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www.financialeducation.com.au
Locations
SYDNEY
PERTH
BRISBANE
Please refer to our website for updated
venues and dates
Duration
1-Day
Fees (incl GST)
$1,402.50 per person
Course fees include workshop handouts,
and CPD certification
CPD
9 Points/ Hours
Registration
Please complete the registration
form and return it to us:
[email protected]
P +612 9252 7437
About the program
Financial Education Professionals presents a
practical workshop specifically designed for financial
services compliance professionals in Australia.
The workshop places Australian Financial Services
Licensing in context, covers the main regulatoryguides you need
to be familiar with and provides
practical tools for you to use in your workplace.
Who is it for?
The workshop is suitable for compliance
professionals, within the context of the Australian
financial services industry.
As an introductory workshop, we recommend it to
anyone with less than two years experience in a
compliance-related role.
Benefits
Training conducted by our experienced
compliance practitioner
Learn through practical workshop exercisesCome away with a
series of checklists and
sample documents you can use to improve the
effectiveness of your compliance officer role
Benchmark against financial services industry
good practice
Cost effective
Share your experiences with other compliance
professionals and network
COMPLIANCE OFFICER
ESSENTIALS
mailto:[email protected]:[email protected]:[email protected]
7/28/2019 Compliance Officer Essentials1.pdf
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www.financialeducation.com.au
REGISTRATION FORM Compliance Officer Essentials
Participant information[Please print]
Participants last name: First name: Mr.
Mrs.
Miss
Ms.
Date of birth [dd/mm/yyyy]:
Email:
Company name: Business phone no.:
( )
Mobile:
Company address: City: State: Postcode:
Job Title: Department/Division:
Date of Enrolment [dd/mm/yyyy]:
Workshop Selection (valid to 30 Jun e 2014)
Please note that all fees are payable to secure a workshop place
and are not refundable. Substitutions are not allowed.
Sydney
Perth
Brisbane
Payment
Please charge my Credit Card:
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Card Number: ___ ___ ___ ___ ___ ___ ___ ___ ___ ___ ___ ___ ___
___ ___ ___ Expiry Date: ___ / ___
CVN: ___ ___ ___ Amount: $ _____________________
Cardholder Name:___________________________________________
Signature:
Please invoice my company (EFT details will be provided on the
invoice)
If requesting us to invoice your company, please complete the
information below
Approving Manager
First Name: Last Name:
Email:
Title/Position: Department/Division:
Approving Managers signature:
