the RulesIn This Chapter? Getting an understanding for the goals of financial regulation? Finding out how the rules have evolved through time? Coming to terms with the common rules imposed on investment banks? Seeing how investment banking regulation changed after the recent financial crisis? Finding out about the rules on investment analysts? Finding out why rethe RulesIn This Chapter? Getting an understanding for the goals of financial regulation? Finding out how the rules have evolved through time? Comithe RulesIn This Chapter? Getting an understanding for the goals of financial regulation? Finding out how the rules have evolved through time? Coming to terms with the common rules imposed on investment banks? Seeing how investment banking regulation changed after the recent financial crisis? Finding out about the rules on investment analysts? Finding out why regulation may be ineffectiveSome people would say investment banking is a highly regulated industry,while others would contend that it isn�t regulated nearly enoughand more government oversight is warranted. The recent financial crisisof 2007 and 2008 has refocused debate on the role of regulation and theperceived failure of oversight to prevent the near meltdown of the financialsystem and subsequent global recession. Trying to strike the proper balancebetween free market forces and the protection of investors is a difficult taskthat lawmakers have wrestled with through time. In this chapter, we will fillyou in on the current state of financial regulation and how we got to wherewe are.The History of Regulation ofInvestment BankingAs is the case with most industries, the regulation of the investment bankingindustry has evolved through time. Unlike most fields, however, majorchanges in legislation have come in clusters and have been precipitated byseminal crises in the markets.ng to terms with the common rules imposed on investment banks? Seeing how investment banking regulation changed after the recent financial crisis? Finding out about the rules on investment analysts? Finding out why regulation may be ineffectiveSome people would say investment banking is a highly regulated industry,while others would contend that it isn�t regulated nearly enoughand more government oversight is warranted. The recent financial crisisof 2007 and 2008 has refocused debate on the role of regulation and theperceived failure of oversight to prevent the near meltdown of the financialsystem and subsequent global recession. Trying to strike the proper balancebetween free market forces and the protection of investors is a difficult taskthat lawmakers have wrestled with through time. In this chapter, we will fillyou in on the current state of financial regulation and how we got to wherewe are.The History of Regulation ofInvestment BankingAs is the case with most industries, the regulation of the investment bankingindustry has evolved through time. Unlike most fields, however, majorchanges in legislation have come in clusters and have been precipitated byseminal crises in the markets.gulation may be ineffective

Some people would say investment banking is a highly regulated industry,while others would cthe RulesIn This Chapter? Getting an understanding for the goals of financial regulation? Finding out how the rules have evolved through time? Coming to terms with the common rules imposed on investment banks? Seeing how investment banking regulation changed after the recent financial crisis? Finding out about the rules on investment analysts? Finding out why regulation may be ineffectiveSome people would say investment banking is a highly regulated industry,while others would contend that it isn�t regulated nearly enoughand more government oversight is warranted. The recent financial crisisof 2007 and 2008 has refocused debate on the role of regulation and theperceived failure of oversight to prevent the near meltdown of the financialsystem and subsequent global recession. Trying to strike the proper balancebetween free market forces and the protection of investors is a difficult taskthat lawmakers have wrestled with through time. In this chapter, we will fillyou in on the current state of financial regulation and how we got to wherewe are.The History of Regulation ofInvestment BankingAs is the case with most industries, the regulation of the investment bankingindustry has evolved through time. Unlike most fields, however, majorchanges in legislation have come in clusters and have been precipitated byseminal crises in the markets.ontend that it isn�t regulated nearly enoughand more government oversight is warranted. The recent financial crisisof 2007 and 2008 has rthe RulesIn This Chapter? Getting an understanding for the goals of financial regulation? Finding out how the rules have evolved through time? Coming to terms withthe RulesIn This Chapter? Getting an understanding for the goals of financial regulation? Finding out how the rules have evolved through time? Coming to terms with the common rules imposed on investment banks? Seeing how investment banking regulation changed after the recent financial crisis? Finding out about the rules on investment analysts? Finding out why regulation may be ineffectiveSome people would say investment banking is a highly regulated industry,while others would contend that it isn�t regulated nearly enoughand more government oversight is warranted. The recent financial crisisof 2007 and 2008 has refocused debate on the role of regulation and theperceived failure of oversight to prevent the near meltdown of the financialsystem and subsequent global recession. Trying to strike the proper balancebetween free market forces and the protection of investors is a difficult taskthat lawmakers have wrestled with through time. In this chapter, we will fillyou in on the current state of financial regulation and how we got to wherewe are.The History of Regulation ofInvestment BankingAs is the case with most industries, the regulation of the investment bankingindustry has evolved through time. Unlike most fields, however, majorchanges in legislation have come in clusters and have been precipitated byseminal crises in the markets. the common rules imposed on investment banks? Seeing how investment banking regulation changed after the recent financial cr

isis? Finding out about the rules on investment analysts? Finding out why regulation may be ineffectiveSome people would say investment banking is a highly regulated industry,while others would contend that it isn�t regulated nearly enoughand more government oversight is warranted. The recent financial crisisof 2007 and 2008 has refocused debate on the role of regulation and theperceived failure of oversight to prevent the near meltdown of the financialsystem and subsequent global recession. Trying to strike the proper balancebetween free market forces and the protection of investors is a difficult taskthat lawmakers have wrestled with through time. In this chapter, we will fillyou in on the current state of financial regulation and how we got to wherewe are.The History of Regulation ofInvestment BankingAs is the case with most industries, the regulation of the investment bankingindustry has evolved through time. Unlike most fields, however, majorchanges in legislation have come in clusters and have been precipitated byseminal crises in the markets.efocused debate on the role of regulation and theperceived failure of oversight to prevent the near meltdown of the financialsystem and subsequent global recession. Trying to strike the proper balancebetween free market forces and the protection of investors is a difficult taskthat lawmakers have wrestled with through time. In this chapter, we will fillyou in on the current state of financial regulation and how we got to wherewe are.The History of Regulation ofInvestment BankingAs is the case with most industries, the regulation of the investment bankingindustry has evolved through time. Unlike most fields, however, majorchanges in legislation have come in clusters and have been precipitated byseminal crises in the markets.