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LOW-DAMAGE CONCRETE WALL BUILDINGS: DO EXPECTATIONS MEET REALITY? YIQIU LU 1 , RICK HENRY 1 , YING ZHOU 2 , GEOFF RODGERS 3 , ANQI GU 2 , GE SONG 2 , KEN ELWOOD 1 , TONY YANG 2, 4 1 Department of Civil and Environmental Engineering, University of Auckland, NZ 2 College of Civil Engineering, Tongji University, China 3 Department of Civil and Natural Resources Engineering, University of Canterbury, NZ 4 Department of Civil Engineering, University of British Columbia, Canada Summary New Zealand has been at the forefront of implementation of low-damage concrete buildings, many of which utilise post-tensioned rocking walls. In order to test if such low-damage systems will achieve the desired performance shake-table testing was conducted on a full-scale low- damage concrete wall building implementing state-of-art design concepts. The test utilised the multi-functional shake table array at Tongji University in Shanghai, one of the largest shake table facilities in the world. The test building was designed to represent the systems and detailing implemented in New Zealand buildings based on discussions and workshops with an industry advisory group. The building was subjected to 39 tests with a range of intensity ground motions, incorporating both unidirectional and bi-directional testing on the structure with different combinations of wall strength and energy dissipating devices. The building performed extremely well during the intense series of tests, providing confidence the new low-damage concrete buildings are an excellent low-damage building solution. The building exhibited only minor damage, with distributed cracking in the floors and cosmetic spalling in the wall toes that could be easily repaired. INTRODUCTION The damage caused to conventional modern buildings during major earthquakes often leaves them requiring either costly repairs or demolition, as highlighted by the 2010/2011 Canterbury earthquakes in New Zealand (Kam et al. 2011, Canterbury Earthquakes Royal Commission 2012). The increasing need to reduce damage and downtime of modern buildings has led to the development of low-damage design philosophy, where the earthquake loads can be resisted by confining the damage to replaceable components. A number of different low-damage technologies have been developed and implemented that are suitable for different structural systems and building applications. Post-tensioned (PT) structural system have been well developed using PT precast concrete components and concentrating inelastic behaviour at easily replaceable energy dissipating elements (Priestley et al. 1999). Unboned PT wall system consists of a precast concrete panel with unbonded PT tendons anchored between the top of the wall and the foundation. Research into unbonded PT walls has led to the publication of design standards and guidelines (ACI ITG-5.1-07 2008, ACI ITG-5.2-09 2009, Pampanin et al. 2010, NZS 3101:2006 2017). Several buildings that incorporate PT wall systems have also been constructed in New Zealand (Cattanach and

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Page 1: Department of Civil and Environmental Engineering ... · 2. The final test (design 3) was conducted with no dissipaters to test the resilience of the system after all of the dissipaters

LOW-DAMAGE CONCRETE WALL BUILDINGS: DO EXPECTATIONS MEET REALITY?

YIQIU LU1, RICK HENRY1, YING ZHOU2, GEOFF RODGERS3, ANQI GU2, GE SONG2, KEN ELWOOD1, TONY YANG2, 4

1 Department of Civil and Environmental Engineering, University of Auckland, NZ 2 College of Civil Engineering, Tongji University, China

3 Department of Civil and Natural Resources Engineering, University of Canterbury, NZ 4 Department of Civil Engineering, University of British Columbia, Canada

Summary New Zealand has been at the forefront of implementation of low-damage concrete buildings, many of which utilise post-tensioned rocking walls. In order to test if such low-damage systems will achieve the desired performance shake-table testing was conducted on a full-scale low-damage concrete wall building implementing state-of-art design concepts. The test utilised the multi-functional shake table array at Tongji University in Shanghai, one of the largest shake table facilities in the world. The test building was designed to represent the systems and detailing implemented in New Zealand buildings based on discussions and workshops with an industry advisory group. The building was subjected to 39 tests with a range of intensity ground motions, incorporating both unidirectional and bi-directional testing on the structure with different combinations of wall strength and energy dissipating devices. The building performed extremely well during the intense series of tests, providing confidence the new low-damage concrete buildings are an excellent low-damage building solution. The building exhibited only minor damage, with distributed cracking in the floors and cosmetic spalling in the wall toes that could be easily repaired. INTRODUCTION The damage caused to conventional modern buildings during major earthquakes often leaves them requiring either costly repairs or demolition, as highlighted by the 2010/2011 Canterbury earthquakes in New Zealand (Kam et al. 2011, Canterbury Earthquakes Royal Commission 2012). The increasing need to reduce damage and downtime of modern buildings has led to the development of low-damage design philosophy, where the earthquake loads can be resisted by confining the damage to replaceable components. A number of different low-damage technologies have been developed and implemented that are suitable for different structural systems and building applications. Post-tensioned (PT) structural system have been well developed using PT precast concrete components and concentrating inelastic behaviour at easily replaceable energy dissipating elements (Priestley

et al. 1999). Unboned PT wall system consists of a precast concrete panel with unbonded PT

tendons anchored between the top of the wall and the foundation. Research into unbonded PT walls has led to the publication of design standards and guidelines (ACI ITG-5.1-07 2008, ACI ITG-5.2-09 2009, Pampanin et al. 2010, NZS 3101:2006 2017). Several buildings that incorporate PT wall systems have also been constructed in New Zealand (Cattanach and

Page 2: Department of Civil and Environmental Engineering ... · 2. The final test (design 3) was conducted with no dissipaters to test the resilience of the system after all of the dissipaters

Pampanin 2008, Pampanin et al. 2011, Henry 2018), including the southern-cross hospital building in Christchurch that survived the Canterbury earthquake sequence. Significant progress has been made on detailing practices following the construction of buildings in New Zealand. To verify the seismic response of a low-damage concrete wall building implementing state-of-art design concepts and practical construction details, a joint research project between the NZ Centre for Earthquake Resilience (QuakeCoRE) and the International Joint Research Laboratory of Earthquake Engineering (ILEE) was proposed. The project focused on a shake-table test of a two-storey PT wall building. The test building incorporated state-of-art research and practice in the design and detailing used in New Zealand. The test building was tested at the ILEE multi-functional shake-table array located at the Jiading campus of Tongji University. The test program and the preliminary test results are presented. BUILDING DESIGN The test building was assumed to be used for general office purposes and located in Wellington, New Zealand. The building was classed as Importance Level 2, as per NZS 1170.0:2002 (2005). The building was assumed to be founded on Site Soil Class C (shallow soil) according to NZS 1170.5:2004 (2016), with a Z hazard factor of 0.4 and a return period factor (R) of 1.0 corresponded to the design level earthquake. The design level seismic hazard corresponding to this importance level is representative of ground motions having a 500-year return period. The structural performance factor (Sp) was assumed to be 1.0, which was considered appropriate when implementing a displacement-based design procedure. The two-storey test building had plan dimensions of 5.4 × 8.95 m. The total height of the building from foundation surface was 8 m with each storey 4 m high. The building structural system consisted of a perimeter frame and two exterior PT walls in both directions. The four PT walls are designed to primarily resist seismic loads in both directions. The perimeter frame was designed to primarily carry gravity loads and used a slotted beam detail (Muir et al. 2012). The Level 1 floor system consisted of a long-span precast concrete double tee and a steel tray composite floor was used in level 2 in a short span configuration. A secondary steel beam is aligned through the longitudinal center of the floor to reduce the span of composite floor. The constructed building and the floor plan of the building are shown in Figure 1 and Figure 2, respectively.

Figure 1. The test building on the shake-table array at Tongji University’s Jiading campus

Page 3: Department of Civil and Environmental Engineering ... · 2. The final test (design 3) was conducted with no dissipaters to test the resilience of the system after all of the dissipaters

Figure 2.Floor plans of the building

The building used detailing consistent with that implemented in buildings in New Zealand. The

building design is described in detail by Lu et al. (2018).Key features included:

• Two alternative wall base details, consisting of a grouted joint detail with no shear dowels in the

long-span direction and a recessed steel pocket detail in the short-span direction.

• Two alternative wall armouring approaches, consisting of a small steel angle in the long-span direction and a larger armoured end toe region in the short-span direction.

• Three alternative wall-to-floor connection approaches, consisting of a flexible link slab on level 1 of the long-span direction, flexible composite floor on level 2 of the long-span direction, and isolated steel tongue connection on both levels in the short-span direction.

• The building was designed for three lateral drift targets with different wall strength and energy dissipating devices. Various combinations of dissipating devises installed at both the wall based and slotted beam joints, including steel fuses (Sarti et al. 2016), HF2V lead dampers (Rodgers et al. 2008) and non-linear viscous dampers. The three designs are listed in Table 1.

Table 1: Design configurations of the test building

Design Design drift Dissipating devices

Wall base Beam-column

1a 1% Steel fuse Steel fuse

1b 1% Viscous damper Steel fuse

1c 1% Steel fuse HF2V

2 2% Steel fuse N/A

3 3% N/A

CONSTRUCTION AND MATERIALS The construction was separated into two phases that were precast component construction and assembly construction. The majority of the precast component construction was conducted in a precast factory in Shanghai, China with only the two double-tees and composite floor decks being produced in Stahlton and ComFlor, respectively in Auckland and delivered to the lab in Shanghai. Chinese materials were used for the precast component construction in Shanghai. C50 grade concrete (f’c = 40 MPa), and HPB300, HRB400E and HRB500E reinforcement were used for precast components. The properties of HPB300 and HRB500E are comparable to New Zealand G300E plain reinforcing bar and G500E deformed bar, respectively. The building was assembled on the shake-table at the ILEE lab using a construction process similar to that used in New Zealand building construction. An overall concept of assembly construction and photos during precast component construction are shown in Figure 3.

Page 4: Department of Civil and Environmental Engineering ... · 2. The final test (design 3) was conducted with no dissipaters to test the resilience of the system after all of the dissipaters

(b) Precast slotted beam construction

(a) Assembly concept (c) Precast wall panel construction

Figure 3: Assembly construction TEST SEQUENCES Table 2 summarises the test sequence that was conducted over a period of 6 days. The building was subjected to 39 separate ground motions, consisting of five structural design configurations with different energy dissipating devices and combinations of ground motions including an SLS record, far field and near fault DBE records, and short and long duration MCE records. The structure was subjected to unidirectional shaking in both axes of the building as well as bi-directional horizontal shaking. In addition, the design 2 was modified to create deliberate eccentricities in wall strength to generate a torsional response, listed as 2T in Table 2. The final test (design 3) was conducted with no dissipaters to test the resilience of the system after all of the dissipaters have failed and to induce maximum drift to the building to investigate the wall-to-floor interaction and potential damage.

Table 2 Test sequences

Day Test # Design Intensity (Ru) Ground motion Direction

1 1-3

1a

25% SLS (RSN - 187) x, y, xy

2

4-6 50% SLS (RSN - 187) x, y, xy

7-10 100% DBE-FF (RSN - 1111) x, y, xy

11 25% SLS (RSN - 187) xy

15 1c

100%

DBE-NF (RSN - 802) xy

16-18, 20 1b

DBE-FF (RSN - 1111) x, y, xy

19 DBE-NF (RSN - 802) xy

4 21-23

2

100% DBE-FF (RSN - 1111) x, y, xy

24 DBE-NF (RSN - 802) xy

5

25-27 180% MCE-FF (RSN = 802) x, y, xy

28 100% MCE-L (Chile)

xy

29 180% x

6

30-33 2T 100%

DBE-FF (RSN - 1111) y, xy

34-35 DBE-NF (RSN - 802) y, xy

36

3

100% DBE-FF (RSN - 1111) xy

37 120% MCE-FF (RSN - 1111) xy

38 100% MCE-FF (RSN - 1111) x

39 150% MCE-FF (RSN - 1111) x

Page 5: Department of Civil and Environmental Engineering ... · 2. The final test (design 3) was conducted with no dissipaters to test the resilience of the system after all of the dissipaters

TEST RESULTS The test building performed extremely well, withstanding a range of uni-directional and bi-directional shaking only minor damage resulting. Table 3 summaries the peak lateral drifts that the test building experienced during different test configurations. The peak drifts for design 1a at SLS (25%) and SLS (50%) were 0.1% and 0.4%, respectively. At DBE for all design 1a, 1b and 1c, the peak drift was approximately 1.0%, similar with design drift. For Design 2, the peak drifts of 1.2% and 2.3% were achieved at DBE and MCE, respectively. With no dissipators installed for design 3, the peak drifts of the building were 2.2% and 3.1% at DBE and MCE, respectively, significantly higher than design 2 and design 1. The drift of 3.1% was also the largest drift that the test building achieved throughout all of the tests.

Table 3 Peak drifts during tests

Design Damper Design

drift GM

intensity Peak drift (approx.*)

1a Frame +

wall dissipators 1%

25% 0.10%

50% 0.40%

100% 1.00%

1c 100% 1.00%

1b 100% 1.00%

2 Wall dissipators 2% 100% 1.20%

180% 2.30%

3 No dissipators 3% 100% 2.20%

150% 3.10% * preliminary results pending final data processing

Wall base

The two alternative wall base details both performed well, with no significant wall sliding or out-of-plane walking. Figure 4 shows examples of the condition of the wall toes for wall 1 (conventional grouted connection) and wall A (steel pocket connection) after tests D1a-100%, D2-100% and D2-180%. No spalling occurred at the wall toes during earthquake of D1a-100% and only minor spalling occurred at the wall toes during larger intensity shaking of D2-100% and D2-180%.

D1a-100% D2-100% D2-180%

(a) Wall 1 at Northeast side

D1a-100% D2-100% D2-180% (b) Wall A at Southeast side

Figure 4. Wall condition after different intensity earthquakes

Page 6: Department of Civil and Environmental Engineering ... · 2. The final test (design 3) was conducted with no dissipaters to test the resilience of the system after all of the dissipaters

Frame

The frames performed well with only a small number of cracks at the slotted beam joints and minor spalling during large intensity earthquakes. The columns behaved elastically as expected with no damage/cracks throughout all of the tests. No spalling occurred at the column base and no damage occurred at the beam-column joints, as shown in Figure 5.

(a) Column base (b) Column joint betweel L1 and L2

Figure 5: Column condition after D2-180% The slotted-beam connections performed well, minimising beam-elongation (frame dilation) demands on the floors and limiting residual crack widths. Figure 6 shows examples of the damage progression for the slotted beam joints. Only 1-2 diagonal cracks extended from the top of slot to the floor surface with maximum residual crack widths less than 1 mm.

D1a-100% D2-100% D2-180%

(a) Beam A@1-L1

D1a-100% D2-100% D2-180%

(b) Beam 1@Bc-L2

Figure 6: Slotted beam joint condition after different intensity earthquakes Wall-to-floor connection

The flexible wall-to-floor connections accommodated the wall deformations as intended, resulting in only minor cracks in the floors. For level 1, the floor cracks mainly concentrated within the two link slabs. The crack map photo of link slab at both top and bottom of the floor at the end of the test is shown in Figure 7. The cracks were evenly distributed along the length of the link slab with a maximum residual crack width of approximately 1 mm.

Page 7: Department of Civil and Environmental Engineering ... · 2. The final test (design 3) was conducted with no dissipaters to test the resilience of the system after all of the dissipaters

Figure 7: Crack map of link slab at end of test

The isolated wall-to-floor connection was successful at preventing any unintended demands on the floor with no cracking observed around these connections. Figure 8 shows an example of the final condition of the isolated wall-to-floor connection at wall A level 2. The steel tongue performed well with only minor delamination and bending of the shims between steel tongue and armouring which could be easily repaired. The corresponding floor only had a minor crack parallel to the wall along the interface between the beam and the floor. No cracks perpendicular to the wall length occurred around the isolated wall-to-floor connection.

(a) Steel tongue (b) Floor

Figure 8: Final condition of the isolated wall-to-floor connection at Wall A level 2 Conclusion The building performed extremely well during the intense series of tests, providing confidence the new low-damage concrete buildings are an excellent low-damage building solution. The building exhibited only minor damage, with distributed cracking in the floors and cosmetic spalling in the wall toes that could be easily repaired. ACKNOWLEDGEMENTS The authors would like to acknowledge the funding provided by the International Joint Research Laboratory of Earthquake Engineering (ILEE) hosted at Tongji University, the Building Systems Performance branch of the New Zealand Ministry of Business, Innovation and Employment (MBIE), and the New Zealand Centre for Earthquake Resilience (QuakeCoRE). The advice and support from the project industry advisory group is also greatly appreciated, including Didier Pettinga, Alistair Cattanach, Tony Holden, Peter Smith, Des Bull, and Craig Muir. REFERENCES ACI ITG-5.1-07 (2008). Acceptance Criteria for Special Unbonded Post-Tensioned Precast Structural Walls Based on Validation Testing and Commentary. Farmington Hills, Michigan, American Concrete Institute.

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ACI ITG-5.2-09 (2009). Requirement for Design of a Special Unbonded Post-Tensioned Precast Shear Satisfying ACI ITG-5.1 (ACI ITG-5.2-09) and Commentary. Farmington Hills, Michigan, American Concrete Institute.

AS/NZS 1170.0:2002 (2005). Australian/New Zealand Standard™ - Structural design actions - Part 0: General principles. Sydney, Wellington, Standards Australia/Standards New Zealand.

Canterbury Earthquakes Royal Commission (2012). Final report: Volume 2: The performance of Christchurch CBD buildings. http://canterbury.royalcommission.govt.nz/Commission-Reports. Wellington, New Zealand.

Cattanach, A. and S. Pampanin (2008). 21st century precast: the detailing and manufacture of NZ's first multi-storey PRESSS-building. New Zealand Society for Earthquake Engineering Conference. Rotorua, New Zealand.

Henry, R. S. (2018). Implementation of low-damage concrete wall buildings and detailing for deformation compatibility. 2018 Concrete New Zealand Conference, Hamilton.

Kam, W. Y., S. Pampanin and K. Elwood (2011). "Seismic performance of reinforced concrete buildings in the 22 February Christchurch (Lyttelton) earthquake." Bulletin of the New Zealand Society for Earthquake Engineering 44(4): 239-278.

Lu, Y., A. Gu, Y. Xiao, R. S. Henry, K. J. Elwood, G. Rodgers, Y. Zhou and Y. T. Y. (2018). Shake-table test on a low damage concrete wall building: Building design. The Eleventh U.S. National Conference on Earthquake Engineering, Los Angeles.

Muir, C. A., D. K. Bull and S. Pampanin (2012). "Preliminary observations from biaxial testing of a two-storey, two-by-one bay, reinforced concrete slotted beam superassembly." Bulletin of the New Zealand Society for Earthquake Engineering 45(3): 97-104.

NZS 1170.5:2004 (2016). Structural design actions - Part 5: Earthquake actions - New Zealand.

NZS 3101:2006 (2017). Appendix B: Special provisions for the seismic design of ductile jointed precast concrete structural systems, in Concrete Structures Standard, Standards New Zealand. Wellington, New Zealand.

Pampanin, S., W.-Y. Kam, G. Haverland and S. Gardiner (2011). Expectation meets reality: Seismic performance of posttensioned precast concrete Southern Cross Endoscopy building during the 22nd Feb 2011 Christchurch. New Zealand Concrete Industries Conference. Rotorua, New Zealand.

Pampanin, S., D. Marriott, A. Palermo and New Zealand Concrete Society (2010). PRESSS design handbook. Auckland, New Zealand.

Priestley, M. J. N., S. S. Sritharan, J. R. Conley and S. Pampanin (1999). "Preliminary Results and Conclusions From the PRESSS Five-Story Precast Concrete Test Building." PCI Journal 44(6): 42-67.

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Rodgers, G. W., K. M. Solberg, J. G. Chase, J. B. Mander, B. A. Bradley, R. P. Dhakal and L. Li (2008). "Performance of a damage-protected beam-column subassembly utilizing external HF2V energy dissipation devices." Earthquake Engineering and Structural Dynamics 37(13): 1549-1564.

Sarti, F., A. Palermo and S. Pampanin (2016). "Fuse-Type External Replaceable Dissipaters: Experimental Program and Numerical Modeling." Journal of Structural Engineering 142(12): 04016134.