CULTURAL CHANGE IS - criminal-lawyer.org.ukcriminal-lawyer.org.uk/INFORMA-COMPLIANCE ETHICS CONFERENCE... · CULTURAL CHANGE IS THE KEY! Main Conference: ... Nicola Bonucci, Legal

1For the latest programme and to register please visit: www.ibclegal.com/cei, call: +44 (0) 20 7017 5503 or email: [email protected] the latest programme and to register please visit: www.ibclegal.com/cei, call: +44 (0) 20 7017 5503 or email: [email protected]

Jeffrey SachsDirector

EARTH INSTITUTE, COLUMBIA UNIVERSITYCOLUMBIA UNIVERSITY

Andrew WeissmannChief of Criminal Division's

Fraud SectionUS DEPARTMENT OF JUSTICEUS DEPARTMENT OF JUSTICE

Charmian GouchFounder

GLOBAL WITNESS

Anna ItoiManaging Counsel

Ethics & ComplianceGOOGLE INCGOOGLE INC

Joseph SuichChief Compliance Offi cerGE POWER & WATER

The 7th Annual

www.superreturnus.com

The Genuine Opportunity for the International Compliance & Ethics Community to Openly and Honestly Discuss the Real World Issues

CULTURAL CHANGE IS

THE KEY!

Main Conference: 17-19 November 2015

Dispute Resolution & Anti-Corruption Workshops: 16 November 2015Risk Assessment & High Risk Markets Workshops: 20 November 2015

The Chelsea Harbour Hotel, London, UK

www.ibclegal.com/cei

2 For the latest programme and to register please visit: www.ibclegal.com/cei, call: +44 (0) 20 7017 5503 or email: [email protected] For the latest programme and to register please visit: www.ibclegal.com/cei, call: +44 (0) 20 7017 5503 or email: [email protected]

Contents WHO WILL YOU MEET?Page 3 – 4 Programme At A Glance

Page 5 – 6 Key Themes, Speakers and

Workshops

Page 7 Keynote Speakers and Fresh

Perspectives

Page 8 Meet 60+ Compliance

Professionals

Page 9 The CEI Meeting Experience

Page 10 Workshop Agendas and Colour

Key for the Programme

Page 11 – 12 Main Conference Day 1: Agenda



Page 17 – 18 The 100+ Speaker Faculty

Page 19 Supporters of CEI

Page 20 Registration, Packages & Pricing

ADVANCE OPPORTUNITIES TO CONNECT

@Comp_Ethics_Int#ComplianceandEthics

Comp&EthicsIntTV MyCEI (Event App/Web Connection Tool)

www.facebook.com/CompandEthicsInt2015

Compliance & Ethics International

(Closed Door Group)

The audience for our compliance events is as follows:

Delegate Breakdown: Geographical

Delegate Breakdown: Job Function

UK & Ireland Europe Americas Middle East Africa Asia Australia & New Zealand South America

In-house Legal Advisors Private practice Governmental Other NGO Academic

Request From the Event Director

Q Wherever you see this symbol please

submit your questions for our speakers and your preferred themes for the round table discussions in advance to [email protected]

3For the latest programme and to register please visit: www.ibclegal.com/cei, call: +44 (0) 20 7017 5503 or email: [email protected] For the latest programme and to register please visit: www.ibclegal.com/cei, call: +44 (0) 20 7017 5503 or email: [email protected]

PROGRAMME AT A GLANCE For the full programme please see pages 10 - 16

Monday, November 16: Dispute Resolution & Anti-Corruption Workshop Day

09:00 - 13:00

Workshop 1 Compliance as Part of International Dispute Resolution Wolf Von Kumberg, Formerly, NORTHROP GRUMMAN, Member ArbDB Chambers, GLOBAL RESOLUTION SERVICES LIMITED

13:30 -17:00

Workshop 2 Ethics at the Heart of Cultural Change: Anti-Bribery & Corruption - A Case StudyStephen J Williams, Director Cisco Corporate Investigations, CISCO GLOBAL COMPLIANCE ENABLEMENT

Tuesday, November 17: Main Conference Day 1

08:30 Event Registration, Continental Breakfast

09:00 Welcome - Sarah Cole, Senior Conference Director, INFORMA

09:05 Chair's Remarks - Simon Scales, Head of Investigations (EMEA), BP

09:15 Keynote - Jeffrey Sachs, Director, EARTH INSTITUTE, COLUMBIA UNIVERSITY

09:40 In-Depth - High Risk Markets Focus - 'Warts and All' Led by: Peter Van Veen, Director Business Integrity Programme, TRANSPARENCY INTERNATIONAL UK

10.50 China Keynote - 3 Red Hot Issues in 30 Minutes

11:20 Morning Refreshments

11:40 “TOO HOT TO TOUCH” CLOSED DOOR SESSION – N.B. In-House OnlyWar Stories and Successes 'On The Ground' in High Risk Markets Led By: Michael R. Silverman, Formerly Integrity Compliance Officer, WORLD BANK GROUP, Special Counsel HUGHES HUBBARD & REED LLP

13:00 Lunch

14:00 Fireside Interview - Reflections on the Dark Side of International BusinessRichard T. Bistrong, CEO, FRONT-LINE ANTI-BRIBERY LLC Former FBI/UK CO-OPERATOR and FCPA VIOLATORInterviewer: Robert Appleton, Partner, DAY PITNEY LLP

14:40 Keynote - Magnitsky Sanctions - Where Are We Now? William Browder, CEO, HERMITAGE CAPITAL MANAGEMENT

15:20 Keynote - Challenging the Impunity of Corrupt OfficialsInterviewer: Michael J Hershman, President, THE FAIRFAX GROUP, LLC

15:50 Super Compliance Technology Showcase - Shadow Governance - Red Flag Group

16:20 Refreshments

16:40 TRACK A - DATA & PRIVACY TRACK B - SECTOR HUBS TRACK C - BEST PRACTICE

Data Drill Down Retail & Service Industry Hub Recruiting & Retaining Successfully In Compliance

17:10 Cyber Security Case Study Automotive & Transport Hub Innovating Through Ethics

17:40 Data Breach Master Class Energy Hub Post Acquisition Integration US/EU - So Close and Yet So Different

18:10 Technology & Telecoms Hub Financial Hub Best & Brightest Tools

18:50 Champagne Bar Best Practice Discussion Tables

20:00 Drinks Reception with presentation from Dr Aidan McQuade, Director, ANTI-SLAVERY INTERNATIONAL

Wednesday, November 18: Main Conference Day 2


08:05 Co-Chairs' Remarks - Simon Scales, Head of Investigations (EMEA), BP, Don Hughes, General Counsel, HITACHI DATA SYSTEMS

08:15 Keynote - Compliance Perspectives from Across the PondAndrew Weissmann, Chief of the Criminal Division’s Fraud Section, US DEPARTMENT OF JUSTICE

08:40 Keynote Interview - Compliance & Ethics Leadership Joseph Suich, Chief Compliance Officer, GE POWER & WATER Interviewer: Susan Frank Divers, Executive Director, BUSINESS ETHICS LEADERSHIP ALLIANCE, ETHISPHERE INSTITUTE

09:30 Keynote - How to Change the Culture of your Business Margaret Heffernan, Author, “Wilful Blindness”

10:10 In-Depth - Effecting Cultural Change Moderator: Osama Al Jayousi, Group Compliance Officer, CARILLION


PROGRAMME AT A GLANCE For the full programme please see pages 10- 16


11:30 TRACK A - DATA & PRIVACY TRACK B - MONEY LAUNDERING TRACK C - BEST PRACTICE

Reconciling Conflicting Data Privacy Laws Money Laundering Drill Down Organisational Ethics

12:50 Lunch

13:50 TRACK A - RISK MANAGEMENT TRACK B - POCA, EXPORTS & SANCTIONS

TRACK C - BEST PRACTICE

Internal Investigation and Assessment POCA - Exposure & Swiss Recovery Compliance and Ethics Training that Works

14:40 Quantifying Risk SANCTIONS - How Deep Do You Have To Dig?

15:20 Illustrating Compliance & Ethics Risk and Value

EXPORTS - International Mine Field Measuring the Effectiveness of Your E&C Programme

16:00 Using Technology - Getting the Board to Buy into Risk Assessment

TRADE CONTROLS Real World Trade Controls – Red flags and Front-Line Reports

The Benefits of a Trust Culture and How to Achieve it

16:40 Afternoon Refreshments

17:00 Integrity and Cultural Change Spotlight Best Practice Discussion Tables and a Champagne Bar

18:00 Whisky and Wine Tasting Reception

Thursday, November 19: Main Conference Day 3


08:05 Co-Chairs' Remarks - Charmian Gooch, Co-Founder, GLOBAL WITNESS - Simon Scales, Head of Investigations (EMEA), BP

08:15 Keynote Interview UK ANTI-CORRUPTION CHAMPION - Rt Hon Sir Eric Pickles MP

08:40 In-Depth – Prosecutor Focus UK – US – Europol – Italy – Switzerland – Germany – France


11:00 Fireside Chat Interview - David Green CB QC, Director, SFO Interviewer - Monty Raphael QC, Special Counsel, PETERS & PETERS

11:30 TRACK A - ANTI-BRIBERY & CORRUPTION TRACK B - DUE DILIGENCE & TRANSACTIONS


Tactics in Dealing With Economic Realities of Bribery & Corruption

WORLD CAFÉ - 3rd Party Due DiligenceSector Specific Tables

Embedding Ethics into the Business

13:00 Lunch

14:00 Special Address OECD - Nicola Bonucci, Legal Director, OECD

TRACK A - ANTI-BRIBERY & CORRUPTION TRACK B - DUE DILIGENCE & TRANSACTIONS


14:40 Integrity Anti-CorruptionIFI’s and EU/EIB's Preventative and Investigative/Sanctions Approach

Beyond Due Diligence – Corporate Reality Check

Liability Exposure - Precaution is Better Than Cure

15:20 Traditional Afternoon Tea

15:50 Proactive Prep’n Steps for Cross Border Investigations

The Competition Risks to your Business Whistleblowing and Helplines

16:40 Special Address: Is It Time To Get Nervous About Bribery Again?

17:00 Fireside Chat Interview The Future of Anti-Corruption - Treading Water or Going to Great Lengths? Klaus Moosmayer, Chair, BIAC, Chief Compliance Officer, SIEMENS Interviewer: Gemma Aiolfi, Head of Compliance and Collective Action, BASEL INSTITUTE ON GOVERNANCE

17:30 London Eye Cocktail Experience (First 50 Registrations!)

Friday, November 20: Risk Assessment & High Risk Markets Workshops Day

09:00 - 13:00

Workshop 3 - Creating a Bullet Proof Anti-Corruption Compliance Risk Assessment Richard C. Paice, VP, GM, General Counsel, SOJITZ CORPORATION OF AMERICAMyriam Miguel, Vice President and General Manager Internal Audit Department, SOJITZ CORPORATION OF AMERICA

13:30 - 17:30

Workshop 4 - Risk Based Approach in High Risk Markets Richard Parlour, FINANCIAL MARKETS LAW INTERNATIONAL


Key Themes and Speakers

Key Themes Day 1• High Risk Markets Focus

• China - 3 Red Hot Issues in 30 Minutes

• Refl ections on the Power of the Dark Side of International Business - Lessons Learned from the Sharp End of Bribery

• Magnitsky Sanctions - Where Are We Now?

• “TOO HOT TO TOUCH” Closed Door Session - War Stories And Successes ‘On The Ground’ In High Risk Markets

• Super Compliance Technology showcase - a quick fi re session of back to back 6 minute overviews of technology products and solutions available now and in the near future to help you run your compliance programme even more effi ciently

Key Themes on Day 2• Effecting Cultural Change - Compliance Leaders Take

Aways

• Integrity and Cultural Change Spotlight

Key Speakers:• Andrew Weissmann Chief of Criminal Division's Fraud

Section, US DEPT. OF JUSTICE

• Joseph Suich, Chief Compliance Offi cer, GE POWER & WATER

• Margaret Heffernan, Author, “WILFUL BLINDNESS”

Social

Champagne Bar Best Practice Discussion Tables

Whisky and Wine Tasting Reception

Key Speakers:• CHAIR: Simon Scales, Head of Investigations (EMEA), BP

• Jeffrey Sachs, Director, EARTH INSTITUTE, COLUMBIA UNIVERSITY

• Richard T. Bistrong, CEO, FRONT-LINE ANTI-BRIBERY LLC, Former FBI/UK CO-OPERATOR & FCPA VIOLATOR

• William Browder, CEO, HERMITAGE CAPITAL MANAGEMENT

Tailored TracksDATA & PRIVACY Data Drill Down, Cyber Security Case Study, Data Breach Master Class

SECTOR HUBS Retail & Service Industry, Automotive and Transport, Financial, Technology, Energy (Oil, Gas, Mining, Extraction and Aggregates)

BEST PRACTICE Recruiting & Retaining Successfully In Compliance, Best & Brightest Tools, Illustrating Return on Investment

Tailored TracksDATA & PRIVACY Reconciling Confl icting Data Privacy Laws

MONEY LAUNDERING Case Study and Closed Door Discussion on Money Laundering Drill Down

BEST PRACTICE Organisational Ethics, a Core Part of Compliance in Business? Compliance and Ethics Training that Works, Measuring Effectiveness and the Benefi ts of a Trust Culture

RISK MANAGEMENT Internal Investigation and Assessment, Quantifying Risk, Case Study on Technology, Benefi tting and Illustrating the Added Value Of Compliance to Your Business

POCA What is Your POCA Exposure and a Comparison with Swiss Rules

SANCTIONS & EXPORTS Sanctions How Deep do You Have to Dig? Using a Risk Based Approach to Sanctions, International Mine Field

Tuesday, November 17

Main Conference Day 1

Wednesday, November 18


The fi rst day of the main conference will set the scene and focus on the growing need to do business in high risk markets and the challenges that this presents. With a powerful Keynote address from Jeffrey Sachs, a China focus, a rare opportunity to hear from an FCPA violator and to hear an emotional and shocking account from fi nancier William Browder.

The morning of day two is dedicated to cultural change and the importance of achieving integrity from a grass roots level. These themes run through the whole conference and day two is at the heart of the event ethos. With a critical presentation from Andrew Weissmann, Chief of the Criminal Division's Fraud Section at the US Department of Justice.

Richard BistrongFormer

FBI/UK CO-OPERATOR FCPA VIOLATOR

Jeffrey SachsDirector

EARTH INSTITUTE, COLUMBIA UNIVERSITY

Margaret HeffernanAuthor

“WILFUL BLINDNESS”

Andrew WeissmannChief of Criminal Division's

Fraud SectionUS DEPARTMENT OF

JUSTICE

Social

Champagne Bar Best Practice Discussion Tables Drinks Reception


Key Themes and Speakers

Key Themes Day 3• Is it Time to Get Nervous About Bribery Again?

• The Future of Anti-Corruption - Treading Water or Going to Great Lengths?

Key Speakers:• Rt Hon Sir Eric Pickles MP, UK Anti-Corruption

Champion

• David Green, Director, SFO

• Nicola Bonucci, Legal Director, OECD

• Klaus Moosmayer, Chair, ANTI-CORRUPTION/BRIBERY TASKFORCE OF THE BUSINESS & INDUSTRY ADVISORY COMMITTEE to the OECD (BIAC), Chief Compliance Officer, SIEMENS

Compliance as Part of International Dispute Resolution1. Conducting a lessons learned review of past disputes and the role of

compliance2. Building avoidance provisions into contracts, programme management

processes and claims handling3. Exploring effective dispute avoidance mechanisms to diffuse conflicts (senior

management early warning reviews, programme mediation, dispute boards, ombudsman programmes

Wolf Von Kumberg, Formerly NORTHROP GRUMMAN, Member ArbDB Chambers, Managing Director, GLOBAL RESOLUTION SERVICES LIMITED

Ethics at the Heart of Cultural Change: Anti-Bribery & Corruption - A Case Study A practical look at Cisco’s approach using a case study. Some real world experiences and scenarios, useful materials you can utilise in your own organisations and valuable benchmarking opportunities.

Stephen J Williams, Director Cisco Corporate Investigations, CISCO GLOBAL COMPLIANCE ENABLEMENT

Creating a Bullet Proof Anti-Corruption Compliance Risk Assessment During this practical and interactive workshop session expect to leave equipped with template documentation and on the ground advice.

Richard C. Paice, VP, GM, General Counsel, SOJITZ CORPORATION OF AMERICA

Risk Based Approach in High Risk Markets Making sure you do all you can to mitigate any issues that arise. Particularly focusing on personal exposure when breaking into or revising your compliance programmes in a high risk market

Richard Parlour, FINANCIAL MARKETS LAW INTERNATIONAL

Tailored TracksANTI-BRIBERY & CORRUPTION Tactics in Dealing With Economic Realities of Bribery & Corruption, When Two Worlds Collide: Approaches When Two Foreign Anti-Bribery Laws Conflict with the FCPA and the Bribery Act, Proactive Preparation Steps for Cross Border Investigations

DUE DILIGENCE & TRANSACTIONS World Café on 3rd Party Due Diligence, E-discovery Insights

BEST PRACTICE Measuring the Effectiveness of Your Compliance Programme, CCOs give a “rapid fire”, Liability Exposure - Precaution is Better Than Cure

ANTI TRUST/COMPETITION What are the Competition Risks to your Business

Social

Shuttle Buses/Boat Trip* on to London Eye Cocktail Experience (First 50 Registrations!) *weather dependent

Wednesday, November 19


Monday, November 16

International Disputes and Anti-Bribery & Corruption Workshop Day

Friday, November 20

Risk Assessment and High Risk Markets Workshop Day

Day three is focused on anti-corruption and bribery. Gain updates from prosecutors, judges and regulators from across the globe including the FBI, NCA and Europol. Your opportunity to hear keynote presentations from the Director of the SFO, The Deputy Chief of the Fraud Section of the Criminal Division at the US DoJ, the Legal Director of the OECD, the Chair of BIAC at the OECD and to hear from the Rt Hon Sir Eric Pickles MP, the UK's new Anti Corruption Champion.

2 FULL DAYS OF EXCEPTIONAL IN-DEPTH WORKSHOPS

Rt Hon Sir Eric Pickles MP UK Anti-Corruption Champion

UK GOVERNMENT

David Green CB QC Director

SFO


keynote speakers

HEAR FRESH PERSPECTIVES

Joseph SuichChief Compliance Offi cerGE POWER & WATER

David GreenDirector

SFO

Nicola BonucciDirector for Legal Affairs

OECD

William BrowderCEO

HERMITAGE CAPITAL MANAGEMENT

Renato BricchettiJudge

COURT OF LECCO

Klaus MoosmayerChief Compliance Offi cerSIEMENS; Chair (BIAC),

OECD

Peter Van VeenDirector Business

Integrity ProgrammeTRANSPARENCY

INTERNATIONAL UK

Pedro Velasco-Martins Deputy Head of Unit

DG TRADE, EUROPEAN COMMISSION

Susan Frank DiversExecutive Director, Business Ethics Leadership Alliance

ETHISPHERE INSTITUTE

Severin WirzDirector Advisory ServicesTRACE INTERNATIONAL

Brian DaviesDeputy Chief Counsel

HOMELAND SECURITY

Jonathan BentonDetective Superintendent,

Joint Head of the International Corruption Unit, Economic Crime Command

UK NATIONAL CRIME AGENCY

John David KuchtaAssistant Legal Attaché,

Legat LondonFEDERAL BUREAU OF

INVESTIGATION


MEET 60 CCOS AND GCS

Stephen J WilliamsDirector Cisco Corporate

InvestigationsCISCO

Sue MorrisHead - Global

Anti-CorruptionBMO FINANCIAL GROUP

Luigi La MarcaPolicy Adviser,

Inspectorate General,EUROPEAN

INVESTMENT BANK

John UptonEthics & Compliance Director

Europe, Africa, and Russia Caspian

BAKER HUGHES

Osama Al Jayousi, Head of Compliance

CARILLION

Juan RonderosSanctions Group Case Offi cer

INTER-AMERICAN DEVELOPMENT BANK GROUP

Hugh BigwoodHead of Global Compliance

RIO TINTO

Catherine DelhayeChief Ethics &

Compliance Offi cerVALEO

Simon Scales, Head of Investigations (EMEA), BPKlaus Moosmayer, Chair, ANTI-CORRUPTION/BRIBERY TASKFORCE OF THE BUSINESS AND INDUSTRY ADVISORY COMMITTEE TO THE OECD (BIAC), Chief Compliance Offi cer, SIEMENSAnna Itoi, Managing Counsel Ethics & Compliance, GOOGLE INCAngelique Lee Rowley, VP, Associate GC and Compliance Offi cer, SPECTRUM PHARMACEUTICALSCarolyn Lindsey, Senior International Compliance Counsel, NBC UNIVERSAL Catherine Delhaye, Chief Ethics & Compliance Offi cer, VALEOClaire Shaw, Senior Legal Counsel, Country Compliance Offi ce, ALSTOM UKClare Wardle, Group General Counsel and Company Secretary, KINGFISHER PLCDr Clemens Heusch, Head of European Litigation, NOKIADon Hughes, General Counsel, HITACHI DATA SYSTEMSEllie Doohan, Formerly Chief Compliance & Ethics Offi cer (EMEA), WALMARTEnrique Aznar, Group Chief Compliance Offi cer, VIMPELCOMGareth Tipton, Group Director Ethics & Compliance and COO, Legal, Governance & Compliance, BT GROUPGeert Vermeulen, Former Global Head of Compliance, DAMCOGeoff Dadswell, Group Compliance Offi cer, INFORMAHelen Ligeon-Klann, Assistant General Counsel, BDP INTERNATIONALHugh Bigwood, Head of Global Compliance, RIO TINTOJames Leaton Gray, Formerly CCO, BBCJohn Upton, Ethics & Compliance Director Europe, Africa, and Russia Caspian, BAKER HUGHESJörg von Manger-Koenig, Group General Counsel, Executive Vice President, Legal and Compliance, NOBEL BIOCARE MANAGEMENT AG Joseph Suich, Chief Compliance Offi cer, GE POWER & WATERJudy Krieg, Former Chief Compliance Offi cer, ROLLS ROYCEJustin Warren, Group Head of Compliance, ROCKWELL COLLINSKarena Vleck, Legal and Governance Director, RUGBY FOOTBALL UNIONKeith Falconer, Head of Risk & Compliance, STANDARD LIFE INVESTMENTSKenneth Tung, Formerly GEELY HOLDING GROUP CO., LTD. General Counsel, LEX SIGMALiz MacGillivray, Compliance Director, NOVARTIS AGLori Martinez, Vice President, Global Compliance and Ethics, CELESIO AGMuhammed Essop, Regional Compliance Manager – Africa, YARA INTERNATIONAL Osama Al Jayousi, Head of Compliance, CARILLION Richard C. Paice, VP, GM, General Counsel, SOJITZ CORPORATION OF AMERICA Rose Chapman, Global Head of Compliance & Ethics, TRAVELPORTShefali Roy, MLRO & Compliance Offi cer, STRIPE Stephen J Williams, Director Cisco Corporate Investigations, CISCO GLOBAL COMPLIANCE ENABLEMENTSue Morris, Head - Global Anti-Corruption, BMO FINANCIAL GROUPTamara Northcott, Head of Compliance and Corporate Secretariat, VODAFONETina Moll, Group Compliance and Corporate Director, CELESIO AGTomasz Kruk, Director International Compliance, MALLINCKRODT PHARMACEUTICALS Vincent Pickering, Chief Legal Offi cer & Secretary, WABCO

TAKING A LEADING ROLE AT CEICEI 2015 offers leading fi rms the opportunity and platform to grow their business by associating with, and meeting this unique gathering of senior professionals in the Compliance & Ethics community. For more information on how IBC Legal Conferences can assist you meet your marketing objectives and details on the range of business development opportunities available, please contact Ayo Fagbohun on telephone +44 (0)20 7017 4196 or email [email protected]


THE CEI MEETING EXPERIENCE

Networking Champagne RoundtablesAn ideal place to meet face-to-face with some of the key speakers and fellow delegates. In small groups, you will have the chance to discuss specific themes and network in a highly interactive and personal environment - all over a chilled glass of champagne

Wine & Whiskey TastingEnjoy an expert led opportunity to learn about and sample some outstanding wines and whiskeys whilst socialising with your peers

Themed and Sponsored Lunches, Breakfasts and Refreshment BreaksLook out for the special sponsored and themed breaks and meals such as the traditional afternoon tea

Interactive Voting KeypadsThroughout the event you will have an opportunity to vote on issues and questions using our interactive voting keypads and gain on-the-spot trends and opinions from your peers

Drinks ReceptionsWind down in a relaxed and informal environment during our fabulous drinks receptions

Questions in AdvanceWhere this symbol is displayed on the programme you are invited to submit your questions in advance of the conference to [email protected]

Tired of hearing about the shining light compliance model with no real world input? Want to make real and long-term behavioural changes that run to the core of your organisation AND enhance your business?

This unique forum will allow you to do exactly that and will be… well, different

Sharing ‘real-world’ experiences is what makes your conference experience both enjoyable and useful. Throughout the conference there are a myriad of opportunities for you to make key contacts, meet business partners and catch up with old industry friends. These icons are placed throughout the agenda on the next few pages to help you navigate to the Compliance & Ethics International features.

A Guide To MyCEI

MyCEI is the online networking tool designed to help you maximise your time at Compliance & Ethics International, allowing you to decide who you want to meet, and when.

• Exclusive access to the full delegate list online

• Personalise your profile before the event, highlighting who you are, and who you want to meet

• Search by other attendees, and filter by CCOs, Expert Advisers and Service Providers

• Schedule meetings and send messages to other attendees and speakers and personalise your agenda

• Give feedback on individual sessions and speakers

MyCEI goes live two weeks prior to the event and stays live until one week after. That means four complete weeks of networking.Access is exclusive to paid-up attendees of the main conference.Login details are sent automatically via email

MyCEI Connection HubAvailable to download via an App or on your PC two weeks before and for one week after the event to all registered delegates and speakers. View the delegate list, arrange meetings, build a profile & manage your schedule and sessions before the event even takes place

London Eye Cocktail Experience (1st 50 registrants only)Either a shuttle bus from the venue or (weather permitting) a boat ride to the London Eye from the harbour. The first 50 registrants for the event will enjoy two cocktails and two 30-minute rotations of the London Eye in exclusive CEI pods

CEI One-to-One Meeting ServiceUse MyCEI Connection Hub to meet colleagues, co-delegates and speakers at one of our on-site, allocated meeting places. What better way to really get to know a peer and connect with them in a meaningful way?

Too Hot To Touch SessionsHosted strictly under the Chatham House Rule, what is said in these closed-door discussions cannot be attributed to any individual, encouraging participants to speak more openly on the topics that really matter

Q


WORKSHOP DAYS08:30 Registration Workshop 1

09:00 - 12:30

WORKSHOP 1 Compliance as Part of International Dispute Resolution • Conducting a lessons learned review of past disputes and the role of compliance• Building avoidance provisions into contracts, programme management processes and claims handling• Exploring effective dispute avoidance mechanisms to diffuse conflicts (senior management early warning reviews,

programme mediation, dispute boards, ombudsman programmes)Wolf Von Kumberg, Formerly, NORTHROP GRUMMAN, Member ArbDB Chambers, Managing Director, GLOBAL RESOLUTION SERVICES LIMITED(includes morning refreshments)

12:30 Lunch (for those booked on both workshops only) and Registration Workshop 2

13:30 - 17:00

WORKSHOP 2Ethics at the Heart of Cultural Change: Anti-Bribery & Corruption - A Case StudyA practical look at Cisco’s approach using a case study. Some real world experiences and scenarios, useful materials you can utilise in your own organisation and valuable benchmarking opportunities. Hear Cisco’s approach and some of the hurdles they met and surmounted:• Ethics at Cisco - addressing culture / code of business conduct• Anti-corruption programme• Mergers & acquisition• Compliance policy & tools management• Employee learning & web strategy• Country & regional compliance – risk evaluation, mitigation and monitoring• Compliance business intelligence• A proportionate investigation response (proactive / reactive / resolution) Stephen J Williams, Director Cisco Corporate Investigations, CISCO GLOBAL COMPLIANCE ENABLEMENT(includes afternoon refreshments)

17:00 Close of Day 1 Workshops

Friday November 2008:30 Registration Workshop 3

09:00 - 12:30

WORKSHOP 3 Creating and Maintaining a Bullet Proof Anti-Corruption Compliance Risk AssessmentDuring this practical and interactive workshop session expect to leave equipped with template documentation and on the ground advice. The workshop is an opportunity to learn how to create and maintain a bullet proof anti-corruption compliance risk assessment. A proper anti-corruption compliance risk assessment is an important first step in assessing a company’s exposure to bribery and corruption risks. The risk assessment provides the framework to prioritise resources, particularly internal audit resources and funds. Topics to be discussed during this interactive session will include:• Creating and maintaining an anti-corruption compliance risk assessment tool;• Evaluating typical relevant risk factors quantitatively and qualitatively;• Conducting risk assessment interviews;Please note that there will be an emphasis placed on providing participants with practical, best practices guidance, documents, questionnaires, interview templates materials and strategies to assist them with enhancing their own anti-corruption compliance programmes in relatively short order.Richard C. Paice, VP, GM, General Counsel, SOJITZ CORPORATION OF AMERICA

Myriam Miguel, Vice President and General Manager Internal Audit Department, SOJITZ CORPORATION OF AMERICA

(includes morning refreshments)

12:30 Lunch (for those booked on both workshops only) and Registration Workshop 4

13:30 - 17:00

WORKSHOP 4Risk Based Approach in High Risk Markets Making sure you do all you can to mitigate any issues that arise. Particularly focusing on personal exposure when breaking into or revising your compliance and ethics programmes in a high risk marketRichard Parlour, FINANCIAL MARKETS LAW INTERNATIONAL(includes afternoon refreshments)

17:00 Close of Day 5 Workshops

Wolf Von Kumberg GLOBAL

RESOLUTION SERVICES LIMITED

Richard ParlourFINANCIAL

MARKETS LAW INTERNATIONAL

Stephen J WilliamsCISCO GLOBAL COMPLIANCE ENABLEMENT

Colour Key Risk Assessments

High Risk Markets

Data Privacy

Money Laundering & POCA

Sector Specific Sessions

Sanctions & Exports

Anti-Trust/Competition

Anti-Bribery & Corruption

Ethics and Best Practice

International Dispute Resolution

Monday November 16

Richard C. PaiceSOJITZ

CORPORATION OF AMERICA


Main Conference Day 108:30 Registration - Continental Breakfast

09:00 WelcomeSarah Cole, Senior Conference Director, INFORMA

09:05 Co-Chair's RemarksSimon Scales, Head of Investigations (EMEA), BP

09:15 KEYNOTEJeffrey Sachs, Director, EARTH INSTITUTE, COLUMBIA UNIVERSITY

09:40 IN-DEPTHHigh Risk Markets Focus - 'Warts & All' (10 minute presentations followed by a panel discussion on the compliance and business challenges in these regions)Moderator: Peter Van Veen, Director, Business Integrity Programme, TRANSPARENCY INTERNATIONAL• Africa Toyin Araromi, Compliance & Ethics Manager, GUINNESS NIGERIA PLC • RussiaClare Wardle, Group General Counsel and Company Secretary, KINGFISHER PLC • China - A Chinese Case StudyIrmela Mysen, Legal Advisor, COUNCIL ON ETHICS THE NORWEGIAN GOVERNMENT PENSION FUND GLOBAL • IndiaVincent Pickering, Chief Legal Offi cer & Secretary, WABCOPanel:Dr John Barker, Lauterpacht Centre for International Law, UNIVERSITY OF CAMBRIDGE Chukwuma Ezediaro, Associate, SOFUNDE, OSAKWE, OGUNDIPE & BELGORE John Upton, Ethics & Compliance Director Europe, Africa, and Russia Caspian, BAKER HUGHES

10:50 CHINA - 3 Red Hot Issues in 30 Minutes • New normal – a contextual view• Dealing with local monopolies and competition issues • The risk of incarceration


11:40 “TOO HOT TO TOUCH” CLOSED DOOR SESSION – NB IN-HOUSE AND NGOs ONLYWAR STORIES AND SUCCESSES ‘ON THE GROUND’ IN HIGH RISK MARKETSRun strictly under the Chatham House rule, what is said in this closed-door discussion cannot be attributed to any individual, encouraging participants to speak more openly on the topics that really matter to you. Places are strictly limited. Sign up on the day from 07.00NO LATE ADMITTANCE! START TIME 11.45Led By: Michael R. Silverman, Formerly Integrity Compliance Offi cer, WORLD BANK GROUP, Special Counsel, HUGHES HUBBARD & REED LLPFacilitators: Michael H. Huneke, Associate, HUGHES HUBBARD & REED LLP• Americas • Russia & Ukraine - Timur Khasanov-Batirov, Chairman, Compliance Club ACC, UKRAINE • Africa - Muhammed Essop, Regional Compliance Manager – Africa, YARA INTERNATIONAL • China - Tomasz Kruk, Director International Compliance, MALLINCKRODT PHARMACEUTICALS INSTITUTE • India - Shefali Roy, MLRO & Compliance Offi cer, STRIPE • Middle East - Osama Al Jayousi, Group Compliance Offi cer, CARILLIONTopics To Be Covered Include:• What are the essential factors for success in these locations• How to manage a third party relationship• Front line tactics - Using local compliance consultants - Pooling resources of mid-sized fi rms - Strength in numbers - pursuing collective action integrity pacts • How can bribery and corruption be managed in these regions• Innovative approaches to entrenched issues

13:00 Lunch

14:00 FIRESIDE INTERVIEW: QRefl ections on the Dark Side of International BusinessLessons Learned from the Sharp End of BriberyExperience Richard’s journey from an International Sales VP, to cooperation with the FBI and City of London Police, to ultimately serving fourteen and a half months in prison, and now to his compliance consultancy. Derive lessons from how his experience can bring value to your compliance and business teams. Hear Richard’s experience through a Question and Answer session with Robert “Bob” Appleton, who in 2006, as the Chairman of the UN Anti-Corruption Task Force, targeted Richard as the subject of a UN contract fraud investigation. After being handed off to federal authorities that investigation ultimately landed Richard on the DOJ's radar and launched his fi ve years of international law enforcement cooperation.Richard T. Bistrong, CEO, FRONT-LINE ANTI-BRIBERY LLC Former FBI/UK co-operator and FCPA VIOLATORInterviewer: Robert Appleton, Partner, DAY PITNEY LLP (Former DOJ Prosecutor & Chairman of the UN ANTI-CORRUPTION TASK FORCE)

14:40 KEYNOTE Magnitsky Sanctions - Where Are We Now? QWilliam Browder, CEO, HERMITAGE CAPITAL MANAGEMENT

Simon ScalesBP

Chukwuma EzediaroSOFUNDE, OSAKWE,

OGUNDIPE & BELGORE

Richard T. BistrongFRONT-LINE ANTI-

BRIBERY LLC

Clare WardleKINGFISHER PLC

William BrowderHERMITAGE

CAPITAL MANAGEMENT

Tuesday November 17


15:20 KEYNOTE Challenging the Impunity of Corrupt Officials QInterviewer - Michael J Hershman, President, THE FAIRFAX GROUP, LLC

15:40 Super Compliance Technology ShowcaseA quick fire session of overviews of technology products and solutions available now and in the near future to help you run your compliance programme even more efficientlyAndrew Henderson, General Manager, EMEA, Red Flag Group Dr. Tamara Makarenko, Managing Director, Shadow Governance

16:20 Refreshments

TRACK A DATA & PRIVACY

TRACK B SECTOR HUBS

TRACK C BEST PRACTICE

16:40 Data Drill Down• Identifying your data Achilles heal• Sharpening your insights into your

data• Capturing electronic data• Overcoming border restrictions• The future of data protection

SECTOR FOCUS HUB Retail & Service IndustryCase Study and Closed Door DiscussionCarolyn Lindsey, Senior International Compliance Counsel, NBC UNIVERSAL

Recruiting & Retaining Successfully In Compliance• Lawyer/non lawyer?• Relevant experience qualities and

qualifications• Assessing a person’s values• Attracting and retaining ethical

employeesLed by: Hugh Bigwood, Head of Global Compliance, RIO TINTO Toyin Araromi, Compliance & Ethics Manager, GUINNESS NIGERIA PLCTamara Northcott, Head of Compliance and Corporate Secretariat, VODAFONE

17:10 Cyber Security Case StudyGeoff Dadswell, Group Compliance Officer, INFORMA GROUP

SECTOR FOCUS HUB Automotive and TransportCase Study and Closed Door DiscussionLed by: Geert Vermeulen, Former Global Head of Compliance, DAMCO, Director, NETHERLANDS COMPLIANCE INSTITUTE

Innovating Through Ethics: Driving Impactful Changeinteractive session - case study to identify practical ways you can improve decision-making, reduce transgressions & increase profitabilityHeather Loewenthal, Senior Advisor, IMPACT ON INTEGRITY

17:40 Data Breach Master Class• Security risk management• BYOD• Overview of global data privacy legal

framework; current laws • European data protection regulation• Practical insight on how to build a

data privacy compliance plan James Leaton Gray, Formerly CCO, BBC, Director, THE PRIVACY PRACTICE

SECTOR FOCUS HUB Energy (Oil, Gas, Mining, Extraction and Aggregates)Is your programme really making a difference? Has it scratched the surface or performed major surgery? Led by: Simon Scales, Head of Investigations (EMEA), BPJohn Upton, Ethics & Compliance Director Europe, Africa, and Russia Caspian, BAKER HUGHES

Post-Acquisition Integration; USA/EU - So Close and Yet So Different• Integration of two big companies • FCPA due diligence• Surmounting cultural differences• Challenge of conflicting regulationsTina Moll, Group Compliance and Corporate Director, CELESIO AGLori Martinez, Vice President, Global Compliance and Ethics, CELESIO AG

TRACK A SECTOR HUBS

TRACK B SECTOR HUBS


18:10 SECTOR FOCUS HUB Technology and Telecoms Case Study and Closed Door DiscussionLed by: Dr Clemens Heusch, Head of Litigation EMEA, NOKIA CORPORATION Tamara Northcott, Head of Compliance and Corporate Secretariat, VODAFONE

SECTOR FOCUS HUB FinancialCase Study and Closed Door Discussion

Best & Brightest Tools• Innovative solutions that have

worked• Pitfall circumvention tipsLed by: Anna Itoi, Managing Counsel Ethics & Compliance, GOOGLE INC Toyin Araromi, Compliance & Ethics Manager, GUINNESS NIGERIA PLC

18:50 Champagne Bar Best Practice Discussion Tables - Expert Led by Facilitators: QAnna Itoi, Managing Counsel Ethics & Compliance, GOOGLE INC Hugh Bigwood, Head of Global Compliance, RIO TINTO Kenneth Tung, Formerly GEELY HOLDING GROUP CO., LTD. General Counsel, LEX SIGMA Muhammed Essop, Regional Compliance Manager – Africa, YARA INTERNATIONALMichael J Hershman, President, THE FAIRFAX GROUP, LLCAlison Taylor, Director, Advisory Services, BSRDr Clemens Heusch, Head of Litigation EMEA, NOKIA CORPORATIONRobert M. Appleton, Partner, DAY PITNEY LLPJustin Warren, International Compliance Risk Manager, ROCKWELL COLLINSTamara Northcott, Head of Compliance and Corporate Secretariat, VODAFONE

20:00 Drinks Reception With Presentation From: Dr Aidan McQuade, Director, ANTI-SLAVERY INTERNATIONAL


Anna Itoi GOOGLE

Michael Silverman HUGHES HUBBARD

& REED

Geoff Dadswell INFORMA

Hugh Bigwood RIO TINTO

Clare Wardle KINGFISHER

Catherine Delhaye VALEO


Main Conference Day 207:00 Continental Breakfast


08:05Co-Chair's RemarksSimon Scales, Head of Investigations (EMEA), BPDon Hughes, General Counsel, HITACHI DATA SYSTEMS

08:15 KEYNOTE Compliance Perspectives from Across the Pond Q• Poacher turned game-keeper – my experiences of building robust compliance programmes• Pitfalls and best practice brownie points – a view from the DOJ • A new DOJ project - bringing in-house experience insideAndrew Weissmann, Chief of Criminal Division's Fraud Section, US DEPARTMENT OF JUSTICE

08:40 KEYNOTE INTERVIEW Compliance & Ethics Leadership Leading by example - best practice, adequate practice and inadequate practice Joseph Suich, Chief Compliance Offi cer, GE POWER & WATER Interviewer: Susan Frank Divers, Executive Director, BUSINESS ETHICS LEADERSHIP ALLIANCE, ETHISPHERE INSTITUTE

09:30 KEYNOTE How to Change the Culture of your Business Margaret Heffernan, Author, “Wilful Blindness” Q

10:10 IN-DEPTH – EFFECTING CUTURAL CHANGE QCompliance Leaders Take AwaysModerator: Osama Al Jayousi, Group Compliance Offi cer, CARILLIONCatherine Delhaye, Chief Ethics & Compliance Offi cer, VALEOClaire Shaw, Senior Legal Counsel, Country Compliance Offi cer, ALSTOM UK Alison Taylor, Director, Advisory Services, BSREllie Doohan, Formerly Chief Compliance & Ethics Offi cer (EMEA), WALMART


TRACK A DATA & PRIVACY

TRACK B MONEY LAUNDERING


11:30 Reconciling Confl icting Data Privacy Laws• What are the confl icting data privacy

laws?• Case study example of a potentially

confl icting issues• Steps to reconcile them• Giving your data protection

programme longevity

Money Laundering Drilldown• Assessing and reducing the risks• Mitigating factors• 4th EU Money Laundering Directive • Jurisdictional comparisons• European Law Enforcement

Perspectives of Anti-Money Laundering

Jennifer MacLeod, Specialist, AML, Financial Intelligence, Group Operations Department, EUROPOL

Organisational Culture & Ethics• What is organisational culture (OC)

and how does it determine the ethical tone of your company?

• Why you MUST pay attention to OC• The role of culture bearers/ethics

ambassadors• Reading and assessing your culture? • Using the understanding of culture

to accomplish your goalsRuth Steinholtz, Managing Partner, ARETÉWORK LLP Former GC and Head of Ethics, BOREALIS GROUPSally March, Director, DRUMMOND MARCH LTD.Tanya Barman, Head of Ethics, CHARTERED INSTITUTE OF MANAGEMENT ACCOUNTANTS

12:50Lunch

TRACK A RISK MANAGEMENT

TRACK B POCA


13:50 Internal Investigation and Assessment• Understanding the requirements• What is adequate • Who to vet• Red fl ags & where to look• Balancing resources• Identifying an issue – fi rst steps• Consequences and management of

getting it wrongStephen Storey, Head of Investigations, RIO TINTOClaire Shaw, Senior Legal Counsel, Country CO, ALSTOM UKKeith M Falconer, Head of Risk & Compliance, STANDARD LIFE WEALTH

POCA Exposure & Swiss Recovery • Duties of companies• Complying with POCA• Concealing, disguising, converting or

moving criminal property;• Entering an arrangement in relation

to criminal property• Acquiring, owning or using criminal

propertyPascale Baeriswyl, Ambassador, Vice-Director, DIRECTORATE OF INTERNATIONAL LAW SWISS MINISTRY OF FOREIGN AFFAIRS

Plus POCA Expert (TBC)

21st Century Leadership - The Moral Responsibility• The principles the best leaders

follow• The practice the best leaders follow• Leading with integrity in changing

cultures• Nailing what many consider

unmeasureableSue Moore, Director, AMADEUS NETWORK LIMITED

Wednesday November 18

Andrew WeissmanUS DOJ

Margaret HeffernanAUTHOR

"WILFUL BLINDNESS"

Osama Al JayousiCARILLION

Joseph SuichGE POWER AND

WATER

Sue MorrisBMO

Jeremy CarverUK TRANSPARENCY

INTERNATIONAL

Q


14:20 Quantifying risk: • Fines• Penalties• Reputational management• BenchmarkingKenneth Tung, Formerly GEELY HOLDING GROUP CO., LTD. General Counsel, LEX SIGMATim Goodman, Associate Director - Head of Corporate Engagement - North America, HERMES Severin Wirz, Director Advisory Services, TRACE INTERNATIONAL

TRACK B SANCTIONS & EXPORTS

SANCTIONSHow Deep Do You Have To Dig?Using a Risk Based Approach to Sanctions Including a Consideration of:• Mitigating factors• Additional legal rules for trade• Key sanctions from an EU perspective• Key sanctions from a US perspective• Red flagsPedro Velasco-Martins, Deputy Head of Unit, Intellectual Property and Public Procurement, DG TRADE, EUROPEAN COMMISSION, BRUSSELS Further panelists to be announced

TRACK A RISK MANAGEMENT

TRACK B SANCTIONS & EXPORTS


15:20 Illustrating Risks & Value - Embedding Ethics into the Business • Organisational development tools -

experiences and war stories• Convincing your board - persuasive

illustrative techniques• Convincing your senior management• Structuring your organisation's

programme to add value & reduce risk • Mid management as champions • Getting your employees on

board - changing perceptions & programmes

ModeratorHelen Ligeon-Klann, Assistant General Counsel, BDP GLOBAL SERVICES BV Tom Sager, Partner, BALLARD SPAHR Formerly GC, DUPONTEnrique Aznar, Group Chief Compliance Officer, VIMPELCOM

EXPORTSInternational Mine Field - Dealing With the Conflicts Between: 1 US (including extra territorial), 2 EU and 3 Local export controls in high risk

regionsa. Russia and Ukraineb. Iranc. CubaConsidering • Supply chains• Indirect sales channels• Suppliers• Overnight economic sanctions –

crisis management• Steps to mitigate

Measuring the Effectiveness of Your E&C Programme • How do you know your organisation

lives up to its values and operates with integrity? Some red flags and positive pointers

• An interactive, round-table discussion• Sharing real world experiences• Practical measurement frameworks

to use going forwardLed By: Philippa Foster Back CBE, Director, INSTITUTE OF BUSINESS ETHICSFacilitators:Osama Al Jayousi, Group Compliance Manager (Global), CARILLIONEmma Sharma, Chief Ethics & Compliance Officer, SUPREME GROUP Andy Charles Grief, VP, Business Integrity and Security, SUPREME GROUPMatt Eastland, Corporate Responsibility Manager, CENTRICA

16:00 Using Technology to Enable CompliancePractical examples of how technology can enhance stakeholder engagement and illustrate the value of compliance to your business. Tips on• Enhancing program efficiency• Increasing opportunities for

stakeholder engagement & training• Ensuring application of consistent,

defensible policies and procedures• Enhancing program reporting and

availability of real-time dataSue Morris, Head of Global Anti-Corruption, BMO

Real World Trade Controls - Red Flags and Front-Line Reports• HSI's key role in enforcing Strategic

Trade Controls (STCs)• Project Shield America• Industry and academia stemming

the flow of illegal exports• EU• Red flag indicators of potential

illegal exports• Real-world examples highlighting

successes and challenges of STC enforcement

Brian Davis, Deputy Chief Counsel, HOMELAND SECURITY (tbc)

The Benefits of a Trust Culture and How to Achieve it Prof. Rosalind Searle, Ast. Fellow BPS, Chair in Organisational Behaviour and Psychology Head of Trust Team, COVENTRY UNIVERSITY, CENTRE FOR TRUST, PEACE AND SOCIAL RELATIONS

16:40 Afternoon Refreshments

17:00 INTEGRITY AND CULTURAL CHANGE SPOTLIGHT Best Practice Discussion Tables and a Champagne Bar • Innovative ideas for achieving behavioural change • Corruption cultures and what can be done to change them• Rising tide that lifts all boats • Building a business case for changeExpert Led by Facilitators:Don Hughes, General Counsel, HITACHI DATA SYSTEMS Claire Shaw, Senior Legal Counsel, Country Compliance Officer, ALSTOM UK Karena Vleck, Legal and Governance Director, RUGBY FOOTBALL UNIONProf. Rosalind Searle, Head of Trust Team, COVENTRY UNIVERSITYSue Morris, Head of Global Anti-Corruption, BMO Ruth Steinholtz, Managing Partner, ARETÉWORK LLP Former GC and Head of Ethics, BOREALIS GROUPSally March, Director, DRUMMOND MARCH LTD.Helen Ligeon-Klann, Assistant General Counsel, BDP GLOBAL SERVICES BV

18:00 Whisky and Wine Tasting Reception An opportunity to learn about and sample some outstanding wines and whiskeys whilst socialising with your peers


Hugh Bigwood RIO TINTO

Kenneth Tung LEX SIGMA

Severin Wirz TRACE

INTERNATIONAL

Philippa Foster Back CBE

INSTITUTE OF BUSINESS AN

ETHICS

Enrique AznarVIMPELCOM



Charmian Gooch GLOBAL WITNESS

Rt Hon Sir Eric Pickles UK ANTI

CORRUPTION CHAMPION

David Green SFO

Geert Vermeulen NETHERLANDS COMPLIANCE

INSTITUTE

Rita Sethi-Karam SWISS

PROSECUTOR

07:00 Registration & Continental Breakfast


08:05 Co-Chairs' RemarksCharmian Gooch, Co-Founder, GLOBAL WITNESS Simon Scales, Head of Investigations (EMEA), BP

08:15KEYNOTE INTERVIEW Q Rt Hon Sir Eric Pickles MP, UK ANTI-CORRUPTION CHAMPION Interviewer: Jeremy Carver CBE, International Board Member, TRANSPARENCY INTERNATIONAL

08:45IN-DEPTH Prosecutor Focus QItaly Renato Bricchetti, Judge, COURT OF LECCOFederico Busatta, Partner, GIANNI, ORIGONI, GRIPPO, CAPPELLI & PARTNERSGermany Dr. Marc Engelhart, Head of Section for Business and Economic Criminal Law, MAX PLANCK INSTITUTE FOR FOREIGN AND INTERNATIONAL CRIMINAL LAWFrance Yves Charpenel, French ProsecutorSwitzerland Rita Sethi-Karam, Swiss ProsecutorUK Jonathan Benton, Detective Superintendent, Joint Head of the International Corruption Unit, Economic Crime Command, UK NATIONAL CRIME AGENCY US John David Kuchta, Assistant Legal Attaché, Legat London, FEDERAL BUREAU OF INVESTIGATION EUROPOLIgor Angelini, Head of Financial Intelligence Group, EUROPOLFollowed by a discussion panel focussing on the UK, US and EUROPOL’s collaborative efforts


11:10FIRESIDE CHAT INTERVIEW QDavid Green, Director, SFOInterviewer: Monty Raphael QC, Special Counsel, PETERS & PETERS

TRACK AANTI-BRIBERY &

CORRUPTION

TRACK B DUE DILIGENCE & TRANSACTIONS


11:40 Tactics in Dealing With Economic Realities of Bribery & CorruptionKenneth Tung, Formerly GEELY HOLDING GROUP CO., LTD. General Counsel, LEX SIGMAToyin Araromi, Compliance & Ethics Manager, GUINNESS NIGERIA PLC

WORLD CAFÉ 3rd Party Due DiligenceSector Specific TablesTables led by facilitators and sector specific compliance officersTactics in dealing with third parties and balancing the business needs vs. the riskModerator: Andrew Henderson, General Manager, EMEA, Red Flag Group1 PharmaceuticalTomasz Kruk, Director International Compliance, MALLINCKRODT PHARMACEUTICALS 2 EnergyEd Wheatley, Senior Counsel, Anti-Bribery & Corruption, Anti-Money Laundering, SHELL INTERNATIONAL LIMITED3 TransportGeert Vermeulen, Former Global Head of Compliance, DAMCO, Director, NETHERLANDS COMPLIANCE INSTITUTE4 Financial servicesKeith M Falconer, Head of Risk & Compliance, STANDARD LIFE WEALTH

Building a Culture of Integrity• Building integrity both top-down

and bottom-up, in a process that empowers citizens and strengthens their transformative capabilities

• Understanding some local and cultural attitudes to corruption considering the ‘human factor’

• Working directly with local communities – a case study

• Identifying practical, cost effective solutions to integrity challenges

• Increasing investments in independent monitoring and evaluation

• Getting results effecting cultural change

Frederik Galtung, Chief Executive, INTEGRITY ACTIONDr John Barker, Cambridge Governance Labs, Hughes Hall, UNIVERSITY OF CAMBRIDGE

12:40 Lunch

Thursday November 19


Main Conference Day 313:40 Afternoon Chair's Opening Remarks

Jeremy Carver CBE, International Board Member, TRANSPARENCY INTERNATIONAL

13:50 SPECIAL ADDRESS OECD OECD Perspectives and Proactive Activities QNicola Bonucci, Legal Director, OECD

TRACK AANTI-BRIBERY &

CORRUPTION

TRACK B DUE DILIGENCE & TRANSACTIONS


14:30 Integrity Anti-Corruption - IFI's and EU/EIB's Preventative and Investigative/Sanctions ApproachLuigi La Marca, Policy Adviser, Inspectorate General, EUROPEAN INVESTMENT BANKJuan Ronderos, The Case Offi cer for the IDB Group's Sanctions System, INTER-AMERICAN DEVELOPMENT BANK GROUP

Beyond Due Diligence – Corporate Reality Check • Danger areas in transactions• Due diligence – what’s needed• Consideration and assessment of

third partiesHoward Cooper, Managing Director, KROLL

Liability Exposure - Precaution is Better Than Cure There has been a recent series of enforcement action against compliance offi cers (CCO) - notably, in the US and the UK. A former CCO has now been charged with criminal offences by the SFO • Recent enforcement actions

involving compliance offi cers and in-house counsel

• What the regulators say CCOs did wrong

• Practical tips on how CCOs can avoid becoming a "member of the club"

Judy Krieg, Former Chief Compliance Offi cer, ROLLS ROYCERajeev Merkhedkar, Director, Group Legal Operations, NOKIA

15:10 Traditional Afternoon Tea

15:30TRACK A

ANTI-BRIBERY & CORRUPTION

TRACK B ANTI TRUST/COMPETITION


Proactive Preparation Steps for Cross Border Investigations - Looking at 10 root causes of major investigations using case studies and making sure your organisation avoids themZoë Newman, Managing Director, Investigations & Disputes, KROLL

What are the Competition Risks to your Business Review of recent cartels investigations. Overview of the latest case law and major private enforcement developments across Europe, including implementation of the Damages DirectivesStephen Mavroghenis, Managing Partner, SHEARMAN & STERLING

Whistleblowing and Helplines• Surmounting issues• Innovative ideas• Problem areas• Changing behavioursGeert Vermeulen, Former Global Head of Compliance, DAMCO, Director, NETHERLANDS COMPLIANCE INSTITUTE Keith M Falconer, Head of Risk & Compliance, STANDARD LIFE WEALTHDr Wim Vandekerckhove, Senior Lecturer, Programme Leader BA HRM & BA Business Psychology, UNIVERSITY OF GREENWICH, FACULTY OF BUSINESS, LONDONToyin Araromi, Compliance & Ethics Manager, GUINNESS NIGERIA PLC

16:10 SPECIAL ADDRESS: Is It Time To Get Nervous About Bribery Again? Q

16:40 The Future of Anti-Corruption - Treading Water or Going to Great LengthsKlaus Moosmayer, Chair, ANTI-CORRUPTION/BRIBERY TASKFORCE OF THE BUSINESS & INDUSTRY QADVISORY COMMITTEE TO THE OECD (BIAC), Chief Compliance Offi cer, SIEMENS Interviewer: Gemma Aiolfi , Head of Compliance and Collective Action, BASEL INSTITUTE ON GOVERNANCE

17:05 Close of Main Conference

17:30 Shuttle Buses/Boat Trip on to London Eye Cocktail Experience (First 50 Registrations!)

Nicola BonucciOECD

Jeremy CarverUK TRANSPARENCY

INTERNATIONAL

Andrew WeissmannUS DoJ

Klaus MoosmayerBIAC OECD

Thursday November 19


The 100 STRONG Speaker Faculty

CHAIRS: Simon Scales, Head of Investigations (EMEA), BPCharmian Gouch, Founder, GLOBAL WITNESSDon Hughes, Vice President and General Counsel EMEA, HITACHI DATA SYSTEMSJeremy Carver CBE, International Board Member, TRANSPARENCY INTERNATIONAL

KEYNOTES:Andrew Weissmann, Chief of Criminal Division's Fraud Section, US DEPARTMENT OF JUSTICENicola, Bonucci, Legal Affairs Director, OECDDavid Green CB QC, Director, SFO Rt Hon Sir Eric Pickles MP, UK ANTI-CORRUPTION CHAMPIONWilliam Browder, CEO, HERMITAGE CAPITAL MANAGEMENTKlaus Moosmayer, Chair, ANTI-CORRUPTION/BRIBERY TASKFORCE OF THE BUSINESS AND INDUSTRY ADVISORY COMMITTEE TO THE OECD (BIAC), Chief Compliance Officer, SIEMENSMargaret Heffernan, Author, “Wilful Blindness”Richard T. Bistrong, CEO, FRONT-LINE ANTI-BRIBERY LLC, Former FBI/UK CO-OPERATOR and FCPA VIOLATORJoseph Suich, Chief Compliance Officer, GE POWER & WATERDr Aidan McQuade, Director, ANTI-SLAVERY INTERNATIONALJeffrey Sachs, Director, EARTH INSTITUTE, COLUMBIA UNIVERSITY

INDUSTRY & NGOs:Alison Taylor, Director, Advisory Services, BSRAndy Charles Grief, VP, Business Integrity and Security, SUPREME GROUPAnna Itoi, Managing Counsel Ethics & Compliance, GOOGLE INCAngelique Lee Rowley, VP, Associate GC and Compliance Officer, SPECTRUM PHARMACEUTICALSBapsy Dastur, General Counsel, Head - Legal & Integrity, India, Middle East & Africa, ABB (United Arab Emirates)Brian Davis, Deputy Chief Counsel, HOMELAND SECURITYChristopher Dye, Acting Senior Corporate Counsel, TYCOCarolyn Lindsey, Senior International Compliance Counsel, NBC UNIVERSAL Catherine Delhaye, Chief Ethics & Compliance Officer, VALEOClaire Shaw, Senior Legal Counsel, Country Compliance Office, ALSTOM UK

Clare Wardle, Group General Counsel and Company Secretary, KINGFISHER PLCDr Clemens Heusch, Head of European Litigation, NOKIAEdwin Tettey Langmer, Head Compliance & Internal Controls, UT BANK GHANAEllie Doohan, Formerly Chief Compliance & Ethics Officer (EMEA), WALMARTEmma Sharma, Chief Ethics & Compliance Officer, SUPREME GROUPEnrique Aznar, Group Chief Compliance Officer, VIMPELCOMFrederik Galtung, Chief Executive, INTEGRITY ACTIONGareth Tipton, Group Director Ethics & Compliance and COO, Legal, Governance & Compliance, BT GROUPGeert Vermeulen, Former Global Head of Compliance, DAMCOGemma Aiolfi, Head of Compliance and Collective Action, BASEL INSTITUTE ON GOVERNANCEGeoff Dadswell, Group Compliance Officer, INFORMAHelen Ligeon-Klann, Assistant General Counsel, BDP INTERNATIONALHugh Bigwood, Head of Global Compliance, RIO TINTOIgor Angelini, Head of Financial Intelligence Group, EUROPOLIrmela Mysen, Legal Advisor, COUNCIL ON ETHICS THE NORWEGIAN GOVERNMENT PENSION FUND GLOBALJames Leaton Gray, Formerly CCO, BBCJoachim Pikwer, Bolagsjurist, NCC CONSTRUCTIONJonathan Benton, Detective Superintendent, Joint Head of the International Corruption Unit, Economic Crime Command, UK NATIONAL CRIME AGENCYJohn David Kuchta, Assistant Legal Attaché, Legat London, FEDERAL BUREAU OF INVESTIGATION John Upton, Ethics & Compliance Director Europe, Africa, and Russia Caspian, BAKER HUGHESJörg von Manger-Koenig, Group General Counsel, Executive Vice President, Legal and Compliance, NOBEL BIOCARE MANAGEMENT AG Joseph Burke, Chief Compliance Counsel, DELLJuan Ronderos, The Case Officer for the IDB Group’s Sanctions System, INTER-AMERICAN DEVELOPMENT BANK GROUPJudy Krieg, Former Chief Compliance Officer, ROLLS ROYCEJustin Warren, International Compliance Risk Manager, ROCKWELL COLLINSKarena Vleck, Legal and Governance Director, RUGBY FOOTBALL UNIONKeith Falconer, Head of Risk & Compliance, STANDARD LIFE INVESTMENTSKenneth Tung, Formerly GEELY HOLDING GROUP CO., LTD. General Counsel, LEX SIGMA

18 For the latest programme and to register please visit: www.ibclegal.com/cei, call: +44 (0) 20 7017 5503 or email: [email protected]

CONT'DLiz MacGillivray, Compliance Director, NOVARTIS AGLori Martinez, Vice President, Global Compliance and Ethics, CELESIO AGLuigi La Marca, Policy Adviser, Inspectorate General, EUROPEAN INVESTMENT BANKDr. Marc Engelhart, Head of Section for Business and Economic Criminal Law, MAX PLANCK INSTITUTE FOR FOREIGN AND INTERNATIONAL CRIMINAL LAWMatt Eastland, Corporate Responsibility Manager, CENTRICAMuhammed Essop, Regional Compliance Manager – Africa, YARA INTERNATIONAL Myriam Miguel, Vice President and General Manager Internal Audit Department, SOJITZ CORPORATION OF AMERICA Osama Al Jayousi, Head of Compliance, CARILLION Pedro Velasco-Martins, Deputy Head of Unit, Intellectual Property and Public Procurement, DG TRADE, EUROPEAN COMMISSION, BRUSSELSPascale Baeriswyl, Directorate of International Law, SWISS MINISTRY OF FOREIGN AFFAIRSPeter Van Veen, Director Business Integrity Programme, TRANSPARENCY INTERNATIONAL UKRenato Bricchetti, Judge, COURT OF LECCO Philippa Foster Back CBE, Director, INSTITUTE OF BUSINESS ETHICSRichard C. Paice, VP, GM, General Counsel, SOJITZ CORPORATION OF AMERICA Rita Sethi-Karam, Swiss ProsecutorRose Chapman, Global Head of Compliance & Ethics, TRAVELPORTShefali Roy, MLRO & Compliance Officer, STRIPE Severin Wirz, Director Advisory Services, TRACE INTERNATIONALStephen Storey, Head of Investigations, RIO TINTOStephen J Williams, Director Cisco Corporate Investigations, CISCO GLOBAL COMPLIANCE ENABLEMENTSue Morris, Head - Global Anti-Corruption, BMO FINANCIAL GROUPSusan Frank Divers, Executive Director, BUSINESS ETHICS LEADERSHIP ALLIANCE, ETHISPHERE INSTITUTETamara Northcott, Head of Compliance and Corporate Secretariat, VODAFONETanya Barman, Head of Ethics, CHARTERED INSTITUTE OF MANAGEMENT ACCOUNTANTSTimur Khasanov-Batirov, Chairman, Compliance Club, AMERICAN CHAMBER OF COMMERCE, UKRAINETina Moll, Group Compliance and Corporate Director, CELESIO AGTomasz Kruk, Director International Compliance, MALLINCKRODT PHARMACEUTICALS Toyin Araromi, Compliance & Ethics Manager, GUINNESS NIGERIA PLC

Vincent Pickering, Chief Legal Officer & Secretary, WABCOYves Charpanel, French Prosecutor

EXPERT ADVISORS & ACADEMICS:Howard Cooper, Managing Director, Investigations & Disputes, KROLL Zoë Newman, Managing Director, Investigations & Disputes, KROLLMichael Silverman, Formerly Integrity Compliance Officer, WORLD BANK GROUP, Special Counsel, HUGHES HUBBARD & REED LLPMichael H. Huneke, Associate, HUGHES HUBBARD & REED LLPStephen Mavroghenis, Managing Partner, SHEARMAN & STERLING LLP Robert M. Appleton, Partner, DAY PITNEY LLP Dr John Barker, Cambridge Governance Labs, Hughes Hall, UNIVERSITY OF CAMBRIDGEProf. Rosalind Searle, Registered Psychologist (Occupational), Chartered Psychologist, Ast. Fellow BPS, Chair in Organisational Behaviour and Psychology Head of Trust Team, COVENTRY UNIVERSITY, CENTRE FOR TRUST, PEACE AND SOCIAL RELATIONSDr Wim Vandekerckhove, Principal Lecturer Organisational Behaviour, UNIVERSITY OF GREENWICH, BUSINESS FACULTYMichael J Hershman, President, THE FAIRFAX GROUP, LLCAndrew Henderson, General Manager, EMEA, Red Flag Group Dr. Tamara Makarenko, Managing Director, Shadow GovernanceRuth Steinholtz, Managing Partner, ARETÉWORK LLP Former GC and Head of Ethics, BOREALIS GROUPSally March, Director, DRUMMOND MARCH LTD.Federico Busatta, Partner, GIANNI, ORIGONI, GRIPPO, CAPPELLI & PARTNERSChukwuma Ezediaro, Associate, SOFUNDE, OSAKWE, OGUNDIPE & BELGOREMonty Raphael QC, Special Counsel, PETERS & PETERSHeather Lowenthal, Senior Adviser, IMPACT ON INTEGRITY Richard Parlour, Principal, FINANCIAL MARKETS LAW INTERNATIONAL Tim Goodman, Associate Director - Head of Corporate Engagement - North America, HERMES Tom Sager, Partner, BALLARD SPAHRWolf Von Kumberg, Formerly, NORTHROP GRUMMAN, Member ArbDB Chambers, Managing Director, GLOBAL RESOLUTION SERVICES LIMITED

19For the latest programme and to register please visit: www.ibclegal.com/cei, call: +44 (0) 20 7017 5503 or email: [email protected]

SUPPORTERS OF CEICo-Sponsor:

Gold Partner:

Silver Partners:

Supporting Partners:

CONFERENCE VENUE

Kroll is the leading global provider of risk solutions. For more than 40 years, Kroll has helped clients make confident risk management decisions about people, assets, operations, and security through a wide range of investigations, cyber security, due diligence and compliance, physical and operational security, and data and information management services. Headquartered in New York with more than 50 offices across nearly 30 countries, Kroll has a multidisciplinary team of over 2,000 employees and serves a global clientele of law firms, financial institutions, corporations, non-profit institutions, government agencies, and individuals. For more information visit www.kroll.com

Hughes Hubbard & Reed LLP is an international law firm ranked for ten years, including five years in a row as the top-ranked New York-based firm, on The American Lawyer’s A-List of what the magazine calls “the top firms among the nation’s legal elite.” Our attorneys advise and represent clients in over 30 specialized practices from offices in New York, Washington, D.C., Paris, Los Angeles, Miami, Jersey City, Kansas City, and Tokyo. For more information, please visit www.hugheshubbard.com.

As one of the first law firms to establish a presence in key international markets, Shearman & Sterling LLP has led the way in serving clients wherever they do business. This innovative spirit and the experience we have developed over our 140-year history make us the “go-to” law firm for seamless service. Harnessing the intellectual strength and deep experience of our lawyers across our extensive global footprint, we represent many of the world’s leading corporations, financial institutions, emerging growth companies, governments and state-owned enterprises. Those clients, in turn, continue to choose us for the market-defining expertise of our accomplished cross-border legal teams.

Day Pitney is a leading full-service regional U.S. law firm with a more than 100-year reputation for superior client service and high-value legal representation. With close to 300 attorneys in nine offices throughout the Northeast, we are well-positioned to provide regional, national and international clients results-based representation and forward-thinking solutions to complex litigation, transactions and regulatory matters. Our clients range from Fortune 100 corporations to individuals. At the heart of our practice are middle-market companies in all stages of development from start-up to maturity. Our lawyers have in-depth experience in a wide array of industries, most notably in White Collar, as well as the financial institution, government, insurance, manufacturing, energy and real estate sectors.

The Chelsea Harbour Hotel, London

The Chelsea Harbour Hotel is one of the finest five star, all-suite hotels in London and is tucked away in the exclusive area of Chelsea Harbour and close to the fashionable shops and boutiques of the King's Road and the exclusive shopping districts of Sloane Street and Knightsbridge.

Overlooking the marina and the River Thames, and boasting spectacular views across London's iconic landscape, The Chelsea Harbour Hotel promises luxury, sophistication and exclusivity.

Guests can relax, unwind and de-stress at the hotel's on-site health club, Blue Harbour Health Club and Spa.

Delegates are responsible for the arrangement and payment of their own travel and accommodation. Informa has negotiated a special room rate at the hotel, to take advantage please visit the Accomodation Page on the conference website.

When AnD Where

PerSOnAL DeTAILS

COMPAnY DeTAILS

Main Conference: 17-19 November 2015Anti-Corruption & Dispute Resolution Workshops: 16 November 2015Risk Assessment & High Risk Markets Workshops: 20 November 2015

The Chelsea Harbour HotelChelsea Harbour London, SW10 0XG United Kingdom T. +44 (0) 207 823 3000 F. +44 (0) 207 300 8405

£500 discount

Unable to attend - event documentationnothing compares to being there - but you need not miss out! To order your online documentation please email [email protected].

Compliance and Ethics International 2015: £395 + VAT @ 20%

Company name Postal Address

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1st Delegate Mr/Mrs/MsJob title DepartmentTelephone Faxemail Yes! I would like to receive information about upcoming events by email. By giving you my email address I am giving Informa companies the permission to contact me by email

2nd Delegate Mr/Mrs/MsJob title DepartmentTelephone Faxemail Yes! I would like to receive information about upcoming events by email. By giving you my email address I am giving Informa companies the permission to contact me by email

3rd Delegate Mr/Mrs/MsJob title DepartmentTelephone Faxemail Yes! I would like to receive information about upcoming events by email. By giving you my email address I am giving Informa companies the permission to contact me by email

name of your Line Manager Mr/Mrs/MsJob title DepartmentTelephone Faxemail

Booking Contact Mr/Mrs/MsJob title DepartmentTelephone Faxemail

Web: www.ibclegal.com/cei

Telephone:Tel: +44 (0)20 7017 5503Please remember to quote FKW82583

Fax:Complete and send this registration form to:Fax: +44 (0)20 7017 4746

Payment should be made within 14 days of registration. All registrations must be paid in advance of the event. When registering, please quote your VIP code – found in top right hand corner of this booking form.

FOUr eASY WAYS TO regISTer

hOW MUCh?

TWO eASY WAYS TO PAY

TERMS AND CONDITIONS Attendance at this event is subject to the IBC Legal Delegate Terms and Conditions at http://www.ibclegal.com/page/termsandconditions Your attention is drawn in particular to clauses 6, 8 and 14 of the IBC Legal Delegate Terms and Conditions which have been set out below: Cancellation Policy: If you cancel in accordance with this policy, you will receive a refund of your fees paid to IBC Legal (if any):(i) if you cancel your registration 28 days or more before the event, subject to an administration charge equivalent to 10% of the total amount of your fees plus VAT; or (ii) if you cancel your registration less than 28 days, but more than 14 days before the event, subject to an administration charge equivalent to 50% of the total amount of your fees plus VAT. IBC Legal regrets that the full amount of your fee remains payable in the event that your cancellation is 14 days or less before the event or if you fail to attend the event. All cancellations must be sent by email to [email protected] marked for the attention of Customer Services and must be received by IBC Legal. You acknowledge that the refund of your fees in accordance with this policy is your sole remedy in respect of any cancellation of your registration by you and all other liability is expressly excluded. Changes to the Conference: IBC Legal may (at its sole discretion) change the format, speakers, participants, content, venue location and programme or any other aspect of the

event at any time and for any reason, whether or not due to a Force Majeure event, in each case without liability. Data protection: The personal information which you provide to us will be held by us on a database. You agree that IBC Legal may share this information with other companies in the Informa group. Occasionally your details may be made available to selected third parties who wish to communicate with you offers related to your business activities. If you do not wish to receive these offers please contact the database manager. For more information about how IBC Legal use the information you provide please see our privacy policy at http://www.ibclegal.com/page/privacypolicy If you do not wish your details to be available to companies in the Informa group, or selected third parties, please contact the Database Manager, Informa UK Ltd, Maple house, 149 Tottenham Court road, London, W1T 7AD, UK. Tel: +44 (0)20 7017 7077, fax: +44 (0)20 7017 7828 or email [email protected] Incorrect Mailing: If you are receiving multiple mailings or you would like us to change any details, or remove your name from our database, please contact the Database Manager at the above address. By completing and submitting this registration form, you confirm that you have read and understood the IBC Legal Delegate Terms and Conditions and you agree to be bound by them.

VIP CODE

Please quote the above VIP code when registering

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q By Bank Transfer: Full details of bank transfer options will be given with your invoice on registration.q By Credit Card: To ensure we provide the highest level of security for your credit card details we are unable to accept such payments via email or fax, which ensures that these details are never stored on our network. To make payment by credit card on-line, please enter your credit card details in our secure payments website that you will use when making your booking via the event website (the event web address is near the top of the booking form). Alternatively call our customer service team on +44 (0) 20 7017 5503.

register by 31 July 2015

register By 16 October 2015 Standard Price

Full Event: 3-day Conference + 4 Workshops

£3,495 + VAT @ 20% (£4,194.00) SAVE £700

£3,595 + VAT @ 20% (£4,314.00) SAVE £600

£3,695 + VAT @ 20% (£4,434.00) SAVE £500

4.5 Day Package: 3-day Conference + 3 Workshops (specify 3 workshops below)

£3,196 + VAT @ 20% (£3,835.20) SAVE £500

£3,296 + VAT @ 20% (£3,955.20) SAVE £400

£3,396 + VAT @ 20% (£4,075.20) SAVE £300

4 Day Package: 3-day Conference + 2 Workshops (specify 2 workshops below)

£2,797 + VAT @ 20% (£3,356.40) SAVE £400

£2,897 + VAT @ 20% (£3,476.40) SAVE £300

£2,997 + VAT @ 20% (£3,596.40) SAVE £200

3.5 Day Package: 3-day Conference + 1 Workshop (specify 1 workshop below)

£2,398 + VAT @ 20% (£2,877.60) SAVE £300

£2,498 + VAT @ 20% (£2,997.60) SAVE £200

£2,598 + VAT @ 20% (£3,117.60) SAVE £100

3-day Main Conference Only:

£1,999 + VAT @ 20% (£2,398.80) SAVE £200

£2,099 + VAT @ 20% (£2,518.80) SAVE £100

£2,199 + VAT @ 20% (£2,638.8)

Workshop(s) Only: (specify workshops below)

£499 each + VAT @ 20% (£598.80)

£499 + VAT @ 20% (£598.80)

£499 + VAT @ 20% (£598.80)

Specify your workshop(s): Workshop 1, 16 november, morning: Compliance as Part of International Dispute Resolution Workshop 2, 16 november, afternoon: Anti-Bribery & Corruption Case Study Workshop 3, 20 november, morning: Bullet Proof Anti-Corruption Compliance Risk Assessment Workshop 4, 20 november, afternoon: Risk Based Approach in High Risk Markets

Will you be joining us for the London Eye Cocktail Experience on the evening of 19th November? Free for the first 50 people to register on a package that includes the 3-day conference: Yes No£500 discount for 3rd and subsequent delegates from your group. The VAT rate is subject to change and may differ from the advertised rate. The amount you are charged will be determined when your invoice is raised. Please note the conference fee does not include accommodation or travel costs. All discounts can only be claimed at the time of registration and multi-booking discounts cannot be combined with other discounts that may be available (apart from early booking discounts which are available to everyone). The £500 saving for 3rd delegates is not available for people only attending a half-day workshop. All discounts are subject to approval. We are happy to accept a replacement delegate for the whole event; however delegate passes cannot be split or shared between delegates under any circumstances.

email:[email protected]

Documentation orders can only be processed on receipt of credit card details. To ensure we provide the highest level of security for your credit card details we are unable to accept such payments via email or fax, which ensures that these details are never stored on our network. To make payment by credit card: To make your payment on-line, please enter your credit card details in our secure payments website that you will use when making your documentation purchase via the event website (the event web address is near the top of the booking form). Alternatively call our customer service team on +44 (0) 20 7017 5503 or email your phone number with your documentation order to [email protected] and we will call you.

FKW8258300JTXL88B

Documents

CULTURAL CHANGE IS - criminal-lawyer.org.ukcriminal-lawyer.org.uk/INFORMA-COMPLIANCE ETHICS CONFERENCE... · CULTURAL CHANGE IS THE KEY! Main Conference: ... Nicola Bonucci, Legal