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City of Kitchener Community Engagement Review
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1. Acknowledgements…………………………………………………………………………………………………………………………………… 3
2. Introduction……………………………………………………………………………………………………........................................... 4
3. Executive Summary…………………………………………………………………………………………………………………………………… 5
4. Our Vision and Promise…………………………………………………………………………………………………………………………….. 6
4.1 Our Principles of Community Engagement……………………….……………………………………………………….. 7
4.2 Our Community Engagement Framework…………………………………………………………………………………… 8
5.0 Our Process………………………………………………………………………………………………………………………………………………. 9
5.1 Who We Talked To……………………………………………………………………………………………………………………………………. 10
5.2 How We Engaged……………………………………………………………………………………………………………………………………. 11
6. What We Learned……………………………………………………………………………………………………………………………………… 12
Step 1: Define the context, purpose and objectives of the engagement……………………………………………. 13
Step 2: Understand the whole community and barriers to their participation…………………………………… 15
Step 3: Design and Implement the appropriate methods of engagement…………………………………………. 18
Step 4: Capture and understand behaviours, experiences and information…………………………………..... 19
Step 5: Feedback the outcomes of the engagement to those involved…………………………………………….. 20
Step 6: Evaluate the engagement and its outcomes…………………………………………………………………………. 21
General Themes………….…………………………………………………………………………………………………………………….. 22
7. Summary of Recommendations………….…………………………………………………………………………………………………… 24
8. Implementation Plan………………………………………………………………………………………………………………………………… 29
9. Roles and Responsibilities ……………………………………………………………………………………………………………………… 31
10. Appendix A - EngageKitchener Survey Results…………………………………………………………………………………………. 33
Table of Contents
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1. Acknowledgements
The Community Engagement Review was guided by many individuals, including city staff, community stakeholders, citizens and members of Council. Their time and efforts are greatly appreciated by the City of Kitchener. City of Kitchener – Project Lead and Support:
Project Lead: Josh Joseph, Community Engagement Consultant
Project Sponsor: Jana Miller, Executive Director of the CAO’s Office
Project Administrative Support: Jenn Grein, Executive Assistant to the CAO City of Kitchener – Internal Support
Corporate Customer Service (CAO)
Corporate Communications and Marketing (CAO)
Strategy and Business Planning (CAO)
Chief of Staff and Office of the Mayor (CAO)
Special Events (CAO)
Business Development (CAO)
Kitchener Market (CAO)
Downtown Community Development (CAO)
Arts and Culture (CAO)
Building and Permits (CSD)
Program and Resource Services (CSD)
Older Adult Services (CSD)
Children’s and Youth Services (CSD)
Volunteer Resources (CSD)
Community Resource Centres (CSD)
Aquatics and Athletics (CSD)
Neighbourhood Strategy (CSD)
Aud and Arenas (CSD)
Development Review (CSD)
Long Range and Policy Planning (CSD)
Site Development and Customer Service (CSD)
Engineering Design and Approvals (INS)
Development Engineering (INS)
Engineering Construction (INS)
Stormwater Utility (INS)
Operations (INS)
Design and Development (INS)
Transportation Planning (INS)
Parking Enterprise (INS)
Utilities Managemenet (INS)
Financial Planning (FCS)
Service Coordination and Improvement (FCS)
Employee Strategies and Recruitment (FCS)
Corporate Leadership Team
Members of Kitchener City Council
Advisory Committees, Organizations and Citizens:
Arts and Culture Advisory Committee
Compass Kitchener Advisory Committee
Cycling and Trails Advisory Committee
Downtown Action Advisory Committee
Economic Development Advisory Committee
Safe and Healthy Community Advisory Committee
Grand River Accessibility Advisory Committee
Heritage Kitchener Advisory Committee
Environmental Committee Advisory Committee
Youth Action Council
Mayor's Advisory Council for Kitchener’s Seniors
Waterloo Regional Police Services
KW Multi-Cultural Centre
The Working Centre
Thank you to the volunteer facilitators and hundreds of staff and citizens who participated in the review process through facilitated discussions, workshops and an online survey. Thank you to Capire Consulting Group and the City of Guelph for sharing their community engagement best practices and resources.
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2. Introduction
Citizens have told us that they want to be informed. They want to speak for themselves and they want to be heard. They want an open, transparent, accountable and accessible local government now, and for the future. It’s our goal to build a community in which the public is engaged and active in decision making about local issues and where it is as easy as possible for anyone to join the conversation. An engaged city brings people together for conversations to address issues that impact them most, to solve shared problems, and to bring about positive social change. It involves people in the decision-making process, encourages two-way dialogue with the City and helps us to make decisions that are more informed and reflective of our citizens concerns and values. Other benefits of engaging citizens in decisions include:
Fostering trust between the City and its citizens
Enabling more input from diverse audiences to be considered in key decisions
Increasing citizens’ sense of civic responsibility and understanding of issues
Reducing conflict and looking for common ground
The City of Kitchener has a longstanding tradition of extensive community engagement and we are continually working to improve the ways in which citizens can participate in the decisions that impact them most. Our commitment to continuous improvement is outlined as a strategic action within the Open Government pillar of our strategic plan: “To create more opportunities for citizen dialogue on community issues and introduce new ways for people to get involved in decisions that affect them.” This first-ever comprehensive review of the City’s public engagement practices, processes and policies is just one of the ways that we are making progress on improvements. The review assessed our community engagement efforts across the organization and has identified the gaps, challenges and opportunities and how they can be addressed.
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Our Process (see page 9) Learn about our three (3) phase approach to delivering the Community Engagement Review.
Phase 1 involved defining the purpose and objectives
Phase 2 involved identifying the issues and opportunities
Phase 3 involved action planning and developing recommendations
Who We Talked To (see page 10) We reached hundreds of people through a variety of engagement methods:
Mayor and Council through individual interviews
100+ city staff through 25 discussions and 2 workshops
100+ citizens through 2 community workshops and 11 discussions with advisory committees
500+ responses received through EngageKitchener
Hundreds of citizens engaged through street teams and events
What We Learned (see page 12) We learned about citizen, staff and council perspectives on community engagement, including:
The importance of being clear about the purpose of engagement and how citizen input will be used
The need for training, resources and support to deliver successful engagement activities
That trust and respect in the process is built when the city delivers meaningful engagement focused on quality over quantity
Summary of Recommendations (see page 24) Through the various conversations and workshop discussions, staff and citizens identified a number of potential actions to enhance community engagement at the City of Kitchener. A number of recommendations are proposed and success will rely on a collaborative partnership between citizens, staff and council.
3. Executive Summary
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4. Our Vision and Promise Kitchener has long been a city that seeks to work with others. From community groups and private business and industry to neighbourhood associations and individual citizens, we believe that the diverse voices, opinions, experiences and perspectives of all of our partners is critical to the decisions that will drive our future. The Open Government pillar of our City of Kitchener Strategic Plan demonstrates our commitment to be transparent and accountable to citizens, providing easy access to information, a great customer service experience and meaningful opportunities to participate in the democratic process. In 2008, Council approved the following vision for Community engagement: “To the best of its ability, and as appropriate, the City of Kitchener is committed to using tools and strategies that involve the community in decision making to the highest degree possible.” While this vision is still true, it has been updated based on the extensive consultation done through the City’s 2016 community engagement review. The vision has been simplified and updated to include a promise to citizens about what they can expect from the City. Our Vision and Promise Our vision is for our citizens to have a meaningful role in the decisions that impact the quality of their life. Our promise to citizens is to:
Provide meaningful opportunities to participate in
key issues and solve shared problems.
Encourage two-way dialogue with the City, when it
makes the most sense.
Make it as easy as possible for anyone to join the
conversation.
Listen and report back to citizens about the
outcomes of the process.
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4.1 Our Principles of Community Engagement
In 2008, guiding principles for community engagement at the City of Kitchener were developed and passed by Council. The principles were confirmed through the community engagement review. While the language has been updated, they remain the same and are consistent with principles used within many other municipalities across Canada. Our guiding principles include:
Principle Our Commitment
Inclusive
We will design and deliver engagement processes that foster respect for the diverse values, interests, knowledge and challenges of our citizens and which allow everyone a reasonable opportunity to participate, contribute and develop a balanced perspective.
Accountable & Transparent
We will be clear about the reasons why citizens are being involved, their role, the level of engagement required and we will report back to our community about the outcome of the process.
Built on Partnerships
We will work with community partners, individuals, groups and organizations to increase our reach and seek mutually beneficial outcomes.
Timely Communication
We will provide information that is timely, accurate, balanced, easily understood and accessible and we will involve our citizens early in the process so that they have time to learn about the issue and actively participate.
Supported and Resourced
We will allocate sufficient staff and financial resources to implement and evaluate our community engagement initiatives.
Evaluate & Improve
We will evaluate our community engagement initiatives, measure outcomes and look for ways to continuously improve on our efforts.
4.2 Our Community Engagement Framework
Inform Consult Collaborate Entrust
Promise to the Public
We will keep you informed by providing information that is timely, accurate, balanced, easily understood and accessible.
We will inform you, listen to you, acknowledge your concerns, and provide feedback on how public input influenced the decision.
We will look to you for direct advice and innovation in formulating solutions, and incorporate your advice and recommendations into the decisions to the maximum extent possible.
We will work with you to reach a final decision and implement what you decide.
What It Means
To provide the public with balanced and objective information to assist them in understanding the problem, alternative, or solutions.
To obtain public input into priorities or decisions, usually at one point in the project planning or implementation process.
To partner with the public in various aspects of the planning and decision-making process usually including the development of alternatives and identification of the preferred solution.
To address the needs of the public and place the final decision in their hands.
What It Looks Like
Announcement of new funding, new bylaws or other decisions of council that impact citizens.
Seeking input on our strategic plan for the future, our annual budget, or a new bylaw, policy or strategy.
Working with a neighbourhood association or neigbhourhood to develop a new community centre or determine amenities for a local park.
A Neighbourhood Coalition is made responsible for allocating City grants
Tools and Techniques
• Public notices • Websites
• Online or paper survey • Public meeting or open house
• Advisory committees • Workshops and focus groups
• Community coalitions • Participatory budgeting
Community Engagement
Plan*
No Yes Yes Yes
*Community Engagement Plans are recommended for projects that Consult, Collaborate or Entrust citizens in decision-making. For projects that focus primarily on Inform, a Communications Plan is appropriate. For more information, see page 14.
Phase 3: Action Planning and Recommendations (September - November 2016)
Hosted two (2) internal workshops with over 50 staff to collaborate on
findings and identify actions
Hosted two (2) external workshops with over 40 citizens to collaborate
on findings and identify actions
Identified actions and recommendations based on findings,
best practices and citizen and staff feedback and involvement
Phase 2: Identify the Issues and Opportunities (April - August 2016)
Discussions with 25 internal staff groups in INS, CSD, FCS, CAO
Discussions with 11 citizen advisory committees
Collected over 500 online survey comments, in partnership with the
Neighbourhood Strategy
Phase 1: Defining the Purpose and Objectives (January - March 2016)
Develop project charter, identify stakeholders and methods of
engagement
Interviews and strategic session with Mayor and Council
Confirm direction and scope of work in staff reports CAO-16-006 and 16-
012
5. Our Process The image below describes the three (3) phases of the Community Engagement Review:
Phase 1 involved defining the purpose and objectives
Phase 2 involved identifying the issues and opportunities
Phase 3 involved action planning and developing recommendations
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Mayor and Council
City councillors meet for regularly
scheduled meetings throughout the
year and community engagement is
considered a key priority when
making decisions. Individual
interviews were completed with
councilors to better understand their
perspectives on community
engagement, what is working well and
what could be improved.
Common themes identified include:
Enhance the public meeting
process and provide more
opportunities for citizens to
interact with city staff
Reach more citizens of diverse
cultures and those who do not
typically get involved
Pursue partnerships in the
community and ‘go to where
the people are’ to engage
City Staff
City staff are responsible for engaging
citizens in their work by informing,
consulting, collaborating and
entrusting citizens where appropriate.
As part of the review, discussions with
staff groups were hosted to better
understand challenges, opportunities
and how we can better support
community engagement across the
corporation.
Common themes identified include:
Improve understanding and
expectations of the
engagement framework
(Inform, Consult, Collaborate,
Entrust)
Provide more training,
support, resources and
expertise to staff delivering
engagement activities
Ensure appropriate staff and financial resourcing is in place for engagement initiatives
Citizens and Organizations
Seeking input and feedback from
citizens, advisory committees and
community stakeholders is an
important component in building trust
and respect in the community. As part
of the review, citizens and
organizations were asked how the city
could improve community
engagement.
Common themes identified include:
Provide more time and options for citizens to provide feedback
Explain the purpose of asking for public input and how it will be used
Make information easy to find and understand
Notify the public about the final decisions and how their input was used
5.1 Who We Talked To
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5.2 How We Engaged During the review, we used a range of engagement techniques and strategies to reach our stakeholders, including:
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6. What We Learned During initial discussions on the Community Engagement Review, it became clear that a number of factors can impact success at various stages of an engagement activity, including before, during and after the community engagement process. Based on what we heard and best practice research, six steps were identified and used as a guide to frame the discussion with staff and citizens.
the Community Engagement Process
There are many important things to consider before starting a community engagement initiative, two of the most important being:
Step 1: Define the context, purpose and objectives of the engagement
Step 2: Understand the whole community and barriers to their participation
the Community Engagement Process
There are many important things to consider during a community engagement initiative, two of the most important being:
Step 3: Design and Implement the
appropriate methods of engagement
Step 4: Capture and understand
behaviours, experiences and
information
the Community Engagement Process
There are many important things to consider after a community engagement initiative, two of the most important being:
Step 5: Feedback the outcomes of the
engagement to those involved
Step 6: Evaluate the engagement and
its outcomes
Before
Step 1: Define Step 2:
Understand
During
Step 3: Design & Implement
Step 4: Capture
After
Step 5: Feedback
Step 6: Evaluate
Before During After
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Each community engagement activity is a unique experience that includes a different topic, audience, and
conversation. Through the review, we heard that it is important to define the rationale for the engagement process so
it can be owned and understood by everyone involved. Through the workshop and interview discussions, the following
themes and recommendations were identified:
What We Heard Recommendation
Defining the purpose, objectives and expectations of community
engagement
The purpose of engagement and how citizen input will be used in
decision making is not always explained or understood.
It can be challenging to ask the right questions and determine if
they really provide the information that is needed for a given
project.
Expectations around the different types of engagement and how
to measure success is not clearly defined.
Deliver community engagement through coordination and collaboration
Coordination of engagement activities and collaboration between
staff groups is limited across the city.
Collaboration may not always be possible due to project timelines,
resources and objectives but should be encouraged where
possible.
Citizens can feel a sense of fatigue with being asked to participate
in various engagement activities that are not clearly explained, do
not seem related or incorporate previous findings.
Staff groups are not always aware of other engagement activities
across the corporation and this can lead to scheduling conflicts
that can limit public participation.
If there was more understanding of other planned activities, staff
may have more opportunities to partner when engaging with
citizens, share lessons learned, and build internal capacity and
expertise.
1) Corporate Calendar of Engagement
Activities
That a corporate calendar of
engagement activities be created and
made available on the intranet to
improve internal coordination and
collaboration of engagement
activities, with each staff group being
required to provide the date, time
and location of each engagement
activity.
2) Community Engagement Working Group That an internal Community Engagement Working group be established, with staff representatives from each department who design and deliver engagement initiatives, to:
Build internal expertise
Foster collaboration and
connection
Assist with the development
of tools, templates and
training
Share lessons learned for
continuous improvement
Step 1: Define the context, purpose and objectives of the engagement
The purpose of gathering public input and how it will be used is explained. (see Appendix A)
43% What can the city do to encourage you to share
input? 43% of survey respondents selected
“Explain the purpose of asking for public input and
how it will be used”
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What We Heard Recommendation
Defining the city’s Community Engagement Framework
Knowledge and application of the existing community engagement
framework and toolkit is limited across the corporation.
Expectations around the different types of engagement are not
clearly defined and staff have requested support in understanding
when Inform, Consult, Collaborate and/or Entrust is most appropriate
Citizens do not always understand the difference between the level of
engagement and how their input will be used
Defining legislative requirements:
In some matters, the City is bound by legislation to involve the public
in a specific way and in accordance with dictated timelines.
The City takes direction from the Ontario Municipal Act, the Ontario
Planning Act, the Ontario Environmental Assessment Act, and the
Accessibility for Ontarians with Disabilities Act, among others.
Departments including but not limited to Planning, Engineering and
Transportation Services often involve various legislated requirements.
The City is obligated to adhere to these requirements although it is
encouraged to go beyond the minimum legislated requirements in
appropriate circumstances.
Developing Community Engagement Plans
Development of Community Engagement Plans is limited across the
city but can be helpful in identifying key stakeholders, asking the right
questions and understanding the various methods and techniques
appropriate to a community engagement process.
Development of Communications Plans, led by Corporate
Communications and Marketing, are more consistently applied to
projects and can increase public participation in a project by
informing the public through successful marketing strategies and
tactics.
For projects that involve ‘Inform’, a Communications Plan is most
appropriate. For projects that involve ‘Consult’, ‘Collaborate’ and
‘Entrust’, a detailed Community Engagement Plan is appropriate.
Development of a Community Engagement Plan involves
collaboration between citizens, stakeholders and staff, which may
involve the Project Lead, Corporate Communications, the Community
Engagement Consultant and the Corporate Leadership Team.
For some engagement activities, athe city’s Neighbourhood Liaisons
may also be involved to assist in neighbourhood specific engagement.
3) Community Engagement Plans
a) That the city develops a
Community Engagement Plan
process based on review findings
and best practice research, to
provide a flexible, scalable and
effective plan for engaging with
citizens on decision-making,
including but not limited to:
Step 1: Define
Step 2: Understand
Step 3: Design and
Implement
Step 4: Capture
Step 5: Feedback
Step 6: Evaluate
b) That Community Engagement
Plans be required for all
corporate projects that Consult,
Collaborate and Entrust citizens,
including projects that may be
controversial, politically sensitive
and/or have significant financial
impacts. The six step plan can be
scaleable depending on the type
of project, legislated
requirements and framework
level.
c) That the Corporate Leadership
Team provides direction and
approval of Community
Engagement Plans for projects
that may be controversial,
politically sensitive and/or have
significant financial impacts.
Step 1: Define the context, purpose and objectives of the engagement
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27%
Citizens may face barriers to engagement for a range of reasons and it is important to understand the characteristics
of the community to strengthen the quality of the outcomes. Different categories of barriers may limit people’s
opportunity to participate in engagement activities or projects and may include personal resources, motivation,
attitude and cultural factors. Through the workshop and interview discussions, the following themes and
recommendations were identified:
What We Heard Recommendation
Council expressed an interest in reaching people not
typically involved and residents from diverse
backgrounds
Some staff groups try to reach these audiences, but it can
be challenging, especially when there is no existing
connection or relationship
Some staff are not experienced in building these
connections and it can often take time, resources and
patience before engagement can take place
Some staff groups who work more directly in the
community have noted that some residents feel excluded
and their involvement is limited due to language barriers
and cultural factors
Adopting strategies to reach these audiences effectively
can take extra time and resources that may not be
available for every project, so there is a need to prioritize
and manage expectations about what is feasible and
appropriate
Best practice research provides insights on the audiences
and barriers to participation, but having dialogue with
these groups directly is necessary to find a solution that
will work for Kitchener residents.
4) Special Outreach Strategy
That the city develops a Special Outreach
Strategy and invests in building and
developing key relationships to broaden
engagement among people who do not
typically get involved, with a focus on:
Developing partnerships,
opportunities and relationships with
key organizations to broaden
engagement among youth, seniors,
low-income residents, LGBTQ+,
persons with disabilities, and other
diverse audiences we may not be
currently reaching
Developing partnerships,
opportunities and relationships to
broaden engagement with cultural
communities including new
Canadians, Indigenous groups and
other ethnic organizations,
addressing language barriers,
understanding cultural sensitivities
and overcoming barriers to
participation
Recommendations:
#1A: Corporate Calendar of engagement activities (combine with external?)
#1B: External calendar of engagement activities
Step 2: Understand the whole community and barriers to their participation
Citizens are included, represented and respected in the city's decision making (see Appendix A)
What can the city do to encourage you to share input? 27% selected ‘Reach out more to involve citizens who do not typically provide input’
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What We Heard Recommendation
The city provides an internal introduction to community engagement training
and staff has noted it is a helpful introduction to the city’s community
engagement practices. However, additional training was requested that is more
specific and provides staff with concrete examples and tools to use in their
everyday work.
Training could include formal courses offered through the city’s Capacity
program, online modules, webinars, and other media. Guest speakers can also
be an effective way of sharing stories and best practices.
A variety of training topics were discussed, including but not limited to the
following:
o Modules on the various resources and tools the city has or will be
developing to support engagement activities (see Recommendation 15:
Updating the Community Engagement Toolkit)
o Module on the city’s Community Engagement Framework and
appropriate tools and techniques to Inform, Consult, Collaborate and
Entrust citizens in decision-making
o Module on how to understand what information should be collected and
how to develop effective survey questions
o Module on best practices for online engagement and how to make
online surveys and engagement campaigns most successful
o Module on best practices for improving the public meeting process,
including how to deliver a successful public meeting or workshop and
understanding when a formal presentation, drop-in, or mix of both is
most appropriate
o Module on how to analyze quantitative and qualitative citizen feedback
to identify key themes and recommendations
o Module on how to design engagement activities that are consistent with
the AODA and MFIPPA legislation
o And more, as the training is intended to be flexible and adaptable to
staff’s needs and requests
5) Staff Training
Program
That a training
program for staff be
developed to support
the Community
Engagement Review
recommendations
and the city’s
approach to
community
engagement
practices, including
in-person facilitated
training sessions,
online modules, guest
speakers, webinars
and other training
support as needed to
build internal
capacity and
expertise.
Recommendations:
#1A: Corporate Calendar of engagement activities (combine with external?)
#1B: External calendar of engagement activities
Step 2: Understand the whole community and barriers to their participation
“Asking the right questions can be challenging and it would be great to have specific
training on how to develop surveys that are easy to understand and informative.”
– 2016 Staff Workshop Participant
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What We Heard Recommendation
As key leaders and decision makers within the City, the support of City Council is important for successful community engagement initiatives.
As new community engagement policies, procedures and practices emerge following the review, it is important Council receives the appropriate support and resources
As members of Council have a unique relationship with constituents and residents, there is an opportunity to act as champions in sharing information and seeking public input during city-wide consultations occurring within a specific ward or in the larger community
6) Council’s Role in Engagement
a) That community engagement training, tools, templates are made available to Council in an effort to help Council members understand the approach, philosophy, practices and resources that the City uses to engage with our citizens.
b) That members of Council be supported –
with advice, tools and resources – to act as
champions and partners in sharing information
and seeking public input during city-wide
consultations with significant community,
financial and/or political impact.
Step 2: Understand the whole community and barriers to their participation
“Strong relationships are needed to reach people who don’t always get involved
and you need time, resources and patience to make it happen.”
– 2016 Staff Workshop Participant
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24%
Step 3: Design and Implement the appropriate methods of engagement
There are some techniques which work better than others depending on the project, activity and engagement framework level (i.e. Inform, Consult, Collaborate, Entrust). Tools and techniques require different levels of investment in staff time and resources.
What We Heard Recommendation
Provide enough time and options for citizens to provide feedback
Citizens and advisory committees have indicated that there is not
always enough time available to provide feedback or they find out
too late in the process
People have different preferences, so more options to provide
feedback is preferred, including a mix of traditional and digital
engagement methods
Although online surveys and e-participation platforms are becoming
increasingly popular, face to face engagement is always important,
especially at public meetings. Some citizens, staff and councilors
prefer formal presentations, drop-in format, or a mix of both
options.
Clear guidance, expectations and criteria are needed to design and
implement engagement activities that are appropriate for the topic
and framework level.
Go to where the people are
Citizens and council have expressed an interest in street teams and
increased efforts for the city to ‘go to where the people are’. This
could include commercial areas, schools, institutions, special events,
festivals and more.
Some staff groups accommodate this by attending events in the
community or hiring part-time staff, but it requires significant
resources that may not be available for every project. Some staff feel
they are unsure if they have done enough community engagement
but do not necessarily have the resources to attend events
A coordinated street team and event booth could have all staff
groups participate to share information and save time and resources.
7) Coordinated Street Team and
Event Booth
That the feasibility of a
coordinated street team and
event booth be explored, to
provide citizens with a single
place to access information about
engagement activities, including:
A coordinated street
team, delivered by part-
time or full-time staff
resources, who go to
where the people are (i.e.
grocery stores, malls,
parks, events) to provide
information about
upcoming engagement
activities and encourage
participation.
A coordinated event
booth presence at special
events, delivered by part-
time or full-time staff
resources, where citizens
can access information
about upcoming
engagement activities in
one place.
Many options are available to share input (i.e. in person, online, at events) (see Appendix A)
What can the city do to encourage you to share input? 24% selected ‘Collect in-person feedback in places where citizens already are’
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Step 4: Capture and understand behaviours, experiences and information
Capturing the experiences, behaviours and information that arise from an engagement activity is an important phase in a successful engagement process.
What We Heard Recommendation
Data such as age, gender, postal code, income and more
can be helpful factors to consider in understanding the
unique needs and perspectives of a community.
However, there must be a balance of asking for this
information and citizens need to know why this
information is being collected
Some staff groups collect demographic information but
it is not always consistently applied, and some citizens
are reluctant to provide personal information without
knowing how it will be used or stored
8) Neighbourhood Demographic Profiles
That the proposed Neighbourhood Demographic
Profiles as recommended in the Neighbourhood
Strategy be utilized by staff to improve
understanding of the local community and tailor
engagement activities based on demographics
and unique needs.
Collecting statistically representative data is the process
of choosing a representative sample from a target
population and collecting data from that sample in order
to understand something about the population as a
whole.
The city rarely conducts statistically representative
surveys due to significant financial resources required.
As part of the Strategic Plan every 4 years, a statistically
representative survey is conducted, although this is an
exception as few other staff groups have the resources
required to conduct this type of survey for their projects.
EngageKitchener provides the city with more robust
analytics than has been available in the past, including
responses by age, gender and ward. However, this is still
not considered a statistically representative process.
9) Statistically Representative Data That staff investigate the business case for the collection of statistically-representative data – including the options for its collection, how collection would be funded and what the criteria would be for using surveys that provide statistically-representative data. The investigation will include but, not be limited to:
Explore opportunities to enhance the
existing EngageKitchener platform
Explore cost for statistically-
representative telephone/online surveys
to be conducted by other third-parties
Define criteria and expectations when a
statistically representative survey may be
required
Citizens want an easier way to self-select the projects
that interest them and they want to choose what to stay
updated on, consistent with the findings of the
DigitalKitchener Strategy
A single repository of opt-in contact information would
allow citizens to select all the projects that interest them
at one time, while still being consistent with Municipal
Freedom of Information and Protection of Privacy Act
(MFIPPA) and Canada’s Anti-Spam legislation (CASL)
10) Opt-in Contact Information That a single repository for opt-in contact information be created, consistent with MFIPPA legislation, to allow citizens to self-select information about projects that interest them most
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Public input is taken into account and reflected in the final outcomes and decisions
(see Appendix A)
Information is shared about the final outcomes and next
steps (see Appendix A)
Step 5: Feedback the outcomes of the engagement to those involved
Providing feedback to participants and the broader community is an important step in the engagement process. Providing feedback informs participants about the collective impact of the engagement, strengthens relationships and builds trust in the process.
What We Heard Recommendation
Citizens expect to be included, represented and respected in the city’s decision making.
In order to build trust in the community engagement process, it is imperative that public input is taken into account and reflected in the final outcomes and decisions.
This does not necessarily mean that every opinion or interest will be addressed by the City as each citizen may be advocating for their own interests and municipalities generally meet the needs of as many people as possible. However, rationale and explanation should be provided for why decisions are made.
It is important to report back to citizens about the outcomes, next steps, and how their feedback was used, both annually as part of a general update and after each engagement activity, regardless of the size or scope.
11) Reporting Back to Citizens
That annually the City report
back to citizens on the year’s
community engagement
activities to help provide
context and information about
the growing number of ways
citizens are getting involved in
the decisions that impact them.
“Often the vocal minority is involved but where is everyone else? We need to find
creative ways to engage with people who don’t normally get involved by going to
where they are.” – 2016 Citizen Workshop Participant
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Sharing experiences and insights and critically evaluating the methods used for community engagement activities will allow the city to improve and build trust with citizens.
What We Heard Recommendation
Some staff groups provide feedback forms at engagement activities, but it is not a consistently applied practice for every project
Some citizens have expressed that we are not always learning from our
mistakes or building internal expertise
An internal evaluation form can help us understand what’s working well
and what needs to change when planning and delivering engagement
activities. This evaluation focuses on the process itself and considers
budget, timelines, organization, overall success, return on
investment/time, what can be improved, how staff can better work
together, etc.
An external evaluation form can help us understand what’s working
well and what needs to change at engagement activities. This
evaluation focuses on evaluating the citizen’s experience with the
engagement activity
Standardized questions could be asked for all engagement activities to
measure and compare results across all city engagement activities
12) Community Engagement
Evaluation
That community engagement project evaluation templates be developed to be completed by both staff and citizens to inform the City’s future engagement efforts, including:
Staff templates to
evaluate the effectiveness
of engagement processes
to identify successes and
areas for improvement.
Templates that encourage
citizen evaluation of their
experience of our
engagement initiatives.
Step 6: Evaluate the engagement and its outcomes
To build a better engagement process, we need to take a step back, learn from
our mistakes and continuously improve. – 2016 Citizen Workshop Participant
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General Themes
General themes and recommendations were also identified that apply to the entire engagement process and are identified below.
What We Heard Recommendation
Staff, council and citizens have asked for more consistency in how the
city delivers engagement activities, with more robust training, tools
and resources provided.
Through completing a comprehensive community engagement
review, the City of Kitchener can develop a formal Council policy that:
o Upholds the view that involvement of the community and key stakeholders in planning and decision making for the city is fundamental to effective governance
o Provides direction and guidance to ensure that the City’s responsibility to effectively, and consistently, communicate consult and engage the community is fulfilled.
o Addresses key existing gaps
The objectives of a formalized community engagement policy will include:
o Building on the work that has already been completed with the City’s Community Engagement Framework and the Community Engagement Tool Kit.
o Identifying clear consistent guidelines for City Staff, Council and the public to facilitate a coordinated approach to community engagement.
o Informing the Kitchener community about the City’s approach to consultation and engagement activities so that citizens know what to expect.
o Facilitating Council decision-making that is open, transparent, responsive and accountable to the community.
13) Community Engagement Policy
i) That a Community Engagement
Policy be created that supports the
review findings and the view that
involvement of the community and
key stakeholders in planning and
decision making for the city is
fundamental to effective governance.
The policy should provide direction
and guidance to ensure that
responsibilities to effectively
communicate, consult and engage the
community are fulfilled.
ii) That all consultants, businesses or
organizations hired by or partnering
with the city to deliver engagement
activities be required to follow the
city’s Community Engagement Policy
and Community Engagement Plan
template. This requirement should
be included in any RFP’s or
proposals.
The city’s existing engagement framework and toolkit was prepared
in 2008. Staff and citizen awareness and knowledge of the framework
and toolkit are limited. There is an opportunity to redesign and
reintroduce this content to staff and the community with updated
community engagement content and design materials
Citizens and staff are sometimes confused about the engagement
framework and the difference between Inform, Consult, Collaborate,
Entrust. The need for plain language and simple to understand
concepts, graphics and questions were requested by citizens.
Based on the financial resources provided, the city may be able to
create print and digital materials, videos, and other tools. These
resources can be available to all staff groups responsible for delivering
community engagement activities.
14) Citizen’s Guide to Community
Engagement
That a Citizen’s Guide to Community
Engagement be created to increase
public awareness, understanding
and participation of the city’s
engagement framework and
activities, including print and digital
materials, videos, and other
communications tools that can be
utilized by all staff groups across the
corporation.
M) Citizen's Guide to Community Engagement
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General Themes
What We Heard Recommendation
The city’s existing 2008 toolkit consists of ideas, tools and information
from numerous sources and references to meet the specific goals and
values of the Corporation of the City of Kitchener.
The toolkit contains useful materials but staff are not aware of it and
are not using it consistently in their day to day work related to
community engagement.
A number of tools, resources and support were requested throughout
the engagement process that include:
o Defining the context for community engagement, goals and
objectives, engagement plan templates
o Understanding barriers to participation, effective strategies for
specific audiences (including employers and workplaces), in-
person and online training programs
o Designing and implementing successful and effective
engagement methods, tailored specifically for when staff
Inform, Consult, Collaborate and Entrust citizens
o Capturing the feedback, including templates and tools to
organize information, identify key themes and analyze trends
o Feedback with citizens, including guidelines and strategies for
closing the feedback loop and keeping citizens involved
o Evaluating the engagement activities, with tools and templates
provided to access the staff and citizen experience
15) That the city’s existing
Community Engagement Toolkit be
updated to reflect the
recommendations in the
Community Engagement Review
and act as a resource guide for staff
that provides information, tools,
resources and support for staff
leading engagement activities,
including but not limited to:
Public meeting guidelines
and resources
Facilitating effective
workshops and meetings
Online engagement and
encouraging two-way
dialogue with citizens
Selecting the appropriate
engagement framework
level
When to use and when to
avoid certain engagement
activities and methods
During the review, it was identified that successful community engagement takes time, effort and support in the form of both staff and financial commitment.
As a next step, a full implementation strategy, with more detailed timing and budget considerations, will be developed to support the findings and recommendations from the community engagement review.
Funding needs and requests will be identified and brought to Council on an as-needed basis during future annual budget cycles.
16) That an implementation plan
be developed to define timelines,
potential cost and resources
required to implement the
recommendations within the
Community Engagement Review.
Reference Appendix XX for a
preliminary cost estimate of low
and high funding impact scenarios.
Other minor themes discussed during the review including increasing voter turnout at municipal elections, improving partnerhips with employers and workplaces to participate in engagement activities, and having neighbourhood bulletin boards or displays to share information with citizens.
M) Citizen's Guide to Community Engagement
• N) Update the Community Engagement Toolkit • O) Develop an Implementation Plan
Before the Community Engagement Process
•Step 1: Define
•1) Corporate Calendar of engagement activities
•2) Community Engagement Internal Working Group
•3) Community Engagement Plans
•Step 2: Understand
•4) Special Outreach Strategy
•5) Staff Training Program
•6) Council's Role in Engagement
During the Community Engagement Process
•Step 3: Design & Implement
•7) Coordinated Street Team and Event Booth
•Step 4: Capture
•8) Neighbourhood Demographic Profiles
•9) Statistically Representative Data
•10) Opt-in Contact Information
After the Community Engagement Process
•Step 5: Feedback
•11) Report Back to Citizens
•Step 6: Evaluate
•12) Community Engagement Evaluation
General
•13) Community Engagement Policy
•14) Citizen's Guide to Community Engagement
•15) Update the Community Engagement Toolkit
•16) Develop an Implementation Plan
7.0 Summary of Recommendations
Recommendations for the Community Engagement Review have been categorized into 4 themes – before, during and after the community engagement process, as well as general recommendations. Please see the table below for a summary of each recommendation and a reference to the appropriate section and page number.
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Theme Recommendation Page
reference
1
Before
Community
Engagement
(Define)
Corporate Calendar of Engagement Activities
That a corporate calendar of engagement activities be created and made available on the intranet to improve internal
coordination and collaboration of engagement activities, with each staff group being required to provide the date, time
and location of each engagement activity.
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2
Before
Community
Engagement
(Define)
Community Engagement Working Group That an internal Community Engagement Working group be established, with staff representatives from each department who design and deliver engagement initiatives, to:
Build internal expertise
Foster collaboration and connection
Assist with the development of tools, templates and training
Share lessons learned for continuous improvement
13
3
Before
Community
Engagement
(Define)
Community Engagement Plans
a) That the city develops a Community Engagement Plan process based on review findings and best practice research, to
provide a flexible, scalable and effective plan for engaging with citizens on decision-making, including but not limited to:
Step 1: Define
Step 2: Understand
Step 3: Design and Implement
Step 4: Capture
Step 5: Feedback
Step 6: Evaluate
b) That Community Engagement Plans be required for all corporate projects that Consult, Collaborate and Entrust
citizens, including projects that may be controversial, politically sensitive and/or have significant financial impacts. The
six step plan can be scaleable depending on the type of project, legislated requirements and framework level.
c) That the Corporate Leadership Team provides direction and approval of Community Engagement Plans for projects that may be controversial, politically sensitive and/or have significant financial impacts.
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4
Before
Community
Engagement
(Understand)
Special Outreach Strategy
That the city develops a Special Outreach Strategy and invests in building and developing key relationships to broaden
engagement among people who do not typically get involved, with a focus on:
Developing partnerships, opportunities and relationships with key organizations to broaden engagement among
youth, seniors, low-income residents, LGBTQ+, persons with disabilities, and other diverse audiences we may not
be currently reaching
Developing partnerships, opportunities and relationships to broaden engagement with cultural communities
including new Canadians, Indigenous groups and other ethnic organizations, addressing language barriers,
understanding cultural sensitivities and overcoming barriers to participation
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5
Before
Community
Engagement
(Understand)
Staff Training Program
That a training program for staff be developed to support the Community Engagement Review recommendations and the
city’s approach to community engagement practices, including in-person facilitated training sessions, online modules,
webinars and other supports as needed.
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6
Before
Community
Engagement
(Understand)
Council’s Role in Engagement
That community engagement training, tools, templates are made available to Council in an effort to help Council members understand the approach, philosophy, practices and resources that the City uses to engage with our citizens. That members of Council be supported – with advice, tools and resources – to act as champions and partners in sharing information and seeking public input during city-wide consultations with significant community, financial and/or political impact.
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7
During
Community
Engagement
(Design and
Implement)
Coordinated Street Team and Event Booth
That the feasibility of a coordinated street team and event booth be explored, to provide citizens with a single place to
access information about engagement activities, including:
- A coordinated street team, delivered by part-time or full-time staff resources, who go to where the people are
(i.e. grocery stores, malls, parks, events) to provide information about upcoming engagement activities and
encourage participation.
- A coordinated event booth presence at special events, delivered by part-time or full-time staff resources, where
citizens can access information about upcoming engagement activities in one place.
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8
During
Community
Engagement
(Capture)
Neighbourhood Demographic Profiles
That the proposed Neighbourhood Demographic Profiles as recommended in the Neighbourhood Strategy be utilized by
staff to improve understanding of the local community and tailor engagement activities based on demographics and
unique needs.
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9
During
Community
Engagement
(Capture)
Statistically Representative Data That staff investigate the business case for the collection of statistically-representative data – including the options for its collection, how collection would be funded and what the criteria would be for using surveys that provide statistically-representative data. The investigation will include but, not be limited to:
Explore opportunities to enhance the existing EngageKitchener platform
Explore cost for statistically-representative telephone/online surveys to be conducted by other third-parties
Define criteria and expectations when a statistically representative survey may be required
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10
During
Community
Engagement
(Capture)
Opt-in Contact Information That a single repository for opt-in contact information be created, consistent with MFIPPA legislation, to allow citizens to self-select information about projects that interest them most.
19
11
After
Community
Engagement
(Feedback)
Reporting Back to Citizens That annually the City report back to citizens on the year’s community engagement activities to help provide context and information about the growing number of ways citizens are getting involved in the decisions that impact them.
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12
After
Community
Engagement
(Evaluate)
Community Engagement Evaluation
That community engagement project evaluation templates be developed to be completed by both staff and citizens to inform the City’s future engagement efforts, including:
Staff templates to evaluate the effectiveness of engagement processes to identify successes and areas for
improvement.
Templates that encourage citizen evaluation of their experience of our engagement initiatives.
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13 General
Community Engagement Policy
a) That a Community Engagement Policy be created that supports the review findings and the view that involvement of the
community and key stakeholders in planning and decision making for the city is fundamental to effective governance. The policy
should provide direction and guidance to ensure that responsibilities to effectively communicate, consult and engage the
community are fulfilled.
b) That all consultants, businesses or organizations hired by or partnering with the city to deliver engagement activities
be required to follow the city’s Community Engagement Policy and Community Engagement Plan template. This
requirement should be included in any RFP’s or proposals.
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14 General
Citizen’s Guide to Community Engagement
That a Citizen’s Guide to Community Engagement be created to increase public awareness, understanding and
participation of the city’s engagement framework and activities, including print and digital materials, videos, and other
communications tools that can be utilized by all staff groups across the corporation.
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15 General
Community Engagement Toolkit
That the city’s existing Community Engagement Toolkit be updated to reflect the recommendations in the Community
Engagement Review and act as a resource guide for staff that provides information, tools, resources and support for staff
leading engagement activities, including but not limited to:
Public meeting guidelines and resources
Facilitate effective workshops and meetings
Online engagement and two-way dialogue with citizens
Selecting the appropriate engagement framework level
When to use and when to avoid certain engagement activities
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16 General
Implementation Plan
That an implementation plan be developed to define timelines, potential cost and resources required to implement the
recommendations within the Community Engagement Review. Reference to the Implementation Plan section on page 30
for a preliminary cost estimate of low and high funding impact scenarios.
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8.0 Implementation Plan Successful community engagement takes time, effort and support in the form of both staff and financial commitment. As a next step, a full implementation strategy, with more detailed timing and budget considerations, will be developed to support the findings and recommendations from the community engagement review. Funding needs and requests will be identified and brought to Council on an as-needed basis during future annual budget cycles. The review identifies six areas that are likely to require future funding as the demand for community engagement initiatives, within the organization and the community, grows. While a detailed cost analysis of those initiatives is not yet available, a preliminary low vs. high cost scenario for those initiatives has been included to provide context to future considerations. The costs included in the schedule are incremental costs to the City and therefore the low cost scenarios involve a majority of the work being completed by the Community Engagement Consultant. This may not be a feasible or effective strategy for long term public engagement.
See Implementation Costs Summary Table on next page
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8.0 Implementation Plan
One Time Costs
Recommendation Low Cost Scenario High Cost Scenario
Citizen’s Guide to Community Engagement (see page 22)
$10,000: Posters, handouts, pull up banners
Social media campaign
Print ads in community newspapers
$20,000: Posters, handouts, pull up banners
Social media campaign
Print ads in various newspapers and media outlets
Printed guide for citizens
Video content describing engagement framework
Digital ads and campaigns
Special Outreach Strategy (see page 15)
$20,000: Led by existing staff resources
Some opportunities to offer tailored engagement activities and relationship building with each audience on an ad hoc basis
Opportunities for language translation and other or cultural accomodations on an ad hoc basis
$80,000: Led by existing staff resources and consultants with expertise in special
outreach and community building
Increased opportunities to comprehensively tailor engagement activities for each audience and build stronger relationships
Opportunities for a comprehensive approach to language translation and cultural accomodations
Statistically Representative Data (see page 19)
$0 The city is able to collect some demographic and geographic data
through EngageKitchener, but it is not consider statistically significant
$50,000+: By updating the existing e-participation platform or acquiring a new platform,
achieving more statistically representative data may be possible
Additional costs may be required to develop improved features such as random sampling, weighted responses, analytical reporting and more.
Total One Time Cost $30,000 $150,000+
Annual Costs
Staff Training Program (see page 16)
$10,000: Led by existing staff resources through Capacity program
Some costs for printing, graphics and other training materials
Some opportunities to pursue external partnerships with consultants and organizations who specialize in community engagement training
$20,000: Led by existing staff resources and external expertise through Capacity
program and other events
Increased opportunities for printing, graphics and other training materials
Increased opportunities to pursue external partnerships with consultants and organizations who specialize in community engagement training
Coordinated Street Teams and Event Booth (see page 18)
$20,000: 2 part-time staff scheduled for 20 hours per week per position, 4 month
position
Presence at city facilities and city events only, with limited reach in broader community and neighbourhoods
Focused on information distribution to citizens and organizations (‘Inform’)
$40,000: 2 temporary full-time staff scheduled for 35 hours per week per position, 4
month position
Presence at city facilities and events, as well as extended reach in broader community and neighbourhoods
Focused on information distribution (‘Inform’) and building relationships and connections with citizens and organizations (‘Consult’ and ‘Collaborate’)
Staff Resources $0: 1 full time equivalent position (Community Engagement Consultant)
currently exists to lead , advise and support corporate engagement activities
This model relies on a decentralized approach where staff have greater responsibility in delivering and evaluating engagement practices through training and resource development
$100,000+: Acquiring additional full-time equivalent positions to lead, advise and support
corporate engagement activities
This model relies on a centralized approach where staff receive additional support and expertise from a corporate ‘Community Engagement Office’ responsible for planning, delivering and evaluating engagement activities.
Total Annual Cost $30,000 $160,000+
We all have a role to play in delivering successful community engagement activities, including city staff, Council and citizens. Roles and responsibilities for everyone involved have been clearly defined to manage expectations and effectively work together on the decisions that affect our community. Role of the City: It is the responsibility of the City to assess opportunities for community engagement in dealing with specific City-led initiatives (except for issues dictated by law or regulation), to plan and manage the community engagement process including reporting to Council on results when appropriate. The City will be transparent and accountable for acting in accordance with the commitment that is made to the public. Council and city staff will engage with citizens in a way that is respectful and considerate of citizens and will demonstrate that the views and involvement of citizens are valued by the City. In making decisions, Council and City staff must balance a broad range of competing interests. The citizen’s perspective is important and is typically not the only factor influencing a decision by the City. The results of the community engagement process must be put in the context of applicable legislated requirements, city regulations, council approved policy and strategies, technical considerations and financial constraints before a decision is made. When all things are taken into account, the City may make a decision that is inconsistent with the majority of input received from the community through the engagement process. In these situations, the City will explain to the public how their contribution was taken into account and the rationale for the decision that was made. The results of community engagement are never a substitute for the democratic process – and do not replace the legitimate role of elected representatives in decision-making. City of Kitchener Engagement Staff Responsibilites: The Community Engagement Consultant is responsible for implementing the Community Engagement Framework in collaboration with Communications, Project Leads and Neighbourhood Liaisons, including:
Develop an implementation plan for the Community Engagement Review recommendations and complete associated work
Work with project staff and Corporate Communications to develop or review appropriate Community Engagement Plans
Work with project staff as needed to implement Community Engagement Plan activities
Work with project staff to develop request for proposals / tenders, to include appropriate Community Engagement Plans and activities
Liaise with consultants to provide oversight of Community Engagement Plan and activities
Work with project staff to ensure the Corporation has effective systems to monitor, record, coordinate and evaluate its community engagement activities
Annually provide Council, staff and citizens with performance reports regarding the success of the Community Engagement Framework and Policy
Work with Human Resources and City employees to develop and implement appropriate community engagement training and supports for City employees
9. Roles and Responsibilites
City Staff Responsibilities:
City employees who are responsible for projects that involve community engagement will:
Use the Community Engagement Framework to determine if community engagement is appropriate, with support from the Community Engagement Consultant as needed
Work with the Community Engagement Consultant, Corporate Communications and Neighbourhood Liaisons to develop appropriate Community Engagement Plans
Develop Community Engagement Plans for all projects that involve Consult, Collaborate and Entrust, to ensure adequate timelines and resources for community engagement
Notify the Community Engagement Consultant of any planned community engagement activities
Ensure that community engagement activities comply with the Community Engagement Framework and Policy
Ensure consultants or external organizations undertaking community engagement activities on behalf of a City department work with the Community Engagement Team throughout the project to comply with Community Engagement Framework and Policy
Ensure the project report accurately reflects stakeholder feedback and close the feedback loop with those who provided input
Support the Community Engagement Consultant to evaluate community engagement at the City of Kitchener
Citizen Responsibilities:
Citizens are asked to:
Focus on the decision to be made or the question to be answered
Recognize the City must consider the needs of the whole community
Request alternative ways of participating if required
Listen to understand the views of others
Provide input and feedback within project timelines
Encourage others to offer input
Council Responsibilities:
As key leaders and decision makers within the City, the support of City Council is important for successful community engagement initiatives. Some of the key responsibilities in which Council can continue to support community engagement activities include:
Attend and participate in public meetings and events for engagement initiatives
Share information about campaigns with constituents through social media, newsletters, and other methods
Have informal conversations and/or ward meetings with constituents about key issues
Review the information gathered through community engagement campaigns and use it to inform key
decisions
Ensure that appropriate project timelines and resources required for community engagement initiatives are
in place.
Encourage City employees to follow the Community Engagement Policy and Framework
9. Roles and Responsibilites
EngageKitchener Survey Results for the Community Engagement Review
As part of the Neighbourhood Strategy online survey, three questions were asked related to the
Community Engagement Review
620 surveys were completed (180 from registered users and 440 from unregistered users)
A registered user is someone who has registered for an account. Someone who registers provides their name, address, and email
address during registration and they verify their email account. An unregistered user is someone who posts a statement without signing
in and providing their name, address and email address
1. Please tell us about your experience when sharing input with the city. Your experience could relate to the Neighbourhood Strategy or a past time when you shared input on any topic.
Registered Users Unregistered Users
10. Appendix A – EngageKitchener Survey Results
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2. How would you like to share input with the city? Registered Users Unregistered Users
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3. What can the city do to encourage you to share input? Registered Users Unregistered Users
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EngageKitchener Survey Results for the Community Engagement Review Ward Map and Postal Code Locations
Based on a total of 180 registered users on EngageKitchener Based on a total of 512 postal codes provided by users on EngageKitchener