Colombian Stock Market in the form of expulsions ......Asociativismo y Economia Social - INAES) for violation of the INAES Resolutions No 5586/12 and No 5588/12 related to the prevention

World-Check List of Keyword ListsWorld-Checks content is derived from 100,000's of different sources.

The following is a list of sources that have been assigned specific keywords at the request of our clients to date.This list does not represent our full coverage or all of our sources.

By searching on any of these keywords in the KEYWORD SEARCH field, you willcall up the required lists content from within the World-Check database.

World-Check will gladly assign keywords to additional sources at the request of its clients.For more information, please contact your World-Check representative.

KEYWORDABBREVIATION FULL NAME OF SOURCE / EXPLANATION COUNTRY OF

AUTHORITY TYPE

561LIST USA - 561LIST - Foreign Financial Institutions Subject to Part 561 of IFSR (the 561 List)List of Foreign Financial Institutions Subject to Part 561 of Iranian Financial SanctionsRegulation (the 561List) issued under EO (31 July 2012) authorising additional sanctionsin respect of Iran.

USA SANCTIONS

ACB AUSTRIA - ACB - Oesterreichische National Bank - Terrorism ListTerrorism Financing Sanctions notices.

AUSTRIA SANCTIONS

ACB-SANC AUSTRIA - ACB-SANC - Oesterreichische National Bank - Sanction ListsPublished sanctions notices (other than Terrorism Financing notices).

AUSTRIA SANCTIONS

ACCC AUSTRALIA - ACCC - Australian Competition and Consumer CommissionPress releases published by the Australian Competition & Consumer Commissiondecisions on unlawful conduct, cartel conduct and misrepresenting of consumer rightsresulting in fines/penalties, injunctions/restraints or proceedings/criminal charges.

AUSTRALIA REGULATORYENFORCEMENT

ACNV ARGENTINA - ACNV - Argentinean National Securities Commission - Comision NacionalDe Valores.Resolutions issued by the Argentinean Directorate of the National SecuritiesCommission listing entities required immediately to cease activity of publicnegotiations and financial intermediary of stocks and securities, as well as warningnotices to cease actions as financial intermediary or to warn the public of entities notauthorized to operate in the Argentinean S tock Market.

ARGENTINA REGULATORYENFORCEMENT

ADB ADB - Asian Development BankNotices issued by Asian Development Bank declaring firms and individuals ineligible topartic ipate in ADB-financed activity for committing fraudulent or corrupt acts asdefined by ADB's Anticorruption Policy.

UNKNOWN REGULATORYENFORCEMENT

ADOI USA - ADOI - Dept. of InsurancePress releases issued by Arizona Department of Insurance reporting insuranceviolations, fraud, enforcement actions and penalties imposed.

USA REGULATORYENFORCEMENT

AEDFSA UNITED ARAB EMIRATES - AEDFSA - Dubai Financial Services AuthorityEnforcement action, penalties and restraining orders imposed by the Dubai FinancialServices Authority (DFSA), as well as orders to seize operation, listing of unauthorisedentities, license revocations and bans from carrying out any financial services.

UNITED ARABEMIRATES

REGULATORYENFORCEMENT

AEDTO UNITED ARAB EMIRATES - AEDTO - UAE Designated Terrorist OrganisationsList issued by United Arab Emirates (UAE) Cabinet of designated terrorist organisationsand groups in terms of the Federal Law No. 7 of 2014 issued by the President andCabinet on combating terrorist crimes.

UNITED ARABEMIRATES


AFDB AFDB - African Development Bank - Debarred EntitiesList of Debarred Entities declared ineligible for contracts financed by the AfricanDevelopment Bank Group.


AFM NETHERLANDS - AFM - Autoriteit FinancieIe MarktenLists relating to 1) unlicenced institutions and persons offering securities services inthe Netherlands, 2) institutions that are offering securities without issuing a prospectusand 3) warning notices issued by foreign supervisory bodies.

NETHERLANDS REGULATORYENFORCEMENT

AGCM ITALY - AGCM - Autorita Garante Della Concorrenza E Del MercatoNotices on decisions issued by the Italian Antitrust Authority (Autorita Garante dellaConcorrenza e del Mercatoon) regarding infringements resulting in fines againstIndividuals and Entities.

ITALY REGULATORYENFORCEMENT

AIFSC ANGUILLA - AIFSC - Anguilla Financial Services CommissionRegulatory action taken by the Anguilla Financial Services Commission (FSC) againstcompanies and Individuals who are offering consumers and investors financial servicesor products without the necessary authorisation from the regulator or competentauthority in the form of Investor Alerts to the public .

ANGUILLA REGULATORYENFORCEMENT

AIIB INTERNATIONAL - AIIB - Asian Infrastructure Investment BankDebarment list published by the Asian Infrastructure Investment Bank (AIIB) ofindividuals or firms being ineligible to partake in or be awarded a contract in AIIBprojects and activities.


ALASP ALBANIA - ALASP - Albanian State PoliceIndividuals and entities investigated, indicted or wanted by the Albanian S tate Police(ASP) for corruption, organised crime-related actions or other serious criminaloffences.

ALBANIA LAWENFORCEMENT

AMVC COLOMBIA - AMVC - Autorregulador del Mercador de ValoresDisc iplinary sanctions issued by the self regulator of the Colombian S tock Market(Autorregulador del Mercado de Valores) for violations of the regulations of theColombian S tock Market in the form of expulsions, suspensions or fines.

COLOMBIA REGULATORYENFORCEMENT

ANS-TERR AUSTRALIA - ANS-TERR - Australian National SecurityPublished list of Terrorist Organisation.


APRA AUSTRALIA - APRA - Australian Prudential Reg. AuthorityMedia Releases, Disqualification Register.


ARAFIP ARGENTINA - ARAFIP - Federal Administration of Public RevenuesTaxpayers (individuals and/or entities) listed by the Federal Administration of PublicRevenues (Administrac ion Federal de Ingresos Publicos - AFIP) of Argentina for taxoffences, alleged simulated operations and/or involvement in issuing false invoices.


ARINAES ARGENTINA - ARINAES - National Institute Of Associativism And Social EconomyEntities whose authorisation to operate in Argentina has been suspended by theNational Institute of Associativism and Social Economy (Instituto Nacional deAsociativismo y Economia Social - INAES) for violation of the INAES Resolutions No5586/12 and No 5588/12 related to the prevention of money laundering and terrorismfinancing.


ARMJHR-W ARGENTINA - ARMJHR-W - Ministry of Justice and Human Rights - WantedIndividuals listed as most wanted and subject to arrest warrants by the Ministry ofJustice and Human Rights (MJHR) of Argentina on the National Consultation System ofCaptures' National Registry of Reoccurrence.

ARGENTINA LAWENFORCEMENT

ARUIF ARGENTINA - ARUIF - Argentine Financial Information UnitIndividuals and entities listed under sanctioning resolutions by the FinancialInformation Unit of Argentina (Unidad de Informacion Financiera - UIF) for allegedbreach of legal duties to prevent money laundering and terrorist financing.


ASIC AUSTRALIA - ASIC - Securities and Investments CommPublished lists of unlicensed overseas companies, cold callers. Fraudulent List of fakeregulators and exchanges.


ASIC-ALERT AUSTRALIA - ASIC-ALERT - Australian Securities and Investments Commission -Investor AlertUnlicensed companies listed by the Australian Securities & Investments Commission(AS IC) on MONEYSMART for making unsolic ited calls or sending emails about investing,financial advice, credit or loans and do not hold current Australian Financial Services(AFS) or Australian Credit licenses from AS IC as well as listings of so-calledinternational organisations that are fake entities and no genuine governmentregulators exist under these names.


ASSN ARGENTINA - ASSN - Superintendence of Insurance of the Nation - Superintendencia DeSeguros De La NacionList of dealers unauthorized to operate as Insurance Brokers. Publication of a list ofentities compelled to immediately cease activity of public negotiations and financialintermediary of stocks and securities.


AUASV-DPRK AUSTRALIA - AUASV-DPRK - Australian Autonomous Sanctioned VesselsSanctioned vessels designated under Australian Autonomous sanctions legislationDemocratic People's Republic of Korea

AUSTRALIA SANCTIONS

AUASX AUSTRALIA - AUASX - Australian Securities ExchangeDisc iplinary Announcements against market, c learing and settlement partic ipants forbreaches of ASX's operating rules.


AUS-EMB AUSTRALIA - AUS-EMB - Implementation of UN and Autonomous Sanctions Country orRegion EmbargoCountries or Regions subject to some form of Embargo imposed by Australia. In line withUnited Nations and Australian Autonomous sanctions.

AUSTRALIA SANCTIONS

AUS-ISEL AUSTRALIA - AUS-ISEL - Iran Specified Entities ListList of specified Iranian entities with which it is prohibited to do business withoutauthorisation.


AUSTRAC AUSTRALIA - AUSTRAC - Australian Transaction Reports and Analysis CentrePublished notices in respect of Anti-Money Laundering and Counter-Terrorism FinancingAct 2006.


AZFMS AZERBAIJAN - AZFMS - Financial Monitoring Service - Sanctions NoticesNotices published by Central Bank - Financial Monitoring Services in relation todomestic and international sanctions.

AZERBAIJAN SANCTIONS

AZHTL AZERBAIJAN - AZHTL - Azerbaijan Human Trafficking ListIndividuals listed by the Azerbaijan Ministry of Internal Affairs' Department onCombating Human Trafficking for involvement in human trafficking.

AZERBAIJAN LAWENFORCEMENT

AZL-WC INTERNATIONAL - AZL-WC - Azerbaijani Laundromat - World-Check DataThe AZL-WC keyword is designed to assist World-Check users in checking for informationcontained in the World-Check database relating to individuals and entities profiled asPolitically Exposed Persons (PEPs) and entities associated with PEPs, S tate OwnedEnterprises or appearing on a sanctions, law or regulatory enforcement list or reportedin the reputable media as accused, questioned, investigated, arrested, charged orconvicted for a FATF Predicate Offence as it relates to the data releases under thename "The Azerbaijani Laundromat" by the Organized Crime and Corruption ReportingProject (OCCRP) and various other international media releases. Users should performtheir own due diligence on any individuals and entities highlighted under the AZL-WCkeyword as inc lusion of this data does not intend to suggest or imply that any persons,companies or other entities inc luded in the AZL-WC keyword have broken the law orotherwise acted improperly. All information contained in profiles organized andstructured under the AZL-WC keyword is based on the publically available informationWorld-Check was able to source at the point in time that the profile is indicated to havebeen last updated. World-Check therefore makes no guarantees as to the accuracy orcompleteness of the information contained in profiles organized under the AZL-WCkeyword nor to the accuracy of any association highlighted by the keyword.

UNKNOWN OTHER BODIES

AZMOT AZERBAIJAN - AZMOT - Ministry of Taxes AzerbaijanEntities and individuals listed by the Ministry of Taxes of Azerbaijan in relation toviolation of tax law.

AZERBAIJAN REGULATORYENFORCEMENT

BACBH BOSNIA AND HERZEGOVINA - BACBH - Court of Bosnia and HerzegovinaIndividuals and entities convicted for corruption and/or organised crime-related actionsor other serious criminal offences by the Court of Bosnia and Herzegovina.

BOSNIA ANDHERZEGOVINA

LAWENFORCEMENT

BAFIN GERMANY - BAFINWarning Notices

GERMANY REGULATORYENFORCEMENT

BANXICO MEXICO - BANXICO - Central Bank of MexicoSanctions imposed by the Central Bank of Mexico (Banco de Mexico - BANXICO) onfinancial intermediaries for violations of the Banco de Mexico Law, of the Law forTransparency and Order of Financial Services and of the Law for Credit Institutions.

MEXICO REGULATORYENFORCEMENT

BAPEPAM INDONESIA - BAPEPAM - Capital Markets & Fin. Institutions Supervisory AgencyNotices relating to revocation of business licenses and permits, suspensions ofcertificate of registration, sanctions and fines imposed on individuals and companiesfor violating financial and securities regulations in Indonesia.

INDONES IA REGULATORYENFORCEMENT

BAPO BOSNIA AND HERZEGOVINA - BAPO - Prosecutor's Office of Bosnia and HerzegovinaIndividuals and entities investigated or indicted for corruption and/or organised crime-related actions or other serious criminal offences by the Prosecutor's Office of Bosniaand Herzegovina

BOSNIA ANDHERZEGOVINA

LAWENFORCEMENT

BCU URUGUAY - BCU - Central Bank Account ClosuresListed in the Registry of Check Legislation Offenders.

URUGUAY REGULATORYENFORCEMENT

BCUPEP URUGUAY - BCUPEP - Central Bank of Uruguay - PEP ListCentral Bank of Uruguay's identified PEP list.

URUGUAY OTHER BODIES

BDACC BANGLADESH - BDACC - Bangladesh Anti Corruption CommissionIndividuals arrested on charges of contravention of the Anti-Corruption Commission Actof Bangladesh as published by the Anti-Corruption Commission (ACC).

BANGLADESH LAWENFORCEMENT

BDBB-SANC BANGLADESH - BDBB-SANC - Bangladesh Bank Domestic SanctionsBangladesh Bank's domestic sanctions list of banned terrorist organisations.

BANGLADESH SANCTIONS

BDDNC BANGLADESH - BDDNC - Bangladesh Department of Narcotics ControlIndividuals arrested on charges of contravention of the Narcotics Control Act ofBangladesh.

BANGLADESH LAWENFORCEMENT

BDRQ CANADA - BDRQ - Bureau de Decision et de Revision QuebecIndividuals and companies subject to restraint orders, barring orders, penalties,prohibitions in trade and Cease Trade Order decisions issued by the Bureau de Decisionet de Revision Quebec.

CANADA REGULATORYENFORCEMENT

BDSEC BANGLADESH - BDSEC - Bangladesh Securities Exchange CommissionOrders and penalties issued by the Enforcement Department of the BangladeshSecurities Exchange Commission (BDSEC) against those who breach/violate securitieslaws.

BANGLADESH REGULATORYENFORCEMENT

BEFOJ BELGIUM - BEFOJ - Belgium Federal Public Service Justice Terrorism ListDomestic terrorism sanctions list of individuals and entities suspected to be involved interrorism whose funds and other financial assets are frozen by the Belgium FederalPublic Service for Justice (Federale Overheidsdienst Justitie - FOJ).

BELGIUM SANCTIONS

BGCPC BULGARIA - BGCPC - Commission for Protection of CompetitionFines imposed by Bulgarian Commission for Protection of Competition for unfaircompetition and monopolies.

BULGARIA REGULATORYENFORCEMENT

BGFSC BULGARIA - BGFSC - Bulgaria Financial Supervision CommissionFinancial Services Warning Notices.

BULGARIA REGULATORYENFORCEMENT

BHTOL BAHRAIN - BHTOL - Bahrain Terrorist Organisations ListEntities recognized by Bahraini Cabinet as terrorist organisations regionally andinternationally.

BAHRAIN LAWENFORCEMENT

BHTOL-Q BAHRAIN - BHTOL-Q - Bahrain Terror List - Qatar LinkedJoint terror list issued by Kingdom of Bahrain, Kingdom of Saudi Arabia, the ArabRepublic of Egypt and the United Arab Emirates of individuals and entities as bannedterrorists in light of the shared commitment of the four countries to the fight againstterrorism and its funding sources and to the combat against extremist ideology andmeans of promoting it as well as to their joint action to eliminate the two phenomenaand to shield societies from them as a result of the alleged continued violation by theauthorities in Doha, Qatar, of its signed commitments and agreements in terms of theRiyadh Agreement that inc luded a pledge not to support or harbour elements ororganisations that threatened the security of states as targets for acts of sabotage andchaos by members of terrorist organisations that Qatar either allegedly hosts orsupports.

BAHRAIN SANCTIONS

BISN USA - BISN - Bureau of Int Sec & NonproliferationGeneral keyword to identify all entries sanctioned under the various US S tateDepartment - Bureau of International Security & Nonproliferation sanctionsprogrammes.

USA SANCTIONS

BISN-CAATSA231

USA - BISN-CAATSA231 - Section231 of CAATSA (Countering America's AdversariesThrough Sanctions Act )Section231 of CAATSA (Countering America's Adversaries Through Sanctions Act list ofpersons that are part of, or operate for or on behalf of, the defense and intelligencesectors of the Government of the Russian Federation issued in terms of CAATSASECTION 231(d)

USA SANCTIONS

BISN-CBW USA - BISN-CBW - Bureau of Int Sec & Nonproliferation.Identifies those subject to sanctions imposed in terms of the Chemical and Biologicalweapons Sanctions Laws - Arms Export Control Act (22 U.S .C. 2798), ExportAdministration Act (50 U.S .C. App 2410c) and Chemical and Biological Weapons Controland Warfare Elimination Act (22 U.S .C. 5604-5605).

USA SANCTIONS

BISN-EIBA USA - BISN-EIBA - Bureau of Int Sec & NonproliferationIdentifies those subject to sanctions imposed in respect of Export-Import Bank Act.

USA SANCTIONS

BISN-EO12938 USA - BISN-EO12938 - Bureau of Int Sec & NonproliferationIdentifies those subject to sanctions imposed in terms of the Executive Order 12938 asamended by EO 13094 and 13382.

USA SANCTIONS

BISN-EO13382 USA - BISN-EO13382 - Bureau of Int Sec & NonproliferationIdentifies those proliferators of weapons of mass destruction and their supporters,subject to an asset freeze in terms of EO13382.

USA SANCTIONS

BISN-IRAN USA - BISN-IRAN - Bureau of Int Sec & NonproliferationIdentifies those subject to sanctions imposed in terms of the Iran Nonproliferation Actof 2000.

USA SANCTIONS

BISN-IRSY USA - BISN-IRSY - Bureau of Int Sec & NonproliferationIdentifies those subject to sanctions imposed in terms of the Iran and SyriaNonproliferation Act.

USA SANCTIONS

BISN-LME USA - BISN-LME - Bureau of Int Sec & Nonproliferation.Identifies those subject to sanctions imposed in respect of the Transfer of LethalMilitary Equipme

USA SANCTIONS

BISN-MIS USA - BISN-MIS - Bureau of Int Sec & NonproliferationIdentifies those subject to sanctions imposed in respect of Missile Sanctions Laws -Arms Export Control Act (22 U.S .C. 2797b) and Export Administration Act (50 U.S .C.Appx 2410b).

USA SANCTIONS

BISN-NPPA USA - BISN-NPPA - Bureau of Int Sec & NonproliferationIdentifies those subject to sanctions imposed in respect of Nuclear ProliferationPrevention Act.

USA SANCTIONS

BISN.IR-IQ USA - BISN.IR-IQ - Bureau of Int Sec & NonproliferationIdentifies those subject to sanctions imposed in terms of the Iran - Iraq Arms nonproliferation Act 1992.

USA SANCTIONS

BMA BERMUDA - BMA - Bermuda Monetary AuthorityPress releases and Warnings on entities that are not incorporated or not licensed toconduct regulated financial services or business in Bermuda as issued by the BermudaMonetary Authority (BMA).

BERMUDA REGULATORYENFORCEMENT

BNA CURACAO - BNA - Central Bank of Curacao and Sint Maarteen -Bank Warning NoticesPublished Warning Notices.

CURAÇAO REGULATORYENFORCEMENT

BNAMBD BRUNEI - BNAMBD - Autoriti Monetari Brunei DarussalamAlerts on companies, individuals and websites issued by the Monetary Authority ofBrunei (Autoriti Monetari Brunei Darussalam - AMBD) which are neither authorised norapproved under the relevant laws and regulations administered by AMBD or whoseactivities raise a suspic ion of illegal activity.

BRUNEI REGULATORYENFORCEMENT

BNM MALAYSIA - BNM - Bank Negara MalaysiaFinancial fraud alerts, enforcement actions, investigations and press releases issuedagainst illegal financial activities by individuals and entities.

MALAYS IA REGULATORYENFORCEMENT

BNM-SANC MALAYSIA - BNM-SANC - Bank Negara Malaysia Sanctions OrderEntities subject to a freez ing of funds order pursuant to the Anti-Money Laundering andAnti-Terrorism Financing (Declaration of Specified Entities and ReportingRequirements) Order as published by the Central Bank of Malaysia (Bank NegaraMalaysia - BNM).

MALAYS IA SANCTIONS

BPI USA - BPI - OFAC SDN List - Blocked Pending InvestigationGeneral keyword to group all Blocked Pending Investigation entries.

USA SANCTIONS

BPI-PA USA - BPI-PA - OFAC SDN List - BPI-Property & AssetsOFAC SDN List entries designated as Blocked Pending Investigation -Blocked PendingInvestigation, Patriot Act.

USA SANCTIONS

BPI-SDNT USA - BPI-SDNT - OFAC SDN List - BPI-Specially Designated Narcotics Trafficker.OFAC SDN List entries designated as Blocked Pending Investigation - SDNT ( SpeciallyDesignated Narcotics Trafficker).

USA SANCTIONS

BPI-SDNTK USA - BPI-SDNTK - OFAC SDN List - BPI-Specially Designated Narcotics TraffickerKingpinOFAC SDN List entries designated as Blocked Pending Investigation, Foreign NarcoticsKingpin Sanctions Regulations, 31 C.F.R. part 598.

USA SANCTIONS

BRBCB BRAZIL - BRBCB - Brazil Central BankIndividuals and companies administratively sanctioned by the Central Bank of Braz il(BCB) for failing to comply with Braz il's Central Bank regulations or prohibited fromoccupying positions of directorship or management in financial institutions.

BRAZIL REGULATORYENFORCEMENT

BRCADE BRAZIL - BRCADE - Brazil Competition AuthorityEnforcement action taken by Braz il's Competition Authority (Conselho Administrativode Defesa Economica - CADE) against entities and individuals for infractions of anti-trust regulations as set out by Braz il's Anti-Competition Law.


BRCEIS BRAZIL - BRCEIS - National Registry of Ineligible and Suspended CompaniesConsolidated list of companies and individuals declared ineligible or suspended on theBraz il National Registry of Ineligible and Suspended Companies (Cadastro Nacional deEmpresas Inidoneas e Suspensas - CEIS ) due to penalties and restriction ordersimposed as maintained by the Office of the Comptroller General (Controladoria-Geral daUniao) and barred from entering into contracts with the public administration.


BRCEPIM BRAZIL - BRCEPIM - Impeded Non-Profit OrganisationsNon-profit organisations listed on the Register of Non-Profit Private Entities (O Cadastrode Entidades Privadas Sem Fins Lucrativos Impedidas - CEPIM) as ineligible topartic ipate in tenders, partnerships or contracts with Braz il's federal publicadministration as a result of alleged irregularities in management of contracts orpublic funds received.


BRCNEP BRAZIL - BRCNEP - National Registry of Punished CompaniesOrganisations listed on the National Registry of Punished Companies (O CadastroNacional de Empresas Punidas - CNEP) that have been penalised for infraction ofBraz il's Anti-Corruption Law.


BRCOAF BRAZIL - BRCOAF - Council for Financial Activities ControlAdministrative sanctions imposed on Individuals and Entities for infractions of theBraz il Council for Financial Activities Control ( Conselho de Controle de AtividadesFinanceiras - COAF) regulations and money launderings laws.


BRIRAC BRAZIL - BRIRAC - Brazilian Integrated Registry of Administrative ConvictionsAdministrative convictions published by the Integrated Registry for UnlawfulAdministrative Convictions (Cadastro Integrado de Condenacoes por Ilic itosAdministrativos (Cadicon)) for the maintenance of irregular accounts by publicmanagers on Munic ipal, S tate and National level in Braz il.


BRMTE BRAZIL - BRMTE - Department of Labour Inspection - Combating Forced LabourIndividuals and Entities listed by the Braz ilian Ministry of Labour and Employment(Ministerio do Trabalho e Emprego - MTE), Department of Labour Inspection, under theForced Labour List who have not complied with Labour Legislations.


BRPRORJ BRAZIL - BRPRORJ - Rio De Janeiro State - WantedWanted individuals as published by the Procurados of the S tate of Rio de Janeiro (PRORJ)as outlaw criminals of the S tate in partnership with the Disque-Denuncia and the PublicSecurity Secretariat of the S tate of Rio de Janeiro.

BRAZIL LAWENFORCEMENT

BSICIJ-WC INTERNATIONAL - BSICIJ-WC - International Consortium of Investigative JournalistBahamas Corporates - World-Check DataThe BS ICIJ-WC keyword is designed to assist World-Check users in checking forinformation contained in the World-Check database relating to individuals and entitiesprofiled as Politically Exposed Persons (PEPs) and entities associated with PEPs,appearing on a sanctions, law or regulatory enforcement list or reported in thereputable media as accused, questioned, investigated, arrested, charged or convictedfor a FATF Predicate Offence as it relates to the International Consortium ofInvestigative Journalist (ICIJ) Bahamas corporate registry offshore data releases. Usersshould perform their own due diligence on any entities highlighted under the BS ICIJ-WCkeyword as there are legitimate uses for offshore companies, foundations and trusts.Inc lusion of this data does not intend to suggest or imply that any persons, companiesor other entities inc luded in the ICIJ data releases have broken the law or otherwiseacted improperly. All information contained in profiles organized and structured underthe BS ICIJ-WC keyword is based on the publically available information World-Check wasable to source at the point in time that the profile is indicated to have been lastupdated. World-Check therefore makes no guarantees as to the accuracy orcompleteness of the information contained in profiles organized under the BS ICIJ-WCkeyword nor to the accuracy of any association highlighted by the keyword.


BSSCB BAHAMAS - BSSCB - Bahamas Securities CommissionEnforcement Notices and Alerts issued by the Bahamas Securities Commission forviolations of the Securities Industry Act and Investment Funds Act of the Bahamas.

BAHAMAS REGULATORYENFORCEMENT

BVC COLOMBIA - BVC - Bolsa De Valores De ColombiaDisc iplinary sanctions issued by the Colombian S tock Exchange (Bolsa de Valores deColombia) for violations of the regulations of the Colombian S tock Market in the form ofexpulsions, suspension or fines.


BVIFSC VIRGIN ISLANDS (BRITISH) - BVIFSC- Financial Services Comm. - Advisory WarningsAdvisory warning notices relating to unauthorised individuals and entities in BritishVirgin Islands.

VIRGIN ISLANDS(BRITISH)


BXA USA - BXA - Bureau Ind and Sec Denied Persons ListDenied Persons List - list of individuals and entities that have been denied exportprivileges.


BXAENT USA - BXAENT - Bureau of Industry and Security - Entity ListEntity List - List of entities whose involvement in transactions may require licensesunder Export Administration Regulations.


BXAUNVER USA - BXAUNVER - Bureau Industry and Security - Unverified ListUnverified List - a list of parties where the Bureau of Industry and Security has beenunable to verify the end-user in prior transactions.


BYMNS BELARUS - BYMNS - Belarus Ministry of Taxes and DutiesCommercial Organisations and individuals identified to be allegedly involved in unlawfulentrepreneurial activity, possible tax evasion and other unlawful activities.

BELARUS REGULATORYENFORCEMENT

BZCB BELIZE - CENTRAL BANK OF BELIZE - WARNING NOTICES - BZCBNotices concerning unlicensed banks or financial institutions in Belize.

BELIZE REGULATORYENFORCEMENT

BZFSC BELIZE - BZFSC - Financial Services Commission - Advisory NoticesWarning notices of unauthorised individuals and entities.

BELIZE REGULATORYENFORCEMENT

CAALERT CANADA - CAALERT - Alberta Law Enforcement Response TeamsPress Releases issued by the Alberta Law Enforcement Response Teams for World-Checkrelevant crimes.

CANADA LAWENFORCEMENT

CAAMF CANADA - CAAMF - Autorite Des Marches FinanciersWarnings and enforcement actions instituted against individuals and entities forbreaches of Quebec financial markets regulations.


CAASC CANADA - CAASC - Alberta Securities CommissionEnforcement actions taken by Alberta Securities Commission against individuals andcompanies for breaches of Alberta securities laws.


CAATSA228-WC

USA - CAATSA228-WC - Relatives of UKR/RUS Specially Designated NationalsThe CAATSA228-WC keyword identifies in World-Check c lose relatives (child, spouse,parent, sibling) of a person subject to sanctions imposed by USA relating toUkraine/Russia in terms of CAATSA Section 228.

USA OTHER BODIES

CACBSA CANADA - CACBSA - Canada Border Services AgencyPress releases issued by the Canada Border Services Agency (CBSA) published on theGovernment of Canada web site relating to enforcement of the Immigration andRefugee Protection Act in Canada and listing of wanted individuals that are the subjectof an active Canada-wide arrest warrant, issued pursuant to the Immigration andRefugee Protection Act.


CACCB CANADA - CACCB - Canada Competition BureauEnforcement action notices published by Canada's Competition Bureau (CCB) relatingto administration and enforcement of the Canadian Competition Act which inc ludeslists of penalties imposed by courts resulting from the Bureau's investigations, as wellas penalties imposed for international cartels and other enforcement actions of theBureau.


CACRA CANADA - CACRA - Canada Revenue AgencyNews releases issues by The Canada Revenue Agency (CRA) on cases of people,corporations, and trusts convicted in the courts for tax evasion or for failing to fileincome tax returns when required.


CADA CANADA - CADA - Canadian Institute of Chartered Accountants - DisciplinedAccountantsDisc iplinary Actions taken by Canadian Institutes of Chartered Accountants andCertified General Accountants Associations for breaches of rules and regulations.


CADI USA - CADI - California Department of InsuranceEnforcement action taken against individuals and entities by the California Departmentof Insurance (CADI) for regulatory violations relating to insurance transactions.


CADL CANADA - CADL - Canadian Law Society - Disciplined LawyersListings for Lawyers, inc lude those that have been disc iplined for committing WCrelevant crimes.


CADSG SINGAPORE - CADSG - Commercial Affairs Dept. Prosecutions.Notices of prosecutions.

S INGAPORE REGULATORYENFORCEMENT

CAEC CANADA - CAEC - Environment CanadaEnforcement Notifications published on the Government of Canada web site ofsuccessful prosecutions of World-Check relevant environmental crimes by the FederalDepartment of the Environment as published by Environment Canada (EC) aimed atprotection of the environment in Canada.


CAFCAA CANADA - CAFCAA - Saskatchewan Financial and Consumer Affairs AuthorityEnforcement action taken by Saskatchewan Financial and Consumer Affairs Authority(FCAA) against individuals and entities for breaches of Saskatchewan securities laws.


CAFCNB CANADA - CAFCNB - Financial Consumer Services Commission New BrunswickEnforcement action notices published relating to provinc ial legislation regulatingsecurities, insurance, pension, credit unions, caisses populaires, trust and loancompanies, co-operatives as published by the Financial and Consumer ServicesCommission of New Brunswick (CAFCNB), inc luding a caution list of individuals andentities not registered to trade in securities or to provide investment advice in NewBrunswick.


CAFIC CANADA - CAFIC - Financial Institutions Commission of British ColumbiaEnforcement proceedings taken by Financial Institutions Commission of BritishColumbia against individuals and entities for breaches of Financial Commissionregulations.


CAFSCO CANADA - FINANCIAL SERVICES COMMISSION OF ONTARIO - CAFSCOEnforcement action notices published by the Financial Services Commission of Ontario(CAFSCO) relating to provinc ial legislation regulating insurance, mortgage brokering,credit unions, caisses populaires, trust and loan companies, inc luding warning noticeson individuals and entities relating to the regulated sectors that may be of concern toconsumers and the business community in Ontario.


CALPS CANADA - CALPS - London Canada Police ServiceList published by the London Police Service (LPS ) in Canada of individuals investigatedand/or arrested for narcotics crimes and other World-Check relevant crimes.


CAMFDA CANADA - CAMFDA - Mutual Fund Dealers Association of CanadaDisc iplinary action and enforcement proceedings taken against individuals and entitiesfor breaches of Mutual Fund Dealers Association of Canada regulations.


CAMSC CANADA - CAMSC - Manitoba Securities CommissionEnforcement proceedings taken by Manitoba Securities Commission against individualsand entities for breaches of securities laws.


CAN-AN CANADA - CAN-AN - Advisory Notices.Advisory notices issued by Office of the Superintendent of Financial Institutions -Canada (inc ludes FATF notices) entries not inc luded on the Canadian sanctions list.


CANBSC CANADA - CANBSC - New Brunswick Securities Commission.Caution List and Enforcement proceedings taken by New Brunswick SecuritiesCommission against individuals and companies for breaches of New Brunswicksecurities laws.


CANEMBARGO CANADA - CANEMBARGO - Country or Region Embargo List.List of Countries or Regions subject to some form of restrictions inc ludes those subjectto UN sanctions and Canadian Economic Sanctions.

CANADA SANCTIONS

CANFACFO CANADA - FREEZING ASSETS OF CORRUPT FOREIGN OFFICIALS - CANFACFOIdentifies entries listed by Canada under the Freez ing Assets of Corrupt ForeignOffic ials Act.

CANADA SANCTIONS

CANS CANADA - CANS - Canadian SanctionsGeneral keyword to identify all entries sanctioned by the various Canadian SanctionsProgrammes - inc ludes Suppression of Terrorism, Economic Sanctions, SpecialEconomic Measures and Freez ing of Assets of Corrupt Foreign Offic ials.

CANADA SANCTIONS

CANS-JVCFO CANADA - CANS-JVCFO - Justice for Victims of Corrupt Foreign Officials RegulationsIdentifies those subject to sanctions imposed in terms of the Justice for Victims ofCorrupt Foreign Offic ials Act (Sergei Magnitsky Law)

CANADA SANCTIONS

CANSEMB CANADA - CANSEMB - Special Economic Measures - Burma (Myanmar).List of Individuals and Entities subject to various economic and other sanctionsimposed under the Special Economic Measures (Burma) Regulations.

CANADA SANCTIONS

CANSEMIR CANADA - SPECIAL ECONOMIC MEASURES - IRAN - CANSEMIRList of Individuals and Entities subject to various economic and other sanctionsimposed under the Special Economic Measures (Iran) Regulations.

CANADA SANCTIONS

CANSEMRUS CANADA - CANSEMRUS - Special Economic Measures - RussiaList of Individuals and Entities subject to various economic and other sanctionsimposed under the Special Economic Measures (Russia) Regulations.

CANADA SANCTIONS

CANSEMRUS-FSR

CANADA - CANSEMRUS-FSR- Special Economic Measures - Russia - Schedules 2 & 3List of Entities subject to various Financial restrictions imposed under the SpecialEconomic Measures (Russia - Schedules 2&3) Regulations. (Russia - Schedules 2&3)Regulations.

CANADA SANCTIONS

CANSEMSS CANADA - CANSEMSS - Special Economic Measures - South Sudan.List of Individuals and Entities subject to various economic and other sanctionsimposed under the Special Economic Measures (South Sudan) Regulations.

CANADA SANCTIONS

CANSEMSYR CANADA - CANSEMSYR - Special Economic Measures - SyriaList of Individuals and Entities subject to various economic and other sanctionsimposed under the Special Economic Measures (Syria) Regulations.

CANADA SANCTIONS

CANSEMUKR CANADA - CANSEMUKR - Special Economic Measures - Ukraine.List of Individuals and Entities subject to various economic and other sanctionsimposed under the Special Economic Measures (Ukraine) Regulations.

CANADA SANCTIONS

CANSEMVE CANADA - CANSEMVE - Special Economic Measures - VenezuelaList of Individuals and Entities subject to various economic and other sanctionsimposed under the Special Economic Measures (Venezuela) Regulations.

CANADA SANCTIONS

CANSEMZ CANADA - CANSEMZ - Special Economic Measures - Zimbabwe.List of Individuals and Entities subject to various economic and other sanctionsimposed under the Special Economic Measures (Zimbabwe) Regulations.

CANADA SANCTIONS

CAOSC CANADA - CAOSC - Ontario Securities CommissionInvestor Warnings and enforcement proceedings taken by Ontario SecuritiesCommission against individuals and companies for breaches of Ontario securities laws.


CARENA CANADA - CARENA - Quebec Enterprises Ineligible for Public ContractsEntities listed as ineligible for public contracts following conviction for certain offenses.


CARQ CANADA - CARQ - Quebec Ministry of RevenuePress releases issued by The Quebec Ministry of Revenue (Revenu Quebec) onindividuals and entities allegedly involved in tax offenses, tax evasion, tax fraud and taxdefaulters.


CASFSC CANADA - CASFSC - Saskatchewan Financial Services commissionCease Trade Orders and enforcement proceedings taken by Saskatchewan FinancialServices Commission against individuals and entities for breaches of Saskatchewansecurities laws.


CASQ CANADA - CASQ - Surete Du QuebecPress releases - warnings from foreign authorities and notice concerning illegal publicsolic iting of funds.


CATMF CANADA - CATMF - Quebec Administrative Tribunal of Financial MarketsEnforcement action taken by the Administrative Tribunal of the Financial Markets ofQuebec (TMF - Tribunal Administratif des Marchés Financiers) against individuals andentities for breaches of Quebec securities laws and financial products and serviceslaws.


CAUPAC CANADA - CAUPAC - Quebec Permanent Anti-Corruption Unit.Law enforcement action relating to corruption and investigations of influence-peddlingand collusion in the Canadian province of Quebec.


CBBW BAHAMAS - CENTRAL BANK WARNING NOTICES - CBBWWarning notices - entities and individuals operating in breach of the Banks and TrustCompanies Regulations Act, 2000, and/or other laws of The Bahamas.

BAHAMAS REGULATORYENFORCEMENT

CBF BELGIUM - CBF- Financial Services and Markets Authority - FSMA (formerly CBF).Warnings notices published by the Financial Services and Markets Authority of Belgium(FSMA - formerly CBF or Comm. Banc. Et Financiere) from foreign authorities andnotices concerning illegal public solic iting of funds.

BELGIUM REGULATORYENFORCEMENT

CBI IRELAND - CBI - Central Bank.Issued warning notices prior to May 2003.

IRELAND REGULATORYENFORCEMENT

CBII INDIA - CENTRAL BUREAU OF INVESTIGATION - CBIIInc ludes CBII most wanted list and World Check relevant press releases.

INDIA LAWENFORCEMENT

CCC CANADA - CCC - Criminal Code - Terrorism Designations.Lists of Names subject to the Regulations Establishing a List of Entities made undersubsection 83.05(1) of the Criminal Code.

CANADA SANCTIONS

CES CANADA - CES- Canadian Economic Sanctions.Individuals and Entities subject to sanctions under Canada's enactment of the UnitedNations Act excludes terrorism related sanctions and Special Economic Measures.

CANADA SANCTIONS

CFSEU CANADA - CFSEU - Special Enforcement UnitsNews Releases issued by Combined Forces Special Enforcement Unit for World-Checkrelevant crimes.


CFTC USA - COMMODITY FUTURES TRADING COMM. - CFTCEnforcement actions taken against individuals and entities for violation of CommoditiesFutures Trading Commission regulations.


CFTC-RL USA - CFTC-RL - Commodity Futures Trading Comm - Red ListForeign entities that have been identified on the RED (Registration Defic ient) list asacting in a capacity that appears to require registration but are not appropriatelyregistered with the Commodities Futures Trading Commission (CFTC).


CHPCDI CHINA - CHPCDI - China Provincial Commissions for Discipline InspectionEnforcement action taken by China's Provinc ial Disc ipline Inspection authoritiesagainst individuals and entities investigated for disc iplinary violations, a termcommonly used to denote financial irregularities.

CHINA LAWENFORCEMENT

CHWEKO SWITZERLAND - CHWEKO - Swiss Competition CommissionEnforcement decisions taken as a result of administrative proceedings and fines issuedby the Swiss Competition Commission (Wettbewerbskommission - WEKO) relating tocompetition law infringements in Switzerland.

SWITZERLAND REGULATORYENFORCEMENT

CIMA CAYMAN ISLANDS - CIMA - Monetary Authority.Notices inc lude enforcements notices - fraudulent websites, struck off or dissolvedmutual funds / administrators.

CAYMANISLANDS


CIPLCC COTE D'IVOIRE - CIPLCC - Ivory Coast Platform Combating Cyber CriminalityIndividuals involved in or wanted by the Ivory Coast Police for cybercrime activities aspublished by the Platform Combating Cyber Criminality (Plateforme de Lutte Contre laCybercriminalite - PLCC) of the Ivory Coast Ministry of S tate and Interior.

COTE D'IVOIRE LAWENFORCEMENT

CIRC CHINA - CIRC - China Insurance Regulatory Commission.Penalties (warnings, fines and revocation of licenses) issued against individuals andentities for violating insurance regulations in China.

CHINA REGULATORYENFORCEMENT

CIVPEN USA - OFAC CIVIL PENALTIES - CIVPENEnforcement and Civil Penalties imposed by OFAC in relation to violations of economicand trade sanctions.


CLSBIF CHILE - CLSBIF - Chilean Superintendency of Banks and Financial InstitiutionsEntities and individuals fined by the Chilean Superintendency of Banks and FinancialInstitutions (Superintendencia de Bancos e Instituc iones Financieras) for violations ofthe governing laws them, and by-laws or instructions legally issued by theSuperintendent of Banks.

CHILE REGULATORYENFORCEMENT

CLUAF CHILE - CLUAF - Chilean Financial Analysis UnitAdministrative sanctions and penalties issued against entities regulated by the ChileanFinancial Analysis Unit (Unidad de Analisis Financiero - UAF) for breach of legal dutiesto prevent money laundering and terrorist financing according to the Law 19.913 andCirculars.


CNBV MEXICO - CNBV - Mexican National Banking Securities CommissionList of entities and individuals fined for violations of the specific financial regulations orunauthorized by the National Banking and Securities Commission of Mexico (ComisionNacional Bancaria de Valores) to raise funds from the public .


CNCCDI CHINA - CNCCDI - Central Commission for Discipline InspectionIndividuals listed by the Central Commission for Disc ipline Inspection of the CommunistParty of China (CCDI) within the Ministry of Supervision as wanted or press releasesrelated to high level government offic ials and SOE executives who are underinvestigation for violations of disc ipline and the law and related allegations ofcorruption, bribery and other economic crimes.


CNCCDI-WANTED

CHINA - CNCCDI-WANTED - Central Commission for Discipline Inspection - MostWantedIndividuals listed by the Central Commission for Disc ipline Inspection of the CommunistParty of China (CCDI) as wanted in the Sky Net Operation, who fled abroad onallegations of corruption, bribery and other economic crimes.


CNMPS CHINA - CNMPS - China Ministry of Public Security - WantedIndividuals against whom arrest warrants have been issued by the Ministry of PublicSecurity (MPS), the police and security authority of China, on allegations of fraud,embezz lement, human trafficking, bribery and other crimes.


CNMV SPAIN - CNMV - Com. Nacional Del Mercado De ValoresWarnings published by the National S tock Market Commission of Spain (ComisionNacional Del Mercado De Valores - CNMV) regarding firms not authorized to provideinvestment services in Spain and listings of disc iplinary penalties issued by the CNMVagainst individuals and entities for violations of Law 44/2002 on the Measures to Reformthe Financial System (Medidas de Reforma del S istema Financiero), Law 24/88 on theStock Market (Mercado de Valores) and the Law 35/2003 (Collective InvestmentsSchemes (Instituc iones de Inversion Colectiva).

SPAIN REGULATORYENFORCEMENT

CNSAT CHINA - CNSAT - China State Administration of TaxationEnforcement notices issued against entities and individuals by China's S tateAdministration of Taxation (SAT) as being under investigation or penalized for taxviolations. The enforcement notices comprises compilations of penalization byProvincial and Munic ipal level tax bureaus.


CNSPC CHINA - CNSPC - China Supreme People's CourtIndividuals sentenced by China's Supreme People's Court (SPC) for bribery, fraud,narcotics trafficking and other predicate offences.


CNSPP CHINA - CNSPP - China Supreme People's ProcuratorateLaw enforcement notices issued against individuals by China's Supreme People'sProcuratorate (SPP) for being investigated or prosecuted for alleged bribery, corruptionand other economic crimes. The enforcement notices derive from investigations orprosecution by both Supreme and Provinc ial Procuratorates.


CNSSE CHINA - CNSSE - SHANGHAI STOCK EXCHANGEEnforcement action against companies and individuals for violation of the RulesGoverning the Listing of S tocks on the Shanghai S tock Exchange (SSE) under thesupervision of the Chinese Securities Regulatory Commission (CSRC) dischargingregulatory functions which inc ludes critic ism and public censure against individualsdeemed by the SSE as individuals unfit for serving as a director of a listed company.


COANLA COLOMBIA - COANLA - National Authority of Environmental LicensesList of entities sanctioned by the National Authority of Environmental Licenses ofColombia (Autoridad Nacional de Licencias Ambientales - ANLA) for offences relating tothe laws, by-laws and regulations of the environment and its protection contained inLaw No 1333 and related bodies.


COCGR COLOMBIA - COCGR - Comptroller Generals Office of ColombiaIndividuals and entities found to be responsible for fiscal economic detriment as aresult of loss, misappropriation or inadequate public funds management by theComptroller General's Office of Colombia (Contraloria General de la Republica - CGR).


CODIAN COLOMBIA - CODIAN - National Directorate of Taxes and CustomsEntities and/or individuals sanctioned by the Colombian National Directorate of Taxesand Customs (Direccion de Impuestos y Aduanas Nacionales - DIAN) as a 'fictitiousprovider' in accordance with Artic le 671 of the National Tax Act for involvement insimulated operations and/or submission of false invoices.


CONAV PANAMA - CONAV - National Securities Commission - Comision Nacional De ValoresEntities listed by the Superintendence of the Securities Market of the Republic ofPanama (Superintendencia del Mercado de Valores - SMV, formerly known as ComisionNacional de Valores (National Securities Commission)) as unlicensed to carry outbusiness as a financial intermediary of securities or investments in or from Panama, aswell as persons and /or entities sanctioned for violations of the S tock Market Law andRegulations in the form of license cancellations, revocations, forced liquidation andfines.

PANAMA REGULATORYENFORCEMENT

CONDUSEF MEXICO - CONDUSEF - Comision Nacional Para La Proteccion Y Defensa De LosUsuarios De Servcios FinancierosList of financial entities fined by the Mexican National Commission for the Protectionand Defence of the Financial Services Users (Comision Nacional para la Proteccion yDefensa de los Usuarios de Servic ios Financieros - Condusef) for failure to comply withthe Law for Transparency and Order of Financial Services, the Law on Credit Institutionsand the Law for the Regulation of the Credit Information Companies and/or entitiesidentified as unauthorised and unregistered to operate as a financial entity.


CONSOB ITALY - CONSOB - National Comm. BorsaInvestor Warning Lists.


COPGO COLOMBIA - COPGO - Prosecutor Generals Office of ColombiaList of individuals and entities dismissed from office, banned or suspended from holdingpublic office or fined by the Prosecutor General Office of Colombia (ProcuraduriaGeneral de la Nacion - PGO).

COLOMBIA LAWENFORCEMENT

COPOL COLOMBIA - COPOL - Colombian National PoliceList of individuals wanted by the National Police of Colombia (Polic ia Nacional deColombia).

COLOMBIA LAWENFORCEMENT

CORPCA USA - CORPCA - California Department of CorporationsCivil Actions, Desist and Refrain Orders and Escrow Agent Disc iplinary Actions issued bythe California Department of Corporations.


COSFC COLOMBIA - COSFC - Financial Superintendence of ColombiaAdministrative actions, fines and final resolutions instituted against supervised entities,directors, stock market agents and other individuals by the Financial Superintendenceof Colombia (Superintendencia Financiera de Colombia) for violations of financiallegislation and/or internal regulations.


COSIC COLOMBIA - COSIC - Superintendence of Industry and CommerceIndividuals and entities sanctioned by the Colombian Superintendence of Industry andCommerce (Superintendencia de Industria y Comercio - S IC) for violation of exampleConsumer Protection Laws, Competition Protection Laws, Industrial Protection Laws andPersonal Data Protection Laws.


CRSGV COSTA RICA - CRSGV - General Superintendence of Securities of Costa RicaList of entries not authorised by the Costa Rican General Superintendence of Securities(Superintendencia General de Valores (SUGEVAL)) to make public offerings of securitiesor other related services and entities fined by SUGEVAL for violations of the SecuritiesMarket regulatory Law.

COSTA RICA REGULATORYENFORCEMENT

CRSUGESE COSTA RICA - CRSUGESE - Costa Rican General Superintendency of InsuranceEnforcement action against insurance market partic ipants by the Costa Rican GeneralSuperintendency of Insurance (Superintendencia General de Seguros - SUGESE) forviolations of the Insurance Market Regulatory Law in the form of fines and/or thecancellation of administrative authorisation, license or registration.

COSTA RICA REGULATORYENFORCEMENT

CSA-ALERT CANADA - CANADIAN SECURITIES ADMINISTRATORS - ALERTS - CSA-ALERTAlerts published by the Canadian Securities Administrators (CSA) on persons and/orcompanies who appear to be engaging in securities activities that may pose a risk toinvestors per CSA member bodies.


CSA-CTO CANADA - CANADIAN SEC. ADMIN. - CEASE TRADE ORDERS - CSA-CTOCease Trade Orders issued by the Canadian Securities Administrators againstindividuals and entities, inc luding revoked and expired CTO's.


CSA-DP CANADA - CSA-DP - Canadian Securities Administrators - Disciplined PartiesIndividuals and companies named on CSA disc iplined list who have been disc iplined,fined, face current disqualification terms or life bans.


CSEC CYPRUS - CSEC - Cyprus Securities & Exchange Commission.Published warning to investor notices from Cyprus Securities and ExchangeCommission and from foreign regulators.

CYPRUS REGULATORYENFORCEMENT

CSRC CHINA - CSRC - China Securities Regulatory Commission.Penalties (warnings, fines and revocation of licenses) issued against individuals andentities for violating securities regulations in China.


CSRC-ALERT CHINA - CSRC-ALERT - China Securities Regulatory Commission - AlertAlerts published by the Chinese Securities Regulatory Commission (CSRC) of entitiesidentified to be engaged in illegal activities in the securities and futures market.


CSSF LUXEMBOURG - CSSF - Comm. De Surv. Du Secteur Financier.International Sanctions Notices published in Luxembourg - in line with UN and EUSanctions.

LUXEMBOURG SANCTIONS

CSSFW LUXEMBOURG - CSSFW - Commission De Surveillance Du Secteur Financier - WarningNoticesWarning notices issued by the Commission de Surveillance du Secteur Financier ofLuxembourg (CSSF) on entities not authorised to carry out certain business activities,entities that do not a have permit to operate in financial markets in Luxembourg andwarnings on companies whose activities are designated as unauthorised by foreignsupervisory authorities or entities and individuals reported by the CSSF as suspected ofillegal financial activities.

LUXEMBOURG REGULATORYENFORCEMENT

CVM BRAZIL - CVM - Securities and Exchange CommissionSecurities and Exchange Commission of Braz il (Comissao de Valores Mobilliarios - CVM)Press Releases on Companies and Individuals who are fined/penalized for fraudulentadministration, insider trading and infractions, publications on AdministrativeSanctions and companies whose registrations have been suspended because ofirregular activities.


CZCNB CZECH REPUBLIC - CZCNB - Czech National BankWarnings issued by the Czech National Bank (CNB) against activities of companiesproviding financial services without a license from the CNB or monetary fine decisionsissued by the CNB for violations of applicable banking or securities trading laws.

CZECHREPUBLIC


CZFAA-TERR CZECH REPUBLIC - CZFAA-TERR - Czech Financial Analytical Authority - EU Terror ListGovernment of the Czech Republic executing European Union (EU) Terror List perGovernment Regulation No. 210/2008 implementing specific measures to combatterrorism as published by the Czech Financial Analytical Authority (FAA).

CZECHREPUBLIC

SANCTIONS

CZPOL CZECH REPUBLIC - CZPOL - Czech Police - WantedIndividuals wanted in the Czech Republic for unspecified crimes as published by theCzech Police.

CZECHREPUBLIC

LAWENFORCEMENT

CZUOHS CZECH - CZUOHS - Czech Office for the Protection of CompetitionCzech Competition Law violations and fines issued for distorting competition (cartelagreements, abuse of dominant position) and other illegal competition conductpublished by the Office for the Protection of Competition of the Czech Republic .

CZECHREPUBLIC


DBB GERMANY - DBB - Deutsche Bundesbank Sanctions ListIdentifies entries listed on Offic ial Sanctions Notices issued in line with EU actions.

GERMANY SANCTIONS

DEBKA GERMANY - DEBKA - German Federal Cartel OfficeEnforcement action notices published by the German Federal Cartel Office(Bundeskartellamt - BKA) relating to the administration and enforcement of theRestraints of Competition Act which inc ludes penalties imposed for abusive marketpractices, international cartel formation and other enforcement action issued by theBKA.

GERMANY REGULATORYENFORCEMENT

DENARC BRAZIL - DPO DE INVESTIGACOES SOBRE NARC. - DENARCNotices issued by the Department of Narcotics Investigation, Braz il.

BRAZIL LAWENFORCEMENT

DFAT AUSTRALIA - DFAT - Dept Foreign Affairs & Trade.Sanctions notices issued in line with UN and Australian Autonomous Sanctions entries.

AUSTRALIA SANCTIONS

DFAT-AS AUSTRALIA - DFAT-AS - Dept Foreign Affairs - Autonomous Sanctions.Australian Autonomous sanctions entries.

AUSTRALIA SANCTIONS

DFAT-ASFSR AUSTRALIA - DFAT-ASFSR - Dept Foreign Affairs - Financial Restrictions RussiaEntries subject to Financial restrictions imposed under Australian AutonomousSanctions Regulations.

AUSTRALIA SANCTIONS

DFAT-ASTB AUSTRALIA - DFAT-ASTB - Dept Foreign Affairs Autonomous Sanctions Travel BansAustralian Autonomous sanctions entries - travel restrictions only.

AUSTRALIA SANCTIONS

DFAT-TB AUSTRALIA - DFAT-TB - Dept Foreign Affairs - UN Travel Bans.Sanctions notices issued in line with UN and Australian Autonomous Sanctionsimposing only a Travel Ban.

AUSTRALIA SANCTIONS

DFAT-UN AUSTRALIA - DFAT-UN - Dept Foreign Affairs & Trade UNSC Financial Sanctions.Entries listed by DFAT in respect of UNSC Financial Sanctions.

AUSTRALIA SANCTIONS

DFAT-UNTB AUSTRALIA - DEPT OF FOREIGN AFFAIRS AND TRADE - SUBJECT TO UNSC TRAVEL BAN -DFAT-UNTBEntries listed by DFAT in respect of entries subject only to UN Security Council TravelBan.

AUSTRALIA SANCTIONS

DGSFP SPAIN - DGSFP - Directorate General of Insurance and Pension FundsWarnings issued by the Spanish Directorate General for Insurance and Pensions Funds(DGSFP) on organisations that are not registered or authorised to operate in Spain asInsurance Companies or to exerc ise said activity in Spain under the system of the freeprovision of services from another member state of the European Economic Space, orunder the system of the right of establishment through a branch in Spain

SPAIN REGULATORYENFORCEMENT

DISQUALIFIEDDIRECTORS

UK - COMPANIES HOUSE - DISQ. DIRECTORSUK Registrar of Companies, publishes list of disqualified directors.

UNITEDKINGDOM


DKFSA DENMARK - FINANCIAL SUPERVISORY AUTHORITY - DKFSAPublished warning notices of unauthorised individuals and entities.

DENMARK REGULATORYENFORCEMENT

DPRK-WC INTERNATIONAL - DPRK-WC - North Korea - Relevant World-Check DataDPRK-WC represents all of the North Korea -related data within World-Check. DPRK-WCdata that has been organized and structured under this new keyword conformsexclusively to World-Check research guidelines and risk categories inc luding corruption,PEPs, sanctions designations, organized crime, proliferation of weapons of massdestruction, and terrorism. Designations made by the four most authoritativesanctioning bodies - OFAC, HMT, EU, and UN - that have a North Korea link will now alsohave the DPRK-WC keyword added. The new keyword is designed to help c lients screenfor North Korea -related risk across World-Check risk categories with the c lick of amouse.


DTI-SEC UK - DTI-SEC - Strategic Export Control Iran.Dept for Bus. Innovation & Skills Export Control Organisation (formerly Dept. Trade &Industry - S trategic Export Control) DTI issues a guideline list of possible Weapons ofMass Destruction end - users in IRAN.

UNITEDKINGDOM


DTTOT INDONESIA - DTTOT - List of Alleged Terrorists and Terrorist OrganizationsList of Alleged Terrorists and Terrorist Organizations as published by Centre ForFinancial Transactions Reporting and Analysis

INDONES IA SANCTIONS

EBRD EU - EUROPEAN BANK FOR RECONSTRUCTION AND DEVELOPMENT - EBRDList of entities and individuals which are ineligible to become an European Bank forReconstruction and Development Counterparty because they have engaged inProhibited Practices as defined in EBRD Enforcement Policy and procedures.


EC-AIRPORT EC-AIRPORT - Embargoed Country or Region - AirportAirports located in embargoed countries or regions.


EC-PRT EC-PRT - Embargoed Country or Region - PortSea ports located in embargoed countries or regions.


ECAIR EMBARGOED COUNTRY AIRCRAFT - ECAIRSanctions designated aircraft related to embargoed country.


ECB INTERNATIONAL - ECB - European Central BankPenalties imposed by the European Central Bank (ECB) within the remit of itssupervisory tasks, in accordance with the S ingle Supervisory Mechanism Regulation, aspublished by the ECB Banking Supervision as supervisory sanctions.


ECC EU - EUROPEAN COMMISSION - COMPETITIONS - ECCFinal Antitrust and Cartel settlements, penalty and fine decisions published byEuropean Commission on Competitions.


ECSBS ECUADOR - ECSBS - Superintendence of Banks of EcuadorEntities listed as unauthorized by the Superintendence of Banks of Ecuador(Superintendencia de Bancos del Ecuador - SBS) to carry out business as financialproviders, broker dealers, securities or investments intermediaries.

ECUADOR REGULATORYENFORCEMENT

ECSCVS ECUADOR - ECSCVS - Superintendence of Companies Securities and InsuranceSanctions issued against entities and individuals by the Ecuador Superintendence ofCompanies, Securities and Insurance (Superintendencia de Compañías Valores ySeguros - SCSV) for violations of the Ecuador S tock Market Law and other resolutionsissued by the National S tock Council.


ECSRI ECUADOR - ECSRI - Ecuador Internal Revenue ServiceList of phantom companies, corporations and individuals with non-existent supposedactivities and/or inexistent transactions identified and published by the InternalRevenue Service of Ecuador (Servic io de Rentas Internas - SRI) and supported byResolutions No. NAC-DGERCGC16-00000356 and NAC-DGERCGC17-00000115establishing that the usage of these companies and activities are considered asaggressive fiscal planning practices.


ECVES ECVES - Embargoed Country or Region Maritime VesselIdentifies all entries for vessels both sanctioned and non sanctioned which areconnected to countries or regions subject to embargoes or sanctioned entities orindividuals.


EDES EU - EDES - EU Early Detection Exclusion SystemEconomic operators that have been excluded from partic ipation in European Union (EU)procurement, grant, prizes procedures, financial instruments and selection of expertsor any other form of contribution from the EU budget for determined periods or havebeen imposed a financial penalty and therefore they cannot be awarded any contractfinanced by the EU budget.


EEFI ESTONIA - EEFI - Estonian Financial Supervision AuthorityAlerts issued by the Estonian Financial Supervision Authority (Finantsinspektsioon - FI)on individuals and entities not authorized to provide financial services within theEuropean Union.

ESTONIA REGULATORYENFORCEMENT

ESGC-MW SPAIN - ESGC-MW - Guardia Civil - Most WantedSpain's Guardia Civil most wanted fugitives for various crimes and terrorism.

SPAIN LAWENFORCEMENT

ESMA INTERNATIONAL - ESMA - European Securities and Markets AuthorityEnforcement actions taken by the European Securities and Markets Authority (ESMA)against Financial Entities, Credit Rating Agencies and Trade Repositories, forinfringements of EU Financial Market Regulations, as published by ESMA.


EU EU - EU - European Union Sanctions.General keyword to group all entries subject to asset freeze/asset freeze and travelrestrictions.

UNKNOWN SANCTIONS

EU-AN EU- EU-AN - Advisory NoticeWarnings or advisory notices issued by EU in relation to sanctions programmes.


EU-AQ EU - EU-AQ - Asset Freeze and Travel Ban - AL -Qaida 2002/402/CFSP, EC 881/2002.Those entries subject to restrictive measures pursuant to 2002/402/CFSP and EC881/2002 relating to Al-Qaida.

UNKNOWN SANCTIONS

EU-BDI EU - EU-BDI - Asset Freeze and Travel Ban Burundi - BurundiThose entries subject to restrictive measures pursuant to EU 2015/1755 and 2015/1763relating to Burundi

UNKNOWN SANCTIONS

EU-BLR EU - EU-BLR - Asset Freeze Belarus -2006/362/CFSP, EC 765/2006.Those entries subject to restrictive measures pursuant to 2006/362/CFSP and EC765/2006 relating to Belarus.

UNKNOWN SANCTIONS

EU-CAR EU - EU-CAR - Asset Freeze - Central African Republic - 2013/798/CFSP, 224/2014Those entries subject to restrictive measures pursuant to 2013/798/CFSP, 224/2014relating to Central African Republic .

UNKNOWN SANCTIONS

EU-DPRK EU - EU-DPRK - Asset Freeze Dem. People's Rep. of Korea - EC 329/2007.Those entries subject to restrictive measures pursuant to EC 329/2007 relating toDemocratic People's Republic of Korea.

UNKNOWN SANCTIONS

EU-DRC EU - EU-DRC - Asset Freeze D.R. Congo - 2005/440/CFSP, EC 889/2005.Those entries subject to restrictive measures pursuant to 2005/440/CFSP and EC889/2005 relating to Democratic Republic of Congo.

UNKNOWN SANCTIONS

EU-EGY EU - EU-EGY - Asset Freeze Egypt - 2011/172/CFSP, EU 270/2011Those entries subject to restrictive measures pursuant to 2011/172/CFSP, and EU270/20115 relating to Egypt.

UNKNOWN SANCTIONS

EU-GN EU- EU-GN - Asset Freeze - Republic of Guinea - 2009/788/CFSP, EU1284/2009Those entries subject to restrictive measures pursuant to 2009/788/CFSP andEU1284/2009 relating to Guinea.

UNKNOWN SANCTIONS

EU-GNB EU - EU-GNB - Asset Freeze and Travel Ban - Rep. of Guinea-Bissau - 2012/237/CFSP. EU377/2012Those entries subject to restrictive measures pursuant to 2012/237/CFSP and EU377/2012 relating to Guinea - Bissau.

UNKNOWN SANCTIONS

EU-HRTC EU - EU-HRTC - High Risk Third Countries - Regulation (EU) 2016/1675Countries identified as High Risk Third Countries in terms of Commission DelegatedRegulation (EU) 2016/1675 supplementing Directive 9 (EU) 2015/849.


EU-IRN EU - EU-IRN - Asset Freeze Iran - 2007/140/CFSP, EC 423/2007.Those entries subject to restrictive measures pursuant to 2007/140/CFSP and EC423/2007 relating to Iran.

UNKNOWN SANCTIONS

EU-IRQ EU - EU-IRQ - Asset Freeze Iraq - 2003/495 CFSP, EC 1210/2003.Those entries subject to restrictive measures pursuant to 2003/495 CFSP and EC1210/2003. relating to Iraq.

UNKNOWN SANCTIONS

EU-LBY EU - EU-LBY - Asset Freeze Libya - 2011/137/CFSP, EU 204/2011Those entries subject to restrictive measures pursuant to 2011/137/CFSP and EU204/2011 relating to Libya.

UNKNOWN SANCTIONS

EU-MY EU - EU-MY - Fin. Restrictions Myanmar - 2004/423/CFSP, EC 817/2006.Those entries subject to restrictive measures pursuant to 2004/423/CFSP and EC817/2006 relating to Myanmar.

UNKNOWN SANCTIONS

EU-S EU - EU-S - Asset Freeze Sudan - 2005/411/CFSP, EC 1184/2005.Those entries subject to restrictive measures pursuant to 2005/411/CFSP and EC1184/2005 relating to Sudan.

UNKNOWN SANCTIONS

EU-SOM EU - EU-SOM - Asset Freeze Somalia - 2009/138/CFSP, EU 356/2010Those entries subject to restrictive measures pursuant to 2009/138/CFSP and EU356/2010 relating to Somalia.

UNKNOWN SANCTIONS

EU-SS EU - EU-SS - Asset Freeze South Sudan - South SudanThose entries subject to restrictive measures pursuant to EU 1215/2011 and2011/423/CFSP relating to South Sudan.

UNKNOWN SANCTIONS

EU-SYR EU - EU-SYR - Asset Freeze and Travel Ban Syria - 2011/273/CFSP, EU 442/2011, EU36/2012Those entries subject to restrictive measures pursuant to 2011/273/CFSP, EU 442/2011and EU 36/2012 relating to Syria.

UNKNOWN SANCTIONS

EU-TA EU - EU-TA - Asset Freeze and Travel Ban - Taliban - 2011/486/CFSP. EU 753/2011Those entries subject to restrictive measures pursuant to 2011/486/CFSP and EU753/2011 relating to Taliban.

UNKNOWN SANCTIONS

EU-TAF EU - EU-TAF - Terror Asset Freeze - 2001/931/CFSP, EC 2580/2001.Those entries subject to restrictive measures pursuant to 2001/931/CFSP and EC2580/2001 relating to Terrorist Financing.

UNKNOWN SANCTIONS

EU-TCO EU - EU-TCO - Terror Co-operation -2001/931/CFSP -Those entries subject to restrictive measures pursuant to -2001/931/CFSP - namessubject to a request for co-operation between authorities in the EU countries.

UNKNOWN SANCTIONS

EU-TUN EU -EU-TUN - Asset Freeze Tunisia -2011/72/CFSPThose entries subject to restrictive measures pursuant to 2011/72/CFSP relating toTunisia.

UNKNOWN SANCTIONS

EU-UKR EU - EU-UKR - Asset Freeze - Ukraine - 2014/119/CFSP, 208/2014Those entries subject to restrictive measures pursuant to 2014/119/CFSP and EU No208/2014 relating to Ukraine.

UNKNOWN SANCTIONS

EU-UKR2 EU - EU-UKR2 - Asset Freeze and Travel Ban - Ukraine - 2014/145/CFSP, EU 269/2014Entries subject to restrictive measures pursuant to 2014/145/CFSP and EU NO 269/2014in respect of actions undermining or threatening the territorial integrity, sovereigntyand independence of Ukraine.

UNKNOWN SANCTIONS

EU-VE EU - EU-VE - Asset freeze Venezuela - CFSP 2017/2074, EC 2017/2063Those entries subject to restrictive measures pursuant to CFSP 2017/2074, EC2017/2063 relating to Venezuela.

UNKNOWN SANCTIONS

EU-YEM EU - EU-YEM -Yemen - Asset Freeze and Travel Ban 2014/932/CFSP, 1352/2014Those entries subject to restrictive measures pursuant to 2014/932/CFSP, 1352/2014relating to Yemen

UNKNOWN SANCTIONS

EU-ZIM EU - EU-ZIM - Asset Freeze Zimbabwe - 2002/145/CFSP, EC 314/2004.Those entries subject to restrictive measures pursuant to 2002/145/CFSP, EC 314/2004relating to Zimbabwe.

UNKNOWN SANCTIONS

EUAC EU - EUAC - Ban on AirlinesSpecial action against airlines whose aircraft are deemed unfit to fly over EuropeanCountries.


EUEMBARGO EU - EUEMBARGO - Country or region Embargo.Countries or regions subject some form of embargo imposed by the European Union.

UNKNOWN SANCTIONS

EUFSR-RUS EU - EUFSR-RUS - European Union - Financial Services Restrictions Art 2 and 5 - EU833/2014FINANCIAL SERVICES RESTRICTIONS Art 2 and 5 - EU 833/2014 in respect of Russia'sactions destabilising the situation in Ukraine

UNKNOWN SANCTIONS

EUFSR-RUS-50-WC

INTERNATIONAL - EUFSR-RUS-50-WC - Subsidiary owned 50% or more by an EU ListedRussian Sectoral Sanctioned companyRussian Sectoral Sanctions Relevant Data - subsidiaries owned more than 50% (director indirect or in the aggregate) by an EU Listed Russian Sectoral Sanctioned company.


EUFSR-SYR EU - EUFSR-SYR - European Union - Financial Services Restrictions Art 24/25 - EU36/2012Those entries subject to restrictive measures pursuant to EU 36/2012 - Art 24/25relating to Syria.

UNKNOWN SANCTIONS

EUMW EU - EUMW - Europe's Most WantedWanted notices published by European law enforcement authorities in cooperation withEuropol as published on a dedicated website (www.eumostwanted.eu) for Europe's MostWanted Fugitives.

UNKNOWN LAWENFORCEMENT

EUMY-LTM EU - EUMY-LTM - Myanmar Logging, Timber & Mining Enterprises.Those entries subject to restrictive measures pursuant to 2006/318/CFSP amended -Annex 1 relating to Myanmar Investment Ban.

UNKNOWN SANCTIONS

EUNCJ-TAX EU - EUNCJ-TAX - EU Non Cooperative Jurisdictions -TaxList of identified Non Cooperative jurisdictions for tax purposes issued by the EuropeanUnion.


EUTB EU - EUTB - Travel BanGeneral keyword to group all entries subject to only travel restrictions.

UNKNOWN SANCTIONS

EUTB-BLR EU - EUTB-BLR - Travel Ban Belarus - 2006/276/CFSP, EC 765/ 2006.Those entries subject to travel restrictive measures pursuant to 2006/362/CFSP and EC765/2006 relating to Belarus.

UNKNOWN SANCTIONS

EUTB-FYROM EU - EUTB-FYROM - Travel Ban FYROM - 2004/133/CFSP.Those entries subject to travel restrictive measures pursuant to 2004/133/CFSP relatingto Former Yugoslav Republic of Macedonia.

UNKNOWN SANCTIONS

EUTB-GN EU - EUTB-GN - Travel Ban Republic of Guinea - 2009/788/CFSPThose entries subject to travel restrictive measures pursuant to 2009/788/CFSP andEU1284/2009 relating to Guinea.

UNKNOWN SANCTIONS

EUTB-ICTY EU - EUTB-ICTY - Travel Ban ICTY 2004/293/CFSP.Those entries subject to restrictive measures pursuant to 2004/293/CFSP relating toInternational Criminal Tribunal For Yugoslavia.

UNKNOWN SANCTIONS

EUTB-LBY EU - EUTB-LBY - Libya - 2011/137/CFSPThose entries subject to travel restrictive measures pursuant to 2011/137/CFSP relatingto Libya.

UNKNOWN SANCTIONS

EUTB-MD EU - EUTB-MD - Travel Ban Moldova - 2004/179/CFSP.Those entries subject to travel restrictive measures pursuant to 2004/179/CFSP relatingto Moldova.

UNKNOWN SANCTIONS

EUTB-MY EU - EUTB-MY - Travel Ban Myanmar - 2004/423/CFSP, EC 817/2006.Those entries subject to restrictive measures pursuant to 2004/423/CFSP and EC817/2006 relating to Myanmar.

UNKNOWN SANCTIONS

EUTB-ZIM EU - EUTB-ZIM - Travel Ban Zimbabwe - 2002/145/CFSP, EC 314/2004.Those entries subject to restrictive measures pursuant to 2002/145/CFSP, EC 314/2004relating to Zimbabwe.

UNKNOWN SANCTIONS

FASRF RUSSIAN FEDERATION - FEDERAL ANTIMONOPOLY SERVICE OF THE RUSSIANFEDERATION - FASRFPress Releases published by the Federal Antimonopoly Service of the RussianFederation (FAS) regarding its decisions on infringements resulting in fines againstIndividuals and Entities.

RUSS IANFEDERATION


FATF FATF - Financial Action Task Force.Country reports on establishment and ongoing development of AML/ CFT programmes.


FBI USA - FBIMost Wanted and press releases issued by the Federal Bureau of Investigation (Federaland S tate level) for World-Check relevant crimes.

USA LAWENFORCEMENT

FDFA SWITZERLAND - FDFA - Federal Department of Foreign AffairsSanctions imposed by Swiss government, administered by the Federal Dept of ForeignAffairs (not inc luded by SECO - S tate secretariat for Economic Affairs).

SWITZERLAND SANCTIONS

FDIC USA - FED DEPOSIT INS. CORP. - FDICFederal Deposit Insurance Corporation - Enforcement Decisions and Orders.


FDIC-FB USA - FED DEPOSIT INS. CORP. - FAILED BANKS - FDIC-FBFederal Deposit Insurance Corporation - List of failed Banks.


FFMS RUSSIAN FEDERATION - FFMS - Federal Financial Monitoring ServiceList of Individuals/Organisations involved in Extremist/Terrorism activities.

RUSS IANFEDERATION

SANCTIONS

FIFSA FINLAND - FINANCIAL SUPERVISORY AUTHORITY - FIFSAPublished notices relating to warning lists and unlicensed providers.

FINLAND REGULATORYENFORCEMENT

FINBI FINLAND - FINBI - Finnish National Bureau of InvestigationLaw enforcement action taken by the Finnish National Bureau of Investigation (NBI -agency of the Finnish Police) against individuals and entities for World-Check relevantcrime.

FINLAND LAWENFORCEMENT

FINCEN USA - FINANCIAL CRIMES ENFORCEMENT NETWORK - ENFORCEMENT ACTIONS - FINCENUS Department of Treasury Financial Crimes Enforcement network notices ofenforcements and penalties for failure to register as a money service business.


FINMA SWITZERLAND - FINMA - Swiss Financial Market Supervisory AuthorityFINMA enforcement measures against unauthorised institutions (black list) and rulingsunder Artic le 34 FINMASA. This keyword also inc ludes press releases for sanctions listsnot published by SECO.


FINRA USA - FINANCIAL INDUSTRY REGULATORY AUTHORITY - FINRAEnforcement bulletins issued by the former NASD and the new Financial IndustryRegulatory Authority (FINRA).


FINTRAC CANADA - FINANCIAL TRANSACTIONS REPORTS ANALYSIS CENTRE - FINTRACAdministrative penalties imposed on persons and entities for violations of the Proceedsof Crime (Money Laundering) and Terrorist Financing Regulations as published by theFinancial Transactions and Reports Analysis Centre of Canada (FINTRAC), as well aspersons and entities reported by FINTRAC to be involved in activities violating saidregulations.


FIRSE-WC INTERNATIONAL - FIRSE-WC - Former Iran Sanctioned Entity World Check DataThe FIRSE-WC keyword covers all entities and individuals that were formerly sanctionedin respect of various Iran sanctions regimes where such sanctions were lifted followingthe Implementation Day (16 January 2016) of the Joint Comprehensive Plan of Action(JCPOA). The keyword will be retained until the Termination Day - the date on which theUN Security Council resolution endorsing this JCPOA terminates according to its terms,which is to be 10 years from Adoption Day, provided that the provisions of previousresolutions have not been reinstated or earlier should the Termination day be broughtforward.


FISE SWEDEN - FISE - Finansinspektionen.Published alerts concerning unauthorised financial companies.

SWEDEN REGULATORYENFORCEMENT

FMA AUSTRIA - FMA - Financial Market AuthorityNational and International warning notices in respect of Financial Organisations.

AUSTRIA REGULATORYENFORCEMENT

FRAC FRANCE - FRAC - Autorite De La ConcurrenceRegulatory fines issued by the French Competition Authority (Autorité de laConcurrence) for anticompetitive practices and price fixing.

FRANCE REGULATORYENFORCEMENT

FRACPR FRANCE - FRACPR - French Prudential Supervisory AuthorityAdministrative enforcement measures (warnings and fines) issues by the FrenchPrudential Supervisory Authority (Autorite de controle prudentiel et de resolution -ACPR) against individuals and entities for violations of the French Monetary andFinancial Code.


FRAMF FRANCE - AUTORITE DES MARCHES FINANCIERS - FRAMFInc ludes warning notices of unauthorised individuals/entities and individuals/entitiessubject to enforcement action in violation of securities regulation.


FRCNIL FRANCE - FRCNIL - French Data Protection AuthorityEnforcement fines issued by the French Data Protection Authority (CommissionNationale de l'Informatique et des Libertés - CNIL) against individuals and entities forviolation of the Personal Data Protection Code.


FSA UK - FSA - Financial Conduct Auth. (previously fin services auth)Enforcement Notices inc luding Press Releases, Enforcement Press Releases, ConsumerInformation, Final Notices, Latest Publications and Prohibited Individuals.

UNITEDKINGDOM


FSA-UFI UK - FSA-UFI - Financial Conduct Auth. (previously fin services auth) UnauthorisedFirms or IndividualsList of Unauthorised Firms or individuals not approved or authorised by the FSA toconduct regulated activities.

UNITEDKINGDOM


FSA-UIB UK - FSA-UIB - Financial Conduct Auth. (previously fin services auth) List ofUnauthorised Internet Banks.List of unauthorised entities presenting themselves, over the Internet to be Banksand/or to offer banking services.

UNITEDKINGDOM


FSA-UOF UK - FSA-UOF - Financial Conduct Auth. (previously fin services auth) List ofUnauthorised Overseas Firms.List now combined with Unauthorised Firms or individuals.

UNITEDKINGDOM


FSEL USA - FSEL - Foreign Sanctions Evaders List.Entries designated pursuant to Foreign Sanctions Evaders List under Executive Order13608.

USA SANCTIONS

FTO USA - FTO - OFAC SDN List - Foreign Terrorist Organisation.OFAC SDN List entries designated pursuant to Counter terrorism Sanctions programme- Foreign Terrorist Organizations Sanctions Regulations, 31 C.F.R. part 597.

USA SANCTIONS

GEGOV GEORGIA - GEGOV - Government of Georgia Sanctions ListOtkhozoria-Tatunashvili List (the list) of persons charged, convicted and exposed for thealleged murder, kidnapping, torture, and inhumane treatment of c itizens of Georgia inthe Occupied Territories and cover-up of these crimes relating to measures to be takenby international organizations and Georgia's partner countries in relation to those onthe list in order to enforce all possible restrictions against the persons inc luded on thelist by authority of artic le 1 of the Decree, inc luding visa, property, and financialtransactions-related restrictions.

GEORGIA SANCTIONS

GEISG GEORGIA - INVESTIGATION SERVICE GEORGIA - GEISGPress releases issued by the Investigation Service of The Ministry of Finance of Georgia(GEISG) on individuals and entities indicted or investigated for corruption and/orfinancial crime offences.

GEORGIA LAWENFORCEMENT

GEMIA GEORGIA - GEMIA - Ministry of Internal Affairs of GeorgiaIndividuals and entities investigated, indicted or wanted for corruption, organisedcrime, individuals connected with terrorism or other serious criminal offences aspublished by the Georgian Ministry of Internal Affairs (MIA).


GETCC GEORGIA - TBILISI CITY COURT - GETCCIndividuals and entities indicted by the Tbilisi City Court in Georgia on charges ofcorruption and/or organised crime or other financial crime offences.


GFSC GUERNSEY - GFSC - Financial Services Commission.Notices pertaining to prohibitions issued by the FSC, Bogus Banks and otherunauthorised financial institutions, warning notices and Public statements made undersection11C of the FSC Law.

GUERNSEY REGULATORYENFORCEMENT

GIBFSC GIBRALTAR - FIN. SERVICES COMM. - GIBFSCWarning notices relating to bogus banks and other unauthorized entities.

GIBRALTAR REGULATORYENFORCEMENT

GRHCMC GREECE - GRHCMC - Hellenic Capital Markets CommissionNews releases

GREECE REGULATORYENFORCEMENT

GVH HUNGARY - GVH - Hungarian Competition Authority - Gazdasagi VersenyhivatalCourt Decisions and Press Releases published by the Hungarian Competition Authority(Gazdasagi Versenyhivatal) relating to prosecutions and fines imposed by the Authority.

HUNGARY REGULATORYENFORCEMENT

HCC GREECE - HELLENIC COMPETITION COMMISSION - HCCPress releases published by the Hellenic Competition Commission regarding theirdecisions on infringements resulting in fines and suspensions against individuals andentities.

GREECE REGULATORYENFORCEMENT

HHS USA - HHS - Dept of Health & Human ServicesIndividuals and entities for listed as Excluded by the Department of Health & HumanServices for World-Check relevant Exclusion Codes.


HHS-CMP USA - HHS-CMP - Department of Health & Human Services - Civil Monetary PenaltiesCivil money penalties imposed against individuals and entities for violation ofDepartment of Heal & Human Services regulations.


HKEX HONG KONG - HKEX - Hong Kong Stock ExchangeEnforcement action taken by the Hong Kong Exchange (HKEX) against companies andindividuals for violation of the Rules Governing the Listing of S tocks, in the form ofcensures and critic isms.

HONG KONG REGULATORYENFORCEMENT

HKFSC-ALERT HONG KONG - HKFSC-ALERT - H K Sec. and Futures Comm.- Investor Alert.Enforcement reports and listed entities operating in financial market.


HKGAZ HONG KONG - HKGAZ- Gazetted Sanctions List.Individuals and Entities as listed in the Sanctions notices, given offic ial implementationin Hong Kong by publication in the Gazette.

HONG KONG SANCTIONS

HKMA HONG KONG - HKMA- Hong Kong Monetary Authority.Individuals and Entities listed in the UN Sanctions notices and OFAC terrorism relatednotices published by HKMA.

HONG KONG SANCTIONS

HKMA-AN HONG KONG - HKMA-AN - Hong Kong Monetary Authority Advisory NoticeAdvisory notices notices inc ludes FATF notices.


HKMAW HONG KONG - HKMA WARNING - HKMAWNotices of fraudulent bank and entity websites.


HKSFC HONG KONG - SEC. & FUTURES COMM. - HKSFCPublished enforcement reports.


HUFSA HUNGARY - FINANCIAL SUPERVISORY AUTHORITY - WARNING NOTICES - HUFSAWarning notices of unauthorised individuals and entities.


HUMNB HUNGARY - NATIONAL BANK OF HUNGARY - HUMNBWarnings issued by the National Bank of Hungary (Magyar Nemzeti Bank - MNB) onentities not eligible to carry out certain business activities, entities that do not havepermit to operate in financial markets in Hungary and warnings on companies whoseactivities are designated as unauthorised according to Act 2001 on the Capital Marketor by foreign supervisory authorities.


HUPOL HUNGARY - HUPOL - Hungarian Police WantedWanted notices issued by the Hungarian Police.

HUNGARY LAWENFORCEMENT

IAA ISRAEL - ANTITRUST AUTHORITY - IAAAction taken against Companies and Individuals for Market Price Fixing and ImportPrice Fixing.

ISRAEL REGULATORYENFORCEMENT

ICACAUS AUSTRALIA - IND. COMM. AGAINST CORRUPTION - ICACAUSInvestigation Publications and Current Investigation Reports issued by the IndependentCommission Against Corruption.


ICACHK HONG KONG - IND. COMM. AGAINST CORRUPTION - ICACHKPress releases and wanted notices issued by Hong Kong Independent CommissionAgainst Corruption.


ICE USA - IMMIGRATION & CUSTOMS ENFORCEMENT - ICEMost Wanted and press releases issued by US Immigration and Customs Enforcementfor World-Check relevant crimes.

USA LAWENFORCEMENT

IDB INTER-AMERICAN DEVELOPMENT BANK - IDBNotices issued by the Inter- American Development Bank, of firms and individualssanctioned by the Bank making them ineligible to be awarded IDB-financed contracts.


IDKPK INDONESIA - IDKPK - Indonesia Corruption Eradication CommissionIndividuals and entities investigated, prosecuted or convicted for corruption by theCorruption Eradication Commission (Komisi Pemberatasan Korupsi - KPK) andIndonesian Courts as listed by the KPK.

INDONES IA LAWENFORCEMENT

IDKPPU INDONESIA - IDKPPU - Indonesia Business Competition Supervisory CommissionAdministrative sanctions imposed by Indonesia's Business Competition SupervisoryCommission (Komisi Pengawas Persaingan Usaha - KPPU) against business actors forviolations of the Law Concerning Prohibition of Monopolistic Practices and UnfairBusiness Competition in the form of cease orders, compensation orders and fines.


IDLPS INDONESIA - IDLPS - Indonesian Deposit Insurance AgencyLicense revocations by Indonesia's Deposit Insurance Agency (Lembaga PenjaminanS impanan - LPS ) against entities not complying with financial regulations.


IDOJK INDONESIA - IDOJK - Indonesian Financial Services AuthorityRegulatory enforcement action taken by the Indonesian Financial Services Authority(Otoritas Jasa Keuangan - OJK) against the Indonesian financial sector such as banking,capital markets, and non-bank financial industry sectors, for non-compliance withfinancial regulations, financial manipulation and embezz lement in financial serviceactivities which inc lude revocation of licenses, fines, cease and desist orders andcorrective orders.


IDPWMD INDONESIA - IDPWMD - Funders of Proliferation of WMDList of identified funders of proliferation of Weapons of Mass destruction as published byCentre For Financial Transactions Reporting and Analysis

INDONES IA SANCTIONS

IEODCE IRELAND - OFFICE OF THE DIRECTOR OF CORPORATE ENFORCEMENT - IEODCEPress releases on Restricted or Disqualified Directors and Prosecutions carried out onIndividuals and Companies for offences under the Irish Companies Act by the Office ofthe Director of Corporate Enforcement of Ireland (ODCE).


IEREV IRELAND - RECEIVER OF REVENUE - IEREVPress releases inc luding notices of prosecutions, seizures and defaulters.

IRELAND LAWENFORCEMENT

IFSR USA - IFSR - OFAC SDN List - Iran Financial Sanctions RegulationOFAC SDN List entries designated pursuant to Iran Sanctions programme - IranianFinancial Sanctions Regulations, 31 CFR part 561.

USA SANCTIONS

IFSRA IRELAND - IFSRA - Financial Services Reg. AuthorityNotices of unauthorised Firms and settlement agreements.


IIROC CANADA - IIROC - Investment Industry Reg. Organisation of CanadaConsolidated Enforcement notices, hearings, media releases and enforcementdecisions issued by the Investment Industry Regulatory Authority of Canada (IIROC)against individuals and entities for violations of IIROC Marketplace and Dealer Rules.


ILISA ISRAEL - ILISA - Israel Securities AuthorityMonetary sanctions imposed by the Israel Securities Authority (ISA) against entities forregulatory breaches


ILITA ISRAEL - ILITA - Israel Tax AuthorityIndividuals and entities fined by the Israel Tax Authority (ITA) Ransom Committee forviolation of Income Tax, Customs and VAT Law and individuals and entities convicted orsentenced for violation of said tax laws, as well as press releases issued by the ITA onarrests, indictments, conviction and sentences of individuals and entities for violationof Income Tax and VAT Laws.


ILITA-C ISRAEL - ILITA-C - Israel Tax Authority - CustomsFinancial sanctions imposed by Israel's Tax Authority (ITA) on individuals who breachedIsraeli customs obligations to report funds during entering or leaving of Israel bordersin violation of Artic le 9 of Israel's Anti-Money Laundering Act.


IMHA-BTO INDIA - IMHA-BTO - India Ministry of Home Affairs - Banned Terrorist Organisations.Ministry of Home Affairs - published list of declared terrorist organisations underUnlawful Activities (Prevention) Act, 1967.

INDIA REGULATORYENFORCEMENT

IMOD ISRAEL - ISRAEL MINISTRY OF DEFENCE - TERRORISM LIST - IMODIsraeli Ministry of Defence published list of identified terrorist groups and associates.

ISRAEL SANCTIONS

IMOF ISRAEL - ISRAEL MINISTRY OF FINANCE - IMOFCompanies and individuals listed under the Trading with the Enemy Order issued by theIsraeli Minister of Finance under section 4 (2) of the Trading with the Enemy Ordinance,1939, which currently defines the enemy as Iran under Artic le 4 (1) of the Trading withthe Enemy Ordinance in light of the decisions in United Nations Security CouncilResolutions 1737, 1747, 1803, and 1929.


IMOF-WMD ISRAEL - IMOF-WMD - Israel Ministry Of Finance - Weapons Of Mass DestructionEntities listed by the Israeli Ministry of Finance (MOF) declared under the Law for thePrevention of the Distribution and Financing of Weapons of Mass Destruction (WMD),2018.

UNKNOWN SANCTIONS

IMOJ-GL ISRAEL - ISRAEL MINISTRY OF JUSTICE - GAMBLING LIST - IMOJ-GLIsraeli Ministry of Justice publishes a list of seemingly illegal gambling internet sitesand bank accounts.


INCCI INDIA - COMPETITION COMMISSION OF INDIA - INCCIPress releases issued by the Competition Commission of India (CCI) regarding entitiesor individuals penalised or subject to cease and desist orders for cartelisation and anti-competitive trade practices, abusing dominant position in the market and collusivebidding.


INDECOPI PERU - INDECOPI - National Institute for Free Competition and Protection of IntellectualPropertyIndividuals, entities or corporates involved in administrative sanctions procedures foralleged offences against the Peru Legislative Decree 1034 related to repression of anti-competitive conduct (Decreto Legislativo que aprueba la Ley de Represion deConductas Anticompetitivas) investigated by the Technical Secretariat of theCommission for the Defense of Free Competition (Secretaria Tecnica de la Comision deDefensa de la Libre Competencia) attached to The National Institute for the Defense ofFree Competition and the Protection of Intellectual Property (El Instituto Nacional deDefensa de la Competencia y de la Proteccion de la Propiedad Intelectual - INDECOPI).

PERU REGULATORYENFORCEMENT

INIRDAI INDIA - INIRDAI - Insurance Regulatory and Development Authority of IndiaPenalty orders issued and suspended agents listed by the Insurance Regulatory andDevelopment Authority (IRDA) of India against Life Insurers, Third Party Administrators,Agents, Surveyors and Brokers.


INKSNA USA - INKSNA - Bureau of Verification, Compliance & Implementation - Iran, N Korea &Syria NonproliferationIdentifies those subject to sanctions imposed in respect of Iran, North Korea, and SyriaNonproliferation Act Sanctions.

USA SANCTIONS

INMCA-DD INDIA - INMCA-DD - India Ministry of Corporate Affairs - Disqualified Directors (Section274)Individuals that have been declared as disqualified directors in terms of U/S 274(1)(g)of the Indian Companies Act and listed by the Indian Ministry of Corporate Affairs (MCA).


INMCA-DD2 INDIA - INMCA-DD2 - India Ministry of Corporate Affairs - Disqualified Directors (Section164)Individuals that have been declared as disqualified directors in terms of U/S 164 (2) ofthe Companies Act of India and listed by the Indian Ministry of Corporate Affairs (MCA).


INMCA-MLM INDIA - INMCA-MLM - India Ministry of Corporate Affairs - Multi-Level MarketingMulti-level Marketing companies that have defaulted after raising money from thepublic and have on-going investigations from the Indian Serious Fraud InvestigationOffice (SFIO) as ordered by the Indian Ministry of Corporate Affairs (MCA) into theiraffairs u/s 210 and 212 of the Companies Act, 2013.


INMCA-SC INDIA - INMCA-SC - India Ministry of Corporate Affairs - Struck off Companies (Section248)Companies that have been struck off in terms of U/S 248 (1) of the Companies Act ofIndia and listed by the Indian Ministry of Corporate Affairs (MCA).


INMCAVC INDIA - INMCAVC - India Ministry Of Corporate Affairs - Vanishing CompaniesThe entities declared as Vanishing companies by the Ministry of Corporate Affairs posea financial risk as they fail to comply with the listing/filing requirements of Registrar ofCompanies and the S tock Exchange for a period of two years and were not found attheir registered office. None of its Directors are traceable so they also pose a financialrisk.


INNCB INDIA - INNCB - India Narcotics Control BureauList of individuals published in the Drug S ituation Reports (DSR) issued by the NarcoticsControl Bureau (NCB) of India of offenders arrested on charges of contravention of theNarcotic Drugs and Psychotropic Substances Act.


INNHB INDIA - INNHB - National Housing Bank Of IndiaPenalties imposed on Housing Finance Companies for contravention of the provisions ofthe Indian National Housing Bank (NHB) Act, 1987 and for contravention of theprovisions of Directions, Notifications, Guidelines, and Circulars issued thereunder.


INNIA INDIA - INDIAN NATIONAL INVESTIGATION AGENCY - INNIAWanted List and releases on terrorism, arms trafficking, counterfeit currency syndicatesand other criminal cases issued by the National Investigation Agency (NIA), part of theMinistry of Home Affairs of Government of India.


INSAE-50-WC INTERNATIONAL - INSAE-50-WC - Entity owned 50% or more by a sanctionedindividual/entityInternational Sanctions Relevant Entity World Check Data - entities owned more than50% (direct or indirect or in the aggregate) by a sanctioned individual/entity.


INSAE-WC INTERNATIONAL - INSAE-WC - International Sanctions Relevant Entity World CheckDataINTERNATIONAL SANCTIONS ASSOCIATED ENTITY WORLD-CHECK DATA keyword: The INSAE-WC keyword covers all entities (not individuals) owned or controlled by or associated toa sanctioned (UN, EU, OFAC, UKHMT) individual or entity within World-Check. The INSAE-WC keyword is designed only to assist World-Check Users in checking for informationcontained in the World-Check database relating to entities allegedly owned, orcontrolled by or associated to a sanctioned entity or individual. Users should performtheir own due diligence on any entities highlighted under the INSAE-WC keyword toverify the existence and/or nature of any relationship with a sanctioned entity orindividual. All information contained in profiles organized and structured under theINSAE-WC keyword is based on the publically available information World-Check was ableto source at the point in time that the profile is indicated to have been last updated.World-Check therefore makes no guarantees as to the accuracy or completeness of theinformation contained in profiles organized under the INSAE-WC keyword nor to theaccuracy of any association highlighted by such keyword.


INTDL INDIA - INTDL - India Tax Defaulters ListEntities and individuals involved in Income or Corporate tax default as published by theIncome Tax Department, Government of India.


INTERPOL INTERPOLINTERPOL - International Police Organisation. This keyword inc ludes Interpol RedNotices, United Nations Security Council Special Notices, news releases.

UNKNOWN LAWENFORCEMENT

INWCCB INDIA - INWCCB - India Wildlife Crime Control BureauCourt judgements, wanted list and list of entities and individuals (exporters andimporters) involved in wildlife trafficking in violation of the Indian Wildlife Protection Act1972, CITES and Foreign Trade Policy as published by the Wildlife Crime Control Bureau(WCCB) of India.


IOMFSC ISLE OF MAN - FIN. SUPERVISION COMM. - IOMFSCFinancial Services Warnings list public warning notices.

UNITEDKINGDOM


IOMFSC-D ISLE OF MAN - FIN. SUPERVISION COMM. - DISSOLVED COs - IOMFSC-DFinancial Services Commission publishes notices of dissolved companies.

UNITEDKINGDOM


IOMFSC-S ISLE OF MAN - FIN. SUPERVISION COMM. - STRUCK OFF COs - IOMFSC-SFinancial Services Commission publishes notices of companies struck off companies.

UNITEDKINGDOM


IOMSO ISLE OF MAN - IOMSO - Sanctions Orders & Financial Restrictions.Notices of current sanctions regimes in force in Isle of Man.

UNITEDKINGDOM

SANCTIONS

IQCBI-EH IRAQ - IQCBI-EH - Central Bank of Iraq - Exchange HousesCurrency-exchange houses named and/or banned from twice-monthly dollar auctions byCentral Bank of Iraq operating in Iraq that is suspected of moving funds for IslamicS tate.

IRAQ REGULATORYENFORCEMENT

IRAN-HR USA - OFAC SDN LIST - IRAN HUMAN RIGHTS - IRAN-HROFAC SDN List entries designated pursuant to Iranian Sanctions programme- ExecutiveOrder 13553.

USA SANCTIONS

IRAN-TRA USA - OFAC SDN LIST - IRAN THREAT REDUCTION ACT- IRAN-TRAOFAC SDN List entries designated pursuant to the Iran Threat Reduction and SyriaHuman Rights Act of 2012.

USA SANCTIONS

IRAN-WC INTERNATIONAL - IRAN-WC - Iran - Relevant World-Check DataIRAN-WC represents all of the Iran-related data within World-Check. IRAN-WC data thathas been organized and structured under this new keyword conforms exclusively toWorld-Check research guidelines and risk categories inc luding corruption, PEPs,sanctions designations, organized crime, proliferation of weapons of mass destruction,and terrorism. Designations made by the four most authoritative sanctioning bodies -OFAC, HMT, EU, and UN - that have an Iran link will now also have the IRAN-WC keywordadded. The new keyword is designed to help c lients screen for Iran-related risk acrossWorld-Check risk categories with the c lick of a mouse.


IRAQ.2 USA - OFAC SDN LIST - IRAQ.2OFAC SDN List entries designated pursuant to Iraq Sanctions programme - ExecutiveOrder 13315, 68 FR 52315; Executive Order 13350,69 FR 46055.

USA SANCTIONS

IRAQ.3 USA - OFAC SDN LIST - IRAQ.3OFAC SDN List entries designated pursuant to Iraq Sanctions programme- ExecutiveOrder 13438, 72 FR 39719.

USA SANCTIONS

IRGC USA - IRGC - OFAC SDN LIST - Islamic Revolutionary Guard CorpOFAC SDN List entries designated pursuant to Iran Sanctions programme - IranianFinancial Sanctions Regulations, 31 CFR Part 561.

USA SANCTIONS

ISA USA -ISA - Iran Sanctions ActIdentifies entities designated under Iran Sanctions Act as amended by ComprehensiveIran Sanctions, Accountability, and Divestment Act of 2010 ('CISADA'), in relation to EO13574 (2011) inc ludes prohibition on US financial institutions making certain loans orcredits. These entities are not listed on the OFAC SDN List.

USA SANCTIONS

ISIS-WC INTERNATIONAL - ISIS-WC - Islamic State - Relevant World-Check DataThe IS IS -WC keyword categorises all of the data within World-Check which makesreference to the Islamic S tate in Iraq and the Levant/al-Sham (IS IS /IS IL), for example,those reported to be IS IS /IS IL leaders, members, fac ilitators, financiers, propagandists,foreign fighters and entities associated with IS IS /IS IL.


ITBDI ITALY - ITBDI - Central Bank of ItalySupervisory bulletins published by Banca d'Italia (Central Bank of Italy) listingcompanies and individuals who are fined for fraudulent administration, insider tradingand infractions, publications on administrative sanctions and companies whoseregistrations have been suspended because of irregular activities.


ITGPDP ITALY - ITGPDP - Italian Data Protection AuthorityEnforcement fines issued by the Italian Data Protection Authority (Garante per laprotez ione dei dati personali - GPDP) against individuals and entities for violation of thePersonal Data Protection Code.


ITRSHRA USA - STATE DEPT - IRAN THREAT REDUCTION & SYRIA HUMAN RIGHTS ACT - ITRSHRAEntries designated by the US S tate Department in terms of the Iran Threat Reductionand Syria Human Rights Act. (ITRSHRA)

USA SANCTIONS

JAPOL JAPAN - JAPOL - Japanese Police Wanted ListsMost Wanted and Wanted lists issued by the Japanese National Police Agency,Prefectural Police Departments and the Tokyo Metropolitan Police Department for allcrime types.

JAPAN LAWENFORCEMENT

JERSANC JERSEY - JERSANC - States of Jersey - Sanctions OrdersThis keyword identifies those entries subject to the various sanctions orders currentlyapplicable to Jersey.

JERSEY SANCTIONS

JFSA JAPAN - JAPAN FINANCIAL SERVICES AGENCY - JFSAList of companies fined by JFSA for violating financial laws and warnings issued againstunregistered Japanese and foreign companies, inc luding suspension of operation andregistration revocations.

JAPAN REGULATORYENFORCEMENT

JFSC JERSEY - JFSC - Financial Services Comm.Notices relating to struck off companies and unauthorized financial entities.

JERSEY REGULATORYENFORCEMENT

JMETI-WMD JAPAN - JMETI-WMD - Ministry of Economy, Trade & Industry.List of end-users noted for their involvement in Weapons of Mass Destruction.

JAPAN SANCTIONS

JMFSC JAMAICA - FINANCIAL SERVICES COMMISSION - JMFSCWarning notices relating to unauthorised firms and individuals.

JAMAICA REGULATORYENFORCEMENT

JMOF JAPAN - JMOF - Ministry of Finance - International Sanctions.Notices pertaining to International sanctions currently in force in Japan.

JAPAN SANCTIONS

JNPA-DB JAPAN - NATIONAL POLICE AGENCY - DESIGNATED BORYOKUDAN - JNPA-DBList of groups designated as Boryokudan (organised crime) groups.


JP-ASF JAPAN - JAPAN ANTI SOCIAL FORCES - JP-ASFDataset of all profiles that qualify under the Law Concerning Prevention of Unjust Actsby Organized Crime Groups (Anti-Boryokudan Law). This keyword is a value addingfeature; compiled and managed by World-Check. This keyword does not correspond toany available/ published list.

JAPAN OTHER BODIES

JPJSDA JAPAN - JPJSDA - Japan Securities Dealers AssociationMember companies listed by the Japan Securities Dealers Association (JSDA), a self-regulatory organization authorized by the Prime Minister, for violation of the laws andself-regulatory rules under the Japan Financial Instruments and Exchange Act.


JPMHLW JAPAN - JPMHLW - Ministry of Health Labour and WelfareCompanies appearing on the Labour S tandards Bureau list for committing LabourRights violations, inc luding health and safety violations, non-payment andunderpayment of salaries as published by the Japanese Ministry of Health Labour andWelfare (MHLW).


JPSIA JAPAN - JPSIA - Public Security Intelligence AgencyList published by the Japanese National Intelligence Agency (PS IA), administered by theJapanese Ministry of Justice, of entities and individuals considered by the PS IA to beinvolved in terrorist activities.


KEEACC KENYA - ETHICS AND ANTI CORRUPTION COMMISSION - KEEACCLaw enforcement action taken by the Ethics and Anti-Corruption Commission (EACC) ofKenya against individuals and entities, inc luding investigations and indictments forcorruption and economic crimes.

KENYA LAWENFORCEMENT

KEODPP KENYA - KEODPP - Kenyan Director of Public ProsecutionsIndividuals and entities investigated or indicted for corruption and/or organised crime-related actions or other serious criminal offences by the Office of the Director of PublicProsecutions of Kenya (KEODPP).

KENYA LAWENFORCEMENT

KESEL KENYA - KESEL - Kenyan Specified Entity ListEntities and individuals listed as Specified Entities pursuant to the Kenyan Preventionof Terrorism Act which inc ludes an account freeze, freeze of funds in transit and freezeof property held by the Specified Entities and to cease provision of financial services.

KENYA SANCTIONS

KGFINPOL KYRGYZSTAN - KGFINPOL - Kyrgyzstan Financial PoliceWanted notices issued against individuals wanted by the Kyrgyzstan Agency for CivilService Affairs and Countering Corruption (Financial Police - FINPOL) for economic andcorruption crimes.

KYRGYZSTAN LAWENFORCEMENT

KGFIU KYRGYZSTAN - KGFIU - Kyrgyzstan Financial Intelligence ServiceInternational and National List issued by the S tate Financial Intelligence Service ofKyrgyzstan (FIU) of individuals and entities involved in terrorist and extremist activitiesor the proliferation of weapons of mass destruction.

KYRGYZSTAN LAWENFORCEMENT

KOFIU KOREA, SOUTH - KOFIU - Financial Intelligence Unit.Notices pertaining to International sanctions relating to terrorism currently in force inSouth Korea.

KOREA, SOUTH SANCTIONS

KRFSC SOUTH KOREA - KRFSC - Korean Financial Services CommissionEnforcement measures taken against financial institutions, corporations and individualsby the Korean Financial Services Commission (FSC) for noncompliance with guidelines,regulations and acts relevant to the supervision of financial institutions and financialmarkets.

KOREA, SOUTH REGULATORYENFORCEMENT

KRFSS KOREA, SOUTH - KRFSS - Korea Financial Supervisory ServiceDisc iplinary and/or regulatory action instituted against financial institutions and/orindividuals as a result of examinations by the South Korean Financial SupervisoryService (FSS ) for noncompliance with certain safety and soundness guidelines,standards, requirements, and safeguards, as well as concerns around a financial health,risk management, internal controls, management competence, and compliance withrules and regulations.


KRFTC KOREA, SOUTH - KOREA FAIR TRADE COMMISSION - KRFTCRegulatory enforcement actions against price fixing, bid rigging and collusion issued bythe Korea Fair Trade Commission which inc lude surcharges, fines, cease and desistorders and corrective orders on anti-competition violations.


KRMSF KOREA, SOUTH - KRMSF - Ministry of Strategy and Finance - SanctionsNotices of those subject to the various international sanctions orders.

KOREA, SOUTH SANCTIONS

KZAFN KAZAKHSTAN - KZAFN - National Bank Financial Market and Organization Control andSupervision.The Committee for the Control and Supervision of the Financial Market and FinancialOrganizations of the National Bank of Kazakhstan controls and supervise activities ofbanks, insurance companies, pension and investment funds, securities market entitiesand credit bureaus, as well as protection of rights of consumers of financial services byimplementing licence suspensions or administrative fines for infringements, such asfalse accounting, money laundering and illegal funds transactions.

KAZAKHSTAN REGULATORYENFORCEMENT

KZFINPOL KAZAKHSTAN - KZFINPOL - Kazakhstan Financial PoliceWanted notices issued against individuals wanted by the Kazakhstan Agency for CivilService Affairs and Countering Corruption (Formerly known as Financial Police) foreconomic and corruption crimes.

KAZAKHSTAN LAWENFORCEMENT

KZKFM KAZAKHSTAN - KZKFM - Kazakhstan Financial Monitoring CommitteeIndividuals and entities listed by the Committee of Financial Monitoring (KFM) of theRepublic of Kazakhstan being connected with terrorism.


KZKGD KAZAKHSTAN - KZKGD - State Revenue Committee of The Ministry of FinanceIndividuals listed by the S tate Revenue Committee of the Ministry of Finance (KGD) ofthe Republic of Kazakhstan as wanted for involvement in financial crimes.


LBISF LEBANON - LBISF - Lebanon Internal Security ForcesNational list of individuals and entities allegedly involved in Terrorism and TerrorismFinancing published by Lebanon's Internal Security Forces (ISF) based on theProvisions of Law no. 44 (Fighting Money Laundering and Terrorist Financing) applyingtargeted financial sanctions against persons and entities designated. It is prohibited forany person to provide any funds or assets or financial services or other related services,directly or indirectly, individually or jointly with others, for the benefit of any of thedesignated persons or entities.

LEBANON SANCTIONS

LGB LIECHTENSTEIN - LGB - Landesgesetzblatt.Notices relating to on current sanctions regimes in force.

LIECHTENSTEIN SANCTIONS

LTCC LITHUANIA - COMPETITION COUNCIL OF LITHUANIA - LTCCFines imposed by the Lithuanian Competitions Council (Konkurencijos taryba) formarket manipulation and price fixing.

LITHUANIA REGULATORYENFORCEMENT

LTLCB LITHUANIA - CENTRAL BANK OF LITHUANIA - WARNING NOTICES - LTLCBWarning notices relating to unlicensed companies inc luding entries from the formerLithuanian Securities Commission(LSC).

LITHUANIA REGULATORYENFORCEMENT

LVCC LATVIA - LVCC - Competition Council of LatviaFines imposed by the Latvian Competitions Council (Konkurences padome) for marketmanipulation and price fixing.

LATVIA REGULATORYENFORCEMENT

LVFCMC LATVIA - FINANCIAL AND CAPITAL MARKET COMMISSION - LVFCMCInvestor warning notices regarding unauthorised financial concerns.

LATVIA REGULATORYENFORCEMENT

LVSCS LATVIA - LVSCS - Sanctions Control ServiceIndividuals and entities subject to national sanctions imposed pursuant to Section 4,Paragraph 4 of the Prevention of Money Laundering and terrorist Financing PreventionAct.

LATVIA SANCTIONS

MAGNIT USA - MAGNIT - OFAC SDN LIST - Magnitsky SanctionsOFAC SDN List entries designated pursuent to Sergei Magnitsky Rule of LawAccountability Act of 2012.

USA SANCTIONS

MAS SINGAPORE - MAS - Monetary Authority Sanctions ListsSanctions notices relating to the UN Sanctions which are currently applicable inS ingapore.

S INGAPORE SANCTIONS

MAS-AN SINGAPORE - MAS-AN - Monetary Authority - Advisory Notices.S ingapore Monetary Authority - advisory notices.


MAS-TSOFA SINGAPORE - MAS-TSOFA - Monetary Authority of Singapore - Terrorism Suppression ofFinancing Act.List of designated individuals/entities designated by S ingapore in respect on theTerrorism (Suppression of Financing) Act Schedule 1A.

S INGAPORE SANCTIONS

MASE SINGAPORE - MASE - Monetary Authority - Enforcement.Enforcement notices and enforcement press releases issued by the Monetary Authorityof S ingapore (MAS), as supervisor and regulator of S ingapore's Financial ServicesSector.


MASW SINGAPORE - MASW - Monetary Authority WarningsInvestor Alert list of entities that are not licensed or regulated by MAS .


MDMAI MOLDOVA - MDMAI - Ministry of Internal Affairs of MoldovaIndividuals wanted by the Ministry of Internal Affairs of Moldova (MAI) for corruptionand/or organised crime-related actions or other serious criminal offences.

MOLDOVA LAWENFORCEMENT

METPOL UK - METPOL - Metropolitan PoliceNews Releases issued by the Metropolitan Police.

UNITEDKINGDOM

LAWENFORCEMENT

MFDOMINICA DOMINICA - MIN OF FINANCE - MFDOMINICATHIS WEBS ITE HAS DISCONTINUED

DOMINICA REGULATORYENFORCEMENT

MFSA MALTA - MFSA - Financial Services AuthorityNational and international warning in relation to unauthorised entities providingfinancial services.

MALTA REGULATORYENFORCEMENT

MFSANC MALTA - MFSANC - Sanctions List.Publications of names in respect of current international sanctions in force in Malta.

MALTA SANCTIONS

MINEFI FRANCE - MINEFI- Ministry of Finance.Individuals and entities subject to EU sanctions applicable in France and the Frenchnational list relating to terrorism.

FRANCE SANCTIONS

MINEFI-MN FRANCE - MINISTRY OF FINANCE MESURES NATIONALES - MINEFI-MNList of designated entries published as Mesures Nationales (MN) by French Ministry ofFinance.

FRANCE SANCTIONS

MINEFI-NAT FRANCE - MINEFI-NAT -Ministry of Finance National Terrorism ListList of designated entries published on the Liste Nationale.

FRANCE SANCTIONS

MJIB TAIWAN - MINISTRY OF JUSTICE INVESTIGATION BUREAU - MJIBWanted Notices issued by the Investigation Bureau of the Ministry of Justice forcorruption, financial and narcotics crimes.

TAIWAN LAWENFORCEMENT

MLFIAU MALTA - MALTA FINANCIAL INTELLIGENCE ANALYSIS UNIT - MLFIAUNotices published by the Malta Financial Intelligence Analysis Unit (FIAU) related toorders issued by the Maltese courts of criminal jurisdiction in terms of the Prevention ofMoney Laundering Act and Criminal Code.

MALTA LAWENFORCEMENT

MLMGA MALTA - MLMGA - Malta Gaming AuthorityOnline and land-based gaming operators suspended by the Malta Gaming Authority(MGA).

MALTA REGULATORYENFORCEMENT

MSC MALAYSIA - MSC - Securities CommissionInvestor Alert list of all entities unauthorized to provide financial services andfraudulent websites.


MUFSC MAURITIUS - MUFSC - Mauritius Financial Services CommissionPress releases and communiques issued by the Financial Services Commission ofMauritius on companies penalized for irregular activities, license revocations andwarnings against unlicensed entities.

MAURITIUS REGULATORYENFORCEMENT

MUICAC MAURITIUS - MUICAC - Mauritius Independent Commission Against CorruptionCases related to corruption and bribery brought to a court of law by the MauritiusIndependent Commission Against Corruption (ICAC), inc luding cases pending beforeDistrict, Intermediate and Supreme Court and summary of judgements and rulings ofthose courts.

MAURITIUS LAWENFORCEMENT

MXASF MEXICO - MXASF - Superior Audit of the FederationRegistry of c ivil servants, individuals, entities (public or private) sanctioned for offencesin accordance with the Mexican Law of Control and Accountability of the Federation aspublished by the Superior Audit of the Federation (Auditoria Superior de la Federacion -ASF).


MXCNSF MEXICO - MXCNSF - Mexican Insurance and Surety National CommissionList of entities and individuals fined, suspended and/or licenses revoked by the MexicanInsurance and Surety National Commission (Comision Nacional de Seguros Y Fianzas)for violations of financial legislation and/or internal regulations.


MXPGR MEXICO - MXPGR - Mexican Prosecutors General OfficesList of wanted fugitive persons issued by the various Prosecutors General Offices(Procuraduria General de la Republica or PGR) in Mexico

MEXICO LAWENFORCEMENT

MXSAT MEXICO - MXSAT - Mexican Tax Administration ServiceTaxpayers (individuals and/or entities) listed by the Tax Administration Service (Servic iode Administrac ion Tributaria - SAT) of Mexico as sentenced for tax offences and/or listedas taxpayer with alleged simulated operations and/or involved in issuing false invoices(facturas apocrifas).


MXSFP MEXICO - MEXICAN PUBLIC FUNCTION SECRETARIAT- MXSFPLists issued by the Mexican Public Function Secretariat (Secretaria de la FuncionPublica - SFP) of bidders, suppliers and contractors precluded from governmentcontracts with offices and/or entities of the Federal Public Administration of Mexico andthe S tates' Governments due to fines and/or disqualifications issued by an internalcontrol body of a government entity and c ivil servants sanctioned for violations to theFederal Law of Transparency and Access to Public Government Information.


MYAGC-SANC MALAYSIA - MYAGC-SANC - Malaysian Attorney Generals Chambers Sanctions OrderEntities subject to a freez ing of funds order pursuant to the Anti-Money Laundering andAnti-Terrorism Financing (Declaration of Specified Entities and ReportingRequirements) Order as published by the Attorney General's Chambers of Malaysia(AGC).

MALAYS IA SANCTIONS

MYBURSA MALAYSIA - MYBURSA - Bursa Malaysia BerhadRegulatory action or disc iplinary announcements against market, trading, c learing andsettlement partic ipants for breaches of or non-compliance with BURSA Malaysia'soperating rules and listing requirements


MYMACC MALAYSIA - MYMACCArrests, charges and convictions of individuals and organisations for violating anti-corruption laws and regulations in Malaysia.

MALAYS IA LAWENFORCEMENT

MYRMP MALAYSIA - MYRMP - Royal Malaysian Police WantedIndividuals listed as wanted by the Royal Malaysia Police (RMP)

MALAYS IA LAWENFORCEMENT

MYSSM MALAYSIA - MYSSM - Companies Commission of MalaysiaEntities and individuals who breached legislation governed by the CompaniesCommission of Malaysia (Suruhanjaya Syarikat Malaysia - SSM).


NAACC NAMIBIA - NAACC - Anti-Corruption Commission of NamibiaIndividuals and entities listed as investigated, arrested or wanted as published by theNamibian Anti-corruption Commission (ACC).

NAMIBIA LAWENFORCEMENT

NAB PAKISTAN - NAT. ACCOUNTABILITY BUREAU - NABFines, court orders and crime reports issued by the National Accountability Bureau.

PAKISTAN REGULATORYENFORCEMENT

NDLEA NIGERIA - NDLEA - NATIONAL DRUG LAW ENFORCEMENT AGENCYWanted persons and press releases published by the National Drug Law EnforcementAgency (NDLEA) of Nigeria relating to law enforcement action against individuals foroffences relating to illic it narcotics trafficking.

NIGERIA LAWENFORCEMENT

NFA USA - NATIONAL FUTURES ASSOC. - NFADisc iplinary actions taken against individuals and entities for violation of NationalFutures Association regulations.


NGEFCC NIGERIA - NIGERIAN ECONOMIC AND FINANCIAL CRIMES COMMISSION - NGEFCCPress Releases and Most Wanted notices issued by the Nigerian Economic and FinancialCrimes Commission for World-Check relevant crimes.


NGICPC NIGERIA - NGICPC - Independent Corrupt Practices CommissionWanted persons, press releases and court cases published by the Independent CorruptPractices and Other Related Offences Commission (ICPC) of Nigeria relating to lawenforcement and prosecution of corruption offences.


NGSEC NIGERIA - NGSEC - Nigerian Securities and Exchange CommissionEnforcement proceedings taken by the Nigerian Securities and Exchange Commissionagainst individuals and companies for breaches of securities laws.

NIGERIA REGULATORYENFORCEMENT

NISIB NICARAGUA - NICARAGUA SUPERINTENDENCE OF BANKS - NISIBEntities fined by the Superintendence of Banks and Other Financial Institutions ofNicaragua (Superintendencia de Bancos y de Otras Instituc iones Financieras DeNicaragua) for violations of financial legislation and/or internal regulations.

NICARAGUA REGULATORYENFORCEMENT

NNTS NETHERLANDS - NETHERLANDS NATIONAL TERRORISM SANCTIONS - NNTSSanctions imposed by the Netherlands government on individuals and entities relatedto terrorism. Notices published in the Government gazette.

NETHERLANDS SANCTIONS

NOFSA NORWAY - FINANCIAL SUPERVISORY AUTHORITY - WARNING NOTICES - NOFSAFraudulent banks and internet sites, also individuals purporting to be legitimatebusiness persons.

NORWAY REGULATORYENFORCEMENT

NPCIAA NEPAL - NPCIAA - Nepal Commission for The Investigation of Abuse of AuthorityGovernment offic ials arrested on charges of corruption in Nepal as published by theNepal Commission for the Investigation of Abuse of Authority (CIAA).

NEPAL LAWENFORCEMENT

NPNCB NEPAL - NPNCB - Nepal Narcotics Control BureauIndividuals arrested on charges of violation of the Narcotic Drug Control Act of Nepal aspublished by the Narcotics Control Bureau (NCB).

NEPAL LAWENFORCEMENT

NPWMD USA - NPWMD - OFAC SDN List - Nonproliferation Weapons Mass Destruction.OFAC SDN List entries designated pursuant to Non Proliferation Sanctions programme-Weapons of Mass Destruction Proliferators Sanctions Regulations, 31 C.F.R. part 544.

USA SANCTIONS

NS-IRAN USA - NS-IRAN - NON SDN List Iran (EO13599)Entries identified as blocked solely pursuant to EO 13599 in respect of Iran.

USA SANCTIONS

NS-PLC USA - NS-PLC - OFAC - Palestinian Legislative Council List.Palestinian Legislative Council (PLC) list not inc luded in the SDN list.

USA SANCTIONS

NSSC CANADA - NSSC - Nova Scotia Securities CommissionEnforcement proceedings taken by Nova Scotia Securities Commission againstindividuals and entities for breaches of Nova Scotia securities laws.


NYBB USA - BANKING BOARD, NY STATE - NYBBEnforcement actions against state-licensed and state-chartered financial entities.


NYDFS USA - NEW YORK DEPARTMENT OF FINANCIAL SERVICES - NYDFSEnforcement proceedings taken by New York Department of Financial Services againstindividuals and entities for breaching insurance and banking laws.


NYSE USA - NEW YORK STOCK EXCHANGE - NYSEDisc iplinary action to enforce violations of NYSE rules and federal securities laws bymember organizations, as well as current and former employees of those organizations.


NYSID USA - STATE INSURANCE DEPT, NY - NYSIDPress Releases, Disc iplinary actions issued by New York S tate Insurance Departmentagainst companies, agents, brokers and adjusters for penalties and license revocationsfor violation of New York S tate Insurance regulations (merged with NYBB to formNYDFS).


NZ-MFAT NEW ZEALAND - NZ-MFAT - Ministry Foreign Affairs and Trade - UNSC SanctionsMinistry of Foreign Affairs and Trade-publication of the non terrorism related sanctionsimposed, in line with the United Nations sanctions.

NEW ZEALAND SANCTIONS

NZCO NEW ZEALAND - COMPANIES OFFICE - NZCOEnforcement proceedings, convictions and director bans imposed by the CompaniesOffice against individuals and entities for breaches of New Zealand companies andsecurities regulations.

NEW ZEALAND REGULATORYENFORCEMENT

NZCOMC NEW ZEALAND - NEW ZEALAND COMMERCE COMMMISSION - NZCOMCEnforcement proceedings taken by New Zealand Commerce Commission againstindividuals and entities for misleading and deceptive conduct by traders.


NZMCA NEW ZEALAND - MIN. OF CONSUMER AFFAIRS - NZMCATHIS WEBS ITE WILL NO LONGER RECEIVE OUR ATTENTION


NZPOL NEW ZEALAND - NZPOL - Police Designated Terrorists.Publishes notices of current terrorism related sanctions applied in New Zealand in linewith United Nations


NZPOL-TSA NEW ZEALAND - NZPOL-TSA - Terrorism Suppression Act - Designated Terrorist.Identifies entries designated in New Zealand as terrorist entities under the TerrorismSuppression Act.


OCCBANK USA - OCC NATIONAL BANKS - OCCBANKNotices of Unlicenced Banks.


OCCEA USA - OCC ENFORCEMENT ACTIONS - OCCEAEnforcement actions taken against individuals and entities for violation of Office ofComptroller of Currency regulations.


OFAC USA - OFAC SDN List Office of Foreign Asset ControlAll entries inc luded in the Specially Designated Nationals (SDN) list under anysanctions programme.

USA SANCTIONS

OFAC-BDI USA - OFAC-BDI - OFAC SDN List - BurundiOFAC SDN List entries designated pursuant to the Executive Order Blocking Property ofCertain persons contributing to the situation in Burundi.

USA SANCTIONS

OFAC-BK USA - OFAC SDN LIST - BALKANS - OFAC-BKOFAC SDN List entries designated pursuant to Balkan - related Sanctions programme -Western Balkans S tabilization Regulations, 31 C.F.R. part 588; Executive Order 13304,68 FR 32315.

USA SANCTIONS

OFAC-BLR USA - OFAC-BLR - OFAC SDN List - Belarus.OFAC SDN List entries designated pursuant to - Belarus Sanctions programmeExecutive Order 13405, 71 FR 35485.

USA SANCTIONS

OFAC-C USA - OFAC SDN LIST - CUBA - OFAC-COFAC SDN List entries designated pursuant to Cuba Sanctions programme - CubanAssets Control Regulations, 31 C.F.R. part 515.

USA SANCTIONS

OFAC-CAATSA-RUSSIA

USA - OFAC-CAATSA-RUSSIA -OFAC SDN List - RussiaOFAC SDN List entries designated pursuant to Countering America's AdversariesThrough Sanctions Act of 2017 (CAATSA) Section 224.

USA SANCTIONS

OFAC-CAR USA - OFAC SDN LIST - CENTRAL AFRICAN REPUBLIC - OFAC-CAROFAC SDN List entries designated pursuant to Executive Order relating to CentralAfrican Republic .

USA SANCTIONS

OFAC-CYBER2 USA - OFAC-CYBER2 - OFAC SDN List - Significant Malicious Cyber-Enabled ActivitiesOFAC SDN List entries designated pursuant to S ignificant Malic ious Cyber-EnabledActivities Executive Order 13694

USA SANCTIONS

OFAC-DFR USA - OFAC SDN LIST - DARFUR - OFAC-DFROFAC SDN List entries designated pursuant to Sudan Sanctions programme - DarfurSanctions Regulations, 31 C.F.R. part 546.

USA SANCTIONS

OFAC-DPRK USA - OFAC-DPRK - OFAC SDN List -Dem People's Rep of KoreaOFAC SDN List entries designated pursuant to North Korea Sanctions programme -Executive Order 13551.

USA SANCTIONS

OFAC-DPRK2 USA - OFAC-DPRK2 - OFAC SDN List -Dem People's Rep of KoreaOFAC SDN List entries designated pursuant to North Korea related additional sanctionsprogramme.

USA SANCTIONS


USA SANCTIONS


USA SANCTIONS

OFAC-DRC USA - OFAC SDN LIST - DRCONGO - OFAC-DRCOFAC SDN List entries designated pursuant to Democratic Republic Of CongoProgramme - Executive Order 13413, Democratic Republic of the Congo SanctionsRegulations 31 C.F.R. part 547.

USA SANCTIONS

OFAC-EO13622 USA - OFAC SDN LIST - EO 13622 - OFAC-EO13622OFAC SDN List entries designated pursuant to Executive Order 13622 relating to Iran.

USA SANCTIONS

OFAC-EO13645 USA - OFAC SDN LIST - EO 13645 - OFAC-EO13645OFAC SDN List entries designated pursuant to Iran Sanctions, Executive Order 13645.

USA SANCTIONS

OFAC-FSEIR USA - OFAC SDN LIST - FOREIGN SANCTIONS EVADERS EO - IRAN - OFAC-FSEIROFAC SDN List entries designated pursuant to Foreign Sanctions Evaders ExecutiveOrder 13608

USA SANCTIONS

OFAC-GLOMAG USA - OFAC-GLOMAG - OFAC SDN List - Global Magnitsky Human Rights AccountabilityActOFAC SDN List entries designated pursuant to Global Magnitsky Human RightsAccountability Act sanctions programme

USA SANCTIONS

OFAC-HRIT USA - OFAC SDN LIST - HUMAN RIGHTS INFORMATION TECHNOLOGY - OFAC-HRITOFAC SDN List entries designated pursuant to Human Rights Information Technology -Executive Order 13606 relating to Iran and Syria.

USA SANCTIONS

OFAC-IRN USA - OFAC SDN LIST - IRAN: SDN AND NON SDN (designated under EO 13599) - OFAC-IRNOFAC SDN List entries designated pursuant to Iran - Iranian Transactions Regulations,31 CFR part 560.

USA SANCTIONS

OFAC-ISA USA - OFAC SDN LIST - IRAN SANCTIONS ACT - OFAC-ISAOFAC SDN List entries designated pursuant to Iran Sanctions Act, Executive Order13574.

USA SANCTIONS

OFAC-LBN USA - OFAC SDN LIST - LEBANON - OFAC-LBNOFAC SDN List entries designated pursuant to Lebanon-Related Sanctions ExecutiveOrder 13441, 72 FR 43499.

USA SANCTIONS

OFAC-LIBYA2 USA - OFAC-LIBYA2 - OFAC SDN List - LibyaOFAC SDN List entries designated pursuant to Libya Sanctions, 31 C.F.R. part 570.

USA SANCTIONS

OFAC-LIBYA3 USA - OFAC-LIBYA3 - OFAC SDN List - LibyaOFAC SDN List entries designated pursuant to Executive Order blocking property &suspending entry into USA of persons contributing to the situation in Libya

USA SANCTIONS

OFAC-NK USA - OFAC SDN LIST - NORTH KOREA - OFAC-NKOFAC SDN List entries designated pursuant to North Korea sanctions.

USA SANCTIONS

OFAC-NONSDN USA - OFAC-NONSDN - OFAC NON SDN ListOFAC list of entities not inc luded in the SDN (Specially Designated Nationals) List. Thislist inc ludes the following World Check keywords FSEL - Foreign Sanctions Evaders List;561List - Foreign Financial Institutions Subject to Part 561 of IFSR (the 561 List); ISA -Iran Sanctions Act; UKR-EO13662 - Sectoral Sanctions Identifications List and NS -PLC -Palestinian Legislative Council List.

USA SANCTIONS

OFAC-S USA - OFAC-S - OFAC SDN List - Sudan.OFAC SDN List entries designated pursuant to Sudan Sanctions Regulations, 31 C.F.R.part 538.

USA SANCTIONS

OFAC-SOM USA - OFAC-SOM - OFAC SDN List - SomaliaOFAC SDN List entries designated pursuant to Somalia Sanctions Regulations, 31 C.F.R.part 551.

USA SANCTIONS

OFAC-SS USA - OFAC-SS - OFAC SDN List - South Sudan.OFAC SDN List entries designated pursuant to South Sudan Sanctions Regulations 31CFR 558.

USA SANCTIONS

OFAC-SYR USA - OFAC-SYR - OFAC SDN List - Syria.OFAC SDN List entries designated pursuant to Syrian Sanctions Regulations, 31 C.F.R.part 542, Executive Order 13399, 71 FR 25059; Executive Order 13460, 73 FR 8991.

USA SANCTIONS

OFAC-TCO USA - OFAC SDN LIST - TRANSNATIONAL CRIMINAL ORGANIZATIONS - OFAC-TCOOFAC SDN List entries designated pursuant to Transnational Criminal OrganizationsExecutive Order 13581.

USA SANCTIONS

OFAC-UKR USA - OFAC-UKR - OFAC SDN List - EO13660 (Ukraine)OFAC SDN List entries designated pursuant to Ukraine Related Executive Order 13660.

USA SANCTIONS

OFAC-UKR13662

USA - OFAC-UKR13662 - OFAC SDN List - EO13662 (Ukraine)OFAC SDN List entries designated pursuant to Ukraine Related Executive Order 13662.

USA SANCTIONS

OFAC-UKR13685

USA - OFAC-UKR13685 - OFAC SDN List - EO13685 (Ukraine)OFAC SDN List entries designated pursuant to Ukraine Sanctions programme EO 13685.

USA SANCTIONS

OFAC-UKR2 USA - OFAC-UKR2 - OFAC SDN List - EO13661 (Ukraine2)OFAC SDN List entries designated pursuant to Ukraine Related Executive Order 13661.

USA SANCTIONS

OFAC-VE USA - OFAC-VE - OFAC SDN List - VenezuelaOFAC SDN List entries designated pursuant to Venezuela related Sanctionsprogramme.

USA SANCTIONS

OFAC-YEM USA - OFAC SDN LIST - YEMEN - OFAC-YEMOFAC SDN List entries designated pursuant to Yemen related Sanctions programme.

USA SANCTIONS

OFAC-Z USA - OFAC SDN LIST - ZIMBABWE - OFAC-ZOFAC SDN List entries designated pursuant to Zimbabwe Sanctions Regulations, 31C.F.R. part 541; Executive Order 13391, 70 FR 71201; Executive Order 13469, 73 FR43841.

USA SANCTIONS

ONDCP ANTIGUA & BARBUDA - OFFICE OF NATIONAL DRUG & MONEY LAUNDERING CONTROLPOLICY - ONDCPInvestigations led by the Antigua & Barbuda Office of National Drug & MoneyLaundering Control Policy (ONDCP) for narcotics, money laundering and financialcrimes and proceeds of crime.

ANTIGUA &BARBUDA

LAWENFORCEMENT

OSFI CANADA - OSFI - Bank Warning NoticesWarning notices relating to fraudulent and unlicenced financial institutions.


OTS USA - OFFICE OF THRIFT SUPERVISION - OTSEnforcement actions issued against individuals and entities for violation of Office ofThrift Supervision regulations (regulatory actions now issued by OCCEA).


PAICIJ-WC INTERNATIONAL - PAICIJ-WC - International Consortium of Investigative Journalists -World-Check DataThe PAICIJ-WC keyword is designed to assist World-Check users in checking forinformation contained in the World-Check database relating to individuals and entitiesprofiled as Politically Exposed Persons (PEPs) and entities associated with PEPs,appearing on a sanctions, law or regulatory enforcement list or reported in thereputable media as accused, questioned, investigated, arrested, charged or convictedfor a FATF Predicate Offence as it relates to the International Consortium ofInvestigative Journalists (ICIJ) Panama Paper offshore data releases. Users shouldperform their own due diligence on any entities highlighted under the PAICIJ-WC keywordas there are legitimate uses for offshore companies, foundations and trusts. Inc lusion ofthis data does not intend to suggest or imply that any persons, companies or otherentities inc luded in the ICIJ data releases have broken the law or otherwise actedimproperly. All information contained in profiles organized and structured under thePAICIJ-WC keyword is based on the publically available information World-Check was ableto source at the point in time that the profile is indicated to have been last updated.World-Check therefore makes no guarantees as to the accuracy or completeness of theinformation contained in profiles organized under the PAICIJ-WC keyword nor to theaccuracy of any association highlighted by the keyword.


PAMEF-CNBC PANAMA - PAMEF-CNBC - Panama Ministry of Economy and Finance - NationalCommission Against Money LaunderingIndividuals and/or entities designated by the National Commission against MoneyLaundering (Comisión Nacional Contra el Blanqueo de Capitales - CNBC) of the Ministryof Economy and Finance (Ministerio de Economia y Finanzas - MEF) in relation tomoney laundering, terrorist financing and the financing of weapons of mass destructionfor whom enhanced due diligence must be performed.


PBC CHINA - PBC - People's Bank of China - United Nations Sanctions.United Nations sanctions as published by Peoples Bank of China.

CHINA SANCTIONS

PBC-ETIM CHINA - PBC-ETIM - People's Bank of China - Eastern Turkistan Islamic MovementList of entries related to the Eastern Turkistan Islamic Movement.

CHINA SANCTIONS

PCAOB USA - PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD - PCAOBDisc iplinary Orders and Petitions to Terminate Bars issued by the Public CompanyAccounting Oversight Board against entities and individuals for noncompliance withrules governing audits of public companies, brokers and dealers.


PDGS USA - DEPT GEN. SERVICES, PENNSYLVANIA - PDGSIndividuals and entities listed as debarred by the Pennsylvania Department of GeneralServices.


PEMINJUS PERU - PEMINJUS - Ministry Of Justice And Human RightsIndividuals or entities identified, investigated or sentenced in relation to offencesagainst the public administration, money laundering or connected offences aspublished by the Peru Ministry of Justice and Human Rights (MINJUS) according to LawNo 30737 which ensures the immediate payment of c ivil compensation in favor of thePeruvian state in cases of corruption and related crimes and the Supreme Decree No096-2018-EF.


PEOSCE-TCE PERU - PEOSCE-TCE - Peru Government Procurement TribunalSupplier, partic ipant, bidder and/or contractor listed by the Government ProcurementTribunal (Tribunal de Contrataciones del Estado - TCE) of the Supervising Agency ofGovernment Procurement (Organismo Supervisor de las Contrataciones del Estado -OSCE) as sanctioned in accordance with Artic le 50 of the S tate Contracting andAcquisition Law and Artic le 244 of the regulation of the law.


PESBS PERU - PESBS - Superintendence of Banks, Insurance and Private Pension FundsIndividuals and entities sanctioned by the Financial Intelligence Unit of Peru (Unidad deInteligencia Financiera de Peru) of the Superintendence of Banks, Insurance andPrivate Pension Funds (Superintendencia de Banca, Seguros y AFP - SBS)) for notcomplying with the Offences and Penalties Regulation of the Prevention of MoneyLaundering and Financing of terrorism and entities listed as unauthorised by the SBS tocarry out business as public money collector.


PESMV PERU - PESMV - Peru Securities Market SuperintendencyIndividuals and entities fined and/or disqualified by the Peruvian Securities MarketSuperintendency (Superintendencia del Mercado de Valores - SMV) for violation to theSanctions Regulations of the Securities Market Law.


PHBSP PHILIPPINES - PHBSP - Central Bank of The PhilippinesWarning notices, Financial Services Warnings and Anti Money Laundering CouncilResolutions issued by the Central Bank of the Philippines (Bangko Sentral ng Pilipinas -BSP).

PHILIPPINES REGULATORYENFORCEMENT

PHDND-MLAO PHILIPPINES - PHDND-MLAO - Philippine Department of National Defense - Martial LawArrest OrdersPursuant to Martial Law Proclamation no. 216, the Philippine Department of NationalDefense (DND) has issued Arrest Orders against alleged members, supporters, spies andcouriers of the Maute Group, Abu Sayyaf Group, Bangsamoro Islamic Freedom Fighters(BIFF) and Maguid Group in connection with the siege of Marawi City. All those in thelist are charged with the crime of rebellion under Artic le 134 of the Revised Penal Codefor involvement in killings, kidnappings and bombings to set up an Islamic state inMarawi City.

PHILIPPINES LAWENFORCEMENT

PHNBI PHILIPPINES - PHNBI - Philippines National Bureau of InvestigationIndividuals investigated, arrested and/or prosecuted by the Philippines National Bureauof Investigation (NBI) for crimes relating to narcotics, theft, fraud, murder, humantrafficking (inc luding prostitution, child abuse, etc), illegal recruitment, and otherpredicate offences.


PHOMB PHILIPPINES - OFFICE OF THE OMBUDSMAN - PHOMBOffic ials and employees in the public sector investigated or prosecuted by the Office ofthe Ombudsman (OMB) of the Philippines for corruption or graft related crimes.


PHPDEA PHILIPPINES - PHPDEA - Philippine Drug Enforcement AgencyIndividuals listed by the Philippine Drug Enforcement Agency (PDEA) relating tonarcotics crime such as possession, trafficking, smuggling, cultivation andtransportation.


PHPNP PHILIPPINES - PHPNP - Philippine National Police Most WantedList of Most Wanted Persons issued by the national and regional offices of the PhilippineNational Police (PNP).


PHSEC PHILIPPINES - PHSEC - Securities and Exchange Commission.Cease and Desist orders. Financial Services Warnings and Anti Money LaunderingCouncil Resolutions issued by the Philippine Securities and Exchange Commission(SEC).

PHILIPPINES REGULATORYENFORCEMENT

PKANF PAKISTAN - PKANF - Pakistan Anti Narcotics ForceIndividuals arrested by the Anti-Narcotics Force of Pakistan (ANF) for narcoticstrafficking.

PAKISTAN LAWENFORCEMENT

PKFIA PAKISTAN - PAKISTAN FEDERAL INVESTIGATION AGENCY - PKFIAMost Wanted list issued by Pakistan Federal Investigation Agency (FIA) for Most WantedTerrorists and Human Traffickers.


PKNACTA PAKISTAN - PKNACTA - Pakistan National Counter Terrorism AuthorityOrganisations proscribed by the Ministry of Interior of Pakistan as published by theNational Counter Terrorism Authority of Pakistan (NACTA).


PKPPMWT PAKISTAN - PKPPMWT - Pakistan Punjab Police Most Wanted TerroristsMost wanted list of alleged terrorists allegedly involved in suic ide attacks and religiousterrorism wanted by Punjab Police, Pakistan.


PKSEC PAKISTAN - PKSEC - Securities and Exchange Commission of PakistanBan orders, suspensions and fines issued against individuals and entities for violatingfinancial and securities regulations in Pakistan.

PAKISTAN REGULATORYENFORCEMENT

PLFSA POLAND - PLFSA - Polish Financial Supervision AuthorityList of unauthorised entities which have not obtained the required license from thePolish Financial Supervision Authority (Komisja Nadzoru Finansowego, KNF) to conductactivities as financial entities within Poland as required by law and list of financialpenalties issued by KNF for violations of trading regulations.

POLAND REGULATORYENFORCEMENT

PLPOL POLAND - PLPOL - Polish Police WantedPolish Police Wanted

POLAND LAWENFORCEMENT

PLUOKIK POLAND - PLUOKIK - Polish Office of Competition and Consumer ProtectionListings issued by the Polish Office of Competition and Consumer Protection Listingsissued by the Polish Office of Competition and Consumer Protection (Urzad OchronyKonsumentow (UOKiK) for antitrust violation of the protection of collective interests ofconsumers, resulting in cease and desist orders and fines.

POLAND REGULATORYENFORCEMENT

PPICIJ-WC INTERNATIONAL - PPICIJ-WC - International Consortium Of Investigative JournalistParadise Papers - World-Check DataThe PPICIJ-WC keyword is designed to assist World-Check users in checking forinformation contained in the World-Check database relating to individuals and entitiesprofiled as Politically Exposed Persons (PEPs) and entities associated with PEPs,appearing on a sanctions, law or regulatory enforcement list or reported in thereputable media as accused, questioned, investigated, arrested, charged or convictedfor a FATF Predicate Offence as it relates to the International Consortium ofInvestigative Journalist (ICIJ) Paradise Papers registry offshore data releases. Usersshould perform their own due diligence on any entities highlighted under the PPICIJ-WCkeyword as there are legitimate uses for offshore companies, foundations and trusts.Inc lusion of this data does not intend to suggest or imply that any persons, companiesor other entities inc luded in the ICIJ data releases have broken the law or otherwiseacted improperly. All information contained in profiles organized and structured underthe PPICIJ-WC keyword is based on the publically available information World-Check wasable to source at the point in time that the profile is indicated to have been lastupdated. World-Check therefore makes no guarantees as to the accuracy orcompleteness of the information contained in profiles organized under the PPICIJ-WCkeyword nor to the accuracy of any association highlighted by the keyword.


PRPS CANADA - PRPS - Reg. Police Service, Peel.Media Releases and Most Wanted notices issued by Peel Regional Police for World-Checkrelevant crimes.


PTADC PORTUGAL - PTADC - Portugal Competition AuthorityEnforcement action taken by Portugal's Competition Authority (Autoridade daConcorrência - ADC) against entities and individuals for infractions of anti-trustregulations as set out by Portugal's Anti-Competition Law.

PORTUGAL REGULATORYENFORCEMENT

PTCB PORTUGAL - CENTRAL BANK OF PORTUGAL - PTCBWarnings issued by the Central Bank of Portugal (Banco de Portugal) on unauthorizedentities operating in the financial market.


PTCMVM PORTUGAL - PTCMVM - Comissao Do Mercado De Valores MobiliariosNon-authorised Financial Institutions, Foreign Supervisory Authorities Warnings, Seriousadministrative infractions and Judic ial decisions on crimes against the market.


PYCNV PARAGUAY - NATIONAL SECURITIES COMMISSION OF PARAGUAY - PYCNVWarnings issued by the National Securities Commission (Comision Nacional de Valoresde Paraguay) of entities unauthorised to carry out business of a financial intermediaryof Foreign Exchange Currency Market Operations.

PARAGUAY REGULATORYENFORCEMENT

QANCTC QATAR - QANCTC - Qatar National Counter Terrorism CommitteeOrganisations and individuals designated by the National Counter Terrorism Committee(NCTC) of the Ministry of Interior of Qatar.

QATAR SANCTIONS

QCSF CANADA - QCSF - Quebec Chambre De La Securite FinanciereDisc iplinary Actions issued by Quebec Chambre de la Securite Financiere againstindividuals and entities which inc ludes reprimands, temporary and permanent strikingoff the roll, fines and restitution orders.


RBI INDIA - RESERVE BANK OF INDIA - RBIList financial institutions or entities that have had their license cancelled often as aresult of insolvency or if they no longer wish to operate as a banking institution.


RBI-NBFC INDIA - RESERVE BANK OF INDIA VANISHING NON-BANKING FINANCIAL COMPANIES -RBI-NBFCNon-banking Financial Companies (NBFCs) listed for failure to register with the ReserveBank of India and for other stipulated violations followed by impositions of penalties.


RBI-SANC INDIA - RESERVE BANK OF INDIA - SANCTIONS NOTICES - RBI-SANCInternational sanctions notices as published by the Reserve Bank of India.

INDIA SANCTIONS

RCC ROMANIA-ROMANIAN COMPETITIONS COUNCIL-RCCEnforcements published by the Romanian Competitions Council (Consiliul Concurentei)relating to regulatory action and fines imposed by Council.

ROMANIA REGULATORYENFORCEMENT

RCMP CANADA - RCMPNews Releases and Most Wanted notices issued by Royal Canadian Mounted Police forWorld-Check relevant crimes.


ROANI ROMANIA - ROANI - Romanian National Integrity AgencyPress releases and communiques issued by the Romanian National Integrity Agency(Agentia Nationala de Integritate or ANI) on public offic ials investigated for irregularactivities, unjustified wealth, false statements, incompatibility and conflicts ofinterests.


ROASF ROMANIA - ROASF - Romanian Financial Supervision AuthorityCompanies and individuals listed by the Financial Supervision Authority of Romania(Autoritatea de Supraveghere Financiara - ASF) due to fines, licence revocations orother administrative proceedings.


RODIICOT ROMANIA - RODIICOT - Romanian Organised Crime & Terrorism InvestigationDirectoratePress releases issued by the Romanian Organised Crime and Terrorism InvestigationDirectorate on individuals , entities, groups or associations investigated, wanted orindicted for terrorism, crimes against the security of the state and organised crime-related actions.

ROMANIA LAWENFORCEMENT

RODNA ROMANIA - RODNA - Romanian National Anti-corruption DirectoratePress releases and news issued by the Romanian National Anticorruption Directorate(Directia Nationala Anticoruptie (DNA)) on individuals and entities investigated orindicted for corruption-related actions.


ROIGPR ROMANIA - ROIGPR - General Inspectorate of Romanian PolicePress releases and communiques issued by the General Inspectorate of RomanianPolice (Inspectoratul General al Politiei Romane (IGPR)) on individuals wanted,investigated or indicted for serious financial criminal offences.


ROPGO ROMANIA - ROPGO - Romanian Prosecutor General OfficePress releases and communiqués issued by the Romanian General Prosecutor's Officeattached to the High Court of Cassation and Justice on individuals and entitiesinvestigated or indicted for corruption and/or organised crime-related actions or otherserious criminal offences.


RSA-AT SOUTH AFRICA - RSA-AT - UNSCR 1267 - Al Qaida Taliban.Notifications of updated to the terrorism related sanctions list published inline with theUnited Nations.

SOUTH AFRICA SANCTIONS

RSA-CC SOUTH AFRICA - RSA-CC - South African Competitions CommissionMedia releases published by Competition Commission of South Africa relating toinvestigations, prosecutions and fines imposed by Commission and its Tribunals).

SOUTH AFRICA REGULATORYENFORCEMENT

RSBAC SERBIA - BELGRADE APPELLATE COURT - RSBACIndividuals on trial or convicted for corruption and/or organised crime-related actions,war crimes or other serious criminal offences by the Belgrade Appellate Court (BAC).

SERBIA LAWENFORCEMENT

RSSRE-50-WC INTERNATIONAL - RSSRE-50-WC - Subsidiary owned 50% or more by a Russian SectoralSanctioned company.Russian Sectoral Sanctions Relevant Data - subsidiaries owned more than 50% (director indirect or in the aggregate) by a Russian Sectoral Sanctioned company.


RSSRE-DIR1-WC

INTERNATIONAL - RSSRE-DIR1-WC - Russian Sectoral Sanctioned company andsubsidiaries subject to Directive 1Russian Sectoral Sanctions Relevant Data - Russian Sectoral Sanctioned company andsubsidiaries owned (directly or indirectly or in the aggregate) by a Russian SectoralSanctioned company subject to Directive 1.


RSSRE-DIR2-WC

INTERNATIONAL - RSSRE-DIR2-WC - Russian Sectoral Sanctioned company andsubsidiaries subject to Directive 2Russian Sectoral Sanctions Relevant Data - Russian Sectoral Sanctioned company andsubsidiaries owned (directly or indirectly or in the aggregate) by a Russian SectoralSanctioned company subject to Directive 2.


RSSRE-DIR3-WC

INTERNATIONAL - RSSRE-DIR3-WC - Russian Sectoral Sanctioned company andsubsidiaries subject to Directive 3Russian Sectoral Sanctions Relevant Data - Russian Sectoral Sanctioned company andsubsidiaries owned (directly or indirectly or in the aggregate) by a Russian SectoralSanctioned company subject to Directive 3


RSSRE-DIR4-WC

INTERNATIONAL - RSSRE-DIR4-WC - Russian Sectoral Sanctioned company andsubsidiaries subject to Directive 4Russian Sectoral Sanctions Relevant Data - Russian Sectoral Sanctioned company andsubsidiaries owned (directly or indirectly or in the aggregate) by a Russian SectoralSanctioned company subject to Directive 4


RSSRE-WC INTERNATIONAL - RSSRE-WC - Russian Sectoral Sanctions Relevant Entity World-CheckDataThe RSSRE-WC keyword covers all entities connected, related, associated, affiliated,linked to, owned, or controlled by Russian OFAC (keyword UKR-EO13662) and EU (EUFSR-RUS) Sectoral Sanctioned companies within World-Check. Data that has beenorganized and structured under the RSSRE-WC keyword conforms to the World-CheckEntity and S tate Owned Enterprise research guidelines. The RSSRE-WC keyword isdesigned only to assist World-Check Users in checking for information contained in theWorld-Check database relating to entities which are related, linked, affiliated orassociated to entities which are subject to Russian Sectoral Sanctions. The RSSRE-WCkeyword is not intended and should not be construed as a means of highlighting any listof majority owned or controlled entities which are automatically subject to RussianSectoral Sanctions. Users should perform their own due diligence on any entitieshighlighted under the RSSRE-WC keyword to verify the existence and/or nature of anyrelationship with a sanctioned entity. All information contained in profiles organizedand structured under the RSSE-WC keyword is based on the publically availableinformation World-Check was able to source at the point in time that the profile isindicated to have been last updated. World-Check therefore makes no guarantees as tothe accuracy of the information contained in profiles organized under the RSSRE-WCkeyword nor to the accuracy of any affiliation highlighted by such keyword.


RSVSB SERBIA - RSVSB - High Court of SerbiaIndividuals investigated or indicted for corruption and/or organised crime-relatedactions or other serious criminal offences by the High Court in Belgrade (Vishi Sud uBelgradu - VSB).

SERBIA LAWENFORCEMENT

RUCBR RUSSIAN FEDERATION - CENTRAL BANK OF RUSSIAN FEDERATION - RUCBRCompanies and individuals listed by the Central Bank of the Russian Federation (CBR)due to revocation of licence, bankruptcy and/or violation of Russian bankinglegislations.

RUSS IANFEDERATION


RUFDCS RUSSIAN FEDERATION - RUSSIAN FEDERAL DRUG CONTROL SERVICE - RUFDCSWanted notices issued against individuals wanted by the Federal Drug Control Serviceof the Russian Federation for narcotic trafficking crimes and notices of conviction fornarcotics trafficking and related crimes.

RUSS IANFEDERATION

LAWENFORCEMENT

RUFSB RUSSIAN FEDERATION - RUFSB - Federal Security Service of RussiaIndividuals and entities investigated, indicted or wanted for corruption, organisedcrime, alleged to be connected with terrorism or other serious criminal offences aspublished by the Federal Security Service of the Russian Federation (FSB)

RUSS IANFEDERATION

LAWENFORCEMENT

RUFSIN RUSSIAN FEDERATION - RUSSIAN FEDERAL PENAL SERVICE - RUFSINIndividuals wanted by the Russian Federal Prison Authority (FS IN) for corruption and/ororganised crime-related actions or other serious criminal offences.

RUSS IANFEDERATION

LAWENFORCEMENT

RUFTS-DD RUSSIAN FEDERATION - RUFTS-DD - Russian Federal Tax Service - DisqualifiedDirectorsIndividuals Disqualified as Directors by Russian Courts SS Published by the Federal TaxService (FTS ) of The Russian Federation

RUSS IANFEDERATION


RUL-WC INTERNATIONAL - RUL-WC - Russian Laundromat - World-Check DataThe RUL-WC keyword is designed to assist World-Check users in checking for informationcontained in the World-Check database relating to individuals and entities profiled asPolitically Exposed Persons (PEPs) and entities associated with PEPs, S tate OwnedEnterprises or appearing on a sanctions, law or regulatory enforcement list or reportedin the reputable media as accused, questioned, investigated, arrested, charged orconvicted for a FATF Predicate Offence as it relates to the data releases under thename 'The Russian Laundromat' by the Organized Crime and Corruption ReportingProject (OCCRP), Novaya Gazeta and various other international media releases (TheGuardian, Sueddeutsche Zeitung, Anticoruptie). Users should perform their own duediligence on any individuals and entities highlighted under the RUL-WC keyword asinc lusion of this data does not intend to suggest or imply that any persons, companiesor other entities inc luded in the RUL-WC keyword have broken the law or otherwiseacted improperly. All information contained in profiles organized and structured underthe RUL-WC keyword is based on the publically available information World-Check wasable to source at the point in time that the profile is indicated to have been lastupdated. World-Check therefore makes no guarantees as to the accuracy orcompleteness of the information contained in profiles organized under the RUL-WCkeyword nor to the accuracy of any association highlighted by the keyword.


RUMOJ RUSSIAN FEDERATION - RUMOJ - Ministry of Justice of the Russian FederationEntities alleged to be connected with extremism or undesirable foreign andinternational non-governmental organizations in Russia as published by the Ministry ofJustice (MOJ) of the Russian Federation.

RUSS IANFEDERATION

LAWENFORCEMENT

RUMVD RUSSIAN FEDERATION - RUSSIAN MINISTRY OF INTERNAL AFFAIRS - RUMVDPress releases issued by the Ministry of Internal Affairs of Russian Federation(Ministerstvo Vnutrennikh Del Rosiiskoy Federaciy - MVD) on individuals and entitiesinvestigated, wanted or indicted for financial or organised crime and terrorism.

RUSS IANFEDERATION

LAWENFORCEMENT

RUPGO RUSSIAN FEDERATION - RUPGO - Prosecutor Generals Office Russian FederationPress releases issued by the Russian Prosecutor General's Office and Military ProsecutorGeneral's Office on individuals and entities investigated or indicted for corruptionand/or organised crime-related actions or other financial crime offences.

RUSS IANFEDERATION

LAWENFORCEMENT

RUSCRF RUSSIAN FEDERATION - RUSCRF - Russian Federal Investigative CommitteePress releases issued by the Investigative Committee of the Russian Federation andMilitary Investigative Committee of the Russian Federation (S ledstvenniy ComitetRosiiskoy Federaciy - SCRF) on individuals and entities investigated or indicted forfinancial and related crimes.

RUSS IANFEDERATION

LAWENFORCEMENT

RWNP RWANDA - RWNP - Rwanda National PolicePress releases issued by the Rwandan National Police on individuals and/or entitiesindicted for corruption and/or organised crime-related actions or other serious criminaloffences.

RWANDA LAWENFORCEMENT

RWPPA RWANDA - RWANDAN PUBLIC PROCUREMENT AUTHORITY - RWPPAList of Entities excluded from public tenders by Rwandan Public Procurement Authority(RPPA).

RWANDA REGULATORYENFORCEMENT

SAMOI SAUDI ARABIA - SAMOI - Saudi Ministry of Interior Most WantedList of terrorism suspects, listed either in the Wanted List issued by the GeneralDirectorate of Investigation, Ministry of Interior of Saudi Arabia (MOI) or identified inother offic ial statements released by the MOI.

SAUDI ARABIA LAWENFORCEMENT

SAPS SOUTH AFRICA - SOUTH AFRICAN POLICE SERVICE - SAPSOffic ial press releases issued on the South African Police Service (SAPS) website onindividuals and entities investigated, indicted or wanted for corruption and/or organisedcrime-related actions or other serious criminal offences by the SAPS .

SOUTH AFRICA LAWENFORCEMENT

SBP PANAMA - SBP - Superintendency of Banks of Panama - Superintendencia De Bancos DePanamaPersons and/or entities listed by the Superintendence of Banks of the Republic ofPanama (Superintendencia de Bancos de Panama -SBP) as not holding a bankinglicense to engage in banking business within and from Panama, as well as thosepersons and/or entities holding a banking license sanctioned for violations ofregulations in relation to money laundering and terrorist finance prevention rules andbanking rules.


SCFM UKRAINE - SCFM - State Committee for Financial Monitoring - UN SanctionsProgrammes.Notifications of current UN sanctions applicable in the Ukraine.

UKRAINE SANCTIONS

SCFM-TERR UKRAINE - SCFM-TERR - State Committee for Financial Monitoring - Terrorism ListNotifications of current UN terrorism related sanctions applicable in the Ukraine.

UKRAINE SANCTIONS

SDGT USA - SDGT - OFAC SDN List - Global Terrorist.OFAC SDN List entries designated pursuant to Global Terrorism Sanctions Regulations,31 C.F.R. part 594.

USA SANCTIONS

SDNT USA - OFAC SDN LIST - NARCOTICS TRAFFICKER - SDNTOFAC SDN List entries designated pursuant to Narcotics Trafficking SanctionsRegulations, 31 C.F.R. part 536.

USA SANCTIONS

SDNTK USA - SDNTK - OFAC SDN List - Narcotics Trafficker Kingpin.OFAC SDN List entries designated pursuant to Foreign Narcotics Kingpin SanctionsRegulations, 31 C.F.R. part 598.

USA SANCTIONS

SDT USA - SDT - OFAC SDN List - Terrorist.OFAC SDN List entries designated pursuant to Terrorism Sanctions Regulations, 31C.F.R. part 595.

USA SANCTIONS

SDTEL USA - SDTEL -State Dept. Terrorist Excl. List.Dept of S tate published list of Terrorist Organisations as designated by Secretary ofS tate, in consultation with or upon the request of the Attorney General under Section411 of the USA PATRIOT ACT of 2001 (8 U.S .C. section 1182).


SEBI INDIA - SECURITIES & EXCHANGE BOARD - SEBIEnforcement reports appearing on press releases issued by SEBI.


SEC USA - SECURITIES EXCHANGE COMM - SECEnforcement and administration proceedings, litigation notices, opinions andadjudicatory orders issued against individuals and entities for violation of US SecuritiesExchange Commission regulations.


SEC-PAUSE USA - SECURITIES EXCHANGE COMM - UNREG SOLICITING ENTITIES - SEC-PAUSENotices to investors in respect of unregistered solic iting entities, fictitiousgovernmental agencies and international organizations associated with solic itingentities.


SECBC CANADA - SECBC - British Columbia Securities Comm.Enforcement orders issued for violations of the Securities Act inc luding Disc iplinedPersons List, Investment Caution List, Hearings and News Releases.


SECNZ NEW ZEALAND - SECNZ - Sec. & Exchange Comm.Warning notifications in relation to fraudulent investments offered.


SECO SWITZERLAND - SECO - State Secretariat for Econ. Affairs.General keyword to identify entries subject to sanctions imposed by SECO.


SECO-AT SWITZERLAND - SECO -AT - State Secretariat for Econ. Affairs - Al Qaida & Taliban.Entries listed subject to sanctions related to current Al-Qaida and Taliban sanctionsprogramme.


SECO-BDI SWITZERLAND - SECO-BDI - State Secretariat for Econ. Affairs - BurundiCompetence centre for economic related issues inc luding the implementation ofsanctions in line with United Nations resolutions.


SECO-BLR SWITZERLAND - SECO-BLR - State Secretariat for Econ. Affairs - Belarus Asset Freeze.Entries listed subject to sanctions related to current Belarus sanctions programme.


SECO-BLRTB SWITZERLAND - SECO - BLRTB - State Secretariat for Econ. Affairs - Belarus Travel Ban.Entries listed subject to sanctions related to current Belarus sanctions programme.


SECO-CAR SWITZERLAND - SECO-CAR - State Secretariat for Econ. Affairs - Central AfricanRepublicEntries listed subject to sanctions related to current Central African Republic sanctionsprogramme.


SECO-DPRK SWITZERLAND - SECO-DPRK -State Secretariat for Econ. Affairs - Dem. People's Rep. ofKorea.Entries listed subject to sanctions related to current Democratic People's Republic ofKorea sanctions programme.


SECO-DRC SWITZERLAND - SECO-DRC - State Secretariat for Econ. Affairs - Dem. Rep. Congo.Entries listed subject to sanctions related to current Democratic Republic of Congosanctions programme.


SECO-GN SWITZERLAND - SECO-GN - State Secretariat for Econ. Affairs - GuineaEntries listed subject to sanctions related to current Guinea sanctions programme.


SECO-GNB SWITZERLAND - SECO-GNB - State Secretariat for Econ. Affairs - Guinea-BissauCompetence centre for econmic related issues inc luding the implementation ofsanctions in line with United Nations resolutions.


SECO-GNTB SWITZERLAND - SECO-GNTB - State Secretariat for Econ. Affairs - Guinea Travel Ban.Entries listed subject to sanctions related to current Guinea sanctions programme.


SECO-IRN SWITZERLAND - SECO-IRN - State Secretariat for Econ. Affairs - Iran.Entries listed subject to sanctions related to current Iran sanctions programme.


SECO-IRQ SWITZERLAND - SECO-IRQ - State Secretariat for Econ. Affairs - Iraq.Entries listed subject to sanctions related to current Iraq sanctions programme.


SECO-LBY SWITZERLAND - SECO-LBY - State Secretariat for Econ. Affairs - Libya Asset FreezeEntries listed subject to sanctions related to current Libya sanctions programme.


SECO-LBYTB SWITZERLAND - SECO-LBYTB - State Secretariat for Econ. Affairs - Libya Travel BanEntries listed subject to sanctions related to current Libya sanctions programme.


SECO-MY SWITZERLAND - SECO-MY - State Secretariat for Econ. Affairs - Myanmar.Entries listed subject to sanctions related to current Myanmar sanctions programme.


SECO-S SWITZERLAND - SECO-S - State Secretariat for Econ. Affairs - Sudan.Entries listed subject to sanctions related to current Sudan sanctions programme.


SECO-SOM SWITZERLAND - SECO-SOM - State Secretariat for Econ. Affairs - Somalia.Entries listed subject to sanctions related to current Somalia sanctions programme.


SECO-SS SWITZERLAND - SECO-SS - State Secretariat for Econ. Affairs - South SudanEntries listed subject to sanctions related to current South Sudan sanctionsprogramme.


SECO-SYR SWITZERLAND - SECO-SYR - State Secretariat for Econ. Affairs - SyriaEntries listed subject to sanctions related to current Syria sanctions programme.


SECO-TUN SWITZERLAND - SECO-TUN - State Secretariat for Econ. Affairs - TunisiaEntries listed subject to sanctions in relation to Tunisia.


SECO-UKR SWITZERLAND - SECO-UKR - State Secretariat for Economic Affairs - UkraineEntries listed subject to sanctions related to current Ukraine sanctions programme.


SECO-UKRFSR SWITZERLAND - SECO-UKRFSR -State Secretariat for Economic Affairs - Ukraine -Financial Services Restrictions Art 5Financial Services Restrictions Art 5 in respect of Russia's actions destabilising thesituation in Ukraine.


SECO-VE SWITZERLAND - SECO-VE - State Secretariat for Econ. Affairs - VenezuelaEntries listed subject to sanctions related to current Venezuela sanctions programme.


SECO-YEM SWITZERLAND - SECO-YEM - State Secretariat for Econ. Affairs - YemenThose entries subject to an Asset Freeze and Travel Ban relating to Yemen


SECO-Z SWITZERLAND - SECO-Z - State Secretariat for Econ. Affairs - Zimbabwe.Entries listed subject to sanctions related to current Zimbabwe sanctions programme.


SECOEMBARGO SWITZERLAND - SECOEMBARGO - State Secretariat for Econ. Affairs - Country orRegion Embargo.Countries or Regions subject some form of sanctions imposed by SECO.


SECTHAI THAILAND - SECTHAI - Sec. Exchange Comm.Investor contact sanction lists, revocation of corporate registration lists, and those whoviolate securities law, special audit ordered and complaints filed by SECTHAI.

THAILAND REGULATORYENFORCEMENT

SESCA SWEDEN - SESCA - Swedish Competition AuthorityEnforcement action by the Swedish Competition Authority (SCA - Konkurrensverket)relating to the administration and enforcement of the Swedish Competition Act andPublic Procurement Act listing penalties imposed by the SCA for serious competitionrestrictions and public procurement infringements.

SWEDEN REGULATORYENFORCEMENT

SFO UK - SFO - Serious Fraud OfficePress releases issued by The Serious Fraud Office relating to serious fraudinvestigations and prosecutions.

UNITEDKINGDOM


SFONZ NEW ZEALAND - SERIOUS FRAUD OFFICE - SFONZMedia releases relating to serious fraud investigations and prosecutions.

NEW ZEALAND LAWENFORCEMENT

SGCCS SINGAPORE - SGCCS - Competition Commission of SingaporeEnforcement actions, inc luding proposed infringement decisions, remedies, directionsand financial penalties, taken by the Competition Commission of S ingapore (CCS)against anti-competitive activities in order to enforce the provisions of the S ingaporeCompetition Act.


SGCPIB SINGAPORE - SINGAPORE CORRUPT PRACTICES INVESTIGATION BUREAU - SGCPIBPress releases issued by S ingapore Corrupt Practices Investigation Bureau oncompanies and individuals charged and convicted of corruption and white collarcrimes.

S INGAPORE LAWENFORCEMENT

SGIRAS SINGAPORE - SGIRAS - Inland Revenue Authority of SingaporeEnforcement actions taken or reported on by the Inland Revenue Authority of S ingapore(IRAS) regarding cases of tax evasion, fraudulent tax c laims and other tax-relatedcrimes.

S INGAPORE LAWENFORCEMENT

SGSGX SINGAPORE - SGSGX - Singapore ExchangeDisc iplinary actions taken by S ingapore Exchange (SGX), the regulator for theS ingapore stock and derivatives markets and c learinghouses, against offenders whohave breached SGX rules.


SICCFIN MONACO - SICCFIN - Min. of State - Fin. Information & Control Service.Notices related to the sanctions programmes currently imposed by Monaco.

MONACO SANCTIONS

SIGPD SLOVENIA - SLOVENIAN GENERAL POLICE DIRECTORATE - SIGPDList of wanted persons issued by the General Police Directorate, S lovenia.

SLOVENIA LAWENFORCEMENT

SISMA SLOVENIA - SLOVENIAN SECURITIES MARKET AGENCY - SISMAWarning notices relating to individuals and entities not authorised by the SecuritiesMarket Agency of S lovenia and warning notices published by other authorities.

SLOVENIA REGULATORYENFORCEMENT

SIXEX SWITZERLAND - SIXEX - Six Swiss ExchangeOffic ial reprimands and monetary fines issued by the S IX Swiss Exchange (previouslySWX Swiss Exchange) relating to its regulatory mandate as prescribed under the SwissS tock Exchange Act, regulating stock exchange trading and admission of securities.


SKNBS SLOVAKIA - NATIONAL BANK OF SLOVAKIA - SKNBSWarnings issued by the National Bank of S lovakia (NBS) on unethical and unfairpractises in the S lovakian capital market and warnings issued by the Europeanauthorities informing the public of the financial activities of the financial marketpartic ipants engaged in activities in the European Union inc luding fines, licenserevocations and other regulatory actions ordered by the NBS .

SLOVAKIA REGULATORYENFORCEMENT

SKPMU SLOVAKIA - SKPMU -Antimonopoly Office of SlovakiaEnforcement action published by the Antimonopoly Office of the S lovak Republic(Protimonopolny urad S lovenskej republiky - PMU) relating to competition lawinfringements.

SLOVAKIA REGULATORYENFORCEMENT

SLGAZ SRI LANKA - SLGAZ - Sri Lanka Government Gazette Terrorism ListIndividuals and Entities as listed in the Sanctions notices, given offic ial implementationin S ri Lanka by publication in the Gazette

SRI LANKA SANCTIONS

SSCVN VIET NAM - STATE SECURITIES COMMISSION OF VIETNAM - SSCVNWarnings, revocation and suspension of certificates of registration and fines imposed onindividuals and organizations for violating securities regulations in Viet Nam.

VIET NAM REGULATORYENFORCEMENT

SUDEBAN VENEZUELA - VENEZUELAN SUPERINTENDENCY OF BANKING SECTOR INSTITUTIONS -SUDEBANList of entities fined and/or liquidated by the Venezuelan Superintendency of BankingSector Institutions (Superintendencia de las Instituc iones del Sector Bancario(SUDEBAN)).

VENEZUELA REGULATORYENFORCEMENT

SUDESEG VENEZUELA - SUPERINTENDENCIA DE LA ACTIVIDAD ASDURADORA - SUDESEGList of entities unauthorised to carry out insurance operations in Venezuela andentities fined by the Superintendence of the Insurance Activity (Superintendencia de laActividad Aseguradora - SUDESEG) for violation of the financial legislations related tothe insurance market in Venezuela.


SVS CHILE - SVS - Chilean Securities and Insurance SupervisorList of entities and individuals fined by Superintendencia de Valores y Seguros (ChileanSecurities and Insurance Supervisor) for violations of financial regulations. List ofindividuals whose register of External Auditor has been cancelled or entities whoseauthorization to operate has been revoked.


SVSSF EL SALVADOR - SVSSF - El Salvador Financial System SuperintendencyInvestor warnings and individuals and/or entities sanctioned by the El SalvadorFinancial System Superintendency (Superintendencia del S istema Financiero - SSF) inthe form of fines and/or the cancellation of administrative authorisation, license orregistration revocations, in accordance with the laws and regulations of El Salvador.

EL SALVADOR REGULATORYENFORCEMENT

SYFSA SEYCHELLES - FINANCIAL SERVICES AUTHORITY SEYCHELLES - SYFSAAlert notices on individuals and entities not licensed under the Seychelles InternationalCorporate Service Providers Act 2003 to engage in the non-bank financial servicesindustry in Seychelles and revocations of the International Corporate Services Licencesissued by the Financial Services Authority Seychelles (FSA). Notices previously issuedby the Seychelles International Business Authority (S IBA).

SEYCHELLES REGULATORYENFORCEMENT

SYSIBA SEYCHELLES - SEYCHELLES INTERNATIONAL BUSINESS AUTHORITY - SYSIBAAlert notices on individuals and entities who are not licensed under the SeychellesInternational Corporate Service Providers Act 2003 to engage in any business inSeychelles in connection with international corporate services or international trusteeservices and revocations of the International Corporate Services Licences issued by theSeychelles International Business Authority (S IBA)

SEYCHELLES REGULATORYENFORCEMENT

THAMLO THAILAND - THAI ANTI MONEY LAUNDERING OFFICE - THAMLOWatchlist issued by Anti Money Laundering Office (AMLO) of Thailand of Thai nationalsthat have been found to have been financing or supporting insurgency and terroristactivities.

THAILAND LAWENFORCEMENT

TJFIU TAJIKISTAN - TJFIU - Tajikistan Financial Intelligence UnitNational list issued by the Financial Intelligence Unit (FIU) of the National Bank ofTajikistan of individual persons and legal entities who are connected with terrorism orwanted for World-Check relevant crimes by Republic of Tajikistan decision.

TAJIKISTAN LAWENFORCEMENT

TJMVD TAJIKISTAN - TJMVD - Ministry of Internal Affairs of TajikistanPress releases issued by the Ministry of Internal Affairs of Tajikistan (MVD) on individualsand entities investigated or indicted for corruption, organised crime-related actions orother serious criminal offences.

TAJIKISTAN LAWENFORCEMENT

TPS CANADA - POLICE SERVICE, TORONTO - TPSNews Releases issued by the Toronto Police Services for World-Check relevant crimes.


TRCA TURKEY - TRCA - Turkey Competition AuthorityCompanies investigated by the Turkish Competition Authority (TCA) for violation of Lawnumber 4054 relating to the Protection of Competition in Turkey.

TURKEY REGULATORYENFORCEMENT

TRCOM TURKEY - TRCOM - Council of Ministers of Turkey - Terrorism Linked OrganisationsInstitutions, corporations, foundations, organisations, federations, confederations andother enterprises whose operations are terminated and/or assets seized due to allegedaffiliation with terrorist organisations by the Council of Ministers (COM) of Turkey.


TRMOI TURKEY - TRMOI - Turkish Ministry of Interior - Most Wanted TerroristsMost Wanted Terrorists Lists (Red, Blue, Green, Orange and Grey notices) issued by theTurkish Ministry of the Interior on members of religious, political and separatist terroristorganisations.

TURKEY LAWENFORCEMENT

TRSPK TURKEY - TRSPK - Capital Markets Board of TurkeyIndividuals and entities listed by the Capital Markets Board of Turkey (Sermaye PiyasasiKurulu - SPK) as subject to administrative fines, involved in prohibited transactions andrelated measures.


TTFIU TRINIDAD AND TOBAGO - TTFIU - Trinidad and Tobago Financial Intelligence Unit -Terrorism OrdersTrinidad and Tobago (TT) High Court of Justice orders issued under the TT Anti-TerrorismAct for freez ing terrorist funds as published by the TT Financial Intelligence Unit (FIU).

TRINIDAD ANDTOBAGO

SANCTIONS

TWFSC TAIWAN - FINANCIAL SUPERVISORY COMMISSION - TWFSCEnforcement notices monitored for fines, suspensions imposed.

TAIWAN REGULATORYENFORCEMENT

TWMOJ TAIWAN - TWMOJ - Taiwan Ministry of JusticeIndividuals or entities sanctioned by Taiwan's Ministry of Justice (MOJ) asindividuals/entities suspected of violating the Counter Financing of Terrorism Act.

TAIWAN SANCTIONS

UAAMC UKRAINE - UKRAINIAN ANTIMONOPOLY COMMITTEE - UAAMCCompanies listed as fined by the Ukrainian Antimonopoly Committee (Protection ofEconomic Competition ensuring public protection of competition in business and ingovernment procurement) for unfair competition, abuse of monopoly, anticompetitiveconduct, dissemination of misleading information, breach of competition laws or failureto supply required information.

UKRAINE REGULATORYENFORCEMENT

UAMVS UKRAINE - UAMVS - Ukraine Ministry of Internal AffairsNotices issued by the Ministry of Internal Affairs of Ukraine (MVS) on individuals wantedfor corruption and/or organised crime-related actions, crimes against the nationalsecurity of Ukraine, or other serious criminal offences.

UKRAINE LAWENFORCEMENT

UANBU UKRAINE - UANBU - National Bank of UkraineCompanies and individuals listed by the National Bank of Ukraine (NBU) for licencerevocation, bankruptcy and violation of banking legislation.

UKRAINE REGULATORYENFORCEMENT

UANSDC UKRAINE - UANSDC - National Security and Defence Council of Ukraine.Special economic and other restrictive measures (sanctions) issued by the NationalSecurity and Defence Council of Ukraine (RNBO) against individuals and entities ofRussia and other countries related to the annexation of Crimea and aggression inDonbass.

UKRAINE SANCTIONS

UASSU UKRAINE - UASSU - Security Service of UkraineIndividuals and entities investigated, indicted or wanted for corruption, organisedcrime, alleged to be connected with terrorism or other serious criminal offences aspublished by the Security Service of Ukraine (SBU)

UKRAINE LAWENFORCEMENT

UE SPAIN - UE - Sanctions Lists.All entries subject to sanctions as listed by Spanish authorities in line with EUsanctions.

SPAIN SANCTIONS

UK CUSTOMS UK - HM CUSTOMS & EXCISE - UK CUSTOMSPress Releases UK Customs

UNITEDKINGDOM

LAWENFORCEMENT

UKCOLP UK - CITY OF LONDON POLICE - UKCOLPPress Releases issued by the City of London Police for World-Check relevant crimes.

UNITEDKINGDOM

LAWENFORCEMENT

UKGC UNITED KINGDOM - UKGC - UK Gambling CommissionRegulatory sanctions imposed by UK Gambling Commission against gambling licenceholders (individuals and entities), inc luding warnings, imposing additional conditions oramending existing ones, financial penalties for breach of licence conditions, licencesuspensions and revocations, as well as law enforcement action taken against licencedand unlicenced gambling operators.

UNITEDKINGDOM


UKHMRC-TD UK - HM REVENUE & CUSTOMS TAX DEFAULTERS - UKHMRC-TDList of tax defaulters published by UK HM Revenue & Customs penalised for deliberatelyfailing to comply with tax obligations.

UNITEDKINGDOM


UKHMT UK - UKHMT - HM Treasury Sanctions ListsIndividuals and entities listed on the UK consolidated list of Financial sanctions targetsas designated by United Nations, European Union and United Kingdom.

UNITEDKINGDOM

SANCTIONS

UKHMT-AN UK - UKHMT-AN - HM Treasury Advisory Notice.Notices issued by UK HM Treasury giving advisory information related to Anti-moneylaundering and counter terrorist finance - entries not always inc luded on the UKConsolidated sanctions list.

UNITEDKINGDOM


UKHMT-IB UK - UKHMT-IB - HM Treasury Investment BanList of entries subject to Investment restrictions.

UNITEDKINGDOM

SANCTIONS

UKHO UK - UKHO - Home Office - Proscribed Terrorist Groups.UK Home Office list of Proscribed Terrorist Groups.

UNITEDKINGDOM


UKNCA UNITED KINGDOM - UK NATIONAL CRIME AGENCY - UKNCAIndividuals subject to Serious Crime Prevention Orders, Financial Reporting Orders,Travel Restriction Orders and Ancillary Orders as published by the UK National CrimeAgency (NCA)

UNITEDKINGDOM

LAWENFORCEMENT

UKOFCOM UK - UKOFCOM - UK Office of CommunicationsFines issued and regulatory action taken by the United Kingdom Office ofCommunications (OFCOM) for violations of regulatory requirements and UKcommunication and competition laws in broadcasting, telecommunications and postalindustries.

UNITEDKINGDOM


UKR-EO13662 USA - UKR-EO13662 - Sectoral Sanctions Identifications List.Entries designated pursuant to Sectoral Sanctions Identifications List under ExecutiveOrder 13662 relating to Ukraine

USA SANCTIONS

UN UN - UN - United Nations Sanctions.General keyword used to identify ALL entries designated by any Committee that aresubject to either an asset freeze and a travel Ban or just an asset freeze.

UNKNOWN SANCTIONS

UN-CAR UN - UN-CAR - United Nations UNSCR 2127 - Central African RepublicTargeted individuals and entities designated by the UN Security Council Committeepursuant to resolution 2127 (2013) relating to Central African Republic .

UNKNOWN SANCTIONS

UN-CIAC UN - CHILDREN IN ARMED CONFLICT UN RES 1612 - UN-CIACGroups and individuals identified by United Nations as being involved in the recruitmentand use of children in armed conflict.


UN-DPRK UN - UN-DPRK - United Nations UNSCR1718 - Dem. People's Rep. of Korea Asset Freeze& Travel BanTargeted individuals and entities designated by the UN Security Council Committeepursuant to resolution 1718 (2006) relating to the Democratic People's Republic ofKorea

UNKNOWN SANCTIONS

UN-DRC UN - UN-DRC - United Nations UNSCR 1533 - DR Congo - Asset Freeze & Travel BanTargeted individuals and entities designated by the UN Security Council Committeepursuant to resolution 1533 (2004) relating to the Democratic Republic of Congo

UNKNOWN SANCTIONS

UN-LBY UN - UN SANCTIONS - UN RES 1970 - LIBYA - ASSET FREEZE - UN-LBYTargeted individuals and entities designated by the UN Security Council Committeepursuant to resolution 1970 (2011) relating to Libya.

UNKNOWN SANCTIONS

UN-S UN - UN-S - United Nations UNSCR 1591 - Sudan.Targeted individuals and entities designated by the UN Security Council Committeepursuant to resolution 1591 (2005) relating to Sudan.

UNKNOWN SANCTIONS

UN-SOM UN - UNITED NATIONS UNSCR 751 & 1907 - SOMALIA & ERITREA - UN-SOMTargeted individuals and entities designated by the UN Security Council Committeepursuant to resolutions 751(1992 ) and 1907 (2009) relating to Somalia and Eritrea.

UNKNOWN SANCTIONS

UN-SS UN - UN-SS - United Nations UN Res 2206 (2015) - South Sudan - Asset Freeze AndTravel BanTargeted individuals and entities designated by the UN Security Council Committeepursuant to resolution 2206 (2015) relating to the South Sudan

UNKNOWN SANCTIONS

UN1267 UN - UN1267 - United Nations UNSCR 1267 (1999) and 2253 (2015) ISIL - Al Qaida -Asset Freeze & Travel BanTargeted individuals and entities designated by the UN Security Council Committeepursuant to resolutions 1267(1999), 1989(2011) and 2253 (2015) concerning IS IL(Da'esh) relating to Al-Qaida.

UNKNOWN SANCTIONS

UN1737 UN - UN1737 United Nations UNSCR 1737 & 2231 - Iran Non - Proliferation - AssetFreeze & Travel BanTargeted individuals and entities designated by the UN Security Council Committeepursuant to resolution1737(2006) and resolution 2231(2015) relating to Iran

UNKNOWN SANCTIONS

UN1988 UN - UN1988- United Nations UN Res 1988 (2011) - Taliban - Asset Freeze and TravelBanTargeted individuals and entities designated by the UN Security Council Committeepursuant to resolution 1988 relating to the Taliban

UNKNOWN SANCTIONS

UN2140 UN - UN2140- United Nations UN Res 2140 (2014) - Yemen - Asset Freeze And TravelBanTargeted individuals and entities designated by the UN Security Council Committeepursuant to resolution 2014 relating to the Yemen

UNKNOWN SANCTIONS

UNEMBARGO UN - UNEMBARGO - Country or Region Embargo.Countries or Regions subject to some form of embargo imposed by the UN.

UNKNOWN SANCTIONS

UNIR UN - IRAQ UNSCR 1483 & 1518 - UNIRTargeted individuals and entities designated by the UN Security Council Committeepursuant to resolution 1518 (2003) relating to Iraq.

UNKNOWN SANCTIONS

UNSTR CANADA - UNSTR - Sanctions Terrorism.List of names related to terrorism financing subject to Regulations Implementing theUnited Nations Resolutions on the Suppression of Terrorism and/or United Nations Al-Qaida and Taliban Regulations and /or Regulations Establishing a List of Entities madeunder subsection 83.05(1) of the Criminal Code

CANADA SANCTIONS

UNTB UN - UNITED NATIONS TRAVEL BAN - UNTBGeneral keyword to group those entries ONLY subject to a UN travel ban.

UNKNOWN SANCTIONS

UNTB-GNB UN - UNITED NATIONS UNSCR. 2048 - GUINEA-BISSAU TRAVEL BAN - UNTB-GNBTargeted individuals and entities designated by the UN Security Council Committeepursuant to resolution 2048 (2012) relating to Guinea Bissau.

UNKNOWN SANCTIONS

UNTB-LBY UN - UN TRAVEL BAN - LIBYA UN RES. 1970 (2011) - UNTB-LBYTargeted individuals and entities designated by the UN Security Council Committeepursuant to resolution 1970 (2011) relating to Libya.

UNKNOWN SANCTIONS

US MARSHALLS USA - US MARSHALLSMost Wanted and press releases issued by US Marshalls for World-Check relevantcrimes.

USA LAWENFORCEMENT

US-SST USA - US-SST - Countries determined to be State Sponsors of TerrorismCountries determined by the Secretary of S tate to have repeatedly provided support foracts of international terrorism are designated pursuant to three laws: section 6(j) of theExport Administration Act, section 40 of the Arms Export Control Act, and section 620Aof the Foreign Assistance Act.

USA SANCTIONS

USATF USA - USATF - Bureau of Alcohol Tobacco Firearms & ExplosivesPress Releases and Most Wanted Notices issued by the US Bureau of Alcohol, Tobacco,Firearms and Explosives (ATF) for World-Check relevant crimes.

USA LAWENFORCEMENT

USBIS-EV USA - US BUREAU OF INDUSTRY & SECURITY - EXPORT VIOLATIONS - USBIS-EVExport Violation Orders issued and Fines levied by the US Bureau of Industry andSecurity (BIS ) against individuals and companies for Anti-boycott Violations, ExportViolations and Chemical Weapons Convention Regulation Violations in terms of theprovisions of the US Export Administration Regulations (EAR).


USCBOE USA - CHICAGO BOARD OPTIONS EXCHANGE - USCBOEDisc iplinary actions taken against individuals and entities for violation of ChicagoBoard Options Exchange regulations.


USCFPB USA - USCFPB - US Consumer Financial Protection BureauRegulatory action taken by Consumer Financial Protection Bureau (CFPB) issuingcomplaints, consent orders, final judgements and c ivil penalties for alleged violationsof consumer financial laws, inc luding engaging in unfair, deceptive, or abusive acts orpractices.


USCG-PV USA - USCG-PV - US Coast Guard Prohibited VesselsList of vessels that are prohibited from entering the navigable waters of the UnitedStates or transferring cargo in the United S tates, absent a specific determination fromthe United S tates Secretary of S tate or other limited provisional entry allowed by law.This list is published pursuant to the North Korea Sanction and Policy Enhancement Actof 2016 and the Ports and Waterways Safety Act (PWSA) as amended by the CounteringAmerica's Adversaries Through Sanctions Act (CAATSA).

USA SANCTIONS

USCRL USA - USCRL - Cuba Restricted ListList of restricted entities and sub-entities under the control of, or acting for or on behalfof, the Cuban military, intelligence, or security services or personnel with which directfinancial transactions would disproportionately benefit such services or personnel atthe expense of the Cuban people or private enterprise in Cuba.

USA SANCTIONS

USDEA USA - DRUG ENFORCEMENT ADMIN. - USDEAMost Wanted and press releases issued by US Drug Enforcement Administration(Federal and S tate level) for World-Check relevant crimes.

USA LAWENFORCEMENT

USDOJ USA - USDOJ - Dept. of Justice.Most Wanted and press releases issued by US Department of Justice (Federal and S tatelevel) for World-Check relevant crimes.

USA LAWENFORCEMENT

USDOJ-EOIR USA - USDOJ EXECUTIVE OFFICE FOR IMMIGRATION REVIEW - DISCIPLINEDPRACTITIONERS LIST - USDOJ-EOIRPractitioners expelled from practice and disc iplined by the USDOJ Executive Office forImmigration Review for World-Check relevant criteria.


USDOL-EBSA USA - USDOL-EBSA - US Department of Labor, Employee Benefits SecurityAdministrationCriminal enforcement news releases published by the US Department of Labor,Employee Benefits Security Administration.


USDOL-OLMS USA - US DEPARTMENT OF LABOR, OFFICE OF LABOR - MANAGEMENT STANDARDS -USDOL-OLMSCriminal enforcement actions news releases published by US Department of Labor,Office of Labor-Management S tandards.


USDTC USA - USDTC - Dir. of Defense Trade Controls.List of S tatutorily and Administratively Debarred Parties.

USA SANCTIONS

USDTC-CA USA - DIR. OF DEFENSE TRADE CONTROLS - CONSENT AGREEMENTS - USDTC-CAList of Consent Agreements


USEMBARGO USA - USEMBARGO - Country or Region Sanctions.Countries or Regions listed under US OFAC country sanctions programs.

USA SANCTIONS

USFDA USA - USFDA - US Food & Drug AdministrationRegulatory action taken by US Food & Drug Administration (FDA) releasing debarmentlists, wanted lists and active criminal investigations for alleged violations of the FederalFood, Drug, and Cosmetic Act by means of introducing misbranded products (eg:pharmaceutical drugs, dietary supplements, food additives, medical devices, etc .) intointerstate commerce.


USFHFA USA - USFHFA - US Federal Housing Finance AgencyRegulatory action taken by US Federal Housing Finance Agency (FHFA) issuing orderssuspending individuals and entities with a history of alleged fraud or other allegedfinancial misconduct from doing business with Fannie Mae, Freddie Mac and theFederal Home Loan Banks.


USFRB USA - FEDERAL RESERVE BOARD - USFRBList of enforcements and c ivil money penalties imposed on mainly banks within thevarious US states


USFTC USA - FEDERAL TRADE COMMISSION - USFTCEnforcement actions issued by the US Federal Trade Commission (FTC) for fraud,deception and unfair business practices in the marketplace from July 2009.


USHUD USA - USHUD - US Department of Housing and Urban DevelopmentRegulatory administrative action taken by U.S . Department of Housing and UrbanDevelopment's (HUD) Mortgage Review Board against HUD-approved mortgagees.


USINL USA - US BUREAU OF INTERNATIONAL NARCOTICS AND LAW ENFORCEMENT - USINLMost Wanted notices issued by US Department of S tate Narcotics Rewards Program.

USA LAWENFORCEMENT

USJVNKA USA - USJVNKA - Joint Ventures in North Korea USA Advisory NoticeNorth Korea Sanctions & Enforcement Actions Advisory on Risks for Businesses withSupply Chain Links to North Korea issued by the US Department of S tate, with the USDepartment of the Treasury's Office of Foreign Assets Control (OFAC) and the USDepartment of Homeland Security's (DHS) Customs and Border Protection (CBP) andImmigration and Customs Enforcement (ICE) of joint ventures that have operated or arecurrently operating in North Korea not being a comprehensive list of North Korean jointventures that exist at the time nor a sanctions list. While some entities on the list maybe entities whose property and interests in property are blocked, the inc lusion of theseentities in this advisory does not constitute as a determination by OFAC that any ofthese entities meet the designation criteria under any sanctions program.


USMDOB USA - USMDOB - Massachusetts Division of BanksEnforcement action taken against state chartered and licensed entities supervised bythe Massachusetts Division of Banks (MDOB) issuing consent orders, settlementagreements, cease directives and final orders for alleged violations of state or federallaws and regulations.


USNCUA USA - NAT. CREDIT UNION ADMIN - USNCUAAdministrative orders and relevant press releases issued against individuals andentities for violation of US National Credit Union Administration regulations.


USPS USA - POSTAL INSPECTION SERVICE - USPSMost Wanted and press releases issued by US Postal Inspection Service for World-Checkrelevant crimes.

USA LAWENFORCEMENT

USSAG USA - USSAG - US State Attorneys GeneralPress releases issued by the various US S tate Attorneys General Offices for World-Checkrelevant crimes and c ivil settlements.

USA LAWENFORCEMENT

USSIGAR USA - USSIGAR - Special Inspector General for Afghanistan ReconstructionSuspensions and debarments issued by the Investigations Directorate of the SpecialInspector General for Afghanistan Reconstruction (S IGAR) in order to detect andprevent waste, fraud, and abuse. Suspension and debarment actions are administrativeremedies taken by federal agencies to exclude companies or individuals from receivingfederal contracts or assistance because of misconduct.


USSIGIR USA - SPECIAL INSPECTOR GENERAL FOR IRAQ RECONSTRUCTION - USSIGIRSuspensions, debarments, indictments and convictions by Special Inspector Generalfor Iraq Reconstruction against individuals and entities for World-Check relevant crimes.


USSPSC USA - USSPSC - US State Prohibited or Scrutinized CompaniesEntities with alleged ties to Iran or Sudan, or who boycott Israel, prohibited by a USState from contracting with public entities, state agencies, or local governmententities within the S tate, or named by a US S tate as a prohibited investment or as ascrutinized company.


USSSR USA - USSSR - US State Securities RegulatorsRegulatory action taken against companies and individuals by US S tate level SecuritiesRegulators for violation of federal and state securities law in the form of complaints,consent orders, final judgements or c ivil penalties relating to securities fraud,suspic ious, unsuitable or illegal investment offerings or the sale of fraudulent andunregistered investment products.


USTREAS.311 USA - USTREAS.311 - Patriot Act Section 311.Entities listed on FINCEN under Section 311 of the Patriot Act - Special Measures forJurisdictions, Financial institutions or International Transactions of Primary MoneyLaundering Concern.

USA SANCTIONS

UZGUVD UZBEKISTAN - UZGUVD - Department of Internal Affairs of Tashkent - WantedWanted notices issued of wanted individuals published by the Department of InternalAffairs of Tashkent (GUVD) of the Republic of Uzbekistan.

UZBEKISTAN LAWENFORCEMENT

UZMVD UZBEKISTAN - UZMVD - Ministry of Internal Affairs of Uzbekistan - WantedWanted notices issued of wanted individuals published by the Ministry of Internal Affairs(MVD) of Uzbekistan.


UZTVP UZBEKISTAN - UZTVP - Prosecutors Office of TashkentWanted notices issued of wanted individuals as published by the Prosecutors Office ofthe Tashkent Region (Toshkent Viloyati Prokuraturasi - TVP) of the Republic ofUzbekistan.


VCNV VENEZUELA - NAT. SECURITIES COMM. OF VENEZUELA - COMISION NACIONAL DEVALORES - VCNVWarning notices on entities that have been intervened, investigated and/or liquidatedby the National Securities Commission. Warning notices on entities and/or individualswhose licenses to operate within the Venezuela S tock market have been suspended orcancelled and entities that have been fined for violation of the stock marketregulations.


VECGR VENEZUELA - VECGR - Comptroller Generals Office of VenezuelaIndividuals sanctioned by the Comptroller General's Office of the Bolivarian Republic ofVenezuela (CGR) due to administrative irregularities.


VEPTRE-WC USA - VEPTRE-WC - Venezuela Prohibited Transactions Relevant Entity World-CheckDataThe VEPTRE-WC keyword covers all entities connected, related, associated, affiliated,linked to, owned, or controlled by Petroleos de Venezuela SA (PdVSA), the Central Bankof Venezuela, as well as any entity owned or controlled (directly or indirectly), or actingon behalf of the Government of Venezuela within World-Check per US Executive Order13808. Data that has been organized and structured under the VEPTRE-WC keywordconforms to the World-Check Entity and S tate Owned Enterprise research guidelines.The VEPTRE-WC keyword is designed only to assist World-Check Users in checking forinformation contained in the World-Check database relating to entities which arerelated, linked, affiliated or associated to Petroleos de Venezuela SA (PdVSA), theCentral Bank of Venezuela or the Government of Venezuela. The VEPTRE-WC keyword isnot intended and should not be construed as a means of highlighting any list of majorityowned or controlled entities which are automatically subject to prohibitedtransactions. Users should perform their own due diligence on any entities highlightedunder the VEPTRE-WC keyword to verify the existence and/or nature of any relationshipwith relevant entities or exclusion of transactions based on General Licenses issued. Allinformation contained in profiles organized and structured under the VEPTRE-WCkeyword is based on the publically available information World-Check was able to sourceat the point in time that the profile is indicated to have been last updated. World-Checktherefore makes no guarantees as to the accuracy of the information contained inprofiles organized under the VEPTRE-WC keyword nor to the accuracy of any affiliationhighlighted by such keyword.

USA OTHER BODIES

VNMPS-MW VIETNAM - VNMPS-MW - Ministry of Public Security of Vietnam - Most WantedIndividuals against whom arrest warrants have been issued as listed by the Ministry ofPublic Security of Vietnam (MPS) to be believed to be at large and identified as theMPS 's highest priority for capture on allegations of fraud, embezz lement, humantrafficking, murder, abuse of trust, bribery and other crimes.

VIET NAM LAWENFORCEMENT

VNMPS-TERR VIETNAM - VNMPS-TERR - Ministry of Public Security of Vietnam - Terrorism ListIndividuals alleged to be involved in terrorism and organizations listed by the Ministryof Public Security of Vietnam (MPS) who may aspire to conduct terrorist attacks inVietnam and whose money and property related to terrorism and terrorism financingmust be suspended from circulation, blockaded, sealed off, temporarily seized, anddealt with in accordance with law.

VIET NAM SANCTIONS

WISCONSIN DT USA - DEPT OF TRANSPORTATION, WISCONSIN - WISCONSIN DTThis list discontinued - no further monitoring


WORLD BANK WORLD BANKWorld Bank Listing of Ineligible Firms


WORLDBANK-ND

INTERNATIONAL - WORLDBANK-ND - World Bank - Non DebarmentsConditional non-debarments imposed by World Bank, inc luding letters of reprimandissued, remaining eligible.


YRPS CANADA - REG. POLICE SERVICE, YORK - YRPSNews Releases issued by the York Regional Police Services for World-Check relevantcrimes.


ZAFSB SOUTH AFRICA - ZAFSB - Financial Services BoardEnforcement proceedings taken by Financial Services Board against individuals andcompanies for breaches of South African securities laws.


ZAFSCA SOUTH AFRICA - ZAFSCA - Financial Sector Conduct AuthorityPublic warnings and enforcement fines issued by the Financial Sector ConductAuthority (FSCA) of South Africa against individuals and entities for beachinglegislation administered by the FSCA.


World-Check Keywords each fall into one of four types:

LAW ENFORCEMENT

This lists details of persons appearing on an official law enforcement public domain s ite as eitherwanted, investigated, or arrested by an official law enforcement body or the police; or individuals orentities charged, prosecuted, convicted and/or sentenced by a competent criminal court inconnection with a World-Check crime that constitutes a criminal act.

REGULATORY ENFORCEMENT

This gives details of persons or entities listed on an official regulatory enforcement public domainsite against whom official regulatory administrative action has been taken by a government orindependent regulatory agency responsible for the supervis ion and overs ight of specificadministrative regulations or rules for breaches of said rules and regulations.

SANCTIONS

This gives details of individuals or entities names on an international, supranational, or nationalsanctions list as subject to restrictive measures such as an asset freeze or block, an investmentban and related financial sanctions, as well as a travel ban, arms, or trade embargo, includingcounter terrorism sanctions, counter narcotics trafficking sanctions, non-proliferation sanctions andcountry-specific sanctions programs.

OTHER BODIES

These are World-Check specific keywords. Keywords within "OTHER BODIES" do not represent listingin another keyword type but are provided to ass ist clients in identifying specific areas within the DataFile.

Documents

Colombian Stock Market in the form of expulsions ......Asociativismo y Economia Social - INAES) for violation of the INAES Resolutions No 5586/12 and No 5588/12 related to the prevention