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Best Practices for Prevention of Retained Surgical Items
Victoria M. Steelman, PhD, RN, CNOR, FAAN
1
Victoria Steelman, PhD, RN, CNOR, FAAN
Dr. Steelman has focused on implementing evidence-based practice (EBP) changes for over 20 years and has extensively published and presented on EBP and perioperative issues, and authored many of the AORN Recommended Practices. She received two AORN Outstanding Achievement awards for this work. In 2008, she received the AORN Award for Excellence in recognition of her contributions to perioperative nursing. In 2007, she was inducted into the American Academy of Nursing in recognition of the national and global impact of her work. She is currently the President-Elect of AORN.
3
Disclosure Information
AORN’s policy is that the subject matter experts for this product must disclose any financial relationship in a company providing grant funds and/or a company whose product(s) may be discussed or used during the educational activity. Financial disclosure will include the name of the company and/or product and the type of financial relationship, and includes relationships that are in place at the time of the activity or were in place in the 12 months preceding the activity. Disclosures for this activity are indicated according to the following numeric categories:
1.Consultant/Speaker’s Bureau: Consultant to RF Surgical Systems, Inc.
2.Employee
3.Stockholder
4. Product Designer
5.Grant/Research Support : Principal Investigator , University of Iowa, RF Surgical Grant
6.Other relationship (specify) : RF Surgical - Honoraria
7. Has no financial interest:
Speaker: Victoria M. Steelman, RN, PhD, CNOR, FAAN
Accreditation StatementAORN is accredited as a provider of continuing nursing education by the American Nurses Credentialing Center's Commission on Accreditation.
AORN is provider-approved by the California Board of Registered Nursing, Provider Number CEP 13019.
AORN IS PLEASED TO PROVIDE THIS WEBINAR ON THIS IMPORTANT TOPIC. HOWEVER, THE VIEWS EXPRESSED IN THIS WEBINAR ARE THOSE OF THE PRESENTERS AND DO NOT NECESSARILY REPRESENT THE
VIEWS OF, AND SHOULD NOT BE ATTRIBUTED TO AORN.
Planning Committee: Ellice Mellinger MS, BSN, RN, CNOR
Discloses no conflict
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Objectives1. Describe the incidence of retained surgical
items and outcomes to patients
2. Discuss recommendations of the Association of periOperative Registered Nurses (AORN)
3. List steps of a proactive risk analysis for evaluating the processes used to prevent retained surgical sponges.
4. Describe the use of a multidisciplinary process to evaluate adjunct technology for prevention of retained surgical sponges
5
Top-rated Patient Safety Issues Reported by Perioperative Nurses*
Patient Safety Issue %
Preventing wrong site surgery 68.6%
Preventing retained surgical items 61.1%
Preventing medication errors 43.1%
Preventing failures in instrument reprocessing
41.1%
Preventing pressure injuries 39.8%
*N = 3137
5Steelman, V., Graling, P., Perkhounkova, Y.
(2013).
Sentinel Events Reported to TJC
Sentinel Event 2010 2011 2012Retained foreign body 133 168 115
Wrong pt/site/procedure 93 152 109
Delay in treatment 95 138 107
Suicide 67 131 85
Op/postop complication 86 133 83
Falls 56 96 76
6The Joint Commission. Summary data of sentinel events
reviewed by The Joint Commission. 2013.
Retained Surgical Items
• Retained surgical items (e.g. sponges, needles, and instruments) are estimated to occur in 1:5500 surgeries.1
• Sponges account for 48-69% of retained surgical items. 1
• The abdomen is the cavity most often involved. 1 2 3
71. Cima, et al. (2008); 2. Lincourt, et al. (2007); 3. Wan, et al. (2009)
Outcomes of Retained Surgical Items
• Reoperation 69%
• Readmission/prolonged stay 43%
• Sepsis/infection 43%
• Fistula/bowel obstruction 15%
• Visceral perforation 7%
• Death 2%
8Gawande AA, et. al. (2003)
Risk Factors for Retained Surgical Items
• Emergency surgery1
• Unplanned change/event in the operation 1, 2
• Higher BMI 1, 2
• > # surgical procedures at a time 3
• Incorrect count reported 2,3
91.Gawande, et al. (2003); 2.Stawicki, et al. (2013); 3.Lincourt, et al. (2007)
Retained Surgical Sponges
• Sponges account for 48-69% of retained surgical items. 1
• The abdomen is the cavity most often involved. 1 2 3
101. Cima, et al. (2008); 2. Lincourt, et al. (2007); 3. Wan, et al. (2009)
Tissue Reactions to Retained Surgical Items
• Metal
- Inert, identified in a manner similar to a surgical implant
• Gauze
- Fibrous response
• adhesions, encapsulation and granuloma
- Exudative Inflammatory response
• Abscess, chronic internal/external fistula
11Zantvoord, et al. (2008)
Sponges Migrate
• Intestine
• Bladder
• Airway/lung
• Thorax
• Stomach
• Retroperitoneum
When sponges migrate into these non-sterile tissues, infection, sepsis, and death can occur.
12Zantvoord, et al. (2008)
Best Practices Start With
• Recommended practices for prevention of retained surgical items
• Developed by a multidisciplinary committee
13AORN (2013)
Recommended Practices forPrevention of Retained Surgical Items
• Multidisciplinary approach
- Each team member has a role
- Work together
• Accountability: All team members
• Use a standardized approach
• Time activities around key events
• Minimize distractions
14AORN (2013)
Scrub Person
• Confirm that instruments and devices are intact when returned from the operative site
• Verify integrity and completeness of items when counting
• Ensure that the RN circulator can see items when counting
• Speak up when a discrepancy exists
15AORN (2013)
Circulating RN
• Counts should not be performed during critical portions of the procedure
• Initiate the count
• Perform the count in concert with the perioperative team
• Communicate & document count results
16AORN (2013)
Surgeon & First Assistant
• Communicating placement of surgical items in the wound
• Acknowledging awareness of the start of the count
• Removing soft goods and instruments from sterile field at the start of the count process
• Performing methodological wound exploration
• Accounting for and communicating about surgical items in the surgical field
• Notifying scrub person and circulator when items are returned to the surgical site after the count
17AORN (2013)
Anesthesia Provider
• Plan milestone actions to avoid undue pressure during counts
• Do not use counted items
• Verify that throat packs & bite blocks are removed & communicate this to the team
18AORN (2013)
Counting
• All surgical procedures
• Prior to start of procedure
• When dispensed onto the sterile field
• Upon closing a cavity within a cavity
- Sponges, soft goods, sharps
• Upon closing first layer (e.g. fascia)
- Sponges, soft goods, sharps
• Upon final closure
• Permanent relief of either the scrub person or RN circulator
19AORN (2013)
Needles
- All needles should be counted, regardless of size, for all procedures
- Needles are counted when the package is opened
- Empty suture packages should not be used to reconcile a count
- Needles less than 10mm may not be identified on radiographs
20AORN (2013)
Exceptions to Instrument Counting
Based upon facility policy:
•Complex procedures involving large numbers of instruments (e.g. AP spinal fusion)
•Trauma
•Procedures that require complex instruments with numerous small parts
•Procedures where the width and depth of the incision is too small to retain an instrument
21AORN (2013)
Sponges
• Items should be radiopaque
- Towels if used inside the wound
• Pocketed sponge bag system should be used
• When intentionally packed, document:
- Reconciled when confirmed by surgeon
- Incorrect if unsure
- Communicate upon transfer
22AORN (2013)
Effectiveness of Counts
• Primary measure for prevention of RSI
• Standard of care for many years 1
• Sensitivity 77.2%2
• 62% of retained surgical items were detected after the surgical count was reported as correct 3
• The limited effectiveness of counts is poorly understood
231. AORN (2013); 2. Egorova, et al. (2008); 3. Cima, et al. (2008)
Retained Surgical Items
• Should trigger a thorough analysis:
- Processes in place
- Causes
- Contributing factors
- Corrective action
• Root cause analysis
- Reactive
- Learn from one event
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Proactive Risk Analyses
• Uses collective experiences of personnel
- not just from a single event
• Look at processes in place
• Identify potential failures & causes of these failures
• Prioritize points in the process that require additional control
25
Proactive Risk Analyses
• Failure Mode and Effect Analysis (FMEA)• Institute for Healthcare Improvement (IHI)
• Healthcare Failure Mode and Effect Analysis (HFMEA)
National Patient Safety Center, Department of Veterans Affairs (NCPS)
http://www.patientsafety.va.gov/CogAids/HFMEA/index.html#page=page-1
27
Steps of HFMEA1. Define the topic
2. Assemble the team
3. Graphically describe the process
4. Conduct the analysis
5. Identify actions and outcome measures
Definitions based upon the Healthcare Failure Mode and Effect Analysis (HFMEA) from the VA National Center for Patient Safety
http://www.patientsafety.va.gov/CogAids/HFMEA/index.html#page=page-1
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1. Define the topic
Example:
•The management of surgical sponges from case preparation in the operating room to surgery completion, in order to prevent inadvertently retained sponges after surgery,
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2. Assemble the Team
• Content experts
• Methods expert
29
3. Graphically describe the process • Observation of entire process
• Not the policy, but the actual practice
- There is always a difference
• Select one type of surgery as exemplar
- Map the process
- Example:
• Routine colon resections -3
• No relief, 1 circulating RN, 1 ST
• Day shift
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Example: Steps of Process
Step
1. Room preparation
2. Initial count
3. Adding sponges
4. Removing sponges
5. First closing count
6. Final closing count
31Steelman & Cullen (2011)
4. Conduct the Analysis
For each step of the process:
a) Identify all failures that could occur in each step
b) Identify the causes of these potential failures
32
Examples of Potential Failures
• Added to field, not recorded
• Miscount- too few sponges counted
• Miscount- too many sponges counted
• Part of sponge missing
• Uncounted towel placed in wound
• No methodological wound exploration
• Surgeon closing during count
Steelman & Cullen (2011) 33
Examples of Causes
• Room inadequately cleaned after last case
• Manufacturing defect
• Knowledge deficit
• Not following procedure
• Distraction
• Multitasking
• Emergency event or procedure
• Time pressure
• Unable to see- person counting too fast
34
Causes of High Risk Potential Failures
35Steelman & Cullen (2011)
Cause of Failures %
Distraction 21%
Multitasking 18%
Not following procedure 14%
Time pressure 13%
Calculate a Hazard Score
For each failure cause combination in each step:
a) Assign a severity score (1-4)
b) Assign a probability score (1-4)
c) Severity X probability = Hazard score (1-16)
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Severity RatingSeverity Definition (Patient Outcome) Score
Catastrophic Death or major permanent loss of function, suicide, rape, hemolytic transfusion reaction, surgery / procedure on the wrong patient or wrong body part, infant abduction or infant discharge to the wrong family (Failure could cause death or injury)
4
Major Permanent lessening of bodily functioning, disfigurement, surgical intervention required, increased length of stay for 3 or more patients, increased level of care for 3 or more patients (Failure could cause a high degree of customer dissatisfaction)
3
Moderate Increased length of stay or increased level of care for 1 or 2 patients (minor performance loss)
2
Minor No injury, nor increased length of stay nor increased level of care (failure would not be noticeable to customer and would not affect delivery of the service)
1
37http://www.patientsafety.va.gov/CogAids/HFMEA/
index.html#page=page-9
Probability Rating
Severity Definition Score
Frequent Likely to occur immediately or within a short period (may happen several times in one year
4
Occasional Probably will occur (may happen several times in 1 to 2 years)
3
Uncommon Possible to occur (may happen sometime in 2 to 5 years)
2
Remote Unlikely to occur (may happen sometime in 5 to 30 years)
1
38http://www.patientsafety.va.gov/CogAids/HFMEA/index.html#page=page-9
HFMEA Hazard Scoring Matrix
39
Severity Catastrophic (4)
Major (3)
Moderate (2) Minor (1)
Frequent (4) 16 12 8 4
Occasional (3) 12 9 6 3
Uncommon (2) 8 6 4 2
Remote (1) 4 3 2 1
A score of =/> 8 requires control
http://www.patientsafety.va.gov/CogAids/HFMEA/index.html#page=page-9
5. Identify Actions and Controls
• Need to target causes of the high risk failures
40
Cause of High Risk Failure Control
Knowledge deficit Education
Multitasking ?
Distraction ?
Not following the procedure ?
Time Pressure ?
Control Measures Considered
1. Education would not be effective
- Knowledge deficit was not an identified cause 1
2. Enforcement of policy would target 14% of failure points 1
3. Requiring a separate “time out” for closing counts would target 37% of failure points 1
4. Intraoperative radiographs- sensitivity 67% 2
411. Steelman & Cullen (2011): 2. Cima et al. (2008)
Recommended Practices forPrevention of Retained Surgical Items
Recommendation VII:
1.Perioperative staff members may consider the use of adjunct technologies to supplement manual count procedures.
a) A mechanism for evaluating and selecting existing and emerging adjunct technology products should be implemented.
42AORN (2013)
Recommended Practices forPrevention of Retained Surgical Items
• Perioperative RNs, physicians, and other health care providers involved in the use of products and medical devices for prevention of RSIs should be part of a multidisciplinary product evaluation and selection committee when the health care organization is evaluating the purchase of adjunct technology
• Perioperative personnel should evaluate existing and emerging adjunct technology to determine the application that may be most suitable in their setting.
43AORN (2013)
Adjunct Technology
• Bar code/dot matrix sponges
- Facilitates counting sponges
• Radiofrequency (RF)
- Detects retained sponges
• Radiofrequency identification
- Detects and identifies retained sponges
44
Evaluating Adjunct Technology
• Multidisciplinary team
• Provide an opportunity for those outside of the OR to understand the OR
• Evaluate all 3 types of technology
• Identify changes in workflow that would be required
45
Steps of a Multidisciplinary Evaluation
Two Phases
1.Simulation
- Current process
- Repeat with each of the adjunct technologies
- Script provided as handout (can be modified)
2.In-use evaluation
47
Simulation Participants• Circulating RN
• Surgical Technologist (ST)
• Surgeon
• Surgical Assistant
• Anesthesia Provider
• Quality Manager
• Safety Officer/Risk Manager
48
Simulation
• Current practices (initial, relief, first closing count, final closing count)
• Repeat for each of the technologies
• All Team Members and observers:
• On a white board or poster board, list:
- Pros of the technology
- Cons of the technology
- Total time required for baseline and each technology.
49
In Use Evaluation
• Input from end-users
• Evaluate how the technology works with processes during surgery
• Engages all evaluators in change process
50
Summary
• Preventing retained surgical items is a high priority for action
• If you always do what you always did you will always get what you always got.
• Albert Einstein
• We need to design safer processes
50
References• Cima RR, Kollengode A, Garnatz J, Storsveen A, Weisbrod C, Deschamps
C. Incidence and characteristics of potential and actual retained foreign object events in surgical patients. J Am Coll Surg. 2008;Jul;207:80-87.
• Dhillon JS, Park A. Transmural migration of a retained laparotomy sponge. Am Surg. 2002;68:603-05.
• Egorova NN, Moskowitz A, Gelijns A, et al. Managing the prevention of retained surgical instruments: What is the value of counting? Ann Surg. 2008;247:13-18.
• Gawande AA, Studdert DM, Orav EJ, Brennan TA, Zinner MJ. Risk factors for retained instruments and sponges after surgery. N Engl J Med. 2003;348:229-235.
• Kaiser CW, Friedman S, Spurling KP, Slowick T, Kaiser HA. The retained surgical sponge. Ann Surg. 1996;224:79-84.
• Lincourt AE, Harrell, A, Cristiano, J, Sechrist, C, Kercher, K, Heniford, BT.
Retained foreign bodies after surgery. J Surg Res. 2007;138:170-174.
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References (cont.)
• Recommended practices for prevention of retained surgical items. In: Perioperative Standards and Recommended Practices. Denver, CO: AORN, Inc; 2013:305-321.
• Steelman, VM., Cullen, JJ. Sponges: A Healthcare Failure Mode and Effect Analysis. AORN J. 2011; 94.
• The Joint Commission. Summary data of sentinel events reviewed by The Joint Commission. 2013. http://www.jointcommission.org/assets/1/18/2004_4Q_2012_SE_Stats_Summary.pdf
• VA National Center for Patient Safety. HFMEA. 2013.
http://www.patientsafety.va.gov/CogAids/HFMEA/index.html#page=page-1
• Zantvoord Y, van der Weiden RM, van Hooff MH. Transmural migration of retained surgical sponges: A systematic review. Obstet Gynecol Surv. 2008;63(7):465-471.
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The End