Claire V Eagan Financial Disclosure Report for 2010

8/3/2019 Claire V Eagan Financial Disclosure Report for 2010

1/8

AO 10Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Report Re quired b), the Ethicsin Government Ac t of 1978(5 U .S .C. app. ~~ 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d l e i n i t i a l )Eagan, Claire V.

4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or part-time)

U.S. Distric t Judge - Active

7. Chamb ers or Off ice A d d r e s sUnited States Courthou se333 W . 4 th S tree t , Room 41 ITul sa , Oklahom a 74103

2 . C o u r t o r O r g a n i z a ti o nUSDC/N. Dis t . o f Ok lahom a

3 . Date o f Report04/I I/:2011

5a. Report T)"pe (check approp riate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ymodif icat ions pertaining thereto, it is, in m y opinion, in c omp l iancewith applicable laws and regulations.

6. Reporting Period01/01/2010

to12/31/2010

R e s i e w i n g O f f ic e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete a l l parts,check ing the NONE box for each part where you ha ve no reportab le informat ion. S ign on last page .

I . P O S I T I O N S . m e p o . i n ~ indiv idual on ly; seepp. 9 -13 of f i l ing ins tructions . )~ (No reportableposi tions.)O NE

POSITION NAME OF ORGANIZATION/ENTITYI. Trustee Trust #1 [See #4 in Part Vll and Note in Part VIII]2. Trustee Trust #2 [See #5 in Part VII and Note in Part VIII]3. D irec to r O klahom a M ed ic al R esearc h Fou nd ation (non-p ro f it m ed ical researc horganization)4. Trustee Saint Francis of Ass isi Tui t ion As sistance Trust (non-pro fi t educationalassistance o rganization)5. Trustee Saint Clare of Assisi Disadvantaged Schools Trust (non-profi t educationalassistance o rganization)6. M em ber U nivers ity o f T u lsa Co llege o f Law D eans A d viso ry B o ard (p rivate ed u catio nalinstitution)

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~] NO NE ( No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

Name of Person ReportingEagan, Claire V.

Dale of Report04/I 1/2011

I II . N O N - IN V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions)A. Filers Non-Inves tmen t Incom e~] NONE (No repor tab l e non - inves tmen t income . )

D ATE SO UR CE A ND TY PE

2.3.4 .

INCOME( y our s , no t s pouse s )

B . S p o u s e s N o n - ! n v e s tm e n t In c o m e - i f y o u w e r e married d u r i n g a n y p o r t i o n o f th e r e p o r t l n g . F e a r , c o m p l e t e this section.(Dolla r am ount not requi red except for honorar i a . )

~] N O N E ( N o reportab le non- investment income. )D A T E SOURCE AND TY PE

I. 2 010 A d vanc ed M ed ic al Ins trum ents , Inc . - Salary2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.( Inc ludes those to spouse and dependen t ch i ldren ," see pp . 25 -27 o f f i l i ng ins t ruc tion~ . )~] NONE (No reportable reimbursements.)

2.3.4.

5.

SOURCE DATES LOCATION P U R P O S E ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 of 8

N a m e o f P e r so n R e p o r t i n gEagan, Cla ire V.

D a t e o f R e p o r t04/I 1/2011

V . G I F T S . a ~ c l u d e s tho~e to spouse a nd dependen t children; see pp. 28-3 ! of fi l ing instructions.)N O N E (No repo rtable gi f ts . )

SOURCEI.2.3.4.5.

DESCRIPTION VALUE

V I . L I A B IL I T I E S . a n c l u d e s t h o ~ e o /~ p o u ~ e u n d d e p e n d , n t ch i ld ren; s ee p p . 3 2 - 3 3 of filing instructions.)D N O N E ( N o reportab le l iabi l i t ies . )

3.

4.5.

CREDITORChase Finance, LLC ( Previously thruWashington Mu tual and Hom es ideLending, Inc.)

DESCRIPTIONMortgage loan on Property #2 (S ee Item #3 at VII)

VALUECODEL


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FINANCIAL DISCLOSURE REPORTP a g e 4 o f 8

N a m e o f P e r s o n R e p o r t i n gEagan, Cla ire V.

Date o f R e p o r t04/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f i l ing instructions. )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d is c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)Value ValueC o d e 2 M e th o d

(J-P) C ode 3( Q - W )

(~ )T y p e ( g .,b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value G a i nm m / d d / y y C o d e 2 Code I( J -P ) ( A -H)

Idemily o fbuyer/seller

( i f p r i v a t et r a n s a c t i o n )

I. Investor Fund / Bank of Oklahom a, N.A. A Interest J T2. Prop erty # I - Tu lsa, O K No ne L

3. Pro perty #2 - H igh land B each , FL No ne N4. Trust #1 (S ee Note VIII) None J5. Trust #2 (See Note VIll ) None J6. Schwab #1 - IRA

w

w

TT

7. - Schwab Mo ney Market Fund

8. - Russ ell US Co re Equi ty9. - Russell Emerging Markets Fund1 0 . - Rus sell Global Equi ty FundI 1 . - Firsthand Technology Fund1 2 . - Baron P artners Fund

A Dividend K TA Dividend Sold

A Dividend K TA Dividend L T Sold(part)

SoldNone K T

10/18/10 M

03/01/1003/01/10

K

J

1 3 . - Roy ce Premier Fund1 4 . - PIMCO A ll Asset Fund

None TSold 03/01/10 M

1 5 . - PlMCOT ota l Re turn

1 6 . - Jensen Portfol io Class I1 7 . - Loomis Sayles Global Markets

D Dividend M

A Dividend LB Dividend M

T Sold(part)T Bu y(addl)T

06/25/I 0

10/19/10

L

L

C

I. Income Gain Codes:(See Colurans B I and D4)

2. Value Codes(see Colunms CI and D3)

3. Value Method Codes(See Column C2 )

A= $ 1 , 0 0 0 o r l e s sF =$50.001 - $100.000J =$15,000 or lessN =$250.001 - $50(I,000P3 =$25,00~.001 - $50.000.0~0Q =AppraisalU =Book Va lue

=$1,001 - $2,500=$100.0~1 - $1.0~0.0~0=$15.001 - $50.000=$500.001 - $ 1.00~.000=Cosl (Real Estate Only)

Other

C -$2,501 - $5,000H I -$1.000.001 - $5.000.0~0L $50,001 - $100.090PI ~$1.000.001 - $5.00~.0~0P4 ~More than $50.0(~.0(~S = AssessmentW =Estimated

=$5,001 - $15,000H2 =M ore Ihan $5.0~0.000M =$100.0~1 - $250.000P2 =$5,0~0,0~1 - $25,00~.000

=Cash Market

E =$15,001- $50,0OO


5/8

FINANCIAL DISCLOSURE REPORTP a g e 5 o f 8

N a m e o f P e r so n R e p o r t i n gEagan, Cla ire V.

Date of Report04/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m o , , o i ~ e , , ,a . s a c ,i o .~ a n c l ~ d e ~ , h o ~ e o I ~ p o u ~ o a . d d e p e . d e ~ , children; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Descrip tion of Assets Incom e during(including trust assets) reporting period

(i) (2 )Place "(X )" after each asset Am ount Type (e.g.,

exempt from prior disclosure Code I div., rent,(A-H) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p ~ r i o dCl) C2)Value ValueC o d e 2 M e t ho d

( J -P ) C o d e 3

(i)T y p e ( e . g . ,b u y , s e l l,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value Gainm m / d d / y y Code 2 i Code l(J-P) i (A-H)

(5 )Identity of

buyer/seller(if private

t r a n s a c t i o n }

1 8 . - Artisan Intl Fund A Dividend K1 9 . - Art isan Int l Small Cap A Div idend K

20 .

21 .

22 .23 .

24 .25 .

26 .

- Dod ge & Cox Int l- Am erican Century Equi ty- Nuveen Tradewinds GL

- Managers Fixed Incom e- PIMCO A ll Asset All Auth InstitSchwab #2 - Inves tment Acc t .

A Dividend KA Dividend LA Dividend M

B Dividend MD Dividend M

TT Bu y 10/19/20 LT Bu y I/I 1/10 K

Bu y 3/2/10 L(addl)T Bu y 6/25/10 MT Bu y 03/02 /10 M

27 . - Schwab Money M arket Fund28 . - E x x on Co rp . - Com m o n29 . - PE Corp-Celera Genomics30 . -Genvec

NoneA Dividend

NoneNone

J

JJJ

TTTT

31 . - Russell Emerging Markets

32 . S chw ab#3 - IRADividend

33 . - Schwab M oney Market34 . - Ryd ex Bio technology

NoneNone

JJ

TT Sold(part) 11/30/10

I. Income Gain Codes:(See Columns BI and D4)

2.Value Codes(Sec Columns CI and D3)

3. Value Mclhod Codes(See Column C2 )

=$1,000 or less=$50,001 -=$ | 5,,000 or less~$250.001 - $500,(X)0

P3 =$25.000.091 - $50.009.000= A p p r a i ~ a l=Book Value

B=$ 1,001 - $2,500G =$100.0~1 .K=$1LO~l - $50 ,000O -S500.001 - $1,000.000R =Cost (Real Eslale Only)V =O~hcr

C =$2,501 - $5,000H I =$ 1,0~0.001 - $5,000,000L =$50,001 - $100,000PI =$ 1.000.001 - $5,000,000P4 =Mo re than $50,000,000S = A s s c s s m c mW =Estim aled

D ~ $ 5 , 0 0 1 - $ 1 5H2 =M ore than $5.000.000M =$100,001 - $250,000P2 =$5 ,000,001 -T =Cash Market

E =$1 5 ,001 - $50 ,000


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FINANCIAL DISCLOSURE REPORTPage 6 o f 8

N a m e o f P e r s o n R e p o r t in gEagan, Cla ire V.

D a t e o f R e p o r l04/I 1/2011

V I I . 1 N V E S T M E N T S a n d T R U S T S - income, value, t ransact ionx an c l u de s t h os e o f s p ou s e an d de p e n de n t children; see pp. 34-60 offiling instructions.)N O N E (No reportable income, assets, or transactions.)

Des c r i p t io n o f As s e t s I n com e du r in g( inc lu d ing tru s t as sets ) rep o rt ing p erio d

(J) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div., rent,( A - H ) or int.)

Gross va lue a t endof repo r t ing period

(1) (2)V alu e V alu e

C ode 2 M eth o d(J-P) C ode 3

( Q - W )

Transact ions du ring reporl ing period

O) (2) (3)Type (e.g., Date Valuebuy , se l l , mt r d d d / yy C ode 2

re de m p t i on ) (J-P)

(4 ) (5 )Gain Identity of

Code I buyer/seller(A-H) (if private

transaction)

35 . - Russe ll Emerging Marke ts A Dividend K T

I. Income Gain Codes:(See Columns BI and D-t)

2.Value Codes(See Column, CI and D3 )

3. Value Method Codes(Sec Colunm C2 )

A =21.000 or lessF =$50.0OI - $100.000J =215.0~ o r lessN =5250.001 - $500.000P3 -$25.000.001 - 550.00(I.000Q =AppraisalU =Book Va lue

B=$1.001 - 22.500G=2100.0~1 -K =$15.001 - $50.0000 =2500.001 - $1.000,000R =Co st (Real Estate Only)V -Other

C -$2,501 - $5,000H I = $ 1,000,0~ I - 55L =$50,001 - 2100,0~OPI =51,00~.001 -P4 = More than $50,000,000S =As:,cssmenlW =Estimaled

=25,001 - $15,000H2 =Mo re lhanM =5100,001 - $250,000P2 =25,000,001 - $25,000,000

=Cash Market

E =215.0OI - $50.000


7/8


N a m e o f P e r s o n R e p o r t i n gEagan, Cla ire V.

D a t e o f R e p o r t04111/2011

VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. anaicate part of report.)NOT E - New fund s add ed to an investment acco unt are listed under that investment accou nt header/line item.

# 4 Trus t # I - The Trust is the named b eneficiary of a l i fe insurance po licy issued by Northw estern Mutu al Life on the l i fe of an individual who is st i l l living.There are no other Trust assets.# 5 Tru st # 2 - The Tru st was c reated in 2000 to receive, hold and distribute certain assets. No assets were received, held, or distributed in 2010.


8/8


Name of Person ReportingEagan, Claire V.

Date of Report04/11/2011

IX . CERTIFICATION.I cer t i fy that all inform at ion given above ( includ ing inform at ion per taining to my s po use and m inor or dependent chi ldren, i f any) i s

accurate, t rue, and com plete to the bes t o f m y know iedge and bel ief , and that any inform at ion no t repor ted was ~v i thheld becau se i t met app l icab le s ta tu to ryp rov i s ion s pe rmi~ng non - d i s c lo su re .I f ur t her ce rt i f y t ha t earned in com e f rom ou t s i de emp loym en t and ho norar ia and t he accep tance o f g i f t s ~vh i ch have been repor t ed a re in

com pl iance wi th the p rov i s i ons o f 5 U.S .C . app . 501 e t . seq , 5 U.S .C . 7353 , and Jud i c ial Conference regu la t i ons .

Signature : S/Claire V. Eagan

N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILAND CR IMINAL SAN CTIONS (5 U.S .C. app. 104)

Com m it tee on Financial DisclosureAd m inis tra t ive Off i ce o f the U ni ted Sta tes Cou r tsSui te 2-301One Colum bus Circ le , N.E.W ashington, D.C. 2054 4

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Claire V Eagan Financial Disclosure Report for 2010