Caffeine Metabolism, Genetics, And Perinatal Outcomes- A Review of Exposure Assessment Considerations During Pregnancy

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    Caffeine Metabolism, Genetics, and Perinatal Outcomes: A Review of

    Exposure Assessment Considerations during Pregnancy

    LAURA M. GROSSO, PHD, AND MICHAEL B. BRACKEN, PHD

    PURPOSE: To review the methodologic issues complicating caffeine exposure assessment duringpregnancy; to discuss maternal and fetal caffeine metabolism, including genetic polymorphisms affectingcaffeine metabolism; and to discuss the endogenous and exogenous risk factors known to influence caffeinemetabolism.METHODS: A review of the relevant literature.RESULTS: There is wide inter-individual variation in caffeine metabolism, primarily due to variations inCYP1A2 enzyme activity. Some variability in CYP1A2 activity is due to genetic polymorphisms in theCYP1A2 gene which can cause increased or decreased inducibility of the enzyme. Considerable evidenceexists that maternal caffeine metabolism is influenced by a variety of endogenous and exogenous factors and

    studying the genetic polymorphisms may improve understanding of the potential effects of caffeine and itsmetabolites on perinatal outcomes. There is substantial evidence that measurement of maternal, fetal, andneonatal caffeine metabolites may allow for a more precise measure of fetal caffeine exposure.CONCLUSIONS: Research on the genetic polymorphisms affecting caffeine metabolism may furtherexplain the potential effects of caffeine and its metabolites on perinatal outcomes.Ann Epidemiol 2005;15:460466. 2005 Elsevier Inc. All rights reserved.

    KEY WORDS: Caffeine, Cytochrome P450 1A2, CYP1A2, Genetic Polymorphisms, Pregnancy,Reproduction, Fetal Growth Retardation, Gestational Age, Spontaneous Abortion.

    INTRODUCTION

    Maternal caffeine consumption during pregnancy has been

    studied for many years but convincing evidence for an asso-ciation with poor perinatal outcomes remains elusive. Caf-feine is an exposure of major public health interest because itis one of the most widely consumed drugs. Coffee makes upthe largest percentage of total caffeine intake (75%), fol-lowed by tea (15%), and caffeinated sodas (10%) (1). In theUnited States, per capita consumption of coffee is nearly3.5 kg of coffee per year, or more than 150 mg/day, andmore than 75% of pregnant women consume caffeinatedbeverages (2, 3).

    Epidemiologic studies of caffeine and reproductive out-comes have produced conflicting results. Some epidemio-

    logical studies have linked relatively high antenatal caffeineconsumption (typicallyO 300 mg/day) to poor reproduc-tive outcomes, including subfecundity (48); fetal growth

    retardation (2, 912); and spontaneous abortion (1318).One study among smoking women who consumedO 400mg caffeine per day noted a significant reduction in birth-

    weight (19) and a more recent study reported a small,detrimental effect on birthweight, although it is only likelyto be of clinical importance in women consuming largequantities of caffeine (20). Other studies suggest that ante-natal caffeine consumption is not a reproductive hazard(2125).

    These equivocal findings are likely due to inconsistentdefinition and categorization of caffeine exposure amongstudies, selection and recall biases, and to varying studydesigns. The major limitations of the extant studies include:lack of control for confounding variables (4, 12), bias due tomisclassification of caffeine exposure (4, 9, 21), and im-

    precise/inadequate measurement of caffeine intake (4, 21).Some studies were retrospective and the exposure informa-tion was collected long after the exposure occurred (9, 10,21). Three prospective cohort studies that found an increasein risk for intrauterine growth retardation (IUGR) withthird trimester caffeine consumption suffer from additionalmethodological problems including lack of a completelyunexposed referent group (4, 19) and residual confoundingdue to inadequate control for the effects of smoking (12).Two retrospective cohort studies, one finding no effect (21)and the other finding an effect in women consuming coffee(26), inadequately assessed caffeine intake. Linn et al. (21)

    From the Yale Center for Perinatal, Pediatric, and EnvironmentalEpidemiology, Yale University School of Medicine, Department ofEpidemiology and Public Health, New Haven, CT.

    Address correspondence to: Dr. Laura M. Grosso, Yale Center forPerinatal, Pediatric, and Environmental Epidemiology, Yale UniversitySchool of Medicine, Department of Epidemiology and Public Health, OneChurch Street, 6th Floor, New Haven, CT 06510. Tel.: (203) 764-9375;Fax: (203) 764-9378. E-mail: [email protected]

    Received April 19, 2004; accepted December 15, 2004.

    2005 Elsevier Inc. All rights reserved. 1047-2797/05/$see front matter360 Park Avenue South, New York, NY 10010 doi:10.1016/j.annepidem.2004.12.011

    mailto:[email protected]:[email protected]
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    assessed caffeine consumption in the first trimester only andthe caffeine content per cup of coffee was not estimated andMcDonald et al. (26) only assessed coffee consumption.

    Studies investigating the association between maternalcaffeine consumption and spontaneous abortion are alsofraught with methodological complexity. A comprehensivereview of this literature was conducted by Signorello et al.(27). Cross-sectional and case-control studies suffer from

    a variety of methodologic issues including recall bias; in-accurate recall of caffeine exposure due to exposure assess-ment several years later; confounding due to cigarette andalcohol consumption (18, 28); and selection bias (27).Confounding due to pregnancy symptoms is anotherimportant issue complicating the relation between caffeineconsumption and spontaneous abortion. Nausea may in-fluence the amount of caffeine consumed in early pregnancyand it is also related to fetal viability. Women with non-viable pregnancies may have little or no nausea and there-fore do not decrease their caffeine intake, falsely suggestingthat their higher caffeine intake is related to the spon-

    taneous abortion (29).Change in caffeine consumption over pregnancy isanother important factor complicating exposure assessment.Women frequently have an aversion to caffeinated bev-erages in the first trimester of pregnancy and thereforedecrease caffeine intake. They may also decrease caffeineintake upon confirmation of the pregnancy (30, 31). It istherefore crucial that caffeine exposure be assessed atmultiple time periods throughout pregnancy.

    Measurement Heterogeneity of Caffeine Exposure

    There is a considerable amount of heterogeneity in caffeine

    exposure because caffeine content of caffeinated beveragesvaries widely and there are large differences in caffeinecontent per serving of coffee, tea, and soft drinks (7, 19, 32).Methodological issues related to retrospective ascertain-ment of exposure include inaccurate recall by the subjectdue to unawareness and/or forgetfulness of consumption andbiased recall. Caffeine content of caffeinated beveragesvaries considerably, depending on brewing method, servingsize, and portion of serving consumed. Estimates of caffeinecontent per serving for coffee, tea, and soft drinks range from

    92 to 120 mg/serving, 34 to 65mg/serving, and 34to 47 mg/serving, respectively, and current ranges for soft drinks maybe considerably higher (7, 19, 32).

    The caffeine content of coffee is quite variable anddepends on brand, whether it is a blend or a pure variety(33), quantity brewed, brewing method, and type of coffee

    bean. Caffeine extraction efficiency varies from 75% to100%, depending on whether coffee is boiled, filtered,percolated, or prepared as espresso (34). Serving sizes rangefrom 5 to 32 ounces and the caffeine content per cup isreported to range as much as 19 to 160 mg depending onbrewing method and cup size (34). Considerable variation incaffeine content was found, even when the same studyparticipant brewed coffee or tea under the same conditionson the same day (35).

    Variation in caffeine consumption categorization alsocontributes to exposure misclassification and decreasedcomparability among studies. Categorization for the lowest

    levels of consumption (often used as the referent category)varies from no intake (21) to< 400 mg/day (32) and for thehighest categories of consumption fromO 300 mg/day (19)toO 800 mg/day (32). If caffeine consumption of approx-imately 300 mg/day or more is associated with poor perinataloutcomes, grouping such exposed individuals with the lesserexposed or unexposed would dilute any effect of caffeineexposure.

    In most studies of caffeine consumption and perinataloutcomes, self-reported caffeine exposure is calculated usinga standard measure of caffeine per unit exposure that hasbeen obtained by laboratory analyses. In a recent study,samples of caffeinated and decaffeinated coffee and tea were

    collected from the study participants and analyzed for actualcaffeine content (35). It was observed that for all cup sizes,the actual amounts of caffeine in both coffee and tea weremuch lower than the amounts predicted using widely usedlaboratory estimates. For example, a 10 oz. cup of dripbrewed coffee is estimated to contain 300 mg caffeine,according to Bunker and McWilliams (36), but Brackenet al. (35), found that a 10 oz. drip brewed cup of coffeetypically contained 100 mg caffeine. Similarly, a 10 oz. cupof tea brewed for more than 3 minutes was found to contain42 mg caffeine compared with the predicted 94 mg (35).

    Use of Caffeine Biomarkers

    Even among well designed studies with valid exposureassessment, nearly all of them relied on self-reportedcaffeine consumption to estimate exposure. This does notprovide an accurate measure of maternal or fetal dosebecause it does not necessarily indicate how much caffeineor caffeine metabolites enter maternal or fetal circulation. Avariety of endogenous and exogenous risk factors are knownto influence caffeine metabolism and it is possible that

    Selected Abbreviations and Acronyms

    AAMU Z 5-acetyl-6-amino-3-methyluracilAFMU Z 5-acetylamino-6-formylamino-3-methyluracilCYP1A2 Z cytochrome P450 1A2CYP450 Z cytochrome P450

    NAT2 Z N-acetyltransferase 2SNP Z single nucleotide polymorphismXO Z xanthine oxidase

    Note: Throughout the manuscript, when the abbreviation is in italics itrefers to the gene, otherwise it refers to the gene product.

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    caffeine metabolites, rather than caffeine itself, are re-sponsible for deleterious reproductive and perinatal effects.Serum and urinary biomarkers, used in conjunction withself-reported caffeine intake, may provide a more accurateand direct measure of maternal and fetal dose thaninformation obtained solely via questionnaire (37).

    There are potential disadvantages in using a caffeinebiomarker. Timing of sample collection, relative to reportedintake, can greatly affect biomarker accuracy. For example,if a pregnant woman consumes all of her daily caffeine in themorning, but after urine or serum sample collection, thesample would substantially under-represent her caffeine in-take since most of the previous days caffeine would bemetabolized. A more appropriate time for sampling thisconsumption pattern is mid-to-late afternoon, since caffeinehalf-life, at this point in pregnancy, is approximately 10hours (38).

    Cigarette smoking can affect accuracy of the biomarker

    by accelerating caffeine metabolism (3840), resulting indecreased urinary caffeine and underestimation of caffeineconsumption. Similarly, concurrent drug use affecting caf-feine metabolism will alter how much caffeine is excretedin urine.

    One study investigating the relation between maternalthird-trimester serum paraxanthine, the primary metaboliteof caffeine and fetal growth, found that maternal serumparaxanthine was only associated with growth retardationamong smokers (41). These samples had been stored for 30years and it is possible that some of the paraxanthine de-graded. This would result in a differential misclassificationbias because smoking and non-smoking women exposed to

    moderate levels of caffeine may have been subsequentlycategorized into the lowest paraxanthine level used as areferent category, biasing any association toward unity (42,43).

    Caffeine Metabolism in Humans

    Caffeine is absorbed rapidly and completely from thegastrointestinal tract. Peak plasma concentrations arereached within 15 (33) to 60 (44) minutes after intake,but can take as long as 120 minutes after ingestion (33).Delayed gastric emptying is thought to account for this

    variation in peak concentration (33). First pass metabolismoccurs as oral agents are absorbed through the smallintestine into the portal circulation where initial metabo-lism by CYP450 isoenzymes occurs in the bowel wall andliver before entering the systemic circulation. Since there isa minimal first-pass effect for caffeine (33), once it isabsorbed it readily enters all body tissues and freely crossesthe blood-brain, placental, and blood-testicular barriers(33, 45). Caffeine and its primary metabolites, para-xanthine, theobromine, and theophylline, are detectable

    in all body fluids and in umbilical cord blood (33, 46).Caffeine is eliminated from the body overnight, but someprimary metabolites (theophylline and theobromine) havelonger half-lives (47).

    In humans, the half-life of caffeine ranges from 2 to 4.5hours (45, 48), but can be as long as 12 hours (47). Caffeine

    is metabolized in the liver by the hepatic microsomalenzyme systems to dimethylxanthines. The main enzymeinvolved in caffeine metabolism is cytochrome P450 1A2(CYP1A2), accounting for about 95% of caffeine clearance.The rate of caffeine metabolism is controlled by CYP1A2and to a lesser extent by xanthine oxidase (XO) and N-acetyltransferase 2 (NAT2) (49). Only 0.5% to 2% ofingested caffeine is excreted as such in the urine due to 98%tubular reabsorption (33) and paraxanthine accounts for72% to 80% of caffeine metabolism (33, 50).

    Paraxanthine, the primary metabolite of caffeine, hasa molecular structure and half-life similar to caffeine (51)

    and is easily measured in urine and serum. Approximately60% of orally administered paraxanthine is excretedunchanged (52). The rate of paraxanthine degradationapproximates its rate of formation and serum levels are morereliable and less variable throughout the day compared withcaffeine (53), although they reflect only recent intake (16).Plasma paraxanthine concentrations decrease less rapidlythan caffeine, even after accounting for inter-individualdifferences in metabolism, and paraxanthine concentrationsbecome higher than caffeine within 8 to 10 hours ofingestion (33). Paraxanthine is further metabolized viatwo parallel but independent reactions (40). One produces8-hydroxyparaxanthine and the other reaction is the

    7-demethylation of paraxanthine which leads to threemetabolites: 1-methylxanthine, 1-methylurate, and 5-ace-tylamino-6-formylamino-3-methyluracil (AFMU) (40).AFMU accounts for 67% of paraxanthine metabolism (33).AFMU is converted to 5-acetyl-6-amino-3-methyluracil(AAMU) which can be easily and reliably measured in urine(40). These paraxanthine metabolites appear in the urinealmost as fast as they are formed due to active renal tubularsecretion (40).

    Theobromine comprises the largest percentage of thebiologically active caffeine metabolites (54). It is rapidlyabsorbed and approximately 50% is excreted in urine within

    8to12hours (55). Its pharmacologic effects include diuresis,stimulation of the cardiovascular system, relaxation ofsmooth muscle, and increased glandular secretion (56).Metabolic clearance of theobromine is mediated primarilyby the CYP1A2 enzyme which is estimated to account for86% of its demethylation, and to a lesser degree by CYP2E1(57). The half-life ranges from 7.2 (58) to 11.5 (55) hoursand plasma and renal clearance is reported as 46% and 67%,respectively (59). Plasma clearance is reported to be 33%higher in smokers than in nonsmokers (60).

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    Theophylline is structurally similar to caffeine, lackingonly one additional N-methyl group. Its pharmacologicalproperties are very similar as well, but theophylline incursstronger toxicological effects than caffeine and theobro-mine. The half-life is longer than that of caffeine (3-9 hours)but is quite variable (61). Theophylline is cleared from the

    body via renal and metabolic clearance. Metabolic clear-ance is mediated primarily by CYP1A2 with N-demethyla-tion to monomethylxanthines and 8-hydroxylation to1,3-dimethyl-uric acid. The urinary excretion rate is highlydependent on urinary flow and dose. Higher plasmaconcentrations of theophylline result in decreased metabol-ic clearance and increased renal clearance. Like caffeine,there is considerable inter-individual variation in theoph-ylline clearance, metabolism, and elimination (61). Severalexogenous factors influence metabolic and excretion ratesincluding cigarette smoking, viral infections, liver and heartdiseases, pregnancy, foods, and concomitant drug use.

    Smoking increases clearance and drugs including cimeti-dine, ranitidine, erythromycin, rifamycin, and troleando-mycin slow metabolism. Pregnancy decreases clearance andexcretion and therefore theophylline (like caffeine) canaccumulate in the body (61). Fetuses and newborns lack theenzymes necessary to metabolize theophylline, so elimina-tion is almost entirely dependent on renal excretion.

    Factors Affecting Caffeine Metabolism

    Two of the most important endogenous and exogenousfactors influencing caffeine metabolism are pregnancy andcigarette smoking, respectively. Pregnancy slows caffeine

    metabolism while cigarette smoking accelerates it (39, 40,62). During pregnancy, caffeine half-life remains the sameduring the first trimester but increases to 10 hours at 17weeks gestation (38). By the end of pregnancy the half-lifein non-smokers varies from 11.5 (63) to 18 (38) hours,leading to an accumulation of caffeine in the body. Thisgestational increase in caffeine half-life is likely related toa reduction in NAT2 enzyme activity in early pregnancy,and reduction in CYP1A2 activity throughout pregnancy(64). One study noted a 35%, 50%, and 52% reduction inCYP1A2 activity in early, middle, and late pregnancy,respectively, compared with 4 to 6 weeks after delivery (64).

    Cook et al. (65) noted that serum caffeine concentrationsrosefrom a meanof 2.35mg/ml in early pregnancy to 4.12mg/ml by the third trimester, despite little change in reportedconsumption.

    Cigarette smoking is an important exogenous factorinfluencing caffeine metabolism, nearly doubling themetabolism rate (38). Cigarette smoke contains polycyclicaromatic hydrocarbons known to increase liver enzymeactivity, thereby increasing caffeine metabolism (39, 40).Smoking may accelerate the first and second demethylation

    steps of caffeine metabolism, via induction of hepaticmicrosomal oxidative enzymes (66). Smokers have beenobserved to have lower serum caffeine concentrations thannon-smokers within each category of reported consumption(65).

    Other exogenous factors that slow caffeine metabolism

    are liver disorders (33), oral contraceptive use (67, 68), andluteal phase of the menstrual cycle (69). Several drugs,including fluvoxamine (a serotonin reuptake inhibitor),mexiletine (an antiarrhythmic), clozapine (an antipsychot-ic), furafylline and theophylline (bronchodilators), andenoxacin (a quinolone) may slow caffeine metabolism (70).Consumption of apiaceous (Apiaceae or Umbelliferae)vegetables including dill weed, celery, parsley, parsnips andcarrots, has been shown to reduce CYP1A2 activity,subsequently slowing caffeine metabolism. Consumption ofbrassica (Cruciferae) vegetables, particularly radish sprouts,broccoli, cauliflower, and cabbage, accelerates CYP1A2

    activity, thereby accelerating caffeine metabolism (71).

    Genetic Variations Affecting Caffeine Metabolism

    There is wide inter-individual variation in caffeine metab-olism, primarily due to variations in CYP1A2 enzymeactivity (7274) and there is recent interest in identifyingpolymorphisms which influence caffeine metabolism. Somevariability in CYP1A2 activity is due to genetic poly-morphisms in the CYP1A2 gene which can cause increasedor decreased inducibility of the enzyme. Urinary caffeinemetabolite ratios have been used extensively to phenotyp-ically assess acetylator status (72, 7578), but recently,

    polymerase chain reaction (PCR) has been used to de-termine allelic variants ofCYP1A2, specifically whether anindividual is a slow (mutated allele) or fast (wild type)acetylator. To date, several recently discovered singlenucleotide polymorphisms (SNPs) may help explain someof the inter-individual variation in caffeine metabolism (73,74, 79). One SNP, CYP1A2 3858G/A (CYP1A2*1C) hasbeen observed to cause a significant decrease in CYP1A2inducibility in Japanese smokers (73). This SNP is rare inCaucasians. A common polymorphism in Caucasians,CYP1A2 164C/A (CYP1A2*1F) influences caffeinemetabolism, and is associated with increased inducibility

    in smokers homozygous for the A allele (80). CYP1A21545T/C (CYP1A2*1B) is associated with three othermutationsd740T/G (CYP1A2*1G), 951A/C (CY-P1A2*1H), and 1042G/A (CYP1A2*3)dthat are alsofrequent in Caucasians. The frequency of this SNP is 35.0%(81) and 38.2% (82) in French and British populations,respectively, however the effects of this polymorphism onCYP1A2 activity remain unclear.

    Further investigation of the effects of these maternalpolymorphisms on CYP1A2 enzyme activity (and

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    subsequently caffeine metabolism) is needed to predict fetalcaffeine exposure and more fully understand any effects ofmaternal caffeine consumption on perinatal outcomes.

    Placental/Fetal MetabolismCaffeine readily crosses the placenta into the fetus andamniotic fluid and maternal serum concentrations arebelieved to be reliable indicators of fetal serum concentra-tion (83, 84). This equilibration occurs as early as week 7 ofgestation (83). Since neither fetus nor placenta canmetabolize caffeine, the fetus is exposed to caffeine and itsmetabolites for a prolonged period of intra-uterine life. Thehuman placenta cannot metabolize caffeine because itcontains only CYP1A1, not CYP1A2 (72). The fetus alsolacks liver enzymes necessary to metabolize caffeine, whichare not present until about the eighth month of age (23).

    As a result of hepatic immaturity, the neonate hascompensatory pathways including renal elimination forcaffeine and theophylline (85). Since renal elimination isnot as efficient as CYP1A2 mediated clearance, overall fetalmetabolism is much less compared with adults. In neonates,80% to 90% of caffeine is excreted in urine, compared withless than 2% in adults (85). Excretion of theophylline is lesscomplete; nearly 50% is eliminated unchanged in neonates,compared with 10% in adults (85).

    Caffeine concentrations in umbilical cord blood arehigher than expected based on maternal caffeine consump-tion (46). Other evidence suggests that transplacentallyacquired theophylline, an active alkaloid from tea, may

    further increase fetal and early neonatal caffeine load.Human fetal liver can methylate theophylline to caffeine asearly as the 12th week of gestation (86). This reversebiotransformation of theophylline into caffeine was firstreported in preterm infants treated with theophylline forapnea (33). Back-methylation, where a methyl group isadded to theophylline, accounts for approximately 5% to10% of the overall urinary excretion of caffeine in neonates(85).

    Cazeneuve et al. (87) noted that formation of dimethyl-xanthines was significantly less in fetuses, neonates, andinfants than in adults. In neonates and infants, production of

    total dimethylxanthine, paraxanthine, and theophyllineincreased significantly with postnatal age. The half-life ofcaffeine in the newborn is estimated to range from 50 to 103hours, compared with 6 hours in the non-smoking adult (33,86). Caffeine half-life decreases to 14 hours and 3 hours in3 to 5 months and 5 to 6 months, respectively (33). Urinarycaffeine and theophylline from newborn urine mayaccurately estimate fetal exposure to caffeine during thelast month of pregnancy, since caffeine and theophyllineelimination in the newborn is so immature.

    One effect of caffeine ingestion is to increase release ofcatecholamines, particularly epinephrine, into the maternalcirculation (84). The direct effects of caffeine on fetalcirculation remain unknown but Kirkinen et al. (84)documented a decrease in intervillous placental blood flowafter maternal caffeine ingestion of just 200 mg. Caffeine

    also inhibits phosphodiesterase, an enzyme responsible forthe breakdown of cyclic AMP (88). An increase in cyclicAMP may interfere with cell division, or cause catechol-amine-mediated uterine vasoconstriction (89). If uterineblood flow is inadequate, extraction of oxygen and nutrientsincrease until a critical point during pregnancy at whichreductions in blood flow can profoundly affect fetaloxygenation and nutrition (90). The exact mechanisms bywhich caffeine may impair fetal growth remain unknownbutthe literature suggests that impairment of uteroplacentalblood flow,fetoplacental blood flow, or villous blood flow canlead to IUGR (88, 90). In a study of very low birth weight,

    preterm infants with apnea who were given caffeine therapy,neonatal oxygen consumption increased and there wasa reduction in weight gain (91). Caffeine exposure duringthe third trimester may have a similar effect on fetal growth.

    In summary, there is substantial evidence that measure-ment of maternal, fetal, and neonatal caffeine metabolitesmay allow for a more precise measure of fetal caffeineexposure. There is preliminary evidence that the metabolitesof caffeine may play an important role in the associationswith perinatal outcomes and there is also considerableevidence that maternal caffeine metabolism is influenced bya variety of endogenous and exogenous factors. Studying thegenetic polymorphisms influencing metabolism, in particu-

    lar, mayimprove our understandingof thepotentialeffects ofcaffeine and its metabolites on perinatal outcomes.

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