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Global Initiative for ChronicObstructive
Lung
Disease
Global Initiative for Chronic
Obstructive
Lung
Disease
POCKET GUIDE TO
COPD DIAGNOSIS, MANAGEMENT,
AND PREVENTION
A Guide or Health Care ProessionalsUPDATED 2013
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Global Initiative for ChronicObstructive
LungDisease
Pocket Guide to COPD Diagnosis, Management,
And Prevention, 2013GOLD Board o DirectorsMarc Decramer, MD, Chair Jean Bourbeau, MD
Katholieke Universiteit Leuven McGill University Health CentreLeuven, Belgium Montreal, Quebec, Canada
Jorgen Vestbo, MD, Vice Chair Bartolome R. Celli, MDOdense University Hospital Brigham and Womens HospitalOdense C, Denmark (and) Boston, Massachusetts USAUniversity o ManchesterManchester, UK M.Victorina Lpez Varela, MD
Universidad de la RepblicDavid S.C. Hui, MD Montevideo, UruguayThe Chinese University o Hong Kong
Hong Kong, ROC Roberto Rodriguez Roisin, MDHospital Clnic, University o Barcelona
Masaharu Nishimura, MD Barcelona, SpainHokkaido University School o MedicineSapporo, Japan Claus Vogelmeier, MD University o Gieen and MarburgRobert A. Stockley Marburg, GermanyUniversity Hospitals BirminghamBirmingham, UK
GOLD Science CommitteeJrgen Vestbo, MD, Denmark, UK, Chair Fernando Martinez, MD, USAAlvar Agusti, MD, Spain Masaharu Nishimura, MD,JapanAntonio Anzueto, MD, USA Nicolas Roche, MD, FrancePeter J. Barnes, MD, UK Roberto Rodriguez Roisin, MD, SpainMarc Decramer, MD, Belgium Donald Sin, MD, CanadaLeonardo M. Fabbri, MD, Italy Robert A. Stockley, MD, UKPaul Jones, MD, UK Claus Vogelmeier, MD, GermanyGOLD Science DirectorSuzanne Hurd, PhD, USA
GOLD National LeadersRepresentatives rom many countries serve as a network or the dissemination andimplementation o programs or diagnosis, management, and prevention o COPD. TheGOLD Board o Directors is grateul to the many GOLD National Leaders who participated indiscussions o concepts that appear in GOLD reports.
2013 Global Initiative or Chronic Obstructive Lung Disease, Inc.
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TABLE OF CONTENTS
3 INTRODUCTION
4 KEY POINTS
5 WHAT IS CHRONIC OBSTRUCTIVEPULMONARY DISEASE (COPD)?
6 WHAT CAUSES COPD?
7 DIAGNOSIS OF COPD7 Table 1: Key Indicators or Considering a
Diagnosis o COPD8 Table 2: COPD and its Dierential Diagnoses
9 ASSESSMENT OF COPD9 Table 3: Classication o Severity o Airfow
Limitation in COPD
10 Table 4: Combined Assessment o COPD
11 THERAPEUTIC OPTIONS14 Table 5: Formulations and Typical Doses o
COPD Medications
17 MANAGEMENT OF STABLE COPD17 Table 6: Non-Pharmacologic Management o COPD19 Table 7: Pharmacologic Therapy or Stable COPD
20 MANAGEMENT OF EXACERBATIONS21 Table 8: Indications or Hospital Assessment
or Admission
22 COPD AND COMORBIDITIES
23 APPENDIX I: SPIROMETRY FOR DIAGNOSIS OF AIRLOW LIMITATION
IN COPD24 Figure 1A: Normal Spirogram24 Figure 1B: Spirogram Typical o Patients with
Mild to Moderate COPD
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INTRODUCTIONChronic Obstructive Pulmonary Disease (COPD) is a major cause o morbidity
and mortality throughout the world. Much has been learned about COPDsince the Global Initiative or Chronic Obstructive Lung Disease issued its rstreport, Global Strategy or the Diagnosis, Management, and Prevention oCOPD, in 2001. Treatment o COPD is now aimed at immediately relievingand reducing the impact o symptoms, as well as reducing the risk o utureadverse health events such as exacerbations. These dual goals emphasizethe need or clinicians to maintain a ocus on both the short-term and long-term impact o COPD on their patients. A ramework or COPD managementthat matches individualized assessment o the disease to these treatment
objectives will better meet each patients needs.
Several educational tools and publications oriented around this approach toCOPD are available at http://www.goldcopd.org and can be adapted tolocal health care systems and resources:
Global Strategy or the Diagnosis, Management, and Preventiono COPD. Scientic inormation and recommendations or COPDprograms. (Updated 2013)
Executive Summary, Global Strategy or the Diagnosis, Management,and Prevention o COPD. American Journal o Respiratory and CriticalCare Medicine(in press).
Pocket Guide to COPD Diagnosis, Management, and Prevention.Summary o patient care inormation or primary health careproessionals. (Updated 2013)
What You and Your Family Can Do About COPD. Inormation bookletor patients and their amilies.
This Pocket Guide has been developed rom the Global Strategy or theDiagnosis, Management, and Prevention o COPD(Updated 2013). Technicaldiscussions o COPD and COPD management, evidence levels, and speciccitations rom the scientic literature are included in that source document.
Acknowledgements: Unconditional educational grants have been providedby Almirall, AstraZeneca, Boehringer-Ingelheim, Chiesi, Forest Laboratories,GlaxoSmithKline, Groupo Ferrer, Merck Sharp & Dohme, Mylan, NoninMedical, Novartis, Pearl Therapeutics, Pzer, Quintiles, and Takeda. The
participants o the GOLD committees, however, are solely responsible or thestatements and conclusions in the publications.
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KEY POINTS
Chronic Obstructive Pulmonary Disease (COPD), a common preventableand treatable disease, is characterized by persistent airfow limitationthat is usually progressive and associated with an enhanced chronicinfammatory response in the airways and the lung to noxious particlesor gases. Exacerbations and comorbidities contribute to the overallseverity in individual patients.
Worldwide, the most commonly encountered risk actor or COPD istobacco smoking. In many countries, outdoor, occupational, and indoor
air pollution the latter resulting rom the burning o biomass uels arealso major COPD risk actors.
A clinical diagnosis o COPD should be considered in any patient whohas dyspnea, chronic cough or sputum production, and a history oexposure to risk actors or the disease. Spirometry is required to makethe diagnosis in this clinical context.
Assessment o COPD is based on the patients symptoms, risk oexacerbations, the severity o the spirometric abnormality, and theidentication o comorbidities.
Appropriate pharmacologic therapy can reduce COPD symptoms,reduce the requency and severity o exacerbations, and improve healthstatus and exercise tolerance.
All COPD patients with breathlessness when walking at their own pace
on level ground appear to benet rom rehabilitation and maintenanceophysical activity.
An exacerbation o COPD is an acute event characterized by aworsening o the patients respiratory symptoms that is beyond normalday-to-day variations and leads to a change in medication.
COPD oten coexists with other diseases (comorbidities) that may havea signicant impact on prognosis.
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WHAT IS CHRONIC
OBSTRUCTIVEPULMONARY DISEASE (COPD)?
Chronic Obstructive Pulmonary Disease (COPD), a common preventable andtreatable disease, is characterized by persistent airfow limitation that is usually
progressive and associated with an enhanced chronic infammatory responsein the airways and the lung to noxious particles or gases. Exacerbations andcomorbidities contribute to the overall severity in individual patients.
This denition does not use the terms chronic bronchitis and emphysema*and excludes asthma (reversible airfow limitation).
Symptoms o COPD include:
Dyspnea
Chronic cough
Chronic sputum production
Episodes o acute worsening o these symptoms (exacerbations) oten occur.
Spirometry is required to make a clinical diagnosis o COPD; the presence oa post-bronchodilator FEV1/FVC < 0.70 conrms the presence o persistent
airfow limitation and thus o COPD.
*Chronic bronchitis, dened as the presence o cough and sputum production or at least 3months in each o 2 consecutive years, is not necessarily associated with airfow limitation.Emphysema, dened as destruction o the alveoli, is a pathological term that is sometimes(incorrectly) used clinically and describes only one o several structural abnormalities presentin patients with COPD but can also be ound in subjects with normal lung unction.
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WHAT CAUSES COPD?Worldwide, the most commonly encountered risk actor or COPD istobacco smoking. Outdoor, occupational, and indoor air pollution thelatter resulting rom the burning o biomass uels are other major COPDrisk actors. Nonsmokers may also develop COPD.
The genetic risk actor that is best documented is a severe hereditarydeciency o alpha-1 antitrypsin. It provides a model or how other geneticrisk actors are thought to contribute to COPD.
COPD risk is related to the total burden o inhaled particles a personencounters over their lietime:
Tobacco smoke, including cigarette, pipe, cigar, and othertypes o tobacco smoking popular in many countries, as well asenvironmental tobacco smoke (ETS)
Indoor air pollution rom biomass uel used or cooking and heating
in poorly vented dwellings, a risk actor that particularly aectswomen in developing countries
Occupational dusts and chemicals (vapors, irritants, and umes)when the exposures are suciently intense or prolonged
Outdoor air pollution also contributes to the lungs total burden oinhaled particles, although it appears to have a relatively smalleect in causing COPD
In addition, any actor that aects lung growth during gestation andchildhood (low birth weight, respiratory inections, etc.) has the potential toincrease an individuals risk o developing COPD.
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DIAGNOSIS OF COPDA clinical diagnosis o COPD should be considered in any patient who hasdyspnea, chronic cough or sputum production, and a history o exposure torisk actors or the disease (Table 1).
Spirometry is required to make a clinical diagnosis o COPD; the presence oa postbronchodilator FEV
1/FVC < 0.70 conrms the presence o persistent
airfow limitation and thus o COPD. All health care workers who care orCOPD patients should have access to spirometry. Appendix I: Spirometry
or Diagnosis o Airow Limitation in COPD summarizes the lung unctionmeasurements that are key to making a spirometry diagnosis and detailssome o the actors needed to achieve accurate test results.
Table 1. Key Indicators or Considering a Diagnosis o COPD
Consider COPD, and perorm spirometry, i any o these indicators arepresent in an individual over age 40. These indicators are not diagnostic
themselves, but the presence o multiple key indicators increases theprobability o a diagnosis o COPD. Spirometry is required to establish adiagnosis o COPD.
Dyspnea that is: Progressive (worsens over time).Characteristically worse with exercise.Persistent.
Chronic cough: May be intermittent and may be unproductive.
Chronic sputum production:
Any pattern o chronic sputum production mayindicate COPD.
History o exposure to risk actors:Tobacco smoke (including popular local preparations).Smoke rom home cooking and heating uels.Occupational dusts and chemicals.
Family history o COPD
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Dierential Diagnosis: A major dierential diagnosis is asthma. In somepatients with chronic asthma, a clear distinction rom COPD is not possibleusing current imaging and physiological testing techniques. In these patients,
current management is similar to that o asthma. Other potential diagnosesare usually easier to distinguish rom COPD (Table 2).
Table 2. COPD and its Dierential Diagnoses
Diagnosis Suggestive Features
COPD Onset in mid-life.
Symptoms slowly progressive.History of tobacco smoking or exposure to other types of smoke.
Asthma Onset early in life (often childhood).Symptoms vary widely from day to day.Symptoms worse at night/early morning.Allergy, rhinitis, and/or eczema also present.Family history of asthma.
Congestive HeartFailure
Chest X-ray shows dilated heart, pulmonary edema.Pulmonary function tests indicate volume restriction,
not airflow limitation.
Bronchiectasis Large volumes of purulent sputum.Commonly associated with bacterial infection.Chest X-ray/CT shows bronchial dilation, bronchial wall thickening.
Tuberculosis Onset all ages.Chest X-ray shows lung infiltrate.Microbiological confirmation.High local prevalence of tuberculosis.
Obliterative
Bronchiolitis
Onset at younger age, nonsmokers.May have history of rheumatoid arthritis or acute fume exposure.Seen after lung or bone marrow transplantation.CT on expiration shows hypodense areas.
Diuse Panbronchiolitis Predominantly seen in patients of Asian descent.Most patients are male and nonsmokers.Almost all have chronic sinusitis.Chest X-ray and HRCT show diffuse small centrilobular nodular
opacities and hyperinflation.
These eatures tend to be characteristic o the respective diseases, but are notmandatory. For example, a person who has never smoked may develop COPD
(especially in the developing world where other risk actors may be more importantthan cigarette smoking); asthma may develop in adult and even in elderly patients.
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ASSESSMENT OF COPDThe goals o COPD assessment are to determine the severity o the disease, itsimpact on patients health status, and the risk o uture events (exacerbations,hospital admissions, death) in order to guide therapy. Assess the ollowingaspects o the disease separately:
Symptoms Degree o airfow limitation (using spirometry) Risk o exacerbations Comorbidities
Assess Symptoms: Validated questionnaires such as the COPD Assessment Test(CAT), the Modied British Medical Research Council (mMRC) breathlessnessscale, or the Clinical COPD Questionnaire (CCQ) should be used to assesssymptoms.
Assess Degree o Airow Limitation Using Spirometry: Table 3 provides theclassication o airfow limitation severity in COPD.
Assess Risk o Exacerbations: An exacerbation o COPD is dened as an acuteevent characterized by a worsening o the patients respiratory symptoms thatis beyond normal day-to-day variations and leads to a change in medication.The best predictor o having requent exacerbations (2 or more per year) is a
history o previous treated events; the risk o exacerbations also increases asairfow limitation worsens.
Assess Comorbidities: Cardiovascular diseases, osteoporosis, depression and
Table 3. Classifcation o Severity o Airow Limitation in COPD(Based on Post-Bronchodilator FEV
1)
In patients with FEV1/FVC < 0.70:
GOLD 1: Mild FEV1
80% predicted
GOLD 2: Moderate 50% FEV1
< 80% predicted
GOLD 3: Severe 30% FEV1 < 50% predicted
GOLD 4: Very Severe FEV1
< 30% predicted
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anxiety, skeletal muscle dysunction, metabolic syndrome, and lung canceramong other diseases occur requently in COPD patients. These comorbidconditions may infuence mortality and hospitalizations, and should be looked
or routinely and treated appropriately.Combined Assessement o COPD: Table 4 provides a rubric or combiningthese assessments to improve management o COPD.
Symptoms:Less Symptoms (mMRC 0-1 or CAT < 10): patient is (A) or (C)More Symptoms (mMRC 2 or CAT 10): patient is (B) or (D)
Airow Limitation:
Low Risk (GOLD 1 or 2): patient is (A) or (B)High Risk (GOLD 3 or 4): patient is (C) or (D)
Exacerbations:Low Risk ( 1 per year): patient is (A) or (B)High Risk ( 2 per year): patient is (C) or (D)
Table 4. Combined Assessment o COPDWhen assessing risk, choose thehighest riskaccording to GOLD grade or exacerbation history.
(One or more hospitalizations or COPD exacerbations should be considered high risk.)
Patient CharacteristicSpirometric
ClassificationExacerbations per
yearmMRC CAT
ALow Risk
Less SymptomsGOLD 1-2 1 0-1 < 10
BLow Risk
More Symptoms
GOLD 1-2 1 2 10
CHigh Risk
Less SymptomsGOLD 3-4 2 0-1 < 10
DHigh Risk
More SymptomsGOLD 3-4 2 2 10
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THERAPEUTIC OPTIONS
Smoking cessationhas the greatest capacity to infuence the natural history oCOPD. Health care providers should encourage all patients who smoke to quit.
Counseling delivered by physicians and other healthproessionals signicantly increases quit rates over sel-initiatedstrategies. Even a brie (3-minute) period o counseling tourge a smoker to quit results in smoking quit rates o 5-10%.
Nicotine replacement therapy (nicotine gum, inhaler, nasal
spray, transdermal patch, sublingual tablet, or lozenge) aswell as pharmacotherapy with varenicline, bupropion, ornortriptyline reliably increases long-term smoking abstinencerates and these treatments are signicantly more eectivethan placebo.
Smoking Prevention:Encourage comprehensive tobacco-control policies and
programs with clear, consistent, and repeated nonsmoking messages. Workwith government ocials to pass legislation to establish smoke-ree schools,public acilities, and work environments and encourage patients to keep smoke-ree homes.
Occupational Exposure:Emphasize primary prevention, which is best achievedby elimination or reduction o exposures to various substances in the workplace.Secondary prevention, achieved through surveillance and early detection, isalso important.
Indoor and Outdoor Air Pollution: Implement measures to reduce or avoidindoor air pollution rom burning biomass uel or cooking and heating inpoorly ventilated dwellings. Advise patients to monitor public announcementso air quality and, depending on the severity o their disease, avoid vigorousexercise outdoors or stay indoors during pollution episodes.
Physical Activity:All COPD patients benet rom regular physical activity and
should repeatedly be encouraged to remain active.
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PHARMACOLOGIC THERAPIES FOR STABLE COPD
Pharmacologic therapy is used to reduce symptoms, reduce the requency andseverity o exacerbations, and improve health status and exercise tolerance.Each treatment regimen needs to be patient-specic as the relationship betweenthe severity o symptoms and the severity o airfow limitation is infuenced byother actors, such as the requency and severity o exacerbations, the presenceo respiratory ailure, comorbidities (cardiovascular disease, osteoporosis,etc.), and general health status. The classes o medications commonly used intreating COPD are shown in Table 5. The choice within each class depends onthe availability o medication and the patients response.
Bronchodilators:These medications are central to symptom management inCOPD.
Inhaled therapy is preerred. The choice between beta
2-agonists, anticholinergics, theophylline,
or combination therapy depends on the availability o medicationsand each patients individual response in terms o symptom relie
and side eects. Bronchodilators are prescribed on an as-needed or on a regular
basis to prevent or reduce symptoms. Long-acting inhaled bronchodilators are convenient and more
eective at producing maintained symptom relie than short-actingbronchodilators.
Long-acting inhaled bronchodilators reduce exacerbations andrelated hospitalizations and improve symptoms and health status,
and tiotropium improves the eectiveness o pulmonary rehabilitation. Combining bronchodilators o dierent pharmacological classes
may improve ecacy and decrease the risk o side eects comparedto increasing the dose o a single bronchodilator.
Inhaled Corticosteroids:In COPD patients with FEV1
< 60% predicted, regulartreatment with inhaled corticosteroids improves symptoms, lung unction, andquality o lie, and reduces the requency o exacerbations. Inhaled corticosteroid
therapy is associated with an increased risk o pneumonia. Withdrawalrom treatment with inhaled corticosteroids may lead to exacerbations insome patients. Long-term monotherapy with inhaled corticosteroids is notrecommended.
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Combination Inhaled Corticosteroid/Bronchodilator Therapy: An inhaledcorticosteroid combined with a long-acting beta
2-agonist is more eective
than either individual component in improving lung unction and health statusand reducing exacerbations in patients with moderate to very severe COPD.Combination therapy is associated with an increased risk o pneumonia.Addition o a long-acting beta
2-agonist/inhaled glucocorticosteroid to tiotropium
appears to provide additional benets.
Oral Corticosteroids: Long-term treatment with oral corticosteroids is notrecommended.
Phosphodiesterase-4 inhibitors:In GOLD 3 and GOLD 4 patients with a historyo exacerbations and chronic bronchitis, the phosphodiesterase-4 inhibitorrofumilast reduces exacerbations treated with oral corticosteroids. These eectsare also seen when rofumilast is added to long-acting bronchodilators; thereare no comparison studies with inhaled corticosteroids.
Methylxanthines. Methylxanthines are less eective and less well tolerated thaninhaled long-acting bronchodilators and are not recommended i those drugs
are available and aordable. There is evidence or a modest bronchodilatoreect and some symptomatic benet o these medications compared withplacebo in stable COPD. Addition o theophylline to salmeterol produces agreater increase in FEV
1and relie o breathlessness than salmeterol alone.
Low-dose theophylline reduces exacerbations but does not improve post-bronchodilator lung unction.
Other Pharmacologic Treatments
Vaccines: Infuenza vaccines can reduce serious illness and death in COPDpatients. Vaccines containing killed or live, inactivated viruses are recommended,and should be given once each year. Pneumococcal polysaccharide vaccine isrecommended or COPD patients 65 years and older, and has been shown toreduce community-acquired pneumonia in those under age 65 with FEV
1
< 40% predicted.
Alpha-1 Antitrypsin Augmentation Therapy: Not recommended or patientswith COPD that is unrelated to alpha-1 antitrypsin deciency.
Antibiotics:Not recommended except or treatment o inectious exacerbationsand other bacterial inections.
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Table 5. Formulations and Typical Doses o COPD Medications*
DrugInhaler
(mcg)
Solution forNebulizer(mg/ml)
OralVials forInjection
(mg)
Durationof Action(hours)
Beta2-agonists
Short-actingFenoterol 100-200 (MDI) 1 0.05% (Syrup) 4-6Levalbuterol 45-90 (MDI) 0.21, 0.42 6-8
Salbutamol (albuterol) 100, 200(MDI & DPI)
5 5 mg (Pill),0.024%(Syrup)
0.1, 0.5 4-6
Terbutaline 400, 500 (DPI) 2.5, 5 mg (Pill) 4-6 Long-actingFormoterol 4.5-12 (MDI & DPI) 0.01 12
Arformoterol 0.0075 12Indacaterol 75-300 (DPI) 24Salmeterol 25-50 (MDI & DPI) 12Tulobuterol 2 mg (transdermal) 24
AnticholinergicsShort-acting
Ipratropium bromide 20, 40 (MDI) 0.25-0.5 6-8Oxitropium bromide 100 (MDI) 1.5 7-9 Long-actingAclidinium bromide 322 (DPI) 12
Glycopyrronium bromide 44 (DPI) 24Tiotropium 18 (DPI), 5 (SMI) 24Combination short-acting beta
2-agonists plus anticholinergic in one inhaler
Fenoterol/Ipratropium 200/80 (MDI) 1.25/0.5 6-8Salbutamol/Ipratropium 75/15 (MDI) 0.75/0.5 12 6-8Methylxanthines
Aminophylline 200-600 mg (Pill) 240Variable,up to 24
Theophylline (SR) 100-600 mg (Pill) Variable,up to 24Inhaled corticosteroids
Beclomethasone 50-400 (MDI & DPI) 0.2-0.4Budesonide 100, 200, 400 (DPI) 0.20. 0.25, 0.5Fluticasone 50-500 (MDI & DPI)Combination long-acting beta
2-agonists plus corticosteroids in one inhaler
Formoterol/Budesonide 4.5/160 (MDI)9/320 (DPI)Formoterol/mometasone 10/200, 10/400 (MDI)
Salmeterol/Fluticasone 50/100, 250, 500 (DPI)25/50, 125, 250 (MDI)Systemic corticosteroidsPrednisone 5-60 mg (Pill)Methyl-prednisolone 4, 8, 16 mg (Pill)Phosphodiesterase-4 inhibitorsRoflumilast 500 mcg (Pill) 24
MDI=metered dose inhaler; DPI=dry powder inhaler; SMI=sot mist inhaler*Not all ormulations are available in all countries; in some countries, other ormulations may be available.Formoterol nebulized solution is based on the unit dose vial containing 20 mcg in a volume o 2.0 ml
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Mucolytic Agents: Patients with viscous sputum may benet rom mucolytics(e.g. carbocysteine), but overall benets are very small.
Antitussives:Use is not recommended.
Vasodilators: Nitric oxide is contraindicated in stable COPD. The use oendothelium-modulating agents or the treatment o pulmonary hypertensionassociated with COPD is not recommended.
OTHER TREATMENTS
Rehabilitation:Patients at all stages o disease benet rom exercise trainingprograms with improvements in exercise tolerance and symptoms o dyspneaand atigue. Benets can be sustained even ater a single pulmonaryrehabilitation program. The minimum length o an eective rehabilitationprogram is 6 weeks; the longer the program continues, the more eective theresults. Benet does wane ater a rehabilitation program ends, but i exercisetraining is maintained at home the patients health status remains above pre-rehabilitation levels.
Oxygen Therapy: The long-term administration o oxygen (> 15 hours perday) to patients with chronic respiratory ailure has been shown to increasesurvival in patients with severe, resting hypoxemia. Long-term oxygen therapyis indicated or patients who have:
PaO2at or below 7.3 kPa (55 mmHg) or SaO
2at or below 88%, with
or without hypercapnia conrmed twice over a three-week period; or
PaO2between 7.3 kPa (55 mmHg) and 8.0 kPa (60 mmHg), or SaO
2
o 88%, i there is evidence o pulmonary hypertension, peripheraledema suggesting congestive cardiac ailure, or polycythemia(hematocrit > 55%).
Ventilatory Support: The combination o non-invasive ventilation with long-termoxygen therapy may be o some use in a selected subset o patients, particularlyin those with pronounced daytime hypercapnia. It may improve survival butdoes not improve quality o lie. There are clear benets o continuous positiveairway pressure (CPAP) on both survival and risk o hospital admission.
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Surgical Treatments:The advantage o lung volume reduction surgery (LVRS)over medical therapy is more signicant among patients with upper-lobepredominant emphysema and low exercise capacity prior to treatment,
although LVRS is costly relative to health-care programs not including surgery.In appropriately selected patients with very severe COPD, lung transplantationhas been shown to improve quality o lie and unctional capacity.
Palliative Care, End-o-lie Care, and Hospice Care: The disease trajectory inCOPD is usually marked by a gradual decline in health status and increasingsymptoms, punctuated by acute exacerbations that are associated with anincreased risk o dying. Progressive respiratory ailure, cardiovascular diseases,malignancies and other diseases are the primary cause o death in patients withCOPD hospitalized or an exacerbation. Thus palliative care, end-o-lie care,and hospice care are important components o the management o patientswith advanced COPD.
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MANAGEMENT OF STABLE COPDOnce COPD has been diagnosed, eective management should be basedon an individualized assessment o current symptoms and uture risks:
Relieve symptoms Improve exercise tolerance Improve health status
and Prevent disease progression Prevent and treat exacerbations Reduce mortality
These goals should be reached with minimal side eects rom treatment,a particular challenge in COPD patients because they commonly havecomorbidities that also need to be careully identied and treated.
NON-PHARMACOLOGIC TREATMENT
Non-pharmacologic management o COPD according to the individualizedassessment o symptoms and exacerbation risk is shown in Table 6.
REDUCE SYMPTOMS
REDUCE RISK
Table 6. Non-Pharmacologic Management o COPD
Patient Group Essential RecommendedDepending on
Local Guidelines
A
Smokingcessation
(can includepharmacologic
treatment)
Physical activityFlu vaccinationPneumococcalvaccination
B, C, D
Smokingcessation
(can includepharmacologic
treatment)Pulmonary
rehabilitation
Physical activityFlu vaccinationPneumococcalvaccination
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PHARMACOLOGIC TREATMENT
A proposed model or initial pharmacological management o COPD
according to the assessment o symptoms and risk (Table 3) is shown inTable 7.
Bronchodilators Recommendations:
For both beta2-agonists and anticholinergics, long-acting
ormulations are preerred over short-acting ormulations. The combined use o short- or long-acting beta
2-agonists and
anticholinergics may be considered i symptoms are not improvedwith single agents.
Based on ecacy and side eects, inhaled bronchodilators arepreerred over oral bronchodilators.
Based on evidence o relatively low ecacy and greater sideeects, treatment with theophylline is not recommended unlessother bronchodilators are not available or unaordable or long-term treatment.
Corticosteroids and Phosphodiesterase-4 Inhibitors Recommendations
There is no evidence to recommend a short-term therapeutic trialwith oral corticosteroids in patients with COPD to identiy thosewho will respond to inhaled corticosteroids or other medications.
Long-term treatment with inhaled corticosteroids is recommendedor patients with severe and very severe airfow limitation andor patients with requent exacerbations that are not adequately
controlled by long-acting bronchodilators. Long-term monotherapy with oral corticosteroids is not recommendedin COPD.
Long-term monotherapy with inhaled corticosteroids is not recommendedin COPD because it is less eective than the combination o inhaledcorticosteroids with long-acting beta
2-agonists.
Long-term treatment containing inhaled corticosteroids should notbe prescribed outside their indications, due to the risk o pneumoniaand the possibility o a slightly increased risk o ractures ollowinglong-term exposure.
The phosphodiesterase-4 inhibitor rofumilast may also be used toreduce exacerbations or patients with chronic bronchitis, severeand very severe airfow limitation, and requent exacerbations thatare not adequately controlled by long-acting bronchodilators.
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*Medicationsineach
boxarementione
din
alphabeticalorderand
thereforenotnecessarilyin
orderofpreferen
ce.
**Medicationsin
this
columncanbeusedalone
orincombination
with
otheroptionsintheFirst
andAlternativeC
hoice
columns
Glossary:
SA:short-acting
LA:long-acting
ICS:inhaledcorticosteroid
PDE-4:phosphodiesterase-4
prn:whennecess
ary
Table7:PharmacologicTherapyforStableCOPD*
Patient
Group
RECOMMENDED
FIRSTCHOICE
ALTERNATIVECHOICE
OTHERPOSSIBLE
TREATMENTS**
A
SAanticholinergicprn
or
SAbeta2-agonistprn
LAanticholinergic
or
LAbeta2-agonist
or
SAbeta2-agonistand
SAanticholinergic
Theophylline
B
LAanticholinergic
or
LAbeta2-agonist
LAanticholinergicand
LAbeta2-agonist
SAbeta2-agonistand/
or
SAanticholinergic
Theophylline
C
ICS+
LAbeta2-agonist
or
LAanticholinergic
LAanticholinergicand
LAbeta2-agonist
or
LAanticholinergicand
PDE-4
Inhibitor
or
LAbeta2-agonistand
PDE-4
Inhibitor
SAbeta2-agonistand/
or
SAanticholinergic
Theophylline
D
ICS+
LAbeta2-agonist
and/or
LAanticholinergic
ICS+LA
beta2-agonistand
LA
anticholinergic
or
ICS+LA
beta2-agonistand
PDE-4inhibitor
or
LA
anticholinergicand
LA
beta2-agonist
or
LA
anticholinergicand
PDE-4inhibitor
Carbocysteine
SAbeta2-agonistand/
or
SAanticholinergic
Theophylline
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MANAGEMENT OF
EXACERBATIONSAn exacerbation o COPD is dened as an acute event characterized by aworsening o the patients respiratory symptoms that is beyond normal day-to-day variations and leads to a change in medication.
The most common causes appear to be respiratory tract inections (viral orbacterial).
How to Assess the Severity o an Exacerbation
Arterial blood gas measurements (in hospital): PaO2
< 8.0 kPa(60 mmHg) with or without PaCO
2> 6.7 kPa, (50 mmHg) when
breathing room air indicates respiratory ailure. Chest radiographs are useul in excluding alternative diagnoses. An ECG may aid in the diagnosis o coexisting cardiac problems.
Other laboratory tests:
Whole blood countcan identiy polycythemia or bleeding. The presence opurulent sputum during an exacerbation can be
sucient indication or starting empirical antibiotic treatment. Biochemical tests can help detect electrolyte disturbances, diabetes,
and poor nutrition.
Spirometric tests are not recommended during an exacerbation because theycan be dicult to perorm and measurements are not accurate enough.
Treatment Options
Oxygen:Supplemental oxygen should be titrated to improve the patientshypoxemia with a target saturation o 88-92%.
Bronchodilators:Short-acting inhaled beta2-agonists with or without short-acting anticholinergics are the preerred bronchodilators or treatment o anexacerbation.
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Systemic Corticosteroids: Systemic corticosteroids shorten recovery time,improve lung unction (FEV
1) and arterial hypoxemia (PaO
2), and reduce
the risks o early relapse, treatment ailure, and length o hospital stay. A
dose o 30-40 mg prednisolone per day or 10-14 days is recommended.
Antibiotics:Antibiotics should be given to patients:
With the ollowing three cardinal symptoms: increased dyspnea,increased sputum volume, increased sputum purulence;
With increased sputum purulence and one other cardinal symptom; Who require mechanical ventilation
Adjunct Therapies: Depending on the clinical condition o the patient, anappropriate fuid balance with special attention to the administration odiuretics, anticoagulants, treatment o comorbidities, and nutritional aspectsshould be considered. At any time, health care providers should stronglyenorce stringent measures against active cigarette smoking.
Patients with characteristics o a severe exacerbation should be hospitalized(Table 8). Indications or reerral and the management o exacerbations o
COPD in the hospital depend on local resources and the acilities o thelocal hospital.
Table 8. Indications or Hospital Assessment or Admission
Marked increase in intensity o symptoms
Severe underlying COPD Onset o new physical signs
Failure o an exacerbation to respond to initial medical management
Presence o serious comorbidities
Frequent exacerbations
Older age
Insucient home support
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COPD AND COMORBIDITIESCOPD oten coexists with other diseases (comorbidities) that may have asignicant impact on prognosis. In general, the presence o comorbiditiesshould not alter COPD treatment and comorbidities should be treated as ithe patient did not have COPD.
Cardiovascular disease (including ischemic heart disease, heart ailure,atrial brillation, and hypertension) is a major comorbidity in COPD andprobably both the most requent and most important disease coexisting withCOPD. Cardioselective beta-blockers are not contraindicated in COPD.
Osteoporosisand anxiety/depression, major comorbidities in COPD, areoten under-diagnosed and are associated with poor health status andprognosis.
Lung canceris requently seen in patients with COPD and has been ound tobe the most requent cause o death in patients with mild COPD.
Serious inections, especially respiratory inections, are requently seen inpatients with COPD.
The presence o metabolic syndrome and maniest diabetes are morerequent in COPD and the latter is likely to impact on prognosis.
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APPENDIX I: SPIROMETRY
FOR DIAGNOSIS OF AIRFLOWLIMITATION IN COPDSpirometry is required to make a clinical diagnosis o COPD and shouldbe available to all health care proessionals who work with COPD patients.
What is Spirometry?
Spirometryis a simple test to measure the amount o air aperson can breathe out, and the amount o time taken to do so.
A spirometer is a device used to measure how eectively, andhow quickly, the lungs can be emptied.
A spirogram is a volume-time curve.
Spirometry measurements used or diagnosis o COPD include(see Figures 1A and 1B):
FVC (Forced Vital Capacity): maximum volume o air that can beexhaled during a orced maneuver.
FEV1
(Forced Expired Volume in one second): volume expired in therst second o maximal expiration ater a maximal inspiration. This
is a measure o how quickly the lungs can be emptied.
FEV1/FVC: FEV
1expressed as a proportion o the FVC, gives a
clinically useul index o airfow limitation.
The ratio FEV1/FVC is between 0.70 and 0.80 in normal adults; a
value less than 0.70 indicates airfow limitation and thus o COPD.
FEV1
is infuenced by the age, sex, height, and ethnicity, and is
best considered as a percentage o the predicted normal value.There is a vast literature on normal values; those appropriate orlocal populations should be used1,2,3,4.
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Why do Spirometry or COPD?
Spirometry is needed to make a clinical diagnosis o COPD.
Together with the presence o symptoms, spirometry helps gaugeCOPD severity and can be a guide to specic treatment steps.
A normal value or spirometry eectively excludes the diagnosis oclinically relevant COPD.
The lower the percentage predicted FEV1, the worse the subsequent
prognosis.
Figure 1A: Normal Spirogram
1 2 3 4 5 6
1
2
3
4
Volume,
liters
Time, seconds
5
1
FEV1 = 4L
FVC = 5L
FEV1/FVC = 0.8
Figure 1B: Spirogram Typical o Patients with Mild to Moderate COPD*
Vo
lume,
liter
s
Time, seconds
5
4
3
2
1
1 2 3 4 5 6
FEV1 = 1.8L
FVC = 3.2L
FEV1/FVC = 0.56
Obstructive
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FEV1
declines over time and usually aster in COPD than in healthysubjects. Spirometry can be used to monitor disease progression,but to be reliable the intervals between measurements must be at
least 12 months.
What You Need to Perorm Spirometry
Several types o spirometers are available. Relatively large bellows orrolling-seal spirometers are usually only available in pulmonary unctionlaboratories. Calibration should be checked against a known volume (e.g.,rom a 3-litre syringe) on a regular basis. There are several smaller hand-held devices, oten with electronic calibration systems.
A hard copy o the volume-time plot is very useul to checkoptimalperormance and interpretation, and to exclude errors.
Most spirometers require electrical power to permit operation o the motorand/or sensors. Some battery-operated versions are available that candock with a computer to provide hard copy.
It is essential to learn how your machine is calibrated and when and howto clean it.
How to Perorm Spirometry
Spirometry is best perormed with the patient seated. Patients may beanxious about perorming the tests properly, and should be reassured.Careul explanation o the test, accompanied by a demonstration, is very
useul. The patient should:
Breathe in ully.
Seal their lips around the mouthpiece.
Force the air out o the chest as hard and ast as they can until theirlungs are completely empty.
Breathe in again and relax.
Exhalation must continue until no more air can be exhaled, must be at least6 seconds, and can take up to 15 seconds or more.
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Like any test, spirometry results will only be o value i the expirations areperormed satisactorily and consistently. Both FVC and FEV
1should be the
largest value obtained rom any o 3 technically satisactory curves and the
FVC and FEV1 values in these three curves should vary by no more than5% or 150 ml, whichever is greater. The FEV1/FVC is calculated using the
maximum FEV1
and FVC rom technically acceptable (not necessarily thesame) curves.
Those with chest pain or requent cough may be unable to perorm asatisactory test and this should be noted.
Where to nd more detailed inormation on spirometry:
1. GOLD: A spirometry guide or general practitioners and a teachingslide set is available: http://www.goldcopd.org
2. American Thoracic Societyhttp://www.thoracic.org/adobe/statements/spirometry1-30.pd
3. Australian/New Zealand Thoracic Society
http://www.nationalasthma.org.au/publications/spiro/index.htm
4. British Thoracic Societyhttp://www.brit-thoracic.org.uk/copd/consortium.html
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NOTES
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NOTES
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The Global Initiative or Chronic Obstructive Lung Diseaseis supported by unrestricted educational grants rom:
2013 Global Initiative or Chronic Obstructive Lung Disease Inc
Almirall
AstraZeneca
Boehringer Ingelheim
ChiesiForest Laboratories
GlaxoSmithKline
Grupo Ferrer
Merck Sharp and DohmeMylan
Nonin Medical
Novartis
Pearl Therapeutics
Pzer
Quintiles
Takeda