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POSITION NAME OF ORGANIZATION/ENTITY
............ ..
PARTIES
CJ
(/)
CJ_,;
"""'r-Jr-
CJ 9 rri
AO JO Rev. 112008
FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2008
1. Perso n Reporting (last name, firs middle initial) 2. Court or Organization
BOWEN, DUDLEY H. SOlITHERN DISTRICT OF GEORGIA
4. Title (Article III judges indicate active or senior status; 5a. Report Type (check appropriate type) magistrate judges indicate full- or part-time)
0 Nomination, Date
US DISTRICT COURT JUDGE 0 Initial Annual 0 Sb. 0 Amended Report
Final
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)
3- Date of Report
0610312009
6. Reporting Period
01/01/2008
to
12/31/2008
7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance
UNITED STATES COURTHOUSE with applicable laws and regulations.
POBOX2106 AUGUSTA, GEORGIA 30903
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
J. PQSJTJ 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)
D NONE (No reportable positions.)
I . DIRECTOR FEDERAL JUDGES ASSOCIATION,
• CHICAGO, ILL.-
2.
3.
5.
= =II. AGREEMENTS.
NONE (No reportable agreements.)
(Reporting individual only; see pp. 14-16 of filing instructions.) () -0 .::0r--,- c:_ f11[ZJ c:: (/) -·- ::z: c.::r> 0 ::u .:.':'.'. AND TERMS co mrri -
1. O.l> J> <
0 2. U1
3.
Bowen, Dudley H
SOURCE INCOME
SOURCE
5. -----------------------------------------------------
!.
2.
FINANCIAL DISCLOSURE REPORT
Page 2of11
Name of Person Reporting
BOWEN, DUDLEY H.
Date of Report
0610312009
III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 ofjiling insrructions.)
A. Filer's Non-Investment Income
[2J NONE (No reportable non-investment income.)
AND TYPE
2.
3.
4.
(yours, not spouse's)
B. Spouse's Non-Investment Income - Jfyou were married during any portion of the reporting year, complete this section.
(Dollar amount not required exceptfor hanoraria.)
[2J NONE (No reportable non-investment income.)
I.
AND TYPE
3.
4.
IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.
(Includes thase to spouse and dependent children; see pp. 25-27 of filing instructions.)
D NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
I. FEDERAL JUDGES ASSOC! 05/19/2008 Washington, DC Bd of Directors Mtg FJA Airfare, Meals, Local Transp, Tips ATION
2. FEDERAL JUDGES ASSOC! 12/16/2008 Washington, DC Called meeting FJA Airfare, Meals, Local Transp, Tips ATION
SOURCE DESCRIPTION VALUE
VALUE
FINANCIAL DISCLOSURE REPORT
Page 3of11
Name of Person Reporting
BOWEN, DUDLEY H.
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
[ZJ NONE (No reportable gifts.)
2.
4.
5.
Date of Report
06/03/2009
VI. LIABILITIES. (Includes them of spouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) [ZJ
CREDITOR
l.
2.
3.
5.
DESCRIPTION CODE
i
FINANCIAL DISCLOSURE REPORT
Page 4of11
Name of Person Reporting
BOWEN, DUDLEY H.
Date of Report
06/03/200 9
VII. INVESTMENTS and TRUSTS -- income va1ue transactions r1nc1u11es those of spouse and dependent children; see PP· 14-60 of filing instructions.; , ,
D NONE (No reportable income, assets, or transactions.)
A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(!) (2) (!) (2) (!) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain ldenticy of
exempc from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code l buyer/seller(A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-WJ transaction)
I. CHARLES SCHWAB IRA #1
2. Best Buy A Dividend Sold 01115 K A
3. MBIA, Inc A Dividend K T -
4. Intuit, Inc A Dividend Sold 05120 K B
5. Emerson Electric A Dividend K T
6. Coventry Hlth Care A Dividend Sold 05114 K A
7. FISERV, Inc A Dividend K T
8. Thor Industries, Inc A Dividend Sold 09/19 K A
9. McGraw Hill Cos A Dividend K T
10. Marathon Oil A Dividend K T
11. Clorox Co A Dividend Buy 01115 K
12. Clorox Co A Dividend Sold 05101 J A
13. Markel Corp A Dividend Buy 03131 J
14. Markel Corp A Dividend Sold 09/19 J A
15. Staples Inc A Dividend Buy 01/15 J
16. Staples Inc A Dividend Sold 09119 K c
17. AMERITRADE ACCOUNT
1. Income Gain Codes: A =Sl.000 or less B =$1,(JOI · $2.500 C =$2.)0 I -$5,000 D =$5.001 -$15.000 E =$15.001 - $50.000
(&e Columns Bl and 04) F =$50.001 -SI00.000 G =$100,001 - Sl.000.000 HI =Sl.000,001 - S5.000.000 H2 =More than S5.000,000
2. Value Codes J =$15.000 or less K =SI 5,001 - $50.000 L =$50.001 -$100,000 M =SI oo.oOI . nso.ooo
(See C'.olumns Cl and D3) N =$250,001 - S500.000 0 =$500.001 - Sl.000.000 Pl =$1.000.001 - $5.000.000 P2 =$5.000,001 -$25:000.000
P3 =$25.000.001 . $50.000.000 P4 =More than S50.000,000
3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Marl<et
(See Column C2) U =Book Value V=Other W =Estimated
B.
(I) (2) (1) (J)
Code3
I ( W)
FINANCIAL DISCLOSURE REPORT
Page 5 of 11
Name of Person Reporting
B OWEN, DUDLEY H.
Date of Report
0610312009
VII. INVESTMENTS and TRUSTS - income, value, 1ransac1wns <1nc1u11es those of spouse and depenthm children; see pp. 34-60 offiling instructions.)
D NONE (No reportable income, assets, or transactions.)
A. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(i ncluding trust assets) reporting period reporting period
(2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type.(e.g., Date Value Gain Identity of
exempt from ·prior. disclosure Code 1 div:,.ren Code 2 Method ·buy, sell, Month - Code 2 Code J buyer/seller.(A-H) or·int.) (J-P) redemption) Day (J-P) (A-H) (if private
transaction)
18. W AHLCO ENVIRO SYSTEMS COM STK A Dividend J T
19. Merrill Lynch Pfd A Dividend J T
20. Pengrowth Energy A Dividend K T
21. Helios Adv Inc Fd -name change RMK B Dividend J T
22. AMERITRADE CASH ACCOUNT A Interest J T
23. CHARLES SCHWAB ACCOUNT
24. BUILDERS DESIGNS INC COM STK None J T
25. AMER ON LINE COM STK A Dividend J T
26. CIT GROUP COM STK A Dividend J T
27. INTEL COM STK A Divide11.d K T
- ·
28. ABN AMRONERDUS AGG GWTH FU A Dividend L T ND
29. EXXON MOBIL COM STK A Dividend K T
30. DUPONT E I DE NEMOUR & CO COM A Dividend J T STK
31. GENERAL ELECTRIC COM STK A Dividend Sold 12126 K A
32. WACHOVIA CORP NEW COM STK A Dividend J T
33. Dreyfus Hi Yid Strategy Fund A Dividend J T
34. Pengrowlh Energy Tr B Dividend Sold 12126 K A
I. Income Gain Codes: A =SI .000 or less B =Sl.001 - $2.500 C =S2.501 - S5,000 D =S5,001 - $15,000 E =S15.00l - S5U.000
(See Coliimns ll l and D4) F=S50,00I -$100,000 G =Sl00,001 - Sl.000.000 Hl =Sl,000,001-$5,000.000 H2 =More lhan $5,000.000
2. Value Codes l =Sl5,000 or less K 415.001 - $50.000 L =$50,001 -$100.000 M =SlOO;OOl -$250,000
(See Columns CJ and D3) N =$250,00I - $500.000 0 =SS00,001 - $1,000,000 Pl =Sl.000,001 -$5,000.000 P2 =$5,000.001 - $25,000.000
P3 =$25,UU0.001 - $50.000,UUO P4 =More than $50.000.000
3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessmenc T =Cash Market
(See Column C2) U =!look Value V =Other W=Estimated
J
FINANCIAL DISCLOSURE REPORT
Page 6of11
Name or Person Reporting
BOWEN, DUDLEY H.
Date of Report
06/03/2009
VII. INVESTMENTS and TRUSTS -- income, value, rransactwns (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.;
0 NONE (No reportable income, assets, or transactions.)
A. B. C. D. Description of Assets - Jncome during Gross value at end of Transactions during reporting period
(including trust assets) reporting period ·reporting.period
(I) (2) (1) (2) (l) (2) (3) (4) (5) Place "(X)" after each asset Amount Type(e.g., Value Value Type (e,g., Date Value Gain Identity of
exempt from·prior disc losure Code I div.; rent, Code 2 Method buy, sell, Month - Code2 Code 1 buyer/seller(A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
35 . Credit Suisse Hi Yid A Dividend J T
36. Thor Industries A Dividend Buy 04109 K
37. Thor Industries A Dividend Sold 09119 K c
3&. Charles Schwab Money Market B Dividend T
39. OTHER INV/TRUSTS
40. ABN AMRO VERDX MCGFX FUNDS D Dividend M T (ALLEGHANY)
41. E I DUPONT - DRJP A Dividend J T
42. GA BK & TR MONEY MKT ACCOUNT B Interest M T
43. GA BK & TR SVG ACCT. A Interest K T
44. TIAA-CREF MUTUAL FUND A Dividend L T
45. CSRA FED CR UNION A Interest J T
46. TRUST PROMISSORY NOTE None K T
47. REAL PROPERTY, MCCORMICK CNTY, D Distribution J w SC
48. ZUMBOWAU,INC. None Sold CJ7/15 L E
49. BARCLAYS MONEY MKT ACCOUNT B Interest J T
50. ATLANTIC AMER COM STK None J T
51. REGIONS BANK SAVINGS ACCOUNT A Interest J T
1. Income Gain Code.s: A =$1,000 or less B =$1,001 - $.2.500 C =$2,501 - S5.000 0 =$5.001- Sl5,000 E=$15JIOl -$50,000
(See Columns BI and D4) F =$50.001- $100.000 G =$100.001- Si, 000,000 HI =$1,000,001 - S5,000.000 H2 =More than $5,000,000
2. Value Codes J =$15.000 or less K =$15,001 - $50,000 L =$50.CJOI - $100,000 M =$100,001 - $250.000
(See Columns CI and D3) N =$250.00 I -$500.000 0 =$500.001 - Sl.000,000 Pl =$1,000,001 - $5,000,000 P2 =$5.000.001 - $25,000.000
P'.l =S.25,000.001 - $50.000.000 P4 =More than $50.000.000
3. Value Melhod Codes Q=Appraisal R =Cost (Real Estate Only) S ::::Assessment T =Cash Markel
(See Column C2) U =Book Value V =Other W =Estimated
(1) I (2) I I I
(5}
i
I I i
c
FINANCIAL DISCLOSURE REPORT
Page 7 of 11
Name of Person Reporting
BOWEN, DUDLEY H.
Date of Report
0610312009
VII. INVESTMENTS and TRUSTS -- income, vatue, transactions 11nc1u11es those of spouse and dependem children: see pp. 34-60 of filing instructions.>
0 NONE (No reportable income, assets, or transactions.)
A. B. C. D. Description of Assets Jncome during Gross value at end of Transactions during reporting period
(including. trust assets) reporting period reporting period
(2) (I) (I) (2) (3) (4) Place "(:X)" after each asset Amount Type (e.g., Value I Value Type (e.g., Date Value J Gain ldentity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 I
Code 1 I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if-private
(Q-W) transaction)
52. IJL WA CHO VIA IRA #2
53. IDII STOCK A Dividend J . T
54. WACHOYIA CORP NEW F ORMERLY A Dividend Sold 04/25 K FIRST UNION
55. Merrill Lynch Pfd A Dividend K T
56. Vanguard Gwth Fd A Dividend K T
57. CHARLES SCHWAB FOPRMERTL YT ROWE PRICE SCIENCE AND TECH
58. MOTOROLA A Dividend J T
59. LUCENT A Dividend J T
60. XEROX A Dividend J T
61. GENERAL MOTORS A Dividend J T
62. SCHWAB MONEY MKT ACCOUNT A Interest J T
63. NOV ARE CAP MGT ACCOUNT
64. KINDER MORGAN INC (KMI) A Distribution K T
65. KINDER MORGAN INC A Distribution J T
66. PLAINS ALL AMER PIPELINE (PAA) A Distribution K T
67. TEPPCO PTNERS (TPP) A Distribution Sold 04109 K A
68. SUNNOCO LOGISTICS (SXL) A Distribution Sold 09119 K c
I . Income Ga.in Codes: A =$1,000 or less ll =S!,001. $2.500 C =.$2.50 l · S5.000 D =$5,001 · 115.000 E =Sl5.001 • S50,000
(See Columos BI and-D4) F =.$50,001 - $100,000 G =Sl00.001 - Sl.000.000 HJ =Sl,000.001 • $5.000,000 H2 =More than $5.000.000
2. Value Codes J =SJ 5.000 or less K =.$15,001 -$50,000 L =$50.001 - Sl00.000 M =S!00,001 • $250.000
(See Columns Cl and DJ) N =$250,00J • $500.000 0 =S500.00! - SJ .000.000 Pl =Sl,000.001. $5.000.000 P2 =$5.000.001 . $25.000.000
PJ =.$25.000.001 - $50.000.000 P4 =More than $50,000.000
3. Value Method Codes Q=Appraisal R =Cost (Real Es Only) S =Assessmen1 T =Cash Market
(See Column C2) U =Book Value V "°1her w =Estimaled
B. C.
(I) I
(4) (5)
I
-·
FINANCIAL DISCLOSURE REPORT
Page 8of11
Name of Person Reporting
BOWEN, DUDLEY H.
Date or Report
06/03/2009
VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1uttes 1hose of spouse and depen11en1 chi/Llren; see PP· 34-60 of fllinc mstructions.J
D NONE (No reportable income, assets, or transactions.)
A. D. Description of Assets Income during Gross .value.al end.of Transactions during reporting period
(including trusl assets) reporting period reporting period (I) (2) (2) (I)
(2) (3)
Place "(X)" after eacb·asset A.mount Type (e.g .. -Value Value Type(e.g .. Date Value Gain Identity of exempt from prior disdosure Code I div .. rent. Code2 Method buy. sell, Moo• Code2 Code J buyer/seller
(A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction)
69. SUBURBAN PROPANE (SPH) A Distribution K T
70. MAGELLAN MIDSTREAM PTNERS A Distribution Sold 07123 J A
71. NORTHERN BORDERS PTNERS (NBP) A Distribution K T
72. NORTHERN BORDERS PTNERS (NBP) A Distribution J T
73. FERRELL GAS PTNERS (FGP) A Distribution K T
74. KINDER MORGAN PARTNERS (KMP) A Distribution K T
75. ENBRIDGE ENERGY (EEP) A Distribution K T
76. ENBRIDGE ENERGY (EEP) A Distribution J T
77. ENTERPRISE PROD PTNERS (EPD) A Distribution K T
78. ENTERPRISE PROC PTNERS (EPD) A Distribution J T
79. ENERGY TRANSFER EQUITY (ETE) A Distribution J T
80. Archer Daniel Midland B Dividend Sold 12/26 K D
81. Plum Creek Timber LLC A Dividend Sold 05/16 K
82. Realty Income Corp REIT B Dividend K T
83. Global Payments Inc B Dividend Sold 06/20 K D
&4. Halliburton Holdings Inc B Dividend Sold 12126 J A
85. Trust Charles Schwab
1. lrn:ome Gain Codes: A =$1.000 or less B =SI.llOl -S2.500 c =$2.501 -$5.000 D =$5.001 -$15.000 E =$15.001 - $50.000
(See Columns D1 and 04) F =$50,001 - SI00.000 G =SI.00,001 - $1,000.000 HI =S 1.000.00 l • $5.000,000 H2 =More than $5.000.000
2. ValueCodes J =$15,000 or less K =$15,001 - $50.000 L =$.50,001 • $100,000 M =SJ00,001 - $250.000
(See Columns Cl and D3) N =$250.001 -·$500.0UO 0 =$500,001 - SJ ,lXJ0.000 Pl =Sl.000.001 -SS.U00.000 P2 =SS,000.001 - $25,000.000
P3 =$25.000,001 - $50.000.0(J() P4 =More than $50,000.000
3. Value Method Codes Q=Appraisal R =Cost (Real Estaie Only) S =Assessment T =Cash Market
(See Column C2) U-=Book Value V =Other W =Estimated
(2) (2)
(J-P)
D.
Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT
BOWEN, DUDLEY H. Page 9 of 11 06/03/2009
VII. INVESTMENTS and TRUSTS -- income, value, transactions <Includes those of spouse and dependent children,- see pp. 34-60 of fl/inc instructions.>
D NONE (No reportable income, assets, or transactions.)
B. c.A. Description of Assets Income during Gross value at end of Transactions during reporting period
(including crust assets) reporting period
(I) Place "(X)" afternach asset Amount Type (e.g.,
Code lexempt from prior disclosure div., rent,
reporting period
(l) (I) Value Value Type (e.g.,
Code 2 Method 'buy, sell,
(2) (4)(3) (5) Date Value Gain Identity of
Month- coae2 Code I buyer/seller (A"H) or int.) Code 3 redemption) Day (J-P) (A-HJ (if private
(Q-W) transaction)
86. Fedx Corp
87. Bank of America
B
B
Dividend
Dividend
K
K
T
T
88. ·Johnson & Johnson B Dividend K T
89. Lowes Companies B Dividend K T
90. Willis Group Holdings A Dividend K T
91. Commercial Metals A Dividend J T
92.
93.
94.
Mylan Inc
Charles Schwab IRA #3 Rollover
Schwab Adv Cash Reserve
B
A
Dividend
Dividend
K
K
T
T
.· .
(See Column C2} U =Book Value V =Other W =Estimated
C =S2.50 I - S5.000 D =$5.001 -.SI 5.000
(See Columns BI and D4) F =$50.001 - SI00.000 G =$100,001 - Sl,000.000 HI =$1.000.CXH - $5.000.000 H2 =More than S5.000.000 I. Income Gain.Codes: A =$1.000 or kss B =SI.001 -$2- 00 E=Sl5.001-S50,000
2. Value Codes J =SI5,000 or less K =SI 5,001 -$50.000 L =$50.001 -$100,000 M =SI 00,001 - $250,000
!See Columns CJ and 03) N =S250,001 - $500.000 0 =$500.001 - SI,000.000 Pl =SI.000.001- $5,000,000 P2 =$5,000.001 - $25.000,000
P3 =$25.000.00 I - $50.000,000 P4 =More than ·s5o.ooo.ooo
3. Yalut Method Codes Q =Appraisal R =Cost (Real Estate Only} S •A se..c;sment T ;Cash Market
FINANCIAL DISCLOSURE REPORT
Page 10 of 11
Name or Person Reporting
BOWEN, DUDLEY H.
Dale of Report
0610312009
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicateparto/Report.)
PART IV. REIMBURSEMENTS Two reimbursements related to the Board of Directors of the Federal Judges Association, Washington, DC.
Signature
FINANCIAL DISCLOSURE REPORT
Page I I of 11
Name or Person Reporting Date or Report
BOWEN, DUDLEY H. 0610312009
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES 0 . AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E.
Washi ngton, D.C. 20544