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Beyond the Document
Economic and Socio-economic Planning Processes
March 25, 2010
Prepared for: Gander-New-Wes-Valley Community-based
Research Project Steering Committee
Prepared by: Jennifer Daniels, Jessica Peckham, Kelly Vodden and Brian Woodford
Beyond the Document ii
Contact Information
For further information regarding this report, please contact Dr. Kelly Vodden, Department
of Geography, Memorial University at [email protected] or (709) 737-8981.
Cover photos: Barbour House, Newtown; Change Islands Tickle
Beyond the Document iii
Acknowledgements
We would like to thank the Gander-New-Wes-Valley Community-based Research Project
Steering Committee, which includes: Tanya Noble, Dave Vardy, Kelly Vodden, Jill Bennett,
Steve Moss, Denise Wilkins, Nadine Decker and Sheila Boutcher for their participation
throughout this project. The Steering Committee was essential in supporting the research
presented in this report. Additional thanks to Ms. Noble, Ms. Boutcher and Robert Keenan
for attending the Geography 3350 class presentations in November 2009; your feedback was
very useful.
The Rural Secretariat was crucial in the organization and facilitation of this project. Thank
you to Ken Carter and Ms. Noble, who helped us understand the scope of this project and the
importance of community-based planning research in rural Newfoundland and Labrador.
Thank you also to the Rural Secretariat and to INTRD‟s Community Capacity Building
Program, administered through KEDC, for providing the financial support to make the
project possible.
We are incredibly thankful to the community representatives, government personnel and non-
government volunteer organizations from: Fogo Island-Change Islands, Gander Bay,
Lewisporte, New-Wes-Valley, Tilting and Twillingate and New World Islands. We have
tried to be as inclusive as possible in conducting this research, and this would not have been
possible without the participation of community members in the October 2009 Gander
workshop session and through phone and email correspondence throughout the entire
process.
Thank you also to our classmates in Geography 3350 in the fall semester of 2009. This report
has incorporated much of their work, both from their written reports and the interviews that
they conducted. We would also like to acknowledge Ryan Gibson, PhD Candidate, for his
assistance in reviewing and formatting this report.
Finally, we, the student authors, are especially grateful for the guidance provided by Dr.
Kelly Vodden (co-author of this report). This project has been enlightening for all the
students involved and we would not have had the opportunity to conduct this research if it
were not for Dr. Vodden‟s enthusiasm for community-based, regional development research
in her class.
Beyond the Document iv
Table of Contents
ACKNOWLEDGEMENTS .......................................................................................................................................iii
LIST OF ABBREVIATIONS ................................................................................................................................... vi
INTRODUCTION ...................................................................................................................................................... 1
BACKGROUND ON THE PLANNING PROCESS ............................................................................................... 3
PURPOSE ................................................................................................................................................................................... 3
INITIATORS ............................................................................................................................................................................... 3
COMMUNITY VS. REGIONAL PLANNING ............................................................................................................................... 4
PLANNING RESOURCES ........................................................................................................................................................... 5
COMMUNITY ENGAGEMENT AND BUY-IN ............................................................................................................................ 7
ELEMENTS OF THE PLANNING PROCESS .............................................................................................................................. 8
Assessment ................................................................................................................................................................................... 9
Vision .............................................................................................................................................................................................. 9
Goals ............................................................................................................................................................................................ 10
Initiatives Identified ............................................................................................................................................................. 11
Initiative Prioritization ....................................................................................................................................................... 11
Implementation Plan ........................................................................................................................................................... 12
Monitoring and Evaluation ............................................................................................................................................... 12
STATE OF IMPLEMENTATION ............................................................................................................................................... 13
ANALYSIS OF THE PLANNING PROCESS ...................................................................................................... 17
SUCCESSES TO DATE ............................................................................................................................................................. 17
BARRIERS AND CHALLENGES TO IMPLEMENTATION ....................................................................................................... 18
BEST PRACTICES AND SUCCESS FACTORS ......................................................................................................................... 20
RECOMMENDATIONS ......................................................................................................................................... 24
RECOMMENDATIONS FOR COMMUNITIES AND REGIONS ................................................................................................ 24
Generate Interest and Involvement ............................................................................................................................... 24
Focus, Persistence and Adaptability ............................................................................................................................. 24
Monitor, Evaluate, Celebrate and Report on Progress ......................................................................................... 25
Seek Self-Reliance in the Planning and Implementation Process ................................................................... 25
Foster Community and Regional Pride ........................................................................................................................ 25
Enhance Regional and Inter-Municipal Cooperation ........................................................................................... 26
RECOMMENDATIONS FOR PROVINCIAL AND FEDERAL GOVERNMENTS ....................................................................... 27
Provide Support to Communities Demonstrating Commitment to Implementation ............................. 27
Facilitate Improved Communication between Communities & Senior Governments ............................ 27
Assign an Agency Responsibility for Support of Local Level Planning ......................................................... 27
Foster and Support Diversity and Inclusiveness...................................................................................................... 28
Provide Financial Support for Implementation ...................................................................................................... 28
Increase Funding Support for Leadership Training .............................................................................................. 29
Seek Opportunities for Leadership at All Levels ...................................................................................................... 29
Beyond the Document v
RECOMMENDATIONS FOR PRACTITIONERS ....................................................................................................................... 30
Build Action Planning into Planning Documents ................................................................................................... 30
Conduct Human Resources Assessment Early in the Planning Process ....................................................... 30
Recognize Local Residents’ Knowledge and Expertise ......................................................................................... 30
CONCLUSION .......................................................................................................................................................... 32
APPENDICES .......................................................................................................................................................... 33
APPENDIX A: REGIONAL AND COMMUNITY ACTORS ....................................................................................................... 33
APPENDIX B: IMPLEMENTATION TABLES ......................................................................................................................... 35
Fogo Island-Change Islands Socio-Economic Plan ................................................................................................ 35
Gander Bay Labour Market Study ................................................................................................................................. 39
Lewisporte Port Plan ........................................................................................................................................................... 40
Labour Market Study: Town of New-Wes-Valley.................................................................................................... 41
Tilting Economic Development Plan ............................................................................................................................ 42
TITA Master Plan ................................................................................................................................................................... 44
Twillingate-New World Island Strategic Plan ......................................................................................................... 46
WORKS CITED ....................................................................................................................................................... 50
Beyond the Document vi
List of Abbreviations
ACOA - Atlantic Canadian Opportunities Agency
EDC - Economic Development Consultant
EDO - Economic Development Officer
FIDA – Fogo Island Development Association
IBP - Ireland Business Partnership
ICSP – Integrated Community Sustainability Plan
INP - Ireland Newfoundland Partnership
INTRD - Innovation, Trade and Rural Development
JCP - Job Creation Partnership
KEDC - Kittiwake Economic Development Corporation
LSD - Local Service District
RDA - Rural Development Association
REBD - Regional Economic Development Board
SWOT - Strengths, Weaknesses, Opportunities, Threats analysis
TITA – Twillingate Islands Tourism Association
TNWI – Twillingate-New World Islands
See Appendix A for a brief description of these individuals, organizations and programs.
Beyond the Document 1
Introduction
Since 1996, economic planning in Newfoundland and Labrador has largely been carried out
by regional economic development boards (REDBs), which operate on a regional scale.
REDBs have developed strategic economic plans, which are intended to develop more
prosperous regional economies, across the province. The Rural Secretariat is a department of
the provincial government that has taken a more holistic approach to planning, incorporating
economic, social, cultural and environmental considerations of development. They are
engaged in regional and sub-regional planning, through visioning processes, collaborative
partnerships, citizen engagement strategies, and community-based research. Economic and
socio-economic planning on the more localized (community) level has been far more
sporadic than at the larger REDB and Rural Secretariat scale. In a 2008 self-assessment
conducted by 250 municipalities across the province only 36 municipalities (14%) indicated
that they had an economic development plan in place and only eight communities had a
comprehensive community sustainability plan.1
Over the span of the past three to four years several planning local socio-economic processes
have been initiated within the Gander–New-Wes-Valley Rural Secretariat region (Figure 1),
also known as the Kittiwake Economic Development Corporation economic zone.
Figure 1. Gander-New-Wes-Valley Region, Insular Newfoundland2
Local planning processes have been initiated mainly by the communities themselves -
whether single municipalities, local industry associations or groups of neighbouring
communities. For the purposes of this project plans created for a cluster of interconnected
communities are referred to as multi-community or regional plans (sub-regions of the larger
1 Stephen Quinton and Ryan Lane. Municipal Sustainability Self-Assessment Project Final Report (St. John‟s
NL: Municipalities Newfoundland and Labrador 2009) 2 Rural Secretariat, Government of Newfoundland Labrador. Gander – New-Wes-Valley Regional Council
Vision Development, 4. http://www.exec.gov.nl.ca/rural/publications/Vision-GanderNWVFeb15_2008.pdf
Beyond the Document 2
Gander–New-Wes-Valley region). The varying approaches taken to planning throughout the
region, challenges faced and successes achieved are discussed in the report to follow.
This report is based on the research conducted by Memorial University students in the 2009
fall semester of the Community and Regional Planning and Development course in the
Department of Geography. The project represented the first of a two phased, collaborative,
community-based research project initiated by the Gander–New-Wes-Valley Rural
Secretariat Regional Council. The project has been led by a steering committee of
government and non-government representatives from the region working with community
and university partners.
This community-based research process has three key objectives:
1) To identify critical success factors and barriers for small communities in moving from
planning to plan implementation, including consideration of the unique requirements
and challenges in multi-community planning processes;
2) To recommend steps that can be taken by local and government actors to maximize
benefits and minimize challenges associated with these processes; and
3) To share lessons on effective community and multi-community socio-economic
planning processes regionally and provincially.
Seven local planning processes in the region were identified by the project steering
committee for inclusion in the research project. They included: Fogo Island–Change Islands
Socio-Economic Strategic Plan 2008, Gander Bay Labour Market Partnership Report 2008,
New-Wes-Valley Labour Market Study 2007/08, Town of Lewisporte Strategic Development
and Action Plan 2007, Town of Tilting Economic Development Plan 2006, Twillingate
Islands Tourism Association (TITA) Master Plan 2003 and Twillingate-New World Island
Strategic Plan 2008.
Interviews with various participants involved in the planning process were conducted by
telephone and in focus group sessions held as part of a workshop held in Gander in October
2009. The findings and analysis in this report have been derived from the information
provided by individuals interviewed, presentations made by community representatives at the
Gander workshop, the planning document and web site review, consultations with the project
steering committee and community and regional planning literature.
During Phase I of the research project, students prepared case study reviews of the seven
planning processes presented in individual written reports. These reports were circulated to
the lead organizations involved in each planning process in January 2010. This report
represents the findings from Phase 2 of the project, providing a comparison of the planning
approaches used each of the seven case study processes. This involves the description of the
different elements of planning process adapted, the resources used and varying degrees of
implementation that have occurred. A cross-case analysis of the relative successes,
challenges and best practices in each area will provide readers with a greater sense of the
„requirements‟ for success, although it should be noted that there are varying opinions of
what constitutes success in planning for community and regional development. The report
concludes with recommendations for policy makers, planning practitioners and communities
and regions themselves.
Beyond the Document 3
Background on the Planning Process
Purpose
This section will deal with the purpose of the seven planning reports reviewed (including the
two labour market studies). Purpose is often used interchangeably with vision, goals,
mandate, and aims in planning literature and practice. However, it is important to distinguish
purpose from vision, as these concepts have different implications for the overall plan and
planning process.3
Here, the purpose(s) of these planning processes take into account the
overall scope and objectives of the process, including the general direction and outcomes that
those involved wished to see. Vision, on the other hand, is a more specific idea that
community members share of a desirable future, i.e. what specifically a community or region
envisions for their home in the future.4
All seven planning reports had a purpose; six of which were explicitly stated in the planning
documents and one (Twillingate-New World Island) was implied. The scope of the five
development plans was similar, mainly to support the development of economic and social
initiatives that would enhance the viability of these communities and regions, although the
Lewisporte and TITA plans were focused on developing a particular aspect of the community
economy, in particular tourism and port development. The Fogo Islands-Change Islands‟
plan explicitly stated an ecological dimension in their definition of desired development “that
is economically, socially and ecologically sustainable, affordable, realistic, and achievable”.5
The ecological dimension was not represented in the other plans and labour market studies.
The purpose of the two labour market studies was to investigate and report on the
demographics, local skill sets and overall strengths and weaknesses of the local labour
market in their respective regions. Additionally, the New-Wes-Valley labour market study
proposed to include recommendations for a future development plan and the Gander Bay
report states that the intent of the information provided was “to assist in the development of a
social and economic plan for the three local service districts”.6 Both studies, therefore, were
viewed as an information-gathering component of an ongoing planning process.
Initiators
Initiators are broken down into two categories: those organizations and individuals who
determined that planning was necessary and those who were actively involved in the initial
development of the planning process. In most of the regions the same groups were involved
in both of these processes. All of the development plans and the New-Wes-Valley labour
market report were deemed necessary by local actors and initiated locally (i.e. internal to the
3 Bruce Mitchell, Resource and Environmental Management 2
nd Edition (Harlow, UK: Prentice Hall 2002), 133.
4 Ibid.
5 D.W. Knight Associates. Fogo Island-Change Islands Socio-Economic Strategic Plan (Gander, NL: Kittiwake
Economic Development Corporation 2008), 5. 6 William Hardiman. Labour Market Partnership Gander Bay Final Report. (Gander, NL: Kittiwake Economic
Development Corporation, 2008), 4.
Beyond the Document 4
region). In five cases, provincial (INTRD) and federal (ACOA, Service Canada)
organizations and the regional economic development board for the larger Gander-New-Wes-
Valley or Kittiwake region (KEDC) were also involved in initiation. RDAs played a major
role in plan initiation and development in those regions in which they are still active, in
particular Twillingate-New World Islands, Lewisporte and Fogo Island. In New-Wes-Valley,
the labour market study was initiated by the Town Council and a representative of Service
Canada. The Town Council has continued to work towards an integrated community
sustainability plan, which will be released in March 2010. Lewisporte and Tilting local town
councils also played a lead role. On Fogo Island, the Shorefast Foundation played a large role
in plan initiation and on Change Islands local individuals and Town Council were highly
involved. TITA‟s plan was driven by its members, consisting of local tourism-related
businesses. In Gander Bay, the labour market study was deemed necessary by Service
Canada after noting a lack of projects in the area and then initiated by KEDC. In summary, of
the seven planning processes the primary leadership role in initiating the planning process
was taken by the municipal council in three cases, an RDA in two cases (together with a
community foundation and KEDC in Fogo Island-Change Islands), by a business
organization in one case and Service Canada together with KEDC in another (Table 1).
Table 1. Initiating Organizations
Initiating Organizations Frequency
Town Council 3
Rural Development Associations 2
Industry 1
Service Canada with KEDC 1
Community vs. Regional Planning
Regions are defined here as those areas that involve multiple communities in the planning
process. Communities are smaller in scale than regions and include single municipalities,
local service districts and other small, dispersed settlements. As previously mentioned, there
are multiple scales at which planning occurs in this paper: the „large‟ region, broadly defined
as the area served by KEDC and Rural Secretariat, smaller regions, such as Fogo Island-
Change Islands, Twillingate-New World Islands and Gander Bay, and single municipalities,
including New-Wes-Valley, Lewisporte and Tilting. Each of the plans, however, contain
some degree of regional planning, thus, there is a spectrum of „multi-community‟ relations
present, including: a) regionally developed plans, b) single community plans with the
involvement of other communities, and c) community plans with limited regional
participation. Of the plans reviewed, Fogo Island-Change Islands, Gander Bay, TITA and
Twillingate-New World Islands are regional or multi-community plans, New-Wes-Valley
and Lewisporte are single community-focused processes with some involvement from
outside communities, and Tilting‟s plan is a single community plan with limited regional
participation.
Beyond the Document 5
Another important consideration in this study is amalgamation of small municipalities, or
communities joining to form individual municipalities. A single municipality composed of
multiple communities, e.g. New-Wes-Valley, was not considered to be a region in this study,
although it is important to note that residents continue to recognize the original, distinct
communities that make up the amalgamated municipality. Amalgamation also has practical
ramifications for planning, including more solidified and cohesive governance of small
communities within a region through a single municipal government that can undertake
projects such as the New-Wes-Valley Labour Market Study. This situation can be contrasted
with Gander Bay, where there is no single local government body to undertake planning or
oversee and monitor plan implementation for the area.
Planning Resources
Within a planning process, the resources available affect how a region plans and their ability
to implement the plan. Four key types of resources are considered: Human Resources,
Financial Resources, Technical Capacity and Mandate (Table 2). Hodge and Robinson
(2001) and Tracey (2004) point out that these four resources are very important in regional
planning. The analysis of the seven planning processes reviewed further demonstrates their
importance.
Human resources are “the people that staff and operate an organization”.7 Without these
resources, no plan would ever be created and no change would occur in the area. In rural
Newfoundland and Labrador (NL), many of the human resources devote to community
development come from the volunteers that reside in the area. In the seven cases reviewed,
volunteers have been the leading force behind the planning process. None of the area
representatives specified how many volunteers were involved in the process, but they
emphasized how important it was for volunteers to be a part of the process. Volunteers were
members of various committees throughout the regions, such as the RDAs in Twillingate-
New World Islands and Fogo Island.
While volunteers provide important guidance and support additional human resources were
typically hired to be responsible for writing the plan and collecting the information needed to
complete the plan. In some cases, both the research and the writing of the plan were
completed by the same person. These roles are often fulfilled by either contracted staff or
consultants. In the cases examined three out of the seven hired private consultants to write
the plan: Fogo Island- Change Islands, Lewisporte and TITA. Three of the plans were written
by the staff that resided in the area. New-Wes-Valley hired an EDO and Tilting had hired a
Junior Development Officer. In both cases the individuals in these positions were hired by
municipal council. In Gander Bay, a coordinator was hired by KEDC to live in the area
temporarily while conducting the research and writing the labour market report. The
Twillingate-New World Island plan was written by the Strategic Planning Committee
volunteers together with RDA staff.
7 William Tracey. The Human Resources Glossary.(Boca Raton: CRC Press LLC, 2004), 322.
Beyond the Document 6
Table 2. Gander-New-Wes-Valley Socio-Economic Planning Resources
Region Human Resources Financial
Resources
Technical and
Organizational Capacity Mandate
Fogo Island-
Change
Islands
Volunteers,
Community Strategist (D.W
Knight Associates
ACOA (33%),
INTRD (33%), Shorefast (33%),
Total cost=
$120,000-150,000
KEDC, FIDA, Fogo Island
Regional Council, Islands Chapter of the Gander and
Area Chamber of Commerce,
ACOA, INTRD, Community Strategist
Yes - from
members (RDA)
Gander
Bay
Volunteers,
Coordinator (hired by KEDC)
Service Canada
($65,000), KEDC ($11,000 - in kind)
Coordinator, KEDC, INTRD
No
Lewisporte
Volunteers
(municipal Council, RDA, Chamber),
Consultant (Young Consulting)
INTRD, ACOA,
Town of Lewisporte
Total Cost-$80,000
(estimate)
Lewisporte Town Council,
Lewisporte and Area Chamber of Commerce, Lewisporte Area
Development Association, Town of Lewisporte Economic
Development Committee
Yes - municipal government
and from members
New-Wes-
Valley
Volunteers (Council), EDO (hired by
Council)
Service Canada ($57,000), KEDC
($11,000 - in
kind)
EDO, Town of New-Wes- Valley Yes - municipal
government
Tilting
Volunteers, Jr.
Development
Researcher (hired by Council)
IBP, ACOA,
INTRD, INP
Total Cost- $80,000
(estimate)
Jr. Development Officer, KEDC,
ACOA, INTRD, EDC, Town
Council Yes - municipal
government
TITA
Volunteers, Consultant (AMEC
Ltd.)
ACOA, INTRD Cost- $80,000
(estimate) Lighthouse plan
=$29,000
TITA, ACOA, INTRD Yes - from
members (TITA)
T-NWI Volunteers (RDA, community
members), JCP
Service Canada, RDA, LSD’s, JCP
(limited)
RDA (retired teachers), JCP staff, Strategic Planning
Committee (within RDA), KEDC
Yes – from
members (RDA)
Financial resources are the “funds received to conduct activities through taxes, borrowing,
grants, or any combination of the three”.8 As shown above, the average planning cost, with
the exception of Fogo Island- Change Islands ($120,000), was approximately $80,000. Based
on this estimate, if all of the municipalities in NL were to write a socio-economic plan
individually, the total cost would be over $20,000,000.9 In the case of Gander-New-Wes-
Valley, the financial resources came in the form of provincial and federal grants. These
resources were used by the regions to hire human resources to conduct research in the region
and then to write the plan.
8 Gerald Hodge and Ira Robinson. Planning Canadian Regions. (Vancouver: UBC Press, 2001), 120-121.
9 It is noted that many of the recently completed Integrated Community Sustainability Plans did not entail the
same amount of detailed research or level of consultation and have been completed for a significantly lower
cost (many ranging from $15-20,000 each).
Beyond the Document 7
Technical capacity, combined here with organizational capacity, within a region “refers not
just to the staff skills and talents in the [region], but also to the political commitment of the
[region] and the province to accomplish [their] mandate”.10
This combination of skills,
authority and legitimacy is necessary for a given area to fulfill the intended purpose in
planning.11
The people involved in the planning process who had the actual skills to complete
the planning process were usually from provincial and municipal groups involved. For
example, Jill Bennett from KEDC was involved in the Gander Bay process and was an
important resource in the initiation of the Gander Bay study who contributed necessary
technical capacity. The organizations involved (Table 2) bring organizational resources that
often include some level of technical or advisory capacity as well as local political
commitment to the process. The notion of political commitment overlaps with the fourth and
final type of resource identified - mandate.12
Mandate is defined as “the authorization the province, the federal government, or both levels
of government provide in order to conduct regional planning activities”.13
This may or may
not include legal planning authority, which may also create limitations on planning actions.
A planning mandate provides direction to regional planners so that they know what they can
and cannot plan.14
In many of the cases reviewed, the mandate to plan came not from
government but rather from community members, in particular members of organizations
such as TITA or RDAs (Fogo Island, T-NWI). If the planning mandate comes from an
organization‟s membership, then it shows that members of the community recognize that
something needs to be done in the region. Twillingate-New World Island is an excellent
example of authorization coming from membership. Challenges may arise, however, when
the organization‟s membership is not broadly representative of the community and therefore
local buy-in may be limited to a particular segment of the population. With the exception of
Gander Bay, every other region within Gander-New-Wes-Valley region had a planning
mandate from local members or because the initiators were municipalities, which have legal
planning authority under the Municipalities Act, 1999. Gander Bay created a labour market
study after being approached by KEDC, which also has recognized planning responsibilities
within the broader region. In the absence of a municipal government or an RDA, it was in
response to this outside intervention that community members got together to assess the
changes they wanted to see in their region.
Community Engagement and Buy-In
According to public participation literature, without public involvement there will be little
citizen buy in and very little will come out of the planning process.15
All of the planning
processes examined have some level of community engagement and buy-in. However, after
assessing all of the seven cases, there are two identifiable different types of involvement:
organizational involvement and general public involvement.
10
Ibid 11
Ibid 12
Ibid. 13
Ibid. 14
Ibid. 15
Ibid.
Beyond the Document 8
In terms of organizational involvement, Lewisporte has a great deal of support and resources
coming from the municipal government and local organizations. Some of these groups
included Lewisporte Town Council and the Lewisporte and Area Chamber of Commerce.
Similarly, the Fogo Island-Change Islands plan acknowledges 38 different organizations that
contributed to the planning process in some way.
General public involvement, however, reflects another level of community engagement,
which may involve a more diversified range of opinions and values being represented in the
planning process than organizational involvement. Multiple stakeholders within an area
certainly help to get implementation started, but it does not necessarily reflect the amount of
general public participation. If the level of public involvement was based on the proportion
of citizens or community members involved in the planning process, Gander Bay would have
one of the highest levels of public involvement among the regions. Lewisporte has relied on
municipal government, although working in partnership with groups such as the RDA and
Chamber, to make decisions and take the lead on plan implementation. Gander Bay on the
other hand, has provided opportunities to the public to become involved. They held multiple
workshops in the region to give the public the opportunity to have their opinions heard and to
be involved in the planning process. An opportunities identification session was held to give
residents the opportunity to give suggestions for and also to prioritize social and economic
opportunities.
Each planning process, therefore, did have some degree of community engagement; it just
exists on different levels. In most cases, participation is based on volunteer involvement,
particularly volunteer members of the various committees existing within each region that are
engaged in the process. As such, citizen involvement is dependent on an active and engaged
volunteer sector. These volunteers are involved in making decisions that will affect their lives
because they value the relationship between self and society.16
Some people identify
themselves with the area in which they live and realize if the region changes, so do their
lives. This leads to a desire to get involved.17
In other cases, people are disengaged with
planning and development because they are fine with the present situation. This latter
situation was described as a barrier to greater public engagement and the development of
organizations, such as an implementation steering committee in Gander Bay.
Finally, even though the public may have been involved in the process, it is the consultant or
the person responsible for writing the plan whose voice is heard most because they are
responsible for how the plan or document is framed and constructed. It must be
acknowledged that every region‟s plan is biased in some way depending on an author‟s
background/opinions. This was addressed as an issue by one representative from Fogo
Island-Change Islands.
Elements of the Planning Process
While various different approaches can be taken in completing a socio-economic plan, the
planning literature identifies a number of similar steps that should be undertaken in moving
16
Keith Smith. "Citizen Participation in Community Development." Columbus, OH: Ohio State University, n.d.
http://ohioline.osu.edu/cd-fact/l700.html 17
Ibid.
Beyond the Document 9
from plan initiation to completion, implementation, monitoring and evaluation (see for
example Curran et al., 2009, Markey et al., 2005, Hodge and Robinson 2001). For the
purposes of this report nine key steps have been identified (Table 3).
Table 3. Elements of the Planning Process
Re
gio
n
Pre
-Pla
nn
ing
Re
gio
na
l
Asse
ssm
en
t
Vis
ion
Go
als
an
d
Ob
jecti
ve
s
Init
iati
ve
s
Ide
nti
fie
d
Init
iati
ve
s
Pri
ori
tize
d
Imp
lem
en
tati
on
Pla
n*
Imp
lem
en
tati
on
Mo
nit
ori
ng
an
d
Eva
lua
tio
n
Fogo Island-
Change
Islands
Yes Yes Yes Yes Yes No No Yes Yes
Gander Bay
Yes Yes No No Yes No No
To
some
degree
No
Lewisporte Yes Yes No** Yes Yes Yes Yes Yes Yes
New-Wes
Valley Yes Yes No Yes Yes No No Yes No
Tilting Yes Yes Yes Yes Yes Yes Yes Yes Yes
TITA Yes Yes No Yes To
some
degree
To some
degree
To some
degree
Yes Yes
T-NWI Yes Yes Yes Yes Yes Yes Yes Yes Yes
* see Table 4
** See summary description, section 1.6.2
Assessment
Assessing the assets a community or region has to build upon, and the challenges it has to
overcome, is an important element in a planning process. This environmental scan often
includes a strengths, weaknesses, opportunities, threats or “SWOT” analysis. SWOT is an
analysis of the environment in which planning and implementation is to take place. Strengths
and weaknesses are most commonly internal to the planning area while opportunities and
threats are usually external.18
This is a critical stage of the planning process. Lack of
understanding of local circumstances limits the analysis of viable strategies and initiatives
18
David Curran Associates. Municipal Economic Crisis Response Program: A Municipal Guide for Economic
Recovery. (St. John‟s, NL: Municipalities Newfoundland and Labrador, 2009), 67.
Beyond the Document 10
and results in actions plans that are not feasible.19
All seven of the Gander-New-Wes-Valley
plans conducted a SWOT exercise with both internal and external factors being considered.
Most common among the strengths identified were cultural resources derived from the
history of each area as well as their people. The region‟s cultural and social strengths are
reflected in people‟s dedication to make a difference in their communities or regions. The
weakness that was identified most, however, was volunteer burnout and problems attracting
new volunteers to help accomplish identified goals. A lack of specific services, such as
restaurants and craft stores, was also a weakness commonly noted.
Looking ahead, the opportunities that were most commonly identified were potential for
increased tourism linked to increased amenities, and commercial business enhancement,
which was often linked to improvements in the fishery, ecotourism, technology and
infrastructure.
The most common threats identified were a decrease in residents living in a town or region,
an aging population, lack of community involvement and poor economic conditions such as a
strong Canadian dollar, making tourist services less appealing for international travellers, and
the high price of oil.
Vision
A vision is a statement that reflects community values, beliefs, aspirations, and desired
quality of life. As previously mentioned, it differs from purpose in that it identifies what is
important for the future of a community in terms of desired social, economic, cultural and
environmental conditions20
. Most of the plans did not have a vision statement as described
above. Only two of the plans included a vision statement: Fogo Island-Change Islands and
Tilting (Table 3). The Fogo Island-Change Islands vision statement aims at encouraging the
growth of their economy with creativity and cooperation through developing their fishery and
valuing culture and the natural environment, as well as becoming a global travel destination.
Tilting‟s vision statement is directed at preserving their Irish culture, cultural landscape and
traditional values while enhancing economic growth. In both areas their vision reflects a
desire to value and maintain their local values and culture while growing their economies.
Lewisporte Chamber of Commerce had developed a vision for the business community in a
session in September 2003 but this vision was not referred in the 2007 Strategic Action Plan.
Goals
Goals are a statement of the long-term desired outcomes, typically for specific sectors or
issues. They are building blocks towards creating a vision and, while they may not be
directly measurable, there should be some ability to track observable evidence of progress by
breaking larger goals into objectives. Goals set the focus for the remainder of the planning
process by providing the areas of concentration. Objectives are defined as the specific,
tangible outcomes (or targets) that will move the community or region towards its goals.
Each goal can have a number of objectives. Objectives can be measured qualitatively and
19 Markey, Sean, Greg Halseth and Don Manson. “Closing the implementation gap: a framework for
incorporating the context of place in economic development planning” Local Environment, Volume 13, Issue 4
(2008, pp. 337 – 351). 20
Ibid.
Beyond the Document 11
quantitatively.21
All of the community and regional planning documents reviewed identified
goals and objectives with the exception of Gander Bay (Table 3). The most common goals
listed in the plans were related to regional cooperation and tourism development, followed by
promoting heritage and job retention. The Fogo Island-Change Islands listed the specific goal
of practicing an “Islands as a Whole”22
approach, bringing the communities of Fogo Island
together, and listed tourism marketing and business promotion as their main focus, for
example. Lewisporte focused on promoting their port as a main goal, which was connected to
garnering tourist and business growth. Tilting‟s goals were to expand the tourism industry
and make improvements to its existing transportation infrastructure. New-Wes-Valley listed
goals of regional cooperation along with tourism and job retention. Twillingate-New World
Islands Development Association listed regional cooperation and accountability as important
goals, while Twillingate Islands Tourism Association‟s goals are focused on regional
cooperation, tourism development and the promotion of heritage.
Initiatives Identified
Initiatives are defined as specific projects in support of the targets set in a plan. While not all
planning documents have set targets all seven do make recommendations for specific future
actions. The initiatives identified varied in each community/regional plan (Appendix B).
Initiatives were most commonly aimed at improving economic conditions and social well
being for residents living in the planning areas. Economic development was proposed
through strategies such as increasing port infrastructure and alternative fish harvesting
methods as well as through enhancing tourists‟ experiences by restoring cultural
infrastructure and making improvements of walking trails, which were suggested in most
regions. Initiatives included a strong focus on tourism and communications; such was the
case for Tilting, Fogo Island-Change Islands, Twilligate-New World Islands and TITA.
Infrastructure development initiatives were also included, such as the lighthouse
refurbishment in the TITA plan and the dockside development which is a complete initiative
in the Lewisporte plan. Despite these similarities initiatives also differed in type and scope
(see Appendix B for a listing).
Initiative Prioritization
Without some analysis of the feasibility of proposed initiatives given local conditions and a
process of prioritization based on priorities and available resources, planning documents
often create “shopping lists” of suggestions23
, many of which cannot be implemented.
Initiative prioritization occurred in most of the community plans, while Gander Bay and
Fogo Island-Change Islands did not have their initiatives prioritized. It should be noted that
Gander Bay did have a vote of initiatives during an opportunities identification session.
During this session their top three initiatives were voted on. There was extensive analysis in
assessing opportunities in the case of Twilligate Islands Tourism Association, listing by high,
21
Ibid. 22
D.W. Knight Associates. Fogo Island-Change Islands Socio-Economic Strategic Plan. (Kittiwake Economic
Development Corporation, 2008), 23. 23
Markey, Sean, Greg Halseth and Don Manson. “Closing the implementation gap: a framework for
incorporating the context of place in economic development planning” Local Environment, Volume 13, Issue 4
(2008, pp. 337 – 351).
Beyond the Document 12
medium and low priority. The Tilting plan prioritized the completion of their initiatives by
using a timeline approach. The Gander Bay “dot-mocracy” voting exercise was
comparatively a less complex procedure. Lewisporte had a thorough approach to prioritizing
their initiatives, which included impact assessment, success probability and a timeline
approach. Twillingate-New World Islands also had initiatives prioritized using a timeline
approach.
Implementation Plan
Three elements were considered when determining if an implementation plan had been put in
place within the case study planning processes: budget, timeline and responsibilities for
initiative implementation (Table 4). A budget for implementation was established in the
Lewisporte and Tilting community plans, but the remaining five plans did not budget costs
for plan implementation. Three of the seven community/regional plan had a timeline set for
implementing their plan (T-NWI, Tilting, and Lewisporte). While a specific timeline was not
provided, the TITA plan indicates whether initiatives are high, medium or low priority. The
remaining plans (Fogo Island-Change Islands, Gander Bay and New-Wes-Valley) had no
timeline for implementation set. Responsibilities refer to who is going to implement the plan.
Of the seven plans, only T-NWI and Lewisporte identified parties responsible for plan
implementation in their respective plan documents.
Table 4. Presence of Implementation Plans
Community/Region Implementation Plan
Budget Timelines Responsibilities
Fogo-Change Islands No No No
Gander Bay No No No
Lewisporte Yes Yes Yes
New-Wes Valley No No No
Tilting Yes Yes No
TITA
No To some
degree
To some degree
(TITA implicit, some municipal)
T-NWI No Yes Yes
Monitoring and Evaluation
Monitoring and evaluation provides important opportunities for learning, adaptation and
improvement throughout the planning and implementation process. A strategy for monitoring
and evaluation is recommended that addresses each step of the planning process with
benchmarks to ensure that progress can be charted.24
Gander Bay and New-Wes-Valley are
the exception with the absence of a monitoring and evaluation component of these
community reports, reflecting again the fact that they are labour market studies rather than
24
David Curran Associates. Municipal Economic Crisis Response Program: A Municipal Guide for Economic
Recovery. (St. John‟s, NL: Municipalities Newfoundland and Labrador, 2009), 68.
Beyond the Document 13
planning documents. All five plans have some elements of a monitoring and evaluation
strategy in place. Fogo Island-Change Islands, for example, have ongoing monitoring and
evaluation strategies related to each of their planning goals identified in their 2008 Strategic
Plan. Lewisporte meets monthly with town council and during this time plan monitoring and
evaluation progress is addressed. TITA meet with members of ACOA and INTRD
periodically to discuss their progress in plan implementation. The Master Plan document also
includes measurement indicators for each identified strategy.
Plan revision refers to setting a point in time to reflect and make changes to a
community/regional plan. This component of the planning process is dependent on the
monitoring and evaluation process, including both formal and informal evaluation.25
Twillingate-New World Islands Strategic Planning Committee is the only group that has
undertaken a review and revision of its 2006 plan. This revision was completed in 2008,
resulting in a new (2008) Strategic Plan document.
State of Implementation
There have been a range of implementation successes (or lack thereof) resulting from the
planning processes in the areas surveyed. Implementation is also an active and ongoing
process in many of these areas. Although initiative implementation can be measured
quantitatively (Table 5), the degree to which implementation is occurring seems to be a
matter of opinion. That is, there is a perceived state of implementation as well as quantifiable
degree of implementation. The former may not be based on complete information and is
likely to reflect attitudes towards the plan and planning process, particularly how initiatives
were prioritized and the general „representativeness‟ of the plan, i.e. the extent to which
stakeholders‟ interests have been incorporated into both the plan and its implementation.
There are also challenges associated with quantifying initiatives because they can be difficult
to objectively measure.26
It is important to acknowledge, for example, that the initiatives
identified varied in terms of their difficulty, complexity, and the amount and types of
resources that are required to implement them. For example, identification of stakeholders
and ensuring that minutes from meetings be brought to the attention of stakeholders in the
Twillingate-New World Island plan were weighted the same as the expansion of the
community water system in Tilting in Table 5 below. This analysis has not attempted to rate
the degree of complexity or impact of these various initiatives. So while it may appear that
some regions have a significantly higher percentage of initiatives that have been
implemented, these results are for illustrative purposes and must not be extrapolated as being
the sole measurements for implementation success. These issues will be discussed in greater
detail in Section 2.0.
The region with the least success to date in moving from planning to implementation is
Gander Bay. As a labour market study, the primary purpose of the Gander Bay report was not
explicitly to develop initiatives (or ways of implementing them) and, as a result, there has
been little attention paid to implementation. Likewise, implementation has been limited in
25
Ibid., 68. 26
For instance, it is difficult to measure the difference between something that is nearly done vs. midway when
comparing projects that are so varied in size and scope. It is also a challenge to compare these initiatives with
those projects that require continual efforts, and thus, are never complete.
Beyond the Document 14
New-Wes-Valley. Again because of the labour-market focus of the report there was limited
identification and analysis of specific initiatives, although a series of recommendations were
made that included a continuation of the planning process. Implementation of this
recommendation is underway along with initiatives in regional cooperation. There are also
projects being completed, such as increased signage, which were not specifically
recommended in the labour market study, but do address the identified need for tourism
related initiatives.
There is some disagreement between interviewees in Fogo Island-Change Islands and TITA
cases about the degree to which implementation is occurring. In Fogo Island-Change Islands,
some individuals stated that implementation has been very limited, suggesting that initiatives
have not been prioritized in an organized manner or that the process of planning for
implementation is still underway. Many of the initiatives that have been implemented have
been carried out through, or with assistance from the Shorefast Foundation, a local
organization on Fogo Island. Similarly, in the TITA case, representatives have suggested that
implementation of their highest priority project, the Long Point Lighthouse, was delayed for
a period of over five years while „less important” projects to enhance tourism, some taken on
by private sector groups, moved ahead. To date, a design plan for the lighthouse has been
completed and the renovations are expected to be completed by 2011. In both of these plans
there is some animosity over which groups and organizations should be doing the
implementation and the idea of what constitutes appropriate development is contested.
In the remaining areas: Lewisporte, Tilting and Twillingate-New World Islands, initiative
implementation has been described has fairly successful and a continual process.
Infrastructural development of the harbours, tourism development and other economic
development initiatives have been undertaken in all three areas. Research in socio-cultural
initiatives, such as health and education facilities have also been completed in Tilting and
Twillingate-New World Islands, with some similar efforts underway on Fogo Island through
a Community Health Advisory Committee.
An analysis of the extent to which implementation has occurred was conducted, based on
available data, utilizing eight categories (Table 5). These include:
1. Completed- those initiatives that have been finished according to the criteria set out
by the respective community/region
2. Early stages- initiatives that have either recently started, or those that are only at the
initial stage of development
3. Midway- in the middle point of development
4. Nearly complete- requires minimal action to be entirely complete
5. Ongoing- initiatives that are continuous in nature, so there is no theoretical endpoint
6. Postponed- initiatives that have been started followed by a period of indefinite delay
7. No evidence of implementation – no reference to implementation was made in
interviews, documentation or subsequent consultations
Beyond the Document 15
8. No action - projects confirmed to have no implementation, nor are these initiatives
expected to be pursued in the near future
Table 5 illustrates that the most common category is no evidence of implementation (41%),
followed by ongoing initiatives (30%) and those in their early stages (22%). After a period
ranging from 1.5 (Fogo Island-Change Islands) to 7 years (TITA), 11 (6%) of the nearly 200
identified initiatives were reported to be completed or nearly completed as of the date of this
report.
Table 5. Status of implementation
Community/Region
# of
Initiatives Identified
Status
Percentage of Identified Initiatives with Evidence of
Some Level of Initiative
Implementation
Fogo Island-Change
Islands (2008) 49
1 completed; 1 Nearly complete; 14 Early Stages;
14 Ongoing
61%*27
Gander Bay (2008) 15 3 Early Stages 20%
Lewisporte (2007) 14 5 Early Stages; 2 Ongoing 50%
New-Wes-Valley (2007/2008)
10 1 Early Stages; 3 Ongoing 40%
Tilting (2006) 37
9 Early Stages; 1 Midway;
2 Nearly complete; 8 Ongoing; 1 Postponed
57%
TITA (2003) 27
1 Completed; 1 Mid-way
with no action; 8 Early Stages; 5 Ongoing
56%
T-NWI (2008) 47 6 Completed; 1 Midway; 3
Early Stages; 27 Ongoing 79%
Total 199
8 Completed; 3 Nearly
complete; 3 Mid-way; 43
Early stages; 59 Ongoing; 1 Postponed (117
implementation underway; 1 no action; 81 no
evidence of implementation )
59%
*See Appendix B for details.
27
Tempering the apparent success of this process based on the percentage of identified initiatives being
implemented, respondents noted that several of these initiatives are being (and would have been) undertaken
regardless of the planning process. Concerns exist that some initiatives are not been taken island-wide or to the
extent envisioned and that planning process has not yet fulfilled the intended function of coordinating island-
wide initiatives.
Beyond the Document 16
It should be noted that some of these initiatives have been undertaken outside of the planning
process itself (i.e. by organizations other than those involved in the planning process). As a
result some of these initiatives may have been undertaken with or without the planning
process, such as new tourism services being offered by the private sector or municipally-led
harbour improvements in Twillingate. Also, as new priorities have arisen within the regions,
some projects have been accomplished that were not originally part of the plan and are
therefore not included in this analysis of community accomplishments. Finally, to reiterate,
initiatives vary in scope, cost, difficulty and potential impact and are therefore not directly
comparable.
Iceberg and oceanside garden, Fogo Island
Beyond the Document 17
Analysis of the Planning Process
Successes to Date
When people think about success they tend to think about tangible, often physical or
economic success factors. For instance, in the case of the Twillingate area, hiking trails have
been partially upgraded, gazebos and information kiosks have been created, and major
upgrades to the Long Point Lighthouse are set to occur in summer 2010. One outcome that is
typically sought is job creation. Temporary employment and planning skills were developed
in the Gander-New-Wes-Valley region through these planning processes; however, there
were few cases where respondents noted that long-term jobs had been created. In most cases
initiatives have been identified to support the development of industries such as tourism or
agriculture but attempts have not been made to track increases in employment that may have
been created, at least in part, as a result of these improvements. One example of job creation
is the Recreation Coordinator, and more recently Community Youth Network Coordinator
and Adult Basic Education instructor positions created within the Twillingate-New World
Islands. These positions have created jobs but also enhance services and educational and
recreational opportunities within the region.
In the seven cases reviewed, each has had some implementation success. Although Gander
Bay‟s has been the most limited, residents and organizations in Gander Bay are in the early
stages of developing a public library, childcare services and camping facilities along the
Gander River. In six of the regions, there have been upgrades to infrastructure completed.
Within New-Wes-Valley, there have been street signs distributed across the region.
Twillingate has upgraded its harbour infrastructure and Lewisporte has improved its marina.
Fogo and Change Islands have had success in completing fisheries roundtables, establishing
a small business loan fund, a farmers market and an agricultural co-operative. Although
development of the latter initiatives was underway before the plan was put in place they are
included within and supported by the islands‟ socio-economic development plan.
Based on Table 5, the two regions that have had the most implementation success appear to
be Twillingate-New World Islands, including TITA, and Fogo Island-Change Islands,
including the Town of Tilting. While Lewisporte is pursuing a smaller proportion of
identified initiatives, they have also made significant strides on major projects. Lewisporte‟s
implementation has involved the construction of docks, the addition of 38 electrical sites to
their harbourfront park and the start of the Downtown Revitalization Project. The Town of
New-Wes-Valley has taken a lead role in establishing the Bonavista North Joint Council,
recognizing the need for enhanced regional collaboration and there have been advancements
in water and sewage infrastructure, a food service co-op and artist-in-residence program
created in Tilting.
In addition to these „hard benefits‟, there have been other successes that have come out of the
overall planning process. These include the sometimes unexpected and “intangible”
outcomes of improved social capacity in the communities/regions, such as relationship
building, increased communication and problem solving abilities.28
It is fair to say that all
28
J.E. Innes and D.E. Booher. “Consensus Building and Complex Adaptive Systems: A Framework for
Evaluating Collaborative Planning,” Journal of the American Planning Association 65, no. 14 (1999): 3.
Beyond the Document 18
regions within Gander–New–Wes-Valley have had significant „intangible‟ successes
resulting from the planning process. All of the regions agreed that the planning process has
improved relations among the people involved and has enhanced their communities by
getting more people involved in trying to bring about changes to each region. In three of the
areas, representatives stated that this process has finally received attention from government,
which is important for garnering both human and financial resources. In cases of multi-
community planning, respondents emphasized that this process has finally brought the
communities together and enabled multi-community collaboration, forming a more cohesive
region. The planning process had more people and volunteers engaged than ever before.
People were willing to put their time into this process to hopefully see some change in their
respective regions. All of the regions had stated that community engagement has improved.
Multi-community plans have additional benefits that come from when there is more than one
community involved in a planning process. There are usually more people involved, through
committees and participation from multiple municipal governments. Multiple partners allow
for more resources to be put into the plan, including human and financial, and can help to
improve the success of implementation. The more people get involved the more that opinions
get heard and more possible initiatives get identified that people want to complete in the area.
Barriers and Challenges to Implementation
When dealing with multiple communities additional or heightened challenges are also faced.
Some respondents suggested that there were conflicts that arose within various regions (i.e.
amongst individual communities) in the process. Sometimes not everyone‟s ideas and
opinions are being heard or getting the attention that some people think that they should. This
also occurs in single community processes but is heightened when multiple communities are
involved. Community engagement in these plans is a complicated process and can lead to
real or perceived conflicts of interest. Some people or certain communities may see one
initiative as more important than another, particularly those in another community. All of the
communities within each region need to see where their interests may be similar and that the
goal of the process is to create a positive change in the region as a whole. When they realize
this, it will allow more success to occur because of the agreement that all regional initiatives
have importance. At the same time individual communities can and should pursue initiatives
that benefit their communities while supporting a broader regional vision. This will be
discussed further in section 3.1.
Three major problems were identified by planning representatives that are associated with
multi-community planning. The first involves the disagreements on priorities in varying
communities discussed above. This was cited as a particular problem in three cases. A second
problem identified was a lack of communication among communities. Finally, respondents
from two regions stated that smaller communities in these regions feel as if they are
underrepresented within the planning process. This final point is crucial to acknowledge,
because a plan‟s success is dependent on support and buy-in from all participating
communities. If members of all communities do not feel as if the plan is inclusive of their
own values, then they will be less inclined to support it. This logic can be extended to
inclusion more generally, such that if regions wish to be more resilient, they must ensure that
their leadership promotes diversity of representation among and within communities.
Beyond the Document 19
In some cases, responsibility and accountability was also identified as a significant issue. It is
often unclear who is responsible for ensuring that implementation occurs - people tend to
think that someone else will take on the required tasks. Clear delineation of responsibility
may be more challenging in multi-community planning but is critical in any planning
process.
External challenges related to the global economy, such as the influence of „macro‟ labour
markets, affect all the communities and regions in Gander-New-Wes-Valley region and the
entire province. In Gander-New-Wes-Valley, all the regions are in a state of demographic
decline and face youth retention issues. They all have an aging labour force and there are also
concerns with (seasonal) out-migration, which means that in many areas there is a relatively
high incidence of single parent homes. This creates additional challenges for encouraging
volunteer involvement and retention of families in the region. Additionally, this region, as is
the case for most of rural Newfoundland and Labrador, has a long history of dependence on
natural resource extraction industries. Thus, most of the areas in this region are not very
economically diverse, which makes them highly vulnerable to large-scale changes in their
environment, e.g. collapses in fish stocks, as well as global market changes in natural
resource commodities. These issues were brought up in each of the community/region‟s
SWOT analyses.
In all seven communities and regions, lack of funding and limited access to funding was
stated as a barrier to the implementation of initiatives and to the overall coordination of the
implementation stage of the planning process. Financial resources are of obvious importance;
they are crucial for the support of the human resources and technical expertise necessary to
develop plans and implementation strategies. Funding is also required to implement
initiatives. There was a range of responses regarding how detrimental this lack of funding is
to implementation. The majority of respondents in three out of the seven areas say it is the
largest and generally most significant barrier to implementation. These include: Lewisporte,
TITA and Twillingate-New World Islands. Fogo Island-Change Islands, New-Wes-Valley,
Tilting, and Gander Bay express similar concerns related to lack of financial resources, but
they are not emphasized to the same degree. Representatives suggest that the biggest
challenge with respect to funding is that it is difficult to secure financial resources to enact
initiatives, particularly economic focused initiatives such as funding for developing the port
or restoring the Long Point Lighthouse (which is currently underway).
In five of seven cases, representatives claim that there is a lack of technical expertise
necessary for effectively conducting the planning process within their communities. In the
case of Twillingate-New World Islands securing funding to retain an economic development
officer with the required expertise to work with the organization‟s active volunteers to
implement economic initiatives is among their highest priorities. Although, this point was not
explicitly stated in other regions/communities, the need for well-trained leaders is of equal
relevance in these areas. Representatives in Lewisporte, for example, made a specific note
that they were lacking an inventory of peoples‟ skills.
Although, financial resources and human resources (including technical capacity) are highly
interdependent factors, many representatives from these two areas claim that failure to
implement is not from a lack of willingness to participate on the part of those involved at the
local level. Representatives from Twillingate-New World Islands address the same issue,
emphasizing that while their primary concern is funding for developing technical expertise in
Beyond the Document 20
economic development, with this support viable economies can be sustained through the
efforts of local residents.
Despite this volunteer spirit and commitment, all of the regions/communities stated that a
lack of human resources was a significant impediment to planning and implementation.
Respondents from each planning area suggested that it is often the case that the same people,
or groups, are actively volunteering on numerous different tasks, and thus, these individuals
are experiencing „volunteer burn out‟. This further threatens the social capacity that exists in
a given area. Identifying leaders to take on project initiation is a challenge in a few of the
regions examined, but this is an especially prevalent issue in Gander Bay.
Another fundamental barrier to planning and development was community members‟ and
volunteers‟ interest in and attitudes towards planning. For instance, in Twillingate-New
World Islands, TITA and New-Wes-Valley, some representatives suggest that there was a
lack of consistent interest in planning efforts, which creates a situation where individual
groups are involved that only want to pursue certain projects, and, in some cases, lose sight
of their respective region‟s overall vision. In Gander Bay representatives agreed that the
biggest barrier to planning is the fact that community members are not taking responsibility
for the recommended initiatives. It was suggested that there is a sense of complacency among
the residents who are happy with their current lifestyles, and yet there are incidences of
residents complaining that nothing is being done. This is a major threat to the resiliency of
the communities within Gander Bay, and may be symptomatic of the low levels of education
and entrepreneurial abilities in this region.29
Finally, representatives from Lewisporte stated that while plans provide an important guide,
conformance to and rigid reliance on plans can also be a problem. One individual from the
region stated that if a project was not written directly in the plan, then it would not get done.
As previously suggested, this overly strict adherence to the planning document can cause
regions to miss out on opportunities, and reduce the region‟s capacity to make adaptive
decisions. At the same time, respondents from Fogo Island-Change Islands and New-Wes-
Valley stated there was a need for more focus and initiative prioritization in their
development efforts. From a funding agency‟s point of view, in at least two cases there were
too many discordant local agencies/ organizations in the region that were not communicating
enough with one another. As a consequence, this created a lack of project focus within the
region and the need for a coordinated approach facilitated by a planning process. Overall,
these results suggest that the planning process needs to be both focussed and flexible in order
to achieve successful implementation as well as supporting creative and adaptive decision
making. Additionally, collaboration among community members and local organizations is
an essential part of the planning process.
Best Practices and Success Factors
There are various factors that have contributed to planning achievements in Gander-New-
Wes-Valley. Some plans have focused on a specific development area, such as Lewisporte
with their marina and port development focus. Others, such as the Twillingate-New World
29
M.M. Colussi. Community Resilience Manual: A resource for rural recovery and renewal. (Port Alberni,
B.C.: CCE Publications, 2000), 11.
Beyond the Document 21
Island plan, encompassed a broader set of goals that included tourism, infrastructure and
community development. Differing strategies in this respect have not necessarily meant that
one is more effective than others. The key point is that specific goals that communities and
regions wish to see pursued have been established along with proposed pathways for
reaching those goals.
One important success factor noted by representatives of the case study communities and
regions is having an appreciation for existing community strengths. This appreciation was
enhanced through the planning process with an overall increase in the knowledge base about
what people in communities and regions see as valued components of their areas. Tourism
potential, for example, was seen to be a key component of future community growth for
Tilting, Fogo Island-Change Islands and TITA.
Another success factor is having secured funds for the planning process as this can help in
completion of the plan documentation but also in transitioning into implementation where
funds are made available for this purpose. Lewisporte, for example, had a secured base of
funds provided by the municipality, which was a definite factor in their successes to date and
in securing additional outside resources. Reliable funds help stakeholders complete initiatives
to help better their towns and places of residence. Fogo Island and Change Islands also have
a financial resource that no other plan has: a third party financial contributor outside levels of
government. The Shorefast Foundation has enabled the planning process to occur and
initiatives to be implemented. Without the Foundation the Fogo and Change Islands planning
process would have had a less solid financial footing, delayed project start times and/or fewer
examples of initiative implementation.
As discussed above, being flexible and adaptive is key for communities and regions to
complete initiatives. This allows challenges to be averted by changing, when necessary, to an
approach that is better able to deal with new and/or unanticipated barriers or circumstances.
In some planning regions, for example, there have been delays in the progress of certain
priority projects, such as the lighthouse refurbishment on Twillingate Islands. While not
giving up on this high priority initiative, TITA representatives made use of the time provided
while funding was not available for this large project to work on other initiatives. Diverting
resources to other projects that may be considered a lower priority while waiting for funding
to be available allowed the group to make progress in other areas of their tourism plan.
Coming to consensus on what constitutes a priority is also an important success factor in the
planning process. When all stakeholders come to agreement on what is important to work
towards completing then there is a greater chance of that desired outcome being achieved.
When planning goes ahead without the consensus of all stakeholders of areas to focus on and
agreed upon goals then conflicts and barriers can arise, causing stalled projects and decreased
communication between stakeholders.
The creation of sub-committees that take on specific initiatives and report back to the
economic development committee has been beneficial in Lewisporte. The division of tasks
and project responsibilities through the use of a committee structure can help organize the
implementation process so that more focus is directed at each priority initiative by different
people. It is common in rural community planning that the same individuals are on multiple
committees because human resources and volunteers are scarce. These individuals can serve
as an important communication link between committees but committee structures should
Beyond the Document 22
also be seen as opportunities to involve a diverse range of individuals and interests. The sub-
committee structure allows for a focus on a narrower spectrum of goals by the sub-
committees and therefore should result in a greater chance of these goals and associated
objectives and initiatives getting attention than if the same group were charged with
addressing a wider array of goals within the overall plan.
Related to the above, organization and delegation of planning tasks seems to have been a
general success factor. Communities have benefited from having a structured process to work
on and keep those involved in implementing initiatives on track. The community plans
themselves act as a guide to go back to and help build upon designated initiatives. The
delegation of specific tasks to persons or groups frees up human and financial resources to be
used in completing another initiative. It is important to put valuable human resources where
they can be maximized. People with certain skills and expertise may be better suited for
working on implementing initiatives related to their skills and background. For example, a
tradesperson volunteer with expertise in construction and electrical engineering would be
well suited for initiatives that involve infrastructure project initiatives. It is best to delegate
appropriately and to create opportunities for people to enjoy being part of the process of
implementing initiatives by allowing volunteers to do what they do best (or to practice new
or developing skills and interests where they prefer). The tradesperson mentioned may wish
to work in her/his skill area rather than doing clerical work. If so, such a position would best
be suited for this person rather than a desk job.
Reaching success requires determined stakeholders and volunteers who are dedicated to
enhance their communities and regions. Development of the skills of these volunteers can
help in achieving goals and initiatives. Any actions that can be made to enhance these skills,
such as time management and conflict resolution, is likely to benefit not only the individuals
involved but also their communities and regions as they help bridge the gap between
planning and project implementation.
During the planning process tourism has garnered a new appreciation in the Twillingate area.
Tourism was seen as an important aspect of their community plan, but became more so as the
planning process unfolded. There are more people focused on common goals, in this case
tourism development, in Twillingate than before the planning process began. Creating a new
sense of appreciation for community development assets helps to maintain focus on key
community sectors like tourism and land development. Tilting, Fogo Island-Change Islands,
TITA and New-Wes-Valley all benefit from tourism being promoted and developed, as
tourism was a key part of these community and regional plans.
Finally, the New-Wes-Valley plan is one example which encompassed a regional approach,
working with communities within their amalgamated municipality on a joint planning
approach but also beginning to reach out to neighbouring communities to explore common
interests. This type of plan incorporated the needs and wants of a number of communities
acting as a whole. Unification in rural areas under a regional plan provides emphasis on what
is most important to a greater number of people compared to a plan that represents a single
community. Governments tend to give attention to areas with higher numbers of residents as
a general practice. Making an area inclusive of a greater geographic area with an increased
population and common goals can better the chances of citizens in an area to be noticed and
heard. It makes sense in planning for rural regions to take a regional approach to increase the
Beyond the Document 23
level of government involvement and support, take advantage of a wider set of available
community assets and resources and to avoid unproductive local competition.
Project discussions, Gander, October 13, 2009
Beyond the Document 24
Recommendations
Recommendations for Communities and Regions
This section will outline some recommendations for leaders and volunteers in communities
and regions to consider for future processes. When interviews were conducted in fall 2009,
representatives had the opportunity to express their own recommendations for the overall
planning process. When all of the respondent‟s recommendations were compared there were
a lot of similarities between regions, although some regions had their own individual
recommendations. These recommendations are considered below along with those of the
authors.
Generate Interest and Involvement
One of the recommendations that representatives from every region collectively agreed upon
is the need to try to get more people involved in the planning process. This recommendation,
applicable for both community leaders and planning practitioners, would include trying to get
more volunteer engagement in the process by creating an environment that encourages
people to get involved. Make it widely known that the process is a priority for the community
and the many different ways that people can contribute, be inclusive of all who express an
interest in participating, and express appreciation for those who do contribute, for example.
Another recommendation is to get more people who have strong ties to their region involved
in the planning process. If someone has a strong personal connection to the region in which
they are conducting the planning process, they are more likely to stick with it from beginning
to end and monitor the plan after it is written to ensure that implementation is occurring, or
that the projects are still representative of the community‟s goals and values. It is equally
important to get people involved who have the skills necessary to successfully follow
through with the planning process. Unless someone has the skills to complete an aspect of the
process they have been assigned responsibility for, it might not get done. Finally, leaders
(individuals and organizations) responsible for implementation of each aspect of plan should
be clearly identified as part of action planning. This creates an opportunity to involve a range
of people and organizations in communities and regions and creates accountability for
implementation.
Focus, Persistence and Adaptability
The concepts of focus and persistence came up as important issues in the planning process.
Regions need to focus on what they want to get done, and what initiatives they said they were
going do and keep moving forward with those. As a general rule the region should not try
and start any new initiatives until they have the ones they wanted to complete done first and
should push to get these done. Those involved must recognize that this will take persistence
and commitment, particularly for longer-term projects. Having said this, it is important for a
region to monitor and move on good opportunities that arise, provided they satisfy the
community/ region‟s current goals and overall vision and, with some initial analysis, are
deemed equally or more important than initiatives currently underway. Over-conformance to
Beyond the Document 25
what is written in the plan can result in a planning process that is not adaptive to changing
circumstances, which inevitably occur.
Monitor, Evaluate, Celebrate and Report on Progress
While most planning processes reported some form of monitoring and evaluation is
underway, in several cases this step takes place within Town Council or committee meetings.
Thus, the volunteers and public may not be aware of how the plan is progressing. Another
recommendation is to have continuous workshops or meetings to assess how far
implementation has occurred and to work out solutions to new or ongoing challenges that the
region is facing. These workshops provide a way of “reporting back” on progress, celebrating
achievements and acknowledging those that have contributed. Newsletters, websites and
local media can also be used for these purposes.
Seek Self-Reliance in the Planning and Implementation Process
Another recommendation that was mentioned by respondents was that each individual region
should find ways to generate financial resources outside of those given by governmental
programs. One representative pointed out that municipalities receive only 8% of total tax
revenues in Canada30
and in rural Newfoundland and Labrador have seen declining, ageing
populations, making it difficult for municipalities to contribute financially given their limited
tax base and growing responsibilities. Yet respondents realized that senior governments,
while critical, will not give them all of the funding that they require, so regions need to be
responsible for generating some of their own financial resources to complete implementation.
Potential sources include municipal contributions, community foundations, local businesses
and fundraising efforts. In-kind or non-cash contributions are also important and should be
acknowledged. Each region should also be responsible for providing some of their own
human resources to assist in developing and implementing the plan. This will help
community/region‟s overall resiliency because it will compel them to be less dependent on
external resources, thereby enabling them to be more self-sustaining through creative and
innovative local participation and ownership.
Foster Community and Regional Pride
Another important consideration for communities and regions is to provide more
opportunities for community members and residents to express regional pride. Community
and regional based events, such as music and agricultural festivals, craft fairs and farmers
markets provide an important opportunity for residents to get together and to celebrate the
strengths of their communities and regions. They also provide an avenue for sharing
information on plan progress, seeking volunteers, raising funds or other contributions and can
create another avenue for community-based planning dialogues. These types of events also
help promote solidarity and can help foster a sense of optimism about the future of their
region, which will in turn, enhance their resiliency.31
30 Federation of Canadian Municipalities, Building Prosperity from the Ground Up: Restoring Municipal Fiscal
Balance (Ottawa: FCM, 2006). 31
M.M. Colussi. Community Resilience Manual: A resource for rural recovery and renewal. (Port Alberni,
B.C.: CCE Publications, 2000), 11.
Beyond the Document 26
Enhance Regional and Inter-Municipal Cooperation
Cooperation and patience are suggested by the representatives as key in the planning process.
This seems to be a very obvious recommendation, but there are some regions which struggle
with this. Representatives from all seven regions stressed the importance of communication
and collaboration among neighbouring communities in socio-economic planning. Positive
feedback from the October 2009 workshop in Gander indicates that regional planning groups
should also try to communicate and seek opportunities for networking with each other in
adjacent regions. This could allow them to see how they are progressing and allow them to
assist each other when facing problems that affect the entire Gander-New-Wes-Valley
region.
Tilting is the only single community involved in the planning processes reviewed. One
recommendation for Tilting is to try and make connections to outside communities to assist
with their planning, and now implementation, process. This may be occurring through the
broader Fogo Island-Change Islands process but if it is not there are opportunities to do so.
All of the other planning processes examined are multi-community (and therefore considered
regional), or have at least some multi-community focus. It is recommended that these regions
continue to pursue a more regional approach. The individual communities within these
regions should continue to pursue more cooperative approaches to regionalization. The
communities need to work together and realize where their ideas may be similar and that they
are often trying to achieve similar goals in the face of common challenges. It is
recommended that a joint council (such as the new Bonavista North Joint Council in New-
Wes-Valley area) or similar body should be formed, where such a structure does not already
exist, to deal with issues that have a regional focus. This structure should include
participation from all local governments in the region. This would allow more face-to-face
contact amongst municipal leaders and could provide a structure for coordinating and
monitoring the implementation stage of the planning process.
A joint council (or similar structure) would allow more people to be involved in the planning
process, provided community organizations and citizens are also encouraged to participate
along with their municipal governments. The more people that are interested and involved in
the process, the more successful implementation will be. However, a coordinating body such
as a joint council is required. A joint council might also make the idea of regional services
and even the possibility of regional government or, where appropriate, amalgamation, more
appealing and create greater consideration among communities of the region‟s overall needs.
An effective joint council-type structure will bring representatives from every community
into one group to discuss the whole region‟s problems and issues, to work with one another
to solve these issues and over time to learn how to better cooperate and work with one
another. Where organizations such as a regional or joint council already exist participating
communities should examine the extent to which this organization is fulfilling these roles and
ways in which these organizations can provide leadership and support to socio-economic
planning and implementation in their regions. Information about other joint councils across
the province and support for establishing such a structure is available from Municipalities
Newfoundland and Labrador‟s Community Cooperation Office.
Beyond the Document 27
Recommendations for Provincial and Federal Governments
Provide Support to Communities Demonstrating Commitment to Implementation
Provincial and federal governments could provide additional incentives to those community
development planning processes that display a strong interest in development for the
betterment of the community itself, rather than those areas that require monetary enticement
to create a community plan. This may be difficult to assess, but in the future, when
communities approach government about assistance with planning, government should be
especially encouraging of those communities that demonstrate a whole-hearted approach to
wanting to help their area and to pursue implementation, as opposed to those communities
that are planning out of obligation and/or without a clear direction as to how they might
pursue implementation. Interview respondents questioned, for example, whether recent
efforts to create Integrated Community Sustainability Plans (ICSPs) as a requirement for gas
tax funding will result in implementation. It is crucial that policy and programs be aimed at
helping encourage, support and fund planning and implementation for regions and
communities that have considered an approach for how to implement the initiatives promoted
in the plan even at the early stages of the planning process.
Facilitate Improved Communication between Communities & Senior Governments
It would be an added benefit for all communities and regions to have increased
communication between themselves and the provincial and federal governments.
Communication can help reduce misunderstandings and clear roadblocks in the planning
process. There should be communication around defining what is expected from all
stakeholders involved in developing and implementing a plan to identify who is responsible
for the implementation of each initiative and for the plan overall. One example of a
communication mechanism provided is regular meetings between local representatives and
regional staff of relevant government departments to monitor implementation progress.
Assign an Agency Responsibility for Support of Local Level Planning
It is essential that a regionally-minded government agency (or some other government-
mandated regional organization) is identified and allocated authority, responsibility and
adequate resources to support and encourage strategic planning that is based on local (i.e.
community and multi-community clusters) needs and values, and that draws from the social,
economic, cultural and environmental strengths that exist within these areas. Existing
agencies provide some support for specific aspects of planning, such as REDBs, ACOA and
INTRD in economic development, but support for a more integrated and holistic approach to
planning at the local level is lacking. Further discussion and analysis of options for filling
this support gap are needed and beyond the scope of this report. Provincial agencies with a
holistic mandate but limited local planning support at present include the Rural Secretariat,
which has a regional presence, and Municipal Affairs, which has small staff based in St.
John‟s that provides support for the development of ICSPs. Other options for filling the
current planning support gap include an expanded role for REDBs (beyond economic
development), the establishment of regional planning authorities or regional governments
with planning responsibilities. Such an agency could outline guidelines for the development
Beyond the Document 28
of effective community planning processes, and encourage communities to strive towards
such an approach. Perhaps some community leadership is not aware of the benefits of
strategizing effective goals and how to work towards achieving them. Support materials
could be made available to identify what tasks are involved in planning and implementation
and the skills and resources required. A regional planning support agency could also help
communities move from the planning to implementation by monitoring each planning
process, providing support and facilitation where needed and requested, and acting as a
liaison to listen to concerns that are preventing plans from moving to implementation and to
link regional planning groups with relevant government departments and other resources.
Foster and Support Diversity and Inclusiveness
Federal and provincial agencies involved in local planning could also set up programs that
are directed towards promoting inclusivity and diversity in socio-economic planning. This
would entail developing programs that make planning and development more accessible to
women, youth and Aboriginal people within Gander-New-Wes-Valley. For instance, a
literature review/case study project conducted by a student researcher in Geography 3350,
suggests that women “are dominant members in rural communities as volunteers.
[Additionally] women are at the centre of fundraising initiatives in churches, for concerts,
and working on committees.32
This analysis implies that there should be support services and
programs that further enable women to operate these grassroots organizations. Additionally,
programs that facilitate collaboration between Aboriginal groups, such as the Gander Bay
Mi'kmaq Band, and non-Aboriginal organizations could help foster cross-cultural
partnerships as well as contribute to the inclusivity and success of development projects.
Provide Financial Support for Implementation
Supporting provincial and federal agencies should consider establishing a separate
implementation fund, perhaps set up through several government departments, that what
would provide monetary means for implementation of specific initiatives identified in
community planning processes that include initiative prioritization. Evidence of community
buy-in and participation and carefully considered initiative prioritization can be used to
assess fair distribution of funds to a community or region that requires funding to help with
implementation. The population and service requirements in a community or region could
also help determine the level of funding that a specific initiative would receive to help
provide a level of funding equity between communities and regions. Funding support for
implementation coordinators was also recommended by several respondents. Such support
could be provided for one to two year transition period. Responsibility for longer term
initiatives should be assigned to existing organizations and human resources with assistance
available from the coordinator only in the initial stages.
32
Lynn Guppy. Women in Planning: Case Studies of Fogo Island-Change Islands Socio-economic Strategic
Plan and Town of Tilting Economic Development Plan. Geography 3350 Term Report (Unpublished, 2009), 6.
Beyond the Document 29
Increase Funding Support for Leadership Training
Provincial and federal governments should consider providing additional funding for
leadership training as well as general adult education services for individuals in rural
Newfoundland and Labrador. Some regions and communities lack the leadership personnel
who are willing to take on the coordination of implementing planning initiatives. There are a
number of incidences across Gander-New-Wes-Valley where people want to help lead in
their communities, but they are not sure how or if they could contribute to the
implementation stage of their community plans or if they have the skills to do so. Leadership
training seminars coupled with encouragement from government in call to action newsletters
or media advertisements directed at promoting community leadership in regions would be
helpful in this process. Additionally, government agencies could offer advice to community
volunteers and staff on how to set up effective committee structures and planning processes.
If expertise is needed in these areas, the provincial government could offer suggestions on
how to address the problems at hand. These services are already being provided in the region
but the results of this research suggest that such support should be “scaled-up”. Assistance
can also be provided with managing consultants and ensuring that community planning
processes, often paid for with government funds, include all of the necessary steps and
elements discussed above including initiative prioritization, budget estimates, timelines,
assigned responsibilities and a process for monitoring and review of implementation
progress. This recommendation could be pursued independently, through expansion of the
existing Community Capacity Building program for example, or be implemented in
conjunction with the recommendation that a regional planning support agency be designated.
Memorial University, through the Harris Centre, could also provide expanded educational
support through sessions such as the “Creating a Socio-Economic Plan for Fogo Island:
Where do we Start?” workshop help on Fogo Island, the proposed Certificate in Regional
Policy and Development and creative use of video conferencing and online learning
technology.
Seek Opportunities for Leadership at All Levels
Finally, the provincial and federal governments could take charge of implementation of
initiatives if no other stakeholder has offered to do so and where recommended initiatives fall
within the mandate of provincial or federal agencies (health, education or labour market
development, for example). Leadership in the implementation process should be a role of
government is willing to consider in specific cases where it is desired by the community or
region for this to occur and there is an agreed upon priority. If there is no willingness among
community citizens to take a leadership stake in the implementation of initiatives government
should consider taking the lead, particularly if it is in the interest of the broader region that
planning initiatives be implemented.
Beyond the Document 30
Recommendations for Practitioners
Build Action Planning into Planning Documents
There are a few key recommendations for practitioners and planning consultants that were
brought up by community and regional representatives, as well as those that arose through
the course of this analysis. First, it is very evident that community and regional plans need to
have clear action/implementation plans built into their planning process and document(s). A
representative from Lewisporte suggested that specific guidelines for project implementation
are key components in a plan‟s overall success. It should be written in a consultant/planner‟s
terms of reference to include both initiative prioritization and an implementation plan into the
planning documents that they create. A requirement for clear action plans also reduces the
risks associated with lack of clarity and ambiguity in the language used in planning reports.
For instance, as discussed in section 1.6.3, goals are very different from initiatives; goals are
those general outcomes that a community/region wishes to see, while initiatives are specific
projects that work to contribute to these overarching goals. This may appear to be an obvious
distinction, but there are incidences amongst the plans where these concepts were confused,
which decreases the effectiveness of the planning document because identifying initiatives
that are more like general goals does not provide communities with sufficiently specific
direction to move forward and monitor their progress.
Conduct Human Resources Assessment Early in the Planning Process
Another recommendation for planning practitioners is that they complete a human resources
analysis of a region prior to or as part of the process of creating a socio-economic plan.
Again, this could be a required component of the planning process for funding support.
Labour market statistics can help determine the demographics and education levels that exist
within an area, but more detailed human resources assessment can identify skills not
indicated by education levels as well as willingness to participate in planning and various
types of community development activities, for example. This assessment would allow for
more successful initiative identification, based on what is feasible to do in the area given
available human resources. In Gander Bay, for example, a human resource survey indicated
that only 55% of residents have basic computer skills such as the ability to search for
information on the Internet or send an email33. Initiatives such as online education would
first require basic computer training to make these opportunities available to a wide range of
community members.
Recognize Local Residents’ Knowledge and Expertise
Finally, greater attention needs to be paid to locally derived knowledge and experience when
constructing a planning document. While outside assistance may be required, hiring only
external consultants is not necessarily the best route for creating a successful „living‟
document. There are cases where these external, „expert‟ voices come out too strongly, which
can cause community members to feel that the plan is not their own. Representatives from
33
William Hardiman. Labour Market Partnership Gander Bay Final Report. (Gander, NL: Kittiwake Economic
Development Corporation, 2008).
Beyond the Document 31
one region in this study emphasized this point and suggested that, where possible, hiring a
local resident who is capable of writing a plan should take precedence because of the benefits
of locally derived knowledge and a vested interest in the planning process. Where outside
ideas and expertise is needed, consideration should be given to hiring a local planning
assistant to work with the outside consultant, as in the Fogo Island-Change Islands and
Tilting cases. These assistants should be given a significant role in the process and the
consultant should be willing and able to take on a mentoring role to build local capacity
while providing local knowledge and perspective. This approach may require training in
mentorship for planning consultants within the province.
Planning in action, Twillingate-New World Islands
Beyond the Document 32
Conclusion
“Don't let this report sit on the shelf and gather dust. Let's get on with the job at
hand.”
Fogo Island-Change Islands community consultation survey34
The project our class has participated in has brought us a clearer understanding of how
community development works and what it takes for regions and communities to move a
plan from being just a plan or a “document on a shelf” into the implementation stage. The
research students and our professor have been given a unique opportunity to become more
aware of the community development process in Newfoundland and Labrador and how
communities and governments work together to accomplish goals that benefit the
communities and regions and the province by creating projects and developing various
sectors of the local economy and social well-being in Gander-New-Wes-Valley.
The planning to implementation process has been the key focus of this project. It is at the
point in time, from when a plan is complete to the time implementation occurs on specific
initiatives, that planning needs the most attention from communities and from government –
although it seems that in the past more attention has been paid to creating the plan itself. It is
at the point of implementation that most problems seem to occur and where significant
roadblocks exist from our experience in analyzing the seven planning processes reviewed in
Gander-New-Wes-Valley. There is a need for increased communication and delegation in
many aspects during this planning to implementation time period. Resources, both financial
and human, need to be applied to the road blocks hindering success that occur at this stage.
The planning process generally was aimed at creating employment and a better quality of life
for people in the Gander-New-Wes-Valley region. People want to see more development and
prosperity in their regions and communities with the help of planning. In three of the regions
planning initiatives have been completed and in all cases implementation efforts are
underway. Successes have occurred with the increase in communication and cooperation
between communities, regions and levels of government. It should be noted that sometimes
the opinions of people conflict with others and this can prevent planning progress from
moving forward. Another roadblock was that the plans and the implementation of planning
initiatives lacked local ownership in some cases. This prevented full approval of the plan in a
community or region and planning initiatives from being implemented. Finally, it is only
when strategic planning is combined with action, facilitated by implementation planning that
progress on implementation can be expected.
The recommendations provided are intended to minimize these challenges that currently are
seen as roadblocks in the planning process, primarily in the implementation stages. Through
these recommendations and the preceding analysis, we hope that this report will contribute
meaningfully in some small way to furthering the important efforts of Gander-New-Wes-
Valley residents to sustain their communities for current and future generations.
34
D.W. Knight Associates. Fogo Island-Change Islands Socio-Economic Strategic Plan. (Kittiwake Economic
Development Corporation, 2008), 7.
Beyond the Document 33
Appendices
Appendix A: Regional and Community Actors
ACOA- Atlantic Canadian Opportunities Agency
“The Atlantic Canada Opportunities Agency works to create opportunities for economic
growth in Atlantic Canada by helping businesses become more competitive, innovative and
productive, by working with diverse communities to develop and diversify local economies,
and by championing the strengths of Atlantic Canada”.35
EDC- Economic Development Consultant or EDO- Economic Development Officer
The Economic Development Officer or Consultant is one who provides advice and support to
regional committees in strategic planning, project analysis and acts a government liason.
They promote economic growth and work with stakeholders to move forward with strategic
development opportunities. An EDO also provides support for implementation of strategic
development plans.
FIDA- Fogo Island Development Association
An RDA that is present on Fogo Island (see RDA below).
IBP- Ireland Business Partnership
IBP was developed in 1997 between the private sector and the Government of Newfoundland
and Labrador. They promote trade and partnership opportunities between Newfoundland and
Ireland. They are located within the Department if Innovation, Trade and Rural
Development. They are led by an advisory committee which is volunteer-based and are
responsible for providing directions and policy advice to the IBP.36
ICSP – Integrated Community Sustainability Plans
The ICSP is designed to be a comprehensive planning document for municipalities that
includes public participation in the process and considers the five pillars of environment,
economic, social, cultural, and governance sustainability.
INP- Ireland Newfoundland Partnership
INP manages an agreement between both the Government of Newfoundland and Ireland to
recognize historical links and new areas of collaboration. INP‟s are divided into three areas:
Business and Innovation, Education and Research and Arts, Culture and Heritage. It is
located within the Department of Taoiseach which is a Department under the Ireland
Government. They are also led by an advisory committee.37
35
http://www.acoa-apeca.gc.ca/English/WhoWeAre/OurRole/Pages/Home.aspx 36
http://www.ibp.nl.ca/about.html 37
http://www.inp.ie/
Beyond the Document 34
INTRD- Innovation, Trade and Rural Development
The Department of Innovation, Trade and Rural Development started in 2004 and supports
regional and economic development. They help to create a competitive economic
environment that promotes business growth and employment opportunities. The Department
pays particular attention to rural areas and gives financial support to small enterprises to help
stimulate economic and employment development within the province.38
JCP- Job Creation Partnership
This is a program funded by Human Resources and Skills Development Canada which
supports projects and creates employment for those who are looking to enter the work force.
KEDC- Kittiwake Economic Development Corporation
KEDC is a major resource in the Gander-New-Wes-Valley region that helps develop and
coordinate a strategic economic plan for the zone. KEDC develops partnerships with
municipalities and other groups in planning and implementation. They provide support to
stakeholders and coordinate connection to all three levels of government: federal, provincial
and municipal.39
LSD- Local Service District
Present throughout the province of NL, they are a level of the rural municipal government
that is responsible for basic municipal services such as garbage removal. They are present in
areas that are not recognized as a city or town and require a committee to provide these basic
services.
RDA- Rural Development Association
RDAs are community and regional based organizations that were established in communities
in Newfoundland and Labrador beginning in the 1960s. Their role was to organize and help
implement rural-based programs, projects and services. In the mid 1990s, regional economic
development boards were established in the province and RDAs lost their core funding. Since
then, the number of RDAs has been dramatically reduced, but there are some that are still
very active, including several in the Gander-New-Wes-Valley region.40
TITA – Twillingate Islands Tourism Association
TITA is a non-profit organization focused on the development of the Twillingate tourism
industry through its membership.
38
http://www.intrd.gov.nl.ca/intrd/department/index.html 39
http://www.kittiwake.nf.ca/about/functions.htm 40
Ekaterina Lysenko et al. Regional Governance in Newfoundland and Labrador: Report on Rural
Development Associations (Draft for Review) (Unpublished, 2009), 3-5.
Beyond the Document 35
Appendix B: Implementation Tables
Fogo Island-Change Islands Socio-Economic Plan
Recommended Strategies
and/or Initiatives State of Implementation Notes
Natural Resources
- Establish centre of sustainable fisheries
No evidence of implementation provided
- Forum on fisheries research and ocean stewardship
Ongoing
- Investigate MPA No evidence of implementation provided
- Meet with industry Ongoing Fisheries round table session was held in 2009 (organized by
Shorefast Foundation)
- Strive to improve communication
Ongoing
- Develop a fisheries
financing program
No evidence of
implementation provided
- Investigate research facility for farming sea cucumbers
etc.
Early stages Private sector involvement (e.g. Fogo Island Coop)
- Establish experimental hand line fishery
Early stages
- Support efforts to maximize harvesting and processing
opportunities
Early stages
- Investigate opportunities for CI plant upgrades
Early stages Quotes on funding upgrades
Other Enterprises
- Pursue small fruit sector* Ongoing Part of the agricultural cooperative
- Pursue revival of root crop growing *
Ongoing Part of the agricultural cooperative
- Encourage birch sap
business plan
No evidence of
implementation provided
- Encourage business plan for mink farming
No evidence of implementation provided
- Encourage business plan for fox farming
No evidence of implementation provided
Beyond the Document 36
Recommended Strategies and/or Initiatives
State of Implementation Notes
- Investigate wind power No evidence of implementation occurring
Nalcor will not pay for energy put into the grid
Tourism and Heritage
- Encourage preservation of cultural landscape and built
heritage
Early stages/ongoing** Connected to Shorefast efforts with preservation and/ or
restoration of community structures
- Support museums to improve artefact handling and interpretation
No evidence of implementation occurring
- Encourage development of cultural knowledge base, revival of traditional skills
Ongoing Artisan guild
- Pursue archaeological excavations
Ongoing Towns of Fogo and Tilting
- Hold tourism forum Ongoing Mini-forums
- Engage partners to develop distinct experiences
Early stages/ongoing
- Craft development * Early stages/ongoing Artisan guild wood working and
quilting
- Encourage festivals and events that celebrate
heritage
Ongoing Creation of performance/theatre
- Develop adventure cruise experience
Early stages Private enterprise
- Promote local food and regional cuisine *
Early stages Promoting local food businesses, connected to the “our place”
promotional focus
- Establish food/craft market* Ongoing Farmers’ market is operational and in the process of accepting
craft vendors
- Pursue hiking development No evidence of implementation provided
- Develop accommodation opportunities*
Ongoing Have identified need, private enterprises developing services
- Ensure quality services such as road signage, ATM,
washrooms
Early stages Only in one community
- Develop tourism marketing strategy
No evidence of implementation provided
Business Development and Support
Beyond the Document 37
Recommended Strategies and/or Initiatives
State of Implementation Notes
- Organize a start-up meeting with business leaders
No evidence of implementation provided
- Pursue high speed internet Near completion 2 communities still without
- Encourage use of internet by entrepreneurs and
researchers
No evidence of implementation provided
- Secure improvements to ferry & road system
Ongoing
- Lobby for improved business approval and
permitting process
No evidence of implementation provided
- Seek support through FIDA and ACE MUN
No evidence of implementation provided
- Support development of community-based enterprise *
Early stages
- Develop small business fund Completed Shorefast
Social Development
- Hold social development
consultation session
No evidence of
implementation provided
- Lobby for increased volunteer org support
No evidence of implementation provided
- Program to inform and involve youth
No evidence of implementation provided
- Seek input on special social needs and priorities *
Early stages Community Health, Community Advisory Committee completed needs assessment
- Develop a recreation plan No evidence of implementation provided
- Advocate for infrastructure for seniors *
Early stages Community Health, Community Advisory Committee
Strategic Plan M&E
- Develop M&E process Ongoing There was a committee put in
place and there has been a workshop
- Recommend value of
current land use plans and regulations
Early stages Side tracked by the ICSP but
presentation made to Regional Council
- Establish an internet-related
communication forum
No evidence of
implementation provided
- Continue community capacity building
Ongoing
Beyond the Document 38
Recommended Strategies and/or Initiatives
State of Implementation Notes
49 initiatives 1 completed; 14 Early stages; 14 Ongoing; 19 No
implementation
*Progress has been made on initiative(s) through actions outside of the planning process itself
** Initiatives where there were mixed responses indicating that these initiatives were in their early
stages and/or ongoing were counted as being in their early stages in the totals above.
Beyond the Document 39
Gander Bay Labour Market Study
Recommended Strategies and/or Initiatives
State of Implementation Notes
Public library Early stages Report refers to efforts to pursue
Outdoor recreational facilities No evidence of implementation provided
Boys and Girls Club No evidence of implementation provided
Community development organization
No evidence of implementation provided
Day care services Early stages The Family Resource Center is actively seeking funding for day
care services
Recreation Coordinator No evidence of implementation provided
Tungsten mining No evidence of implementation provided
Re-development of Victoria Cove wharf
No evidence of implementation provided
Aquaculture No evidence of implementation provided
Camping on Gander River Early Stages
GBIBC and the Glenwood Mi'kmaq First Nations are
working on a proposal to provide campgrounds on the
Gander River
Blueberry farming No evidence of implementation provided
Catering to bus tours No evidence of implementation provided
Door assembly plant No evidence of implementation provided
Gander Bay Day No evidence of implementation provided
Call Centre No evidence of implementation provided
15 initiatives 3 Early Stages; 12 No implementation
Beyond the Document 40
Lewisporte Port Plan
Recommended Strategies and/or Initiatives
State of Implementation Notes
Marina development Ongoing
NDB cruising marketing Early stages Cruising guide
Increased dockside maintenance
Early stages Additional docks and electrical dock sites at marina
Small yacht cruises - homeport Early stages Homeport Concept is well understood in the area
Labrador ferry service extension Ongoing
Seismic vessel crew change No evidence of implementation provided
Lower Churchill Project No evidence of implementation
provided
Informed on procurement oil
industry representative
Expansion of Coast Guard activities
No evidence of implementation provided
Mackenzie Delta Gas project Early stages Informed on procurement oil industry representative
Nunatsiavut freight service No evidence of implementation provided
Mining transhipment Early stages Exploring opportunity
Expedition cruise ship visits No evidence of implementation provided
International seafood shipment Early stages Exploring opportunity
Western Labrador mining No evidence of implementation provided
14 initiatives 5 Early Stages; 2 Ongoing; 7 No implementation
Beyond the Document 41
Labour Market Study: Town of New-Wes-Valley
Recommended Strategies and/or Initiatives
State of Implementation Notes
Long-term community planning Ongoing ICSP completion March 2010
Engaging general public/ government
Ongoing Plan suggests new more open approach is underway, although
further steps can be taken
Regional cooperation Ongoing Participating in Joint Council and regional partnership process
Economic diversification
- Identify growth areas and
pursue related training
Growth areas identified in study but no evidence of
further implementation
- Tourism training and regional familiarization
No evidence of implementation provided
- Dialogue re. tourism-specific employment subsidies
No evidence of implementation provided
- Entrepreneurial training No evidence of implementation provided
- Regional support services for
entrepreneurs
No evidence of
implementation provided
- Training of migrant workers for local opportunities
No evidence of implementation provided
Explore new opportunities in fisheries and ensure related
skills and training
Early stages/exploring
10 initiatives 1 Early stages; 3 Ongoing; 6 No implementation
Beyond the Document 42
Tilting Economic Development Plan
Recommended Strategies and/or Initiatives
State of Implementation Notes
Expand and improve tourism
- Interpretation Centre Early stages Concept Plan complete
- Centre for NL Irish Studies
Early stages Artists and residence program considered first step in this
process
- Improve museum and attraction interpretation
Early stages
- Improve handling, storage of artefacts Ongoing
Robert Mellin has contributed to this cause, e.g. his exhibit in the Rooms Gallery
- Establish suitable restaurant & dining services (including concept for catering coop)
Ongoing
- Develop craft shop No evidence of implementation provided
- Restore fishing premises Completed
- Provide shower , laundry & washrooms
Early stages Only washrooms
- Campground/RV Site Postponed
- Property management rental business for expatriates
Early stages Priorities have been identified to date
- Complete community and hwy signage/Sandy Cove hill site
Midway
Improve External Communication and Marketing
- External marketing (website, promo pkgs and brochures,
media, advertising) – 6 initiatives
Early stages
Some provincial tourism advertising
Physical Land Development
- Landscape/’Townscape’ plan
Early stages Preserving traditional
landscape (e.g. gardens and root cellars)
- Preserve traditional landscape
features Ongoing
- Parking area on Sandy Cove Hill
No evidence of implementation provided
- Path to Cape Cove No evidence of implementation provided
- Enact permits regs for alterations to land
No evidence of implementation provided
Beyond the Document 43
Recommended Strategies and/or Initiatives
State of Implementation Notes
- Council protection for heritage structures following Parks Canada regs
Nearly completed
Infrastructure
- Complete water and sewer* Nearly completed
- Continue road upgrades No evidence of implementation provided
- Lobby for improved services Ongoing
Social/Economic/HR Devt
- Create business opportunities
in heritage structures Early stages
- Develop furniture mfg No evidence of implementation provided
- Provide HR required for future growth
Early stages Connected to food coop, developed by Debbie Neil
Improve internal communication
- Newsletter No evidence of implementation provided
- Public meeting Ongoing
- TRACS open house Ongoing
- Improve communication within council
Ongoing
- Separation of functions but with liaison and communication
(TRACS vs. council) Ongoing
- Change Heritage Assoc. Name No evidence of implementation provided
- TRACS charitable status No evidence of implementation provided
- Incorporation of town entity No evidence of implementation provided
37 initiatives
9 Early Stages; 1 Midway; 2 Nearly complete; 8 Ongoing; 1 Postponed; 16
No implementation
* Progress has been made on initiative(s) through actions outside of the planning process itself
Beyond the Document 44
TITA Master Plan
Recommended Strategies and/or Initiatives
State of Implementation Notes
Product Clusters
- Harbour front/south side Early stages Upgrades to harbour experience and town harbour project
(gazebos)
- North side of the harbour Completed Grace Boehner Wharf, also gazebos installed
Infrastructure
- Lighthouse refurbished Planning and preparation complete. Renovations are in
early stages.
Renovations now moving ahead
- Twillingate Experience Centre Early stages
Worked into lighthouse plan;
NWI visitor centre upgraded ($200,000)
Living History Village Early stages
Similar private sector development in place prior to plan; original group (Fishing Village) now looking
at small boat (punt) building
similar to the Wooden Boat Museum at Winterton, Trinity Bay
(residents would show the way they built punts)
- Craft centre Early stages Revised concept
- Economuseum Early stages Revised concept
Series of guided and self-guided
packages No action
Presence of pre-existing boat tours
Heritage Tourism
- Museum coordination No evidence of implementation provided
- Preservation of inventoried heritage structures
No evidence of implementation provided
- Identify and interpret six archaeological sites Partially complete - no
further action
2008 report found that most of the recorded sites have been heavily disturbed by European occupation
- Develop an archival network No evidence of implementation provided
Enterprises
- Equipment rentals No evidence of implementation provided
- Outport getaways No evidence of implementation provided
Tourist Services
- Enhance B&Bs Ongoing
Beyond the Document 45
- Enhance Restaurants Ongoing Some improvements have been made (part of lighthouse proposal)
Municipal and Business Development
- Look-offs Early stages A couple of gazebos done
- Signage/icons No evidence of implementation provided
- Heritage bylaw No evidence of implementation provided
- Signage bylaw No evidence of implementation
- Beautification Early stages Trails, walkways, gazebos
- Expand murals No evidence of
implementation provided
- Encourage business maintenance
No evidence of implementation provided
Organizations and HR
- Establish appropriate organizational structure for
coordinated tourism mgmnt and devt
Ongoing
TITA represents the region’s tourism operators but the plan
identifies additional services that could be offered
- Team Twillingate No evidence of implementation provided
- Ongoing training in visitor services
Ongoing
Twillingate Islands as a regional tourism hub
Ongoing
27 initiatives
1 Completed; 8 Early
Stages; 5 Ongoing; 1 mid-way but no further
action; 12 No implementation
Beyond the Document 46
Twillingate-New World Island Strategic Plan
Recommended Strategies and/or Initiatives
State of Implementation Notes
Leadership in Pursuing Strong Economic and Social Growth
- Evaluate old and new economic initiatives, catalogue and publish the
findings
Completed
JCP worker has published documents
- Propose a development strategy
Completed Have worked on prioritization with INTRD
- Research government agencies for funding (esp. for a Development Officer)
Ongoing
Encourage Regional Cooperation
- Host a Forum on Regional Co-operation and
interdependence, followed by a strategy to action
Ongoing
Established partnerships with Lewisporte and requested
participation with other groups, e.g. The Shorefast Foundation.
Initial forum held 2007.
- Steering Committee to give direction to Recreation
Director
Ongoing
- Hold regional forum on natural resources
No evidence of implementation provided
Ensure Participation
- Target town councils, LSDs and other groups to meet
with RDA
Ongoing
Regional forum
- Identify and clarify stakeholders, seek
involvement of stakeholders through: surveys,
questionnaires, forums,
round table discussions, connecting, coordinating
Ongoing
Regional forum
Round tables
- Provide a representative to sit on committees or on the Board of interested groups
Midway Desire better coordination with TITA
- Provide representation on the board for stakeholders
Ongoing
Enhancement of Communities
- Evaluate area for potential for shared services and
infrastructure
Ongoing Recreation is considered shared service between T-NWI and
larger region
Beyond the Document 47
Recommended Strategies and/or Initiatives
State of Implementation Notes
- Research companies that will transport workers back to our area
No evidence of implementation provided
- Survey young couples No evidence of implementation provided
- Research entertainment options
Ongoing Provided broad definition of recreational amenities
- Research skilled trades courses
No evidence of implementation provided
- Support initiatives by interest groups
Ongoing
- Develop a community promotion strategy with
local tourism groups
No evidence of implementation provided
- Develop Residents Guide in partnership with Primary
Health
Completed Residents Guide was completed in 2009, though not in
conjunction with Primary Health
- Provide representation on “Communities Supporting
Families” subcommittee of
Primary Health
No evidence of implementation provided
Economic and Social Development
- evaluate, prioritise and action the recommendations
of the Research Committee
named in Leadership (above)
Ongoing
Leadership spearheaded by individual in the region; focused
on capacity building
- Provide an ongoing
evaluation of all recommendations
Ongoing
- Keep all stakeholders involved and informed
Ongoing Small piece in each issue of the Lewisporte Pilot newspaper
- Meet with resource specialists to assess
economic potential
Early stages
- Review the binder on CCB Completed Numerous workshops
- Develop and promote a Speakers Forum
No evidence of implementation provided
Progressive and Proactive Board
- Establish a Committee to develop a strategy for a succession plan
Early stages
- Recommend to the Executive the BEST Practices method
No evidence of implementation provided
Beyond the Document 48
Recommended Strategies and/or Initiatives
State of Implementation Notes
- Meet with teachers of Career Development 2201
No evidence of implementation provided
- Engage in aggressive recruitment activity
Early stages Piece in Lewisporte Pilot
Develop Transparency
- Provide a written and/or oral report at each Board
meeting
Ongoing
- Provide for appropriate internal and external
financial and operational audits
Ongoing
- Conduct an annual general
meeting Ongoing
- Develop an annual work plan
Ongoing
- Recommend, develop and review: ethics, policy,
finances, records
Ongoing
- Review and update the strategic plan
Ongoing KEDC and INTRD involved in regular monitoring sessions
Training and Welfare of Personnel
- Arrange for policies addressing training needs
and welfare issues
Ongoing Training provided to their boards and workers (if not in policy,
definitely in practice)
- Put appropriate committees in place
Completed
- Arrange for yearly updates Completed
- Arrange presentation Ongoing
Communicate RDA mission
- Ensure all minutes are communicated to stakeholders
Ongoing Minutes taken for Board of Directors
- Carry out a monitoring and evaluation process
Ongoing
- Communicate activities to the general public
Ongoing
- Timely releases on developmental highlights
Ongoing
- Arrange for use of media Ongoing
- Develop brochure on RDA No evidence of implementation provided
- Update website Ongoing
Beyond the Document 49
Recommended Strategies and/or Initiatives
State of Implementation Notes
- Review cell /broadband coverage
Ongoing Part of Strategic Planning mandate
47 Initiatives 6 Completed; 3 Early Stages; 1 Midway; 27 Ongoing; 10 No
implementation
Beyond the Document 50
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