2
Authorization To Transfer Self-Directed RRSP/RRIF Account ANNUITANT Suite Number Home Address (no., street) City or Town Province Postal Code My Signature _____________________________________________ Date (day, month, year) _________________ Account Number " RRSP " RRIF " LIRA/LRSP " LIF " LRIF Name of Institution From Which Account is Being Transferred Suite Number Address (number, street) City or Town Province Postal Code To transfer my account: With you to my BMO InvestorLine account: This is my authorization to transfer my account with you to my BMO InvestorLine account: Account Number " RRSP " RRIF " LIRA/LRSP " LIF " LRIF " Entire account in cash* (all investments must be liquidated by the account holder(s) and converted into cash prior to transferring). " Entire account in kind** (all investments are to be transferred in their existing form). Note: For those plans holding mutual funds and GICs please be very specific, as certain restrictions may apply to the transfer of some mutual funds and GICs. Please call your local BMO InvestorLine office for more details. " Monies listed: Cash $ __________________________ In the manner indicated below: * For in cash transfers – please return this form along with the cheque to the BMO InvestorLine branch that serves your province or territory. ** For in kind transfers – please register under our Transfer Agent, BMO Nesbitt Burns in Trust for < the BMO InvestorLine Acct # >. Dealer #9185, rep # _______________________________ FINS T009/DTC 5043, CUID NTDT. I acknowledge that transfers can take several weeks to complete, depending on the actions of the other institution. Interest will commence in accordance with the terms of the investment chosen, upon receipt of the transfer from the other institution. I authorize the transfer of my account and its investments as indicated above. I understand that an in cash transfer will require all or part of my account to be liquidated, and I am responsible for providing liquidating orders and any applicable fees. If my account is a RRIF, LIF or LRIF, I recog- nize that the minimum amount for the year of transfer must be paid to me by the Transferor. Please cancel any open orders for my account on your books and any pre-authorized contribution plans. Specimen No.: 527-009 or RIF 423 Title Last Name First Name Int. This form replaces Form T2033 and should be used when requesting the transfer of funds under paragraph 146(16)(a) or 146.3(2)(e) of the Income Tax Act of Canada. If this transfer is for a RIF, LIF or LRIF account, then the transferor must pay the client the minimum amount this year. SIN (required by the Canada Customs and Revenue Agency) " Securities, please specify: Quantity Security _______ _____________________ _______ _____________________ _______ _____________________ _______ _____________________ _______ _____________________ _______ _____________________ _______ _____________________ Or for partial transfers:

Authorization To Transfer Self-Directed RRSP/RRIF Account · Authorization To Transfer Self-Directed RRSP/RRIF Account ANNUITANT Suite Number Home Address (no., street) City or

  • Upload
    lybao

  • View
    213

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Authorization To Transfer Self-Directed RRSP/RRIF Account · Authorization To Transfer Self-Directed RRSP/RRIF Account ANNUITANT Suite Number Home Address (no., street) City or

Au

tho

riza

tio

n T

o T

ran

sfe

r Se

lf-D

ire

cte

d R

RSP

/R

RIF

Acc

ou

nt

AN

NU

ITA

NT

Suite Number

Home Address (no., street)

City or Town Province Postal

Code

My Signature _____________________________________________

Date (day, month, year) _________________

Account Number

" RRSP " RRIF " LIRA/LRSP " LIF " LRIF

Name of Institution From WhichAccount is Being Transferred

Suite Number

Address (number, street)

City or Town Province Postal

Code

To transfer my account:

With you to my BMO InvestorLine account:

This is my authorization to transfer my account with you to my BMO InvestorLine account:

Account Number

" RRSP " RRIF " LIRA/LRSP " LIF " LRIF

" Entire account in cash* (all investments must be liquidated by the account holder(s) and converted into cash prior to transferring).

" Entire account in kind** (all investments are to be transferred in their existing form).Note: For those plans holding mutual funds and GICs please be very specific, as certain restrictions may apply to the transfer of some mutual funds and GICs. Please call your localBMO InvestorLine office for more details.

" Monies listed:

Cash $ __________________________

In the manner indicated below:

* For in cash transfers – please return this form along with the cheque to the BMO InvestorLine branch that serves your province or territory.

** For in kind transfers – please register under our Transfer Agent, BMO Nesbitt Burns in Trust for < the BMOInvestorLine Acct # >. Dealer #9185, rep # _______________________________ FINS T009/DTC 5043, CUID NTDT.

I acknowledge that transfers can take several weeks to complete, depending on the actions of theother institution. Interest will commence in accordance with the terms of the investment chosen,upon receipt of the transfer from the other institution. I authorize the transfer of my account and its investments as indicated above. I understand that an in cash transfer will require all or part of my account to be liquidated, and I am responsible for providing liquidating orders and any applicable fees. If my account is a RRIF, LIF or LRIF, I recog-nize that the minimum amount for the year of transfer must be paid to me by the Transferor. Please cancel any open orders for my account on your books and any pre-authorized contribution plans.

Specimen No.: 527-009 or RIF 423

Title Last Name

First Name Int.

This form replaces Form T2033 and should be used when requesting the transfer of funds under paragraph 146(16)(a)or 146.3(2)(e) of the Income Tax Act of Canada. If this transfer is for a RIF, LIF or LRIF account, then the transferormust pay the client the minimum amount this year.

SIN (required by the Canada Customs and Revenue Agency)

" Securities, please specify:Quantity Security_______ _____________________

_______ _____________________

_______ _____________________

_______ _____________________

_______ _____________________

_______ _____________________

_______ _____________________

Or for partial transfers:

Page 2: Authorization To Transfer Self-Directed RRSP/RRIF Account · Authorization To Transfer Self-Directed RRSP/RRIF Account ANNUITANT Suite Number Home Address (no., street) City or

2

MEMBER® “BMO” and “InvestorLine” are registered trade-marks of Bank of Montreal, used under licence. TM The “M-bar roundel symbol” is a trade-mark of Bank of Montreal, used under licence.

BMO InvestorLine Inc. is a wholly owned subsidiary of Bank of Montreal.

RET

UR

N T

HIS

FO

RM

Please include the most recent statement of the account you wish to transfer to your local BMO InvestorLine office.

for

off

ice

use

on

lyfo

r o

ffic

e u

se o

nly

TRA

NSF

ERO

RTR

AN

SFER

EE

Authorized Person’s Signature _________________________________________________________________________________

Position or Office __________________________________

Authorized Person’s Signature _____________________________________________________________________________

Position orOffice ____________________________________

Date (day,month, year) ______________________________

Date (day,month, year) ______________________________

We agree to the above for a direct transfer of property. When we receive the property, we will credit it to the annuitant ormember under the plan or fund identified above. No receipt for tax purposes will be issued for the amount transferred.Locked-in funds transferred under this transfer authorization will be administered according to the governing legislationindicated above. Any subsequent transfer of locked-in funds will only be made to another institution that will continueto administer the plan in accordance with the governing legislation indicated above.

Amount transferred (from RRSP/RRIF identified above): $ ___________________________________

A spouse has made contributions to this plan: " No " Yes

Atlantic Provinces & Quebec OntarioBMO InvestorLine Inc. BMO InvestorLine Inc.2015 Peel Street First Canadian Place2nd Floor 100 King St. W.Montreal, Quebec 20th FloorH3A 1T8 Toronto, Ontario

M5X 1A1Tel. (514) 877-2100 Tel. (416) 867-4000or 1-800-387-7800 or 1-800-387-7800Transit 3989 Transit 3973

Alberta, Saskatchewan British ColumbiaManitoba, Yukon, N.W.T. BMO InvestorLine Inc.BMO InvestorLine Inc. 2609 Granville St.First Canadian Centre Suite 310350-7th Avenue S.W., Vancouver, B.C.7th Floor, Calgary, Alberta V6H 3H2T2P 3N9Tel. (403) 262-7000 Tel. (604) 665-7000or 1-800-387-7800 or 1-800-387-7800Transit 3990 Transit 3991

If yes, Contributer Spouse SIN(required by the Canada Customs and Revenue Agency)

" Locked-in Funds " Please check if Institution " Does not apply requires a copy returned

of the stated amount represents locked-in benefits. These funds mustcontinue to be administered as locked-in as required by the (check one)

" Federal Pension Benefit Standards Act or " a Provincial Act Please indicate which province the locked-in funds are administered under ___________________.

$ ____________________

Title Last Name

First Name Int.

Au

tho

riza

tio

n T

o T

ran

sfe

r Se

lf-D

ire

cte

d R

RSP

/R

RIF

Acc

ou

nt