter in non autonomous circuits. . . . . . . . . . . . 45
2.3.2 Frequency Domain Phase noise. . . . . . . . . . . . . . . . . . 46
7
8 CONTENTS
2.4 Frequency Synthesizer Behavioral model. . . . . . . . . . . . . . . . . 47
2.4.1 Voltage Controlled Oscillator (VCO). . . . . . . . . . . . . . . 47
2.4.1.1 VCO’s time domain Jitter model . . . . . . . . . . . 47
2.4.1.2 VCO’s noise source addition model . . . . . . . . . . 48
2.4.1.3 Models Comparison . . . . . . . . . . . . . . . . . . 49
2.4.2 Phase-Frequency-Detector and Charge-Pump. . . . . . . . . . 51
2.4.2.1 Time domain Jitter model . . . . . . . . . . . . . . . 51
2.4.2.2 The noise addition model . . . . . . . . . . . . . . . 51
2.4.2.3 Models comparison . . . . . . . . . . . . . . . . . . . 52
2.4.3 The programmable frequency divider and Σ∆ modulator. . . . 53
2.5 Application to a Fractional-N frequency synthesizer. . . . . . . . . . . 53
2.6 Trade-Offs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
3 Effective Dithering MASH Σ∆ Modulators for Fractional Frequency
Synthesizers 57
3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57
3.2 Σ∆ Modulators for Fractional Synthesizers . . . . . . . . . . . . . . . 58
3.2.1 Hybrid Architectures. . . . . . . . . . . . . . . . . . . . . . . . 59
3.2.2 Loop architectures. . . . . . . . . . . . . . . . . . . . . . . . . 60
3.2.2.1 Single-Loop architectures . . . . . . . . . . . . . . . 60
3.2.2.2 Multi-Loop architectures . . . . . . . . . . . . . . . . 61
3.2.2.3 Chebyshev loop . . . . . . . . . . . . . . . . . . . . . 63
3.2.3 MASH architectures. . . . . . . . . . . . . . . . . . . . . . . . 63
3.2.4 Comparison between architectures. . . . . . . . . . . . . . . . 64
3.3 Spur Tones Reduction in MASH modulators . . . . . . . . . . . . . . 66
3.3.1 Prime modulus quantizer . . . . . . . . . . . . . . . . . . . . . 66
3.3.2 Output feedback . . . . . . . . . . . . . . . . . . . . . . . . . 66
3.3.3 Modified Error Feedback Modulator (MEFM) . . . . . . . . . 67
3.3.4 Shaped additive LFSR dither . . . . . . . . . . . . . . . . . . 67
3.4 Dithering MASH Σ∆ modulators with LFSRs . . . . . . . . . . . . . 68
CONTENTS 9
3.4.1 Dither with LFSR in a digital accumulator. . . . . . . . . . . 68
3.4.2 Dither in Multi-Stage-Noise-Shaping. . . . . . . . . . . . . . . 70
3.4.3 Effective LFSR dither for the MASH modulator. . . . . . . . . 72
3.5 Experimental results. . . . . . . . . . . . . . . . . . . . . . . . . . . . 76
3.6 Application in a Fractional Frequency Synthesizer. . . . . . . . . . . . 81
3.7 Remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82
4 Design of the main blocks for the Fractional Synthesizer. 83
4.1 Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
4.2 The Voltage Controlled Oscillator. . . . . . . . . . . . . . . . . . . . . 85
4.2.1 LC-Tank VCO. . . . . . . . . . . . . . . . . . . . . . . . . . . 86
4.2.2 Crossed coupled differential pair. . . . . . . . . . . . . . . . . 87
4.2.3 Noise in the VCO (NMOS or PMOS?) . . . . . . . . . . . . . 88
4.2.4 Monolithic inductors in CMOS technology. . . . . . . . . . . . 90
4.2.5 Increasing the linear tuning range in the VCO. . . . . . . . . . 91
4.2.6 VCO non-linear analysis. . . . . . . . . . . . . . . . . . . . . . 95
4.2.7 VCO silicon implementation. . . . . . . . . . . . . . . . . . . . 98
4.2.8 Simulation results. . . . . . . . . . . . . . . . . . . . . . . . . 99
4.2.9 Experimental results. . . . . . . . . . . . . . . . . . . . . . . . 101
4.3 The Programable Frequency Divider . . . . . . . . . . . . . . . . . . 102
4.3.1 The multi-modulus programable divider. . . . . . . . . . . . . 104
4.3.2 The glitch-free design consideration. . . . . . . . . . . . . . . . 105
4.3.3 The high frequency division cells . . . . . . . . . . . . . . . . 108
4.3.4 The medium frequency divide by 2 cells . . . . . . . . . . . . 110
4.3.5 Design for the process variation robustness. . . . . . . . . . . 112
4.3.6 Experimental Results of the Programable-Divider . . . . . . . 115
5 The frequency synthesizer loop design. 119
5.1 Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119
5.2 Frequency domain design. . . . . . . . . . . . . . . . . . . . . . . . . 120
10 CONTENTS
5.2.1 The Loop Filter Transfer function . . . . . . . . . . . . . . . . 121
5.2.2 The Stability Criteria . . . . . . . . . . . . . . . . . . . . . . . 123
5.2.3 Design of Parameters . . . . . . . . . . . . . . . . . . . . . . . 123
5.3 The Loop Filter Circuit Implementation. . . . . . . . . . . . . . . . . 125
5.4 The Phase-to-Frequency-Detector. . . . . . . . . . . . . . . . . . . . . 129
5.4.1 The effect of the PFD delay in the reset signal. . . . . . . . . 130
5.4.2 Probabilistic analysis for the PFD. . . . . . . . . . . . . . . . 131
5.4.3 Accurate estimation of the PFD Frequency Limit. . . . . . . . 133
5.4.4 The effect of the Σ∆ modulation. . . . . . . . . . . . . . . . . 135
5.4.5 High frequency analysis. . . . . . . . . . . . . . . . . . . . . . 137
5.5 The Charge-Pump. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139
5.6 The Fractional Frequency Synthesizer circuit. . . . . . . . . . . . . . 144
5.6.1 The Phase-Noise Approximation. . . . . . . . . . . . . . . . . 147
5.7 Experimental Results . . . . . . . . . . . . . . . . . . . . . . . . . . . 148
6 Conclusions. 155
6.1 The simulation strategies. . . . . . . . . . . . . . . . . . . . . . . . . 155
6.2 Effective dithering the MASH Σ∆ modulators. . . . . . . . . . . . . . 157
6.3 The fractional synthesizer loop. . . . . . . . . . . . . . . . . . . . . . 158
6.4 Future work. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 159
A Pseudo Random Generators 161
A.1 Linear Feedback Shift Register (LFSR). . . . . . . . . . . . . . . . . . 161
A.2 Maximally length LFSR. . . . . . . . . . . . . . . . . . . . . . . . . . 162
A.3 Circuit implementation. . . . . . . . . . . . . . . . . . . . . . . . . . 164
B Resumen en extenso 167
B.1 Introduccion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167
B.2 Capıtulo 1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167
B.3 Capıtulo 2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168
B.4 Capıtulo 3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 169
CONTENTS 11
B.5 Capıtulo 4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 170
B.6 Capıtulo 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 171
Bibliography 173
12 CONTENTS
List of Figures
1.1 Basic scheme of a transceiver. . . . . . . . . . . . . . . . . . . . . . . 24
1.2 PLL based frequency synthesizer. . . . . . . . . . . . . . . . . . . . . 26
1.3 Fractional PLL based frequency synthesizer. . . . . . . . . . . . . . . 29
1.4 Waveforms where the modulus factor is changed. . . . . . . . . . . . 29
1.5 Symbol and block diagram of a digital accumulator. . . . . . . . . . . 30
1.6 Digital accumulator’s scheme and carry out power spectral density. . 31
1.7 Fractional synthesizer with periodicity in the controller. . . . . . . . . 32
2.1 Power spectrum degradation due to phase modulation terms. . . . . . 38
2.2 Power spectral density of a noisy sinusoidal signal. . . . . . . . . . . . 38
2.3 One sided transformation from Signal’s Power Spectral Density to
Phase-Noise Figure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
2.4 Direct and reciprocal mixing. . . . . . . . . . . . . . . . . . . . . . . 42
2.5 Jitter and its distribution in a signal . . . . . . . . . . . . . . . . . . . 43
2.6 Autonomous circuit. . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
2.7 Autonomous circuit. . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
2.8 Synthesizer’s equivalent frequency-domain model. . . . . . . . . . . . 47
2.9 VCO and Loop Filter noise addition. . . . . . . . . . . . . . . . . . . 49
2.10 Simulation results for the VCO behavioral models. . . . . . . . . . . . 50
2.11 Phase noise from an integer synthesizer. . . . . . . . . . . . . . . . . 52
2.12 Simulation results of the proposed behavioral models. . . . . . . . . . 54
13
14 LIST OF FIGURES
3.1 Hybrid architecture. . . . . . . . . . . . . . . . . . . . . . . . . . . . 59
3.2 Multi-Phase divider with hybrid Σ∆. . . . . . . . . . . . . . . . . . . 60
3.3 Single loop digital Σ∆ modulator. . . . . . . . . . . . . . . . . . . . . 60
3.4 Comparison of single-loop and MASH noise shaping functions. . . . . 61
3.5 Multi-Loop architecture. . . . . . . . . . . . . . . . . . . . . . . . . . 62
3.6 Multi-Loop architecture. . . . . . . . . . . . . . . . . . . . . . . . . . 62
3.7 Chebyshev architecture. . . . . . . . . . . . . . . . . . . . . . . . . . 63
3.8 MASH architecture. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64
3.9 Noise shaping comparison of digital Σ∆ modulators. . . . . . . . . . . 65
3.10 Digital accumulator model. . . . . . . . . . . . . . . . . . . . . . . . . 68
3.11 Dither addition in a digital accumulator. . . . . . . . . . . . . . . . . 70
3.12 Dithering the MASH 1-1-1. . . . . . . . . . . . . . . . . . . . . . . . 71
3.13 Dithered MASH 1-1-1 output spectrum. . . . . . . . . . . . . . . . . 73
3.14 Dithering the MASH 1-1-1. . . . . . . . . . . . . . . . . . . . . . . . 74
3.15 Dithered MASH 1-1-1 output spectrum. . . . . . . . . . . . . . . . . 75
3.16 The Σ∆ modulator contribution to phase-noise. . . . . . . . . . . . . 76
3.17 Microphotograph of the digital modulator. . . . . . . . . . . . . . . . 77
3.18 PCB designed to test the digital Σ∆ modulator. . . . . . . . . . . . . 77
3.19 Experimental setup . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78
3.20 Experimental results . . . . . . . . . . . . . . . . . . . . . . . . . . . 79
3.21 Experimental results . . . . . . . . . . . . . . . . . . . . . . . . . . . 81
3.22 Simulation results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82
4.1 PLL based Σ∆ fractional synthesizer. . . . . . . . . . . . . . . . . . . 83
4.2 Frequency domain model for the fractional frequency synthesizer. . . 84
4.3 VCO feedback block diagram. . . . . . . . . . . . . . . . . . . . . . . 86
4.4 Compensated LC-tank. . . . . . . . . . . . . . . . . . . . . . . . . . . 87
4.5 Crossed coupled differential pair. . . . . . . . . . . . . . . . . . . . . 87
4.6 LC-tank based CMOS VCO’s. . . . . . . . . . . . . . . . . . . . . . . 88
4.7 Cross coupled pair noise analysis . . . . . . . . . . . . . . . . . . . . 89
LIST OF FIGURES 15
4.8 Integrated inductor in 0.35µm process. . . . . . . . . . . . . . . . . . 90
4.9 CMOS VCO with NMOS as varactors. . . . . . . . . . . . . . . . . . 91
4.10 MOS capacitances in transistors used as varactors. . . . . . . . . . . . 92
4.11 Comparison of MOS capacitance when in depletion and triode. . . . . 94
4.12 Comparison of linear ranges for a PMOS varactor. . . . . . . . . . . . 94
4.13 VCO tuning range for different output offset DC value. . . . . . . . . 95
4.14 VCO with PMOS varactors. . . . . . . . . . . . . . . . . . . . . . . . 96
4.15 Drain current as the DC value changes. . . . . . . . . . . . . . . . . . 97
4.16 Schematic view of the VCO. . . . . . . . . . . . . . . . . . . . . . . . 98
4.17 Layout view of the VCO. . . . . . . . . . . . . . . . . . . . . . . . . . 99
4.18 Post-Layout simulations of the VCO for Typical Mean, Worst Speed
and Worst Power cases. . . . . . . . . . . . . . . . . . . . . . . . . . . 100
4.19 VCO voltage to frequency transference curves. . . . . . . . . . . . . . 101
4.20 Voltage Controlled Oscillator. . . . . . . . . . . . . . . . . . . . . . . 102
4.21 Voltage Controlled Oscillator transfer curve . . . . . . . . . . . . . . . 102
4.22 Dual Modulus Divider. . . . . . . . . . . . . . . . . . . . . . . . . . . 103
4.23 Phase selection concept for the programable divider. . . . . . . . . . . 104
4.24 Phase selection for the multi-modulus divider. . . . . . . . . . . . . . 104
4.25 Programable frequency divider logic . . . . . . . . . . . . . . . . . . . 105
4.26 Glitch generation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106
4.27 Phase arrangements comparison and their time scheme for smooth
transitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107
4.28 Multi-modulus programable divider. . . . . . . . . . . . . . . . . . . . 108
4.29 High Frequency divide by 2 cell schematic. . . . . . . . . . . . . . . . 108
4.30 High Frequency divide by 2 cell layout view. . . . . . . . . . . . . . . 109
4.31 Post-Layout simulations of the Divide by 2 circuit for Typical Mean,
Worst Speed and Worst Power cases. . . . . . . . . . . . . . . . . . . 110
4.32 Schematic view for the MF divide by to cell and the signal boos circuits.110
4.33 Medium Frequency divide by 2 cell layout view. . . . . . . . . . . . . 111
16 LIST OF FIGURES
4.34 Post-Layout simulations of the Divide by 4 circuit. . . . . . . . . . . 112
4.35 Process variations unsensitive Phase-Select logic. . . . . . . . . . . . . 112
4.36 Layout of the programable divider. . . . . . . . . . . . . . . . . . . . 113
4.37 Post-Layout simulations of the programable divider. . . . . . . . . . . 113
4.38 Post-Layout simulations of the programable divider. . . . . . . . . . . 114
4.39 Microphotograph of the programable divider and the VCO. . . . . . . 115
4.40 Setup for the measurements. . . . . . . . . . . . . . . . . . . . . . . . 115
4.41 Experimental results of the programable divider. . . . . . . . . . . . . 116
4.42 Experimental results of the programable divider. . . . . . . . . . . . . 117
5.1 Synthesizer’s equivalent frequency-domain model. . . . . . . . . . . . 120
5.2 Low-Pass filter for the frequency synthesizer. . . . . . . . . . . . . . . 122
5.3 Bode analysis for the Fractional Synthesizer. . . . . . . . . . . . . . . 124
5.4 Non ideal Low-Pass filter for the frequency synthesizer. . . . . . . . . 125
5.5 Non ideal Low-Pass filter for the frequency synthesizer. . . . . . . . . 126
5.6 Operational Transconductance Amplifier. . . . . . . . . . . . . . . . . 126
5.7 OTA Layout. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127
5.8 Capacitor and resistor layout. . . . . . . . . . . . . . . . . . . . . . . 127
5.9 OTA Frequency response. . . . . . . . . . . . . . . . . . . . . . . . . 128
5.10 Low-Pass-Filter Frequency response. . . . . . . . . . . . . . . . . . . 130
5.11 The PFD and its waveforms. . . . . . . . . . . . . . . . . . . . . . . . 131
5.12 Waveforms for fref ≥ fdiv. . . . . . . . . . . . . . . . . . . . . . . . . 132
5.13 Layout of the PFD. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133
5.14 Waveforms for a bad PFD detection. . . . . . . . . . . . . . . . . . . 134
5.15 Waveforms for a correct PFD detection. . . . . . . . . . . . . . . . . 135
5.16 Distribution function of the div transition for fractional synthesis. . . 135
5.17 Normalized value of (u − d)2
for differen σ values. . . . . . . . . . . . 139
5.18 Ideal Charge-Pump. . . . . . . . . . . . . . . . . . . . . . . . . . . . 140
5.19 Charge-Pump schematic and layout views. . . . . . . . . . . . . . . . 141
5.20 Non-overlapped signals for the switching control. . . . . . . . . . . . . 142
LIST OF FIGURES 17
5.21 Network to obtain the control switching signals. . . . . . . . . . . . . 142
5.22 PFD-CP pos-layout simulation. . . . . . . . . . . . . . . . . . . . . . 143
5.23 PFD-CP-LPF pos-layout simulation. . . . . . . . . . . . . . . . . . . 144
5.24 Layout view of the chip designed to test the Fractional Synthesizer. . 145
5.25 Pos-Layout transient simulation of the Fractional Frequency synthesizer.146
5.26 Pos-layout simulation for a big frequency step. . . . . . . . . . . . . . 147
5.27 Simulated Phase-Noise. . . . . . . . . . . . . . . . . . . . . . . . . . . 148
5.28 Microphotograph of the chip. . . . . . . . . . . . . . . . . . . . . . . 148
5.29 Test setup schematic. . . . . . . . . . . . . . . . . . . . . . . . . . . . 149
5.30 Measurement setup. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 149
5.31 Measurement result when the fractional synthesizer is “locked”. . . . 150
5.32 Signal spectrum when the fractional synthesizer is at 1.45369GHz. . . 150
5.33 Signal spectrum when the fractional synthesizer is at 1.45369GHz. . . 151
5.34 Phase-Noise figure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 152
5.35 Phase-Noise figure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 153
A.1 Linear feedback shift register concept. . . . . . . . . . . . . . . . . . . 161
A.2 2-bits LFSR. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 162
A.3 LFSR operations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 163
A.4 Autocorrelation for 4 bit LFSR . . . . . . . . . . . . . . . . . . . . . 165
A.5 Autocorrelation Sequences . . . . . . . . . . . . . . . . . . . . . . . . 165
18 LIST OF FIGURES
List of Tables
2.1 VCO characteristics. . . . . . . . . . . . . . . . . . . . . . . . . . . . 50
2.2 Fractional-N frequency synthesizer’s characteristics . . . . . . . . . . 53
3.1 Σ∆ Architectures comparison. . . . . . . . . . . . . . . . . . . . . . . 64
3.2 Σ∆ hardware comparison. . . . . . . . . . . . . . . . . . . . . . . . . 80
3.3 Characteristics of the fabricated digital Σ∆ modulator. . . . . . . . . 80
4.1 CMOS process inductor model parameters. . . . . . . . . . . . . . . . 90
4.2 Id First Fourier coefficients . . . . . . . . . . . . . . . . . . . . . . . . 97
4.3 Size of transistors in the VCO . . . . . . . . . . . . . . . . . . . . . . 99
4.4 VCO characteristics . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
4.5 Size of transistors in the High Frequency divide by 2 cell . . . . . . . 109
4.6 Size of transistors in the High Frequency divide by 2 cell . . . . . . . 111
4.7 Programable divider characteristics . . . . . . . . . . . . . . . . . . . 117
5.1 Frequency synthesizer loop parameters. . . . . . . . . . . . . . . . . . 124
5.2 Loop filter parameters. . . . . . . . . . . . . . . . . . . . . . . . . . . 129
5.3 Fractional Frequency Synthesizer parameters. . . . . . . . . . . . . . 147
5.4 Fractional Frequency Synthesizer parameters. . . . . . . . . . . . . . 154
5.5 Σ∆ Architectures comparison. . . . . . . . . . . . . . . . . . . . . . . 154
19
20 LIST OF TABLES
Abstract
This thesis presents a methodology to design a Fractional Frequency Syn-
thesizer. The research lead to many problems that where not completely
solved up to the publication time of this work. The main objective of the
research was the reduction of spur tones in the total phase noise figure due
to the periodicity in the digital Σ∆ modulator. The proposed solution for
the spur tones reduction is an efficient way to add a dither signal in a
MASH 1-1-1 architecture.
The behavioral models are a good tool to model this mixed signal systems
but it is difficult to include all the noise sources in the system. New
simulation scripts are developed to improve the accuracy in the phase
noise prediction. Also, the proposed behavioral models are more direct
from the circuit designer’s point of view.
New design considerations where developed for the voltage controlled os-
cillator to improve the linear tuning range. The programable frequency
divider was designed to be unsensitive to the process, voltage and temper-
ature variations. Finally a statistical model was developed for the phase
to frequency detector which helps to design a delay in the gates building
this digital circuit. All the design considerations can be used to improve
the performance of this mixed signal circuit and even used for other ap-
plications to innovate the integrated circuit design to solve the people
problems.
21
Chapter 1
On the frequency synthesizers.
1.1 Introduction.
The present and future trend for electronic systems is the portability. This has make
necessary to design the integrated circuits with more restricted specifications. Also it
is desirable to integrate analog and digital systems into the same chip. To accomplish
this goal it is necessary to use advanced technologies and design techniques, as well as
to process the signals in a more efficient fashion. For instance, in many communication
systems it is necessary to generate a signal with intermediate frequency to translate
high frequency signals to a frequency range where they are processed easier. The
translation operation is necessary because if the signal processing were done in the
high frequency domain (as the signals in the reception block) it would be very difficult
to design the circuits capable to process the signal at that frequency and the power
consumption would be enormous.
A basic scheme for a wireless communication system is shown in figure 1.1 where
a data signal in a transmitter is modulated on a carrier frequency cos(ωot) and trans-
mitted trough the electromagnetic channel. The receiver amplifies the signal in a Low
Noise Amplifier (LNA) and translates the signal to a range where it can be processed
by the demodulator. Although the main goal is not to explain the complete architec-
ture of a transceiver it is worth to note that the frequency translation operation is
23
24 1.1. Introduction.
Data in Encoder Decoder
Data out
Transmiter Receiver
LNA IRF
Figure 1.1: Basic scheme of a transceiver.
necessary in wireless communications and/or for portable systems.
For those systems the frequency translation can be achieved by the mixing op-
eration between a high frequency signal x(t) and the signal generated in the system
cos(ωot). The mixing operation of this signals can be expressed as:
F [x(t)cos(ωot)] =1
2F
[x(t)
(e+jωot + e−jωot
)]=
1
2[X (f + fo) + X (f − fo)] (1.1)
The block generating the mixing signal (cos (ωot)) in this systems is the Frequency
Synthesizer. A frequency synthesizer can generate a square or sinusoidal signal and
alike a single oscillator it changes its output frequency by an analog or digital control
with an accuracy depending on the synthesizer’s architecture and application. The
use of a frequency synthesizer is not restricted to the transceiver as the one shown
in figure 1.1. The frequency synthesizer can also be used in modulation schemes [1]
and in automatic control for clock distribution networks; to cite some of the different
applications.
The signal cos(ωot) generated by the frequency synthesizer must be pure in order
to avoid the corruption of the translated signal X(f) due to direct and/or reciprocal
mixing [2], [3]. The corruption of the signals can cause impulsive noise in audio
systems, image distortion in video broadcasting and an unacceptable bit-error-rate in
digital transmission systems. In the next chapter the fundamentals on spectral purity
are reviewed.
1. On the frequency synthesizers. 25
1.2 Frequency synthesizers categories.
There are several frequency synthesizers architectures and each one is suitable for
one of the previously mentioned applications; most of them can be grouped in three
categories [4]:
♣ Direct digital synthesizers.
In this synthesizers a digital to analog converter (DAC) obtains data from a
digital memory to generate a signal with a frequency equal to a reference clock.
If the DAC’s sampling clock signal is divided, the synthesizer can be program-
able. The DAC output is low pass filtered to eliminate the undesired harmonics
generated in the Digital to Analog conversion; this makes very difficult to get
a signal with good spectral purity without using a high order analog filter.
The great disadvantage is the limited operation frequency and the high power
consumption. For a relatively high frequency of operation, a DAC flash archi-
tecture is needed. The flash architecture consumes big amounts of power and
the number of elements increase exponentially as the resolution increases [5].
♣ Direct analog synthesizers.
The analog mixing and frequency division operations are used in this synthesiz-
ers. That is, from a reference analog oscillator (usually LC-tank based) several
mixers and frequency dividers are cascaded to translate the frequency to dif-
ferent values. In contrast with the direct digital synthesizers they can generate
signals with higher spectral purity but the area and power consumption are in-
creased. As the mixers are non linear elements, the amplitude of the harmonics
obtained from the mixing operation is comparable to the fundamental signal [4]
so it is also necessary to design high order filters. The frequency division can
be a power consuming task if it is realized by digital techniques; to solve this
issue the injection locked oscillators are used as frequency dividers [6].
26 1.3. PLL based Frequency Synthesizers
♣ Indirect synthesizers.
The indirect generation of the signal with a Phase Locked Loop (PLL) config-
uration is a technique which combines analog and digital blocks to synthesize
a signal at low cost. Compared to the previous classes, the advantages of this
synthesizers among others are: high integration level, compatible with low cost
integrated circuit fabrication process and low area and power consumptions.
This thesis work is focused in this kind of synthesizers and their fundamentals
are exposed in the following section.
1.3 PLL based Frequency Synthesizers
The indirect frequency synthesizer using the Phase Locked Loop (PLL) configura-
tion [2] is the best solution to generate a signal in an integrated circuit having the
most stringent characteristics. The PLL configuration consist on a Phase Frequency
Detector (PDF), a Charge-Pump (CP), a Low Pass Filter (LPF), a Voltage Controlled
Oscillator (VCO) and a Frequency Divider (FD); all of them arranged in a closed
loop as shown in figure 1.2.
PFD CP LPF
N
VCO
+I cp
-I cp
V control
F out
F ref
Figure 1.2: PLL based frequency synthesizer.
The PFD and CP generate current pulses which represent the phase difference
between the signals coming from the reference signal and from the frequency divider
(θerr = θref − θdiv). The current pulses are low pass filtered and a voltage signal at
the loop filter’s output tunes the VCO. The signal at the VCO’s output is divided by
N to compare it latter to the reference signal and close the loop. In this architecture
1. On the frequency synthesizers. 27
the generated signal has an output frequency that is an entire multiple from the
reference frequency. Although the literature has demonstrated that this is the best
way to generate a signal in an integrated circuit some limitations are present. This
limitations will be resumed in next paragraphs.
The VCO and the Frequency Divider are the blocks working at high frequency
so they not only impose the output frequency limit, but also they are the most
power consuming elements in the synthesizer. Every block in the loop adds noise
to the synthesizer which degrades the output signal (a noise study will be presented
in chapter 2, section 2.2). In order to accomplish with the Phase-Noise spectral
mask that the communication protocols impose, the loop filter usually has a cut-off
frequency much lower than the reference frequency. As a rule of thumb it is 10 times
lower than the reference frequency [3] to accomplish with the noise specifications. On
the other hand, if the loop filter has a very low cut-off frequency, the integration of the
circuits with very low time constants (big capacitors for instance) could be difficult
and the settling time would be very large.
Another issue in this system is the election on the reference frequency. Remember
that for this entire PLL synthesizer architecture, the output frequency is an entire
multiple of the reference frequency. There are applications where it is necessary
to change the output frequency with very narrow steps (less than 200kHz for the
communication protocols, as the American GSM [7], [8]). Taking as an example the
American GSM protocol, if in an entire PLL synthesizer a 200kHz reference frequency
is used, it is almost impossible to integrate the loop filter (for the reasons given above).
Also, the settling time will never be less than 300µs which is the required settling
time specification for the GSM protocol [9].
Also, as the output frequency is an entire multiple from the reference frequency;
if a very low reference frequency is used, a very high division modulus is needed
in order to get high frequencies at the synthesizer’s output. As will be explained
in the following chapters this could be good for the output Phase-Noise but the
divider’s complexity is increased. From this discussion it can be concluded that the
28 1.4. Fractional Frequency Synthesizers.
worst disadvantage from entire frequency synthesizers is the constraint which links
the division modulus to the reference frequency election. The best solution to this
issue has been the Fractional Frequency Synthesizers [10].
1.4 Fractional Frequency Synthesizers.
The fractional frequency synthesis [10] is one of the best ways to decouple the con-
straint that links the reference frequency with the step resolution. With this technique
it is possible to generate an output frequency being an entire factor plus a fractional
value from the reference frequency. This allows not only to choose a reference fre-
quency as high as possible to have a good settling time, but also to have enough
spectral purity for the communication protocol the synthesizer is designed for. In-
creasing the reference frequency makes easier to integrate the loop filter in the same
die and the frequency divider can have a lower division modulus factor.
There are different ways to generate an output frequency being a fractional mul-
tiple from the reference frequency. The two most important are:
1. Fractional synthesis using multiple phase switching [11]
2. Fractional synthesis using the PLL configuration [10].
The former uses the VCO’s output signal to obtain several delayed versions with
a delay value less than the VCO’s period. The fractional division factor is obtained
if the signals having different phases are switched to change the total output period.
The resolution depends on the quantity of delayed signals within one VCO’s period.
Besides, the time-varying displacing (due to noise) of the generated signals can yield
and erroneous division. For the communication protocols, such as GSM, the quantity
of channels is about 372 with a 200KHz spacing between them, in a band from
(1.710 − 1.785)GHz. For this protocol it is difficult to generate that quantity of
delayed signals to get a fractional division without uncertainty in the phase.
1. On the frequency synthesizers. 29
PFD CP LPF
N,(N+1)
VCO
+I cp
-I cp
Controller
K
F out
F ref
T H T L
Figure 1.3: Fractional PLL based frequency synthesizer.
The fractional synthesis using the PLL configuration is realized by changing ran-
domly the division modulus factor at every reference frequency transition. This ran-
dom switching between division modulus factors is to obtain, “in average”, an entire
plus a fractional division as will be explained next. This task can be done by chang-
ing the modulus factor in a programable divider between N and N + 1 with a digital
controller clocked by the reference frequency (figure 1.3).
To see more clearly how the fractional modulus is obtained, consider the timing
diagram from figure 1.4 where five division cycles are considered in the signal from
the VCO. If, from those five division cycles, the VCO’s output is divided during three
division cycles by N = 2 and during two division cycles by N = 3 the average output
frequency is:
fout =3Nfref + 2(N + 1)fref
5=
(N +
2
5
)fref (1.2)
N N N+1 N+1 N
VCO
DIV 1 2 3 4 5
Figure 1.4: Waveforms where the modulus factor is changed.
Probably, the most simple digital controller (to change the modulus division) is
30 1.4. Fractional Frequency Synthesizers.
a digital accumulator of m resolution bits as is shown in figure 1.5. The carry out
from the accumulator is the signal controlling de division modulus with a duty cycle
TH/TL.
Carry out
K Adder (m-bits)
Register (m-bits)
K Carry out
T H
T L
Figure 1.5: Symbol and block diagram of a digital accumulator.
With carry on low value during TL the division modulus is N . With the carry
output on high value during TH the division modulus is N + 1. The average division
modulus is Nav = N + n with N the closest integer value on the programable divider
and n = K2m (m is the word bit size on the accumulator and K is the digital constant
wort at the input of the accumulator). Ideally, by increasing the accumulator’s resolu-
tion (increasing m) the division modulus factor can be changed with highly fractional
values.
If a deeper analysis is made, it can be noticed that the digital accumulator is a
first order digital Σ∆ modulator [12]. The digital Σ∆ modulator is a block which
traduces a constant signal at the input to an oversampled signal (it can be single or
multiple bit). This oversampled signal is a pulse modulated signal whose time average
value yields the constant value at the input. The digital Σ∆ modulator makes a
quantization operation and the quantization error is shaped by a high-pass function.
This high-passed quantization error adds another noise source to the PLL loop in
the Fractional Synthesizer and must be considered at the design time. The theory
on Σ∆ modulators used for oversampled Analog to Digital converters [12] can be
extrapolated to the design of digital Σ∆ modulators used for Fractional Synthesizers.
In the following chapters a deep analysis to the digital Σ∆ modulators used in the
Fractional Synthesizers is realized.
1. On the frequency synthesizers. 31
1.4.1 Characteristics of the Fractional Synthesizer.
Although the fractional synthesis can be obtained with a single-bit first order digital
Σ∆ modulator it is not the best solution. In one hand the digital Σ∆ modulators
don’t suffer from mismatch and/or finite gain in the components (the integration
is perfect in contrast to their analog counterparts [12]). On the other hand, the
quantization error at the output of the integrator (accumulator) is a deterministic
signal and the Σ∆ modulator’s output will be a repeating sequence controlling the
division modulus in the Frequency Synthesizer. Figure 3.4 shows the block diagram
of a digital accumulator and the approximated power spectral density of the carry
output when there is a constant input.
Carry out
K
(a)
104
105
106
107
−400
−350
−300
−250
−200
−150
−100
−50
0
Frecuencia (Hz)
PS
D (
dB)
(b)
Figure 1.6: Digital accumulator’s scheme and carry out power spectral density.
The spur tones appearance in the Σ∆ modulator output spectrum (see figure 1.6(b));
means that the controlling sequence will make the output from the divider to be peri-
odic. This periodicity will be reflected as periodic current pulses at the charge-pump
output and the VCO’s output will contain non desirable spur tones, as in figure 1.7
is shown.
As can be seen in figure 1.6(b) the quantization noise for a single-bit first order
digital Σ∆ modulator is almost uniformly distributed along the range (0, Fs), where
32 1.4. Fractional Frequency Synthesizers.
PFD CP LPF
N/(N+1)
VCO
+I cp
-I cp
K T H
T L
Frequency (Hz)
F out
F ref
TONES
Figure 1.7: Fractional synthesizer with periodicity in the controller.
Fs is the oversampling rate (and clock frequency) in the digital modulator. In most
Fractional Synthesizers, using Σ∆ modulators, the oversampling rate has the same
frequency than the reference frequency Fs = Fref . When the spectrum of a Fractional
Synthesizer using a Σ∆ modulator is analyzed, it will have spur tones at an offset
frequency very close to the carrier. The spectral purity is affected by this spur tones
and is necessary to avoid them.
One solution to make less significant the spur tones influence in the Fractional
Synthesizer can be to reduce the loop filter cut-off frequency. Unfortunately, this
is contradictory with the advantage on the technique, which allows to use a higher
reference frequency to integrate the loop filter.
As the first order Σ∆ modulator does not accomplish with the spectral purity
and capacity on integration; in the literature there can be found several techniques
to reduce the influence of Σ∆ modulation in the Fractional Synthesizer’s output
phase-noise. During the next chapters the most important of those techniques will be
exposed. Also, the main issues in the fractional synthesizers design will be identified.
Those issues are related with the design and simulation strategies in order to integrate
a fractional frequency synthesizer on the same die. Some alternatives to solve those
problems are proposed in this thesis work.
1. On the frequency synthesizers. 33
1.5 Fractional Frequency Synthesizers Limitations
and Content of this Thesis Work.
1.5.1 Fractional Frequency Synthesizers limitations.
From the discussion in the previous sections it is clear that there are many drawbacks
in the Fractional Frequency Synthesizers. In this thesis work it was found that the
most important problems to solve are:
♦ The simulation strategies for the frequency synthesizers.
♥ The spur tones reduction in the Phase-Noise spectrum due to the digital Σ∆
modulator.
♣ The Voltage Controlled Oscillator tuning range.
♠ The programable frequency divider limitations.
Many works present in the literature have solved some of this issues and they will
be mentioned along this thesis work. In spite of it, this drawbacks have been just
partially solved. This thesis work focuses on solving in an efficient way the problems
previously mentioned.
1.5.2 Content of this thesis.
The following chapters will discuss the origin of each limitation and will mention the
most important proposed solutions. Chapter 2 presents a study of the modelling and
simulation of fractional frequency synthesizers and a new way to model the noise in
this systems is proposed.
Chapter 3 explores the spur tones generated by the digital Σ∆ modulation and a
new way to avoid them, without increase the complexity of the systems, is presented.
Chapter 4 presents the design of the VCO and programable frequency divider, which
341.5. Fractional Frequency Synthesizers Limitations and Content of this
Thesis Work.
are crucial elements of a fractional frequency synthesizer. Once the VCO and fre-
quency divider characteristics are known, the chapter 5 presents the design method-
ology of the fractional frequency synthesizer loop. That is the PFD-Charge-Pump
and Loop filter parameters can be designed to ensure stability. Finally, chapter 6
presents the main conclusions of this thesis work and the future work though this
research line.
The thesis work is supported with post-layout simulations results to describe the
design methodology for the integrated circuit. Also, experimental results obtained
from the integrated circuit fabrication prove the theories developed in this research
job.
Chapter 2
Mathematical and Behavioral
Models for Frequency Synthesizers.
2.1 Introduction.
In order to properly design a Fractional Frequency Synthesizer with a Phase Locked
Loop (PLL) configuration, it is necessary to fully understand all the noise and error
sources in the circuits building it. When the design of this Fractional Synthesizers is
realized, usually, it is necessary to run many transistor level simulations. This comes
unpractical when the objective is to optimize the performance of the components one
by one, because the simulation and design time grow significatively. Therefore, it
is very useful to describe behavioral models for this mixed-signal system taking into
account the noise and error sources during the circuit design. The behavioral models
are high level hardware description scripts which are used in the netlist for the fast
simulation of analog and/or digital blocks. To describe this models, a standard code
like VerilogA or VerilogAMS is used. A circuit simulator (such as Spectre, Hspice or
ADMS) is used to get the accurate values for the electrical variables of the network
in a DC, transient or AC simulation.
Matlab-Simulink is also a good tool to model mixed-signal systems but it is not
capable to substitute the models by transistor level blocks. On the other hand,
35
36 2.2. Spectral purity.
VerilogA is a tool that can make last issue possible going down a transistor level
design. In plain words: with VerilogA it is possible to simulate jointly a circuit
modelled as a behavioral model and a circuit with device level models. A simulation
of the frequency synthesizer, only with behavioral models, is also very useful when
the specifications for every block in the synthesizers are obtained and a preliminary
result is needed.
Beyond all this advantages, when the specifications and performance of a cell are
evaluated, it is necessary to include as many non ideal characteristics as possible.
The inclusion of this non ideal characteristics makes the behavioral simulation to
describe more accurately the circuit performance. In this chapter the mathematical
description and behavioral modelling of the frequency synthesizers are explored. A
new methodology to improve the accuracy of behavioral simulation is proposed and
is compared with mathematical models presented in literature [13], [14], [15], [16]. It
is also demonstrated, with behavioral transient simulations, that this new strategy to
simulate the synthesizer (though behavioral models); allows to predict the spectral
purity (phase noise) more accurately than state-of-the-art models.
2.2 Spectral purity.
Ideally, the frequency synthesizer must generate a pure signal; mathematically that
signal can be described as.
x(t) = A cos (ωot + θo) (2.1)
Nevertheless, due to different noise sources in the frequency synthesizer this ideal
behavior is deviated, resulting in amplitude and phase variations. The noisy signal
can be expressed as:
xη(t) = A(t) cos (ωot + θ(t)) (2.2)
Where the terms A(t) and θ(t) are the amplitude and phase noisy modulating
2. Mathematical and Behavioral Models for Frequency Synthesizers. 37
signals. Usually the frequency synthesizer has a high amplitude output and the
amplitude modulation term (A(t)) can be neglected, making the signal to be only
phase modulated (xpm(t) = A cos(ωot + θ(t)). For this phase modulated signal, if the
phase modulating term is θ(t) = Aθ cos(ωmt) and Aθ ≪ 1 [17]:
xpm(t) ≈ A cos(ωot) +AAθ
2[cos((ωo − ωm)t) + cos((ωo + ωm)t)] (2.3)
For an amplitude modulated signal xam(t) = (1 + Am sin ωmt)A cos (ωot); this
equation can be expanded as:
xam(t) ≈ A cos(ωot) +AAm
2[sin((ωo − ωm)t) + sin((ωo + ωm)t)] (2.4)
By comparing equations 2.4 and 2.3 it is demonstrated that mathematically is not
possible to distinguish between the noisy terms generated by amplitude modulation
or phase modulation terms [17]; both of them have the same effect in the spectral
purity and the omission in the amplitude modulation term has no consequence in the
fundamental concept. This helps to mathematically analyze the effect of the noise
in the signal generated by the frequency synthesizer, giving rise to the Phase-Noise
definition.
2.2.1 Phase-Noise.
Consider the phase modulated signal with the phase modulation term as a single tone
(θ(t) = Aθ cos(ωmt)):
xpm(t) = A cos (ωot + Aθ cos(ωmt)) (2.5)
For the case Aθ ≪ 1 the signal can be expressed as:
xpm(t) ≈ A cos(ωot) +AAθ
2[cos((ωo − ωm)t) + cos((ωo + ωm)t)] (2.6)
In the frequency domain this phase modulation term adds two harmonics at a
frequency ωo ± ωm (as shown in figure 2.1b). If the phase modulation term contains
38 2.2. Spectral purity.
a) b) c)
Frequency (Hz)
P o w
e r (
d B / H
z )
Frequency (Hz)
P o w
e r (
d B / H
z )
Frequency (Hz)
P o w
e r (
d B / H
z )
Figure 2.1: Power spectrum degradation due to phase modulation terms.
more harmonics, the spectrum of a pure sinusoidal signal changes from a Dirac delta
to the one shown in figure 2.1c.
Theoretically, if infinite phase modulation terms are added the power spectral
density of the modulated signal takes the form shown in figure 2.2. In fact, the noise
which generates the phase disturbances can be modelled as an infinite number of
phase components. From the last point of view, it can be said that the skirt shaped
spectrum in figure 2.2 it is a measure of how the phase, and though the instantaneous
frequency, is changed randomly. As this skirt shaped spectrum of a noise sinusoidal
signal can be represented as phase fluctuations, it has received the characteristic name
of Phase-Noise.
Frequency (Hz)
P o w
e r (
d B / H
z )
Frequency (Hz)
P o w
e r (
d B / H
z )
Figure 2.2: Power spectral density of a noisy sinusoidal signal.
2. Mathematical and Behavioral Models for Frequency Synthesizers. 39
2.2.2 Phase-Noise measure.
The Phase-Noise is the phase fluctuation rate (and though the instantaneous fre-
quency fluctuation rate) in the periodic signal generated by a system. The system
can be an Oscillator, a Synchronous Logic Circuit or a Frequency Synthesizer. If in
an ideal situation the phase fluctuations are caused by only a single sinusoidal com-
ponent θ1(t) = Aθ sin(ωo + ωmt) the power spectral density of this pase fluctuation
component is:
Sθ1(ω) =A2
θ
2δ (ω − ωm) (2.7)
This equation was obtained from the analysis in equation 2.6 and figure 2.1. For
the case when a signal is phase modulated by a single tone, the signal power spectral
density can be approached as:
xpm(t) ≈ A cos(ωot) +AAθ
2[cos((ωo − ωm)t) + cos((ωo + ωm)t)]
SX(ω) ≈ A2
2
δ(ω − ωo) +
A2θ
2δ(ω − (ωo − ωm)) +
A2θ
2δ(ω − (ωo + ωm))
SX(ω) ≈ A2
2
δ(ω − ωo) +
1
2Sθ1(ωo − ω) +
1
2Sθ1(ω − ωo)
(2.8)
Where the Dirac’s delta symmetry property is used (δ(ω − ωo) = δ(−(ω − ωo))).
For this ideal case, the power spectral densities of the phase modulating signals and
the fundamental signal can be related and a new term is defined as ϑωm:
ϑωm =SX (ωo + ωm)
SX(ωo)(2.9)
Evaluating equation 2.8 in equation 2.9 the power spectral densities are related
by:
ϑωm = (A2/2)Sθ1(ωm)
A2/2(2.10)
40 2.2. Spectral purity.
If the relative one sided amplitude (i. e. taking only one side of the spectrum) of
the power spectral density is considered; then:
Lonesidefm =Sθ1(fm)
2(2.11)
The relation between the phase modulation term and the fundamental signal’s
power spectral densities in equation 2.9 can be extrapolated to the continuous skirt
shape and a continuous one sided Phase-Noise figure is defined as:
Lonesidefm =
(SX(fo + ∆fm)
SX(fo)
)(2.12)
Expressed in decibels:
Lonesidefm = 10 log10
(Signal’s Power at ∆fm in a 1Hz bandwidth
Fundamental Signal Power at fo
)(2.13)
The one sided Phase Noise Figure Lonesidefm is the relation between the power
spectral density of the noisy signal in a ∆fm frequency offset from the carrier with the
power of the fundamental component at fo. For convenience it will be referred just as
the Phase-Noise figure instead of one sided Phase-Noise figure. The Frequency domain
to the Phase-Noise domain transformation is the way to measure the spectral purity in
Frequency Synthesizers. A graphical description for the one sided transformation can
be seen in figure 2.3. To make more comfortably the phase-noise descriptions to the
reader, the therm Lonesidefm will be referred only as Lfm. Knowing previously
that the Lfm is the one sided Phase Noise Figure.
Although Lfm is only an approximation for the real Phase-Noise measure; it
was demonstrated in equations 2.9 - 2.11 that the real Phase-Noise, Sθ(f), is related
to the noise figure Lfm as:
Sθ(f) = 2Lfm (2.14)
2. Mathematical and Behavioral Models for Frequency Synthesizers. 41
Frequency (Hz)
P o w
e r
( d B
/ H z )
Frequency Offset From the Carrier (Hz)
L f m
( d B
c / H
z )
Figure 2.3: One sided transformation from Signal’s Power Spectral Density to Phase-Noise Figure.
This is valid just for low amplitude phase modulation terms and for close fre-
quencies offset from the carrier frequency [2]. This limit in the approximation comes
from the suppositions made to express the single tone phase modulation term in
equation 2.3 (section 2.2.1). The one sided transformation from the signal’s power
spectral density to Phase-Noise figure Lfm is not the only way to measure the
spectral purity in a signal coming from a frequency synthesizer. The timing Jitter is
also a measure for the spectral purity in the time domain [18], [19]. In the following
sections it will be demonstrated that the time Jitter and the Phase-Noise are two
ways to demonstrate the same phenomena.
2.2.3 Direct and Reciprocal Mixing.
It was mentioned before that the signal generated by the frequency synthesizer must
be pure to avoid the corrupted information. When the signal is used to translate an
incoming information from the RF spectrum; the skirt on this signal’s power spectral
density can mix some components from an adjacent frequency channel, giving as a
result the direct and reciprocal mixing.
In figure 2.4 both effects are presented. The noisy generated signal (at a frequency
ωLO) will down-convert the signal at frequency ωRF1; the phase noise components on
both signals will be added and a direct mixing is obtained. On the other hand, the
42 2.3. Phase Noise and Jitter in Frequency Synthesizers.
Frequency (rad/s)
P o w
e r ( d B
)
Direct mixing
Reciproc mixing
Figure 2.4: Direct and reciprocal mixing.
skirt shaped spectrum of the generated signal will also down-convert the undesirable
signals at an adjacent RF channel (at a frequency ωRFa) this is known as indirect
mixing. From figure 2.4 it can be seen that the contribution of both mixing actions
will degrade the down-converted signal’s spectrum.
From this section it is worth to emphasize the great importance of spectral purity
in Frequency Synthesizers. The phase noise figure defined through this sections must
accomplish with the Phase-Noise mask that the communication protocol imposes [9].
2.3 Phase Noise and Jitter in Frequency Synthe-
sizers.
The purity of a periodic signal is the characteristic describing how much this signal
deviates from the ideal representation (see section 2.2). The goal of a frequency
synthesizer is to generate a pure periodic signal to avoid the corrupted information.
Nevertheless, the noise and error sources in the frequency synthesizer’s blocks make
the output signal to change randomly the phase (and tough the frequency) so the
noise sources affect the output signal’s spectral purity. This can be measured as
Phase Noise or as Jitter in the output signal. Phase Noise and Jitter are two ways to
describe the same phenomena; the former in the frequency domain and the latter in
the time domain. In this section a more detailed description of both metrics is done.
2. Mathematical and Behavioral Models for Frequency Synthesizers. 43
2.3.1 Time Domain Jitter Noise
Jitter is the timing uncertainty of a transition event in a signal. The uncertainty
comes from the noise in the timed circuits and it can be represented as an error time
function (j(t)) having a normal distribution. Starting from the Jitter free signal; the
error can be added as [13]:
VJitt(t) = v (t + j(t)) (2.15)
A
t
Jitter free.
With Jitter
t 0
t
Figure 2.5: Jitter and its distribution in a signal .
Figure 2.5 shows the waveform of a Jitter free signal (solid line) and the signals
under the Jitter influence (doted lines). The time Jitter makes the location of the
transition time t0 to randomly change and is not possible to predict it exactly. In spite
of it, it can be modelled as a pseudo random process with a time distribution for the
transition uncertainty (look at the graphic for the distribution σ(j(t)) in figure 2.5).
The variance of this random process can be expressed in terms of the physical noise
which generates the Jitter.
To calculate the variance of the error timing signal “σ (j(t))”; the Phase Noise as
defined in section 2.2 can be related to the Jitter. For this it is necessary to distinguish
between Jitter in autonomous circuits (short term Jitter) and Jitter in driven circuits
(long term Jitter); as explained below.
44 2.3. Phase Noise and Jitter in Frequency Synthesizers.
2.3.1.1 Jitter in autonomous circuits.
An autonomous circuit is a cell which generates, by itself, a signal that oscillates. A
good example is a VCO that generates a periodic signal as shown in figure 2.6.
T 1 T 2
Figure 2.6: Autonomous circuit.
The period in the signal from the VCO may change in a random way and in
figure 2.6 T1 6= T2. An important characteristic in autonomous circuits is that the
variation between time periods is not correlated. This means that the time displacing
of the zero cross values in the waveforms are not cumulative. That is, the jitter is not
cumulative and it is known as short term jitter.
For the autonomous circuits, the short term jitter σ (jfm(t)) can be calculated by
taking the phase noise as [13]:
Sφ (fm) ≈ 2Lfm = af 2
o
f 2m
(2.16)
where Sφ (fm) is the Phase-Noise figure and Lfm is the Phase-Noise approximation
from the signal’s power spectral density. The factor a is the Power Spectral Density of
the noise that causes Jitter, fo is the carrier frequency and fm is the frequency offset
from the carrier. If the noise is assumed to be white the last expression is valid only
for frequencies (fm) not far away from the carrier frequency (fo). This expression
can be obtained in several ways which can be explored in literature [2]. The ranges
where this approximation is valid is still an open research field for this mathematical
models.
As the phase noise cannot be measured directly from a Spectrum Analyzer, it is
more useful to relate the Phase Noise to the noise figure Lfm:
Lfm =Sφ (fm)
2=
a
2
f 2o
f 2m
(2.17)
2. Mathematical and Behavioral Models for Frequency Synthesizers. 45
The Jitter time variance can be estimated from the Lfm noise figure as:
Jk =√
kaT (2.18)
Where T is the period of the signal in the autonomous circuit. The k′th term is
the time shift related to the first period of the autonomous signal. Actually this jitter
must be considered as uncorrelated and it can be modelled as a Gaussian random
process. Nevertheless, in order to make a more simple model, it can be described as
a Gaussian random cyclostationary process; such that Jk = J1 and:
J =√
aT (2.19)
2.3.1.2 Jitter in non autonomous circuits.
The non autonomous circuits (also known as driven circuits) are cells which need a
trigger signal to make an operation. A good example are all the digital cells with
static or dynamic logic. This circuits need a signal to trigger the logic values to yield
a logic state. Figure shows 2.7 the schematic and waveforms of NAND gate. If the
A or B signals have a time variance in the switching time, the output signal will be
affected by this time variance.
A
B
O
A
B O
Figure 2.7: Autonomous circuit.
If the signals A or B are periodic, this time variance will be cumulative and the
jitter is known as long term jitter. For the driven circuits which present long term
jitter; the time displacing variance σ (jpm(t)) of every transition event is more directly
46 2.3. Phase Noise and Jitter in Frequency Synthesizers.
related to the power spectral density of the noise that generates it. The jitter variance
is obtained as in [13]:
J =√
2σ (jpm(tc)) (2.20)
where tc is the time of the transition output event and the jitter variance is defined
as the relation between the time average power of the noise generating the jitter and
the signal’s slew rate:
σ (jpm(tc)) ≡σ(ηn)∂(vtc )∂(t)
(2.21)
Using the Parserval’s theorem and the simplest slew rate definition it is possible to
show that [13]:
J =
√T 〈η2
n〉ttVH − VL
(2.22)
The term: 〈η2n〉 =
∫∞
−∞Sn(f)df is the total time average noise power spectral
density which generates the jitter (ideally is the noise integrated overall the spectra).
The term tt is the transition time for the signal and (VH − VL) is the total signal
change. With expressions (2.18) and (2.22) it is possible to model the Jitter variance
in the behavioral models. It is achieved by converting its Phase Noise figure to the
time variance of the signal in the autonomous or driven circuits.
2.3.2 Frequency Domain Phase noise.
In [14] it has been presented a deep analysis to the Fractional-N Synthesizers mixed-
signal behavior. By using some constraints the frequency domain model can be
represented as in figure 2.8.
The main noise sources in the Frequency Synthesizer can be grouped as: the noise
coming from the PFD-Charge-Pump, from the Loop-Filter-VCO and from the digital
Σ∆ modulated division factor. The total output phase noise can be estimated by
2. Mathematical and Behavioral Models for Frequency Synthesizers. 47
cp I Loop filter H(f)
VCO
jf K v
1/T nom N
1
n[K]
Figure 2.8: Synthesizer’s equivalent frequency-domain model.
considering the individual noise sources in the loop:
Soutn (fm) = |Hn(j2πfm)|2 Sinputn (fm) (2.23)
and
Ssynt (fm) =∑
n
Soutn (fm) (2.24)
Where Soutn (fm) represents the n − th contribution to the total synthesizer’s noise
Ssynt (fm). The Sinputn terms are the noise sources which are shaped by their input-
to-output phase noise transfer function Hn (j2πfm). This Phase Noise frequency
representation is more direct to express in the circuit design terms when it is included
within the behavioral models. However, the time domain Jitter representation is
preferred for the compatibility with the VerilogA capabilities. Nevertheless, in this
work a great difference between the simulation and theoretical results was observed
when the phase noise was modelled as time Jitter in the behavioral models.
2.4 Frequency Synthesizer Behavioral model.
2.4.1 Voltage Controlled Oscillator (VCO).
2.4.1.1 VCO’s time domain Jitter model
The advantage of using VerilogA in behavioral models is the easy inclusion of the
Jitter noise by displacing the signal’s transition slightly by a normal distributed time
function as follows [13]:
48 2.4. Frequency Synthesizer Behavioral model.
freq = freq / (1+ dT*freq);
phase = 2*M PI*idtmod(freq,0.0,1.0,-0.5);
@(cross(phase + ‘M PI/2),+1,ttol) or
cross(phase + ‘M PI/2),+1,ttol)) begin
dT=1.414*jitter*$dist normal(seed,0,1);
n= (phase >= ‘M PI/2) && (phase < ‘M PI/2);
end
V(out) < + transition(n ? 1:-1, 0, tt);
This previous model for the VCO is very efficient only for a short range of frequen-
cies due to the considerations taken to estimate the Jitter in equations (2.16,2.18).
2.4.1.2 VCO’s noise source addition model
The VCO can also be behaviorally described by using the relationship for the VCO
output phase deviations and the control voltage:
Φout(t) =
∫2πKvVctrl(t)dt (2.25)
where Vctrl is the input control voltage, Φ is the output phase and Kv is the VCO’s
gain. This equation can be used to describe the VCO as follows:
analog begin
freq = (V(input)-Vmin)*(Fmax-Fmin)/ (Vmax-Vmin) + Fmin;
if (freq > Fmax) freq = Fmax;
if (freq < Fmin) freq = Fmin;
phase = 2*M-PI*idtmod(freq,0.0,1.0,-0.5);
v(out) < + sipha;
end
This ideal behavior is deviated by the noise sources into the VCO and Loop Filter,
changing the phase randomly from cycle to cycle. A single noise source can group
both noise contributions as shown in figure 2.9.
2. Mathematical and Behavioral Models for Frequency Synthesizers. 49
Loop filter H(f)
VCO
jf K v
Figure 2.9: VCO and Loop Filter noise addition.
The total power delivered by the noise source is equal to the variance of the
random signal:
σ2 (η) =
∫∞
0
S (f) df. (2.26)
where S (f) = κ (white noise). The integral has no a closed form solution but it
can be integrated over a frequency band (0, Fup). Therefore, a limit frequency can
be estimated as the one with the most dynamic in the simulation and Fup = Fsample.
If a relatively low frequency white-noise signal is sampled at a frequency Fsample
(respecting the sampling Nyquist condition) the total rms value for the noise source
is:
ηrms =√
S (f) Fsample (2.27)
In this work the sampling frequency is at least 2 times the frequency from the
VCO. For instance if the output signal is fout = 1GHz, then Fsample = 8fout = 8GHz
is a good election.
The noise source including the contributions from the loop filter and the VCO can
be behaviorally described as:
analog begin
@ (initial-step) begin seed = 23;
end
vrms= sqrt(power*Fsample);
randnum= $dist-normal(seed,0,1);
V(out) < + randnum*vrms;
end
2.4.1.3 Models Comparison
A VCO was modelled with the characteristics shown in table 4.4. The Vrms value
50 2.4. Frequency Synthesizer Behavioral model.
Table 2.1: VCO characteristics.
Tuning Range (1.47 − 1.87)GHz
Kvco 247MHzV
Voltage input range (0.25 − 1.87)V
Phase Noise @ 100KHz ≈ −145dBc
of the noise source output can be known from the transfer function of the VCO
and the expected value on the Phase-Noise (equation 2.23). For the case SV CO ≈−145dBC@10KHz with a simulation sampling frequency of 8.216GHz the Vrms ≈5.2 ·10−22. The short term Jitter variance can be obtained from equation (2.18); with
an output frequency of about 1.56GHz the variance jitter is J ≈ 91.3 · 10−18s.
104
105
106
107
−260
−240
−220
−200
−180
−160
−140
−120
−100
−80
−60
Frequency offset from the carrier (Hz)
Pha
se n
oise
L(f
m)
(dB
/Hz)
Theoretical VCO phase noise.
Behavioral model with Jitter term.
Behavioral model with noise source.
Figure 2.10: Simulation results for the VCO behavioral models.
Figure 2.10 shows the VCO’s output phase noise for the individual simulations of
the models and compared with the expected theoretical noise figure obtained from a
mathematical model as in [14]. As the theoretical analysis predict in section 2.2, the
2. Mathematical and Behavioral Models for Frequency Synthesizers. 51
simulation of the behavioral model as the time domain Jitter [13] predicts the phase
noise just for close frequencies offset from the carrier (only up-to @700KHz). The
proposed behavioral model which adds a white-noise source in the control voltage
predicts the phase noise much better for high frequencies offset from the carrier.
2.4.2 Phase-Frequency-Detector and Charge-Pump.
2.4.2.1 Time domain Jitter model
The PFD-CP long term Jitter can be behaviorally described as a time displacing
transition. This is due to the PFD error nature because the logic gates traduce the
voltage noise into Jitter noise, so the dependence on the signal’s slew rate is more
direct as opposite to the short term Jitter in the VCO. The Jitter variance can be
calculated from equation (2.22) where it is worth to note how the slew rate is directly
related to the noise variance, in the behavioral model it is described as [13]:
@(cross(V(ref), +1,ttol)) begin;
if (state > -1) state = state-1;
dT=0.707*jitter*$dist normal(seed,0,1);
end
....
I(out) < + transition(Iout*state, td+dt , tt);
Unfortunately, this Jitter representation does not take into account the Charge-
Pump noise from the current sources.
2.4.2.2 The noise addition model
Usually the noise source contribution from the Charge-Pump current sources domi-
nates the jitter in the PFD. Then it is necessary for the PFD-CP behavioral model
to include the analog noise addition to the Charge Pump current by using a noise
generator. The behavioral model for the PFD-CP including this characteristic is:
52 2.4. Frequency Synthesizer Behavioral model.
@(cross(V(ref), +1,ttol)) begin;
if (state > -1) state = state-1;
dT=0.707*jitter*$dist normal(seed,0,1);
end
....
randnum=$dist normal(seed,0,1);
I(out) < + transition(Iout*state + irms*randnum, td+dt , tt);
Where the product irms ∗ randnum defines the time average power noise added
by the Charge Pump. In this way the current noise has a normal distribution having
a variance that is calculated from equations (2.26) and (2.27). The noise contribution
from the Charge-Pump current sources can be obtained again from equation (2.23).
2.4.2.3 Models comparison
Figure 2.11 shows a comparison between a simulation with the noise source in the
charge-pump and the simulated only as jitter in the behavioral model. The ideal
Phase-Noise figure again was obtained as the mathematical model in [14].
105
106
107
−200
−180
−160
−140
−120
−100
−80
−60
Frequency offset from the carrier (Hz)
Pha
se n
oise
L(f
m)(
dB/H
z)
Behavioral model adding CP noise source.Theoretical noise figure.Behavioral model only with PFD Jitter.
Figure 2.11: Phase noise from an integer synthesizer.
The simulation results show that the proposed behavioral model approaches much
better because the source CP transistors noise dominates the jitter term and it should
2. Mathematical and Behavioral Models for Frequency Synthesizers. 53
Table 2.2: Fractional-N frequency synthesizer’s characteristics
Synthesizer 4rd order Tuning (1.47 − 1.87)GHz
Σ∆ modulator MASH 1-1-1 Fref 26MHz
Σ∆ output bits 4 fc ≈ 100KHz
be considered at the simulation time.
2.4.3 The programmable frequency divider and Σ∆ modula-
tor.
The divider’s ideal model counts the VCO’s rising edges and only makes an up-
transition when it has counted N VCO’s cycles. The frequency divider can be pro-
gramable if the division modulus is established as an input parameter. For the Digital
Σ∆ modulator a behavioral gate level model is good to substitute latter by the logic
gate circuits. The phase noise characteristic for the this deterministic blocks can also
be included as in the PFD-CP case but one must decide if the Jitter noise in this
blocks affects significatively the total Phase Noise output. The objective is to get a
trade-off between simulation time and accuracy of the noise prediction.
2.5 Application to a Fractional-N frequency syn-
thesizer.
A Fractional-N frequency synthesizer using the proposed frequency domain based on
verilogA behavioral models has been simulated in Hspice. The characteristics of this
synthesizer are summarized in table 2.2.
The Power Spectral Density has been obtained from a 224 sample sequence us-
ing a windowed (Welch) method and compared to an ideal analytical model. The
phase noise was measured from a fractional synthesized output with a(61 − 77
256
)=
54 2.5. Application to a Fractional-N frequency synthesizer.
109.191
109.194
109.197
109.2
109.203
109.206
−160
−140
−120
−100
−80
−60
−40
Frequency (Hz)
Out
put p
ower
(dB
)
Referencefrequency.
(a) Synthesizer’s output power spectrum estimation.
105
106
107
−160
−150
−140
−130
−120
−110
−100
−90
−80
−70
Frequency offset from the carrier (Hz)
Pha
se n
oise
L(f
m)(
dB/H
z)
Transient VerilogA simulationTeoretical nosie figure.
(b) Synthesizer’s output phase noise.
Figure 2.12: Simulation results of the proposed behavioral models.
60.699219 division value. With a 26MHz reference frequency, the output frequency
was about 1.5781797GHz. Figure 2.12(a) shows the estimated power spectrum of the
transient simulation where the Σ∆ modulation effect is evident.
The total output phase noise obtained from the transient simulation is shown
in figure (2.12(b)) and is compared to the ideal noise figure. The estimated power
spectral density is used to obtain the Phase-Noise result (Lfm) and the ideal noise
figure was obtained from the mathematical model presented in [14]. As the results
show, with this models the PFD-CP and VCO contributions are accurately included
and the Phase Noise is well predicted. Also, this behavioral simulations allows to
design a block in the Fractional-N Frequency Synthesizer considering the real effect
of the noise sources in the loop.
The use of this frequency domain based models also allows a more direct estimation
of the noise sources compared to a time domain jitter representation, which needs a
previous conversion of the noise to the time domain jitter variance. That is, the
noise sources power can be represented as a function of the circuit parameters which
generate the principal noise sources. With equations (2.23-2.27) the circuit designer is
2. Mathematical and Behavioral Models for Frequency Synthesizers. 55
able to know how much noise will be added by the circuits. The only disadvantage is
the increased simulation time but as they are still behavioral models, the simulation
time is less than transistor level simulations.
2.6 Trade-Offs.
In this chapter an accurate behavioral model for PLL based fractional frequency
synthesizers was proposed. It has been demonstrated that the Jitter representation
predicts the Phase-Noise just for a restricted range in the frequency from the offset
interval. The addition of noise sources representing the main noise contributions in
the synthesizer predicts much better the output Phase Noise. With this noise source
addition it is also possible to describe the noise in the Charge-Pump which is more
difficult to include just as jitter in the PFD.
However, there must be a trade off between the quantity of noise sources added
into the system and the simulation time. The most dominant noise sources are the
noise from the Charge-Pump and the noise from the digital Σ∆ modulator. The noise
from the LC-Tank VCO is not as dominant unless the VCO is realized with in a non
LC-Tank architecture.
56 2.6. Trade-Offs.
Chapter 3
Effective Dithering MASH Σ∆
Modulators for Fractional
Frequency Synthesizers
3.1 Introduction
In the first chapter of this thesis it was mentioned that the Fractional Frequency
Synthesizers, using Σ∆ modulation, are a good solution to integrate a Frequency
Synthesizer; with the fine step resolution and the high spectral purity that the di-
verse communication protocols impose. In this Frequency Synthesizers, the fractional
frequency step resolution is obtained by changing the division modulus factor with
the output sequence from a digital Σ∆ modulator [10].
Although the power consumption of the Frequency Synthesizer from the Voltage
Controlled Oscillator “VCO” and the high frequency blocks in the Frequency Divider
are big problems; attention must be paid to the digital Σ∆ modulator since it increases
the complexity and cost of the circuit. This is because the Σ∆ modulation affects the
Synthesizer’s total Phase-Noise figure. The spur tones, from the quantization error,
affect the Phase-Noise even more. When the Σ∆ modulator has a constant input,
57
58 3.2. Σ∆ Modulators for Fractional Synthesizers
the Phase-Noise degradation can be worst. Therefore, usually complex digital Σ∆
architectures must be selected to avoid the fractional spur tones and to accomplish
the Phase-Noise specifications.
In this chapter a deep insight into the spur tones magnitude reduction techniques
in MASH architectures is presented. The contribution of this work relies in the use
of closed form equations to characterize the digital Σ∆ modulator periodicity, when
a dither signal from a LFSR is added as a Least Significant Bit (LSB). The effects
of adding the dither signal in different paths within the modulator are expressed in
the equations and the results are compared. With this research, it is mathematically
demonstrated that a pseudo-random generator, with a very long repeating sequence,
will not reduce the spur tones magnitude; if it is not added in a path that disables the
periodicity in the digital modulator. On the other hand, the equations are used to
demonstrate that a very simple dither generator (obtained from a small sized LFSR)
can be as effective as more complicated Σ∆ architectures, if added in a path which
disables the periodicity.
3.2 Σ∆ Modulators for Fractional Synthesizers
To avoid the spur tones in the total Phase-Noise figure the Σ∆ modulator must be
of high order and to have enough quantization levels. Contrary to this, for Fractional
Synthesizers, the Σ∆ modulator’s order must be equal or less to the synthesizer order;
otherwise the Phase-Noise figure will be greatly affected [8]. Many architectures have
been proposed to accomplish this restriction. Below, in this section we compare some
of them to show that the MASH architecture has the best trade-off for complexity
and performance. We have classified this architectures in three main groups:
3. Effective Dithering MASH Σ∆ Modulators for Fractional FrequencySynthesizers 59
3.2.1 Hybrid Architectures.
The resolution in a Σ∆ modulator can be increased with hybrid topologies. This
architectures do not increase significatively the hardware. The architecture presented
in [20] is built by a MASH architecture and a concentrator (another digital Σ∆
modulator) as shown in figure 3.1.
k
ACCU. ACCU. ACCU. 25 25 25
Noise Cancellation 3
CONC.
1 Y
Figure 3.1: Hybrid architecture.
The concentrator is used to convert the multi-bit output (from the MASH archi-
tecture) into a single-bit output. In this way, high order modulation is obtained and
the synthesizer order restriction is accomplished. Although the input word length is
large (more than 24-bit), it is well known that a single bit output makes more difficult
to avoid the spur tones in the Σ∆ modulator spectrum. This limits the benefits of
the architecture.
Another hybrid architecture has been presented in [11] where the Multi-Phase
Fractional-Division is proposed. For this technique, the programable divider selects
between 16 signals with different phases to achieve a fractional division. To avoid the
spur tones and to increase the resolution, a long input word (24-bit) is separated. The
20 LSB’s are processed by a high order digital Σ∆ modulator as shown in figure 3.2.
The high order Σ∆ modulator makes the quantization noise to be enough ran-
domized and finally a first order digital Σ∆ modulator produces the output sequence
that controls the multi-phase frequency divider. Unfortunately, to make the output
sequence random enough to avoid spur tones, the high order Σ∆ modulator must be
at least of sixth order and the multi-phase frequency divider needs to be robust to
60 3.2. Σ∆ Modulators for Fractional Synthesizers
Fist Order Sigma- Delta
High- Order
Sigma- Delta
k
20
Fractional Multi-Phase Divider
INT FRACT
4 4
F out
F in
Y (sigma delta out)
Figure 3.2: Multi-Phase divider with hybrid Σ∆.
ensure an accurate delay between phases. The Hybrid architectures appear to reduce
the spur tones but at the high cost of increasing the hardware.
3.2.2 Loop architectures.
3.2.2.1 Single-Loop architectures
The single loop architectures can be designed to reduce the quantization noise pushed
to high frequencies. Figure 3.3 shows the block level model of the single loop digital
Σ∆ modulator proposed in [21].
z -1 z -1 z -1 X Y 0.5
1.5
2.0 8-level
Figure 3.3: Single loop digital Σ∆ modulator.
The noise shaping transfer function of this single loop architecture is:
Hn(z) =(1 − z−1)
3
1 − z−1 + 0.5z−2. (3.1)
In figure 3.4 the noise shaping functions of the single-loop and a MASH archi-
tecture are compared. It can be seen that the advantage of this Σ∆ modulator is
the suppressed quantization noise for high frequencies due to the poles into the noise
shaping function of equation 3.1.
3. Effective Dithering MASH Σ∆ Modulators for Fractional FrequencySynthesizers 61
106
107
−100
−80
−60
−40
−20
0
Frequency (Hz)
Nor
mal
ized
Pow
er (
dB)
MASH 1−1−1SIngle−Loop
Figure 3.4: Comparison of single-loop and MASH noise shaping functions.
The multi-bit quantizer in this single-loop architecture makes the output to appear
more random and the spur tones are less prominent. Nevertheless, in [21] a pseudo
random signal with a 24-bit Linear Feedback Shift Register (LFSR) is added to disable
the tones. All the advantages are at a cost of an increased complexity to realize the
forward loops and the increased in-band noise (although it will be filtered by the
fractional synthesizer loop). The stability of the digital modulator depends on the
loop coefficients which also limit the input dynamic range.
3.2.2.2 Multi-Loop architectures
Several multi loop digital Σ∆ architectures have been proposed [22], [23]. The goal
in this architectures is to obtain a high order modulator to avoid the spur tones in
the output Power Spectral Density (“PSD”). At the same time the noise shaping
transfer function must not increase the relative low frequency Phase-Noise figure of
the frequency synthesizer. This multi loop architectures use, in general, multipliers
to add coefficients in the loop to avoid instability. In [23] a fourth order digital Σ∆
modulator with 4 loops as shown in figure 3.5 is proposed. Every loop consists of
62 3.2. Σ∆ Modulators for Fractional Synthesizers
an accumulator, an adder and 2 multipliers to obtain the scaling coefficients from a
multi-bit quantizer.
ACC ACC ACC ACC
ACC 3 Y
K
z -1
b1 b2 b3 b4
Figure 3.5: Multi-Loop architecture.
The disadvantage is the great complexity to achieve a multi-loop architecture and
the coefficients to avoid instability may limit the input dynamic range. To overcome
this problem another architecture is proposed in [24] to increase the input dynamic
range and to reduce the high frequency shaped noise. For that topology the zeros
in the noise transfer function are moved to a value being a multiple of the minimum
fractional division step; just as the noise transfer function in equation 3.2 for an
specific design in [24]:
Hn(z) = 1 −(
3 − 612
216z−1
)+
(3 − 612
216z−2
)− z−3 (3.2)
This noise transfer function is a modified version of a third order MASH noise
transfer function with an increased complexity. To disable the spur tones on this
architecture a dither signal is added at the quantizer input as is shown in the model
presented in [24] (see figure 3.6); the dither signal is obtained from a 20-bit LFSR,
increasing the complexity even more.
3
z -1 z -1 z -1
m1 m2 FCW
dith
out
Figure 3.6: Multi-Loop architecture.
3. Effective Dithering MASH Σ∆ Modulators for Fractional FrequencySynthesizers 63
3.2.2.3 Chebyshev loop
As mentioned for the previous architectures, the reduction of the noise shaped quan-
tization noise is at a cost of an increased noise for low frequencies and there must
be a trade off. The architecture shown in figure 3.7 has a Chebyshev noise transfer
function and has a better compromise [25].
ACC ACC ACC
a b c d
f e
g
K Y
Figure 3.7: Chebyshev architecture.
The noise transfer function of this architecture is:
N(z) =z3 − 3z2 + 3z − 1
(1 − abf)z3 − (3 + abcd + abf)z2 + 3z − 1(3.3)
This transfer function has the best noise shaping as will be shown in the following
subsection. Again, the disadvantages in this architecture, is the complexity and the
one bit quantizer at the output which makes the spur tones to appear.
3.2.3 MASH architectures.
The Multi Stage Noise Shaping (MASH ) architectures [26], [27] have the simplest
configuration because they only use adders and registers to be implemented. The
MASH Σ∆ modulation uses accumulators in a cascade configuration and the quan-
tized output of each stage is processed by a noise cancellation logic as shown in
figure 3.8.
As for digital MASH architectures the noise cancellation logic is perfect, the quan-
tization noise is only the one of the last accumulator (with a shaping order equal to
the modulator’s order). Furthermore, non like most of the architectures, the signal
transfer function does not affect to the input. For a constant input it is not of a
64 3.2. Σ∆ Modulators for Fractional Synthesizers
z -1
z -1
z -1
z -1 z -1
X
Y
3-bit
C 1
C 2
C 3
Figure 3.8: MASH architecture.
Table 3.1: Σ∆ Architectures comparison.
Σ∆ Σ∆ Order Synt. Order Dither Spurs
and (fc/fref )
Single-Loop [21] 3 4 (0.005) 224 LFSR −80dB@200KHz
Multi-Loop [22] , [23] 4 5 (0.023) No dither −70dB@300KHz
Error-Feedback [24] 3 4 (0.0153) 210 Off-Chip LFSR No
Hybrid [20] ≥ 4 5 (0.02) No Dither −70dB@10MHz
Hybrid [11] ≥ 6 3 (0.0031) No Dither No
Chebyshev [25] 3 5 (0.0106) No Dither No
MASH [27] 3 4 (0.00135) Off-Chip Dither No
concern but for Frequency Synthesizers used as modulator it is a very valuable char-
acteristic. This architecture is inherently stable and the dynamic range consist of all
the input quantization levels. The only disadvantage is the high probability for this
architecture to generate spur tones because of the low complexity. In this thesis work
this disadvantage is eliminated in a more efficient way.
3.2.4 Comparison between architectures.
Table 3.1 compares the different Σ∆ architectures, when used in a fractional syn-
thesizer, with the normalized loop filter cut-off frequency (fc/fref ), the spur tones
3. Effective Dithering MASH Σ∆ Modulators for Fractional FrequencySynthesizers 65
magnitude and the dither characteristic (if used). It is clear that the Hybrid, Multi-
Loop and Chebyshev architectures do not need a dither signal to avoid the spur tones
and the loop filter cut-off frequency can be relatively large. This is at a cost of a
significant increase in the hardware to design the Σ∆ modulator. It can be seen in
the table 3.1 that for some Single and Multi-Loop architectures a dither signal is
added (as a LSB from a LFSR with more than 24-bit), but they present spur tones.
On the other hand, the MASH modulator has a simpler architecture only with adders
and registers but it is necessary to add a dither signal. Because of this drawback,
for fractional synthesizers with MASH modulators, a low frequency loop filter in the
synthesizer is used to reduce the spur tones (see fc/fref in table 3.1).
105
106
107
−120
−100
−80
−60
−40
−20
0
Frequency (Hz)
PS
D (
dB)
MASH 1−1−1Single−LoopMulti−LoopChebyshev
Figure 3.9: Noise shaping comparison of digital Σ∆ modulators.
The noise shaping figures of the architectures reviewed in this chapter are pre-
sented in figure 3.9. It is clear that the best noise shaping from all the architec-
tures is the Σ∆ Chebyshev because it reduces the high frequency shaped noise. The
Multi-Loop and Single-Loop architectures have an improvement in the noise shaping
reduction but again the hardware is increased. The MASH architecture has a similar
noise shaping function (even compared with the Multi-Loop architecture) but the
most important advantage is the significant reduction in the hardware, compared to
66 3.3. Spur Tones Reduction in MASH modulators
the other topologies.
The only disadvantage of the MASH architecture is the spur tones that presents
due to the great simplicity of the architecture. In this work it is proposed to add a
pseudo random sequence for MASH architectures in a much more efficient way.
3.3 Spur Tones Reduction in MASH modulators
In the previous section it was concluded that the MASH modulators are the most
simple digital Σ∆ modulators. They also have very similar noise shaping figures
compared with more complicated architectures. In spite of it they are prone to the
spur tones generation. Many works in literature have reduced the spur tones in
the MASH architecture. Some of them are listed in the next paragraphs to make a
comparison.
3.3.1 Prime modulus quantizer
To reduce the spur tones magnitude, a high resolution digital MASH Σ∆ modulator
can be used (increasing the hardware) where it is necessary to set a sort of initial
conditions as empirically demonstrated by Borkowski in [28], [29]. This was later
mathematically demonstrated by Hosseini [30] with the estimation of the sequence
length of a l-st order MASH architecture. It was also demonstrated that the sequence
length is equal to the quantization level M, if M is a prime number. This design
consideration reduces de spur tones magnitude but the prime modulus quantizer is
more complicated than a power of two quantizer. Another disadvantage is the need to
ensure the zero initial conditions for the quantization errors in the digital modulator.
3.3.2 Output feedback
Liu in [31] proposed a novel topology to randomize the output sequence of a MASH
modulator. The technique consist on taking the output of the digital MASH ar-
chitecture and process it into another digital accumulator; the accumulator output
3. Effective Dithering MASH Σ∆ Modulators for Fractional FrequencySynthesizers 67
substitutes the least significant bit of the MASH input. The drawback is the modi-
fication of the input signal in the MASH architecture, which might be negligible for
constant inputs. The technique cannot be used for a non-DC input as the signal
transfer function filters the input signal.
3.3.3 Modified Error Feedback Modulator (MEFM)
Hosseini in [32], [33] created a theory to ensure a maximum sequence length in MASH
architectures with a modified accumulator, having a feedback loop. With this theory
all the semi-empirical works previously presented can be explained. Nevertheless, for
the MEFM MASH modulators to have a maximally length sequence, every accumula-
tor needs an extra M -bit adder. Besides, an output filter to compensate the feedback
paths in the modulator must be instantiated at the MASH output. Under this con-
ditions the MASH architecture has as much hardware as a single-loop architecture
presented in section 3.2.
3.3.4 Shaped additive LFSR dither
Adding a pseudo random signal at the modulator’s input least significant bit (LSB)
is one of the first techniques to reduce the spur tones magnitude; for any digital Σ∆
modulator. The basic idea is to use a very long pseudo random generator to make
the quantization error to appear more randomized. The problem with this way to
reduce the spur tones magnitude is not only the modification to the input signal, but
also the increased quantization noise for very low frequencies in the output spectrum.
This drawback was latter solved by introducing a shaped dithered signal by an analog
Σ∆ modulator with an input DC value [34]. Also in that work, it was proposed to
add the dither signal into the MASH accumulator stages to obtain a shaped dither.
In this thesis the different forms to add a pseudo-random sequence from a LFSR
in MASH topologies are explored. It is demonstrated that the LFSR size can be
reduced and the spur tones reduction and the dither addition is as effective as more
complex techniques but with much less hardware.
68 3.4. Dithering MASH Σ∆ modulators with LFSRs
3.4 Dithering MASH Σ∆ modulators with LFSRs
The research presented in this section treats with the addition of a dither signal
coming from a pseudo-random generator (a linear feedback shift register LFSR) into
MASH architectures. Although the substitution of the least significant bit into the
digital MASH modulators is not an addition; the only way to obtain a close form
expression to estimate their periodicity is by approximating this action as an addition.
Then, the theory proposed by Hosseini [30], [32], is used in this work to demonstrate
an efficient way to add the dither signal from a small sized LFSR and not by a very
large one; as it was done in previous works.
3.4.1 Dither with LFSR in a digital accumulator.
Figure 3.10 shows the block level model of a M -bit digital accumulator; which is the
main block of the digital Σ∆ MASH modulators. The access nodes where the dither
signal can be added is at: accumulator’s input, adder’s output and after the delay. If
the dither signal is added at the input of the accumulator, then the traditional LFSR
input dither is obtained. If the dither signal is added before or after the delay signal
(see figure 3.10) the accumulator’s output Y (z) can be expressed as:
Y (z) ≈ X(z) +1
Mz−1D(z) +
(1 − z−1
)E1(z) (3.4)
where X(z) is the input signal, E1(z) is the quantization error and D(z) is the dither
signal.
z -1
X y[n]
m 1-bit
Points where dither can be added
z -1
m
M-bit LFSR
-e 1 [n]
-e 1 [n]
d[n]
y[n] X
m
M
1/M
Figure 3.10: Digital accumulator model.
3. Effective Dithering MASH Σ∆ Modulators for Fractional FrequencySynthesizers 69
By substituting the LSB in this way the dither signal does not affect the input
signal X(z). To estimate the periodicity of the digital accumulator for this case, the
output error sequence can be calculated as:
e1[n] =
(x[n] +
1
Md[n] + e1[n − 1]
)mod M
e1[n − 1] =
(x[n − 1] +
1
Md[n − 1] + e1[n − 2]
)mod M (3.5)
for a constant input x[n] = X the error signal can be written as:
e1[n] =
(nX +
1
M
n∑
k=1
d[k] + e1[0]
)mod M (3.6)
for the quantization error to be periodic e1[n] = e1[n + N ] and:
(NX +
1
M
N∑
k=1
d[k]
)mod M = 0 (3.7)
To estimate the period of the quantization error (N), when the dither signal is
added with a LFSR; we take as a premise that this pseudo-random generator has the
same number of ones and zeroes [35] so:
N∑
k=1
d[k] =N
2=
KM
2. (3.8)
If the dither signal comes from a M -bit LFSR; then if N = KM where K is
an entire number representing the periodic characteristic of the LFSR. Then we can
write:
(NX +
K
2
)mod M = 0 (3.9)
as K/2 can be an entire number for every K power of two then the value (NX +K/2)
is divisible by M for several values of X and the dither signal from the M bit LFSR
does not have any effect on the digital accumulator.
70 3.4. Dithering MASH Σ∆ modulators with LFSRs
Figure 3.11: Dither addition in a digital accumulator.
Figure 3.11 shows the approximated power spectrum from a Matlab-Simulink sim-
ulation of an 8-bit accumulator with X = 128 for three cases: when the accumulator
is not dithered, when the dither is added as in figure 3.10 with an 8-bit LFSR and
when the dither is added with an ideal digital wide-band white noise source. It is
noticeable how the dither will not randomize the output sequence even when the
dither generator is ideal, which is the case of a very large LFSR. We can conclude
from this analysis that increasing the size of the LFSR will not improve the spur
tones magnitude reduction. Therefore, the equation 3.8 is a good approximation in
this analysis.
3.4.2 Dither in Multi-Stage-Noise-Shaping.
If two or more accumulators are cascaded, the Multi- Stage-Noise-Shaping (MASH )
architecture is obtained. This architecture can be used in fractional synthesizers.
When a dither signal is introduced, no matter the low frequency quantization noise
is filtered by the frequency synthesizer loop, it is desirable to reduce it. This can
be achieved by introducing the dither signal in the internal nodes of the MASH
modulator. Besides, for Fractional Synthesizers it is important to maintain the input
3. Effective Dithering MASH Σ∆ Modulators for Fractional FrequencySynthesizers 71
signal unchanged.
z -1
X
y[n]
m+1 1-bit
z -1
m+1 1-bit
z -1
m+1 1-bit
z -1
z -1
3-bit
M-bit LFSR
1/M
-e 1 [n]
-e 2 [n]
-e 3 [n]
y 1 [n]
y 2 [n]
y 3 [n]
M
M
M
d[n]
Figure 3.12: Dithering the MASH 1-1-1.
In a third order MASH modulator the dither can be shaped if the LSB a the input
of the third accumulator is substituted by the pseudo random signal; as it is modelled
in figure 3.12. The 3-bit output signal for this case is:
Y (z) = X(z) +1
M
(1 − z−1
)3D(z)+ (3.10)
(1 − z−1
)3E3(z).
The dither signal D(z) now is shaped by the third order function of the MASH. In
order to estimate the period (N) of the quantization errors in the MASH modulator
of figure 3.12, we can write:
e1[j] = (jX + e1[0]) mod M (3.11)
e2[k] =
[k∑
j=1
(jX + e1[0]) mod M + e2[0]
]mod M (3.12)
e2[k] =
(k(k + 1)
2X + e1[0] + e2[0]
)mod M (3.13)
72 3.4. Dithering MASH Σ∆ modulators with LFSRs
and similarly to the case of the dithered accumulator, the quantization error in the
dithered third stage of the MASH 1-1-1 is:
e3[n] =
[n∑
k=1
(e2[k] +
1
Md[k] + e3[0]
)]mod M (3.14)
for the quantization error to be periodic, e3[n] = e3[n+N ] and using the equations 3.12
to 3.14:(
N(N + 1)(N + 2)
3 · 2 X +1
M
N∑
k=1
d[k]
)mod M = 0 (3.15)
if the premise for the LFSRs is used as previously, then the last equation can be
written as:(
N(N + 1)(N + 2)
3 · 2 X +1
M
KM
2
)mod M = 0 (3.16)
In this equation, as K/2 can be an entire number for every K power of two, the
value (N(N+1)(N+2)X)3·2
+ K/2) is divisible by M for several values of X. Therefore, for
this dither topology, the dither signal from a very large LFSR does not reduce the
quantization spur tones magnitude.
To prove this, the approximated power spectrum of an 8-bit MASH 1-1-1 modu-
lator from a MATLAB simulation is shown in figure 3.13 again for the cases: when
the dither is not added, when the dither is added as in figure 3.12 with an 8-bit LFSR
and with an ideal band limited white noise source.
From the figure it can be seen that the spur tones magnitude is the same for the
three cases. This proves the theory developed in the last subsection: increasing the
size of the LFSR will not improve the spur tones magnitude reduction.
3.4.3 Effective LFSR dither for the MASH modulator.
It was demonstrated that if the dither signal from a pseudo random generator is added
at the input of the third stage (to reduce the low frequency quantization noise) it will
3. Effective Dithering MASH Σ∆ Modulators for Fractional FrequencySynthesizers 73
Figure 3.13: Dithered MASH 1-1-1 output spectrum.
not reduce the spur tones magnitude; no matter if the LFSR sequence length is very
large. In spite of it, if the pseudo-random sequence is added in a different path it can
reduce the spur tones magnitude with a very simple pseudo random generator.
The idea in this analysis is to disable the periodicity of the MASH modulator
output sequence. There are several paths where the dither signal can be added but
the selected path must have a trade-off between the periodicity disabling and low
frequency noise increase. In this research the best path to add a pseudo-random
sequence in a MASH 1-1-1 is shown in figure 3.14. This can be achieved by only
substituting the LSB at the input of the last two stages, by the signal coming from a
M -bit LFSR. This will not add more hardware to the modulator.
The quantization errors for this case are:
e2[k] =
[k(k + 1)
2X +
1
M
k∑
j=1
d[j] + e1[0] + e2[0]
]mod M (3.17)
74 3.4. Dithering MASH Σ∆ modulators with LFSRs
z -1
X
y[n]
m+1 1-bit
z -1
m+1 1-bit
z -1
m+1 1-bit
z -1
z -1
3-bit
M-bit LFSR
1/M
-e 1 [n]
-e 2 [n]
-e 3 [n]
y 1 [n]
y 2 [n]
y 3 [n]
M
M
M
d[n]
Figure 3.14: Dithering the MASH 1-1-1.
e3[n] =
[n(n + 1)(n + 2)
3 · 2 X +1
M
n∑
k=1
k∑
j=1
d[j]
+n∑
k=1
d[k] + e1[0] + e2[0] + e3[0]
]mod M (3.18)
for the quantization error to be periodic e3[n] = e3[n + N ] and we can write:
[N(N + 1)(N + 2)
3 · 2 X +1
M
N∑
k=1
k∑
j=1
d[j]
+N∑
k=1
d[k]
]mod M = 0 (3.19)
now the double summation cannot be approximated as an entire number which is
divisible by M because for every k value the d[j] values will not be uniformly dis-
tributed. With this way to add the dither signal, the quantization error period N
does not depend on the input value X. When the dither signal is added as it is
proposed, the 3-bit output after the noise cancellation logic can be written as:
3. Effective Dithering MASH Σ∆ Modulators for Fractional FrequencySynthesizers 75
Y (z) = X(z) + 1M
D(z)((1 − z−1) + (1 − z−1)2
)
+ (1 − z−1)3E3(z) (3.20)
Figure 3.15: Dithered MASH 1-1-1 output spectrum.
The figure 3.15 shows the approximated output power spectral density of the 8-
bit simulated MASH 1-1-1 modulator for the three cases: when the modulator is not
dithered, when a dither signal from a simple 8-bit LFSR is added as in figure 3.14
and when an ideal white noise source is added as the dither signal in the same fig-
ure. It can be seen that the 8-bit LFSR dither is enough to reduce the spur tones
at high frequencies offset from the carrier frequency, although some low frequency
components increase the noise (but they can be filtered by the frequency synthesizer
as demonstrated in figure 3.16).
If the sequence length of the pseudo-random generator is increased up to an ideal
random signal (see figure 3.15), the dither noise is shaped and the low frequency noise
increases. Nevertheless, the high frequency spur tones magnitude is the same as for
the 8-bit LFSR case.
76 3.5. Experimental results.
103
104
105
106
107
−200
−180
−160
−140
−120
−100
−80
−60
Offset frequency from the carrier (Hz)
Pha
se−N
oise
Lm
(f)
(dB
c/H
z)Total Phase−NoiseSigma−DeltaCharge−PumpVCO Loop−Filter
Sigma−DeltaContributionRegion
Figure 3.16: The Σ∆ modulator contribution to phase-noise.
The advantages to add a dither signal in this way is the noise shaping function for
the dither signal with no additional components but only the substitution of the LSBs
at the indicated nodes. Also, a very simple M -bit LFSR can be used to reduce the
spur tones magnitude for the high frequencies offset from the carrier (which are the
components affecting the total fractional synthesizer phase-noise). Another advantage
among the previous techniques is that the constant modulated signal is not affected
by the dither addition and there is not necessity of a post filter stage.
3.5 Experimental results.
In order to demonstrate the advantages of the proposed dither addition philoso-
phy a third order digital MASH Σ∆ modulator was fabricated in a 0.35µm CMOS
process. The circuit consist of a Multi-Project in an Austiamicrosystems (AMS ) via
Europractice run. The digital Σ∆ modulator was designed with the Standard Cells
from the digital library of the AMS design kit. A standard cell auto-place and route
tool was used to reduce the time-to-test.
3. Effective Dithering MASH Σ∆ Modulators for Fractional FrequencySynthesizers 77
The MASH 1-1-1 has an 8 − bit resolution in each accumulator. The micropho-
tograph of the chip is shown in figure 3.17 where the dither generator is as simple as
an 8-bit LFSR [36]. This shift register has a maximally length architecture and the
design considerations are presented in Appendix A. It can be seen in the microphoto-
graph how the dither generator barely increases the system complexity. The digital
Σ∆ has a core area of (315 × 340)µm. The core orientation was placed in such a
way the transmission lines of the clock signal and the outputs of the modulator had
a similar length to reduce the skew.
Figure 3.17: Microphotograph of the digital modulator.
Figure 3.18: PCB designed to test the digital Σ∆ modulator.
The test setup (shown in figure 3.18) was designed to test the circuit for a sample
78 3.5. Experimental results.
frequency of 25Mhz with a double layer printed circuit board (PCB). The PCB was
designed to change the digital input of the modulator and to enable and disable the
dither generator to make experimental comparisons. A zero insertion force socket
(KYOCERA part no. 84-536-11) was used to reduce the parasitics effects and the
transmission lines were carefully designed to reduce the skew between the signals in
the PCB. Also the output pins where of gold plating to reduce the parasitic effects on
the PCB. The digital Σ∆ modulator was tested with a 3.3V bias and with a reference
frequency of (25 − 120)Mhz.
(a) Test setup. (b) Time configuration Digital Analyzer output.
Figure 3.19: Experimental setup
The output from this very simple dither generator is applied to the MASH modu-
lator as proposed in section 3.4.3 and the data where obtained with a Logic Analyzer
HP 1663A as in figure 3.19(a). The data where captured with the logic analyzer in
state time configuration but the circuit states can be analyzed in time domain con-
figuration as presented in figure 3.19(b). This data where later stored and used to
obtain the PSD in MATLAB.
Figure 3.20(a) shows a comparison of the measured approximated power spectral
density of the MASH modulator when it is not dithered, when the dither is added
with an 8-bit LFSR and with the MEFM MASH [33] (being the state of the art most
effective spur reduction technique). The graphic is plotted in a linear scale to compare
the high frequency behavior for the three cases. The spur tones magnitude reduction
3. Effective Dithering MASH Σ∆ Modulators for Fractional FrequencySynthesizers 79
at high frequencies is the same for the MEFM and the simple M -bit LFSR. As the
noise increase (due to the noise shaping) for low frequencies can be eliminated by the
fractional synthesizer; the 8-bit LFSR proposed dither is as effective as the MEFM
structure but much less complicated.
The autocorrelation sequence is the best form to explore the periodicity of a
discrete sequence and it was calculated for a 213 output sequence for the measured
data and a simulated MASH 1-1-1 MEFM. Figure 3.20(b) shows a detailed view of
the autocorrelation sequences; it can be seen that both of them have very similar
characteristics.
(a) PSD from measurement data. (b) Output autocorrelation sequence.
Figure 3.20: Experimental results
The MASH 1-1-1 MEFM [33] is used to compare the 8-bit LFSR dither addition
as it is the most effective spur tones magnitude reduction up to now. It has been
proven that the simple 8-bit LFSR is enough to reduce the spur tones magnitude if
it is added in the indicated nodes which disable the MASH periodicity.
The only difference between the simple dither addition and the MASH MEFM
structure is the hardware budget. Table 3.2 makes a coarse comparison of the hard-
ware used for both spur tones reduction strategies taking into account only the number
of gates used for each one. The simple 8-bit LFSR dithering increases less than 10%
80 3.5. Experimental results.
Table 3.2: Σ∆ hardware comparison.Architecture Number Normalized
of gates HardwareUndithered MASH 1-1-1 420 100%
MEFM MASH 1-1-1 ( [32]) 640 152%M -bit LFSR dither (this work) 460 109%
Table 3.3: Characteristics of the fabricated digital Σ∆ modulator.
Σ∆ Architecture MASH 1-1-1
Sample Frequency ≤ 80MHz
Core area (315 × 340)µm
Dither area percentage from core 2.1%
Dynamic power consumption 3.63mW@26MHz
Spur reduction 30dB
the number of gates. With this little increase in the number of gates, the layout area
could slightly increase due to the routing. With the MEFM strategy the gate number
increases about a 50%, this increase in the number of gates will strongly impact the
chip area and power consumption.
The power consumption of the digital modulator was estimated by enabling and
disabling the clock when the circuit is biased with a 3.3V voltage source. In the
graphic from figure 3.21(a) the power consumption is plotted for different sampling
clock references; the curve presents a linear behavior of power consumption (for digital
circuits the dynamic power consumption has a linear relationship with frequency).
Even designed for 25Mhz of operation, the circuits operates as a digital Σ∆ modulator
up to 80Mhz, beyond this range of frequencies there is still digital signal switching
but there are erroneous data and the noise floor increases. Table 3.3 presents the
characteristics of the fabricated digital Σ∆ modulator.
3. Effective Dithering MASH Σ∆ Modulators for Fractional FrequencySynthesizers 81
2 4 6 8 10 12
x 107
0
5
10
15
20
25
30
Frequency (Hz)
Pow
er (
mW
)
(a) Dynamic power consumption . (b) Waveforms from oscilloscope.
Figure 3.21: Experimental results
3.6 Application in a Fractional Frequency Synthe-
sizer.
A fractional synthesizer using this Digital Σ∆ modulator architecture was simulated
to explore the spur tones disabling. The behavioral simulations where done with the
simulation methodology presented in Chapter 2.
Figure 3.22(a) shows the synthesizer’s output phase noise when no dither is added.
The power spectral density was obtained from a 224 sample sequence using a windowed
method and compared to a analytical prediction. Around the region where the Σ∆
modulator dominates the output phase noise it can be seen how the spur tones degrade
the phase noise up to +20dB. When the dither generator is activated the spur tones
are well disabled as shown in figure 3.22(b). In the same figure the output Phase-Noise
for an ideal dithered signal (simulated with an ideal wide band white noise source)
is plotted to demonstrate that the simple 8-bit LFSR is enough to randomize the
fractional synthesizer. This is thanks to the proposed way to add the dither signal.
82 3.7. Remarks
(a) Phase-Noise without dither. (b) Phase-Noise with dither.
Figure 3.22: Simulation results
3.7 Remarks
It has been demonstrated that a simple M -bit LFSR in a M -bit MASH architec-
ture reduces the spur tones magnitude as effectively as more complicated state of the
art MASH spur reduction techniques. The theoretical study on this paper also used
the state of the art theory on maximum sequence length MASH modulators [30], to
demonstrate that increasing the size of a LFSR as much as possible will not improve
the spur tones reduction; if the dither signal is added in a path which totally shapes
the dither signal.
The explored paths, to add the dither signal, make the quantization noise to
increase for low frequency values but this components are filtered by the fractional
synthesizer. Therefore, the simple M -bit LFSR dither signal makes possible to barely
increase the MASH modulators number of gates and though the circuit cost. Another
advantage is that the signal transfer function is not affected by the simple dither
addition and there is not a necessity to filter the signal from the MASH modulator
when the fractional synthesizer is not used with a constant DC output signal.
Chapter 4
Design of the main blocks for the
Fractional Synthesizer.
4.1 Introduction.
As it was mentioned in the previous chapters, the Σ∆ fractional frequency synthesizer
is build by a Phase Locked Loop PLL network having a programable frequency divider
(figure 4.1). The output frequency is an entire value N plus a fraction K/2m.
PFD CP LPF
N..(N+15)
VCO
+I cp
-I cp
Sigma-Delta
N+K
F out
F ref
4 3 3 4 2
Programable Divider
Y
m-bit
4-bit
Figure 4.1: PLL based Σ∆ fractional synthesizer.
83
84 4.1. Introduction.
Both the entire (N) and fractional (K/2m) values are input words for the m-
bit digital Σ∆ modulator who modulates the value K to control the word Y at the
input of the programable divider. The design of the fractional frequency synthesizer
blocks is focused to have a maximal output frequency range in the Voltage Controlled
Oscillator, a low phase-noise figure and low power consumption.
The frequency domain model used in chapter 2 is very helpful to design the frac-
tional synthesizer to avoid instability and prevent in this way the non-lock of the
system. The linearized model of the fractional synthesizer is repeated in figure 4.2
for the convenience of the reader.
VCO
Figure 4.2: Frequency domain model for the fractional frequency synthesizer.
The phase transfer function can be calculated by observing the open loop gain:
A(f) = αTs
2πIcpHlpf (f)
KV CO
jf
1
Ts
1
N(4.1)
The closed loop phase transfer function is then:
φout(f)
φref (f)= G(f) =
NTsA(f)
NTs + A(f)(4.2)
Each one of the terms in the phase transfer function can be identified: α Ts
2πIcp is
the PFD-CP transfer function, Hlpf (f) is the loop filter current to voltage transfer
function, KV CO
jfis the VCO contribution and N is the instantaneous division value.
Ts is the sampling frequency that the PDF uses to estimate the difference between
the reference signal and the divided one. This approximation is valid as long as the
loop filter cut-off frequency is much lower than the reference frequency [14]. To know
4. Design of the main blocks for the Fractional Synthesizer. 85
each one of the parameters used in this model to explore the frequency response of
the phase locked loop it is necessary to establish a design sequence.
The Voltage Controlled Oscillator (VCO) is probably the element with more re-
strictions in the frequency synthesizer because it defines the tuning range and the
KV CO gain being an important parameter for the design. Besides, the VCO along
with the frequency divider are the most power consuming circuits in the frequency
synthesizer. The other parameters such as Charge-Pump current, cut-off frequency
for the low pas filter and reference frequency can be moved a bit more easy to reach a
trade-off in the design. In this chapter the design considerations for the fractional syn-
thesizer blocks are presented starting from the VCO and the programable frequency
divider. Once the parameters on the last mentioned blocks are known it is possible
to complete the fractional synthesizer design with the frequency domain model.
4.2 The Voltage Controlled Oscillator.
A Voltage Controlled Oscillator VCO is a circuit whose output is a periodic time
varying signal having a semi-square or close to sinusoidal shape. The CMOS circuits
bandwidth-limitations and the non-linear behavior for most VCO architectures make
too much common the close-to-sine wave signal.
The VCO is a feedback circuit whose closed loop transfer function makes possible
to amplify its own noise in a controlled form up to a stable oscillation state. The
VCO can be modelled as a two port network H(s) feeded back with G(s) as shown
in figure 4.3.
The closed loop transfer function is given by:
Vout(s)
Vin(s)=
H(s)
1 − G(s)H(s)(4.3)
The circuit oscillates when the denominator of this transfer function is zero and
the open loop gain is enough to maintain the poles in the imaginary axis of the
root-locus plane. The situation can be resumed in the Barkhausen’s criteria.
86 4.2. The Voltage Controlled Oscillator.
H(s)
G(s)
Figure 4.3: VCO feedback block diagram.
|G(jω0)||H(jω0)| = 1 (4.4)
∠(G(jω0)) + ∠(H(jω0)) = 0 (4.5)
There are several techniques to reach the Barkhausen’s criteria in a CMOS circuit.
The feedback of active circuits such as ring oscillators and one cell active oscillators
consume low power but their phase-noise behavior is poor [37]. On the other hand the
LC-tank based VCO’s consume much more power but they oscillate to a much higher
frequency and their phase noise behavior is better [38]. The fractional frequency
synthesizers are frequently used for applications needing a high spectral purity and
this is the main reason a LC-tank based VCO is used for the fractional synthesizer
design in this thesis.
4.2.1 LC-Tank VCO.
Ideally a lossless passive resonator oscillates with a frequency ω0 = 1/√
LC. Never-
theless, the parasitic resistance due to the inductor material and the capacitor makes a
lossless LC-Tank impossible. If the tank looses are compensated by an active network
and if the Barkhausens’s criteria are accomplished, the network will oscillate.
A LC-Tank based VCO consist on a passive resonator network whose energy looses
are compensated by an active network giving a negative resistance. This basic concept
can be modelled as shown in figure 4.4(a) where the LC-tank looses can be modelled
with a resistor Rp.
4. Design of the main blocks for the Fractional Synthesizer. 87
Active Network Passive Network
H(s) G(s)
(a) Circuit description
H(s)
G(s)
V x I x
(b) Transfer function
Figure 4.4: Compensated LC-tank.
In figure 4.4(a) it is important to notice a limit for the closed loop gain (gmRp),
when the tank looses are compensated. If it is very high, the VCO will behave
in an unstable fashion making the active circuit to saturate and eventually prevent
oscillation. So, loop gain must be greater than 1 to start-up the oscillation but not
to far away from this value in order to ensure stable oscillation. As a rule of thumb
a typical value for the loop gain is about 2 and 3.
4.2.2 Crossed coupled differential pair.
One active circuit having a negative resistance (supplying current) is the crossed cou-
ple differential pair shown in figure 4.5(a). The small signal model for the differential
crossed coupled pair is shown in figure 4.5(b).
V x
M 1 M 2
I b
(a) Crossed coupled transistors
g m1 (V x )
C1 C2
Vx
Ix
g m2 (-V x )
(b) Small signal model
Figure 4.5: Crossed coupled differential pair.
88 4.2. The Voltage Controlled Oscillator.
If it is assumed the two cross coupled transistors are identical that is gm1 = gm1 =
gm and so the parasitic capacitances C1 = C2 = C; the current to voltage transfer
function can be calculated as:
Vx(s)
Ix(s)= − 1
gm
(4.6)
If a crossed coupled differential pair is designed to compensate the LC-tank looses
the differential pair transconductance must be gm ≥ Rp and the network oscillates.
The cross coupled LC-tank VCO can be designed with a N-MOS or a PMOS archi-
tecture as in figure 4.6(a) and 4.6(b).
M1 M2
V c L L
C C Ib out p out n
(a) With NMOS pair.
Ib
Vc L L C C
M1 M2
out p out n
(b) With PMOS pair
Figure 4.6: LC-tank based CMOS VCO’s.
4.2.3 Noise in the VCO (NMOS or PMOS?)
As the crossed coupled VCO can be realized as NMOS or PMOS cross coupled pair
it is necessary to establish the design criteria to make a chose between the topologies.
The noise behavior is explored with the help of figures 4.7(a) and 4.7(b).
The thermal contribution of noise is manly due to the MOS transistors and the
resistance in the LC tank. For simplicity the flicker noise in MOS transistors is
neglected in the analysis but it can be significant for very low frequencies offset from
the carrier. In figure 4.7(a) the noise sources are modelled as noise current sources
4. Design of the main blocks for the Fractional Synthesizer. 89
with a value I2n,m = 4kTγgm for the MOS transistors and I2
n,r = 4kT/Rp for the
LC-tank resistance. The Boltzman constant k and temperature factor T well known
values but the factor γ is a process dependent value.
M 1 M 2
4kTg m1 4kTg m2
R p
4kT/R p
(a) Main noise sources
g m V x
R p
-g m V x
I n 2
V x
C C
(b) Model for noise analysis.
Figure 4.7: Cross coupled pair noise analysis
Supposing the transconductances on the differential pair are similar and as the
noise current sources are uncorrelated they can be modelled as a single noise source
I2n = I2
n,m + I2n,r in the one port network modelling the VCO in figure 4.7(b). With
this model the noise in the VCO can be calculated as:
V 2n,out (ω) =
R2p
(1 + gmRp)2
(4kT
Rp
+ 4kTγgm
)(4.7)
From equation 4.7 it can be seen that in order to reduce the noise in the VCO the
parasitic resistance must be as low as possible and the cross coupled pair transcon-
ductance must be high. Therefore, at a first glance the NMOS topology can be a
good choice. Nevertheless, in equation 4.7 the flicker noise contribution is neglected
and it is much more significant at low frequencies offset from the carrier. To reduce
the flicker noise contribution the PMOS differential pair is preferred [39]. Besides
the PMOS transistors have a better behavior for the transconductance degradation
factor. With this encountered design consideration the election of the cross coupled
VCO depends on the process used for the design and also the frequency tuning range
can be crucial on this task as will be discussed in the next sections.
90 4.2. The Voltage Controlled Oscillator.
4.2.4 Monolithic inductors in CMOS technology.
The integration of inductors in a CMOS process is possible by using several design
considerations to reduce as much as possible the parasitics effects like metal resistance,
substrate looses and mutual inductances due to eddy currents in the substrate [40].
The design of integrated inductors is still an active research field and is beyond the
scope of this work. To design a LC-tank based VCO the inductors library available
in the AMS CMOS 0.35µm Europractice process was used for this thesis work.
(a) Metal-4 inductor.
C p
L s R s
C ox1 C ox2
C s1 C s2 R s2 R s1
P 1 P 2
subs
(b) High frequency model.
Figure 4.8: Integrated inductor in 0.35µm process.
Figure 4.8(a) and 4.8(b) show the layout and simplified model of an inductor in
the AMS 0.35µm process used for the design. The complex impedance of the inductor
can be obtained from the S-parameters or the Smith chart given by the manufacturer.
The main parameters for the used inductor are summarized in table 4.1.
Table 4.1: CMOS process inductor model parameters.
Area = (300µm)2 [email protected] = 9.98nH Q @ 2.4 GHz = 3.3 Turns = 7
Width = 15µm Ls@5GHz = 12.7nH Q @ 5 GHz = 2.5 Rs = 49Ω
4. Design of the main blocks for the Fractional Synthesizer. 91
4.2.5 Increasing the linear tuning range in the VCO.
The Voltage Controlled Oscillator tuning range is rather limited due to the non-
linearity that the varactors present. The varactors can be implemented in a CMOS
process with minimum-length PMOS transistors to get a high Q (see figure 4.9);
the drain and source are tied together to control the substrate-drain/substrate-source
capacitances [41]. In this section the limited tuning range for this varactors is explored
with the analysis of a PMOS architecture but the results can be extrapolated to a
NMOS architecture.
Ib
Vc L L
C C
M1 M2
out p out n
V DD
V ss
M3
Figure 4.9: CMOS VCO with NMOS as varactors.
In figure 4.9 the (|Vgs)| − Vt) value in the crossed coupled pair determines the
output signal’s amplitude and offset DC value. This DC value and the control voltage
Vc also determine the range where the varactors operate. In an ideal scenario, when
the control voltage makes the MOS varactors to operate in the linear range for a deep
inverted channel, the reverse-biased diodes in the source/drain-nwell interface behave
as the varactors. The total capacitance in the MOS varactors can be estimated with
the help of the model in figure 4.10(a). When the transistor is in linear region the
capacitances are:
92 4.2. The Voltage Controlled Oscillator.
Cgs = WCovl +1
2WLCox (4.8)
Cgd = WCovl +1
2WLCox (4.9)
Csb = WECj + 2(W + E)Cjsw (4.10)
Cdb = WECj + 2(W + E)Cjsw (4.11)
Cgb = 0 (4.12)
c gs
c sb
c gd
c db
c gch
c cb
g
s d
b (a) MOS capacitances model.
0 0.5 1 1.5 2 2.5 34
4.5
5
5.5
6
6.5
7x 10
−13
Reverse Voltage (V)
Cap
acita
nce
(F)
Capacitance in triode
(b) MOS capacitance for linear region
Figure 4.10: MOS capacitances in transistors used as varactors.
The overlap capacitance per unit length (Covl) and oxide capacitance per unit
area (Cox) are process dependent values but the junction capacitances Cj and Cjsw
are also dependent of the reverse diode voltage Vr.
Cj =Cj0(
1 + Vr
φB
)mb(4.13)
Cjsw =Cjsw0(
1 + Vr
φB
)mb(4.14)
4. Design of the main blocks for the Fractional Synthesizer. 93
Figure 4.10(b) shows the total MOS capacitance as a function of the reverse-
biased diodes in the surce/drain-bulk junction for the linear range operation of a
MOS transistor with L = 0.35µm and W = 500µm. Even when the channel is in
this deep inversion condition, the total output capacitance is a non-linear function
of the reverse bias voltage (Vr). In this case the charge in the channel makes the
channel-to-bulk capacitance to be nearly zero and the total capacitance is a strong
function of the reverse voltage in the drain/source-bulk diode.
Another case comes as the control voltage Vc is closer to the offset output DC value
in the VCO (Voutp,n). The MOS varactors begin to turn off and the total capacitance is
a weaker function of the reverse voltage Vr. When the MOS varactor has a (Vd = Vs)
and the channel is in weak inversion the capacitances in the model of figure 4.10(a)
can be approximated as:
Cgs = WCovl (4.15)
Cgd = WCovl (4.16)
Csb = WECj + 2(W + E)Cjsw (4.17)
Cdb = WECj + 2(W + E)Cjsw (4.18)
Cgb =WLCoxWLCdep
WLCox + WLCdep
(4.19)
Now the channel-to-bulk capacitance Ccb is a series combination of the gate oxide
capacitance an the channel depletion capacitance WLCdep. This capacitance is also
dependent on the Vgs value at the MOS transistor [42]. In this range of operation
the MOS capacitance has a much weak dependence on the reverse voltage Vr as is
illustrated in figure 4.11. The MOS capacitance has its minimum value and it barely
changes as the reverse voltage Vr does; as the transistor enters in the accumulation
region the capacitance maintains this minimum value because the high frequency
signals in the gate avoid to raise the value up to Cox.
From this previous discussion it can be concluded that depending on the Vgs value
in the cross coupled pair, the MOS varactor enters in the depletion/accumulation
94 4.2. The Voltage Controlled Oscillator.
0 0.5 1 1.5 2 2.5 32
2.5
3
3.5
4
4.5
5
5.5
6
6.5
7x 10
−13
Reverse Voltage (V)
Cap
acita
nce
(F)
Capacitance in triodeCapacitance in depletion, acucmulation
Figure 4.11: Comparison of MOS capacitance when in depletion and triode.
range for a wide or short range of the control voltage. For instance figure 4.12 shows
the voltage range where PMOS transistors used as varactor are in the triode region
and the capacitance can change in a more linear characteristic. If the DC offset value
given by the VDSM3 in figure 4.9 is close to Vdd
2(as conventionally used) a PMOS
varactor will be in the triode region for a shorter range than if the DC value is close
to the most negative rail (right side on figure 4.12).
off
Vdd
Vss
V dsM3
V thp
Vdd
Vss
V dsM3
V thp
L i n e
a r
T u n
i n g
R a n
g e
Proposed scheme. Conventional range
depletion
triode
off
triode
depletion
L i n e
a r
T u n
i n g
R a n
g e
Figure 4.12: Comparison of linear ranges for a PMOS varactor.
This simple design consideration is traduced in a more linearized range for the
voltage to frequency transfer function in the VCO. In order to increase an linearize
the tuning range in a PMOS cross coupled VCO it is desirable to design the VCO’s
4. Design of the main blocks for the Fractional Synthesizer. 95
output DC value as close to the most negative rail as possible. This can be done by
using a current source with a very low Vds value and a high Vgs value in the crossed
coupled pair.
Figure shows a comparison of the transfer curves of a PMOS cross coupled VCO
with minimum length PMOS transistors used as varactors of a transistor level simula-
tion in the 0.35µm CMOS process. It is clear how not only the transfer curve with the
DC output value closer to the most negative rail has a more linear transference but
also the output frequencies are higher. The reason for this effect is that the PMOS
cross coupled pair needs a low W/L characteristic to raise the Vgs value which also
reduces the parasitic capacitance. The drawback in this case is the necessity of a low
Vds value in the current source transistors that turns complicated in some cases.
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.81.4
1.6
1.8
2
2.2
2.4
2.6
2.8
3x 10
9
Control Voltage (V)
VC
O O
utpu
t Fre
quen
cy
Clasic VCOVCO with low DC output.
Figure 4.13: VCO tuning range for different output offset DC value.
4.2.6 VCO non-linear analysis.
In the design of the LC-tank VCO a PMOS crossed coupled pair in figure 4.14 has
been chosen because the cross-coupled differential pair and the PMOS varactors can
be isolated with different N-Wells. Also, the output DC value can be designed more
easily to be close to the most negative rail because the NMOS have a much lower
96 4.2. The Voltage Controlled Oscillator.
threshold voltage. The low output DC values not only increases the linear tuning
range in the voltage-to-frequency transference but also it has some consequences in
the signal’s distortion.
Ib
Vc L L
C C
M1 M2
out p out n
V DD
V ss
M3
Figure 4.14: VCO with PMOS varactors.
Supposing that the output DC value in figure 4.14 (Voutp,n) is close to the most
negative rail and that the output amplitude is limited; the PMOS crossed coupled
pair is in saturation in the complete output cycle of the VCO. With this condition
the instantaneous Vgs in the cross coupled pair is Voutp,n − Vdd + A cos(ωot) and the
drain current can be expressed as:
ID = 2KpWL
(Voutp,n − Vdd + A cos ωot − Vt)2
(1 + λ (Voutp,n − Vdd + A cos ωot)) (4.20)
This drain current can also be expressed as a Fourier series:
ID(t) = i0 +∞∑
k=1
ik cos nθ (4.21)
The nonlinear term in the right side of the drain current expression 4.20 makes
the Fourier coefficients to change as the DC value (Voutp,n) in the output node varies
and they are shown in table 4.2. The fourier coefficients where estimated for a Kp =
4. Design of the main blocks for the Fractional Synthesizer. 97
Table 4.2: Id First Fourier coefficients
Voutp,n i0 i1 i2
0.5Vdd 18.5 · 10−3 −6.8 · 10−3 8.5 · 10−3
0.25Vdd 31.6 · 10−3 −22.2 · 10−3 8.5 · 10−3
0.125Vdd 43.4 · 10−3 −29.9 · 10−3 8.5 · 10−3
60µA/V , V t = −0.7V , (W/L) = 200µm/0.35µm. The absolute difference between
the first and second term changes significatively. It is also demonstrated in a time
domain approximation in figure 4.15, how the amplitude of some of the harmonics is
reduced when the output DC value is closer to the most negative rail.
0 0.5 1 1.5 2
x 10−9
−0.01
0
0.01
0.02
0.03
0.04
0.05
0.06
0.07
Time (s)
Dra
in c
urre
nt Id
(A
)
Voutp,n=0.5VddVoutp,n=0.25VddVoutp,n=0.125Vdd
Figure 4.15: Drain current as the DC value changes.
The reduction in the amplitude harmonics for the drain current in the cross cou-
pled transistors traduces in an amplitude reduction for the output voltage harmonics.
This makes the output signal from the VCO to have a better behavior for the total
harmonic distortion and the output signal is more pure.
98 4.2. The Voltage Controlled Oscillator.
4.2.7 VCO silicon implementation.
Taking into account the design considerations developed in the last two subsections
a PMOS cross coupled VCO was designed in the 0.35µm 4-metal CMOS process. A
RF-MOS transistor model is used to obtain accurate results during the design; this
RF models are valid within the frequency range from (1 − 3)GHz. The equations
derived previously in this section help to design the VCO from a first order approach
but the transistor level simulations are much accurate since the RF models take into
account superior order effects in the devices.
Vc L L
C C
M1 M2
out p out n
V DD
V ss
M3 M4
M5
M6 M7 M8
Mb1 Mb2
Rb1 Rb2 PAD PAD
outn b outp b
Figure 4.16: Schematic view of the VCO.
The schematic view of the VCO is shown in figure 4.16. From table 4.1 the
parasitic resistance of the inductor is Rs ≈ 49Ω so the transconductance of the cross
coupled differential must be gm ≈ 1Rp
≈ 20mA/V . It is necessary to mention that
in order to increase the VCO tuning range, the size of the PMOS should not be
excessive. Besides in the HIT-Kit V-3.70 from Austriamicrosystems the RF PMOS
cross coupled pair transistors cannot be bigger than 150µm. Therefore, with this
restriction it necessary to design the tail current in the VCO in the order of 2mA.
The current source for this VCO is a simple current mirror with a flipped-voltage
cell which gives the necessary Vds4 value to reach the 2mA values in the current
source. Also the Vds3 is designed to be equal to 0.2V to increase the tuning range an
to improve the linearity in the VCO output as it is proposed in the previous sections.
4. Design of the main blocks for the Fractional Synthesizer. 99
Table 4.3: Size of transistors in the VCOTransistor W/L (µm/µm) Transistor W/L (µm/µm)
M1,M2 150/0.35 M3 2000/2
M4 200/2 M5,M6 500/2
M7,M8 120/0.35 Mb1,Mb2 90/0.35
Rb1,Rb2 125Ω Vdd 3.3V
In order to characterize experimentally the VCO, an output stage was designed to
drive an output pad. The output stage is a common source stage with transistors
Mb1,Mb1 and resistors Rb1, Rb2 which behave better than a source follower for the
range of frequencies needed. An active probe is positioned in this internal pads to
make the on-die measurements. The sizes of the MOS transistors for the VCO are
presented in table 4.3.
4.2.8 Simulation results.
The designed VCO was simulated in the Mentor Graphics Design Flow. The layout
of the VCO is shown in figure 4.17.
Figure 4.17: Layout view of the VCO.
The analog buffers (driving the analog pads) can be seen at the upper part of the
layout. They have a 0.8V/V voltage gain up to the highest VCO frequency operation.
100 4.2. The Voltage Controlled Oscillator.
(a) Transient VCO output nodes (b) Transient buffer output nodes
Figure 4.18: Post-Layout simulations of the VCO for Typical Mean, Worst Speed andWorst Power cases.
Figure 4.18(a) shows the VCO output signal of a post-layout simulation with
typical mean (TM ), worst case power (WP) and worst case speed (WS ) cases. Fig-
ure 4.18(b) shows the output from the buffers when loaded by the pads for the previ-
ously mentioned cases. Although not presented in the graphics to avoid a misunder-
standing of the graphs all the worst case corners where simulated and the circuit works
for all of them. The output from the buffers is a level-shifted signal with the same
frequency as the output from the VCO. The voltage to frequency transference curve
for the Typical Mean, Worst Power and Worst Speed cases is shown in figure 4.19(a)
where the KV CO ≈ −65MHz/V for all cases. The output frequency changes for
the corner cases but the KV CO keeps constant which ensures stability in the PLL,
the first stage of the frequency divider must be designed to operate for all the corner
cases when the VCO changes its tuning range. This negative VCO transfer curve
must be compensated in the fractional synthesizer with a negative transfer function
in the loop filter to avoid instability. Also a temperature variation dependence was
simulated to verify the circuit performance of the VCO in a range from (0 − 120)C
4. Design of the main blocks for the Fractional Synthesizer. 101
(a) Corner cases simulations (b) Corner cases
Figure 4.19: VCO voltage to frequency transference curves.
Table 4.4: VCO characteristicsSize (including I/O pads) (400 × 1015) (µm)2 Vdd 3.3V
Power (without pads) 86mW Power (with pads) 130mW
Tuning Range (typical mean) (1.54 − 1.69)GHz Voltage tuning (0 − 3.3)V
for the four corner cases. Figure 4.19(b) shows only the voltage-to-frequency transfer
curve of the Typical Mean case at 27C but the circuit worked for all cases.
4.2.9 Experimental results.
The VCO was designed with the constraints developed in the last subsection. It was
manufactured in the AMS 0.35µm CMOS process via Europractice with the spirals
supported by the manufacturer, as explained previously. The microphotograph of
the VCO is shown in figure 4.20. An analog buffer was designed to make the VCO
able to drive the internal pads in the chip. This internal pads allow to make on die
measurements of the VCO.
One analog pad was used in the chip to tune the VCO with a constant voltage.
This DC voltage was swept to obtain the voltage-to-transfer characteristic of the VCO.
102 4.3. The Programable Frequency Divider
S p i r a l s
B u f f e r a n d P a d
A c t i v e c i r c u i t
Figure 4.20: Voltage Controlled Oscillator.
The measured tuning range is shown in figure 4.21. Table 4.4 shows the characteristics
of the VCO where it can be seen that the power consumption can be incremented by
the pads in the chip.
0 0.5 1 1.5 2 2.5 31.45
1.5
1.55
1.6
1.65
1.7
1.75x 10
9
Control voltage (V)
Out
put f
requ
ency
(Hz)
MeasuredTypical mean simulation
Figure 4.21: Voltage Controlled Oscillator transfer curve .
4.3 The Programable Frequency Divider
The programable frequency divider is designed with the phase selection technique
[43], [6]. To explain how this technique works the basic idea is presented in figure 4.22
4. Design of the main blocks for the Fractional Synthesizer. 103
for a dual modulus divider.
Phase Select
Control
F out
F 2q
F 2qn
F 4q
F 4i
F 4qn
F 4in
M
F in
Mux 4-1
F 4 2 2 16
From VCO
To PFD
Figure 4.22: Dual Modulus Divider.
In this case the high frequency signal from the VCO is divided repeatedly by 2
to get 4 signals with a frequency Fvco/4 and phase-shifted 90 (F4i, F4q, F4n, F4qn, see
figure 4.23). This phase shifted signals can be obtained with Flip-Flop based divide
by 2 cells connected as is shown in the figure. One 4 → 1 multiplexer (phase selector)
selects one of the four previously mentioned signals and its output is divided by 16.
A state machine gives the control value for the multiplexer to change between phases
for an entire cycle of the output signal Fout. This state machine can be a simple up-
counter going from 0 − 3 to select one phase at a time. In the case of figure 4.22 the
controller is activated by a NAND gate during one complete cycle of the output signal.
If the activation signal M is in high state (M = 1) the controller will not change the
selection on the multiplexer and the output frequency will be Fout = Fvco/64.
If the activation signal is in low state M = 0 then in the high to low transition of
the output signal (Fout) a count-up in the control machine will change the selection of
the signal. If the phase selection changes to the 90 delayed following signal (f4i → f4q,
for example) the output signal will complete the period 90 later, which is equivalent
to a complete cycle of the signal from the VCO, and the total division modulus will
be 65.
The figure 4.23 shows the concept of phase selection for the programable frequency
divider. Before t0 the multiplexer’s output signals follows the signal F4i but after this
time the multiplexer changes the selection to the phase F4q. This change in phase
104 4.3. The Programable Frequency Divider
F 4i
F 4q
F 4in
F 4qn
F 4
t 0
F vco
Figure 4.23: Phase selection concept for the programable divider.
represents a miscount of an entire period of the VCO signal. With this concept the
programable divider can change the modulus division between N, (N + 1).
4.3.1 The multi-modulus programable divider.
The basic phase selection concept explained in last subsection can be extended to
achieve a multi-modulus programable frequency divider. If during an entire cycle of
the programable divider’s output (Fout), the multiplexer changes 2M times the phase
to the following 90 delayed signal; the total division modulus will be N + 2M .
Phase Select
Control
F out
F 2q
F 2qn
F 4q
F 4i
F 4qn
F 4in
M
F in
Mux 4-1
F 4 2 2 16
From VCO
To PFD
F 8 F 16 F 32 F 64 F 4 4-bit
Figure 4.24: Phase selection for the multi-modulus divider.
4. Design of the main blocks for the Fractional Synthesizer. 105
f 16b
m 1 f 8b
f 32b f 64b f 4b
f 16b
m 2 f 8b
f 32 f 4b
f 16b
m 4 f 8b
f 4b
m 8 f 8 f 4b
(a) Phase select logic
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
f 4
f 8
f 16
f 32
f out,64
pulse 1
pulse
f 4i f 4q f 4in f 4qn f 4i f 4q f 4in f 4qn f 4i f 4q f 4in f 4qn f 4i f 4q f 4in f 4qn
(b) Waveforms
Figure 4.25: Programable frequency divider logic .
Figure 4.24 explains graphically this concept. If the multiplexer’s output is divided
four times by 2, the signals: F8, F16, F32, F64 are obtained (the signals are labelled as
the frequency division factor regarding to the VCO frequency). This generated signals
can be used together with a M bits digital word to control a logic circuit which can
generate up to (2M −1) pulses along the entire period of the output signal Fout ≡ F64.
For instance if the M control signal is of 4-bits size then the phase selection logic can
generate 15 pulses in an entire period of the output (Fout) and the frequency division
modulus can be programmed to be from N to N + 15 as shown in figure 4.25(b).
The logic circuit used for the pulse generation is shown in figure 4.25(a) where the
complementary signals can be obtained if the divide by 2 circuits are designed in
a differential architecture. The drawback of this phase selection technique is the
possible glitches at the output of the phase selector which can yield a total erroneous
division factor.
4.3.2 The glitch-free design consideration.
The phase selection technique has as a drawback the glitch generation. This is because
the phase selection cannot be realized in a smooth fashion if the following phases have
a different logic values at the switching moment. Besides with the temperature and
106 4.3. The Programable Frequency Divider
process variations the digital circuits cannot be designed to ensure a switching time
to avoid the glitches.
F 4i
F 4q
F 4
t s
(a) Smooth phase-switching
F 4i
F 4q
F 4
t s
(b) Glitch in phase selection
Figure 4.26: Glitch generation.
In order to make a phase-switching in a smooth form the phase selection must be
done when the logic values for both following phases is the same. This situation is
presented in figure 4.26(a) where in time ts the phase-switching is realized when the
signals F4i, F4q have the same logic state. On the other hand if the phase selection
occurs when the signals have different logic values as in figure 4.26(b) a glitch is
generated. This glitch in the output signal can lead to an undesired trigger in a
division cell and therefore an erroneous total division modulus factor in the circuit.
The glitch in the phase selection technique can be avoided if the signals at the
phase selector’s input are arranged in such a way that the phase change is done
smoothly [44]. In this phase-selection glitch free technique not only the phases are
arranged but also the frequency of this signals is lowered and the total division factor
is reduced. The multi-modulus frequency divider in [44] is very similar to the one in
figure 4.24 and their phases are compared in figure 4.27.
In the glitch-free technique (see figure 4.27(a)) the phases just changed positions
to make the phase transitions smoothly; if before time t1 the output signal follows F4i
then the phase can change to the following −90 signal F4qn without a glitch hazard
up to the time t1 + tx. This can be accomplished if for the traditional programable
4. Design of the main blocks for the Fractional Synthesizer. 107
F 4i
F 4qn
t 1 t 1 +t x
F 4
(a) Glitch-Free technique
F 4i
F 4q
t 1 t 1 +t x
F 4
(b) Conventional phase selection
Figure 4.27: Phase arrangements comparison and their time scheme for smooth tran-sitions.
divider the phase selection is made with a cunt-down instead of a count-up of the
control logic (see figure 4.24). The disadvantage of this technique is the reduction on
the limit frequency of operation for the phase selector (multiplexer) because if the
phase selection is done after t1 + tx there will be an erroneous division factor. This
disadvantage is alleviated by reducing the frequency of operations of the signals a the
multiplexer’s input but the total division modulus range is changed [44]. Therefore,
the reference frequency in the Fractional Frequency Synthesizer should be also lowered
which makes harder the frequency synthesizer loop-filter design.
The phase selection arrangement in figure 4.27(b) is more hazardous to the glitch
generation because it has two times more probability to generate a glitch than the
glitch-free technique (see the crosses over the hazardous times). This is true if the
phase selector (multiplexer) is very fast to change the logic state when both following
signals (F4i, Fqi) have different logic values. So if the phase selector is designed to
be slower to avoid the glitch during the hazardous times the glitches are avoided.
This can be possible because the normal phase arrangement has a greater frequency
limit of operation because if the phase switching is done after t1 + tx there is no a
pulse miscount as in the case of figure 4.27(a). All this restrictions have been taken
into account for the programable divider design in this thesis and the selected phase
arrangement is the shown in figure 4.27(b).
108 4.3. The Programable Frequency Divider
4.3.3 The high frequency division cells
The programable frequency divider is presented again in figure 4.28 for convenience
of the reader. From this figure it can be seen that the signal from the VCO passes
through a first divide by 2 cell. This circuit is the one operating at the highest
frequency of operation and it was designed as fully differential architecture based on
a master-slave flip-flop.
Phase Select
Control
F out
F 2q
F 2qn
F 4q
F 4i
F 4qn
F 4in
M
F in
Mux 4-1
F 4 2 2 16
From VCO
To PFD
F 8 F 16 F 32 F 64 F 4 4-bit
Figure 4.28: Multi-modulus programable divider.
M1 M2
M3 M4
M5
M1P M2P
M3P M4P
M5P in n in p
out p
out n
Figure 4.29: High Frequency divide by 2 cell schematic.
The schematic view of the high frequency divide by 2 cell is shown in figure 4.29.
As this cell has positive feedback, it is very difficult to use a closed form expression
for the design but a qualitative analysis can yield some design considerations for
this cell. The transistors M5,M5P are the ones giving the necessary strength for the
pull-down/up in the flip-flops and their transconductance value must be high. The
transistors M1,M1P and M3,M3P give the necessary feedback for the circuit to work
as a high frequency latch and the transistors must be designed to have little intrinsic
4. Design of the main blocks for the Fractional Synthesizer. 109
Table 4.5: Size of transistors in the High Frequency divide by 2 cell
Transistor W/L (µm/µm) Transistor W/L (µm/µm)
M1, M1P, M2, M2P 10/0.35 M3,M3P,M4,M4P 15/0.35
M5,M5P 60/0.35 Vdd 3.3V
capacitance in order to reduce the load. As the transistors M1,M1P ,M2,M2P give
the positive feedback to the latch cells they are a little bit smaller than transistors
M3,M3P ,M4,M4P . The W/L values of the transistors are shown in table.
The layout cell is shown in figure 4.30 where a symmetric structure is used to
reduce the mismatch between the transistors and the process variations. The cross
coupled pairs have also a feedback and the routing was done only with metal 1 and
poly to reduce the mismatch in the cells.
Figure 4.30: High Frequency divide by 2 cell layout view.
Figure 4.31 shows the typical mean (TM), worst case power (WP) and worst
speed (WS) post layout simulations of the divide by 2 cell with the VCO included in
the layout. The worst ones an zeroes simulations and temperature variations where
also run but they are not shown here to avoid a confusion in the waveforms. The
simulation results ensure a proper divide by 2 operation of the signal from the VCO
for all the corner cases and the temperature variations.
110 4.3. The Programable Frequency Divider
(a) VCO output waveforms (b) Divide by to output waveforms
Figure 4.31: Post-Layout simulations of the Divide by 2 circuit for Typical Mean,Worst Speed and Worst Power cases.
4.3.4 The medium frequency divide by 2 cells
The medium frequency divide by 2 cell is similar to the high frequency divide by 2
cell and is shown in figure 4.32(a).
M1 M2
M3 M4
M5
M1P M2P
M3P M4P
M5P in n in p
F4 i
F4 q F4 in F4 qn
(a) MF divide by 2 cell
inp
inn
outp
outn
(b) Signal Booster.
Figure 4.32: Schematic view for the MF divide by to cell and the signal boos circuits.
The proposed medium frequency divide by two circuit also takes the advan-
tage from the master-slave latch architecture to obtain the 4, 90 delayed signals
(F4i, F4q, F4in, F4qn) as can be seen in the schematic view. The design is also very
similar but in this case the master slave flip-flop can be optimized to the medium
4. Design of the main blocks for the Fractional Synthesizer. 111
Table 4.6: Size of transistors in the High Frequency divide by 2 cell
Transistor W/L (µm/µm) Transistor W/L (µm/µm)
M1, M1P, M2, M2P 20/0.35 M3,M3P,M4,M4P 15/0.35
M5,M5P 30/0.35 PMOS(inv,boost) 3.6/0.35
NMOS(inv,boost) 2.1/0.35 PMOS(buff-chain) 3.6/0.35,10.4/0.35
NMOS(buff-chain) 2.1/0.35,5.4/0.35 Vdd 3.3V
frequencies of operation. In this case the transistors in the crossed coupled pairs are
a little bit wider than the transistors M3,M3P,M4,M4P. The transistors M5,M5P are
narrower than in the high frequency case.
As the signals from the MF divide by 2 cell have very smooth transitions, a
signal boosting circuit is used to obtain the 4 signals F4i, F4q, F4in, F4qn. After the
boosting stage, the signals have the necessary strength to drive the phase-selector in
the multi-modulus divider. The transistor sizes are shown in table 4.6.
Figure 4.33: Medium Frequency divide by 2 cell layout view.
Figure 4.33 shows the layout view of the MF divide by 2 cell with the boost
circuits. Figure 4.34 shows the post layout simulation results of the MF divide by 2
cell for the typical mean case. Also, in figure 4.34(b) the worst case speed post layout
simulation along with the VCO output signal is shown to illustrate the divide by 4
operation.
112 4.3. The Programable Frequency Divider
(a) Typical mean (b) Worst case speed
Figure 4.34: Post-Layout simulations of the Divide by 4 circuit.
4.3.5 Design for the process variation robustness.
The multi-modulus frequency divider was designed with the considerations developed
in the last subsections. With the glitch free design consideration the phase-selector
and the logic circuit, to control the phases, can be designed with more relaxed spec-
ifications. Therefore, the logic circuits were designed with static-logic digital gates.
Nevertheless, the process variations can increase or reduce the delay between the
gates and some glitches could appear.
Phase-Select Logic Circuit
/2 /2 /2 /2
D Q
Q
D Q
Q
D Q
Q
D Q
Q
Counter F4,F4b F8,F8b F16,F16b F32,F32b F64,F64b
Glitch Filter
Phase Select
F4i F4q F4in F4qn
Fout
Synchronization Network
Figure 4.35: Process variations unsensitive Phase-Select logic.
4. Design of the main blocks for the Fractional Synthesizer. 113
Figure 4.36: Layout of the programable divider.
-2.0
-1.5
-1.0
-0.5
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
Vol
tage
(V
)
0.0
0.2
0.4
0.6
0.8
1.0
1.2
1.4
1.6
1.8
2.0
2.2
2.4
2.6
2.8
3.0
3.2
Vol
tage
(V
)
Frequency : 25.561 MEGHz
Measurement Window
Measurement Window
Frequency : 1.6314 GHz
V(OUTN)V(OUTP)
V(S64BP)
75.0N 80.0N 85.0N 90.0N 95.0N 100.0N 105.0N 110.0N 115.0N
Time (s)
(a) Divide by 64
-2.0
-1.5
-1.0
-0.5
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
Vol
tage
(V
)
0.0
0.2
0.4
0.6
0.8
1.0
1.2
1.4
1.6
1.8
Freq
uenc
y (G
Hz)
-0.20.00.20.40.60.81.01.21.41.61.82.02.22.42.62.83.03.23.4
Vol
tage
(V
)1.49157
1.64049
0.02075
0.00706
V(OUTN)
Frequency.2(V(OUTN))Frequency.2(V(S64BP))
V(S64BP)
120.0N 140.0N 160.0N 180.0N 200.0N 220.0N 240.0N 260.0N 280.0N 300.0N
Time (s)
C1: 234.90566N
(b) Divide by 79
Figure 4.37: Post-Layout simulations of the programable divider.
In order to make this digital circuit unsensitive to the fabrication process vari-
ations; the signals subsequently divided where passed through a latch chain as is
shown in figure 4.35. With the synchronization network, the divided signals F4 −F64
switch at the same time and the phase-select logic will change between pases with no
errors. The errors that the phase-select logic circuit were described previously in this
chapter.
Also, as a simple multiplexor is used as the phase selector; the process variations
can make the glitches to appear. In order to avoid them, the glitch filter shown in
figure 4.35 is used. This glitch filters consists on a inverter chain which threshold
114 4.3. The Programable Frequency Divider
level can be controlled to avoid the glitch generation.
The layout circuit of the multi-modulus frequency divider with division modulus
N = 64 − 79 is shown in figure 4.36. The layout includes: the phase selection logic,
the glitch filter, the synchronization network, the up-counter and multiplexer.
The transient simulations for the multi-modulus programable divider where real-
ized to ensure the circuit operation, for all worst cases. Also the programable divider
was simulated with the temperature variations to warrantee the good circuit perfor-
mance in any temperature range.
The transient simulations for the typical mean case are shown in figure 4.37.
The leftmost plot shows the signal from the VCO at 1.63GHz and the signal at the
programable divider’s output at 25.5MHz, that is a N = 64. The rightmost plot
shows the signal from the VCO at 1.64GHz and the output from the programable
divider is 20.7MHz, this represents a N = 79.
-1.5
-1.0
-0.5
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
Vol
tage
(V
)
0.00.20.40.60.81.01.21.41.61.82.02.22.42.62.83.03.2
Vol
tage
(V
)
-0.20.00.20.40.60.81.01.21.41.61.82.02.22.42.62.83.03.23.4
Vol
tage
(V
)
Frequency : 1.6010 GHz
Frequency : 20.306 MEGHz
Measurement Window
V(OUTP)_1
V(S64)_1
V(P)_1
15.0N 20.0N 25.0N 30.0N 35.0N 40.0N 45.0N 50.0N 55.0N 60.0N 65.0N
Time (s)
(a) Divide by 64
-4.0-3.5-3.0-2.5-2.0-1.5
-1.0-0.50.00.51.0
1.52.02.53.03.5
Vol
tage
(V
)
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
Vol
tage
(V
)
-0.20.00.20.40.60.81.01.21.41.61.82.02.22.42.62.83.03.23.4
Vol
tage
(V
)
Frequency : 1.6866 GHz
Measurement Window
Frequency : 21.382 MEGHz
Measurement Window
V(OUTP)_3
V(S64)_3
V(P)_3
45.0N 50.0N 55.0N 60.0N 65.0N 70.0N 75.0N 80.0N 85.0N 90.0N
Time (s)45.0N
(b) Divide by 79
Figure 4.38: Post-Layout simulations of the programable divider.
The transient simulations for the worst case speed and power are shown in fig-
ures 4.38(a), 4.38(b) respectively. For both cases the division modulus is N = 79;
in both plots the number of pulses generated by the phase-select-logic are shown to
demonstrate that the switching between phases is done smoothly.
4. Design of the main blocks for the Fractional Synthesizer. 115
4.3.6 Experimental Results of the Programable-Divider
The programable frequency divider was fabricated with the AMS 0.35µm CMOS
process via Europractice. The microphotograph of the multi-modulus programable
divider is shown in figure 4.39.
VCO
Programable Divider
HF and MF DIV /2
Figure 4.39: Microphotograph of the programable divider and the VCO.
Figure 4.40: Setup for the measurements.
The circuit on this figure includes the VCO, the high frequency divide by 2 cell,
the medium frequency divide by 2 circuit and the phase-select logic (used to select
116 4.3. The Programable Frequency Divider
the division modulus). The chip was prepared to change the control voltage at the
VCO input in order to tune the VCO. Also a 4-bit digital word is programmed as
the chip input to change the modulus from N = 64 − 79. A setup circuit in figure
was designed to characterize the Programable Frequency Divider. With this setup
the division modulus can be changed from N = (64 − 79).
(a) Divide by 64 (b) Divide by 79
Figure 4.41: Experimental results of the programable divider.
The experimental results are shown in the figure 4.41 from the capture of an
Agilent Oscilloscope. Also, in the plots, the output signal from the half frequency
circuit is shown. The plot in figure 4.41(a) shows the experimental results when the
VCO is tuned at 0V and the 4-bit digital input is in 0 (the multi modulus frequency
divider is at N = 64). In this conditions the phase-select logic us deactivated and
the division is surely N = 64. From this discussion the VCO output frequency
can be known if the programable divider’s output frequency is multiplied by 64.
In figure 4.41(a) it can be seen that the divide by 64 circuit output frequency is
f64 = 25.6MHz. Therefore, the VCO output frequency is 1.64GHz.
If the tuning voltage of the VCO is maintained at 0V , and so the VCO output
frequency is at 1.64GHz, the modulus division can be changed and the divider output
frequency will change. In figure 4.41(b) it is shown the output waveform from the
programable divider when N = 79. It can be seen that the frequency at the divider’s
output is now f79 = 20.7MHz which is congruent with the division modulus of
N = 79, for a VCO output frequency = 1.64GHz.
4. Design of the main blocks for the Fractional Synthesizer. 117
(a) Divide by 64 @ 3.3V (b) Divide by 79 @ 3.3V
Figure 4.42: Experimental results of the programable divider.
Table 4.7: Programable divider characteristicsSize (including I/O pads) (611 × 490) (µm)2 Vdd 3.3V
Prog. Div. power 130mW VCO power 86mW
Pads power 107mW Overall power 323mW
Programable range N = 64 − 79 Glitches NO
The programable divider was tested when the VCO was tuned at 3.3V . Fig-
ure 4.42(a) shows the case when N = 64 and the output frequency in this case is
f64 = 23.4MHz. The VCO output frequency is 64 ∗ 23.4MHz = 1.49GHz. When
the division modulus is programmed at N = 79, the expected output frequency is
f79 = 1.49GHz/79. Form the figure 4.42(b) the measured frequency is 18.9MHz it
match wells with the estimated frequency. Table 4.7 resumes the characteristics of
the programable divider. The power consumption is even more than the VCO and
both are the most power consuming circuits. The power consumption of the pads is
also significant but they are beyond of the scope of this thesis work.
118 4.3. The Programable Frequency Divider
Chapter 5
The frequency synthesizer loop
design.
5.1 Introduction.
The last chapter presented the methodologies to design the Voltage Controlled Os-
cillator (VCO) and the Frequency Divider. This circuits are crucial in the frequency
synthesizer design because their parameters cannot be easily designed, as discussed
before. It is more easy to re-design the parameters in the Phase-to-Frequency Detec-
tor (PFD), the Charge-Pump (CP) and the Low Pass Loop Filter (LPF ). Whit this
design parameters the frequency synthesizer can be designed to reach the phase-noise
specifications, the settling time and range of programmable frequencies; for instance.
In this chapter the design of the entire loop in the fractional frequency synthesizer
is presented. The design process starts with the mathematical model presented in
chapter 2. This mathematical model has a frequency domain part and a time domain
counterpart.
The frequency domain model [14], uses the input-to-output frequency transfer
function in the loop, to calculate the phase and gain in the synthesizer. With this
calculus a stability criteria can be applied to ensure the “lock‘” of the synthesizer.
This frequency domain model was programmed in MATLAB as a design tool.
119
120 5.2. Frequency domain design.
The time domain based model is the one used to make the behavioral models
proposed in this thesis work. The advantages of the behavioral models have been
presented in chapter 2.
After the mathematical models have been used to obtain the frequency synthesizer
parameters, each cell can be individually designed. Then, every transistor level cell
can be incorporated to the behavioral model to test its performance. Therefore, the
design process is a task between the transistor level design and behavioral model
simulation. Once all the frequency synthesizers cells are designed, a post-layout
simulation for the whole system must be done taking into account the worst cases to
ensure the integrated circuit function.
5.2 Frequency domain design.
The fractional frequency synthesizer model is shown in figure 5.1 again for convenience
of the reader.
cp I Loop filter H(f)
VCO
jf K v
1/T nom N
1
n[K]
S pfdcp (f) S lfvco (f)
Figure 5.1: Synthesizer’s equivalent frequency-domain model.
The open loop transfer function is:
A(f) = αTs
2πIcpHlpf (f)
KV CO
jf
1
Ts
1
N(5.1)
where Icp is the charge-pump current, Tsample is the period of the reference signal,
H(f) is the low pass filter transfer function, KV CO is the VCO gain and Nnom is the
nominal division value in the programable divider. As in fractional synthesizers the
5. The frequency synthesizer loop design. 121
division modulus is pseudo-randomly changed, Nnom is the closest entire value (for
instance in N = 67.12; Nnom = 67). In fact, the fractional division barely affects
the synthesizer transfer function and this is a good approximation for the frequency
domain behavior. The most significative effect of the Σ∆ modulation in the fractional
synthesizer is in the phase-noise figure (a deeper analysis was done in chapters 2 and
3). The closed loop transfer function is then:
G(f) =NTsA(f)
NTs + A(f)(5.2)
With this mathematical model, the frequency behavior of the fractional synthe-
sizer can be explored and the stability can be warranted. In equations 5.1 and 5.2
it is clear that the frequency domain behavior of the frequency synthesizer can be
manipulated with several parameters.
From the discussions in chapter 4, the VCO and frequency divider have design pa-
rameters which cannot be easily changed. Therefore, the PFD-CP current pulses and
the loop filter frequency behavior can be moved to design the frequency synthesizer.
5.2.1 The Loop Filter Transfer function
The loop filter has a current to voltage transfer function H(f). This must be a low
pass filter to convert the current pulses, from the charge pump, to a voltage value
which controls the VCO frequency. In the synthesizer’s closed loop transfer function
(equation 5.2) the number of poles determines the synthesizer’s order and the number
of integrators determines the type of synthesizer. For instance, if the low pass loop
filter is of 2nd order with an integrator included, the synthesizer is a type II of 3rd
order. This is because the VCO performs as an additional integrator [3].
The most important problem with the loop filter is the integration of the capacitors
in a CMOS process. As for frequency synthesizers, the cut-off frequency is very
low (usually it is ≤ Fref/10), the small time constants lead to very high values of
resistance and/or capacitance. This problem is beyond the scope of this thesis and
many solutions can be found in the literature [44].
122 5.2. Frequency domain design.
The low pass filter used for the fractional synthesizer is shown in figure 5.2.
+
-
I cp
V ctrl
C 1
C 2
R 2 R 3
C 3
V ref V ref
Figure 5.2: Low-Pass filter for the frequency synthesizer.
The transimpedance for the loop filter, when the operational transconductance
amplifier is ideal, is:
Vctrl
Icp
= H(s) = − sR2 (C1 + C2) + 1
(s2R2C1C2 + sC1)
1
(1 + sR3C3)(5.3)
In this transfer function the pole-zero locations are:
ωz = − 1
R2(C1 + C2)
ωp1 = 0
ωp2 = − 1
R2C2
ωp3 = − 1
R3C3
(5.4)
With this loop filter, the frequency synthesizer can be described as a type II 4-th
order frequency synthesizer. The pole-zero locations can be selected together with
the other synthesizer parameters like Icp and Fref to reach stability and specifications.
5. The frequency synthesizer loop design. 123
5.2.2 The Stability Criteria
With the loop filter transimpedance H(f), the closed loop frequency synthesizer trans-
fer function G(s) can be expressed as:
G(s) =NnomTsampleA(s)
1 − A(s)(5.5)
where:
A(s) = αTsample
2πIcp
sR2 (C1 + C2) + 1
(s2R2C1C2 + sC1) (1 + sR3C3)
KV CO
s
1
Tsample
1
Nnom
(5.6)
equation 5.6 was obtained substituting equation 5.3 into 5.1. The classic control
stability criteria can be applied to this frequency domain model in the frequency
synthesizer. For the frequency synthesizer to be stable, the transfer function G(f)
must have a negative feedback. That is: the open loop transfer function A(f) must
accomplish:
|A(f)| @ ωc = 1
∠A(f) @ ωc < π (5.7)
Where the cut-off frequency ωc is defined as the frequency where the open loop
gain is A(f) = 0dB, and therefore the closed loop gain G(f) = −3dB. This is the
classic open-loop stability criteria in feedback systems [3]. Notice that the open loop
transfer function must be positive to accomplish with the negative feedback in the
loop. For instance, in equation 5.6 if the KV CO would be positive, then the Charge-
Pump current must be injected with negative polarity to maintain stability.
5.2.3 Design of Parameters
In chapter 4 the KV CO and Nnom parameters where designed. For the frequency di-
vider, the division range is N = (64..79) and for the VCO KV CO ≈ −60MHz/V .
With this fixed parameters, the loop filter and charge pump parameters where de-
signed with the equations 5.6 and 5.5 in MATLAB. The objective was to obtain a
124 5.2. Frequency domain design.
relatively high cut-off frequency in the synthesizer transfer function to make more
evident the spur tones degradation. In this way the effect of the proposed technique
in chapter 3, for dithering the MASH Σ∆ modulator, can be demonstrated. The
parameters for the frequency synthesizer are shown in table 5.1.
Table 5.1: Frequency synthesizer loop parameters.
Parameter Value Parameter Value
Tuning Range (1.54 − 1.69)GHz fc 25KHz
Kvco −60MHzV
fz 90.4KHz
Nnom 64 − 79 ωp2 0.994MHz
Icp 10µA ωp3 3.54MHz
The frequency relations between the zero and first pole is ≈ 10 as a rule of thumb
for many frequency synthesizer architectures [3]. This frequency design parameters
allow the stability for the loop. As the VCO gain is very low, it can allow a high
Charge-Pump current value. In spite of that, a very low value for Icp is used to make
the synthesizer much more stable.
102
103
104
105
106
107
108
−150
−100
−50
0
50
100
150
Frequency (Hz)
Mag
nitu
de (d
B),P
hase
(deg
)
MagnitudePhase
(a) Open loop A(f).
102
103
104
105
106
107
108
−150
−100
−50
0
50
Frequency (Hz)
Mag
nitu
de (d
B),P
hase
(deg
)
MagnitudePhase
(b) Closed loop G(f).
Figure 5.3: Bode analysis for the Fractional Synthesizer.
5. The frequency synthesizer loop design. 125
Figure 5.3 show the bode curves for the open loop and the closed loop transfer
functions, for the complete frequency synthesizer, with the parameters in table 5.1.
From this bode analysis the frequency synthesizer stability, and the system lock are
ensured.
5.3 The Loop Filter Circuit Implementation.
The operational transconductance amplifier has a limited gain and bandwidth prod-
uct. Therefore, it is necessary to obtain the minimum gain and the 0dB crossover
frequency in the OTA. Figure 5.4 shows the most simple model for the loop filter that
takes into account the non ideal effects.
I cp V ctrl
C 1
C 2
R 2 R 3
C 3
V +
V ref
V -
g m R o C p
Figure 5.4: Non ideal Low-Pass filter for the frequency synthesizer.
The low pass transfer function, for the model in figure 5.4 is:
(R3sC3 + 1)Ro
(s2r2C1C2 + sC1 + gmsR2C1 + gmsR2C2 + gm
)(1 + sR3
2)s (RosC3 + R3s2C3RoRp + R3sC3 + RosRp + 1 − gmRoR3sC3 − gmRo) (sr2C2 + 1)C1
(5.8)
This non ideal transfer function was used to estimate the necessary gain and
bandwidth for the OTA which are A0 ≥ 40dB and BW ≥ 300MHz. Figure 5.5
shows the effect of the non ideal effects in the amplitude and phase characteristics in
the low pass filter. For the low pass filter cutoff frequency, the phase and amplitude
values are very close to the ideal.
126 5.3. The Loop Filter Circuit Implementation.
102
103
104
105
106
107
108
0
20
40
60
80
100
120
140
160
180
Frequency (Hz)
Mag
nitu
de (
dB),
Pha
se (
deg)
Amplitude with non ideal effectsPhase with non ideal effectsAmplitude with ideal OTAPhase with ideal OTA
Figure 5.5: Non ideal Low-Pass filter for the frequency synthesizer.
The single-ended architecture was preferred because the control voltage in the
VCO is of single polarity. Although a fully differential architecture can reduce the
common mode noise (due to the switching in digital circuits); the low pass charac-
teristic will eliminate this components. Also, a ring guard is used for the analog and
digital circuits to avoid the switching noise in the substrate. Figure 5.6 shows the
transistor level schematic of the OTA used for the low pass filter.
300/3 300/3
50/7 50/7
105/3
70/7
50/10 150/10
70/7 200/3
5/10
3/24
160/0.35
14/7
M1 M2
M3
M4 M5
M6
M7
M8
M9
M10
M11
M12
M13
M14
M15
V ip V in
V ctrl
5/10
Figure 5.6: Operational Transconductance Amplifier.
Transistors M4,M5 have a larger channel to increase the output resistance rds.
This is to achieve a 40dB gain without increasing significatively the input differential
pair sizes and tail current. The current source was designed as an unsensitive process-
temperature topology, presented in [45]. Because of the good performance, this same
5. The frequency synthesizer loop design. 127
current source was used for the charge pump as explained in the following sections.
Figure 5.7: OTA Layout.
Figure 5.8: Capacitor and resistor layout.
The layout for the OTA, the capacitors and resistors used are shown in figure 5.7
and figure 5.8 respectively. The capacitors are built by poly1-poly2 plates with a
guard ring to reduce the coupling noise, also a N-Well is buried under the capacitor
to reduce the parasitic effects in the passive element. The resistors are built with a
poly2 line on top of a N-Well in the substrate, a finger topology is used to reduce the
area and process mismatch.
The pos-layout OTA open-loop frequency response is shown in figure 5.9 for the
typical mean (TM), worst case speed (WS) and worst case power (WP) respectively.
128 5.3. The Loop Filter Circuit Implementation.
(a) Gain. (b) Phase.
Figure 5.9: OTA Frequency response.
The OTA characteristics and the passive element values, in the low pass filter, are
presented in table 5.2. For the OTA, a unit gain bandwidth of 360MHz is a good
election given a low pass filter cut-off frequency of 25KHz.
With the OTA designed and the passive elements in table 5.2 the low pass filter
layout was designed. The frequency response from a pos-layout simulation result is
shown in figure 5.10.
The DC gain for the loop filter is very high with a phase 90, which indicates the
pole at f = 0. The transfer function in equation 5.3 does not consider the parasitic
poles from the OTA. They are evident in the frequency response of the pos-layout
simulation in figure 5.10. They degrade the phase response only for high frequency
values and the stability is warranted. From the pos-layout simulation, it can be seen
a good trade-off between gain and phase in the loop filter, for the typical mean and
worst cases.
5. The frequency synthesizer loop design. 129
Table 5.2: Loop filter parameters.
OTA Value Passives Value
DC gain 50dB C1 160pF
Unit gain frequency (no load) 360MHz C2 16pF
Phase Margin 47deg R2 10KΩ
Voltage Offset +2.78mV C3 45pF
Vdd 3.3V R3 1KΩ
5.4 The Phase-to-Frequency-Detector.
In Fractional Frequency Synthesizers there is a strong relation between the program-
able frequency divider (including to the Digital Σ∆ modulator) and the Phase-to-
Frequency-Detector (PFD). This relation is strong because the error signal at the
PFD output depends significatively on the distribution of the transition time of the
signal coming from the programable divider.
The PFD has several non-linear characteristics and one of the most significative
is the “death zone” in the phase error detection [40]. This death zone in the PFD
characteristic can be eliminated using a delay in the reset pulse of the Flip-Flops
building the PFD. Up to now, there is no a closed form expression for the magnitude
of the delay in the reset signal. The design of the delay in the reset signal is usually
done as a rule of thumb. For instance in [40] it is mentioned that the delay magnitude
should be long enough to eliminate de death zone but it does not have to be very
long in order to reduce the noise contribution of the charge pump to the frequency
synthesizer. The charge pump noise is significant only when a very low current
magnitude used.
It is worth to mention that for Fractional Frequency Synthesizers the phase error
is never zero and it changes in a pseudo random fashion, which gives the average
fractional division factor. In this research it is demonstrated how the maximum
130 5.4. The Phase-to-Frequency-Detector.
(a) Gain. (b) Phase.
Figure 5.10: Low-Pass-Filter Frequency response.
delay in the reset signal, to avoid the PFD polarity to erroneously change, should
be calculated considering the setup time in the PFD. Also, the effect of the Σ∆
modulation is included and it was found that it does not affect the election of the
delay in the reset signal. From this error analysis an adequate value for the delay in
the reset signal can be chosen.
5.4.1 The effect of the PFD delay in the reset signal.
The PFD in figure 5.11, used in a Fractional Synthesizer, compares the phase of a
reference signal (ref) with the phase coming from the programable frequency divider
(div) and generates a signal representing the difference between their phases. This
signal consist on the difference of the two output pulses on the PFD (up− dn) and it
is transferred to the loop filter though the Charge-Pump.
If in figure 5.11, the (up, dn) signals are in low state and the reference signal “ref”
has a high-to-low transition before the one coming from the programable divider
“div”, the signal up will be activated and dn keeps in low state. In an ideal scenario,
once the up signal is high, when the div signal has a high-to-low transition the up
5. The frequency synthesizer loop design. 131
D Q
D Q
delay dn
up ref
div
ref
div
up
dn R
Figure 5.11: The PFD and its waveforms.
signal deactivates and the dn signal keeps in low state. In fact the PDF needs a
certain amount of time ∆R to deactivate the up signal. Therefore, the signals up and
dn are in high state for a time ∆R (see figure 5.11). This delay time ∆R is a function
of the load in the digital cells and it can be manipulated with a buffer string as shown
in figure 5.11.
As both output signals up, dn are activated at the same ∆R time; it is supposed
that no charge will be injected to the loop filter because the charge-pump currents
will be cancelled. This is only an ideal behavior because the mismatch in the charge
pump will affect the total charge injection. This undesired effect can be alleviated
with several charge injection noise reduction techniques [40], detailed in the next
section.
5.4.2 Probabilistic analysis for the PFD.
In [46] there where presented the frequency limitations of a conventional PFD. Taking
that work as a base, in this section it has been established a design consideration
for the PFD delay in Fractional Frequency Synthesizers. Consider the signals in
figure 5.12; we can define the ratio of the frequencies of the reference signal and the
divided signal as [46]:
α =fdiv
fref
(5.9)
If α < 1, at most 1 div high-to-low transition will occur in the time [t, t + Tref ]
132 5.4. The Phase-to-Frequency-Detector.
ref
div
transition no
transition
t t+T ref
Figure 5.12: Waveforms for fref ≥ fdiv.
(one ref cycle). If it is supposed a uniform distribution of the div transition in the
interval [t, t + Tref ] then the probability of occurrence P (1) and no occurrence P (0)
will be respectively:
P (1) = α (5.10)
P (0) = (1 − α) (5.11)
With the last two equations it can be argued that if during the interval [t, t+Tref ]
there is no a down transition of the div signal; then the up output in the PFD will
not be deactivated and the average PFD output will be (up − dn) = 1. Otherwise, if
in such a time interval there is a down transition of the div signal, the average PFD
will be (up − dn) = 0.5. So, the total average output value for the PFD is:
(up − dn) = P (0) +1
2P (1) = 1 − 0.5α (5.12)
If the signals (ref, div) in the PFD have the same frequency, then the average
value will be 0.5 as long as the signals are out of phase. This analysis was taken
without the ∆R effect. The frequency limitation of the PFD, due to the delay in the
reset signal, was also explored in [46] giving as a result a value for the average PFD
output as:
5. The frequency synthesizer loop design. 133
(up − dn) = P (0) · 1 ·(
1 − ∆R
Tdiv
)− P (0) · 0 · ∆R
Tdiv
+P (1) · 0.5 ·(
1 − ∆R
Tdiv
)− P (1) · 0.5 · ∆R
Tdiv
=
1 − 1
2α − ∆R
Tdiv
(5.13)
With this result, the maximum frequency for the PFD not to change erroneously
the polarity is fmax = 1/(2∆R). In this section a more accurate approximation is
done by considering the effect of the setup time in the PFD. Besides, the effect of
Σ∆ modulation in Fractional Frequency Synthesizers is also taken into account for
the PFD .
5.4.3 Accurate estimation of the PFD Frequency Limit.
Considering the waveforms in figure 5.12; if α = 1 and the phase of the signals is in
the range [Tref , Tref − ∆R] the output signals will not to respond as it is expected.
This is due to the delay in the reset signal because if the down-transitions of the
signals occur during this period of time, the PFD has not been reset to start the
phase-detection again [46]. This is not completely true because the wrong operation
happens before. In figure 5.13 it is shown the layout of the PFD designed with a
CMOS AMS 0.35µm process.
Figure 5.13: Layout of the PFD.
134 5.4. The Phase-to-Frequency-Detector.
Figure 5.14 shows the post-layout transient simulation of the PFD in figure 5.13.
In this case Tref = Tdiv = 50ns; the delay for the reset signal is ∆R ≈ 2.34ns and
from the figure it is clear that the up signal does not activate even when the phase is
out of the range [Tref , Tref − ∆R].
Figure 5.14: Waveforms for a bad PFD detection.
This is because the setup time of the gates working as flip-flops has not been taken
into account. In stead of it, if the phase difference is out of the range [Tref , Tref−∆R−Tsetup], the gates working as Flip-Flops will have the setup time necessary to make
the next signal transition in a correct fashion as is shown in figure 5.15. This simple
modification to the limit frequency might not be crucial for a low frequency analysis
but for high frequencies the delay value ∆R can be similar to the setup time and the
limit frequency for the PFD is considerably reduced. This analysis is complemented
with the inclusion of the Σ∆ modulation of the signal from the frequency divider as
explained in the next subsection.
5. The frequency synthesizer loop design. 135
Figure 5.15: Waveforms for a correct PFD detection.
5.4.4 The effect of the Σ∆ modulation.
In [46] it is considered a uniform distribution function, for the down transition of the
div signal, in the time interval [t, t + Tref ] of the reference signal. This is only a first
order approximation. This supposition cannot be realized when the PFD is used in
a Fractional Frequency Synthesizer because during [t, t + Tref ] the down-transition of
the div signal is controlled by the digital Σ∆ modulation; that makes the fractional
synthesizer never to be in lock. If a multi-modulus frequency divider is used, the
division factor will be randomly changing with a distribution seeming to normal as
shown in figure 5.16.
ref
div
t 0 t 0 +T ref
Figure 5.16: Distribution function of the div transition for fractional synthesis.
136 5.4. The Phase-to-Frequency-Detector.
With this assumption, once in “lock” for the Fractional Synthesizer, the distribu-
tion for the dn signal can be modelled by the normal function:
f(t) =e−
t−(t0+Tref /2)
2σ2
√2πσ2
(5.14)
with t0 the initial time for the ref period. Then the cumulative probability of occur-
rence of a div transition in a ref period is:
P ′(1) = P [t0, t0 + Tref ] =
∫ t0+Tref
t0
αe−
(t−t0)2
2σ2
√2πσ2
dt (5.15)
making a variable change :
P ′(1) = P [t0, t0 + Tref ] =
∫ Tref√
2σ
0
α√π
e−u2
du =
α
2erf
(Tref√
2σ
)(5.16)
Similarly, the cumulative no transition probability is:
P ′(0) = P [t0,∞) =
∫∞
t0
(1 − α)e−
(t−t0)2
2σ2
√2πσ2
dt =
(1 − α)
2erfc(0) =
(1 − α)
2(5.17)
Therefore, without taking into account the delay in the reset signal, the PFD
output has an average value:
(u − d) = P ′(1) + P ′(0) = P [t0, t0 + Tref ] + P [t0,∞] =
α
2erf
(Tref√
2σ
)+
1
2(1 − α) (5.18)
5. The frequency synthesizer loop design. 137
5.4.5 High frequency analysis.
In the last analysis the effect of the delay signal was not included. From the discussion
at the beginning of this section, the phases must be in the range [Tref , Tref − ∆R −Tsetup] to avoid the PFD to change the polarity erroneously. For ease in the calculation
it is assumed that the reset signal has a magnitude similar to the setup time (Tsetup ≈∆R). Also, if only one period of the reference signal is taken, then the probability
of transition of div signal is calculated in a time interval (−∞, t0 − 2∆R]. From a
similar analysis as in section 5.10, the probability for the up signal to activate in a
correct form and not in a correct form is given respectively by:
(1 − 2∆R
Tdiv
)(5.19)
(2∆R
Tdiv
)(5.20)
Therefore the probability of transition of the div signal in the interval (−∞, t0 −2∆R] (and so, the up signal is activated correctly) is:
P (−∞, t0 − 2∆R] =
∫ t0−2∆R
−∞
(1 − 2∆R
Tdiv
)e−
(t−t0)2
2σ2
√2πσ2
dt
=
(1 − 2∆R
Tdiv
)1
2erfc
(∣∣∣∣2∆R√
2σ
∣∣∣∣
)(5.21)
The probability of no transition of the div signal in the interval (−∞, t0 − 2∆R]
(and up will not activate in a correct fashion) can be calculated as:
P (−∞, t0 − 2∆R] =
∫ t0−2∆R
−∞
(2∆R
Tdiv
)e−
(t−t0)2
2σ2
√2πσ2
dt
=
(2∆R
Tdiv
)1
2erfc
(∣∣∣∣2∆R√
2σ
∣∣∣∣
)(5.22)
138 5.4. The Phase-to-Frequency-Detector.
For this conditions the average PDF value (u − d) is:
(u − d) = P ′(0)P (−∞, t0 − 2∆R]
−P ′(0)P (−∞, t0 − 2∆R]
+P ′(1)P [−∞, t0 − 2∆R]
−P ′(1)P [−∞, t0 − 2∆R] (5.23)
which results as:
(u − d) =1
2erfc
(∣∣∣∣2∆R√
2σ
∣∣∣∣
)
(1 − 4∆R
Tdiv
)(1
2− α
2+
α
2erf
(Tref√
2σ
))(5.24)
Equation 5.24 takes into account the non uniform distribution of the transient
signals when a Fractional Frequency Synthesizer is near lock. The second term in
equation 5.24 has a sign change for the term(1 − 4∆R
Tdiv
)and it can be said that
the variance in the transition times (σ) does not affect the minimum delay value for
which the PFD makes a wrong phase comparison. For the particular case α = 1
(fref = fdiv), when the variance of the div transitions is σ = Tref/2 and normalizing
Tref = 1 we have:
(u − d) =1
2erfc
(∣∣∣∣4∆R√
2
∣∣∣∣
)(1 − 4∆R)
(1
2erf
(2√2
))(5.25)
Figure 5.17 shows the plot of (u − d2) as a function of ∆R for different σ values
when the setup time in the PFD is similar to the delay time (Tsetup ≈ ∆R). The limit
of operation for the PDF is when the average output value (u − d)2 is at minimum,
avoiding in this way, the polarity of the PFD’s output to erroneously change (that is
5. The frequency synthesizer loop design. 139
d(u−d)2
d(∆R)= 0). It can be seen in figure 5.17 that the maximum value for the ∆R delay
must be ∆R = 0.25Tref for this conditions. If the setup time wold not be included
then ∆R = 0.5Tref as in [46].
0 0.2 0.4 0.6 0.8 1
10−8
10−6
10−4
10−2
100
Out
put P
FD
ave
rage
(u−
d)2
Normalized reset delay (dR/Tref)
sigma = Tref/2
sigma = Tref/4
sigma = Tref/8
Figure 5.17: Normalized value of (u − d)2
for differen σ values.
In equation 5.24 the term which includes the change in the sign is(1 − 4∆R
Tdiv
)and
the variance σ does not affect the maximum reset delay that can be selected. Also in
figure 5.17 the average output is plotted for different σ values and it can be seen how
as the variance is reduced, the average value error is reduced as well.
The order of the Σ∆ modulation is the one making the variance of this model
to change. With a low order digital modulation the variance of the model σ will be
much higher. If the sigma delta modulation makes the σ variance to decrease, the
error will be much lower as shown in figure 5.17.
5.5 The Charge-Pump.
The phase difference between the ref, div signals is transferred to the loop filter via
the Charge-Pump. The charge pump injects current into a summing node as is shown
in figure 5.18.
140 5.5. The Charge-Pump.
PFD
ref
div
up
dn
I cp
I cp
up
dn x
+I cp
-I cp
Figure 5.18: Ideal Charge-Pump.
The signals (up, dn) represent the phase difference between (ref, div) and they
activate the current sources connected at node x. If the signal up is in high state,
the current injected in the node x will be +Icp; if dn is in high state the current
injected is −Icp. Ideally, if both signals are activated the total injected current is
zero. This current is feeded to the loop filter in order to control the VCO frequency
in the fractional synthesizer. The performance of the charge pump is far away from
the one shown in figure 5.18 due to several non-idealities:
• The switching noise.
As the current sources are activated with CMOS switches, the charge injection
from the CMOS switches introduces noise to the summing node x. It is nec-
essary to design complementary CMOS switches and to use clock-feed-trough
reduction techniques to minimize the noise in the loop filter. The solution to
the charge injection noise is a clock network which generates non-overlap signals
and will be explained bellow.
• The current sources start-up noise.
When the current sources are disabled, they need a certain amount of time to
totally turn-off. When they are turned-on again, it is also necessary a time
period, for the current source to settle-down completely. Also, the start-up of
the current source may inject a big amount of charge, which traduces in big
noise contributions to the low pass filter.
5. The frequency synthesizer loop design. 141
• Mismatch in the current sources.
The current sources in the charge-pump will have a process mismatch. This
traduces in a non-zero current when both current sources are activated. In
order to reduce the mismatches a good layout must be designed. In this thesis
the common centroid philosophy is used to reduce them.
The schematic and layout view of charge pump used in the frequency synthesizer
is shown in figure 5.19. It was designed with the temperature unsensitive current
source presented in [45].
105/3
50/10 150/10
70/7 200/3
5/10
3/24
160/0.35
14/7
Mp5
Mn6
Mp2
Mn2
Mp1
Mn1
Mn4
Mn3
Mp3
Mns1
Mps1
Mps2 V ctrl
5/10
120/12
70/7
120/12
105/3
3/0.35
3/0.35
3/0.35
3/0.35
V up V
un
V dp V dn V dpd
V dnd
V upd
V u nd
Mn5
Mp4
V ref
Figure 5.19: Charge-Pump schematic and layout views.
Transistors Mn, p1 − Mn6 compose the current source which, according to the
parameters designed in the last section, Icp = 10µA. Transistors Mns1,Mps1,Mps2
built a start-up circuit to turn-un the current source. This is necessary as the current
source has two operating points and the circuit might be inactive at start-up [45].
The rightmost branch is the current source which feeds Icp to the loop filter at
node Vctrl. The left branch is a dummy current source that is active when the right
142 5.5. The Charge-Pump.
(a) (b)
Figure 5.20: Non-overlapped signals for the switching control.
branch will not inject current. For instance, when the signals Vup, Vun are activate, the
+Icp current source is on. Then, if the +Icp is going to turn-off; the signals Vupd, Vund
activate the dummy current source in first place. Latter, the Vup, Vun signals turn the
Icp current off. In this way the current source is always on; and the charge injected
when the main current source turns off is avoided. The same occurs with the −Icp
current source and the signals Vdp, Vdn, Vdpd, Vdnd. The non overlapped signals for the
current sources switching are shown in figure 5.20 and the network to obtain this
signals is shown in figure 5.21.
up
dn
vupd
vund
vup
vun
vdpd
vdnd
vdp
vdn
HT
LT
HT
LT
HT
LT
HT
LT
Figure 5.21: Network to obtain the control switching signals.
5. The frequency synthesizer loop design. 143
The clock network is built with feeded-back inverters to obtain the fully differential
signals, also some inverters with a high threshold (HT) and a low threshold (LT) are
used to obtain the non-overlapped signals. The CMOS switches are controlled by
fully differential signals Vup, Vun. The switches sizes are designed to compensate the
complementary charge transfer. As the charge injection depends on the operation
region of the switches; it is highly desired to maintain the DC bias fixed. This
is achieved by the active low-pass filter implementation, fixing the Vctrl = Vref =
Vdd/2. Therefore, the dummy branch is also fixed to Vref = Vdd/2 to maintain equal
conditions. Figure 5.22 presents the pos-layout simulation of the PFD and Charge-
Pump.
(a) Reference signal leading divided signal. (b) Divided signal leading reference signal.
Figure 5.22: PFD-CP pos-layout simulation.
Figure 5.22(a) presents the case when the reference signal leads the divided signal.
If the signals Vup, Vdp are inactive, at the down transition of ref the charge-pump
injects current to the loop filter. When the reverse occurs, in the down transition of
div the charge-pump injects current with the negative direction (see figure 5.22(b)).
Figure 5.23 shows the post-layout simulation results when the PFD-Charge-Pump
144 5.6. The Fractional Frequency Synthesizer circuit.
(a) Reference signal leading divided signal. (b) Divided signal leading reference signal.
Figure 5.23: PFD-CP-LPF pos-layout simulation.
and the loop filer function together. When the ref signal leads the div signal, the
charge pumps injects current to the loop filter and the control voltage diminish (re-
member the negative sign for the loop filter’s transimpedance). The opposite occurs
when the div signal leads the ref signal, see figure 5.23(b).
5.6 The Fractional Frequency Synthesizer circuit.
The Fractional Frequency Synthesizer was implemented with the design considera-
tions developed in this chapter for the PDF, Charge-Pump and loop filter; the VCO
and frequency divider in chapter 4; and with the proposed digital Σ∆ modulator
architecture for spur tones reduction in chapter 3. The circuit was designed with
the Mentor Graphics IC Flow 2006.2. The integrated circuit was fabricated with the
Austria Micro-Systems (AMS) 0.35µm CMOS C35B4C3 process with participation
in the mini@sic program.
The layout of the Fractional Frequency Synthesizer is shown in figure 5.24 where
5. The frequency synthesizer loop design. 145
Figure 5.24: Layout view of the chip designed to test the Fractional Synthesizer.
the principal blocks are:
• The entire frequency synthesizer with analog buffers and pads to make on die
measurements. This section was also prepared to test the circuit at low fre-
quencies to make indirect measurements (area CHIPA in figure 5.24).
• The VCO and Programable Frequency divider to characterize the multi-phase
switching scheme. The circuit was prepared to make only low frequency tests
in a Printed Circuit Board (PCB), (area CHIPB in figure 5.24).
• The VCO with analog buffers and pads to obtain the voltage to frequency
transfer curve (area CHIPC in figure 5.24).
The circuit was simulated with Eldo in the Mentor IC Flow with all the parasitics
included after the layout extraction. Due to the big amount of parasitic elements the
simulation task is very time consuming. Figure 5.25 shows the pos-layout simulation
result of the fractional frequency synthesizer which compares the frequency from the
reference signal with the frequency from the divided signal. It can be seen that the
146 5.6. The Fractional Frequency Synthesizer circuit.
Figure 5.25: Pos-Layout transient simulation of the Fractional Frequency synthesizer.
divided signal is changing with a pseudo-random fashion. Nevertheless in average
fref ≈ fdiv. This is the main characteristic in fractional synthesizers because the
closed loop configuration never locks. Instead, the average value of the signal at the
dividers output must be fdiv ≈ fref .
In order to ensure the lock of the fractional frequency synthesizer a pos-layout
simulation was run with a bigger frequency step and is shown in figure 5.26(a). Also,
a simulation was run with the polarity of the PFD changed to illustrate how the
fractional synthesizer will not lock for that case.
The pos-layout worst cases simulation where not realized as it is a very time
consuming task. It can take about one month to obtain a transient simulation when
all the parasitics effects are present. In spite of that, each critic cell was characterized
with the corner cases individually to ensure the good design.
5. The frequency synthesizer loop design. 147
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2.0
Vol
tage
(V
)
V(VCTRL)
0.4U 0.6U 0.8U 1.0U 1.2U 1.4U 1.6U 1.8U 2.0U 2.2U 2.4U 2.6U 2.8U
Time (s)
(a) Vctrl when in lock.
0.5
0.6
0.7
0.8
0.9
1.0
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2.0
Vol
tage
(V
)
V(VCTRL)
0.0U 5.0U 10.0U 15.0U 20.0U 25.0U 30.0U 35.0U 40.0U 45.0U 50.0U
Time (s)0.0U
(b) Vctrl when not in lock.
Figure 5.26: Pos-layout simulation for a big frequency step.
5.6.1 The Phase-Noise Approximation.
The phase noise was approximated with the frequency domain models presented in
chapter 2; where the simulation methodologies where detailed. With the design of the
main cells in this chapter, the frequency synthesizer phase-noise can be approached.
Table 5.3: Fractional Frequency Synthesizer parameters.
Parameter Value Parameter Value
Closed-Loop cut-off Freq. 25kHz Fref 21.6MHZ
Synthesizer order 4th Σ∆ order 3th
Σ∆ architecture Efficient Dithered MASH Fractional Resolution 1/256
Charge-Pump noise ≈ 5x10−21 A2
HzLoop-Filter noise 1.85x10−16 V 2
Hz
VCO noise ≈ 2.1x10−18 V 2
HzVoltage 3.3V
The phase noise figure was simulated with the parameters in table 5.3. This
parameters where obtained from the noise analysis of each cell, obtaining in this
way the input referred noise for the charge-pump, loop filter and VCO. The noise
parameters are given as white noise spectral densities. Figure 5.27 shows the fractional
148 5.7. Experimental Results
frequency synthesizer total phase-noise figure. The noise contributions of each cell
are detailed.
104
105
106
107
−130
−120
−110
−100
−90
−80
−70
−60
−50
−40
−30
Offset frequency from the carrier (Hz)
Pha
se−N
oise
(dB
c/H
z)
Total Phase−NoiseSigma−DeltaCharge−PumpVCO Loop−Filter
Figure 5.27: Simulated Phase-Noise.
5.7 Experimental Results
The circuit containing the fractional frequency synthesizer was fabricated in a mini@sic
run whit the Europractice IC service. The microphotograph is shown in figure 5.28.
Figure 5.28: Microphotograph of the chip.
5. The frequency synthesizer loop design. 149
The circuit was prepared to tests its performance in low frequency by measuring
the signal from the programable divider. Also, the chip was prepared to measure
the high frequency power spectrum (from the Fractional Synthesizer) in on-die mea-
surements. Figure 5.29 shows the schematic and the physical distribution of the test
setup is shown in figure 5.30.
PFD CP LPF
P. DIV.
SIGMA DELTA
F ref F out
V DDD1
V SSD1
V DDA1
V SSA1
K 0 K 1
K 6 K 7
C 3 C 2 Controlp
S64p
(DIGITAL CONSTANT INPUT)
(DITHER CONTROL)
(ENTIRE DIVISION) (ANALOG VDD)
(DIGITAL VDD)
Digital circuit Analog Circuit
V ref
Figure 5.29: Test setup schematic.
Figure 5.30: Measurement setup.
The reference signal Fref is obtained from an external pulse generator; this signal
is feeded to the reference port via the PCB board. An 8-bit digital word (K0 . . . K7)
is programmed in the circuit board to change the fractional value in the digital Σ∆
modulator. The low frequency signal S64p is measured from the programable divider
150 5.7. Experimental Results
output. This signal must have, in average, the same frequency than the reference
signal when the fractional synthesizer is in lock.
Figure 5.31: Measurement result when the fractional synthesizer is “locked”.
The signals from the reference frequency ref and from the programable divider div
are shown in figure 5.31 when the fractional synthesizer is in lock for fref = 21MHz.
PFD-CP PFD-CP
Sigma-Delta
Figure 5.32: Signal spectrum when the fractional synthesizer is at 1.45369GHz.
To test the fractional synthesizer in high frequency, analog buffers where used to
drive an on-die pad. An active probe model 35A from Picoprobe was used to test the
circuit. The test setup in figure 5.30 was used to obtain the high frequency measure,
and the power spectrum obtained from the Advantest R3256A Spectrum Analyzer is
5. The frequency synthesizer loop design. 151
a ) W i t h o u t d i t h e r e d S i g m a - D e l t a b ) W i t h d i t h e r e d S i g m a - D e l t a
C a r r i e r C a r r i e r
Figure 5.33: Signal spectrum when the fractional synthesizer is at 1.45369GHz.
shown in figure 5.32.
When a reference frequency of 21.6MHz, the circuit was locked to a fractional
value of K = 67.3007821 which is a fout ≈ 1.45369GHz. In the output spectrum
of figure 5.32 the main noise contributions are detailed. It is worth to note that
the signal in the output spectrum is attenuated 10dbm by the active probe. The
real signal power is in the range of −3dBm. As the Advantest R3256A spectrum
analyzer has not the sufficient band-width resolution to differentiate between the
spur tones and the other noise sources, the circuit was tested with an Agilent 4352B
VCO-PLL analyzer. This VCO-PLL analyzer has a noise sensitivity up to 150dBc
but unfortunately the frequency span is of only 10MHz. This span is not enough to
observe the total Σ∆ modulation effect in the Phase-Noise figure.
The signal spectrum obtained with the Agilent 4352B, with the spam shifted, is
shown in figure 5.33. Figure 5.33a shows the spectrum when the dither signal is not
added and figure 5.33b shows when the dither signal is added as proposed in chapter
3. The spur tones reduction is clear from the spectrum, even when the active probe
attenuated the signal.
The phase-noise figure obtained from the VCO-PLL analyzer is shown in fig-
ure 5.34. This phase noise figure could not be properly obtained due to the limited
152 5.7. Experimental Results
Sigma-Delta contribution
PFD-CP
Figure 5.34: Phase-Noise figure.
frequency span in the VCO-PLL analyzer. In spite of that, the phase noise figure ob-
tained in the experimental results matches well with the estimated phase noise figure
in figure 5.34. An unexpected effect is obtained because the spur tones affect in the
region where the charge-pump noise is dominant. The physical explanation in this
effect is the to the noise coupling in the substrate due to the digital circuits. When
the dither addition is activated, as proposed in chapter 3, the fractional synthesizer
was characterized and the phase-noise is shown in figure 5.35.
The dither addition reduces the spur tones dramatically. Once again it is em-
phasized that the dither addition barely increases the circuit complexity. The phase
noise figure with the dither addition is −112dB at 10MHz offset from the carrier
frequency. A resume of the fractional frequency synthesizer designed in this thesis is
shown in table 5.1.
The fractional frequency synthesizer designed in this thesis was compared with
state of the art works which tried to reduce the spur tones in this mixed signal circuits.
Table 5.5 shows the main characteristics of the frequency synthesizers. A figure of
5. The frequency synthesizer loop design. 153
Figure 5.35: Phase-Noise figure.
merit, for this case, might not be enough to fully characterize the architecture because
there are many parameters which can be manipulated to obtain a good number.
Instead of that in table 5.5 the Σ∆ order, the synthesizer order and normalized
loop filter cutoff frequency are detailed. The fractional synthesizer in this work has a
very simple digital Σ∆ architecture for spur tones reduction with a low order fractional
synthesizer architecture with a relatively high cut-off frequency.
154 5.7. Experimental Results
Table 5.4: Fractional Frequency Synthesizer parameters.
Parameter Value Parameter Value
Area (700 × 900)µm Fref 21.6MHZ
Tuning Range (1.4 − 1.57)GHz Closed loop cut-off fc 25KHz
Synthesizer order 4th Fractional Resolution 1/256
Σ∆ architecture Efficient Dithered MASH Σ∆ order 3rd
Spur tones no Vdd 3.3V
Phase-Noise −110dBc @ 10MHz Power consumption 380mW
Settling time (full range) 200µs
Table 5.5: Σ∆ Architectures comparison.
Σ∆ Σ∆ Order Synt. Order Dither Spurs
and (ωc/ωref )
Single-Loop [21] 3 4 (0.005) 224 LFSR −80dB@200KHz
Multi-Loop [22] , [23] 4 5 (0.023) No dither −70dB@300KHz
Error-Feedback [24] 3 4 (0.0153) 210 Off-Chip LFSR No
Hybrid [20] ≥ 4 5 (0.02) No Dither −70dB@10MHz
Hybrid [11] ≥ 6 3 (0.0031) No Dither No
Chebyshev [25] 3 5 (0.0106) No Dither No
MASH [27] 3 4 (0.00135) Off-Chip Dither No
MASH This work 3 4 (0.00115) Eff. M-bit No
Chapter 6
Conclusions.
This thesis has focused on the main drawbacks of the state-of-the-art fractional fre-
quency synthesizers in integrated circuits. The main contributions of this work can
be divided in three parts.
6.1 The simulation strategies.
As the fractional synthesizer is a mixed signal circuit, it contains many sub-circuits
and therefore thousands of transistors. During the design task, it is not practical to
include all the circuits, when a single cell is designed. It is more convenient to use the
transistor level model of the circuit being designed and macro-models for the rest of
the circuits. In order to design a fractional frequency synthesizer it is also necessary
to understand all the noise and error sources in the circuit.
Matlab-Simulink is a good tool to model the integrated circuits with several noise
sources but it is not capable to substitute this models for transistor level cells. On
the other hand, VerilogA is a tool that can handle behavioral models going down a
transistor level design. The behavioral models are hardware description scripts which
represent the network function of the circuits and they are suitable to model the
frequency synthesizer blocks. In spite of all the advantages in the behavioral models,
the most recent scripts presented in the literature have several disadvantages. To
155
156 6.1. The simulation strategies.
include the most important noise sources in the behavioral models, many instructions
and parameters must be added. The behavioral models must have a trade-off between
accuracy and simulation time.
In chapter 2 it was mentioned that Phase-Noise and Jitter are two ways to char-
acterize the spectral purity in frequency synthesizers; the former in the frequency
domain and the latter in the time domain. In the state-of the art behavioral models,
the noise contribution is commonly added as time Jitter in the signal. A mathemati-
cal analysis was realized to find the closed form expressions to relate the Phase-Noise
and Jitter in behavioral models. With this expressions, it is possible to model the
noise contribution in the circuits building the fractional synthesizer as additive noise
sources. Each additive noise source has a mean square value obtained from the fre-
quency domain model of the circuits.
This new way to model the Phase-Noise in fractional synthesizers, contrary to
the time domain Jitter, is more direct from the circuit designer’s point of view. The
principal instructions for the new behavioral models were presented and they where
compared with the models that add the noise in the circuits as Jitter. This new
philosophy to model the phase noise was applied in every cell in the fractional syn-
thesizer.
In the Voltage Controlled Oscillator it was demonstrated, with behavioral simula-
tion results, that the new way to model the Phase-Noise is more accurate than state
of the art models. This is because the time jitter instructions use a mathematical
approximation that works only for close values of frequency offset from the carrier,
in the Phase-Noise figure. It was also demonstrated that the noise contribution from
the loop filter can be included in the VCO model, without loose of accuracy.
It was also demonstrated that the noise in the PFD-Charge-Pump circuit is mainly
due to the noise sources in the Charge-Pump and the time Jitter in the digital circuits
is not significative. Once again, the frequency domain noise additive sources model
is more accurate.
The Jitter noise from the Programable Divider and the digital Σ∆ modulation is
6. Conclusions. 157
not as significant as other noise sources in the system. Therefore, we conclude that
the noise sources in the VCO-Loop-Filter, and the Current Sources in the Charge-
Pump are the most significative in the fractional synthesizer. They can be added
with the frequency domain based behavioral models presented in this thesis. With
the proposed models there can be found a trade-off between accuracy and simulation
time.
6.2 Effective dithering the MASH Σ∆ modulators.
The fractional frequency synthesizer in strict sense is not a phase-locked-loop. It
changes the division factor in a pseudo-random way and the total average division
factor is an entire value plus a fractional factor. The digital circuit that changes the
division modulus in this way is a digital Σ∆ modulator. The fractional synthesizer
is, therefore, a digital-to-frequency converter.
The disadvantage in the digital Σ∆ modulator is the periodic quantization error.
This periodicity is reflected as spur tones in the phase noise figure in the fractional
frequency synthesizer. To reduce the spur tones, the digital Σ∆ modulator should
be of high order. Nevertheless, for a fractional synthesizer the Σ∆ modulator order
must not be greater than the synthesizer order; otherwise the phase noise is greatly
affected. Therefore the order of the Σ∆ is limited by the fractional synthesizer, which
is commonly less than 4-th order.
In chapter 3 the state of the art architectures for digital Σ∆ modulators in frac-
tional synthesizers was revised. It can be concluded that the MASH architecture has
the best trade-off between noise-shaping and complexity. The only disadvantage is
the spur tones appearance.
In this thesis work it is proposed to reduce the spur tones magnitude by using
Linear Feedback Shift Registers (LFSR). Although the LFSR are already used in the
literature to reduce spur tones, in this thesis the different paths to add the dither
signal where explored. It was demonstrated that adding the dither signal in the
158 6.3. The fractional synthesizer loop.
internal nodes of the MASH architecture is a good way to shape the additive dither.
One of the main contributions of this work is the mathematical demonstration
to show that, increasing the LFSR size will note reduce the spur tones if it is not
properly added. With the proposed way to add the dither signal a simple 8-bit LFSR
is enough to randomize the output sequence of an 8-bit MASH 1-1-1 architecture. The
performance of the dither addition was compared with the state-of-the-art techniques
to reduce spur tones. It was demonstrated experimentally that the proposed technique
is as effective as the Modified Error Feedback Architecture, but with much less cost
in the circuit complexity.
6.3 The fractional synthesizer loop.
The design of the frequency synthesizer depends on the characteristics of the main
analog blocks in the loop. For instance, the KV CO gain is a critical value to obtain
the rest of the parameters which define the frequency domain behavior for the frac-
tional synthesizer. In chapter 4 the tuning range for LC-tank VCOs is explored by
analyzing the bias ranges for which the varactor is more linear. The linear tuning
range is improved by biasing the VCO in such a way that the DC level is close to
the most negative (or) positive rail. Under this conditions, the varactor capacitance
is therefore more linear, and so the tuning range. The bias conditions which allow a
linear tuning range also reduce the harmonic distortion of the output signal. This was
demonstrated with a fourier analysis of the currents in the VCO. We can conclude
that the characteristics in the VCO can be improved by properly biasing the crossed
coupled differential pair.
The Phase-to-Frequency detector uses a delay in the signal path to avoid the death
zone in the phase-detection characteristic. This delay was usually designed as a rule
of thumb; in this thesis a mathematical model was developed to obtain a closed form
expression to determine the delay magnitude. This expressions helped to conclude
that the Σ∆ modulation does not affect the absolute delay value but the setup time
6. Conclusions. 159
in the PFD gates does. The result from this research is a modification in the limit
frequency for the PFD in fractional frequency synthesizers.
Finally some techniques to avoid digital glitches in the multi-modulus programable
divider were proposed. One good solution for this problem is to low the frequency
at which the digital programable functions are realized. This changes the division
modulus factor and all the parameters must be designed according this low frequency
range. Instead, in this work the glitches are avoiding by using a synchronization
network in the phase/-select logic. The proposed techniques to design a fractional
frequency synthesizer where proved by the experimental results of the fractional syn-
thesizer manufactured in the AMS 0.35µm.
6.4 Future work.
As the frequency synthesizer are necessary in many communication applications it is
necessary to make more power efficient circuits. The VCO and high frequency blocks
in the programable divider are high consumption cells and a great amount of power
can be saved if this cells reduce consumption. The noise from the charge-pumps is
the most significative error source in this systems. This noise must be reduces as low
as possible. An active research line is raising in which all-digital implementations
avoid the use of charge-pump. Nevertheless, the PLL based fractional synthesizers
have an enormous application field. It goes from mobile communication systems to
clock distribution networks in digital processors.
160 6.4. Future work.
Appendix A
Pseudo Random Generators
In the proposed technique to avoid spur tones in the Phase-Noise figure for Σ∆
Fractional frequency synthesizers, a 1-bit digital pseudo-random signal is added in a
MASH 1-1-1 architecture in such a way the spur tones are avoided barely increasing
the digital Σ∆ modulator complexity. This digital pseudo-random signal is called a
“dither signal”. Because of its simplicity the most commonly used dither generator
is the Linear Feedback Shift Register. In this appendix the theoretical considerations
used for the design of the 8-bit LFSR in the proposed dither technique are presented.
A.1 Linear Feedback Shift Register (LFSR).
A LFSR is a digital circuit processing the logic 1-0 values in the form of figure A.1.
x 0 x 1 x 2 x 3 x 4 x 5
c 0 c 1 c 2 c 3 c n
Figure A.1: Linear feedback shift register concept.
In periodic intervals (given by a clock signal), the xi → i > 1 is transferred to
161
162 A.2. Maximally length LFSR.
xi−1 and the x1 data is lost. Thus, the new xn content is given by:
xn =n∑
i
xici (A.1)
Each one of the coefficients ci must be previously now and a different combination
of them gives a differen sequence length. The addition is done as a digital module-2
⊕ operation (an XOR function). The longest period for the generated sequence of a
n stage LFSR is (2n − 1) and when the generated sequence reaches this period it can
be said it is a maximally length LFSR.
The LFSR can be implemented with simple Flip-Flops and XOR or XNOR gates,
the XOR gates quantity defines the values of the ci coefficients. Figure A.2 shows
the realization of a LFSR with 2 coefficients and a maximum sequence length of
(22 − 1) = 3.
D Q
Q
D Q
Q
c 0 c 1
x 1 x 2
c 1
c 2 x 1 x 2
clk
c 2
c 0
x 0
Figure A.2: 2-bits LFSR.
There are several ways to obtain the coefficients ci for the circuit to have a maxi-
mally length period. The analysis presented in this appendix is based on the Galoid
Fields theory and for a more deep analysis the references can be consulted.
A.2 Maximally length LFSR.
The modulo-2 addition operation (represented by ⊕) is used to represent the basic op-
eration in LFSRs. For binary signals the modulo-2 addition is equivalent to the XOR
operation. A pseudo-random sequence can be obtained with the LFSR in figure A.3.
Every element of the sequence is given by:
A. Pseudo Random Generators 163
D D D x k x k-1 x k-2
x k-n-1 x k-n
h 1 h 2 h n-1
h n h 0
Figure A.3: LFSR operations.
xk = h1xk−1 ⊕ · · · ⊗ hnxk−n (A.2)
if we add ⊕ xn on both sides of this equation and given xn ⊕ xn = 0:
xk ⊕ xk = xk ⊕ h1xk−1 ⊕ · · · ⊗ hnxk−n = 0 (A.3)
This expression is the same as the convolution of xk ∗ hk and for this particular
case xk ∗ hk = 0 for all h0 = 1. To make operations is better to use the modulo-2 D
transformation. That is it, for a bk sequence:
B(D) = · · · ⊕ h−1D−1 ⊕ h0D
0 ⊕ h1D1 ⊕ h2D
2 ⊕ · · · (A.4)
In this way the convolution of two sequences can be expressed as:
ck = gk ∗ bk (A.5)
C(D) = G(D)B(D) (A.6)
A LFSR sequence can be represented as a series H(D) with a characteristic poly-
nomial h.
H(D) = h0D0 ⊕ h1D
1 ⊕ h2D2 ⊕ · · · ⊕ hnD
n (A.7)
h = [h0, h1, h2, . . . , hn] (A.8)
For a n-bit LFSR to have a maximally length sequence, its characteristic polyno-
mial H(D) must accomplish the following restrictions:
164 A.3. Circuit implementation.
1. H(D) must not be factorized in (1 ⊕ D)m terms.
2. The last restriction must be for m < (2n − 1).
For instance: a 2-bit LFSR must have a characteristic polynomial:
h0 ⊕ h1D ⊕ h2D2 −→ h0 = h1 = h2 = 1 (A.9)
This is because the characteristic polynomial cannot be factorized for m < (2n −1) = 3. For the 8-bit LFSR case the characteristic polynomial must be:
H(D) = 1 ⊕ D2 ⊕ D3 ⊕ D4 ⊕ D8 −→ h0 = h2 = h3 = h4 = h8 = 1 (A.10)
Although there are more characteristic polynomials for a maximally length LFSR
by changing the sign oplus with ⊖ the circuit implementation is much easier by the
⊕ operation with XOR functions. This is because for digital signals the addition is
equivalent to the XOR function on the other hand the substraction is realized with
more complex digital circuits.
A.3 Circuit implementation.
To characterize the sequence length in the Linear Feedback Shift Registers the discrete
autocorrelation function is used. For a finite sequence the autocorrelation function is
defined as:
rxx(l) =1
N
N∑
n=0
x(n)x(n − l) (A.11)
Where n is the sequence index and l ≥ 0 is the lag index of the autocorrelation
sequence. Because of the finite sequence size it is recommended to estimate the
autocorrelation for at least M lags to properly show the periodicity of the sequence.
In every case of study for this research M ≫ N .
A. Pseudo Random Generators 165
D Q
Q
D Q
Q
D Q
Q
D Q
Q
c 1
c 2 c 3
c 0
(a) 4-bit Linear Feedback Shift Register.
0 100 200 300 400 500 600−0.2
0
0.2
0.4
0.6
0.8
Lag
No
rmal
ized
au
toco
rrel
atio
n
(b) Autocorrelation sequence.
Figure A.4: Autocorrelation for 4 bit LFSR
D Q
Q
D Q
Q
D Q
Q
D Q
Q
D Q
Q
D Q
Q
D Q
Q
D Q
Q
clk
(a) 8-bit Linear Feedback Shift Register.
0 200 400 600 800 1000 1200−0.2
0
0.2
0.4
0.6
0.8
Lag
No
rmal
ized
au
toco
rrel
atio
n
(b) Autocorrelation sequence.
Figure A.5: Autocorrelation Sequences
For the 4-bit LFSR, the circuit implementation is shown in figure A.4(a). The
autocorrelation function was estimated in Matlab and it is shown in figure A.4(b).
This LFSR implementation generates a 1-bit sequence with a 15 samples periodicity
because it is implemented with the characteristic polynomial h0 = h1 = h4 = 1.
For the 8-bit LFSR the architecture with coefficients as in figure A.5(a) has the
characteristic polynomial h0 = h2 = h3 = h4 = h8 = 1. The autocorrelation sequence
for the first 1024 lags was obtained in Matlab and it is shown in figure A.5(b). With
this architecture the LFSR has a periodicity of 256 clock cycles. In the proposed
technique to avoid spur tones in the Phase-Noise figure this 8-bit LFSR was enough
166 A.3. Circuit implementation.
to randomize the output sequence of a digital MASH 1-1-1 Σ∆ modulators. The
simple dither addition is the result of the research in the fundamentals to add a
dither signal in digital Σ∆ modulators.
Appendix B
Resumen en extenso
B.1 Introduccion.
En muchas aplicaciones, es necesario generar una senal en el interior de un circuito
integrado. La senal generada debe tener un buen desempeno en cuanto al uso eficiente
de los recursos usados para generarla y en cuanto a la ausencia de errores y fuentes de
ruido. El bloque que genera esta senal es conocido como sintetizador de frecuencia.
Este trabajo de investigacion resuelve algunos de los problemas en el diseno de sinte-
tizadores de frecuencia N-fraccional que no habıan sido resueltos de manera adecuada
hasta su publicacion.
B.2 Capıtulo 1.
Una de las maneras mas eficientes para generar una senal es mediante la sıntesis
indirecta de frecuencia. En este metodo, un lazo de amarre de fase (PLL) genera una
senal con una frecuencia que es un multiplo entero de la frecuencia de referencia. La
gran desventaja es la conexion entre la frecuencia de referencia y el paso con el que
se puede cambiar la frecuencia de salida. Esta limitante implica una gran dificultad
para integrar al sintetizador en silicio.
Una solucion para el problema antes citado es la sıntesis de frecuencia fraccional.
167
168 B.3. Capıtulo 2.
En esta tecnica, el divisor de frecuencias es programable y en varios ciclos de la fre-
cuencia de referencia el modulo de division es cambiado. Si esta variacion del modulo
de division es de manera aleatoria, en promedio, se obtiene una division entera mas
una fraccion (N +n). El modulo se puede cambiar con una senal digital que proviene
de un acumulador, el acumulador digital es un modulador Σ∆ de primer orden. Este
controlador digital provoca una gran desventaja porque la caracteristica periodica de
la senal del acumulador degrada el ruido de fase del sintetizador fraccional.
La motivacion principal de este trabajo de investigacion es la reduccion de la
degradacion del ruido de fase debida a la periodicidad del modulador Σ∆. Sin em-
bargo, durante el desarrollo de la investigacion se encontraron nuevas estrategias de
diseno y simulacion que dieron un avance en el estado del arte del diseno de sinteti-
zadores fraccionales. Estas aportaciones se mencionan a lo largo de la tesis: el capıtulo
2 muestra los nuevos modelos comportamentales para la simulacion de este circuito de
senal mixta. En el capıtulo 3 se desarrolla una nueva filosofıa para desabilitar la peri-
odicidad en el modulador Σ∆; esta metodologia es demostrada con elementos teoricos
que recien han sido desarrollados en el estado del arte. El capıtulo 4 trata nuevas
consideraciones de diseno para el oscilador controlado por voltaje y para el divisor
programable. Ambos circuitos son los que presentan mas retos para el disenador de
circuitos integrados. Finalmente el capıtulo 5 muestra el diseno del sintizador com-
pleto y los resultados experimentales que sustentan las hipotesis planteadas en este
trabajo de investigacion.
B.3 Capıtulo 2.
Cuando se disena un circuito complejo, como es el sintetizador fraccional, la gran
cantidad de elementos y la gran diferencia de las constantes de tiempo en el sistema
presentan un reto para la simulacion. Simular al circuito completo con todos los
elementos parasitos es una tarea que consume una gran cantidad de tiempo. Por
ello, en el proceso de diseno es necesario describir el comportamiento de los elementos
B. Resumen en extenso 169
para garantizar su buen desempeno. Una simulacion en Matlab puede ayudar, pero
en este ambiente no se pueden sustituir los modelos matematicos por modelos a nivel
dispositivo. La filosofıa de simulacion con Verilog-A, Verilg-AMS si permite dicha
tarea que es de gran utilidad en el diseno del circuito.
En este capıtulo, ademas de resumir las bases teoricas que describen al ruido de
fase, se proponen nuevos modelos comportamentales. Estos modelos utilizan una
descripcion del circuito con base en su comportamiento linealizado en el dominio de
la frecuencia. Esta filosofıa fue aplicada a los bloques que generan a las fuentes de
ruido mas significativas en el sintetizador fraccional.
Se presentan los resultados a nivel simulacion comportalental que son comparados
con un modelo matematico. Como conclusion es posible decir que los modelos prop-
uestos predicen de una mejor manera a los bloques que componen al sintetizador sin
aumentar demasiado el tiempo de simulacion.
B.4 Capıtulo 3.
En este capıtulo se describe de manera detallada como es el funcionamiento de la
sıntesis de frecuencia fraccional. Con una comparacion cualitativa de todos los mod-
uladores Σ∆ digitales, usados para la sintesis fraccional, se pudo concluir que la arqui-
tectura MASH es la que tiene un mejor compromiso entre complejidad y moldeado de
ruido. La desventaja es que los moduladores MASH son propensos a la generacion de
tonos espurios. Debido a su baja complejidad, la arquitectura MASH ha sido usada y
recientemente muchos trabajos han intentado reducir los tonos espurios sin aumentar
su complejidad. En este capıtulo se resumen los mas importantes. El objetivo es
deshabilitar la periodicidad sin aumentar de manera significativa la complejidad.
Una solucion general al problema es anadir una secuencia aleatoria (comunmente
llamada dither) para deshabilitar la periodicidad. Para esto, es necesario disenar
un generador de secuencias muy grande. En este trabajo de tesis se demuestra
matematicamente, y con simulaciones, que no importa si el perido de la secuencia
170 B.5. Capıtulo 4.
es muy grande; si no se anade de manera adecuada a la arquitectura MASH no existe
efecto alguno. Este estudio cuantitativo y cualitativo es usado para proponer una
manera mas eficiente para anadir la secuencia pseudoaleatoria.
La solucion consiste en anadir una secuencia pseudoaleatoria en el bit menos
significativo de las dos ultimas etapas del modulador MASH. De esta manera la pe-
riodicidad es deshabilitada con el uso de un registro lineal de corrimiendo de M -bits
para una arquitectura MASH de M -bits de resolucion. Un analisis matematico de-
muestra la efectividad de la propuesta. Para demostrar esta hipotesis se fabrico un
modulador MASH 1-1-1 en un proceso CMOS de 0.35µm. Los resultados experi-
mentales comprueban que la propuesta de esta tesis deshabilita la periodicidad sin
aumentar los recusos utilizados. El trabajo es comparado con las distintas soluciones
que recientemente se han publicado en el estado del arte.
B.5 Capıtulo 4.
El diseno del sintetizador fraccional esta restringido de manera importante por los
parametros del oscilador controlado por voltage (VCO) con una arquitectura tanque
LC y por el divisor programable.
En el caso del VCO la gran limitante consiste en el rango de entonado que, ademas
de ser limitado, es no lineal. Para reducir esta desventaja en esta tesis se propuso una
nueva consideracion de diseno. El uso de varactores PMOS o NMOS es muy comun
en los VCO, el varactor debe trabajar en la region lineal para poder controlar la
capacitancia intrınseca. Si el varactor sale de esta region de operacion la capacitancia
intrınseca deja de ser una funcion fuerte del voltaje de control. Por ello, se propuso
disenar al VCO con el nivel de DC de salida, lo mas cercano al riel mas positivo,
o negativo (dependiendo de la arquitectura). Con esta consideracion, los varactores
estan en la region lineal para un rango mas amplio del voltaje de control. Otras
ventajas son el aumento de la frecuencia de operacion y la reduccion en la distorsion
armonica total (ambas ventajas demostradas en este capıtulo).
B. Resumen en extenso 171
El divisor programable tambien presenta un reto para el disenador de circuitos:
desde el diseno de las primeras etapas que operan en alta frecuencia, hasta el circuito
digital que programa a la division total. En el caso de las primeras etapas el diseno
fue elaborado con celdas analogicas que necesitan un buen patron geometrico para
reducir la probabilidad de falla. En el caso de la logica que programa al factor de
division en este trabajo se propone una logica sincronizada. Esta manera de disenar
al divisor programable reduce significativamente la probabilidad de una falla por las
variaciones del proceso de fabricacion.
Las consideraciones de diseno presentadas en este capıtulo fueron demostradas
experimentalmente con un circuito intrgrado en el mismo proceso CMOS de 0.35µm
B.6 Capıtulo 5
En este capıtulo se presenta el diseno de todo el lazo de retroalimentacion en el
sintetizador fraccional. Una ves que se conocen los parametros del VCO y del divisor
programable; el PFD, la bomba de carga y el filtro de lazo pueden disenarse con mayor
grado de libertad. El diseno es un procedimiento que involucra a las simulaciones
compartamentales propuestas en el capıtulo 2 y al diseno de cada una de las celdas
del sintetizador como se propuso desde el capıtulo 3.
Un modelo en el dominio de la frecuencia permite establecer los parametros de
todo el sintetizador para asegurar la estabilidad. Un filtro de lazo activo es preferible
para reducir, en lo posible, el tamano de los elementos pasivos. Al mismo tiempo
esto permite fijar un potencial a la salida de la bomba de carga para reducir el ruido
por inyeccion de carga. La bomba de carga es disenada con una fuente de corriente
insensible a la temperatura y a las variaciones del proceso de fabricacion. Una red
de relojes con fases no traslapada es usada para reducir el ruido en la bomba de
carga por inyeccion de carga. En este trabajo de tesis tambien es propuesta una
consideracion de diseno para el retardo en el detector de fase frecuencia, usando un
modelo probabilıstico.
172 B.6. Capıtulo 5
El sintetizador de frecuencias fue disenado en el mismo proceso CMOS de 0.35µm.
En este capıtulo se muestran los resultados experimentales que validan las hıpotesis
de esta investigacion. Como trabajo futuro es necesario explorar si, en los nuevos
procesod de fabricacion de circuitos integrados, una implementacion en senal mixta
sigue siendo viable para los sintetizadores de frecuencia. Es necesario comparar su
desempeno con las implementaciones completamente digitales.
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