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Bureaucratic Authoritarianism and Brazil: A Dissenting Note 9 BUREAUCRATIC AUTHORITARIANISM AND BRAZIL: A DISSENTING NOTE PAUL CAMMACK In Latin America a number of military regimes committed to demobilising mass move- ments and extinguishing the traces of populist or reformist governments have emerged in recent years. The cases of Brazil in 1964, Chile and Uruguay in 1973, and Argentina between 1966 and 1970, and again since 1976 - have tested the ingenuity of social scien- tists actively concerned with the area. The concept that has come t o dominate discus- sions of the natureof such regimes is that of 'bureaucratic authoritarianism', with Brazil seen as the 'purest' case. However, there are some problems with the concept. Firstly this reflects unnecessarily restrictive assumptions with regard to the manner in which such regimes might seek to move toward political institutionalization. Secondly confusion arises from an unwarranted treatment of conjunctural features specific to an early phase in the establishment of such regimes as more permanent traits of a regime type. Finally the claims of such regimes to a consistent commitment to rational, bureau- cratic, or technocratic norms of government tend to be accepted at face value. I shall question the adequacy of the concept in its application to Brazil, supporting the argu- ment with a brief review of political reform under the military regime since 1964, and concluding with a discussion of the reform package announced in November 1981. Origins and Characteristics of Bur,eaucratic Authoritarianism For O'Donnell, with whom the development of the notion of a new 'bureaucratic authoritarian' type of state is most closely associated (O'Donnell, 1973, 1977, 1978, 1979), the topic "is 'Latin American' only in a trivial sense; the pertinent historical context is provided by the political economy of nations that were originally exporters of primary materials and were industrialised late, but extensively, in a position of dependency upon the great centres of world capitalism" (O'Donnell, 1977, p.54). In practice though, detailed analysis has been applied only to the countries mentioned above, and (with some modifications) to Mexico and Peru. As the above formulation sug- gests, it depends significantly upon a prior analysis of the process of industrialisa- tion after 1930 and upon the associated political forms in the countries concerned. In essence the argument is that delayed, dependent industrial isation was carried forward initially by populist or reformist coalitions. However, by the early 1960s further progress was made impossible firstly by faltering economic growth as the phase of indus- trial isation associated with the production of consumer goods neared completion, and secondly by the growing intransigence of working class and lower middle class elements attached to ruling coalitions. Further development required the 'deepening' of indus- trialisation through domestic manufacture of intermediate and capital goods. Yet, the measures needed to achieve it - the adoption of orthodox economic policies and the attraction of foreigr? investment - could only be applied if the popular sectors were defeated and demobilised. The crisis precipitated by these developments could only be resolved by the establishment of a repressive bureaucratic-authoritarian system based upon a coalition of military and civilian technocrats (Collier, 1979). The following are the principal characteristics of this type of state: i) its social base is drawn from the upper fractions of a highly oligopolised and transnationalised bourgeoisie. of the productive structure. coercion as well as those whose aim it is to achieve 'normalisation' of the economy have a decisive weight. iv) it endeavours to depoliticise social issues by dealing with them in terms of the supposedly neutral and objective criteria of technical rational i ty. ii) It corresponds to and promotes an increasing transnational isation iii) Its institutions comprise organisations in which specialists in

BUREAUCRATIC AUTHORITARIANISM AND BRAZIL: A DISSENTING NOTE

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Bureaucratic Authoritarianism and Brazil: A Dissenting Note 9

BUREAUCRATIC AUTHORITARIANISM AND BRAZIL: A DISSENTING NOTE

PAUL CAMMACK

I n L a t i n America a number o f m i l i t a r y regimes committed t o d e m o b i l i s i n g mass move- ments and e x t i n g u i s h i n g t h e t r a c e s o f p o p u l i s t o r r e f o r m i s t governments have emerged i n recen t years. The cases o f B r a z i l i n 1964, C h i l e and Uruguay i n 1973, and Argen t ina between 1966 and 1970, and a g a i n s i n c e 1976 - have t e s t e d t h e i n g e n u i t y o f s o c i a l sc ien - t i s t s a c t i v e l y concerned w i t h t h e area. The concept t h a t has come t o dominate d i scus - s ions o f t h e n a t u r e o f such regimes i s t h a t o f ' b u r e a u c r a t i c a u t h o r i t a r i a n i s m ' , w i t h B r a z i l seen as t h e ' p u r e s t ' case. However, t h e r e a r e some problems w i t h t h e concept. F i r s t l y t h i s r e f l e c t s u n n e c e s s a r i l y r e s t r i c t i v e assumptions w i t h regard t o t h e manner i n which such regimes m igh t seek t o move toward p o l i t i c a l i n s t i t u t i o n a l i z a t i o n . Secondly con fus ion a r i s e s from an unwarranted t rea tmen t o f c o n j u n c t u r a l f e a t u r e s s p e c i f i c t o an e a r l y phase i n t h e es tab l i shmen t o f such regimes as more permanent t r a i t s o f a regime type. F i n a l l y t h e c l a i m s o f such regimes t o a c o n s i s t e n t commitment t o r a t i o n a l , bureau- c r a t i c , o r t e c h n o c r a t i c norms o f government tend t o be accepted a t f a c e va lue. I s h a l l ques t i on t h e adequacy o f t h e concept i n i t s a p p l i c a t i o n t o B r a z i l , s u p p o r t i n g t h e argu- ment w i t h a b r i e f rev iew o f p o l i t i c a l re fo rm under t h e m i l i t a r y regime s i n c e 1964, and conc lud ing w i t h a d i s c u s s i o n o f t h e r e f o r m package announced i n November 1981.

Origins and Characteristics of Bur,eaucratic Authoritarianism For O'Donnel l , w i t h whom t h e development o f t h e n o t i o n o f a new ' b u r e a u c r a t i c

a u t h o r i t a r i a n ' t y p e o f s t a t e i s most c l o s e l y assoc ia ted (O'Donnell , 1973, 1977, 1978, 1979), t he t o p i c " i s ' L a t i n American' o n l y i n a t r i v i a l sense; t h e p e r t i n e n t h i s t o r i c a l c o n t e x t i s p r o v i d e d by t h e p o l i t i c a l economy o f n a t i o n s t h a t were o r i g i n a l l y e x p o r t e r s o f p r imary m a t e r i a l s and were i n d u s t r i a l i s e d l a t e , b u t e x t e n s i v e l y , i n a p o s i t i o n o f dependency upon t h e g r e a t c e n t r e s o f w o r l d c a p i t a l i s m " (O'Donnel l , 1977, p .54) . I n p r a c t i c e though, d e t a i l e d a n a l y s i s has been a p p l i e d o n l y t o t h e c o u n t r i e s mentioned above, and ( w i t h some m o d i f i c a t i o n s ) t o Mexico and Peru. As t h e above f o r m u l a t i o n sug- gests , i t depends s i g n i f i c a n t l y upon a p r i o r a n a l y s i s o f t h e process o f i n d u s t r i a l i s a - t i o n a f t e r 1930 and upon t h e a s s o c i a t e d p o l i t i c a l forms i n t h e c o u n t r i e s concerned. I n essence t h e argument i s t h a t delayed, dependent i n d u s t r i a l i s a t i o n was c a r r i e d fo rward i n i t i a l l y by p o p u l i s t o r r e f o r m i s t c o a l i t i o n s . However, by t h e e a r l y 1960s f u r t h e r progress was made imposs ib le f i r s t l y by f a l t e r i n g economic growth as t h e phase o f indus- t r i a l i s a t i o n a s s o c i a t e d w i t h t h e p r o d u c t i o n o f consumer goods neared complet ion, and secondly by t h e growing i n t r a n s i g e n c e o f work ing c l a s s and lower m i d d l e c l a s s elements a t tached t o r u l i n g c o a l i t i o n s . F u r t h e r development r e q u i r e d t h e 'deepening ' o f indus- t r i a l i s a t i o n th rough domest ic manufacture of i n t e r m e d i a t e and c a p i t a l goods. Yet, t h e measures needed t o ach ieve i t - t h e adop t ion o f o r thodox economic p o l i c i e s and t h e a t t r a c t i o n o f f o re ig r? investment - could o n l y be a p p l i e d i f t h e popu la r s e c t o r s were defeated and demob i l i sed . The c r i s i s p r e c i p i t a t e d by these developments cou ld o n l y be resolved by t h e es tab l i shmen t o f a r e p r e s s i v e b u r e a u c r a t i c - a u t h o r i t a r i a n system based upon a c o a l i t i o n o f m i l i t a r y and c i v i l i a n technoc ra ts ( C o l l i e r , 1979). The f o l l o w i n g a r e the p r i n c i p a l c h a r a c t e r i s t i c s o f t h i s t y p e o f s t a t e :

i ) i t s s o c i a l base i s drawn f rom t h e upper f r a c t i o n s o f a h i g h l y o l i g o p o l i s e d and t r a n s n a t i o n a l i s e d bourgeo is ie .

o f t h e p r o d u c t i v e s t r u c t u r e .

c o e r c i o n as w e l l as those whose aim i t i s t o achieve ' n o r m a l i s a t i o n ' o f t h e economy have a d e c i s i v e we igh t .

i v ) i t endeavours t o d e p o l i t i c i s e s o c i a l i ssues by d e a l i n g w i t h them i n terms o f t h e supposedly n e u t r a l and o b j e c t i v e c r i t e r i a o f t e c h n i c a l r a t i o n a l i t y .

i i ) I t corresponds t o and promotes an i n c r e a s i n g t r a n s n a t i o n a l i s a t i o n

i i i ) I t s i n s t i t u t i o n s comprise o r g a n i s a t i o n s i n which s p e c i a l i s t s i n

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10 Paul C m a c k

v)

v i )

I t excludes the p rev ious l y a c t i v e popular sectors from both p o l i t i c a l and economic p a r t i c i p a t i o n .

I t suppresses the i n s t i t u t i o n s o f popular democracy, and closes democratic channels of access t o government (O'Donnell 1979, pp.292-293).

Weaknesses of t he Concept I t i s immediately apparent t ha t the formulat ion o f the regime type c l i n g s very

c l o s e l y t o the cha rac te r i sa t i on of the conjuncture i n which i t i n i t i a l l y emerges. nature o f the successful c o a l i t i o n , i t s soc ia l bas is and the p o l i t i c a l and economic tasks i t sets i t s e l f a l l i n t e r - r e l a t e and possess a l o g i c a l u n i t y s o l e l y i n the l i g h t o f two fac to rs : the na ture o f the economic c r i s i s , and the e x i s t i n g h igh l eve l o f m o b i l i s a t i o n o f the popular sectors. The tasks a l l o c a t e d t o the bureaucra t ic a u t h o r i t a r i a n s t a t e a re so narrow and t r a n s i t i o n a l i n n a t u r e t h a t t h e y prov ide no c l u e as t o what the long- term nature o f the regime might be once the immediate c r i s i s has passed, and the renewal o f economic growth has broadened p o l i t i c a l opt ions. There i s no reason t o assume t h a t once those immediate problems have been overcome the na ture o f the r e s u l t i n g s t a t e must i r revocab ly be f i x e d along co-ord inates immanent i n the circumstances o f i t s b i r t h . Indeed, t o the extent t ha t the c r i s i s leading t o the emergence o f such regimes i s a t t r i - buted t o a s p e c i f i c stage o f development i n l a t e - i n d u s t r i a l i s i n g economies, i t i s l o g i - ca l t o assume tha t the p a r t i c u l a r combination o f circumstances w i l l no t be r e p l i c a t e d a t some f u t u r e stage. I n t h a t case, there a re no grounds f o r t ak ing the view t h a t bure'aucratic au tho r i t a r i an i sm i s more than a passing phase i n the evo lu t i on o f these reg i mes.

t u t i o n a l i z a t i o n o f these regimes. I t was the absence o f any recognizable process o f i n s t i t u t i o n a l i z a t i o n by the e a r l y 1970s i n B r a z i l which led L inz t o argue t h a t i t repre- sented "an a u t h o r i t a r i a n s i t u a t i o n ra the r than an a u t h o r i t a r i a n regime" (L inz 1973, p.235). O'Donnell, t u rn ing recen t l y t o the quest ion o f poss ib le paths t o i n s t i t u t i o n a l i z a t i o n , has been forced t o admit t h a t h i s cha rac te r i za t i on of bureaucra t ic a u t h o r i t a r i a n regimes i s so narrow tha t i t ru les out any p o s s i b i l i t y o f l e g i t i m a t i o n w i t h i n the s t r i c t assump- t i o n s adopted. To t h i s end he exhaust ive ly i l l u s t r a t e s the p ropos i t i on tha t bureau- c r a t i c au tho r i t a r i an i sm "cannot but appear as t he t ransparent con junc t ion o f coerc ion and economic domination", and argues tha t the h igh p o l i t i c a l cos ts incurred i n imposing the regime make i t impossible f o r bureaucra t ic a u t h o r i t a r i a n i s m t o l eg i t ima te i t s e l f (O'Donnell 1979, pp.286-99). Th is i s evidence o f weakness i n O'Donnel l 's fo rmula t ion o f the concept ra ther than i n the regimes themselves. The concept i s so c l o s e l y t i e d t o the except ional circumstances i n which the regimes emerge t h a t i t provides no bas is f o r r u l e once the immediate c r i s i s i s past , and devices such as a r b i t r a r y t e r r o r , evo- ca t ions o f the s t a t e o f anarchy which preceded the imp lan t ing o f the regime, and dark h i n t s o f cont inu ing subversive a c t i v i t y - begin t o lose t h e i r e f f i c a c y .

The

This judgment i s re in fo rced i f we t u r n t o the quest ion o f the l e g i t i m a t i o n and i n s t i -

The Consolidation of Power i n Brazil

eighteen years a f t e r i t s establ ishment i n 19641 We should begin by no t i ng tha t w i t h i n f l a t i o n h igher now than i t ever was under the prev ious government o f Goulart there was a temporary dec l i ne i n economic growth, and an i nc reas ing l y successful m o b i l i z a t i o n o f oppos i t ion took p lace both through p o l i t i c a l p a r t i e s and ext ra-par l iamentary organi - sat ions. I t i s thus not c l e a r t h a t the regime i s c u r r e n t l y ab le t o cope w i t h the tw in imperat ives o f economic normal iza t ion and p o l i t i c a l demobi l i sa t ion . This , however, i s no more than as aside. Ta lk o f r a t i o n a l i t y and technocracy no t wi thstanding, the most s t r i k i n g c h a r a c t e r i s t i c o f the regime i s tha t at tempts t o conso l ida te power on a bas is o ther than coerc ion have centred upon an i nc reas ing l y e x p l i c i t commitment t o the exp lo i - t a t i o n o f the monopoly power o f the s t a t e i n key areas. P o l i t i c a l support has been won through the s e l e c t i v e and openly p a r t i s a n d i s t r i b u t i o n o f p u b l i c goods. e l i m i n a t i n g the systems o f patronage and c l i e n t e l i s m e x p l o i t e d i n the past by ' c o r r u p t ' c i v i l i a n p o l i t i c i a n s , the present regime has sought t o develop and p e r f e c t such systems, and t o t u r n them t o i t s own exc lus ive advantage. The regime then, was never more

What, then, are we t o make o f the present B r a z i l i a n regime, s t i l l su rv i v ing some

Far from

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Bureaucratic Authoritarianism and Brazil: A Dissenting Note 11

than p a r t i a l l y ' b u r e a u c r a t i c ' . Moreover the most recent phase o f p o l i t i c a l re fo rm has suggested t h a t the t r e n d descr ibed below i s so pronounced t h a t an accura te c h a r a c t e r i - z a t i o n o f t h e n a t u r e o f t h e regime today must take due account o f it.;:

The Survival of Legislative Pol i t ics Since 1964 t h e m i l i t a r y a u t h o r i t i e s i n B r a z i l have shown themselves r e l u c t a n t t o

do away w i t h Congress a l t o g e t h e r , b u t even more r e l u c t a n t t o a l l o w i t e i t h e r t o p l a y any s i g n i f i c a n t r o l e i n government, or t o f a l l i n t o t h e hands o f t h e o p p o s i t i o n . The f i r s t m i l i t a r y p r e s i d e n t , Cas te lo Branco, purged Congress o f i t s more combat ive elements, p a r t i c u l a r l y those from t h e pro- labour PTB ( B r a z i l i a n Labour P a r t y ) , b u t a t t h e same t ime a l lowed e l e c t i o n s f o r s t a t e governors t o go ahead on schedule i n 1965 and 1966. A f t e r some debate on t h e course which should be f o l l o w e d t h e o l d p a r t i e s were d i s s o l v e d , and l e g i s l a t i o n was in t roduced which guaranteed t h a t o n l y two new p a r t i e s would be formed. r a t h e r than on a b a s i s which would have excluded them a l t o g e t h e r . As t h e more i d e o l o - g i c a l l y o r i e n t e d c l a s s r e p r e s e n t a t i v e s had been purged, t h e pro-government 'ARENA' (Nat iona l Renovation A l l i a n c e ) and t o a l e s s e r e x t e n t t h e smal le r o p p o s i t i o n MDB

( B r a z i l i a n Democratic Movement) had t o draw on the more c o n s e r v a t i v e and ' t r a d i t i o n a l ' p o l i t i c i a n s o f t h e o l d PSD (Soc ia l Democratic Par ty )and UDN (Nat iona l Democratic Union) . 'ARENA' was, f rom t h e s t a r t , a broad c o a l i t i o n o f r i g h t - w i n g ideologues and o l d - s t y l e machine p o l i t i c i a n s . I n r e t r o s p e c t i t seems c l e a r t h a t Cas te lo Branco, committed t o the r e t e n t i o n of l e g i s l a t i v e e l e c t i o n s , and aware t h a t he needed t o w in them a t a l l costs , and t h a t t h e harsh p o l i c i e s being imposed would n o t breed p o p u l a r i t y a t t h e p o l l s , was w i l l i n g t o make s u b s t a n t i a l compromises ( d e s p i t e t h e o f f i c i a l r h e t o r i c d i r e c t e d a g a i n s t ' p r o f e s s i o n a l p o l i t i c i a n s ' ) . munic ipa l l e v e l o f t h e mechanism o f t h e 'sublegenda' ( i n t r a - p a r t y l i s t ) which a l lowed d i f f e r e n t groups w i t h i n a s i n g l e p a r t y t o p resent t h e i r own l i s t s o f candidates f o r l o c a l o f f i c e . The p o s i t i o n s were then awarded t o t h e lead ing l i s t from the p a r t y w i t h theh ighes tcombined t o t a l of votes. I t meant t h a t the former p a r t i e s s imply passed, u n r e c o n s t i t u t e d , i n t o ARENA, and s u r v i v e d w i t h i n i t as organised f a c t i o n s . A t t h e same t ime, t h e system of s ta te -w ide multi-member c o n s t i t u e n c i e s f o r e l e c t i o n s t o t h e Chamber o f Deput ies a l lowed a shar ing-out of seats among t h e f a c t i o n s i n accordance w i t h t h e i r r e l a t i v e s t r e n g t h . I n the case o f B r a z i l , ( i n obvious c o n t r a s t t o t h a t o f C h i l e ) the break w i t h t h e former c i v i l i a n p o l i t i c a l regime was less than t o t a l .

degree o f l e g i t i m a t i o n through r e g u l a r n a t i o n a l e l e c t i o n s (he ld on schedule every f o u r years s i n c e 19661, i t has a t t h e same t i m e removed e x e c u t i v e p o s i t i o n s a t s t a t e and fed- e r a l l e v e l s and i n c e r t a i n m u n i c i p a l i t i e s from t h e sphere o f d i r e c t e l e c t i o n s . Sweep- ing l e g i s l a t i v e powers have been conferred upon the e x e c u t i v e through t h e i n t r o d u c t i o n o f decree laws, p r o h i b i t i o n s on congress ional i n i t i a t i v e s i n budget expend i tu re and upon the c r e a t i o n o f p u b l i c o f f i c e s , and through the establ ishment of t h e 'decurso de p r a z o ' ( g u i 1 l o t i n e ) , under which b i 11s in t roduced by the e x e c u t i v e automat i c a l l y become law i n t h i r t y days i f n o t cons idered by Congress i n t h a t per iod . The r e s u l t i s a d i v i - s i o n o f labour through which the o f f i c i a l p a r t y i s denied any r o l e i n p o l i c y f o r m a t i o n o r decis ion-making, b u t i s charged w i t h t h e t a s k o f winn ing e l e c t i o n s .

The new p a r t y system was formed, then, o u t o f t h e o l d Congress p o l i t i c i a n s ,

T h i s i s most c l e a r l y seen i n t h e i n t r o d u c t i o n a t

Whi le Congress has been r e t a i n e d s i n c e 1964 and t h e regime has cont inued to seek a

The

wake of the 1964 coup, the regime never broke e n t i r e l y w i t h them. r e f l e c t e d t h e genuine an imos i ty o f h a r d - l i n e army f a c t i o n s who never succeeded i n imposing t h e i r views e n t i r e l y upon t h e i r co l leagues. f o r the m i l i t a r y i n t e r v e n t i o n t h a t was n o t expressed o v e r t l y i n c l a s s terms. Unfor tu - n a t e l y i t has been incorpora ted wholesale i n t o t h e model of b u r e a u c r a t i c a u t h o r i t a r i a n - ism, w i t h thorough ly mis lead ing consequences. An examinat ion of t h e chequered course o f ' p o l i t i c a l re fo rm' under successive m i l i t a r y p r e s i d e n t s does n o t suggest the e x i s t e n c e o f acoherent p r o j e c t aimed a t long- term i n s t i t u t i o n a l i s a t i o n o f any k i n d . The regime has l i v e d from hand t o mouth, making ad hoc adjustments f r o m t ime t o t ime w i t h an eye o n l y t o ensur ing v i c t o r y i n the nex t e l e c t i o n . P r o v i s i o n s f o r t h e i n d i r e c t e l e c t i o n o f

Institutions Zisation of Rationa Z Authority? Despi te t h e v i o l e n t r h e t o r i c d i r e c t e d a g a i n s t ' p r o f e s s i o n a l p o l i t i c i a n s ' i n the

I n p a r t t h i s r h e t o r i c

I t a l s c f u r n i s h e d a j u s t i f i c a t i o n

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12 PauI C m a c k

s t a t e governors have been introduced as piecemeal expedients from e l e c t i o n to e l e c t i o n , and have recen t l y been dropped. I n 1969 l e g i s l a t i o n was introduced to make the a l l oca - t i o n o f seats i n the Chamber of Deputies dependent upon the number o f reg i s te red vo ters ra the r than upon the t o t a l popu la t ion and i n 1977 the o l d system was re - ins ta ted , t o make the most o f government s t reng th i n the r u r a l areas. ( in t roduced a f t e r Congress had been c losed on a p r e t e x t ) i t was declared t h a t one- th i rd o f Senate seats would be f i l l e d by i n d i r e c t e lec t i on . This was intended t o ensure tha t 'ARENA' d i d not lose c o n t r o l of t he Senate i n 1978, and i t was repealed a f t e r the e lec- t i ons . I n the meantime the sublegenda had been extended t o cover Senate e l e c t i o n s i n 1975. The reforms of the mid-sevent ies came as a d i r e c t response t o the consequences o f the Garrastazu Medici Presidency 1969-74 i n which ' r a t i o n a l ' and ' t echnoc ra t i c ' norms had received most emphasis, and i n which c i v i l i a n p o l i t i c i a n s had been most mar- g ina l i sed . hands o f 'ARENA' , and imposed minor p o l i t i c i a n s and technocrats w i t h no p o l i t i c a l exper i - ence a t a l l . The r e s u l t was p o l i t i c a l c o n f l i c t w i t h i n the r u l i n g groups o f several s ta tes , severe d i s a f f e c t i o n w i t h i n 'ARENA' , and t o t a l d i sa r ray among the governing c o a l i t i o n i n 1974. ment. I t clung on t o i t s m a j o r i t y i n the Chamber o f Deputies desp i te rece iv ing on ly 41 per cent o f the vo te ( the MDB received 38 per cent and 21 per cent o f ba1lots.were b lank or spo i l ed ) . 34 per cent o f the vote t o the 50 per cent won by the MDB. candidate had dr iven disappointed f a c t i o n s t o withdraw o r a l i g n w i t h the oppos i t ion .

I n the same package o f reforms

Medici took the se lec t i on of s t a t e governors f o r 1970 e n t i r e l y ou t o f t h e

The e l e c t i o n r e s u l t s o f t h a t year were a h u m i l i a t i o n f o r the govern-

The government l o s t 16 o f the 22 Senate seats contested, t ak ing The need t o present a s i n g l e

The Expansion of Clientelism and Patronage

recent years, i t has become inc reas ing l y c l e a r t h a t the constant need t o b r i n g out the vote wh i l e o f f e r i n g no mod i f i ca t i ons i n p o l i c y goals has d r i ven the regime t o a number o f expedients intended t o maximise the p o l i t i c a l impact o f c l i e n t e l i s m and s t a t e patron- age. We have already seen how the sublegenda was introduced and extended bu t i n addi- t i o n , the cedula unica (a s i n g l e o f f i c i a l b a l l o t paper l i s t i n g a l l candidates) has been replaced by the cedula avulsa (a b a l l o t paper prov ided p r i v a t e l y by the candidate). The system operates ou ts ide c a p i t a l c i t i e s and towns w i t h over 100,000 inhab i tan ts , and a l lows r u r a l power ho lders considerable c o n t r o l over i n d i v i d u a l s who may s u f f e r from being seen t o vote against t h e i r wishes. Since 1974 the s e l e c t i o n o f candidates f o r governorships has been en t rus ted t o a g rea ter ex ten t t o ARENA, w i t h the e x p l i c i t in junc- t i o n i n 1978 tha t those chosen should be "good vote-winners". Radio and t e l e v i s i o n propaganda (a key fac to r i n the 1974 defeat ) has now been banned dur ing e l e c t i o n cam- paigns, throwing candidates back on t o more t r a d i t i o n a l means o f secur ing support .

I t i s i n the area o f l oca l po l i t ics ,however , that the r o l e o f government patronage has proved most s i g n i f i c a n t . Successful municipal government has always been dependent upon access t o s t a t e and federa l funds. Since 1964 the pa t te rns o f m u l t i p l e channels o f access and frequent changes o f regime which charac ter ised the e a r l i e r per iod have been replaced by monopoly c o n t r o l o f resources and increas ing cen t ra l i s a t i o n . For these and o ther reasons'ARENA' has always performed f a r b e t t e r a t munic ipa l than a t s t a t e o r federa l l eve l . i n t e r i o r , and performed very weakly i n l oca l e lec t i ons . Once i t began t o win more m u n i c i p a l i t i e s however, the regime began t o use i t s c o n t r o l o f resources t o tempt MDB

sw i tch ing t o the government on e l e c t i o n ) which reached subs tan t ia l p ropor t ions dur ing the 1970s. I n 1972'ARENA'won 3,341 prefectures, t o 466 f o r the MDB, and subsequently won over to i t s ranks as many as h a l f t o two- th i rds o f oppos i t i on p re fec ts i n a number o f s ta tes .

The e l e c t i o n r e s u l t s o f 1978 were d isappo in t ing (ARENA'taking 40 per cent o f votes f o r the Chamber o f Deputies t o 39 per cent f o r the MDB, and l o s i n g the o v e r a l l Senate vote by 35 per cent t o 47 per cent) . favour of a m u l t i - p a r t y system intended t o s p l i t the oppos i t ion . created a s i t u a t i o n i n which the government i t s e l f could no t count upon a m a j o r i t y i n the lower house. Municipal e l e c t i o n s due i n 1980 were postponed u n t i l 1982 t o a l l ow

While there have been few signs o f a coherent p o l i t i c a l s t ra tegy o f any k i n d i n

I n the e a r l y years o f the regime the MDB was scarce ly organised i n the

v i c t o r s t o swi tch t o 'ARENPI. Hence the phenomenon o f "adesismo" (opposi t ion candidates

The two-party system has s ince been abol ished i n By l a t e 1981 t h i s had

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Bureaucratic Authoritarianism and Brazil: A Dissenting Note 13

t ime f o r f u r t h e r re form, and a f t e r months o f d e l i b e r a t i o n the aovernment DroDosed i n I . I

November 1981 t h e i n s t i t u t i o n o f a mandatory ' v o t o v i n c u l a d o ' ( p a r t y t i c k e t ) f o r c i n g e l e c t o r s t o vo te f o r candidates o f t h e same p a r t y a t l o c a l , s t a t e , and f e d e r a l l e v e l s . The idea was designed t o use the power o f t h e o f f i c i a l machine a t l o c a l l e v e l i n o r d e r t o manufacture m a j o r i t i e s throughout t h e system, and amply conf i rms t h e t r e n d toward o v e r t r e l i a n c e upon o f f i c i a l patronage as a source o f p o l i t i c a l support . However, i t a l s o i l l u s t r a t e s t h e ad hoc n a t u r e o f p o l i t i c a l reform under t h e regime: no sooner had i t been fo rced th rough Congress on t h e decurso de prazo than the government began t o have second thoughts about i t apparent ly f e a r i n g t h a t i t might b a c k f i r e and lose votes a t mun ic ipa l l e v e l r a t h e r than ga in them elsewhere.

Prospects f o r the Future

c r i s i s i n B r a z i l w i l l be. I n f l u e n t i a l vo ices w i t h i n t h e regime a r e s t i l l p ress ing f o r a renewed ons laught a g a i n s t the i n s t i t u t i o n s which have surv ived t h e i m p o s i t i o n o f au- t h o r i t a r i a n r u l e , and the fumbl ings o f t h e ' r e f o r m e r s ' can o n l y add t o the appeal o f a renewed p e r i o d o f repress ion . For t h e present , though, i t seems c l e a r t h a t i f a sounder bas is f o r t h e regime i s t o be found, i t w i l l be through t h e systemat ic harness ing o f the o p p o r t u n i t i e s p rov ided by c e n t r a l i s e d monopoly c o n t r o l over s t a t e resources t o b u i l d a p o l i t i c a l machine h e l d together by o f f i c i a l l y d i r e c t e d patronage. To da te the movement i n t h i s d i r e c t i o n has been an u n c e r t a i n and unco-ordinated one, t h e r e s u l t o f a number o f o p p o r t u n i s t i c s teps which a r e o n l y now beginning to take on something o f the appearance o f a conscious s t r a t e g y .

looked a number o f impor tant and i n c r e a s i n g l y c e n t r a l f e a t u r e s o f t h e B r a z i l i a n regime. Whatever t h e prospec ts f o r B r a z i l , i t i s n o t s u r p r i s i n g t o d i s c o v e r t h a t t h e r e a r e c e r - t a i n a f f i n i t i e s between h i g h l y c e n t r a l i z e d a u t h o r i t a r i a n regimes which deny o f f i c i a l p a r t i e s any r e a l r o l e i n government, and powerfu l p o l i t i c a l machines b u i l t on resources c o n t r o l l e d by t h e s t a t e , which organ ise e l e c t o r a l support t o s u s t a i n programmes w i t h o n l y m i n o r i t y appeal .

A t p resent i t i s by no means c l e a r what t h e outcome o f t h e develop ing p o l i t i c a l

To conclude, i t appears t h a t the model o f b u r e a u c r a t i c a u t h o r i t a r i a n i s m has over-

Note f: The f o l l o w i n g s e c t i o n s draw i n p a r t upon Paul Cammack, " C l i e n t e l i s m and M i l i t a r y Government i n B r a z i l " , i n C. Clapham (ed) , P r i v a t e Patronage and P u b l i c Power: C 1 i e n t e l ism i n the Modern S t a t e (London: Frances P i n t e r , 1982.)

References C o l l i e r , D. (1979), 'Overview o f the Bureaucra t ic A u t h o r i t a r i a n Model ' i n D. C o l l i e r (ed) , The New A u t h o r i t a r i a n i s m i n L a t i n America (Pr ince ton : P r i n c e t o n U n i v e r s i t y Press) .

L i n z , J. (1973), 'The Future of an A u t h o r i t a r i a n S i t u a t i o n o r t h e I n s t i t u t i o n a l i s a t i o n o f an A u t h o r i t a r i a n Regime: t h e case o f B r a z i l ' i n A. Stepan (ed) , A u t h o r i t a r i a n B r a z i l (New Haven: Yale U n i v e r s i t y Press) .

O'Donnel l , G. (1973), Modern isat ion and Bureaucra t ic A u t h o r i t a r i a n i s m : Studies i n South American P o l i t i c s (Berke ley: I n s t i t u t e of i n t e r n a t i o n a l Studies, U n i v e r s i t y o f C a l i f o r n i a ) .

O'Donnell , G. (1977), 'Corporat ism and t h e Quest ion o f t h e Sta te ' i n James M. Ma l loy (ed) A u t h o r i t a r i a n i s m and Corporat ism i n L a t i n America ( P i t t s b u r g h : U n i v e r s i t y of P i t t s b u r g h

Press).

O'Donnel l , G. (1978), ' R e f l e c t i o n s on t h e P a t t e r n s of Change i n t h e Bureaucra t ic A u t h o r i t a r i a n S t a t e ' , L a t i n American Research Review, Vo1.12, No. 1 , Winter .

O'Donnel l , G. (1979), 'Tensions i n the Bureaucra t ic A u t h o r i t a r i a n S t a t e and t h e Quest ion o f Democracy' i n D. C o l l i e r (ed) , The New A u t h o r i t a r i a n i s m i n L a t i n America (Pr ince ton : U n i v e r s i t y Press).

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