PO SIDON NAME OF ORGANIZATIONQTITY

j t

PARTIES AND 'DJBUfS ..,1

Eagan,

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOJJ) in Government Act of11978 Rev. Ui@JO FOR CALENDAR YEAR 2009 (5 U.S.£ app. §§ JOJ-1 J J)

I. Person Reporting (last name, first, middle initial)

Eagan, Claire V.

4. Title (Article m judges indicate active or senior status; magistrate judges indicate full- or pan-time)

U.S. District Judge· Active

2. Collrt or Orr:anlzation

USDClN. Disl ofOklahoma

Sa. Report Type (check appropriate type)

[] Nomination, Date

!DJ Initial [fJ Annual IDl Final

Sb. a Amended Repon

3. Date ofReport

.f/6120!0

6. Rtpe>rllni: Period

orlOl/2009 to

Ulf.iJflO(!J

7. Chambers or Office Addreas

United States Courthouse 333 W. 4th Street, Room 411 Tulsa, Oklahoma 74103

8. On the basis of the Information C011talned In this Report and any modifications pertahllag thereto, it ls, In my opinion, in compliance with applicable lun Hd regulatil>ns.

Revlewln& Offiar Date

IMPORTAINT NOTES: The in:rtruclions accompanying tmsfarm must be Complete Q/I parts, cheddng the NONE lxa.far each part where ;1011 have no reportable information. Sign on last page.

I. POSITIONS. (ReportbrglnJivUl.uJonzy;seqp. 9-13of inzln:rtrwctions.)

[2J NONE (No reportable positions.)

l. Trustee Trust #I [See #4 in Part Vil and Note in Part VIII]

2. Trustee Trust #2 [Sec #S in Part VII and Note in Part VIII]

3. Director Oklahoma Medical Research Foundation (non-profit medical research organization)

4. Trustee Saint Francis of Assisi Tuition Assistance Trust (non-profit educational assistance organization)

s. Trustee Saint Clare of Assisi Disadvanlaged Schools Trust (non-profit educational assistance organization)

!'-.... , , .. ) C=3 - '1

II. AGREEMENTS. (Reponlng lndi,,;J,,al only; supp. U-ll&ofjiling lnshctions.)

NONE (No reportable agreements.) c:·.

·, ·- rn CJ

I.

2.

3.

Claire V.

SOURCE AND TYPE

SOURCE AND TYPE

SOURCE DATES LOCATION PURPOSE

INCOME

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT

Page 2of8

Name of Ptnon Reporttni:

Eagan, Claire V.

Date or Report

4/612010

JII. N 0 N-JNVES TMENT IN CO ME. (Rrporting imlfridua/ tl1ld spouse; supp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

[Z] NONE (No reportable non-investment income.)

I.

2.

3.

4.

(yours, not spouse's)

B. Spouse's Non-Investment Income - I/you.,,,,. mturud during any portion ofther'f'Orllng '''"• compldethis s1tt:tio1L

(Do/lur amount not rtqulred except for honororla.)

NONE (No reportable non-investment income.) D

I. 2009 Advanced Medical Instnnnents, Inc. - Employment

2.

3.

4.

IV. REIMBURSEMENTS - transportlllion, lodging, fotHI, entertidnlrftnt.

(Includes those 10 spouse and dependent chlldnn: s .. pp. 1 J-17 of filing ins/ructions.)

D NONE (No reportable reimbursements.)

I. Richard A. Gronendykc -Family Friend

May 2009 New York City, NY Wedding Round-trip airline tickets.

2.

3.

4.

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

VAWECODE

FINANCIAL DISCLOSURE REPORT

Page 3of8

Name of Penon Rrporting

Eagan, Claire V.

Dato or Report

4/612010

V. GIFTS. (lncl11tles those'" spouse and dependent childrt!n; supp. 28-JJ of fding imtructlons.)

NONE (No reportable gifts.)[{]

1.

2.

3.

4.

5.

VI. LIABILITIES. (lm:ludes drose 11/spouse and dependent children; set! pp. 31-JJ of filing instr11C1ions..)

NONE (No reportable liabilities.) D

I. Washington Mutual (Previously thru Mortgage loan on Property #2 (See Item #3 at VII) L Homeside Lending, Inc.)

2.

3.

4.

5.

I

I

1 Date olReportNome of Ptnon Reporting FINANCIAL DISCLOSURE REPORT ! I 4/612010Eagan, Claire Y. Page 4of8 I I

I VII. INVESTMENTS and TRUSTS - income, ... rue. uansactWns (1nc1w1 •• those of spo•m ruu1 dependent children; ue PP. u-611 of fuinc inS11uc1wm.>

NONE (No reportable income, assets, or transactions.) 0 A.

Dcscriplion of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

B.

Income during

reporting period

C.

Gross value at end

of reporting period

D.

Transactions during reporting period

(I) (2)

Amount Type (e.g .• Code l div.• rent, (A-H)

I or int.)

(I) Value

Code2

(J-P)

(2) Value

Method

Code3

(Q-W)

(1) Type (e.g..

buy.sell.

redemption)

(2) Da.tc

mmldd/yy

(3) Value

Code2

(J-P)

(4) Gain

Code I

(A-H)

(S) Identity of

buyer/seller

(ifprivate

transaction)

I. Investor Fund I Bank of Oklahoma, N .A.

2. Property #I - Tulsa, OK

A Interest

None

None

None

None

None

J

L

N

J

J

L

T

w

w

T

T

T

3. Property #2 - Highland Beach, FL

4. Trust# I (See Note VIII)

s. Trust 112 (See Note VIII}

6. Schwab Ill - IRA (See Note Vlll)

7. - Schwab Money Market Fund

8. - Schwab Value Advg (Money Mkt) (Y) (See VIII)

9. -·Russell US Core Equity (See Nole VIII)

10. - Russell US Small & Mid (Y) (See Note Vil!)

11. - Russell Emerging Markets Fund

12. - Russell International Developed (See Note VIll)

B

B

Dividend

Dividend

M

K

T

T

Sold (part)

Sold

11119/09

llf19/09

K

M

13. - Russell Global Equity Fund B Dividend M T

14. - Firsthand Technology Fund None J T

IS. - !shares Trust Dow Jones Select Div (See None Sold 03/02/09 J VIII) (part)

16. - Sold (part)

03/02/09 J

17_ - Sold (part)

03/02109 J

I. Income Gain Codtt:: A &$1,000 or less 8&st,OOl -S2,SOO C =S2.SOI - SS,000 o-ss.oot -s1s,ooo 6 =m.001 - sso.ooo (See Columns Bl and DC) f --SS0,001 -SI00.000 o •s100,001 -s1.ooo.ooo HI -s1.ooo,001. ss.000.000 Hl •More than SS,000,000

2. Value Codes 1-s1s.ooo"' 1 ... I(•$I S.001 -$50.000 L =sso.oo 1 - s100.000 M ·s 1oo,oo1 - s2so.ooa

(See Columru Cl and DJ) N •$250,00 I - SS00,000 O•Sl00,001-Sl.000,000 Pl =Sl,000,001 - SS,000,000 r2-ss,000.001 -S2S,ooo,ooo

Pl us,000,001 -sso.000.000 P4 =More than $50,000,000

3. Value Mclhod Codes Q •Appraisal R •Cost (R .. I E.tate Only) S '"'As.IC:!Smcnt T-C..bMarke1 (Sec Colwnn Cl) U •BookVal v :()th.,. W •E>timated

.a1 ... , a

1 I

I

FINANCIAL DISCLOSURE REPORT

Page 5 of8

Name of Person Reporting

Eagan, Claire V.

Dale of Report

4/612010

VII. INVESTMENTS and TRUSTS - income, tr nsactions (1nc111des those of •pollSe and dependent chut1ren; see PP. u-60 of filing insrr•ctions.J

D NONE (No reportable income, assets, or transactions.)

B. C.

Income during Gross value at end

reporting period of reporting period

(I) (2) (I) (2) (1)

Amount Type (e.g., Value Value Type (e.g., Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code3 redemption)

(Q-W)

D.

Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of

mm/dd/yy Code2 Code I buyer/seller

(J-P) (A-H) (if private

transaction)

A.

Description of Assets

(including trust assets)

Place "(X)" aftet each asset

exempt from prior disclosure

18. -

19. - Baron Partners Fund

20. - Royce Premier Fund

None

None

K

L

T

T

Sold 03/02/09 J

21. - PIMCO All Asset Fund

22. - PIMCO Total Return

23. -

D

D

Dividend

Dividend

M

M

T

T Buy (add1)

Buy (add1)

05/07/09

12/17/09

K

L

24. - Jensen Portfolio Class I A Dividend J T Buy 03/02109 J

25. - Loomis Sayles Global Markets A Dividend L T Buy 05/07109 L

26. - Artisan Int'! Fund A Dividend K T Buy 11119109 K

27. - Artisan Int"! Small Cap A Dividend K T Buy 11/19/09 K

28. - Dodge & Cox lnt'I A Dividend K T Buy 11/19/09 K

29. Federal Home Loan Bank (Bond #2) (Y) (See Note VII!)

30. Federal Home Loan Bank (Bond #3) (Y) (See Note VIII)

31. - *Fed HM LN MTG (Bond #4) (See Note VIII)

D Interest Buy 2112/08 L

32. - Redeemed 11125/09 L

33. - *Fed Nat'I Mtg (Bond #5) (See Note VIII)

34. -

c Interest Buy

Redeemed

2/14/08

05104109

L

L

I. Income Gain Codes: A •$ t ,000 orlcss B •Sl,001 • $2.500 C •$2,501 • $5,000

(Sec Columns BI 1nd D4) F •$50,001 • $100,000 G •SI00,001-$1,000,000 m -s1,ooo,001-S5.ooo.ooo

2. Value CoOcs I •$ 15,000 or less K•SIS,001-$50,000 L •$50,00 I -SI 00,000

(Sec Columns Cl and DJ) N •$250,001 -$500,000 0 •$500,001 • Sl,000,000 Pl •$1,000,001 • $5,000,000

PJ -s25,ooo,001 - sso,000.000 P4 •More than $50,000.000 J. Value Method Codes Q•Appraisal R •Cost (Rnl Estate Only} S •Assessment

(Sec Colwnn C2} U zBook: Value V-Othcr W•Estimatcd

D -S5,00I • SIS,000 E •SIS,001 • S50,000

H2 •More than SS,000,000

M •$I 00,00 I -$250,000

P2 ss,ooo".001 • sis,000,000

T-Cash Markel

1

!

I I

! i '

46.

Q •Apprai&al

Name or Ptnon Rtportlnc Dalt ol Report FINANCIAL DISCLOSURE REPORT Page 6 of8 Eagan, Claire V. 4/612010

i VII. INVESTMENTS and TRUSTS -income, .,,rue, transactions r1nc1udes lhose of spo"'e anJ dependent children; supp. u-60 offding instruciwns.J

I I NONE (No reportable income, assets, or transactions.) I 0

I

A. Description of Assets

(including trust assets)

Place "(X)" after each asset

cx:cmpt from prior disclosure

35. Schwab #2 - Investment Acct. (See Note Ylll)

36. - Schwab Value Advg (Money Mkt) (Y) (See Note Vlll)

37.

B. c. D. Income during Gross value at end Transactions during reporting period

reporting period of reporting period

(I)Amount Code I (A-HJ

(2) Type (e.g., div., rent,

or int.)

(I) Value

Codcl (J·P)

(2) Value

Method Code3 (Q-W)

(I) I (2) Type: (e.g., Date buy, sell, mm/dd/yy

redemption)

(3) Value

Codc2 (J-P)

(4) Gain

Code I (A-H)

(5) Identity of

buyer/seller (if private

tt•nsaction)

- Schwab Money Market Fund None J T

38. - Exxon Corp. - Common (See Note VIII) A Dividend J

39. -

40. - PE Corp-Cetera Genomics None J

41. - Genvec None J

42. - Russell Emerging Markets A Dividend J

T

T

Sold

(part)

Sold (part)

04/08/09

10/01109

J

J

T

T I

I 43. Schwab #3 - IRA (See Note VIII)

44. - Schwab Money Market None J T

I 45. - Rydex Biotechnology None J T

- Russell Emerging Markets A Dividend K T

1. ln"°"1c Gain Codes:. A •Sl,000 or lcsa B •Sl,001 • Sl,500 C•S2,501 ·SS,OOO D-lS,001 ·SIS,000 l!-llS,001 • SS0.000 (Soc C<>lumno Bl and 04) F -sso,001 • s100,ooo CJ •SI00,001-$1,000,000 111 -s1,ooo,001 • ss,000,000 H2 •M""' than SS.000,000

2. Va.Jue Codes J •$I S,000or1 ... K•SIS,001-SSO,OOO L •SS0,001 • $100,000 M-SI00,001-S2SO,OOO (Sec C<>hunno Cl and DJ) N •$250,00 I • SS00,000 o -ssoo,aa 1 • s1 ,000,000 Pl •Sl,000,001- SS,000,000 n -ss,000.001 • s2s,ooo,ooo

Pl -s2s,ooo,oo 1 - sso,000,000 P4 •More than SS0,000,000 3. Value Melhod Codes

(See Colwnn Cl) U •Book V alut R -Cost (Real Estate Only) S •Assc..ment T-Ct.5hMarket V-other w -Estimaled

FINANCIAL DISCLOSURE REPORT

Page 7of8

Namr of Prnon Rtportln&

Eagan, Claire V.

Datt or Rrport

4/612010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (/ndicat parto/ReporL)

NOTE - With pennission from FDR Auditor at AO, the Investments and Trusts section has been reorganized so that funds within each investment account may be listed tOgether under that investment account headernine item.

# 4 Trust# 1 - The Trust is the named beneficiary ofa life insurance policy issued by Northwestern Mutual Life on the life of an individual who is still living. There are no other Trust assets.

# 5 Trust# 2 - The Trust was created in 2000 to receive, hold and distribute certain assets. No assets were received, held, or distributed in 2009.

# 6 Charles Schwab #I - IRA -Investments were made and managed through Schwab. No income was distributed to participants invested in the Funds. If there were any distributions from the Funds to Schwab, they were reinvested.

#8 Schwab Value Advantage -Money market fund, closed cash account. Zero ending balance at end of2008. No ownership or distribution in 2009.

# 9 Russell U.S. Core Equity - On November I 9, 2009, a partial sale of the investment occurred via public sale. The partial sale resulted in a loss.

#10 Russell U.S. Small & Mid -No ownership or distribution in 2009. ln2008, the investment was sold.

# 12 Russell International Developed - On November 19, 2Q09, the investment was sold via public sale. The sale resulted in a loss.

#15-18 !SHARES DJ Select Dividend Index - On Marc 2, 2009, the investment was sold via public sales. The sales resulted in a loss.

#29 Federal Home Loan Bank (Bond #2) - No ownership or distnoution in 2009. In 2008, the investment was redeemed.

#30 Federal Home Loan Bank (Bond #3} -No ownership or distnoution in 2009. In 200&, the investment was redeemed.

#31-32 •fed HM LN MTG (Bond #4) ·Consulted with AO regarding proper reporting procedure. The purchase of this bond was inadvertently omitted from the 2008 report. Bond #4 wa5 purchased in 2008, and redeemed on November 25, 2009. The transactions, including earned interest, arc reported accordingly herewith. The redemption resulted in no loss or gain.

#33-34 •Fed Nat1 Mtg (Bond #5) - Consulted with AO regarding proper reporting procedure. The purchase of this bond was inadvertently omitted from the 2008 report. Bond #5 was purchased in 2008, and redeemed on May 4, 2009. The transactions, inc luding earned interest, arc reported accordingly herewith. The redemption resulted in no loss or gain.

#35 Schwab #2 - Investment Account - Investments were made and managed through Schwab. No income was distributed lo participants invested in the Funds. If there were any distributions from the Funds to Schwab, they were reinvested.

#36 Schwab Value Advantage -Money Market fund, closed cash account Zero ending balance at end of2008. No ownership or disbribution in 2009.

#38-39 Exxon Corp. - Common - On April 8 and October I, 2009, partial sales of the investment occurred via public sale. The partial sales resulted in a loss.

#43 Schwab #3 - IRA - Investments were made and managed through Schwab. No income was distributed to participants invested in the Funds. If there were any distributions from the Funds to Schwab, they were reinvested.

).

l

i 4/612010

Name or Person Reporting Dale or Rrport FINANCIAL DISCLOSURE REPORT

Page 8of8 Eagan, Claire V.

IX. CERTIFICATION.

I certify that all information given above Qncludlng Information perlalnlng to my spouse and minor or dependenl children, If any) Is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable stalulory provisions permitting non-disclosure.

I further certify that earned Income from outside employment and honorarla and the acceptance of gifts which have been reported are in compliance with the provisions ofS U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, andJudlclal Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544