CE-474 EIA(1)

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    Dr. Dharmendra

    Assistant Professor

    Department of Civil Engineering

    Office Location: Environmental Laboratory

    Civil Department

    (Ground Floor)

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    CE-474 (a) ENVIRONMENTAL IMPACT ASSESSMENT

    L T P

    3 1 0

    Environment and its components, Concept of Ecological imbalances, carrying capacity and sustainable

    development. Evolution of environmental impact assessment (EIA), Current screening process in India. A

    step-by-step procedure for developing EIA. Elements of Environmental Analysis. Public consultation, Post

    monitoring, Data collection for Air Quality Impact analysis, Water Quality Impact Analysis and energy

    impact analysis. Impact Assessment Methodologies-Matrices, overlays, network analysis. Case studies of

    Industrial EIA and Water resources projects. Brief introduction about Environment legislation and

    Environmental Audit.

    Books:

    1. Environmental Impact Assessment for Developing Countries: Asit K. Biswas

    2. Environmental Impact Analysis Handbook : G.J. Rau and C.D. Wooten

    3. Environmental Impact Assessment by C.W. Canter

    4.Environmental Impact Assessment Theory and practice Peter Wathern

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    Course Plan

    Contd CHAPTER 5

    Introduction to data collection.

    What data to be collected and its significance such as

    Air environment

    Water environment

    Land environment

    Biodiversity

    How data should be collected, interpreted and

    presented?

    CHAPTER 6

    Impact assessment

    Introduction to Impact analysis.

    Criteria for predicting the significance of impacts. Basis thumb rule to evaluate the project feasibility.

    Method to assess the impact of a project

    on ground and surface water.

    Method to assess the project impact on eco-

    sensitive areas.

    Project feasibility with respect to land use

    pattern.

    Estimation of assimilative capacity of the

    river.

    Mass balance and thumb rule to estimate theresource consumption and emission potential

    of different industrial sector.

    Thumb rule to estimate the pollution potential

    based on fuel and raw material analysis.

    Thumb rule to estimate the stack height.

    Thumb rule to estimate the water demand,

    wastewater discharge, load and treatmentprocess efficiency.

    Thumb rule to estimate the seismic location.

    Estimation of site suitability with respect

    meteorological parameter.

    Thumb rule to assess social issues

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    Course Plan

    Contd CHAPTER 7

    Mitigation and Environmental

    management plant (EMP)

    Introduction to impact mitigation and

    impact management.

    Identification of state of art technologiesfor resource consumption and pollution

    prevention.

    Structural and non-structural mitigation

    measures in certain industrial projects.

    Introduction to Environmental

    management plan.

    What good EMP should contain.

    CHAPTER 8

    Public consultation

    Introduction to public consultation.

    How one should prepare for the

    public consultation.

    Loopholes of public hearing in India

    CHAPTER 9

    Post monitoring

    Weakness in post monitoring

    Structural weakness

    Legal weakness

    How to strengthen post monitoring

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    Environment

    Our natural environment climate, soils, oceans, biological life(plants, animals, bacteria) that can both nurture us and behazards to us.

    The built environment that we have created to protect and

    house ourselves and to provide a modified infrastructure withinwhich we can prosper

    The economic environment that sustains our built environmentand allows the organization of the means of production

    The social, cultural and legal environments within which weconduct ourselves and our interactions with others.

    These environments are themselves diverse, continuallyevolving and have strong interdependence.

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    Introduction

    What is EIA?

    What are the core value of EIA?

    Evolution and history of EIA

    Why is it important?

    How can you intervene in the process?

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    Definitions of EIA:

    A study of probable changes in various socio-economic andbiophysical characteristics and the environment, which mayresult from a proposed or impending action (Jain, Urban,Stacey, 1977).

    An activity that aims at establishing quantitative values forselected parameters, which indicate the quality ofenvironment before, during, and after the proposedactivitiesHeer, Hagerty (1977).

    An instrument to identify and assess the potential

    environmental impacts of a proposed project, evaluatealternatives, and design appropriate mitigation,management, and monitoring measures (World Bank)

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    Different names for the same report

    An EIA report may be known by several other

    names such as:

    Environmental impact assessment (EIA)

    Environment impact statement (EIS)

    Environmental statement (ES)

    Environmental assessment report (EAR) Environmental effects statement (EES)

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    EIAThree core values

    Integrity: The EIA process should be fair,

    objective, unbiased and balanced.

    Utility: The EIA process should provide

    balanced, credible information for decision

    making.

    Sustainability: The EIA process should result in

    environmental safeguards.

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    Evolution and history of EIA

    Development of EIA

    Pre-1970 Project review based on the technical/engineering andeconomic analysis.

    Limited consideration given to environmental consequences.

    Early/mid1970s

    EIA introduced by NEPA in 1969 in US. Basic principle: Guidelines, procedures including public

    participation requirement instituted.

    Standard methodologies for impact analysis developed (e.g.

    matrix, checklist and network).

    Canada, Australia and New Zealand became first countries to

    follow NEPA in 1973-1974. Unlike Australia, which legislatedEIA, Canada and New Zealand established administrative

    procedures.

    Major public inquires help to shape the process development.

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    Evolution and history of EIA

    Development of EIA

    Late 1970 and

    early 1980s More formalized guidance.

    Other industrial and developing countries introduced formal EIA

    requirements (France, 1976; Philippines, 1977) began to use

    the process informally or experimentally ( Netherlands, 1978) oradopted elements, such as impact statements or reports, as

    part of development applications for planning permission

    (German states [lander], Ireland).

    Use of EA by developing countries (Brazil, Philippines, China,

    Indonesia)

    Strategic Environment Assessment (SEA), risk analysisincluded in EA processes.

    Greater emphasis on ecological modeling, prediction and

    evaluation methods.

    Provision for public involvement.

    Coordination of EA with land use planning processes.

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    Evolution and history of EIA

    Development of EIAMid 1980s to end

    of decade In Europe, EC Directive on EIA establishes basic principle and

    procedural requirements for all member states.

    Increasing efforts to address cumulative effects.

    World Bank and other leading international aid agencies

    establish EA requirements. Spread of EIA process in Asia.

    1990s Requirement to consider trans-boundary effects under Espoo

    convention.

    Increase use of GIS and other information technologies.

    Sustainability principal and global issues receive increased

    attention.

    India also adopted the EIA formally.

    Formulation of EA legislation by many developing countries.

    Rapid growth in EA training.

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    History of EIA in India

    In 1984 Gas leak tragedy in Bhopal Indian Govt. formed EPA in 1994 & EIAmandatory for certain projects.

    On 27 January

    1994

    The MoEF, under the EPA 1986,

    promulgated the EIA notification makingenvironmental clearance mandatory for

    expansion or modernisation of any activity or

    for setting up new projects.

    The EIA notification has been amended 13

    times in the past 12 years. While most of the

    amendments diluted the environmental

    clearance process, there were some, which

    also strengthened it.

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    Why is it important?

    To understand the short term and long term impact of project.

    To identifies the likely environmental, economical and social

    burden of the project for decision makers.

    The long-term objective of EIA is to promote sustainable

    development by ensuring the balance between environment

    and development.

    Opportunity to the local people to understand the project so

    that they can participate and intervene in project

    development.

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    The EIA process1. Screening: First stage of EIA, which determines whether the proposed project,

    requires an EIA and if it requires EIA, then the level of assessment required.2. Scoping: This stage identifies the key issues and impact that should be further

    investigated. This stage also defines the boundary and time limit of the study.

    3. Impact analysis: This stage of EIA identifies and predicts likely environmental and social

    impact of the proposed project and evaluates the significance.

    4. Mitigation: This step in EIA recommends the actions to reduce and avoid the potentialadverse environmental consequences of development activities.

    5. Reporting: This stage presents the result of EIA in a form of a report to the decision-

    making body and other interested parties.

    6. Review of EIA: It examines the adequacy and effectiveness of the EIA report and

    provides information necessary for the decision-making.7. Decision-making: It decides whether the project is rejected, approved or needs further

    change.

    8. Post monitoring: This stage comes into play once the project is commissioned.

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    Types of EIA

    Broadly EIA classified into two types: Rapid EIA

    This is carried out for projects that are likely to cause limited adverseimpacts. In rapid EIA, data or information is collected for only one season(other than monsoon). Therefore, the time frame for undertaking rapidEIA is much shorter (3 months).

    Comprehensive EIA As the name suggests, this is conducted over a year as it involves

    collection of data/information for three seasons (other than monsoons).

    It is usually conducted for projects that are likely to cause more or a seriesof adverse impacts.

    However, in India, there are no clear guidelines on the type of projects forwhich comprehensive EIA should be conducted. As per the new EIAnotification, the authority in charge of issuing environmental clearances(either the Union ministry for environment and forests (MoEF) or thestate level body) decides whether the project proponent has to conduct arapid or a comprehensive EIA.

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    Public participation in different

    countriesEurope The views of NGOs and affected people are considered during

    screening, scoping and EIA review.

    Japan Provisions of public feedback at screening, scoping and draft

    environmental impact statement.

    Canada People are consulted during screening, scoping and hearing.Netherlands and

    Denmark

    Consultation and public participation is a regulatory requirement

    US Publish a notice of intent in the Federal register and asks public to

    comment.

    India Commonly called thePublic

    Consultation

    legal provision, peopleare consulted at the latter stage of the EIA process once the draft

    EIA report has been prepared. There is no public consultation in

    the initial phase.

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    How can you intervene in the

    process? Local communities can intervene during the public hearing

    process.

    Relevant issues can be raised.

    Loopholes/gaps/inadequacies in the EIA report can be pointed

    out.

    Legal options can also be exercised.

    A properly presented rigorous analysis of the EIA report can

    be presented to the court.

    A critical analysis of the EIA report can also be sent to the

    National Environmental Appellate Authority for a final appeal

    in case the project is given a clearance.

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    CHAPTER 2

    Environmental clearance process in India

    Central level

    State level

    Function of Central and State Expert Appraisal Committees

    The union Ministry of environment and forests brought out the new EIAnotification in 2006.

    In the new notification (dated 14th September 2006),the process of

    screening and scoping has been made mandatory.

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    EIA at project

    Old notification

    Six stages:

    (1) Project concept

    (2) Pre-feasibility(3) Feasibility

    (4) Design andengineering

    (5) Implementation and(6) Monitoring and

    evaluation.

    New notification

    Four Stage

    Stage first - screening (only

    for category B projectsand activities),

    Stage second - scoping

    (applicable for A and B1

    type project), Stage third - public

    consultation, Stage

    fourth project appraisal.

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    Project concept and site selection

    Proposal of project

    Project A, Get clearance from

    MOEFProject B, Get clearance from

    state

    Submission of Form & relevant information to Expert

    Appraisal Committee (Both for project A&B)

    Screening(Applicable for B category project

    EIA not required

    (Called B2 project)

    EIA required

    (called B1 project)

    Scoping

    (For both A & B category project)

    Impact assessment

    Draft EIA followed by public consultation

    Submission to appraisal committee and decision

    Not approved

    Approved

    Post monitoring

    Fig:EIA processin India

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    Bodies involved in the assessment

    process

    Environment quality experts: Experts in measurement andmonitoring, as well as analysis and interpretation ofenvironmental parameters

    Sectoral experts: Experts in management of processes and

    operations in the relevant industrial sectors EIA process experts: Experts in conducting eias and preparing

    Environmental Management Tools (emps)

    Risk assessment experts

    Life science experts in floral and faunal management Forestry and wildlife experts

    Environmental economics experts

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    Function of Central and State Expert

    Appraisal Committees

    The function of the expert appraisal

    committee is to evaluate the project feasibility

    at the central level for A category project

    before granting environmental clearance.

    However similar function is rest with state

    level SEAC. The function of EAC and SEAC are

    given below

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    Function of Central and State EAC

    Cont..

    The EAC and SEAC expert appraisal committees at the central and state orthe Union territory level are responsible to screen, scope and appraiseprojects or activities

    The authorized members of the EAC and SEAC, may inspect any siteconnected with the project or activity in respect of which the priorenvironmental clearance for the purposes of screening or scoping or

    appraisal. EAC and SEAC will decide the Terms of Reference (ToR) on the basis of the

    information furnished in the prescribed application i.e. form1/form 1Aincluding Terns of Reference proposed by the applicant.

    The application for the project may by rejected regulatory authority on therecommendation of the EAC and SEAC at central and state level

    respectively. In case of such rejection, the decision together with reasons shall be

    communicated to the applicant.

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    Function of Central and State EAC

    Cont..

    The EAC and SEAC are responsible to scrutiny application and otherdocuments like the final EIA report, outcome of the public consultationsincluding public hearing proceedings, submitted by the applicant to theregulatory authority concerned for the grant of environmental clearance.

    The project proponent is also be invited for furnishing necessary clarificationsin person or through an authorized representative.

    The regulatory authority shall normally accept the recommendations of thecentral and state level expert appraisal committee concerned.

    In cases of disagreement with the recommendations of the EAC and SEAC, theregulatory authority shall request for reconsideration within forty-five days ofthe receipt of the recommendations of the EAC and SEAC.

    The decision of the regulatory authority after considering the views of the

    central and state level expert appraisal committee concerned shall be finaland conveyed to the applicant.

    State Level Environment Impact

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    State Level Environment Impact

    Assessment Authority (SEIAA)

    Environment Impact Assessment Authority (SEIAA) Its is compose ofthree members which includes member secretary, chairman and onemore person.

    Main function of SEIAA is to grant environmental clearance based on therecommendation of SEAC. Decision of the Authority on the basis ofconsensus.

    SEIAA is an independent body; members/chairman have fixed term, cannot be removed except for cause

    Three (3) member SEIAA to be notified by MOEF after every three years

    Chairman and other member shall be experts/professionals fulfilling theeligibility criteria given in Appendix VI.

    Chairman shall be an expert in EIA process.

    Member Secretary shall be a serving officer of the state governmentfamiliar with environmental laws.

    No funding from MoEF

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    Forms of impact assessment

    There are various forms of impact assessment such

    as health impact assessment (HIA) and social impact

    assessment (SIA) that are used to assess the health

    and social consequences of development so thatthey are taken into consideration along with the

    environmental assessment.

    One of the forms of impact assessment is strategic

    environment assessment, which is briefly discussedbelow:

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    Strategic EIA

    Strategic environment assessment (SEA) refers to

    systematic analysis of the environmental effects of:

    development policies, plans, programmes and other

    proposed strategic actions. This process extends the aims and principles of EIA

    upstream in the decision-making process, beyond

    the project level , major alternatives are still open.

    SEA represents a proactive approach to integrating

    environmental considerations into the higher levels

    of decision-making.

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    Difference in EIA and SEAEnvironment impact assessment Strategic environment assessment

    Takes place at end of decision-making cycle

    Reactive approach to development proposal

    Identifies specific impacts on the

    environmentConsiders limited number of feasible

    Alternatives

    Limited review of cumulative effects

    Emphasis on mitigating and minimizing

    impacts

    Narrow perspective, high level of detail

    Well-defined process, clear beginning and

    end

    Focuses on standard agenda, treats

    symptoms of environmental deterioration

    Takes place at earlier stages of decisionmaking cycle

    Pro-active approach to developmentproposals

    Identifies environmental implications, issues

    of sustainable developmentConsiders broad range of potential

    alternatives

    Early warning of cumulative effects

    Emphasis on meeting environmental

    objectives, maintaining natural systems

    Broad perspective, lower level of detail toprovide a vision and overall framework

    Multi-stage process, overlapping components,

    policy level is continuing, iterative

    Focuses on sustainability agenda, gets at

    sources of environmental deterioration

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    Different forms of impact assessment

    Macro Impact Assessment

    1. Environmental Impact

    Assessment

    2. Social Impact assessment

    3. Technology Impact Assessment

    4. Policy Impact Assessment

    Micro Impact Assessment

    1. Economic and Fiscal Impact

    assessment

    2. Demographic Impact

    assessment

    3. Health Impact assessment

    4. Ecology Impact assessment

    5. Risk Impact assessment

    6. Climate Impact assessment

    7. Development Impact

    assessment

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    Social Impact Assessment

    It can be defined as the processes of assessing or eliminating

    the social consequences in advance.

    The social consequences particularly in the context of

    appropriate national, state or provincial environmental policy

    legislation.

    Social impacts include all social and cultural consequences to

    human population of any public and private action.

    Cultural impacts involve change to norms, values, and beliefs

    of individuals that guide and rationalize their cognition of

    themselves and their society.

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    Social Impact Assessment

    Cont

    The SIA process provides direction in1. Understanding, managing and controlling change.

    2. The prediction of likely impacts from change strategies ordevelopment projects that are to be implemented

    3. The identification, development and implementation of

    mitigation strategies in order to minimise potential impacts.4. The development and implementation of monitoring programs to

    identify unanticipated social impacts that may develop as a resultof social change.

    5. The development and implementation of mitigation mechanisms

    to deal with unexpected impacts as they develop.6. The evaluation of social impacts caused by earlier developmentprojects, technological change, specific technology andgovernment policy.

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    Guidelines & Principles of SIA

    1. Public involvement: Develop and implement an effective publicinvolvement plan to involve all potentially affected publics.

    2. Identification of alternative: Described the proposed action orpolicy change and reasonable alternatives.

    3. Profile baseline conditions: This will include developing andunderstanding of the relationship between the social andbiophysical environment; historical background of the area;contemporary issues; political and social structures; culture;attitudes and social-psychological condition; as well as basicpopulation characteristics.

    4. Scoping: identify the full range of possible social impactsthrough a variety of means including discussion or interviewswith numbers of all potentially affected.

    5. Projection of estimated effects: Evaluate all possible impacts todetermine the probable impacts.

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    CHAPTER 3

    Screening

    Role of screening

    Current screening process in India

    What information is missing in screening forms?

    Case studies

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    Screening

    It is the first step of the environmental impact

    assessment, which helps to assess the

    environmental impacts of an industrial, or

    development project and decides whether anenvironmental impact assessment is required

    for the project or not.

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    Project concept and site selection

    Proposal of project

    Project A, Get clearance from

    MOEFProject B, Get clearance from

    state

    Submission of Form & relevant information to Expert

    Appraisal Committee (Both for project A&B)

    Screening

    (Applicable for B category project

    EIA not required

    (Called B2 project)

    EIA required

    (called B1 project)

    Scoping

    (For both A & B category project)

    Impact assessment

    Draft EIA followed by public consultation

    Submission to appraisal committee and decision

    Not approved

    Approved

    Post monitoring

    Fig:EIA processin India

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    What information is missing in screening

    forms?

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    CHAPTER 4

    Why scoping is important

    Role of scoping

    Regulatory provision for scoping in India Decision criteria to undertake rapid or

    comprehensive EIA

    Scoping guidelines for defining the Term ofreference for projects (TOR).

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    Why scoping is important?

    The scoping phase is the backbone of theenvironmental impact assessment process

    It involves trying to find answers to questions like

    1-what are the issues to be addressed,

    2- how to proceed,

    3- what extent of analysis is needed,

    4- what infrastructure is needed5- and what kind of people should be involved in the

    assessment.

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    Role of scoping

    Ideally, the role of scoping is to determine three key issues,

    namely,

    Justification of the project (both scenarios with and

    without the project, extent of benefit to the local

    communities due to the project)

    Site alternatives (assessment of different sites with

    respect to stress on biophysical environment and its

    cumulative effects)

    Design alternatives (type of technology, structural andnon-structural mitigation measures to reduce significant

    impacts).

    l i i f i

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    Regulatory provisions for scoping

    in India As per the new notification, the ToR for scoping would be

    decided by the expert appraisal committee at the central-level

    or the state-level expert appraisal committee based on

    information furnished in the application Form1/Form 1A,

    ToR prepared by the project proponent and a report of the sitevisit(if the appraisal committee deems a requirement of a site

    visit to the area).

    The expert committee has to convey the ToR for the EIA study

    to the project proponent within 60 days of the receipt of Form1. Otherwise, the ToR suggested by the applicant shall be

    deemed as the final ToR approved for the EIA studies.

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    Scoping guidelines for defining the Term of

    reference for projects (TOR).

    Issues to beconsidered

    Description Extent of investigation/best practice in scoping

    Site alternative The provision of site

    alternatives is never considered

    in the EIA process because site

    selection is driven by

    availability of raw materials andother economic factors. There

    are hardly any considerations of

    environmental and social

    impacts while locating a project.

    In order to locate a project, the

    siting guideline should be

    properly followed (see annexure

    1.2 for siting guidelines).

    Final decision on the site should be made

    based on the detailed investigation of

    environmental, social and economic issues

    related with each sites.

    Environmental issues: Type of landuse pattern, water potential and

    competitive users, pollution potential

    with respect to assimilation capacity of

    the area/medium, and proximity to

    sensitive areas.

    Social issues: Population density,

    impact on local resources, impact on

    public amenities and infrastructure,

    scenario with and without the project,

    proximity of human habitation.

    Cont

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    Annexure 1.2: Siting Guidelines

    The following guidelines should be taken into account while identifying a suitable

    site for setting up an industry.

    No forest land shall be converted for non forest activity for the siting of an

    industry [Ref: Forest(Conservation)Act, 1980]:

    No prime agricultural land shall be converted into an industrial site

    Within the acquired site the industry unit must be located at the lowestelevation to remain hidden from general vision:

    Land acquired shall be sufficiently large to provide space for appropriate

    treatment of waste water after maximizing possible reuse and recycling

    reclaimed (treated) wastewater shall be used to raise a green belt and to

    create a water body aesthetics recreation and if possible for aquaculture. The

    green belt shall be 1/2 km wide around the boundary limits of the industry.

    For an industry having an odour problem it shall be a kilometer wide:

    The green belt between two adjoining large scale industries shall be one

    kilometer.

    Si i G id li

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    Siting Guidelines

    Contd.. Enough space should be provided for storage of solid wastes,

    so that these would be available for possible reuse:

    Lay out and the from of the industry coming up in an area

    must conform to the landscape of the area without affecting

    the scenic features of that place:

    The associated township of the industry must be created at a

    place having physiographic barriers between the industry and

    the township:

    Each industry is required to maintain three ambient air qualitymeasuring stations within 120 degree angle between the

    stations:

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    Areas to be avoided

    Ministry of environment and forests, government of india has

    notified the following areas for prohibiting and restricting

    specified industrial activites in the country:

    Murud Jangira Disst. Maharashtra , (Notification,189)

    Doon Valley in uttar Pradesh. (Notification, 1989) Antop Hill in Bombay (Notification, 1980)

    Dahanu Taluka in Maharashtra (Notification, 1996)

    Namaligarh East of Kaziranga (Notification, 1996)

    Specified Areas of Aravali Range. (Notification, 1992)

    Matheran and surrounding region in the state of Maharashtra declared as theMatheran Eco-sensitive Zone (Notification Dt. 4th Feb 03)

    Coastal Regulation Zone (CRZ)-500 meters from the high tide line (HTL)

    towards the landward side. (Section 9 for details on CRZ Rules, 1991 &

    Amendments).

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    Guidelines for defining the Term of

    reference for projects (TOR). Contd..

    Issues to be

    considered

    Description Extent of investigation/best practice

    in scoping

    Technology The technology used for manufacturing has a huge impact

    on the environment.

    Therefore it should be selected after considering all

    possible alternatives.

    For instance in , most of the industries still use outdatedtechnologies when compared to global trends.

    In a country like India, where regulatory

    mechanism for industrial pollution is weak,

    the best way to reduce the industrial pollution

    is by allowing only state of art technology for

    instance in Chlor-alkali sector, the state of art

    technology is membrane cell technology andfor aluminium smelter state of art is pre-

    baked technologyImpact on sensitive

    locations (forests,

    wildlife sanctuaries,

    national parks,

    archaeological sites etc.)

    This impact is very high in case the project is located close to a sensitive area.

    In case of industrial, irrigation and mining projects, there are several examples of

    how the impacts on biodiversity were ignored for setting up a project. An excellent

    example is of the Himachal-based cement plant of Gujarat Ambuja Cements

    Limited (GACL). The production unit and the mines are located in extremely eco-

    sensitive areas there are 19 protected forest blocks in the region. The production

    unit is close to the Darlaghat Wildlife Sanctuary, the mines are close to the

    Majathal Sanctuary. However, for setting this plant, the Darlaghat sanctuary was

    denotified by the government.

    Similarly, the construction work of Durgawati water resource project continues on

    the forestland. Expert committee in their report mentioned that the state

    government had denotified 160 acres of forestland including 5.44 acres in the

    Kaimur Wildlife Sanctuary through a notification on November 5, 2004 for setting

    up this project.

    Preventive approach - Not to locate projects close to

    sensitive areas such as national park, wildlife and

    protected area buffer zones (Part of National Park and

    Wild Life habitats)In case of hydropower projects, Small hydropower

    project is one alternative solution to reduce magnitude

    of impact. In case of hydropower project EIA shouldfocus more to identify the impact on biodiversity,

    submergence, siltation, downstream ecology, social

    impacts and disaster management.

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    Issues to be considered

    Impact of change in land

    use patterns

    Cumulative load

    Impact on water resources

    Impact during pre-

    construction stage.

    Impact on biodiversity

    Impact on air by pointsource emissions

    Toxic emissions

    Impact of water pollution

    Sediment impact

    Impact of solid/hazardous

    wastes generation and

    handling

    Impact of noise

    Blasting

    Transportation issues

    Risk Assessment team and

    monitoring infrastructure

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    CHAPTER 5

    Introduction to data collection.

    What data to be collected and its significance such as

    Air environment

    Water environment

    Land environment

    Biodiversity

    How data should be collected, interpreted andpresented?

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    Data collection

    Data collection is done basically with two

    intentions:

    To get an idea of the existing social, environmental

    and economic scenario in and around theproposed plants location,

    To get an idea of possible implications of settingup the plant in the region

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    What data is needed?

    While data is required for all projects:

    Different projects require different kinds of data

    for an effective environmental assessment

    depending on their location and the nature of theiroperations.

    Industrial projects (manufacturing industries),

    mining projects,

    infrastructure projects,

    hydroelectric and irrigation projects

    thermal power plants

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    Infrastructure projects

    This includes highways/ airports/ bridges/

    pipelines/ ports/ railway networks

    In the case of pipelines, railway networks, roads and

    highways, the study area is usually taken as a 2 kmcorridor (1 km on each side) along the entire length of the

    project.

    In addition, the study area includes a 5-km radius area

    surrounding key areas in the network like large towns,cities etc.

    In the case of airports/ports, the study area is a 10-km

    radius

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    Location

    Topography (flat/hilly)

    Existence of other industries/development projects

    within the study area (Number of projects/distance of

    these projects from the proposed project)

    Details of population in the area distance of the

    nearest human habitation, villages in the study area

    and their population.

    In the case of selected key areas, data correspondingto a 1-km radius, 2-km radius and a 5-km radius

    should be collected

    Location

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    Location

    Contd... Existence of eco-sensitive areas in the study area and

    their distance from the proposed project

    wildlife sanctuaries

    national parks forests/wetlands and mangroves

    archaeological sites/sites of historical importance

    habitats for migratory birds

    estuary or sea lakes and reservoirs or dams)

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    Land use studies

    Existing land use patterns in the study area.

    Data from different sources such as from census

    records, local land records, agricultural census as well

    as Indian Remote Sensing satellite imagery should be

    collected and analysed.

    Existing land use patterns in the land for which

    Right of Use/ownership has to be acquired forsetting up the project

    Land use studies

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    Land use studies

    Contd... Data on land use should be collected under the

    following categories: Urban (this can be built-up land, notified industrial area or mixed

    land use)

    Forestland

    Agricultural land(with some indication of productivity

    information on whether single-cropped land/double-cropped

    land/triple cropped land should be collected)

    Fallow land

    Scrubs/grazing land

    Water bodies

    Wetlands (mangroves/salt plans/mudflats)

    Wasteland (this refers to rocky/marshy/salt affected/water

    logged/gullied land)

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    Soil

    Type of soil within the study area (composition/

    characteristics).

    Characteristics such as pH, nitrogen/ phosphorous/

    potassium/ calcium/ magnesium/ sodium, sodiumabsorption ratio (SAR), electrical conductivity,

    available water storage capacity, infiltration rate,

    porosity, texture, permeability, percentage of sand,

    silt and clay in the soil etc. should be collected Availability and characteristics of topsoil in the

    study area (depth of topsoil, composition)

    Soil

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    Soil

    Contd...

    Soil and slope stability reports on studies

    done in the area.

    This is particularly important in case of

    projects located in hilly and mountainous

    terrains, where risks of landslides can be high.

    It is also important in case of large-scale

    projects located in seismically active zones

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    Geology & Climate

    Geology Data on the seismic zone in which the project location

    falls and the maximum observed seismic intensity in

    the region

    Physiography and general geology of the area

    Climatology and meteorology Month-wise data on atmospheric pressure, temperature

    and relative humidity. Wind speed and wind direction dataat the project site. A wind rose diagram (providing month-

    wise or at least annual data) has to be constructed

    Hydrogeology and local water

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    Hydrogeology and local water

    regime Drainage patterns in the area details of

    rivers/tributaries/streams/aquifers draining the

    region in the study area

    Details of canal and river crossings Water consumption by the project

    Detailed water quality study in surface water

    bodies in the study area

    Detailed groundwater quality study

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    Quarrying and landfilling

    Data on the approximate quantity of material

    excavated during construction, for instance during

    dredging (along with information on the type of

    material that is excavated)

    (Note: This might be substantial for instance in

    the case of construction of tunnels etc.)

    Data on the approximate quantity of the material

    that might be used for landfilling (for instance silt

    from nearby areas) low-lying areas

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    Air

    Ambient air quality data on suspended

    particulate matter (SPM), respirable suspended

    particulate matter (RSPM), sulphur dioxide (SO2),

    and different oxides of nitrogen (NOX), dust fall,

    carbon monoxide and hydrocarbons

    Data should be calculated on a 24-hour basis

    number of vehicles passing/hour should be noted,

    along with information on the type of vehicle(heavy motor vehicles/light motor vehicles/two-

    three wheelers)

    Noise

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    Noise

    Information on the possible sources of

    noise from the proposed project noise

    levels, duration of noise

    Data on the ambient noise levels

    collected near residential areas,

    commercial areas and silent zones. 24-hour data is to be collected

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    Biodiversity

    Vegetation If there are forests in the study area, a detailed study of what

    kinds of forests exist (teak/sal/mixed etc.) has to be done.

    Usually, this data is available with the Forest Department.

    The following data is collected for each type of

    forest:

    Location/topography where the forests are located

    Percentage area of the total study area occupied by each

    forest type

    Type of soil

    Crown density of the forests

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    Fauna

    Detailed inventorisation of fauna found in the study area

    data on wildlife/ butterflies/ mammals/ birds/ reptiles/

    amphibians/ migratory birds and animals/ phytoplankton/

    zooplankton should be collected

    Presence of nesting/breeding grounds/ watering holes

    Classification of animals under various schedules of the

    Wildlife Act (1972)

    Physiochemical characteristics of all the local water bodies -

    temperature, light penetration, turbidity, pH, dissolved

    oxygen, phosphates, nitrates and sulphates

    Demography and socio-economic

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    Demography and socio-economic

    data Population

    Population density

    Number of villages, distance and direction from the

    proposed project Number of households

    Male/female population

    Ethnic profile: percentage of people belonging toscheduled castes, scheduled tribes and other

    vulnerable communities out of the total population

    Demography and socio-economic

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    Demography and socio-economic

    data Contd... Demographic profile of the people being displaced:

    percentage of displaced people belonging to

    scheduled castes, scheduled tribes and other

    vulnerable communities.

    Literacy rates, educational status, and educational

    infrastructure

    Data on employment: How many to be employed,

    what percentage from local communities, what kindof employment (daily wage/contract/permanent,

    proportion of workers/middle management/upper

    management)

    Demography and socio-economic

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    Demography and socio-economic

    data Contd... Occupation: Occupation should be collected on

    various categories like agricultural workers (agrarian

    labourers), cultivators, occupied in fisheries/

    livestock/ fishing and allied activities, mining and

    quarrying workers, manufacturing and processing in

    household industry, construction workers,

    manufacturing and processing in industry (other than

    household industry), trade and commerce workers,transport, storage communication workers, marginal

    labour, other service workers and non-workers. Also

    data on child employment.

    Demography and socio-economic

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    Demography and socio-economic

    data Contd... Infrastructure facilities: Details of schools, colleges,

    hospitals, private doctors, veterinary hospitals, roads,

    aanganwadis, electrification, source of drinking

    water, source of irrigation water, and sewage

    management in the region.

    Also, data on whether the project plans to improve

    these facilities. If so, how.

    Details of influx into the study area due to theproject: No of people entering, time period of influx

    (temporary/permanent), facilities available to deal

    with the influx

    Demography and socio-economic

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    Demography and socio-economic

    data Contd...

    Land holdings: Details of average size of land

    holdings, number of families owning land (if at

    all) within a particular bracket (landless, land

    less than 0.5 acres, between 0.5-1 acres,between 1-2 acres etc.)

    Income levels: Classification required (less

    than Rs 3,600/month per household, betweenRs 3,601-6,400 per household etc.)

    Demography and socio-economic

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    Demography and socio economic

    data Contd...

    Fuel requirement

    Health status: Details of common ailments in

    the local community and their month-wise

    frequency

    Details of the compensation/rehabilitation

    package being offered

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    How should data be collected?

    1. Method followed for data collection:

    I. There are well-established rules for collecting

    different kinds of data, and these rules should be

    followed in order to ensure reliability of thedata.

    II. For instance, in order to collect accurate data on

    water flow, measurements have to be taken at

    various points in the river.

    Data collection

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    Data collection

    Cont

    2. Time of data collection:I. The time period over which data collection takes place is

    very important, and often crucial in making decisions on

    possible environmental impact.

    II. For instance, unless water flow data is collected during

    the lean period, typically peak summer, the data loses

    relevance since it will not be able to give an accurate

    picture of water stress.

    III. To give another example, data on wind speeds should be

    collected throughout the day to get a good picture of the

    wind profile of the area.

    Data collection

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    Data collection

    Cont

    3. Place of data collection:I. The point where data is collected is important in many cases.

    II. For instance, in the case of industries which discharge vast

    quantities of wastewater in local water bodies, data on water

    flow and water quality has to be collected downstream of the

    proposed point of discharge if any decision on whether the

    existing assimilative capacity of the river is capable of

    handling the effluents has to be made.

    III. Similarly, stations for monitoring air should be located

    downwind with respect to the most prevalent wind direction

    to get a good picture of air quality.

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    Data related to air

    The important parameters of air quality are:

    suspended particulate matter (SPM)

    respirable suspended particulate matter (RSPM)

    sulphur dioxide (SO2)

    different oxides of nitrogen (NOX).

    Apart from these, some other parameters (like

    hydrocarbons, chlorine) might have to bemonitored, depending on the nature of the

    project.

    What are the common air

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    What are the common air

    pollutants that are measured?

    1. SPM:I. This refers to solid and liquid particles suspended in the

    air.

    II. The size of these particles can hugely vary from 200

    micron to as low as 0.01 micron.

    III. SPM can accumulate in the lungs and bronchi and cause

    breathing problems to those affected.

    IV. Particles suspended in the air scatter and absorb

    sunlight.

    V. They can produce a haze, reduce visibility and can also

    reduce the amount of solar energy reaching the earth.

    Common air pollutants.....measur..

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    Common air pollutants.....measur..

    Contd...2. RSPM:

    I. This refers to particulate matter less than 10 micrometers in size.

    II. These are more harmful than SPM emissions, since they can penetrate the

    lungs.

    3. SO2:I. This is a heavy, pungent and colourless gas.

    II. Industrial sources include burning of coal (particularly imported coal), pet coke and oil as

    well as other industrial processes like smelting and petroleum refining.

    III. These emissions can cause pulmonary damage.

    IV. They can injure the bronchial tubes leading to the lungs, as well as the delicate tissue of the

    lungs themselves.

    V. They can cause irritation to the eyes, nose and throat.

    VI. They can also damage leaves and stems of plants. SO2 emissions can also affect the pH

    balance of water.

    VII. These emissions form sulphuric acid with water. This acid attacks metal, concrete, granite

    and other structural materials.

    Common air pollutants.....measur..

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    Common air pollutants.....measur..

    Contd...

    4. NOX:I. These arereddish brown gases with a characteristic odour.

    II. Industrial sources of nitrogen oxides are generally combustion of fuels.

    III. Other sources are internal combustion engines as well as natural

    processes.IV. The various oxides of nitrogen can have an adverse impact on air quality

    as well as on human health.

    V. Nitrous oxide reduces the oxygen carrying capacity of blood, and can be

    fatal in high concentration.

    VI. Emissions of nitrogen oxides cause increased respiratory infections inchildren (mainly bronchitis).

    VII. Nitrogen dioxide and water combine to form nitric acid. In addition, the

    oxides of nitrogen combine with water on mucous membranes to form

    mild acid solutions.

    How is data on concentration of

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    How is data on concentration of

    air pollutants collected? Air pollutants are expressed in parts per million (ppm) or micrograms per

    cubic meter (g/m3).

    In order to convert concentration of air pollutants from ppm to g/m3, the

    following formula is used:

    1 ppm = 44.64 x M x 273 / (273 + T) x (P2 / P1), where

    M = Molecular weight of the pollutant

    T = Temperature of the gas in C

    P2 = Pressure of the gas

    P1 =Pressure of the gas at standard temperature (0C) and pressure (1 bar

    or 100 kilo Pascal) Molecular weight is calculated based on the atomic weights of the

    constituent gases. For example, molecular weight of CO2 is 44 (12 x 1 + 16

    x 2)

    Inversions, mixing heights and

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    Inversions, mixing heights and

    stable layers Understanding the concept of inversion, mixing heights and stability layers

    is very important in predicting the impact of air pollutants released by the

    project on ambient air quality.

    They play a key role in determining how dispersion of the pollutants will

    take place.

    This data also helps in deciding the optimum height of stacks such thatdispersion takes place effectively and without polluting regions near

    human habitation.

    In the atmosphere, temperature normally changes with height as

    expressed by the formula:

    dT/dZ = -(n-1)/nR,

    Where : T = Temperature

    Z = Height

    n = 1 for isothermal conditions, 1.4 for adiabatic conditions

    When n is greater than 1.4 (super

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    adiabatic condition),

    When n lies between 1 and 1.4 (sub

    adiabatic condition) it leads to

    instability.

    When n is lesser than 1, the

    atmospheric conditions are highly

    stable.

    In all such cases, the rate at which

    temperature changes with height is

    referred to as Environmental LapseRate (ELR)

    When the rate of change of

    temperature with height is positive

    (n

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    Radiation inversion Subsidence inversion Double inversion

    Mi i d h

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    Mixing depths

    The vertical extent to which the mixingtakes place varies diurnally, from season

    to season, and is also affected by

    topographical features.

    The greater the vertical extent, the larger

    the volume of atmosphere available for

    dispersion of the pollutants. The depth of the mixing layer is known as

    the Mean Mixing Depth. Atmospheric

    conditions influence the way thermal

    plumes behave.

    Behaviour of plumes under different

    conditions

    Case 1- Looping: This occurs when n > 1.4

    and atmospheric conditions are unstable

    Case 2Coning: This occurs when n isbetween 1 and 1.4 and atmospheric

    conditions are unstable

    Case 3Fanning: This occurs when n < 1,

    and inversion takes place

    Case 4Lofting: This occurs when the

    inversion layer lies below the stack height Case 5Fumigation: This occurs when

    the inversion layer lies above the stack

    height

    Case 6Trapping: This occurs when

    double inversion layers occur

    Case 7: Neutral: This occurs when n = 1,and atmospheric conditions are stable

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    Figure : Behaviour of plumes under different conditions

    M it i f t k i i

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    Monitoring of stack emissions

    The determination of concentration of various pollutants present inemissions from a stack consists essentially of sampling iso-kinetically.

    Iso-kinetic sampling means that the kinetic energy of the gas stream in the

    stack should be equal to the kinetic energy of the gas stream flowing

    through the sampler .

    NOTE:

    Samples must be collected without physical or chemical alteration and

    without altering the flow pattern or concentration of the pollutant.

    Samples must be obtained at a point of average gas density and average

    pollutant concentration. Therefore, selection of suitable locations for

    sampling is very important.

    St k M it i P d

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    Stack Monitoring Procedure

    The sampling port is to be located at 8 diameters from the inlet of the stack(or from any bends, expansions or flow disturbances) and 2 diameters from

    the exit of the stack.

    It should be of 7-10 cm in size and a strong platform should be constructed

    about 1 m below the sampling ports.

    The stack monitoring equipment (thermocouple for measuringtemperature, pitot tube for measuring pressure, dry gas meter for

    measuring the total gas flow, collection filter for filtering the gases, vacuum

    pump for drawing gas etc.) will be shifted to the platform.

    Insert the thermocouple into the stack and record the temperature of the

    gas.

    Insert the pitot tube upside down and record the static pressure of the gas

    (PU = BA + PS, where PU is the absolute stack pressure in mm Hg, BA is the

    barometric pressure in mm Hg and PS is the static pressure in the stack in

    mm Hg)

    Stack Monitoring Procedure

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    g

    Cont...

    The inner diameter of the stack is recorded and points are marked (seeannexure: Guidelines for locating sampling points).

    The velocity at each of these points is calculated using the formula given

    below, and then the average velocity is calculated.

    VS = 33.5 x 0.96 x [(TS x H) / (M x PU)]0.5,

    where TS = Stack gas temperature inC,

    H is the pressure difference measured with the pitot tube in mm of water,

    M is the molecular weight of the stack gas measured with the help of Orsat

    apparatus, and

    PU is the absolute stack pressure

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    Guidelines for ambient air quality

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    q y

    monitoring Air pollution should be monitored during the winter months.

    The minimum number of sampling stations should be six.

    While selecting stations, various factors like population

    density, concentration of industries, and intensity of traffic

    should be taken into account.

    Monitoring stations should be located downwind of the most

    prevalent wind direction

    The stations should not be located near buildings

    Samples are generally taken for a period of 24-hours

    R t ti f d t

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    Representation of data

    When many samples are taken (say over a period ofa month), ambient air quality is typically represented

    by the following figures:

    Maximum value: This is the maximum emission value

    recorded

    Minimum value: This is the minimum emission value

    recorded

    Average value: This is the average emission value recorded

    98 percentile: This is a value such that at most 2 per cent of

    the observations are higher than this value.

    M t l i l D t

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    Meteorological Data

    Climatology Data Indian Bureau of Mines (IBM) and the Indian Meteorological Department (IMD)

    Rainfall:

    Rainfall (in mm) = Volume of rainfall collected (in mm3) / (Area of the aperture

    of the gauge in mm2)

    Index of wetness = Actual rainfall in a given year at a given place / Normalannual rainfall of that place

    Arithmetical mean method: P = (P1 + P2 + P3+ . Pn)/ n

    Thiessens mean method: P = (A1P1 + A2P2 + A3P3+ . An Pn)/ A

    Isohyetal method: P = (A1P1 + A2P2 + A3P3+ . An Pn)/ (A1 + A2 + A3+ .An)

    Data related to noise

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    Data related to noise

    Noise survey should be done in the study areacovering the following three zones, and data

    should be collected for 24 hours at each

    location: Residential zones

    Commercial zones

    Silent zones

    Noise pollution parameters

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    Noise pollution parameters

    L10 = Noise level exceeded 10 per cent of the time

    L50 = Noise level exceeded 50 per cent of the time

    L90 = Noise level exceeded 90 per cent of the time

    Leq (Lequivalent) = This is the equivalent continuous sound level

    during the period of measurement. It is calculated as follows:

    Leq = L50 + [(L10 L90)2/60)]

    Lday = Leq measured over a period of time during 6 am to 9 pm

    Lnight

    = Leq

    measured over a period of time during 9 pm to 6

    am

    Day-Night Sound Level (Ldn) = 10 log {1/24 [15 (10Lday/10) + 9

    (10(Lnight + 10)/10)]}

    Data related to water

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    Data related to water

    Surface water (rivers, lakes, streams and ponds) Eg. river, first the width of the river is measured.

    This width is divided into convenient equal portions (thus

    dividing the river into various channels), say divisions of 10 m

    width each (with the width of the last channel depending on

    the width of the river).

    Flow is calculated at each of these channels

    The velocity of the water at each channel is also measured with

    the help of a rotometer.

    The formula for calculating flow is as follows:

    Q (in m3/sec) = Depth of the channel (in m) x Width of the channel

    (in m) x Velocity of the channel (m/sec)

    Groundwater

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    Groundwater

    Porosity = Total volume of voids in the aggregate(Vs)/Total volume of the aggregate (V) x 100

    Type of rock formation Porosity

    Granite, Quartzite 1.5%

    Slate, Shale 4%

    Limestone 5-10%

    Sandstone 10-15%

    Sand and Gravel 20-30%

    Only Gravel 25%

    Only Sand 35%

    Clay and Soil 45%

    Permeability: This is defined as the ability of a rock to

    l h h i i d i f

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    let water pass though it. It is measured in terms of

    coefficient of permeability.

    Type of rock formation Average value of

    permeability coefficient in

    cm/sec

    Granite, Quartzite 0.6 x 10 -5

    Slate, Shale 4 x 10 -5

    Limestone 4 x 10 -5

    Sandstone 0.004

    Sand and Gravel 0.4

    Only Gravel 4.0Only Sand 0.04

    Clay and Soil 0.04 x 10 -5

    Velocity of groundwater

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    Velocity of groundwater

    Slichters formula: Groundwater velocity va (inm/day) is given by:

    va= KID102/

    where K is a constant (approximately 400)

    I is the slope of the hydraulic gradient line

    D10 is the effective size of the particles in the

    aquifer in mm and is the viscosity of water depending on the

    temperature

    Velocity of groundwater

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    Velocity of groundwater

    Hazens formula: Groundwater velocity va (in m/day)is given by:

    va= KID102/60 x (1.8T + 42)

    where K (approximately 1,000) is a constant I andD10 is same as and

    T is the temperature of water in degrees celsius

    Measuring of groundwater yields (Q in m3/sec):

    Q = x va x Area of the aquifer in m2

    where is the porosity of the soil medium

    Data related to Biodiversity

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    Data related to Biodiversity

    The main purpose of ecological studies is thefollowing:

    To assess the nature and distribution of vegetation

    in and around the project site To assess the distribution of animal life spectra

    To understand the productivity of water bodies

    To assess the biodiversity and to understand theresource potential of the region

    To ascertain migratory routes of flora and fauna

    and possibility of breeding grounds

    Raunkiaers classification of the

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    life form spectrum

    Data collected on flora should be categorisedinto the following groups

    Phanerophytes: Shrubs and trees

    Therophytes:Annuals including ferns Hydrophytes: Water plants except phytoplankton

    Hemicryptophytes: Plants with perennial shoots

    and buds close to the surface Geophytes: Plants, with penetrating parts buried

    deep in the substratum

    To assess biodiversity in flora, the following data

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    collection methods can be used:

    Belt transect studies: This is done to determine thedistribution pattern of the dominant species in the region.

    Girth, height and canopy of the dominant species with 25

    m on each side of every nodal point are measured and

    tabulated. Plot quadrate method: This technique is used only when a

    part of a large area is sampled.

    Relative Basal Area: Basal area is a term commonly used for

    woody trees it refers to the cross-sectional area of all treesof a certain species.

    Bt = (D12

    + D22 + D3

    2+ .. Dn2

    )/4/10 cm2/hectare

    To assess biodiversity in flora

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    To assess biodiversity in flora

    Relative Density: Density is the number ofspecies in a specified area.

    Suppose there are n teak trees in a 10-hectare

    quadrant, the density for teak trees (Dt) would be n/10.

    Suppose there are N tree species in the quadrant,

    with densities of D2, D3..DN respectively, the

    relative density of teak trees (Drt) would be:

    Drt = Dt/(Dt + D2 + D3+ .DN) x 100

    Data related to Biodiversity

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    Data related to Biodiversity

    Apart from classifying the species under theabove-mentioned categories, for each listed

    species, information on its economic importance

    should be collected. For instance, classification under categories like

    fruit, fruit vegetables, leafy vegetables, cereals,

    millets, pulses, timber, fodder and forage, fuel,

    medicinal plants, ethnobiological use, flowers,poisonous plants, sacred plants, oil seeds, aquatic

    weed, terrestrial weed, silk, fibre, tanning etc. can

    be done.

    Fauna

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    Fauna