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Characterizing mmWave Channels for 5G
Greg VanWiggeren, Ph.D.
Hongwei Kong
Zhu Wen
Keysight Laboratories
Nov 16th, 2015
Page Outline
– Why mmWaves?
– Properties of mmW channels
– Channel sounding techniques
– Early experimental results from Keysight Labs
– Summary
IEEE 5G Summit 2
11/16/2015
Page IEEE 5G Summit 3
11/16/2015
Historical Context
1G 2G 3G 4G
100X
Data Rates
1000X
Capacity 100X
Densification
1ms Latency
Reliability
99.999%
100X
Energy Efficiency Digital
Voice Analog
Voice Mobile
Internet
First Mobile
Broadband Ubiquitous
Connectivity
5G
5G vision represents revolutionary change
Page IEEE 5G Summit 4
11/16/2015
Achieving the 5G Vision More capacity is needed
100X
Data Rates
1000X
Capacity
100X
Densification
1ms Latency
Reliability
99.999%
100X
Energy Efficiency
• ~ 700 MHz total BW
• < 3 GHz
0 20 40 60 80 Frequency (GHz)
0
10
20
30
2014 2015 2016 2017 2018 2019
Exabyte
s /
Month
Worldwide Data Usage
Source: Cisco VNI Mobile, 2015
Page IEEE 5G Summit 5
11/16/2015
Achieving the 5G Vision More capacity is needed
100X
Data Rates
1000X
Capacity
100X
Densification
1ms Latency
Reliability
99.999%
100X
Energy Efficiency
• ~ 700 MHz total BW
• < 3 GHz
0 20 40 60 80 Frequency (GHz)
Headline from cnet.com, January 2015
“FCC rakes in $45 billion from
wireless spectrum auction…”
Page IEEE 5G Summit 6
11/16/2015
mmWaves for 5G A key enabler of the 5G vision
100X
Data Rates
1000X
Capacity
100X
Densification
1ms Latency
Reliability
99.999%
100X
Energy Efficiency
mmWave band properties:
• Wider bandwidths
• Higher path losses
• Different channel properties
0 20 40 60 80
Frequency (GHz)
28
37,3
9
64
-71
71
-76
81
-86
57-6
6
Page Outline
– Why mmWaves?
– Properties of mmW channels
– Channel sounding techniques
– Early experimental results from Keysight Labs
– Summary
IEEE 5G Summit 7
11/16/2015
Page
Challenges with mmW Channels
IEEE 5G Summit
Higher Path Loss
8
11/16/2015
For a dense network, atmospheric absorption is a minor issue
Report ITU-R M.2376-0
(06/2015)
Page
Challenges with mmW Channels
IEEE 5G Summit
Primary Source of Higher Path Loss
9
11/16/2015
= 𝑃𝑜𝑤𝑒𝑟𝑇𝑥 + 𝐺𝑎𝑖𝑛𝑇𝑥 + 𝐺𝑎𝑖𝑛𝑅𝑥− 20log 𝑑2 − 20log 𝑓2
From the Friis equation:
𝑃𝑜𝑤𝑒𝑟𝑅𝑥
Frequency
• Higher frequencies smaller antenna elements
• Higher directivity overcomes path losses
• Massive MIMO enabled in small size
• Some challenges
• Discovery and tracking
• Added complexity
Page
mmW Channels
IEEE 5G Summit
Dramatically different than channels below 6 GHz
10
11/16/2015
mmW Channels:
• Higher path losses
• Less diffraction
• Objects are more reflective
• More Doppler
• Greater penetration losses
(indoor/outdoor)
Industry needs for mmW models:
• Indoor and outdoor
• Urban canyons, stadium,
shopping mall
• MIMO (array) behavior
• Consistency with < 6 GHz models
to allow system performance
comparisons
Page Outline
– Why mmWaves?
– Properties of mmW channels
– Channel sounding techniques
– Early experimental results from Keysight Labs
– Summary
IEEE 5G Summit 11
11/16/2015
Page
MIMO Channel Sounding
IEEE 5G Summit
Conceptually similar but more subscripts
13
11/16/2015
)(th
)()()( txthty
MIMO mmW
Channel Model
txthty iijj )(
ty j txi
thij
Page
Channel Sounding Options
IEEE 5G Summit
Three valid approaches
14
11/16/2015
Frequency Swept
• Low speed measurement
• Challenging for widely separated Tx and Rx
Sliding Correlator
• Low speed measurement
• Some temporal aspects not captured
Wideband Correlation
• Fast measurements
• Amp./phase information supports AoD, AoA meas.
Techniques
RF Channel
)(ty)(tx
)(th
Page
Channel Sounding Options
IEEE 5G Summit
Three valid approaches
15
11/16/2015
Frequency Swept
• Low speed measurement
• Challenging for widely separated Tx and Rx
Sliding Correlator
• Low speed measurement
• Some temporal aspects not captured
Wideband Correlation
• Fast measurements
• Amp./phase information supports AoD, AoA meas.
Techniques
RF Channel )(ty)(tx
)(thSliding
correlator
receiver T. S. Rappaport et al., “Millimeter wave mobile communications
for 5G cellular: It will work!” IEEE Access, May 2013.
Page
Channel Sounding Options
IEEE 5G Summit
Three valid approaches
16
11/16/2015
Frequency Swept
• Low speed measurement
• Challenging for widely separated Tx and Rx
Sliding Correlator
• Low speed measurement
• Some temporal aspects not captured
Wideband Correlation
• Fast measurements
• Amp./phase information supports AoD, AoA meas.
Techniques
RF Channel )(ty
)(th
)(tx
)()()(
)()()()()(
)()()(
thtxty
txtxthtxty
txthty
Page
Techniques for angular channel characterization
IEEE 5G Summit
Rotating horn antennas
17
11/16/2015
Tx Rx
Horn Antenna Horn Antenna
1st Line-of-Site Path
2nd Path
n2 measurements
𝜃𝐴𝑜𝐷 𝜃𝐴𝑜𝐴
Page
Techniques for angular channel characterization
IEEE 5G Summit
MIMO Sounding
18
11/16/2015
Tx Rx
MIMO Array MIMO array
1st Line-of-Site Path
2nd Path
1 measurements
𝜃𝐴𝑜𝐷 𝜃𝐴𝑜𝐴
Page Outline
– Why mmWaves?
– Properties of mmW channels
– Channel sounding techniques
– Early experimental results from Keysight Labs
– Summary
IEEE 5G Summit 19
11/16/2015
Page
Keysight MIMO mmW Sounding Architecture
IEEE 5G Summit
Preferred approach
20
11/16/2015
Wideband
Tx
RF Channel
Wideband
Multichannel
RX
txi ty j
txthty iijj )(
thij
MIMO mmW
Channel Model
Page
MIMO mmW Channel Sounder
IEEE 5G Summit 21
11/16/2015
E8267D
mmWave
Signal
Source
ANT PA
M9703A
8CH
Digitizer
Rubidium Clock
M9362
50 GHz 4CH Digital
Coherent Down Convertor
E8257D 67GHz LO
BPF
33512
AWG
LNA
L4450A Digital
I/O Switch
Controller
85332B 50GHz
SP4T Switch
RF Channel
Up to 44 GHz ANT
M8190A
5-GHZ
AWG
Rubidium
Clock HJ5418B
Page
MIMO mmW Channel Sounder
IEEE 5G Summit 22
11/16/2015
E8267D
mmWave
Signal
Source
ANT PA
M9703A
8CH
Digitizer
Rubidium Clock
M9362
50 GHz 4CH Digital
Coherent Down Convertor
E8257D 67GHz LO
BPF
33512
AWG
LNA
L4450A Digital
I/O Switch
Controller
85332B 50GHz
SP4T Switch
RF Channel
Calibration and synchronization ANT
M8190A
5-GHZ
AWG
Synchronize
Antenna Calibration
Rubidium
Clock HJ5418B
Page
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5
x 10-6
-80
-70
-60
-50
-40
-30
-20
-10
0
Sample
Am
plitu
de (
dB)
Sounding Sequence Autocorrelation (Meas.)
MIMO mmW Sounding Signal Autocorrelation
IEEE 5G Summit 23
11/16/2015
Experimental vs. simulation
Simulation
Sounding Sequence Autocorrelation Sounding Sequence Autocorrelation
Measured by Channel
Sounder RX (M9703A) A
mplit
ude (
dB
)
-60
-40
-20
0
-80
Am
plit
ude (
dB
)
0
-100
-200
-300
Page
MIMO mmW Sounder Data Handling
IEEE 5G Summit
Broadband channel sounding leads to huge data sets
24
11/16/2015
MIMO mmW
Channel Model
M9703A: 4 Channels @ 3.2 GS/s
= 3.2 GS/s * 2B/S*4
= 25.6 GB/s
= 200 Gb/s
Very difficult to store
or stream out in real-time!!!
Page IEEE 5G Summit 25
11/16/2015
Fortunately, the M9703A has
four FPGAs for streaming
data reduction
Broadband channel sounding leads to huge data sets
MIMO mmW Sounder Data Handling
ADC
ADC
ADC
ADC
ADC
ADC
ADC
ADC
FPGA
FPGA
FPGA
FPGA
Customer-programmable
FPGA “sandboxes” for
custom DSP
DSP includes:
• Digital down-conversion to I/Q
• Real-time autocorrelation
• Data-reduced complex impulse response
25.6 GB/s 1.6 GB/s
(e.g. for 5-us delay spread)
Real-time streaming to
storage now feasible.
Page
MIMO mmW Channel Modeling
IEEE 5G Summit
Parameter extraction using Keysight SystemVue
26
11/16/2015
MIMO mmW
Channel Model
Parameter extraction
using well-known
SAGE algorithm
• Angle of Arrival/Departure
• Power Delay Profile
• Rician K factor
• Doppler Shift
I/Q data from
the M9703A
Sounding
Data
Channel
Model
Page
MIMO mmW Channel Modeling
IEEE 5G Summit
Parameter extraction using Keysight SystemVue
27
11/16/2015
MIMO mmW
Channel Model
Sounding
Data
Channel
Model
Parameter extraction
using well-known
SAGE algorithm
• Angle of Arrival/Departure
• Power Delay Profile
• Rician K factor
• Doppler Shift
I/Q data from
the M9703A
Page
MIMO mmW System Simulation
IEEE 5G Summit
Enabled by SystemVue and channel measurements
28
11/16/2015
I/Q Waveform
TX System
Channel Model
RX System
EVM & BER
Sounding
Data
Channel
Model
Parameter extraction
using well-known
SAGE algorithm
• Angle of Arrival/Departure
• Power Delay Profile
• Rician K factor
• Doppler Shift
I/Q data from
the M9703A
Channel
Model
SystemVue Simulation Flow
Page
MIMO mmW Sounding Reference Solution
IEEE 5G Summit
MIMO Sounding (4 x 4)
29
11/16/2015
• Carrier Frequency: up to 44 GHz
• BW: 1 GHz
Transmitter Receiver
Keysight reference solution
Page
Reference Solution Results 28GHz, 4x4 MIMO, 1GHz BW
Tx
Rx
0 deg
0 deg
LOS
IEEE 5G Summit 30
LOS
Pa
th L
oss (
dB
)
11/16/2015
-50
-90
-70
Path
Loss (
dB
)
Path delay (ns)
0 500 250
Page
Reference Solution Results 28GHz, 4x4 MIMO, 1GHz BW
Tx
Rx
0 deg
-30 deg
LOS
IEEE 5G Summit 31
LOS
AOA changes
accordingly
Path delay (ns)
11/16/2015
0 500 250
-50
-90
-70
Path
Loss (
dB
)
Page
LOS
Reflection from
ceiling
Projector
Reference Solution Results 5.8GHz, 8x8 MIMO, 250MHz BW
Tx
Rx
0 deg
30 deg
Metal
Panel
Reflecting
path
LOS
IEEE 5G Summit 32
Projector
Reflection
from ceil
Transmitter
Receiver
11/16/2015
Keysight reference solution
45°
Page
Reference Solution Results 5.8GHz, 8x8 MIMO, 250MHz BW
Tx
Rx
0 deg
30 deg
Metal
Panel
Reflecting
path
LOS
IEEE 5G Summit 33
Projector
Reflection
from ceil
LOS (between
two samples)
Path delay (ns)
From panel
From projector
11/16/2015
-65
-130
-95
0 2000 1000 P
ath
Loss (
dB
)
45°
Page
• MIMO mmW channel sounding is key to enabling 5G mmW networks
• A diverse set of technologies is required:
• We demonstrated a calibrated sounder with 1-GHz BW and up to 44 GHz carrier.
The resulting channel model can be used for system simulation.
• This is an area of active research—we look forward to working with you.
Summary
IEEE 5G Summit
MIMO mmW Channel Sounding Reference Solution
34
11/16/2015
MIMO mmW
Channel Model