Betty B Fletcher Financial Disclosure Report for 2010

8/3/2019 Betty B Fletcher Financial Disclosure Report for 2010

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AOIORet: 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act o f 1978(5 U.$C. app. 101-111)

I. Person Reporting 0~t name, Ilr~t, middle initial)Fletcher , Bet ty B,

4. Tit le (Article !1 I Judge~ indicate active or senior status;r n a g ~ s t ra z e j u d g e s i n d i c a t ~ full- or part-time)S e n io r C i rc u i t Ju dge

7. Chambers or Off ice Address1010 Fi l th Avenue, Sui te 1000Seat tle , WA 9811M

2. Cour t o r Organizat ionCourt o f Appeals , Nin th Circui t

Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. ~ Amended Rcpota8. On the baits of the inform ation ontained in this Report and anym o d i f i c a t i e n ~ p e r t a i n i n g t h e r e t o , i t i s, i n m y o p i n i o n , i n c o m p l i a n c e

wi th a p p ~ c a b l e l aw s a n d r e g u l a O o n s .

3 . D a t e o f R e p o r t05i6/201 I

: 6. Reporting Per iod01101/2010

to12/31/2010

Reviewing Officer Date

I M P O R T A N T N O T E S : T h e instructions accompanying thi~ form must be followed. Complete all parts,checMng the NON E box for each part where you have no reportable information. Sign on la.~tpage.

I . P O S I T I O N S . c n , ~ o , ~ ,e . ~ ,~ t o . ~ ;- o p p . ~ m o f m . ~ I n s t ru a i o n ~ l[--] N O N E ( N o reportable p osit ions.)

POSITION!. M e m b e r o f B o a rd

2. EX -o f f i ci o M em b er o f Bo ar d Fe de ra l Ju dge s A s s oc ia t ion

3.4.5.

..NAM E OF ORG ANIZATION/ENTITYI n ves t ED F o un d a t i o n , f o r m er l y Sau l & D ay ee l l aas F o un d a t i o n

I I . A G R E E M E N T S . m e ~ , m , g ~ i ,~ t o.~ , , ~ ~ ~ , t , o f f a i n g l n S t r u c g i o . ~ . )~-~ N O N E ( N o reportable agreements.)

DATE

2.3:

PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t i - , gF l e t c h e r , B e t t y

D a t e o f R e p o r to 5 / 6 , r2 O l I

m. NON-INVESTM ENT INCOM E. tRo, o, , i.t in~ua t*, ,a,po~,,~,eepp. 17-2,A. Fliers Non-Investment Income[~ NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE I N C OM E(yours, not s p o u s e s )

2 . 2 0 10 Merril l Lynch, IRA $15,50 0 .0 03.4.

B . S p o u s e s N o n - In v e s t m e n t I ncome - I f you wer e m ar r i ed dur lng any po r r ion of the reporffng yar, complete thi~ sectior~(Dollar arttoun! not required except for honoraria.)

~ N O N E ( N o reportable n on-investment income.)DATE ~OURCE AND TYPE

I . 2010 Teache r s Imu rancc and Annu i t~ A ssoc.2 .2 0 1 0 University of California Defined Contribution Plan (Fideli ty Investments)3. 2 010 Co lleg e R etirem en t Equ ity Fu n d (CR EF)4.

I V . R E I M B U R S E M E N T S - ,, ,, ,. ,m n , a o , ,, t o , t , ,g o ~ O ~ , ~ , ,t ~ a , ~ ,m ~ , ,~( l n C l u d ~ t h o s e t o s p o u s e a n d & , p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f il i n g in s t r u c t io n s . )

-] N O N E (No reportable reimbursements:)SOU.RCE DA T ES L O CA T IO N PU R P O SE I T _ _ _E M S P A I D O R p . R O V I D E D

2, Univ e r s i ty o f M ichigan Law Apr i l 6 -9 , 2 010 A nn A rbor, M I M oot Court Lodging , f ood , a i r f a rcSchool3. Arizona State Universi ty Law A p r i l 24-27, 2010 T ucs on , AZ Lega l Edu ca t ion Su mmi~ Lodg ing , f ood , a i r / a reSchool4.5.


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Name of Persou Repor t ingFletcher, Betty B.

D a t e o f R e p o r ~0 5 / 6 / 2 0 1

V. G I FT S. ancl, de, ~o,e ,o ,~.,e ond dcpen~, children; see pp. 2 8-31 of fOing inslN O N E (No reportable gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

VI. L I A B I L I T I E S .a.c1.~,, ,ho--, of ,po.,, ~ d e p e n d e n t c h i l d r e n ; s e e p p , 3233 o f f i l l n g I n s t Z u c t i o n s . )N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.4.5.

V A L U E C O D E


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N a m e o f P e r s o n R e p o r t in gFletcher, Betty B.

Date of Report05/6/2011

NONE (No reportable income, assets, or transactions.)A. B . c. D .

Dcso ip t ion o f Asse t s I n c o m e d u r i n g Gross va lue a t end Transact ions dur ing rupo r l lng( includ ing t rus t a s sc~s ) reporting pc.riod of repor t ing per iod

(I) (2) (I) (2 ) (I) (2) (3) (4) (5)P l ac e " ( X ) " a i L ~ eac h a s s c l A m o u n t Type (e.g., V a lu e V a lu e Typ~ (~g., Da[~ V a l u e Gain Ident i ty o fxcmptfrompriordisclosur C o d e I dlv. , renk Code2 M e t h o d buy.selL n u n / d d / y y Code2 Co~ I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r t d e m p t i o n ) ( I - P ) ( A - I O ( i f p r i v a t e( Q - W ) ~ a a s a c ~ e n )

I. Key Bank Accounts D I n t e r e s t L T Redeemed 1 2 / 3 I 1 1 0 M( p a r t )2. General Elec~ic common shares A Dividend J T

3. M i cr o s o R C o r p c o m m o n s h a r~ s A Dividend K T4. B l a c k r o c k In d e x A5. Pimco Total Return Fd CI A6. P i m c o S t o c k s P l u s C I A7 ~ M erril l Lynch CM A Tax Exempt Fd8. B l a ck r o c k M u n i H l d g s I n sd9. B l a c k .r o c k M u n i t l ld g s I n s I I1 0 . W a s h in g t o n S t C T F S P a n n1 1 . Pamam G lobal Heal th Fd CL A1 2 . Amex Technology shares1 3 . [ s h a r e s S & P 5 0 0 V a l u e s I n d e x F u n d1 4 , I s h a r es R u s s e ll 1 0 ( 3 0 V a l u e F u n d1 5 . ]shares M SCI EAFE Index Fund

1 6 . Nuvcen Muni Value1 7 . Nuvcen SeI TX-Free Inc 2

B Dividend M TD Dividend M TD Dividend M TA Dividend K TIA Dividend J TA Dividend J TB I n t e r e s t K :TD Distribution M : TA Dividend K TA Divldimd K TA Dividend K TB DiVidend L T

A D i V i d e n d K TA Dividend K T

~ u y ! 0 ~ 1 4 / ~ 6 gBuy 08/17110 K.

Bu y 08 /17!10 K8uy 06/14no LBuy 06/14/10 K

Bu y 10~i7/10 K

!, [ncorn~ Gain Codes: A - - - $ 1 , 0 0 0 t ~ l e s ~ B

2. Val~ C~ I =$15,~ ~ I~ s K ~13.~t - $50.~ L :~0.~l - $1~.~(S~ CoI~ CI a~ D3) N -$2~,~1 - $5~.~ 0 =$~,001 - $ t,~.~ PI ~$ t,~.~l -

P3 =$25.~.~1 3. Val~ Mc~ C~ Q -Appr~l(~ Col~n ~) U = B ~ k V a l u e V ~h~ W

D - $ 5 , 0 0 1 - $ I 5 , 0 0 01 1 2 - - M o r ~ ~ h anM = $ I 0 0 . 0 0 1 - $ 2 5 0 . D O 0P2 -$5.000.001 - $25.000.000

E =$ I $,0OI - $50,000


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N a m e o f P e r s o n R e p o r t i n gF l e t c h e r , B e V y B ,

D a t e o f R e p o r t05/6:2011

VI I . I NVES TM EN TS and TRUSTS -N O N E ( N o repor table incom e, asse ts , or t ransact ions. )

Descr ipt ion o f A sse ts In co m e du r i n g( i n c l u d i n g t r u s t a s . s e ts ) r e p o r t i n g p e r i o d0) (2)Place "(X)" af ter each asset A m o u n t Type (e,g~

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I div. , rmat~(A-li) or i n t . )

Gross va lue a to f r t , p o r t i n g p e r i o d(t) (2)

V a l u e V a l u eC o d e 2 M e t h o d(J-p) C o d e 3(q-w)

(I )T y p e (e.g.,b u y , s e l l ,r e d e m p t i o n )

T ra n s a c t i on s du r i n g rcpon lng pe r iod

(2) O) (4) (5 )Date Value Gain Iden l i , y of

mm/dd!~ , . ~ C o d e 2 Code I buy cr l se l l e r( J - P ) (A-II) ( if pr ivate

1 8 . Nuveen Sol Tx-Fre Ine 3

1 9 . Pimco Real Return Fd CI C

20 . Powershares TR Wilder H ill Clean EnergyP o r t21 . Merr i l l Lyn ch IRA2 2 . - Pimc o Tota l R eturn Fd

23 . - l empleton G lobal Income

24 . - Merril l Lynch M oney M kt

i26~

A Dividend KA Dividend KA Dividend K

T Bu y 08/17/10T Bu y 06/14/10T Buy 06/14110

D Dividend M T S o l dA Dividend J TA i n t e r e s t J T:

12/14i l0

KKK

J B

E = $ 1 5 , 001 - $ 5 0 , 000


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N a m e o ! P e r so n R e p o r t i n gFletcher, BeG " 8.

D a t e o f R e p o r t05/6/2011

V I II . A D D IT I O N A L I N F O R M A T I O N O R E XP L A N A T I O N S.


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FINANCIAL DISCLOSURE REPORTPage 7 of 7 Iame of Per son Repor t ingFletcher , Bert )" B.

IX . CERTIFICATION.

Dale of Report0 5 ; 6 : 2 0 1 1

! c e r t i fy th a t a l l In fo rm a t ion g iv e n a bov e ( inc lu d ing in fo rma t ion pe r t a in ing to my s pou s e a nd m ino r o r de pe nde n t c h i ld re n , if a ny ) isaccu r a te , t r ue , and com ple te to the b es t o f m y knowledge and b e l ie f , and tha t any in f or m at ion no t r epor ted was wi thhe ld b ecaus e i t m e t app l icab le s ta tu tor ypr ov is ions pe r m i t t ing non- d i s c los u r e .

! f u r the r ce r t i f y tha t ea r ned incom e f r om ou t r ide em plo3anent and honor a r ia and the acceptance o f g i f ~ which have b een r epor ted a r e inc omp l i a nc e w i th th e p rov i s ions o f 5 U .S .C . a pp . 5 01 e t . s e q . , 5 U .S .C . 735 3 , a nd Ju d ic i a l C on fe re nc e re g u la t ions .

Signature: S/Betty B. Fletcher

N O T E : A N Y I N D IV I D U A L W I le K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I L E T i l ls R E P O R T M A Y B E S U B J E C T T O C I V I LAND CRIM INAL SA NCTIONS ( 5 U.S.C. app . 104)

Committee on Financial DisclosureAdmin istrative Office of the United States CourtsSuite 2-301One Columb us Circle,W ash ington, D.C. 20544

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Betty B Fletcher Financial Disclosure Report for 2010