DARTMOUTH COLLEGE OFFICE OF SPONSORED PROJECTS … · 2019. 12. 10. · We are pleased to present to you the Office of Sponsored Projects Annual Report for the Fiscal Year 2011. It

DARTMOUTH COLLEGE

OFFICE OF SPONSORED PROJECTS

ANNUAL REPORT

AND

SUPPLEMENT TO THE FINANCIAL REPORT

JUNE 30, 2011

Dartmouth College Office of Sponsored Projects 11 Rope Ferry Road, #6210 Hanover, NH 03755-1404

TELEPHONE (603) 646 - 3007 FAX (603) 646 - 3670

E-Mail: [email protected]

February 9, 2012 Dear Colleague: We are pleased to present to you the Office of Sponsored Projects Annual Report for the Fiscal Year 2011. It documents Dartmouth’s outstanding ability to attract external support for research and other sponsored programs year after year. Fiscal Year 2011 saw an increase in dollars received, once the impact of a decrease in funding from the American Recovery and Reinvestment Act (ARRA) is removed. Our Executive Summary illustrates, in text and graphs, the most salient features of Sponsored Research performance at Dartmouth College in Fiscal Year 2011. In the executive summary, you will see the impact of ARRA and the Federal Direct Student Loan (FDSL) program, as well as information regarding total awards received, our yearly percentage growth in awards, sources of awards, the dollar value and count of proposals submitted over the last 5 years, and our total expenses. This summary should provide a useful overview of our performance, while succeeding sections provide greater detail. Following the Executive Summary, Section 1 provides a summary and analysis of awards and proposals. This section provides breakdowns of awards and proposals by major organizational unit and program as well as by source. Sections 2 through 9 provide summary information for each school, office, or program that administered awards and proposals. These sections also contain details on awards received, listing the:

• School (or other major organizational unit) • Department or program • Name of the principal or co-investigator • Sponsoring agency • Type of agency: Federal Government; State & Local Government; Foundation; Corporation; Private or Public

Educational Institution; Private Institution; Professional/Technical Organization; Foreign Corporation • Total award dollar value (listed for Principal Investigator only) • Title of project

The supplement to the College Financial Report, Section 10, provides a summary of our grant and contract expenditures. The Fiscal Year 2011 Annual Report does not include proposal or expenditure detail by school, office or department. Anyone needing this information for their department should contact the Office of Sponsored Projects at 603-646-3007. As in the past, this report contains information on corporate and industry activity that is defined as support for research and not corporate philanthropy. Therefore, these totals represent sponsored activities and do not include most of the funds generated and reported by the Development Office. This report also does not generally include grants made directly to individual faculty. If you have any questions or comments please call me at 603-646-3007.

SPONSORED PROJECTS ANNUAL REPORT JULY 1, 2010 – JUNE 30, 2011

TABLE OF CONTENTS

EXECUTIVE SUMMARY

American Recovery & Reinvestment Act and Federal Direct Student Loan summary .............................................. E-1 Total College 5 Year History (Awards, Proposals and Expenses) ........................................................................... E-1 Awards Received .................................................................................................................................................... E-3 Proposals Submitted ............................................................................................................................................... E-5 Agency Sponsored Expenses ................................................................................................................................. E-7

PROPOSAL AND AWARD ACTIVITY 1. FY11 AWARD AND PROPOSAL SUMMARIES:

Historical Award and Proposal Data (1980-2011) .....................................................................................................1-1 Proposals Submitted and Awards Received (by Sponsor)........................................................................................1-3 Award Summaries ...................................................................................................................................................1-6

Proposal Summaries .............................................................................................................................................. 1-13

2. ARTS AND SCIENCES

Overview .................................................................................................................................................................2-1 Departmental Award Analysis ..................................................................................................................................2-4 Anthropology ...........................................................................................................................................................2-5 Asian & Middle East Languages and Literature ........................................................................................................2-6

Biological Sciences ..................................................................................................................................................2-7 Chemistry .............................................................................................................................................................. 2-11 Computer Science ................................................................................................................................................. 2-12 Dean of Faculty Office ........................................................................................................................................... 2-14 Earth Sciences ...................................................................................................................................................... 2-15 Economics ............................................................................................................................................................. 2-17 Education .............................................................................................................................................................. 2-18 English................................................................................................................................................................... 2-19

Environmental Studies ........................................................................................................................................... 2-20 Geography ............................................................................................................................................................. 2-21 Government ........................................................................................................................................................... 2-22 Master of Arts in Liberal Studies ............................................................................................................................ 2-23 Mathematics .......................................................................................................................................................... 2-24 The Nelson A. Rockefeller Center .......................................................................................................................... 2-25 Philosophy ............................................................................................................................................................. 2-26 Physics & Astronomy ............................................................................................................................................. 2-27 Psychological & Brain Sciences ............................................................................................................................. 2-31 Russian ................................................................................................................................................................. 2-34 Sociology ............................................................................................................................................................... 2-35 William H. Neukom Institute for Computational Science ......................................................................................... 2-36

3. DARTMOUTH MEDICAL SCHOOL

Overview .................................................................................................................................................................3-1 Departmental Award Analysis ..................................................................................................................................3-4 Anatomy-Cytology ...................................................................................................................................................3-5

Anesthesiology ........................................................................................................................................................3-6 Biochemistry ............................................................................................................................................................3-7 Center for Environmental Health Sciences ...............................................................................................................3-9 Community and Family Medicine ........................................................................................................................... 3-10 Genetics ................................................................................................................................................................ 3-14 Medicine ................................................................................................................................................................ 3-16 Microbiology and Immunology ............................................................................................................................... 3-25 New Hampshire-Dartmouth Psychiatric Research Center ...................................................................................... 3-28 Norris Cotton Cancer Center .................................................................................................................................. 3-29 Obstetrics and Gynecology .................................................................................................................................... 3-30 Orthopaedics ......................................................................................................................................................... 3-31 Pathology .............................................................................................................................................................. 3-32 Pediatrics ............................................................................................................................................................... 3-34 Pharmacology and Toxicology ............................................................................................................................... 3-36 Physiology ............................................................................................................................................................. 3-39

Psychiatry .............................................................................................................................................................. 3-43 Radiology .............................................................................................................................................................. 3-49 Surgery .................................................................................................................................................................. 3-50 The Dartmouth Institute for Health Policy and Clinical Practice .............................................................................. 3-52

4. DEAN OF THE COLLEGE Departmental Award Analysis ..................................................................................................................................4-1 Outdoor Programs ...................................................................................................................................................4-2

5. FINANCIAL AID

Overview & Departmental Award Analysis ...............................................................................................................5-1 Financial Aid Award Detail .......................................................................................................................................5-2

6. OFFICE OF THE PROVOST

Overview .................................................................................................................................................................6-1 Departmental Award Analysis ..................................................................................................................................6-4 Biomedical Libraries ................................................................................................................................................6-5 Committee for the Protection of Human Subjects .....................................................................................................6-6 Hood Museum Registrar ..........................................................................................................................................6-7 Hopkins Center ........................................................................................................................................................6-8 Institute for Information Infrastructure Protection ......................................................................................................6-9 Institute for Security, Technology and Society ........................................................................................................ 6-10 John Sloan Dickey Center ..................................................................................................................................... 6-11 Office of the Provost .............................................................................................................................................. 6-12 Visiting Artists ........................................................................................................................................................ 6-13 Rippel Electron Microscope Facility ....................................................................................................................... 6-14 Women in Science Program .................................................................................................................................. 6-15

7. THAYER SCHOOL OF ENGINEERING

Overview .................................................................................................................................................................7-1 Departmental Award Analysis ..................................................................................................................................7-4 Biomedical Engineering ...........................................................................................................................................7-5 Chemical and Biochemical Engineering ...................................................................................................................7-8 Electrical and Computer Engineering .......................................................................................................................7-9 Environmental Sciences and Engineering .............................................................................................................. 7-11 Material Science and Mechanical Engineering ....................................................................................................... 7-12

8. TUCK SCHOOL OF BUSINESS

Overview .................................................................................................................................................................8-1 Departmental Award Analysis ..................................................................................................................................8-2 Tuck School Award Detail ........................................................................................................................................8-3

9. PROPOSALS AND AWARDS BY PROGRAM AFFILIATION

Overview Charts ......................................................................................................................................................9-1 Center for Environmental Health Sciences ...............................................................................................................9-9 Center for Evaluative Clinical Studies .................................................................................................................... 9-10 New Hampshire – Dartmouth Psychiatric Research Center ................................................................................... 9-12 Norris Cotton Cancer Center .................................................................................................................................. 9-15 The Dartmouth Institute for Health Policy and Clinical Practice .............................................................................. 9-21 William H. Neukom Institute for Computational Science ......................................................................................... 9-23

SUPPLEMENT TO THE FINANCIAL REPORT

10. FY 2011 EXPENSE SUMMARY

Dartmouth College Eight Year Comparison: Direct, Indirect, and Total (worksheet & graph) .................................. 10-1 Five Year Comparison by Area (graph) .................................................................................................................. 10-4 Four Year Comparison by Type Funding (graph) ................................................................................................... 10-5 Agency Expenses & College Cost-Shared Expenses ............................................................................................. 10-6 Summary of Expenditures by Area ......................................................................................................................... 10-8 Expense Categories by Type Funding and Type Research ................................................................................. 10-11 Agency Sponsored Expenses by Type Funding ................................................................................................... 10-13

EXECUTIVE SUMMARY

This year Dartmouth College experienced a decrease in sponsored research funding; a decrease of 12% in awards and a decrease of 24% in proposals. The American Recovery and Reinvestment Act (ARRA) accounts for 7.2% of our awards and the Federal Direct Student Loan (FDSL) program accounts for 8.0% of our awards in FY 2011. Excluding the impact of ARRA and FDSL, awards increased by 1.2% compared to 2010. . Figure 1 illustrates the overall impact of these federal funds on an otherwise modest annual increase.

Figure 2 shows a five year comparison of awards, proposals and expenses for Dartmouth College. It should be noted that ARRA resulted in an increase in proposal submission in FY 2009 and 2010.

FY07 FY08 FY09 FY10 FY11

Expenses $179,472,704 $174,109,072 $178,095,872 $179,681,518 $219,817,482

Awards $183,340,425 $163,321,292 $168,582,051 $230,718,049 $202,747,767

Proposals $625,611,839 $641,947,845 $867,433,516 $816,323,217 $617,564,039

$0.0

$50.0

$100.0

$150.0

$200.0

$250.0

2007 2008 2009 2010 2011

$183.3 $163.3 $168.6 $169.9 $171.9

$4.1 $48.4 $14.6

$12.4

$16.2

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Figure 1: Impact of ARRA & FDSL

FDSL

ARRA

Awards

$0

$200

$400

$600

$800

$1,000


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Figure 2: Total College 5 Year History

Expenses

Awards

Proposals

E-1

Figure 3 illustrates the relative changes in award and proposal levels.

-1%

-11%

3%

36%

-12%

5% 3%

35%

-1%

-24% -35%

-25%

-15%

-5%

5%

15%

25%

35%

45%


Figure 3: $ Value % Change from Previous Year

Awards

Proposals

E-2

Awards Received

The total amount of awards received this past year was $202,747,767, a 12% decrease from FY 2010’s total of $230,718,049.

FY07 FY08 FY09 FY10 FY11 ARTS & SCIENCES $24,719,073 $24,773,187 $25,188,906 $34,363,514 $29,222,273 DEAN OF THE COLLEGE $20,000 $352,000 $15,000 $8,000 $30,249 FINANCIAL AID $3,136,529 $4,662,245 $5,303,447 $17,052,246 $19,733,177 MEDICAL SCHOOL $124,943,224 $111,210,233 $115,636,373 $160,238,104 $129,606,135 PRESIDENT $93,646 $0 $0 $0 $0 PROVOST $16,422,430 $8,899,834 $504,208 $6,703,474 $4,865,816 THAYER SCHOOL $12,998,305 $13,423,793 $21,884,117 $12,207,850 $19,147,617 TUCK SCHOOL $1,007,218 $0 $50,000 $144,861 $142,500

TOTAL COLLEGE $183,340,425 $163,321,292 $168,582,051 $230,718,049 $202,747,767

As indicated in Figure 4, the Faculty of Arts and Sciences showed a 15% decrease from $34,363,514 in 2010 to $29,222,273 in 2011. The Medical School total in Fiscal Year 2011 was $129,606,135 compared to $160,238,104 in 2010, a decrease of 19%. The Thayer School experienced a 57% increase, from $12,207,850 in 2010 to $19,147,617 in 2011. The Tuck School received one award this year, totaling $142,500.

$0

$50

$100

$150

$200

$250

2007 2008 2009 2010 2011

$125 $111 $116 $160

$130

$25 $25 $25

$34

$29 $13

$13 $22

$12

$19 $21 $14 $6

$21 $25

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Figure 4: Total Awards FY 2007 - 2011

TUCK/PROV/FINAID/DCOL/PRES

THAYER SCHOOL

ARTS & SCIENCES

MEDICAL SCHOOL

E-3

The source of sponsorship for these research activities (Figure 5) remains, as it has in the past, heavily weighted toward government sponsored research. Government awards totaled $170,311,492 (84%) in 2011, compared to $30,722,085 (15%) in private funds and $1,664,190 (1%) from foreign sources.

$0

$20

$40

$60

$80

$100

$120

$140

$160

$180

$200

2007 20082009

20102011

$141.1 $135.0 $136.3

$197.1

$170.3

$41.4

$27.4 $31.1 $32.5 $30.8

$0.8 $0.9 $1.2 $1.2 $1.7

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Figure 5: Source of Sponsored Awards FY 2007 - 2011

Government

Private

Foreign

E-4

Proposals Submitted

During the fiscal year, faculty and others engaged in sponsored activity submitted 929 proposals to external funding agencies with a dollar value of $617,564,039. Figure 6 shows how 2011 compares to the previous 4 years.

FY2007 FY2008 FY2009 FY2010 FY2011 ARTS AND SCIENCES $76,562,272 $107,975,487 $127,137,198 $132,839,284 $93,792,483 DEAN OF THE COLLEGE $20,000 $367,936 $15,000 $0 $49,454 FINANCIAL AID $3,006,124 $2,861,211 $4,098,277 $16,049,514 $1,799,941 MEDICAL SCHOOL $460,835,556 $456,942,340 $681,241,430 $574,361,721 $441,439,496 PRESIDENT $50,000 $242,400 $0 $0 $0 PROVOST $29,264,018 $1,873,464 $7,764,794 $14,914,877 $5,017,039 THAYER SCHOOL $55,837,045 $71,685,007 $47,029,057 $78,012,964 $75,323,126 TUCK SCHOOL $36,825 $0 $147,760 $144,857 $142,500 TOTAL COLLEGE $625,611,839 $641,947,845 $867,433,516 $816,323,217 $617,564,039

$0$100$200$300$400$500

$600

$700

$800

$900

2007 2008 2009 2010 2011

$461 $457 $681

$574 $441

$77 $108

$127

$133

$94

$56 $72

$47

$78

$75

$32 $5

$12 $31

$7

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Figure 6: Proposal Dollar Value, FY 2007 - 2011


THAYER SCHOOL

ARTS AND SCIENCES

MEDICAL SCHOOL

E-5

Figure 7 presents the number of proposals submitted in the past five years.

FY07 FY08 FY09 FY10 FY11 ARTS AND SCIENCES 200 222 225 246 215 DEAN OF THE COLLEGE 1 2 1 0 3 FINANCIAL AID 7 5 5 6 4 MEDICAL SCHOOL 522 581 786 624 569 PRESIDENT 1 1 0 0 0 PROVOST 17 22 22 36 29 THAYER SCHOOL 99 100 88 96 108 TUCK SCHOOL 1 0 2 2 1 TOTAL COLLEGE 848 933 1,129 1,010 929

0

200

400

600

800

1,000

1,200

2007 2008 2009 2010 2011

522 581 786

624 569

200 222

225

246 215

99 100

88 96

108 27 30

30

44 37

Figure 7: Proposal Submissions, FY 2007 - 2011


THAYER SCHOOL

ARTS AND SCIENCES

MEDICAL SCHOOL

E-6

Tota$46,since

al expenditur137,091 (23e 1997. Figu

res in FY 20%) were indure 8 shows

2007 2008 2009 2010 2011

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$5

$10

$15

$20

$25

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11 were $21direct. This rthe past 5 ye

Direct

$136,278,1

$132,845,5

$136,151,9

$136,723,1

$173,680,3

$0

50

00

50

00

50

2007

$136

$43

Figure 8: Ag

Agency Sp

19,817,482. ratio has beeears of expen

Direct %

81 75.93

540 76.30

953 76.45

66 76.09

391 76.53

2008 2

$133 $

$41

gency Spons

ponsored Ex

Of these expen very steadnses.

Indirect

3% $43,194,5

0% $41,263,5

5% $41,943,9

9% $42,958,3

3% $46,137,0

2009 2010

$136 $13

$42 $43

sored Expen

xpenses

penses, $173dy over the y

t Indirect %

523 24.0

531 23.7

919 23.5

352 23.9

091 23.4

0 2011

7 $155

3$48

nses FY 2007

3,680,391 (7years, not va

% Tota

07% $179,4

70% $174,1

55% $178,0

91% $179,6

47% $219,8

7 ‐ 2011

Ind

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al

472,704

109,072

095,872

681,518

817,482

irect

ect

direct and ore than 1%

d1290w6Text BoxE-7

FISCAL YEAR

NUMBER OF

AWARDS

$ VALUE AVERAGE $ PER AWARD

NUMBER OF PROPOSALS

$ VALUE AVERAGE $ PER

SUBMISSION1980 233 $15,376,473 $65,993 390 $26,077,067 $66,8641981 239 $15,168,703 $63,467 374 $29,641,498 $79,2551982 225 $15,450,125 $68,667 381 $32,753,896 $85,9681983 237 $17,267,091 $72,857 391 $34,827,193 $89,0721984 263 $19,364,812 $73,630 451 $40,858,156 $90,5951985 266 $25,050,617 $94,175 447 $45,524,405 $101,8441986 331 $28,150,162 $85,046 453 $59,747,001 $131,8921987 337 $31,746,475 $94,203 528 $54,882,567 $103,9441988 424 $38,108,154 $89,878 582 $63,976,815 $109,9261989 366 $38,390,578 $104,892 548 $69,372,330 $126,5921990 415 $44,261,600 $106,654 650 $83,570,637 $128,5701991 497 $56,043,973 $101,162 757 $94,098,113 $124,3041992 534 $56,045,016 $93,721 827 $110,276,252 $133,3451993 548 $66,774,559 $110,737 840 $104,826,731 $124,7941994 630 $76,399,877 $105,817 769 $375,520,644 $488,3231995 589 $74,398,404 $115,525 663 $278,381,853 $419,8821996 557 $70,317,683 $110,659 616 $222,160,564 $360,6501997 610 $78,371,592 $120,944 617 $253,407,620 $410,7091998 634 $79,265,092 $118,483 648 $373,243,370 $575,9931999 659 $89,251,945 $117,129 655 $302,883,269 $462,4172000 710 $101,728,987 $127,161 718 $397,406,296 $553,4912001 778 $128,210,710 $164,795 715 $381,966,134 $534,2182002 842 $156,954,675 $186,407 800 $566,055,455 $707,5692003 806 $165,317,011 $205,108 875 $664,368,589 $759,2782004 827 $205,705,391 $248,737 899 $711,325,763 $791,2412005 866 $187,101,167 $216,052 996 $677,234,696 $679,9552006 892 $185,634,211 $208,110 1018 $596,389,035 $585,8442007 841 $183,340,425 $218,003 848 $625,611,839 $737,7502008 878 $163,321,292 $186,015 933 $641,947,845 $688,0472009 826 $168,582,051 $204,094 1129 $867,433,516 $768,3202010 954 $230,718,049 $241,843 1010 $816,323,217 $808,2412011 852 $202,747,767 $237,967 929 $617,564,039 $664,762

OFFICE OF SPONSORED PROJECTSDARTMOUTH COLLEGE

HISTORICAL AWARD AND PROPOSAL DATA

1-1

0

100

200

300

400

500

600

700

800

900

AWARDS PROPOSALS*

HISTORICAL AWARD AND PROPOSAL COMPARISON HISTORICAL AWARD AND PROPOSAL COMPARISON HISTORICAL AWARD AND PROPOSAL COMPARISON

Historical Award and Proposal Comparison

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*Note: The treatment of proposal data changed with the adoption of the Coeus grant management system in 9/2006, which more consistently represents the total value of multi-year proposals than has been the case in the past. Data prior to 1994, however, are too unreliable to recalculate the proposal totals used for those fiscal years.

1-2

ARTS & SCIENCES AWARDS PROPOSALS

Corporate 905,371 533,099Department of Defense 1,581,464 746,734Department of Education 1,405,734 749,409Department of Energy 219,783 759,178Department of Health & Human Services 6,886,755 37,771,816Foreign Private Educational Institutions 0 48,145Foundations 2,121,347 2,043,093National Aeronautics & Space Administration 1,442,090 4,827,406National Endowment for the Humanities 300,000 473,768National Science Foundation 9,317,989 28,188,995Other Federal 330,900 458,242Private Educational Institutions 2,119,327 3,285,717Private Institutes 208,828 878,431Professional & Trade Associations 35,858 2,475,872Public Educational Institutions 2,125,452 10,552,578State and Local Governments 221,375 0

TOTAL 29,222,273$ 93,792,483$

DEAN OF THE COLLEGE AWARDS PROPOSALS

Foundations 5,000 25,000Private Institutes 23,249 22,646State and Local Governments 2,000 1,808

TOTAL 30,249$ 49,454$

DARTMOUTH MEDICAL SCHOOL AWARDS PROPOSALS

Corporate 9,557,028 14,602,727Department of Defense 1,960,419 1,411,577Department of Education 1,183,226 632,729Department of Health & Human Services 86,974,864 287,356,176Foreign Corporations 564,202 73,145Foreign Foundations 144,639 180,397Foreign Governments 63,125 122,759Foreign Institutes 75,018 1,166,877Foreign Professional & Trade Associations 29,146 0Foundations 6,393,265 28,219,914National Science Foundation 0 3,482,690Other Federal 2,495,045 5,553,487Private Educational Institutions 1,901,971 14,458,255Private Institutes 1,089,638 7,813,466Professional & Trade Associations 638,720 1,291,017Public Educational Institutions 7,238,063 16,111,904State and Local Governments 9,297,766 58,962,376

TOTAL 129,606,135$ 441,439,496$

FINANCIAL AID AWARDS PROPOSALS

Department of Education 19,733,177 1,799,941

TOTAL 19,733,177$ 1,799,941$

OFFICE OF SPONSORED PROJECTSPROPOSALS AND AWARDS

BY SPONSORFISCAL YEAR 2011

1-3



OFFICE OF THE PROVOST AWARDS PROPOSALS

Corporate 0 328,245Department of Defense 10,000 191,671Department of Energy 0 730,000Foreign Governments 4,000 4,000Foreign Private Educational Institutions 779,060 1,409,953Foundations 643,130 755,307National Science Foundation 583,361 772,597Other Federal 2,531,408 500,000Private Educational Institutions 88,700 88,700Public Educational Institutions 226,157 236,566

TOTAL 4,865,816$ 5,017,039$

THAYER SCHOOL OF ENGINEERING AWARDS PROPOSALS

Corporate 3,683,425 4,974,617Department of Defense 2,192,857 16,489,378Department of Energy 350,305 1,602,700Department of Health & Human Services 7,596,935 26,208,993Foreign Corporations 5,000 0Foreign Private Educational Institutions 0 20,968Foundations 130,000 1,086,589National Aeronautics & Space Administration 304,921 413,911National Science Foundation 2,605,998 14,325,014Other Federal 0 695,363Private Educational Institutions 321,461 526,796Private Institutes 763,267 5,107,033Professional & Trade Associations 0 55,919Public Educational Institutions 1,136,124 3,815,845State and Local Governments 57,324 0

TOTAL 19,147,617$ 75,323,126$

TUCK SCHOOL OF BUSINESS AWARDS PROPOSALS

Corporate 142,500 142,500

TOTAL 142,500$ 142,500$

TOTAL COLLEGE 202,747,767$ 617,564,039$

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TOTAL COLLEGE AWARDS PROPOSALS

Corporate 14,288,324 20,581,188Department of Defense 5,744,740 18,839,360Department of Education 22,322,137 3,182,079Department of Energy 570,088 3,091,878Department of Health & Human Services 101,458,554 351,336,985Foreign Corporations 569,202 73,145Foreign Foundations 144,639 180,397Foreign Governments 67,125 126,759Foreign Institutes 75,018 1,166,877Foreign Private Educational Institutions 779,060 1,479,066Foreign Professional & Trade Associations 29,146 0Foundations 9,292,742 32,129,903National Aeronautics & Space Administration 1,747,011 5,241,317National Endowment for the Humanities 300,000 473,768National Science Foundation 12,507,348 46,769,296Other Federal 5,357,353 7,207,092Private Educational Institutions 4,431,459 18,359,468Private Institutes 2,084,982 13,821,576Professional & Trade Associations 674,578 3,822,808Public Educational Institutions 10,725,796 30,716,893State and Local Governments 9,578,465 58,964,184

TOTAL 202,747,767$ 617,564,039$

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$ # $ # $ # $ # $ #

ARTS & SCIENCES ANTHROPOLOGY 20,000 2 34,870 1 19,777 1 ASIAN & MIDDLE EAST LANGUAGES AND LITERATURES 311 1 97,636 1 BIOLOGICAL SCIENCES 5,790,737 28 6,901,158 44 3,346,019 23 5,571,330 27 6,926,984 34 CHEMISTRY 2,200,920 15 5,124,817 21 2,345,288 13 3,061,205 12 1,345,599 12 COMPUTER SCIENCE 1,958,991 19 1,742,985 26 1,321,519 18 1,506,148 14 4,743,539 19 DEAN OF THE FACULTY 424,000 2 195,863 1 324,000 1 EARTH SCIENCES 1,731,803 14 2,646,343 20 373,032 10 938,683 11 357,360 6 ECONOMICS 3,035,231 11 2,299,675 8 2,002,180 5 1,681,406 6 2,025,337 8 EDUCATION 71,100 1 79,000 1 78,351 1 578,311 7 ENGLISH 450,000 4 ENVIRONMENTAL STUDIES 1,459,986 5 1,315,248 4 1,004,544 11 218,382 4 319,502 8 FILM AND TELEVISION STUDIES 49,015 1 173,530 4 GEOGRAPHY 53,660 6 495,598 7 563,244 11 590,040 10 177,097 8 GOVERNMENT 749,409 3 281,848 1 271,688 1 262,391 1 GRADUATE STUDIES 169,500 1 197,500 1 HISTORY 118,540 1 LINGUISTICS & COGNITIVE SCIENCE 311 1 41,880 1 MALS PROGRAM 305,574 1 MATHEMATICS 1,458,964 9 830,505 12 480,109 5 579,813 7 623,128 6 MUSIC 272,000 1 PHILOSOPHY 358,237 2 27,622 2 32,000 1 194,931 4 PHYSICS & ASTRONOMY 4,036,692 37 5,952,655 48 5,326,993 45 5,249,151 46 4,320,757 42 PSYCHOLOGICAL AND BRAIN SCIENCES 4,371,783 19 4,990,538 23 6,554,572 24 3,603,492 25 2,273,693 24 RELIGION 35,000 1 ROCKEFELLER CENTER 300,000 1 RUSSIAN 50,000 1 SOCIOLOGY 7,000 1 111,066 2 117,504 1 SPANISH AND PORTUGUESE 70,518 1 WILLIAM H. NEUKOM INSTITUTE FOR COMPUTATIONAL SCIENCE 1,112,186 2 1,084,193 1 1,032,581 1 639,275 1ARTS & SCIENCES 29,222,273 180 34,363,514 222 25,188,906 177 24,773,187 172 24,719,073 183

DEAN OF THE COLLEGE LIBRARY 352,000 1 OUTDOOR PROGRAMS 30,249 3 8,000 1 15,000 1 20,000 1DEAN OF THE COLLEGE 30,249 3 8,000 1 15,000 1 352,000 1 20,000 1

OFFICE OF SPONSORED PROJECTSFISCAL YEARS 2007 - 2011

AWARD SUMMARY

FY 2010FY 2011 FY 2009 FY 2008 FY 2007

1-6

$ # $ # $ # $ # $ #


AWARD SUMMARY

FY 2010FY 2011 FY 2009 FY 2008 FY 2007

FINANCIAL AID 19,733,177 8 17,052,246 10 5,303,447 8 4,662,245 5 3,136,529 8

MEDICAL SCHOOL ADMINISTRATION 407,719 1 386,176 3 1,105,513 5 ANESTHESIOLOGY 570,435 5 1,587,673 7 1,013,832 7 504,287 3 310,526 1 BIOCHEMISTRY 7,634,496 22 5,414,140 21 6,313,757 18 6,867,265 21 7,443,444 24 CECS / DIHPCP 872,419 6 185,993 2 COMMUNITY & FAMILY MEDICINE 11,090,625 41 10,770,813 47 7,359,331 39 8,934,615 43 6,449,323 44 GENETICS 8,889,114 30 11,145,189 30 8,284,731 26 7,730,867 24 6,975,595 19 MEDICINE 17,770,569 132 24,439,520 176 22,071,758 168 20,787,533 136 23,692,148 160 MICROBIOLOGY & IMMUNOLOGY 15,807,061 46 16,753,455 58 11,954,389 45 10,453,400 35 8,988,968 37 NORRIS COTTON CANCER CENTER 3,974,947 3 5,279,414 2 3,409,799 2 3,123,528 2 3,012,185 1 OBSTETRICS & GYNECOLOGY 1,164,955 12 1,326,050 13 1,334,697 15 847,224 6 1,821,247 12 ORTHOPAEDICS 1,518,442 10 1,794,850 9 973,350 8 1,430,168 8 4,773,454 12 PATHOLOGY 3,446,555 6 3,089,712 7 922,803 4 450,115 5 714,637 3 PEDIATRICS 5,676,366 40 11,945,692 51 4,948,937 42 7,494,081 36 6,773,216 47 PHARMACOLOGY & TOXICOLOGY 8,260,707 29 9,806,198 30 7,970,978 24 9,985,688 33 10,225,128 35 PHYSIOLOGY 7,692,736 26 13,467,493 31 10,172,999 26 5,862,157 25 10,303,217 33 PSYCHIATRY 22,811,603 85 25,976,882 76 21,171,250 66 19,769,664 58 25,510,533 64 RADIOLOGY 4,172,272 8 2,443,707 8 3,288,515 9 4,037,381 7 1,978,390 12 SURGERY 2,323,563 22 12,025,467 27 3,572,828 22 2,360,091 19 4,865,700 36 THE DARTMOUTH INSTITUTE FOR HEALTH & CLINICAL PRACTICE 6,801,689 34 2,564,130 22MEDICAL SCHOOL 129,606,135 551 160,238,104 616 115,636,373 527 111,210,233 466 124,943,224 545

PRESIDENT COLLEGE FORESTER 93,646 1PRESIDENT 93,646 1

1-7

$ # $ # $ # $ # $ #


AWARD SUMMARY

FY 2010FY 2011 FY 2009 FY 2008 FY 2007

PROVOST BIOMEDICAL LIBRARIES 10,000 1 HOOD MUSEUM 88,700 1 20,000 1 85,000 2 HOPKINS CENTER 575,000 3 75,000 2 45,000 1 84,590 6 187,135 9 INSTITUTE FOR INFORMATION INFRASTRUCTURE PROTECTION 2,425,000 2 2,474,624 1 INSTITUTE FOR SECURITY TECHNOLOGY STUDIES 905,926 6 3,177,626 142,089 1 15,960,000 JOHN SLOAN DICKEY CENTER 4,000 1 149,501 5 360,502 1 300,000 1 181,395 3 OFFICE OF THE PROVOST 779,060 3 774,095 3 8,340,000 1 2 RIPPEL ELECTRON MICROSCOPE FACILITY 3,055 1 VISITING ARTISTS 68,130 10 42,628 7 87,706 7 WOMEN IN SCIENCE PROJECT 10,000 1 10,000 1 11,000 1 10,100 1 8,900 1PROVOST 4,865,816 28 6,703,474 19 504,208 10 8,899,834 12 16,422,430 17

THAYER SCHOOL BIOMEDICAL ENGINEERING 7,527,330 29 5,674,008 28 6,134,184 27 5,970,319 21 6,340,540 26 CHEMICAL & BIOCHEMICAL ENGINEERING 3,383,435 10 -315,031 2 7,451,281 17 1,312,805 6 1,965,886 5 ELECTRICAL & COMPUTER ENGINEERING 2,911,787 20 4,286,219 30 5,021,768 29 3,491,859 26 3,299,175 27 ENVIRONMENTAL SCIENCES & ENGINEERING 234,043 1 514,730 3 266,118 2 949,665 8 183,291 4 MATERIAL SCIENCE & MECHANICAL ENGINEERING 5,091,022 21 2,028,186 20 3,010,766 27 1,699,145 15 1,209,413 18 THAYER SCHOOL ADMINISTRATION 19,738 1THAYER SCHOOL 19,147,617 81 12,207,850 84 21,884,117 102 13,423,793 76 12,998,305 80

TUCK SCHOOL 142,500 1 144,861 2 50,000 1 1,007,218 6

TOTAL COLLEGE 202,747,767 852 230,718,049 954 168,582,051 826 163,321,292 732 183,340,425 841

1-8

MEDICAL SCHOOL ARTS & SCIENCES

THAYER SCHOOL FINANCIAL AID

PROVOST TUCK SCHOOL

DEAN OF COLLEGE

PRESIDENT

0

20

40

60

80

100

120

140

160

180

FY2011

FY2010

FY2009

FY2008

FY2007

$130

$160

$116 $111

$125

Millions

AWARD SUMMARY 2007-2011

1-9

MEDICAL SCHOOL, 129,606,135, 63.92%

ARTS & SCIENCES, 29,222,273, 14.41%

THAYER SCHOOL, 19,147,617, 9.44%

FINANCIAL AID, 19,733,177, 9.73%

PROVOST, 4,865,816, 2.40%

TUCK, 142,500, 0.07%

DEAN OF COLLEGE, 30,249, 0.01%

Award Summary by Division Fiscal Year 2011

Total Awards: $202,747,767

1-10

DHHS 50.04%

DEPT OF ED 11.01%

CORP 7.05%

NSF 6.17% ED-PUB

5.29%

STATE & LOCAL GOV 4.72%

FDN 4.58%

DOD 2.83%

OTHER FEDERAL 2.64%

ED-PVT 2.19%

PVT INST 1.03%

NASA 0.86%

FOREIGN ED-PVT 0.38%

PROF/TECH ASSN 0.33%

DEPT OF ENERGY 0.28%

FOREIGN CORP 0.28%

NEH 0.15%

FOREIGN FDN 0.07%

FOREIGN INST 0.04%

FOREIGN GOV 0.03%

FOREIGN PROF/TECH ASSN 0.01%

Other 1.20%

Source of Awards by Sponsor, Total College, FY 2011

Total Awards: $202,747,767 Total Awards: $202,747,767

1-11

NCI 22.46%

NIAID 12.41%

NIGMS 10.44%

NCRR 9.29%

NIDA 5.92%

NHLBI 4.74%

NIMH 4.70%

AHRQ 3.18%

NINDS 3.11% NIEHS

3.11% HRSA 2.94% NIA

2.89%

NIDDK 1.70%

NIAMS 1.62%

BMCH 1.26%

FIC 1.22%

NIAAA 1.15%

NICHD 1.13%

NIBIB 1.11%

NIDCD 1.08%

NEI 1.03%

CDC 0.98%

NCCAM 0.79% NLM

0.68% NINR 0.46% SAMHS 0.39% DHHS 0.19%

Other 6.72%

Source of Awards by Sponsor: DHHS, FY 2011

1-12

$ # $ # $ # $ # $ #

ARTS & SCIENCES ANTHROPOLOGY 389,487 5 58,318 4 2,107,010 1 399,262 1 43,970 3 ASIAN & MIDDLE EASTERN LANG. 30,230 1 399,983 2 BIOLOGY 21,538,121 36 35,240,532 43 28,379,870 43 23,406,096 37 20,298,078 38 CHEMISTRY 14,554,297 24 23,064,240 30 18,031,295 28 18,957,298 24 10,201,352 15 COMPUTER SCIENCE 7,760,496 15 7,473,548 13 9,592,979 21 7,182,637 21 5,448,806 16 DEAN OF FACULTY 1,018,827 3 1,081,797 3 1,282,139 2 EARTH SCIENCES 2,151,480 11 6,848,923 19 6,508,012 16 5,460,385 15 2,578,482 13 ECONOMICS 4,824,326 9 2,650,994 9 8,333,857 14 2,312,751 10 3,037,052 14 EDUCATION 369,830 1 963,490 3 2,862,399 6 3,861,559 5 248,908 4 ENGLISH 200,000 1 293,055 1 ENVIRONMENTAL STUDIES 2,163,365 5 3,507,724 9 315,090 1 3,706,921 5 3,750,168 5 FILM AND TELEVISION STUDIES 1,118,284 2 787,224 3 423,345 4 GEOGRAPHY 955,492 4 2,805,571 9 1,026,972 8 507,187 8 2,872,158 10 GOVERNMENT 1,232,887 4 2,233,927 4 1,806,458 3 58,956 1 727,016 5 GRADUATE STUDIES 987,500 1 HISTORY 37,800 1 23,136 1 LINGUISTICS AND COGNITIVE SCIENCES 640,928 2 486,941 1 25,286 1 156,928 2 MATHEMATICS 1,894,815 9 8,188,757 19 5,521,612 11 1,240,656 5 2,424,807 8 MUSIC 174,450 2 271,201 1 PHILOSOPHY 358,356 2 75,207 2 418,230 3 PHYSICS & ASTRONOMY 11,810,985 49 11,267,579 45 6,628,900 27 18,306,182 47 10,064,159 40 PSYCHOLOGICAL & BRAIN SCIENCES 21,318,336 31 23,827,205 24 32,734,810 31 18,702,411 26 14,325,438 23 RELIGION 299,318 1 35,000 1 ROCKEFELLER CENTER 225,000 1 RUSSIAN 100,000 2 29,994 1 SOCIOLOGY 7,000 1 145,929 1 1,092,781 5 146,057 1 SPANISH & PORTUGUESE 70,518 1 THEATRE 18,120 2 WILLIAM H. NEUKOM INSTITUTE FOR COMPUTATIONAL SCIENCE 1,301,773 3 664,725 2 238,251 1 WOMEN'S AND GENDER STUDIES 574,727 1ARTS & SCIENCES 93,792,483 215 132,839,284 246 127,137,198 225 107,975,487 222 76,562,272 200

DEAN OF COLLEGE LIBRARY 352,079 1 OUTDOOR PROGRAMS 49,454 3 15,000 1 15,857 1 20,000 1DEAN OF COLLEGE 49,454 3 15,000 1 367,936 2 20,000 1


PROPOSALS, BY AREA, 5 YEAR COMPARISON

FY 2010FY 2011 FY 2009 FY 2008 FY 2007

1-13

$ # $ # $ # $ # $ #



FY 2010FY 2011 FY 2009 FY 2008 FY 2007

MEDICAL SCHOOL ADMINISTRATION 200,000 1 ANATOMY-CYTOLOGY 482,658 2 52,473 1 428,347 1 ANESTHESIOLOGY 7,799,781 13 10,001,878 12 5,921,306 11 8,099,130 10 3,944,288 6 ASSOCIATE DEANS 168,902 1 BIOCHEMISTRY 21,037,934 23 19,532,385 20 18,516,485 19 29,358,141 25 19,970,108 16 CECS / DIHPCP 11,399,935 13 435,600 3 500,000 1 COMMUNITY & FAMILY MEDICINE 42,403,140 54 30,848,164 44 41,251,840 69 38,133,446 58 30,525,833 42 DARTMOUTH CENTER ON ADDICTION 1,872,432 1 GENETICS 16,163,467 27 30,187,618 33 38,832,723 56 44,746,249 34 42,452,892 37 MEDICINE 74,818,814 127 108,038,458 141 136,276,040 180 136,816,517 176 79,296,268 148 MICROBIOLOGY & IMMUNOLOGY 58,858,222 63 75,006,683 79 94,934,481 105 50,410,804 51 65,893,884 57 NEUROLOGY 4,526,000 5 20,000 1 NEUROSCIENCE CENTER AT DARTMOUTH 50,000 1 NEW HAMPSHIRE-DARTMOUTH PSYCHIATRIC RES CTR 21,834 1 NORRIS COTTON CANCER CENTER 625,159 4 685,763 3 715,611 2 260,000 2 3,099,884 4 OBSTETRICS & GYNECOLOGY 2,610,770 5 1,594,231 5 2,784,769 11 821,477 6 4,543,166 7 ORTHOPAEDICS 242,645 8 16,583,867 9 11,339,232 22 5,583,008 12 3,520,551 7 PATHOLOGY 2,006,356 6 4,810,232 4 8,197,779 8 6,505,716 11 4,833,616 10 PEDIATRICS 36,033,127 57 28,930,831 47 41,685,593 53 32,688,842 39 33,959,809 45 PHARMACOLOGY & TOXICOLOGY 20,623,090 18 14,299,963 25 29,969,596 52 31,785,115 41 31,743,976 31 PHYSIOLOGY 13,079,826 36 27,259,300 31 55,205,338 59 36,174,627 34 47,884,568 38 PSYCHIATRY 94,317,799 63 37,805,969 64 55,870,233 75 17,911,950 53 78,847,999 54 RADIOLOGY 4,758,688 6 88,978,140 22 106,391,427 24 9,692,902 15 2,589,100 3 SURGERY 6,400,526 20 22,885,655 26 21,780,140 26 5,196,203 8 7,029,614 15 THE DARTMOUTH INSTITUTE FOR HEALTH POLICY & CLINICAL PRACTICE 34,651,494 32 56,790,111 56MEDICAL SCHOOL 441,439,496 569 574,361,721 624 681,241,430 786 456,942,340 581 460,835,556 522

FINANCIAL AID 1,799,941 4 16,049,514 6 4,098,277 5 2,861,211 5 3,006,124 7

PRESIDENT 242,400 1 50,000 1

1-14

$ # $ # $ # $ # $ #



FY 2010FY 2011 FY 2009 FY 2008 FY 2007

PROVOST BIOMEDICAL LIBRARIES 10,000 1 CENTER FOR THE ADVANCEMENT OF LEARNING 114,458 1 ETHICS INSTITUTE 559,911 1 HOOD MUSEUM OF ART 187,562 2 60,100 1 762,214 6 1,261,389 5 HOPKINS CENTER 731,445 11 147,590 6 279,271 8 INSTITUTE FOR INFORMATION INFRASTRUCTURE PROTECTION 1,381,566 4 3,450,000 3 5,855,336 3 INSTITUTE FOR SECURITY TECHNOLOGY STUDIES 1,282,513 6 8,643,290 19 465,783 1 393,049 5 27,600,000 2 JOHN SLOAN DICKEY CENTER 4,000 1 297,920 1 557,456 3 OFFICE OF THE PROVOST 1,409,953 3 2,250,000 1 330,936 1 RIPPEL ELECTRON MICRO FACILITY 3,055 1 VISITING ARTISTS 561,587 12 183,808 13 WOMEN IN SCIENCE PROJECT 10,000 1 10,000 1 11,000 1 10,100 1 8,900 1PROVOST 5,017,039 29 14,914,877 36 7,764,794 22 1,873,464 22 29,264,018 17

THAYER SCHOOL BIOMEDICAL ENGINEERING 32,757,843 34 22,341,144 24 24,295,210 32 28,616,003 37 20,198,795 27 CHEM & BIOCHEMICAL ENGINEERING 12,429,475 17 9,319,471 10 1,704,464 6 1,490,135 5 8,034,886 5 ELECTRICAL & COMP ENGINEERING 21,962,971 26 11,296,823 28 13,510,730 22 31,210,262 34 16,125,845 34 ENVIRONMENTAL SCI & ENG 31,845 1 2,431,409 4 1,170,848 4 68,730 1 485,955 4 MATERIAL SCI & MECH ENG 8,140,992 30 30,445,556 24 6,347,805 24 10,299,877 23 10,991,564 29 THAYER SCHOOL ADMINISTRATION 2,178,561 6THAYER SCHOOL 75,323,126 108 78,012,964 96 47,029,057 88 71,685,007 100 55,837,045 99

TUCK 142,500 1 144,857 2 147,760 2 36,825 1

TOTAL COLLEGE 617,564,039 929 816,323,217 1,010 867,433,516 1,129 641,947,845 933 625,611,839 848

1-15

MEDICAL SCHOOL $574,361,721

70.36%

ARTS & SCIENCES $140,623,705

17.23%

THAYER SCHOOL $78,012,964

9.56%

FINANCIAL AID $16,049,514

1.97%

PROVOST $7,130,456

0.87%

TUCK SCHOOL $144,857

0.02%

DEAN OF COLLEGE $49,454 0.01%

Proposal Summary by Division Fiscal Year 2011

Total Proposal Requests: $617,564,039

1-16

DHHS 56.89%

STATE & LOCAL GOV 9.55%

NSF 7.57%

FDN 5.20%

ED-PUB 4.97%

CORP 3.33% DOD

3.05%

ED-PVT 2.97%

PVT INST 2.24%

OTHER FEDERAL 1.17%

NASA 0.85%

PROF/TECH ASSN 0.62%

DEPT OF ED 0.52%

DOE 0.50%

FOREIGN ED-PVT 0.24% FOREIGN INST

0.19%

NEH 0.08%

FOREIGN FDN 0.03%

FOREIGN GOV 0.02%

FOREIGN CORP 0.01%

Other 2.20%

Source of Proposals by Sponsor, Total College, FY 2011

Total Proposal Requests: $617,564,039

1-17

NIH 68.11%

NCI 5.35%

CDC 4.59% NIAID

3.33% NIMH 2.90%

NIAMS 2.83% NIDA

2.40%

NIDDK 1.71%

NCRR 1.69%

BMCH 1.46%

AHRQ 1.02%

NIGMS 0.85% DHHS 0.73% NHLBI 0.57%

NIDCD 0.56% NINR 0.54% NIEHS 0.38% NIAAA 0.32% HRSA 0.23%

NIA 0.20% NINDS 0.17% BEID

0.07%

Other 7.10%

Source of Proposals by Sponsor: DHHS, FY 2011

1-18

College of Arts and Sciences

Award and Proposal Detail The College of Arts and Sciences managed 180 active sponsored projects during FY 2011. Total awards were down 15% from FY 2010. The category of sponsors awarding more than $1,000,000 to the College during 2011 is listed in Table 1. Direct and Indirect awards to the College by purpose are shown in Table 2. Table 3 shows a 5 year comparison of Awards and Proposals. The charts on the following pages show the distribution of awards and proposals among departments and the percentage of Arts and Sciences funding by sponsoring agency.

Table 1

Table 2 Agency Award Amount

Purpose Direct Indirect Total

NSF 9,317,989

Research 18,850,282 6,904,963 25,755,245 DHHS 6,886,755

Other Sponsored Activities 1,409,629 67,965 1,477,594

Public Educ Institutions 2,125,452

Fellowship 1,003,611 9,625 1,013,236 Foundations 2,121,347

Equipment 655,178 0 655,178

Private Educ Institutions 2,119,327

Instruction 267,210 0 267,210 DOD 1,581,464

Fellowship - Post-Doctoral 53,810 0 53,810

NASA 1,442,090

Total $22,239,720 $6,982,553 $29,222,273 OED/Dept of Educ 1,405,734

Table 3 FY07 FY08 FY09 FY10 FY11 Awards $24,719,073 $24,773,187 $25,188,906 $34,363,514 $29,222,273 Proposals $76,562,272 $107,975,487 $127,137,198 $132,839,284 $93,792,483

$0

$50

$100

$150


Dolla

rs (M

illio

ns)

Arts & Sciences

Awards

Proposals

2-1

Biological Sciences 19.82%

Psychological and Brain Sciences

14.96%

Physics & Astronomy

13.81%

Economics 10.39%

Chemistry 7.53%

Computer Science 6.70%

Earth Sciences 5.93% Environmental

Studies 5.00%

Mathematics 4.99%

William H. Neukom Institute for

Computational Science 3.81%

Government 2.56%

English 1.54%

Philosophy 1.23%

MALS Program 1.05%

Education 0.24%

Geography 0.18%

Russian 0.17%

Anthropology 0.07%

Sociology 0.02%

Other 7.07%

Arts & Sciences Awards by Department FY 2011

NSF 31.89%

DHHS 23.57%

Public Educ Institutions

7.27%

Foundations 7.26%

Private Educ Institutions

7.25% DOD

5.41% NASA 4.93%

OED/Dept of Educ 4.81%

Corporations 3.10%

Other Federal 1.13%

NEH 1.03%

State & Local Gov'ts 0.76%

DOE 0.75%

Institutes 0.71%

Prof & Trade Associations

0.12%

Other 4.51%

Arts & Sciences Awards by Sponsor FY 2011

2-2

Biological Sciences 22.96%

Psychological and Brain Sciences

22.73%

Chemistry 15.52%

Physics & Astronomy

12.59%

Computer Science 8.27%

Economics 5.14%

Environmental Studies 2.31%

Earth Sciences 2.29% Mathematics

2.02%

Government 1.31%

Film and Television Studies 1.19% Geography

1.02% Linguistics and Cognitive Science

0.68% Anthropology

0.42% Education

0.39% Philosophy

0.38% Religion 0.32%

English 0.21%

Music 0.19%

Asian & Middle East Languages and

Literatures 0.03%

Sociology 0.01%

Other 6.16%

Arts & Sciences Proposals by Department FY 2011

DHHS 40.27%

NSF 30.05%

Public Educ Institutions

11.25%

NASA 5.15%

Private Educ Institutions

3.50%

Professional & Trade Assoc

2.64%

Foundations 2.18%

Institutes 0.94%

DOE 0.81%

OED/Dept of Educ 0.80% DOD

0.80% Corporations

0.57% NEH

0.51% Other Federal

0.49% Foreign Private Educ

Institutions 0.05%

Other 4.95%

Arts & Sciences Proposals by Sponsor FY 2011

2-3

COLLEGE OF ARTS AND SCIENCES

FY 11 DEPARTMENTAL AWARD ANALYSIS

DIRECT

INDIRECT TOTAL DIR% IND%

Anthropology 20,000 0 20,000 100% 0% Biological Sciences 4,586,129 1,204,608 5,790,737 79% 21% Chemistry 1,400,995 799,925 2,200,920 64% 36% Computer Science 1,279,432 679,559 1,958,991 65% 35% Earth Sciences 1,307,360 424,443 1,731,803 75% 25% Economics 2,244,894 790,337 3,035,231 74% 26% Education 45,000 26,100 71,100 63% 37% English 450,000 0 450,000 100% 0% Environmental Studies 1,320,237 139,749 1,459,986 90% 10% Geography 34,511 19,149 53,660 64% 36% Government 580,937 168,472 749,409 78% 22% MALS Program 246,187 59,387 305,574 81% 19% Mathematics 1,227,511 231,453 1,458,964 84% 16% Philosophy 358,237 0 358,237 100% 0% Physics & Astronomy 3,076,447 960,245 4,036,692 76% 24% Psychological and Brain Sciences 3,216,045 1,155,738 4,371,783 74% 26% Russian 45,455 4,545 50,000 91% 9% Sociology 7,000 0 7,000 100% 0% William H. Neukom Institute for Computational Science 793,343 318,843 1,112,186 71% 29% TOTAL 22,239,720 6,982,553 29,222,273 76% 24%

FY 10 FY 11 % CHANGE

DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL DIRECT INDIRECT

TOTAL

Anthropology 34,870

34,870 20,000 0 20,000 -43%

-43% Biological Sciences 4,901,538 1,999,620 6,901,158 4,586,129 1,204,608 5,790,737 -6% -40% -16% Chemistry 4,093,274 1,031,543 5,124,817 1,400,995 799,925 2,200,920 -66% -22% -57% Computer Science 1,143,596 599,389 1,742,985 1,279,432 679,559 1,958,991 12% 13% 12% Dean of Faculty Office 387,291 36,709 424,000

-100% -100% -100%

Earth Sciences 1,932,275 714,068 2,646,343 1,307,360 424,443 1,731,803 -32% -41% -35% Economics 1,588,614 711,061 2,299,675 2,244,894 790,337 3,035,231 41% 11% 32% Education 50,000 29,000 79,000 45,000 26,100 71,100 -10% -10% -10% English

450,000 0 450,000

Environmental Studies 1,223,024 92,224 1,315,248 1,320,237 139,749 1,459,986 8% 52% 11% Film and Television Studies 49,015

49,015

-100%

-100%

Geography 393,355 102,243 495,598 34,511 19,149 53,660 -91% -81% -89% Government 261,460 20,388 281,848 580,937 168,472 749,409 122% 726% 166% MALS Program

246,187 59,387 305,574

Mathematics 638,371 192,134 830,505 1,227,511 231,453 1,458,964 92% 20% 76% Philosophy

358,237 0 358,237

Physics & Astronomy 4,543,519 1,409,136 5,952,655 3,076,447 960,245 4,036,692 -32% -32% -32% Psychological and Brain Sciences 3,579,055 1,411,483 4,990,538 3,216,045 1,155,738 4,371,783 -10% -18% -12% Russian

45,455 4,545 50,000

Sociology 72,300 38,766 111,066 7,000 0 7,000 -90% -100% -94%

William H. Neukom Institute for Computational Science 884,140 200,053 1,084,193 793,343 318,843 1,112,186 -10% 59% 3% TOTAL 25,775,697 8,587,817 34,363,514 22,239,720 6,982,553 29,222,273 -14% -19% -15%

2-4

Name Agency Type Awards FY 2011 Title

PI - Blanco, Marina Margot Marsh Biodiversity Foundation

Foundation 15,000 Effects of Forest Fragmentation on the Ecology of Hibernation and Population Dynamics of Dwarf Lemurs (Cheirogaleus Sibreei and C. Crossleyi) at Tsinj

PI - Blanco, Marina American Association of Physical Anthropologists

Professional/Technical Association

5,000 First Assessment of Minimum Life Span in Wild Dwarf Lemurs by Dental Topographic Analysis

CO - Craig, Sienna World Health Organization

Foreign Government

$ Under PI Current Administration Practices and Preferred Formulations of Children’s Medicines

CO - Craig, Sienna World Health Organization

Foreign Government

$ Under PI Current Administration Practices and Preferred Formulations of Children’s Medicines

20,000

Department of AnthropologyAwards Received:

2-5


CO - Glinert, Lewis Rand Corporation Corporation $ Under PI Financial Literacy Research Consortium: Five Steps to Planning Success

0

Department of Asian & Middle East Languages and LiteraturesAwards Received:

2-6


PI - Ayres, Matthew United States Department of Agriculture

Federal Government

20,000 Population Ecology of the Southern Pine Beetle

PI - Ayres, Matthew United States Department of Agriculture, Forest Service

Federal Government

125,000 Forest Management Implications of Climate Change Impacts on Forest Pest Dynamics: Linking Process-based Models with Landscape Predictions

CO - Ayres, Matthew Department of Education

Federal Government

$ Under PI Increasing Graduate Education in the Biological Sciences

PI - Bickel, Sharon National Institute of General Medical Sciences

Federal Government

328,482 Regulation of Sister-Chromatid Cohesion in Drosophila

PI - Bickel, SharonNational Science Foundation

Federal Government 635,178

ARRA:MRI-R^2: Acquisition of Nikon A1RSi Confocal Microscope with Hybrid Scanner and Spectral Unmixing

PI - Chen, Celia

United States Department of Agriculture, Forest Service


Effects of Landscape and Climate Change on Mercury Accumulation in Aquatic Ecosystems of the Northern Forest Region

PI - Chen, Celia

Ecosystems Research Group, Ltd. Corporation 29,826 Mercury in the Lake Champlain Food Web

PI - Cottingham, KathrynNational Science Foundation


DISSERTATION RESEARCH: The Effect of Temperature on Species Interaction and Food Web Structure in Lake Plankton Communities

PI - Cottingham, KathrynNational Science Foundation



CO - Cottingham, Kathryn

National Institute of Environmental Health Sciences

Federal Government $ Under PI

Children's Environmental Health and Disease Prevention Research Center


Environmental Protection Agency











PI - Erives, AlbertNational Science Foundation


CAREER: Threshold-specific Readouts of the Dorsal Morphogen Gradient of Drosophila

Department of Biological SciencesAwards Received:

2-7



CO - Fey, SamuelNational Science Foundation



CO - Fey, SamuelNational Science Foundation



CO - Folt, Carol



Toxic Metals in the Northeast: From Biological to Environmental Implications

CO - Folt, Carol



Toxic Metals in the Northeast: From Biological to Environmental Implications

PI - Gladfelter, Amy

National Institute of General Medical Sciences

Federal Government 296,225 Nuclear Autonomous Division in Multinucleate Cells

CO - Gladfelter, AmyNational Science Foundation



PI - Guerinot, Mary LouDepartment of Energy


From the Soil to the Seed: Metal Transport and Homeostasis in Arabidopsis

PI - Guerinot, Mary Lou Purdue University

Private Educational Institution 466,088

TRMS: Ionome to the Genome: Mapping the Gene Networks Controlling Nutrient Content in Rice Grain

PI - Irwin, Rebecca

Rocky Mountain Biological Laboratory

Private Institution 10,386

Digitizing the Bee Collection of the Rocky Mountain Biological Laboratory

PI - Jack, ThomasDepartment of Education


Increasing Graduate Education in the Biological Sciences

PI - Kern, AndrewNational Science Foundation


Collaborative Research: Drosophila Ultraconserved Elements: Function and Evolution

PI - McClung, C RobertsonNational Science Foundation

Federal Government 1,125,477

Genetic Analysis of Natural Variation in the Control of Water Use Efficiency and Response to Drought Stress in Brassica rapa

PI - McClung, C RobertsonUniversity of Wyoming

Public Educational Institution 96,462

TRMS: Agroecological Annotation of Gene Function and Computational Analysis of Gene Networks

PI - McPeek, MarkNational Science Foundation


Niche and Neutral Processes Structuring a Damselfly Functional Group

PI - Peterson, Kevin

Massachusetts Institute of Technology


The Requirements for Development and Maintenance of Multicellular Life

2-8



CO - Punshon, Tracy




CO - Punshon, Tracy




CO - Punshon, Tracy




CO - Punshon, Tracy




PI - Ruelas, Ernesto

Hawk Migration Association of North America


RPI: Monitoring Migratory Raptors from Regional to Continental Scales

PI - Schaller, GeorgeDepartment of Energy


Post-Transcriptional Regulation of Ethylene Perception and Signaling in Arabidopsis

PI - Schaller, George

University of North Carolina at Chapel Hill


Arabidopsis 2010: Analysis of the Cytokinin-regulated Transcriptional Network

CO - Schaller, GeorgeNational Science Foundation



PI - Sloboda, RogerHoward Hughes Medical Institute Foundation -19,875 HHMI Undergraduate Science Education

PI - Sloboda, RogerNational Science Foundation

Federal Government 210,123 Protein Methylation and Flagellar Stability

PI - Sloboda, RogerHoward Hughes Medical Institute Foundation 91,235 Undergraduate Science Education 2010: Core




CO - Sloboda, RogerNational Science Foundation



2-9



PI - Smith, Elizabeth


Federal Government 314,227 Calcium Regulation of Flagellar Motility

CO - Ward, Darren




5,790,737

2-10


PI - BelBruno, Joseph Greenhill AntiBallics Corporation

Corporation 6,095 The Development of Gradient Nanoparticle Structures

PI - BelBruno, Joseph Constellation Wines U.S.

Corporation 77,791 The Application of Molecularly Imprinted Polymers to the Extraction of Methoxypyrazines from Wine

PI - Glueck, David National Science Foundation

Federal Government

150,000 Metal-Catalyzed Asymmetric Synthesis of P-Stereogenic Phosphines

PI - Glueck, David National Science Foundation

Federal Government

150,000 Metal-Catalyzed Asymmetric Synthesis of P-Stereogenic Phosphines

PI - Glueck, DavidNational Science Foundation


Metal-Catalyzed Asymmetric Synthesis of P-Stereogenic Phosphines

PI - Kull, F Jon

National Institute of Allergy and Infectious Diseases


Structural Analysis of Vibrio cholerae Virulence Gene Regulatory Proteins

PI - Kull, F Jon


Federal Government 300,200 Fine Tuning the Catalytic Cycle of Kinesin Motors

PI - Mierke, Dale Brown University


Structure-Function Based Development of Virion Specific Antagonists for JCV-Induced PML

PI - Mierke, Dale Brown University


Structure-Function Based Development of Virion Specific Antagonists for JCV-Induced PML

PI - Mierke, Dale

Beth Israel Deaconess Medical Center


ARRA: Novel Strategies for Treatment of Myeloproliferative Disorders

PI - Mierke, Dale

State University of New York at Stony Brook


Design and Synthesis of a Novel Class of IKKbeta Inhibitors

PI - Mierke, Dale

State University of New York at Stony Brook


Development of Novel and Highly Bioactive Michael Receptors

PI - Wu, JimmyNational Science Foundation


CAREER: Versatility of Phosphorothioate Esters in the Synthesis of Sulfur-Containing Molecules







2,200,920

Department of ChemistryAwards Received:

2-11


PI - Bailey-Kellogg, Christopher

National Science Foundation

Federal Government

105,479 III: Small: Collaborative Research: Analysis of Multi-Dimensional Protein Design Spaces with Pareto Optimization of Experimental Designs



Federal Government




Federal Government




Federal Government

291,967 Functional Deimmunization of Therapeutic Proteins

PI - Balkcom, Devin National Science Foundation

Federal Government

80,000 CAREER: Finding and Using Global Structure in Motion-Planning Problems

PI - Bratus, Sergey Milcord Incorporated

Corporation 112,840 "HYMONT", a Hybrid System Framework for Detecting, Classifying and Mitigating Malicious Outbound Network Traffic Flows

PI - Campbell, Andrew National Science Foundation

Federal Government

132,947 EAGER: Brain-Mobile Interfaces: Exploratory Research into the Development of Networked NeuroPhones

PI - Campbell, Andrew National Science Foundation

Federal Government

117,051 EAGER: Brain-Mobile Interfaces: Exploratory Research into the Development of Networked NeuroPhones

CO - Choudhury, Tanzeem National Science Foundation

Federal Government

$ Under PI EAGER: Brain-Mobile Interfaces: Exploratory Research into the Development of Networked NeuroPhones

CO - Choudhury, Tanzeem National Science Foundation

Federal Government

$ Under PI EAGER: Brain-Mobile Interfaces: Exploratory Research into the Development of Networked NeuroPhones

PI - Fleischer, Lisa National Science Foundation

Federal Government

141,832 AF: Small: Equilibria, Algorithms, and Mechanism Design for Network Games and Markets


Federal Government



Federal Government


PI - Kotz, David National Science Foundation

Federal Government

27,088 CT-ISG: Dartmouth Trace Sanitization Framework

CO - Kotz, David U.S. Department of Homeland Security

Federal Government

$ Under PI Cyber Security Collaboration and Information Sharing Project

Department of Computer ScienceAwards Received:

2-12


Department of Computer ScienceAwards Received:

PI - Pellacini, FabioNational Science Foundation

Federal Government 93,663 CAREER: Intuitive Appearance Design

PI - Pellacini, Fabio Intel Corporation Corporation 60,000Interactive Realistic Lighting on Many-core Architectures

PI - Smith, SeanUniversity of Illinois

Public Educational Institution 95,565 Trustworthy Cyber Infrastructure for the Power Grid

CO - Thompson, Paul

Dept. of Defense, Intelligence Advanced Reserach Projects Ac

Federal Government $ Under PI Dartmouth Metalearning Working Group

PI - Zomorodian, Afra

Dept. of Defense, Office of Naval Research


Efficient Structures for Topological Analysis of Massive High-Dimensional Data

PI - Zomorodian, Afra

Dept. of Defense, Office of Naval Research


Efficient Structures for Topological Analysis of Massive High-Dimensional Data

PI - Zomorodian, AfraNational Science Foundation


CAREER: Persistent Theories for Computational Topology

PI - Zomorodian, AfraNational Science Foundation


CAREER: Persistent Theories for Computational Topology

1,958,991

2-13


CO - Folt, Carol National Institute of Environmental Health Sciences

Federal Government

$ Under PI Children's Environmental Health and Disease Prevention Research Center

CO - Folt, Carol Environmental Protection Agency

Federal Government



Federal Government



Federal Government


CO - Folt, Carol




0

Department of Dean of FacultyAwards Received:

2-14


CO - Birnie, Richard University of New Hampshire

Public Educational Institution

$ Under PI New Hampshire Space Grant Consortium

CO - Dade, William National Science Foundation

Federal Government

$ Under PI The Effects of Dams on Watershed Fragmentation and Riparian Dis-connectivity Across Multiple Scales

PI - Feng, Xiahong National Science Foundation

Federal Government

169,128 Collaborative Research: A Pan-Arctic, Storm-by-storm Isotopic Investigation of the Influence of Arctic Sea Ice on Precipitation - A Crucial Link in th


Federal Government



Federal Government


CO - Gartner, John National Science Foundation

Federal Government

$ Under PI Doctoral Dissertation Research: Connectivity and Discontinuity in River Systems

PI - Hawley, Robert National Aeronautics and Space Administration

Federal Government

82,088 Elevation Change, Accumulation, and Firn Compaction at Summit, Greenland: a Satellite Altimetry Validation Study

PI - Hawley, Robert National Science Foundation

Federal Government

6,600 Collaborative Research: Deglaciation of the Ross Sea Embayment; Constraints from Roosevelt Island

PI - Hawley, Robert National Science Foundation

Federal Government

49,332 Collaborative Research: Deglaciation of the Ross Sea Embayment; Constraints from Roosevelt Island

PI - Hawley, Robert National Aeronautics and Space Administration

Federal Government

81,141 Ground-Based Validation of Unique CryoSat-2 Data Projects

CO - Kaste, James National Science Foundation

Federal Government

$ Under PI The Effects of Dams on Watershed Fragmentation and Riparian Dis-connectivity Across Multiple Scales

PI - Kelly, Meredith National Science Foundation

Federal Government

131,469 Collaborative Research: Testing Mechanisms for Holocene Climate Change in the Southern Tropical and Mid-Latitude Andes


Federal Government



Federal Government


PI - Kelly, Meredith Comer Science & Education Foundation

Foundation 25,320 Laurentide Ice Sheet Deglaciation and Meltwater Routing Based on 10Be Dating

Department of Earth SciencesAwards Received:

2-15


Department of Earth SciencesAwards Received:

PI - Kelly, Meredith National Geographic Society

Foundation 20,000 Exploring the Long-term History of African Glaciers

PI - Osterberg, Erich National Science Foundation

Federal Government

37,759 RAPID: Tracking Radioactive Fallout from the Fukushima Daiichi Disaster in Arctic Snow

CO - Posmentier, EricNational Science Foundation


Collaborative Research: A Pan-Arctic, Storm-by-storm Isotopic Investigation of the Influence of Arctic Sea Ice on Precipitation - A Crucial Link in th







PI - Renshaw, CarlNational Science Foundation


New, GK-12: Fostering Scientific Creativity by Building Connections and Improving Science Communication Skills

CO - Renshaw, CarlNational Science Foundation


The Effects of Dams on Watershed Fragmentation and Riparian Dis-connectivity Across Multiple Scales

1,731,803

2-16


CO - Cascio, Elizabeth Harvard University

Private Educational Institution

$ Under PI NCER-RDTeach Eff: Validating Measures of Effective Math Teaching

PI - Gustman, Alan National Bureau of Economic Research, Inc.

Professional/Technical Association

22,858 Integrating Models of Health and Retirement

PI - Gustman, Alan University of Michigan


131,577 The Effects of Changes in Women's Labor Market Attachment on Redistribution under the Social Security Benefit Formula

PI - Gustman, Alan University of Michigan


75,000 How Did the Recession of 2007-2009 Affect the Wealth and Retirement of the Near Retirement Age Population

PI - Lusardi, Annamaria Rand Corporation Corporation 380,874 Financial Literacy Research Consortium: Five Steps to Planning Success

PI - Lusardi, Annamaria Rand Corporation Corporation 30,230 Financial Literacy Research Consortium: Five Steps to Planning Success

PI - Skinner, Jonathan National Institute on Aging

Federal Government

1,448,759 Causes and Consequences of Health Care Intensity

PI - Skinner, Jonathan University of Washington


149,425 ARRA: Novel Methods of Measureing Health Disparities

CO - Skinner, Jonathan Robert Wood Johnson Foundation

Foundation $ Under PI Dartmouth Atlas Project

PI - Staiger, Douglas Harvard University


127,014 NCER-RDTeach Eff: Validating Measures of Effective Math Teaching

PI - Staiger, Douglas Rand Corporation Corporation 207,715 Teacher Effectiveness Measurement Project Value-Added and Assessment Team Proposal

PI - Staiger, Douglas Vanderbilt University


330,586 National Nursing Workforce Research

CO - Steinmeier, Thomas University of Michigan


$ Under PI The Effects of Changes in Women's Labor Market Attachment on Redistribution under the Social Security Benefit Formula

CO - Steinmeier, ThomasUniversity of Michigan

Public Educational Institution $ Under PI

How Did the Recession of 2007-2009 Affect the Wealth and Retirement of the Near Retirement Age Population

CO - Tabatabai, NahidUniversity of Michigan


The Effects of Changes in Women's Labor Market Attachment on Redistribution under the Social Security Benefit Formula

CO - Tabatabai, NahidUniversity of Michigan


How Did the Recession of 2007-2009 Affect the Wealth and Retirement of the Near Retirement Age Population

PI - Zinman, JonathanAlfred P. Sloan Foundation Foundation 131,193 Measuring Behavioral Biases and Their Effects

3,035,231

Department of EconomicsAwards Received:

2-17


PI - Coch, Donna National Institute of Child Health and Human Development

Federal Government

71,100 Development of Word-Level Reading and the N400 Component of ERP

CO - Zullo, Janet National Science Foundation

Federal Government

$ Under PI New, GK-12: Fostering Scientific Creativity by Building Connections and Improving Science Communication Skills

71,100

Department of EducationAwards Received:

2-18


PI - Luxon, Thomas The Teagle Foundation

Foundation 200,000 Engaging Evidence: Programs for Improving Student Learning

PI - Schweitzer, Ivy National Endowment for the Humanities

Federal Government

100,000 Occom Circle: A Digital Edition and Website


Federal Government



Federal Government


450,000

Department of EnglishAwards Received:

2-19


PI - Virginia, Ross Portland State University


25,427 The Role of Resource Legacy on Contemporary Linkages between Biodiversity and Biogeochemistry in a Cold Desert Ecosystem: The McMurdo Dry Valley LTER

PI - Virginia, Ross University of Colorado


87,838 McMurdo Dry Valleys Long Term Ecological Research

PI - Webster, D.G. National Science Foundation

Federal Government

480,303 CNH: Fishscape: Complex Dynamics of the Eastern Pacific Tuna Fishery

PI - Webster, D.G. National Science Foundation

Federal Government

432,242 CNH: Fishscape: Complex Dynamics of the Eastern Pacific Tuna Fishery

PI - Webster, D.G.National Science Foundation


CNH: Fishscape: Complex Dynamics of the Eastern Pacific Tuna Fishery

1,459,986

Department of Environmental StudiesAwards Received:

2-20


PI - Brakenridge, G Robert National Aeronautics and Space Administration

Federal Government

-49,179 Flood Inundation Prediction and Dynamics Using SRTM Topography and Orbital Sensors

PI - Brakenridge, G Robert National Aeronautics and Space Administration

Federal Government

-96,292 Flood Inundation Prediction and Dynamics Using SRTM Topography and Orbital Sensors

PI - Magilligan, Francis National Science Foundation

Federal Government

2,969 The Effects of Dams on Watershed Fragmentation and Riparian Dis-connectivity Across Multiple Scales


Federal Government

18,044 Quantifying the Geomorphic and Sedimentological Responses to Dam Removal


Federal Government

11,995 Doctoral Dissertation Research: Connectivity and Discontinuity in River Systems

PI - Shi, Xun United States Department of Agriculture

Federal Government

100,000 Geographic Information System (GIS) and Artificial Intelligence (AI) Based Approach for Automated Soil Mapping

CO - Shi, Xun National Institute of Environmental Health Sciences

Federal Government


CO - Shi, Xun Environmental Protection Agency

Federal Government



Federal Government



Federal Government


PI - Wright, Richard National Science Foundation

Federal Government

32,943 Collaborative Research: Enclaves, Labor Markets, and the Locational Choices of US Immigrants in Economic Boom and Bust

PI - Wright, Richard National Science Foundation

Federal Government

33,180 Collaborative Research: Enclaves, Labor Markets, and the Locational Choices of US Immigrants in Economic Boom and Bust

53,660

Department of GeographyAwards Received:

2-21


PI - Shaiko, Ronald Department of Education, FIPSE

Federal Government

206,903 Public Policy--In and Out of the Classroom, On and Off Campus: The Rockefeller Center Policy Research Shop at Dartmouth College


Federal Government



Federal Government


749,409

Department of GovernmentAwards Received:

2-22


PI - Kleck, Robert National Institute on Aging

Federal Government

305,574 A Wrinkle in Time: The Perception of Expressions in the El

Documents

DARTMOUTH COLLEGE OFFICE OF SPONSORED PROJECTS … · 2019. 12. 10. · We are pleased to present to you the Office of Sponsored Projects Annual Report for the Fiscal Year 2011. It