Designation: D 3999 91 (Reapproved 2003)

Standard Test Methods forthe Determination of the Modulus and Damping Propertiesof Soils Using the Cyclic Triaxial Apparatus1

This standard is issued under the fixed designation D 3999; the number immediately following the designation indicates the year oforiginal adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. Asuperscript epsilon (e) indicates an editorial change since the last revision or reapproval.

1. Scope1.1 These test methods cover the determination of the

modulus and damping properties of soils in either undisturbedor reconstituted states by either load or stroke controlled cyclictriaxial techniques.

1.2 The cyclic triaxial properties of soil are evaluatedrelative to a number of factors including: strain level, density,number of cycles, material type, saturation, and effective stress.

1.3 These test methods are applicable to both fine-grainedand coarse-grained soils as defined by the unified soil classi-fication system or by Classification D 2487. Test specimensmay be undisturbed or reconstituted by compaction in thelaboratory.

1.4 Two test methods are provided for using a cyclic loaderto determine Youngs modulus (E) and damping (D) properties.The first test method (A) permits the determination of E and Dusing a constant load apparatus. The second test method (B)permits the determination of E and D using a constant strokeapparatus. The test methods are as follows:

1.4.1 Test Method AThis test method requires the appli-cation of a constant cyclic load to the test specimen. It is usedfor determining the Youngs modulus and damping under aconstant load condition.

1.4.2 Test Method BThis test method requires the appli-cation of a constant cyclic deformation to the test specimen. Itis used for determining the Youngs modulus and dampingunder a constant stroke condition.

1.5 The development of relationships to aid in interpretingand evaluating test results are left to the engineer or officerequesting the test.

1.6 LimitationsThere are certain limitations inherent inusing cyclic triaxial tests to simulate the stress and strainconditions of a soil element in the field during an earthquake.

1.6.1 Nonuniform stress conditions within the test specimenare imposed by the specimen end platens.

1.6.2 A 90 change in the direction of the major principalstress occurs during the two halves of the loading cycle onisotropically confined specimens and at certain levels of cyclicstress application on anisotropically confined specimens.

1.6.3 The maximum cyclic axial stress that can be applied toa saturated specimen is controlled by the stress conditions atthe end of confining stress application and the pore-waterpressures generated during testing. For an isotropically con-fined specimen tested in cyclic compression, the maximumcyclic axial stress that can be applied to the specimen is equalto the effective confining pressure. Since cohesionless soils arenot capable of taking tension, cyclic axial stresses greater thanthis value tend to lift the top platen from the soil specimen.Also, as the pore-water pressure increases during tests per-formed on isotropically confined specimens, the effectiveconfining pressure is reduced, contributing to the tendency ofthe specimen to neck during the extension portion of the loadcycle, invalidating test results beyond that point.

1.6.4 While it is advised that the best possible undisturbedspecimens be obtained for cyclic testing, it is sometimesnecessary to reconstitute soil specimens. It has been shown thatdifferent methods of reconstituting specimens to the samedensity may result in significantly different cyclic behavior.Also, undisturbed specimens will almost always be strongerthan reconstituted specimens of the same density.

1.6.5 The interaction between the specimen, membrane, andconfining fluid has an influence on cyclic behavior. Membranecompliance effects cannot be readily accounted for in the testprocedure or in interpretation of test results. Changes inpore-water pressure can cause changes in membrane penetra-tion in specimens of cohesionless soils. These changes cansignificantly influence the test results.

1.6.6 Despite these limitations, with due consideration forthe factors affecting test results, carefully conducted cyclictriaxial tests can provide data on the cyclic behavior of soilswith a degree of accuracy adequate for meaningful evaluationsof modulus and damping below a shearing strain level of0.5 %.1 These test methods are under the jurisdiction of ASTM Committee D18 on Soil

and Rock and are the direct responsibility of Subcommittee D18.09 on DynamicProperties of Soils.

Current edition approved August 15, 1991. Published October 1991.

1

Copyright ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, United States.

1.7 The values stated in either SI or inch-pound units shallbe regarded separately as standard. The values in each systemmay not be exact equivalents, therefore, each system must beused independently of the other, without combining values inany way.

1.8 This standard does not purport to address all of thesafety concerns, if any, associated with its use. It is theresponsibility of the user of this standard to establish appro-priate safety and health practices and determine the applica-bility of regulatory limitations prior to use.

2. Referenced Documents2.1 ASTM Standards:D 422 Test Method for Particle-Size Analysis of Soils2D 653 Terminology Relating to Soil, Rock, and Contained

Fluids2D 854 Test Method for Specific Gravity of Soils2D 1587 Practice for Thin-Walled Tube Sampling of Soils2D 2216 Test Method for Laboratory Determination of Water

(Moisture) Content of Soil and Rock2D 2435 Test Method for One-Dimensional Consolidation

Properties of Soils2D 2487 Classification of Soils for Engineering Purposes

(Unified Soil Classification System)2D 2488 Practice for Description and Identification of Soils

(Visual-Manual Procedure)2D 3740 Practice for Minimum Requirements for Agencies

Engaged in the Testing and/or Inspection of Soil and Rockas Used in Engineering Design and Construction2

D 4220 Practice for Preserving and Transporting SoilSamples2

D 4318 Test Method for Liquid Limit, Plastic Limit, andPlasticity Index of Soils2

D 4767 Test Method for Consolidated-Undrained TriaxialCompression Test on Cohesive Soils2

2.2 USBR Standard:USBR 5210 Practice for Preparing Compacted Soil Speci-

mens for Laboratory Use3

3. Terminology3.1 Definitions:3.1.1 The definitions of terms used in these test methods

shall be in accordance with Terminology D 653.3.2 Definitions of Terms Specific to This Standard:3.2.1 back pressurea pressure applied to the specimen

pore-water to cause air in the pore space to pass into solutionin the pore-water, that is, to saturate the specimen.

3.2.2 cycle durationthe time interval between successiveapplications of a deviator stress.

3.2.3 deviator stress [FL2]the difference between themajor and minor principal stresses in a triaxial test.

3.2.4 effective confining stressthe confining pressure (thedifference between the cell pressure and the pore-water pres-sure) prior to shearing the specimen.

3.2.5 effective force, (F)the force transmitted through asoil or rock mass by intergranular pressures.

3.2.6 hysteresis loopa trace of load versus deformationresulting from the application of one complete cycle of eithera cyclic load or deformation. The area within the resulting loopis due to energy dissipated by the specimen and apparatus, seeFig. 1.

3.2.7 load durationthe time interval the specimen issubjected to a cyclic deviator stress.

3.2.8 principal stressthe stress normal to one of threemutually perpendicular planes on which the shear stresses at apoint in a body are zero.

3.2.9 Youngs modulus (modulus of elasticity) [FL2]theratio of stress to strain for a material under given loadingconditions; numerically equal to the slope of the tangent or thesecant of a stress-strain curve (same as Terminology D 653).4. Summary of Test Method

4.1 The cyclic triaxial test consists of imposing either acyclic axial deviator stress of fixed magnitude (load control) orcyclic axial deformation (stroke control) on a cylindrical soilspecimen enclosed in a triaxial pressure cell. The resultingaxial strain and axial stress are measured and used to calculateeither stress-dependent or stroke-dependent modulus anddamping.

5. Significance and Use5.1 The cyclic triaxial modulus and damping test provides

parameters that may be considered for use in dynamic, linearand non-linear analytical methods. These test methods are usedfor the performance evaluation of both natural and engineeredstructures under dynamic of cyclic loads such as caused byearthquakes, ocean wave, or blast.

5.2 One of the primary purposes of these test methods is toobtain data that are used to calculate Youngs modulus.

NOTE 1The quality of the result produced by this standard isdependent on the competence of the personnel performing it, and thesuitability of the equipment and facilities used. Agencies that meet thecriteria of Practice D 3740 are generally considered capable of competentand objective testing/sampling/inspection/etc. Users of this standard arecautioned that compliance with Practice D 3740 does not in itself assure

2 Annual Book of ASTM Standards, Vol 04.08.3 Available from U.S. Department of the Interior, Bureau of Reclamation.

FIG. 1 Schematic of Typical Hysteresis Loop Generated by CyclicTriaxial Apparatus

D 3999 91 (2003)

2

reliable results. Reliable results depend on many factors; Practice D 3740provides a means of evaluating some of those factors.

6. Apparatus6.1 GeneralIn many ways, triaxial equipment suitable for

cyclic triaxial modulus and damping tests is similar to equip-ment used for the consolidated-undrained triaxial compressiontest (see Test Method D 4767). However, there are specialfeatures described in the following sections that are required toperform acceptable cyclic triaxial tests. A schematic represen-tation of the various components comprising a typical triaxialmodulus and damping test setup is shown in Fig. 2.

6.2 Triaxial Pressure CellThe primary considerations inselecting the cell are tolerances for the piston, top platen, andlow friction piston seal, Fig. 3.

6.2.1 Two linear ball bushings or similar bearings should beused to guide the load rod to minimize friction and to maintainalignment.

6.2.2 The load rod diameter should be large enough tominimize lateral bending. A minimum load rod diameter of 16the specimen diameter has been used successfully in manylaboratories.

6.2.3 The load rod seal is a critical element in triaxial celldesign for cyclic soils testing if an external load cell connectedto the loading rod is employed. The seal must exert negligiblefriction on the load rod. The maximum acceptable pistonfriction tolerable without applying load corrections is com-monly considered to be 62 % of the maximum single ampli-tude cyclic load applied in the test, refer to Fig. 4. The use of

FIG. 2 Schematic Representation of Load or Stroke-Controlled Cyclic Triaxial Test Setup

FIG. 3 Typical Cyclic Triaxial Pressure Cell

D 3999 91 (2003)

3

a seal described in 9.1 and described by Ladd and Dutko4, andChan5 will meet these requirements.

6.2.4 Top and bottom platen alignment is critical to avoidincreasing a nonuniform state of stress in the specimen.Internal tie-rod triaxial cells have worked well at a number oflaboratories. These cells allow the placement of the cell wallafter the specimen is in place between the loading platens.Acceptable limits on platen eccentricity and parallelism areshown in Fig. 5.

6.2.5 Since axial loading in cyclic triaxial tests is in exten-sion as well as in compression, the load rod shall be rigidlyconnected to the top platen by a method such as one of thoseshown in Fig. 6.

6.2.6 There shall be provision for specimen drainage at boththe top and bottom platens.

6.3 Cyclic Loading Equipment:6.3.1 Cyclic loading equipment used for load controlled

cyclic triaxial tests must be capable of applying a uniformsinusoidal load at a frequency within the range of 0.1 to 2 Hz.The loading device must be able to maintain uniform cyclicloadings to at least 0.5 % double amplitude stress, refer to Fig.4. Unsymmetrical compression-extension load peaks, nonuni-formity of pulse duration, ringing, or load fall-off at largestrains must not exceed tolerances illustrated in Fig. 7. Theequipment must also be able to apply the cyclic load about aninitial static load on the loading rod.

6.3.2 Cyclic loading equipment used for deformation-controlled cyclic triaxial tests must be capable of applying auniform sinusoidal deformation at a frequency range of 0.1 to2 Hz. The equipment must also be able to apply the cyclicdeformation about either an initial datum point or follow the

specimen as it deforms. The type of apparatus typicallyemployed can range from a simple cam to a closed loopelectro-hydraulic system.

6.4 Recording Equipment:6.4.1 Load, displacement, and pore water pressure transduc-

ers are required to monitor specimen behavior during cyclicloading; provisions for monitoring the chamber pressure duringcyclic loading are optional.

6.4.2 Load MeasurementGenerally, the load cell capacityshould be no greater than five times the total maximum loadapplied to the test specimen to ensure that the necessarymeasurement accuracy is achieved. The minimum performancecharacteristics of the load cell are presented in Table 1.

6.4.3 Axial Deformation MeasurementDisplacementmeasuring devices such as linear variable differential trans-former (LVDT), Potentiometer-type deformation transducers,and eddy current sensors may be used if they meet the requiredperformance criteria (see Table 1). Accurate deformationmeasurements require that the transducer be properly mountedto avoid excessive mechanical system compression betweenthe load frame, the triaxial cell, the load cell, and the loadingpiston.

6.4.4 Pressure- and Vacuum-Control DevicesThe cham-ber pressure and back pressure control devices shall be capableof applying and controlling pressures to within 62 psi (14 kPa)

4 Ladd, R. S., and Dutko, P., Small Strain Measurements Using TriaxialApparatus, Advances In The Art of Testing Soils Under Cyclic Conditions, V.Khosla, ed., American Society of Civil Engineers, 1985.

5 Chan, C. K., Low Friction Seal System Journal of the GeotechnicalEngineering Division, American Society of Civil Engineers, Vol. 101, GT-9, 1975,pp. 991995.

NOTE 1Frequency = 1PERIOD = 1T .FIG. 4 Definitions Related to Cyclic Loading

FIG. 5 Limits on Acceptable Platen and Load Rod Alignment: (a)eccentricity, (b) parallelism, (c) eccentricity between Top Platen

and Sample

D 3999 91 (2003)

4

for effective consolidation pressures. The vacuum controldevice shall be capable of applying and controlling partialvacuums to within 62 psi (14 kPa). The devices may consist ofself-compensating mercury pots, pneumatic pressure regula-tors, combination pneumatic pressure and vacuum regulators,or any other device capable of applying and controllingpressures or partial vacuums to the required tolerances.

6.4.5 Pressure- and Vacuum-Measurement DevicesThechamber pressure, back pressure, and vacuum measuringdevices shall be capable of measuring pressures or partialvacuums to the tolerances given in Table 1. They may consistof Bourdon gages, pressure manometers, electronic pressuretransducers, or any other device capable of measuring pres-sures, or partial vacuums to the stated tolerances. If separatedevices are used to measure the chamber pressure and backpressure, the devices must be calibrated simultaneously andagainst the same pressure source. Since the chamber pressureand back pressure are the pressures taken at the midheight ofthe specimen, it may be necessary to adjust the calibration ofthe devices to reflect the hydraulic head of fluid in the chamberand back pressure control systems (see Fig. 2).

6.4.6 Pore-Water Pressure Measurement DeviceThespecimen pore-water pressure shall also be measured to thetolerances given in Table 1. During cyclic loading on asaturated specimen the pore-water pressure shall be measuredin such a manner that as little water as possible is allowed to gointo or out of the specimen. To achieve this requirement a verystiff electronic pressure transducer must be used. With anelectronic pressure transducer the pore-water pressure is read

directly. The measuring device shall have a rigidity of all theassembled parts of the pore-water pressure measurement sys-tem relative to the total volume of the specimen satisfying thefollowing requirement:

~Dv/v!Du < 3.2 3 10

26m2/kN~2.2 3 1025 in.2/lb! (1)

where:DV = change in volume of the pore-water measurement

system due to a pore pressure change, in.3 (mm3),V = the total volume of the specimen, in.3 (mm3), anddu = the change in pore pressure, psi (kPa).

NOTE 2To meet the rigidity requirement, tubing between the speci-men and the measuring device should be short and thick walled with smallbores. Thermoplastic, copper, and stainless steel tubing have been usedsuccessfully in many laboratories.

6.4.7 Volume Change Measurement DeviceThe volume ofwater entering or leaving the specimen shall be measured withan accuracy of within 60.05 % of the total volume of thespecimen. The volume measuring device is usually a burettebut may be any other device meeting the accuracy requirement.The device must be able to withstand the maximum chamberpressure.

6.5 Specimen Cap and BaseThe specimen cap and baseshall be designed to provide drainage from both ends of thespecimen. They shall be constructed of a rigid, noncorrosive,impermeable material, and each shall, except for the drainageprovision, have a circular plane surface of contact with theporous discs and a circular cross section. The weight of thespecimen cap and top porous disc shall be less than 0.5 % ofthe applied axial load at failure as determined from anundrained static triaxial test. The diameter of the cap and baseshall be equal to the initial diameter of the specimen. Thespecimen base shall be connected to the triaxial compressionchamber to prevent lateral motion or tilting, and the specimencap shall be designed such that eccentricity of the piston-to-capcontact relative to the vertical axis of the specimen does notexceed 0.04 D (D = diameter of specimen) as shown in Fig.5(c). The cylindrical surface of the specimen base and cap thatcontacts the membrane to form a seal shall be smooth and freeof scratches.

6.6 Porous DiscsThe specimen shall be separated fromthe specimen cap and base by rigid porous discs fastened to thespecimen cap and base of a diameter equal to that of thespecimen. The coefficient of permeability of the discs shall beapproximately equal to that of fine sand 1 3 103 mm/s(3.9 3 105 in./s). The discs shall be regularly checked bypassing air or water under pressure through them to determinewhether they have become clogged. Care must be taken toensure that the porous elements of the end platens are opensufficiently so as not to impede drainage or pore watermovement from specimen into the volume change or porepressure measuring devices, and with openings sufficiently fineto prevent movement of fines out of the specimen.

NOTE 3Filter-paper discs of a diameter equal to that of the specimenmay not be placed between the porous discs and specimen to avoidclogging of the porous discs when measuring moduli values on stiffspecimens.

FIG. 6 Top Platen Connections

D 3999 91 (2003)

5

6.7 Filter-Paper StripsFilter-paper strips are used bymany laboratories to decrease the time required for testing. Iffilter strips are used, they shall be of a type that does notdissolve in water. The coefficient or permeability of the filterpaper shall not be less than 1 3 104 mm/s (3.9 3 106 in./s)for a normal pressure of 550 kPa (80 psi). To avoid hooptension, filter strips should cover no more than 50 % of thespecimen periphery.

NOTE 4The filter paper given in Footnote 6 has been found to meet

the permeability and durability requirements.6

6.8 Rubber MembraneThe rubber membrane used toencase the specimen shall provide reliable protection againstleakage. To check a membrane for leakage, the membrane shallbe placed around a cylindrical form, sealed at both ends withrubber O-rings, subjected to a small air pressure on the inside,and immersed in water. If air bubbles appear from any point onthe membrane it shall be rejected. To offer minimum restraintto the specimen, the unstretched membrane diameter shall be

6 Whatmans No. 54 filter paper has been found suitable for this purpose.

FIG. 7 Examples of Acceptable and Unacceptable Sinusoidal Loading Wave Forms For Cyclic Triaxial Load Control Tests

D 3999 91 (2003)

6

between 90 and 95 % of that of the specimen. The membranethickness shall not exceed 1 % of the diameter of the specimen.The membrane shall be sealed to the specimen cap and basewith rubber O-rings for which the unstressed inside diameter isbetween 75 and 85 % of the diameter of the cap and base, or byother means that will provide a positive seal.

6.9 ValvesChanges in volume due to opening and closingvalves may result in inaccurate volume change and pore-waterpressure measurements. For this reason, valves in the specimendrainage system shall be of the type that produce minimumvolume changes due to their operation. A valve may beassumed to produce minimum volume change if opening orclosing the valve in a closed, saturated pore-water pressuresystem does not induce a pressure change of greater than 0.7kPa (0.1 psi). All valves must be capable of withstandingapplied pressures without leakage.

NOTE 5Ball valves have been found to provide minimum volume-change characteristics; however, any other type of valve having therequired volume-change characteristics may be used.

6.10 Specimen-Size Measurement DevicesDevices usedto determine the height and diameter of the specimen shallmeasure the respective dimensions to within 0.1 % of the totaldimension and shall be constructed such that their use will notdisturb the specimen.

NOTE 6Circumferential measuring tapes are recommended over cali-pers for measuring the diameter. Measure height with a dial gage mountedon a stand.

6.11 Sample ExtruderIf an extruder is used to remove atube sample from the sampling tube, the sample extruder shall

be capable of extruding the soil core from the sampling tube ata uniform rate in the same direction of travel as the sampleentered the tube and with minimum disturbance of the sample,see 7.3.2. If the soil core is not extruded vertically, care shouldbe taken to avoid bending stresses on the core due to gravity.Conditions at the time of sample removal may dictate thedirection of removal, but the principal concern is to minimizethe degree of disturbance.

6.12 TimerA timing device indicating the elapsed testingtime to the nearest 1 s shall be used to obtain consolidation data(see 10.4.3).

6.13 Weighing DeviceThe specimen weighing deviceshall determine the mass of the specimen to an accuracy ofwithin 60.05 % of the total mass of the specimen.

6.14 Water Deaeration DeviceThe amount of dissolvedgas (air) in the water used to saturate the specimen may bedecreased by boiling, by heating and spraying into a vacuum,cavitation process under a vacuum, or by any other method thatwill satisfy the requirement for saturating the specimen withinthe limits imposed by the available maximum back pressureand time to perform the test.

6.15 Testing EnvironmentThe consolidation and cyclicloading portion of the test shall be performed in an environ-ment where temperature fluctuations are less than 64C(67.2F) and there is no direct contact with sunlight.

6.16 Miscellaneous ApparatusSpecimen trimming andcarving tools including a wire saw, steel straightedge, miterbox and vertical trimming lathe, apparatus for preparingcompacted specimens, membrane and O-ring expander, watercontent cans, and data sheets shall be provided as required.

6.17 RecordersSpecimen behavior may be recorded ei-ther by electronic digital or analog x-y recorders. It shall benecessary to calibrate the measuring device through the re-corder using known input standards.

6.18 Pressurizing/Flushing PanelA system for pressuriz-ing the pressure cell and specimen is required. A typical pipingsystem for this apparatus is presented in Fig. 8.

6.19 System Compliance:6.19.1 SystemThe compliance of the loading system,

consisting of all parts (top platen, bottom platen, porous stones,connections) between where the specimen deformation ismonitored and the specimen shall be determined. This deter-mination shall be under both tension and compressionalloading.

6.19.2 Insert a dummy cylindrical specimen of a similar sizeand length to that being tested into the location normallyoccupied by the specimen. The Youngs Modulus of thedummy specimen should be a minimum of ten times themodulus of the materials being tested. The ends of the dummyspecimen should be flat and meet the tolerances for parallelismas given in Fig. 5. Typical materials used to make dummyspecimens are aluminum and steel. The dummy specimenshould be rigidly attached to the loading system. This istypically accomplished by cementing the dummy specimen tothe porous stones using either epoxy or hydro-cement or theirequivalent. Allow cement to thoroughly dry before testing.

TABLE 1 Data Acquisition, Minimum Response Characteristicsfor Cyclic Triaxial Strength Tests

1. Analog RecordersRecording speeds: 0.5 to 50 cm/s (0.2 to 20 in./s)System accuracy (including linearity and hysteresis): 0.5 %AFrequency response: 100 Hz2. Digital RecordersMinimum Sampling Rate: 40 data points per cycle3. Measurement Transducers

Load Cell

DisplacementTransducer

(LVDT)BPore

Pressure

Minimum sensitivity, mv/v 2 0.2 mv/0.025mm/v (ACLVDT)

2

5 MV/0.025MM/V (DCLVDT)

Nonlinearity, % full scale 60.25 60.25 60.5Hysteresis, % full scale 60.25 0.0 60.5Repeatability, % full scale 60.10 60.01 60.5Thermal effects on zero

shift or sensitivity60.005 ... 60.02

% of full scale/C (F) (60.025) ... (60.01)Maximum deflection at full

rated value in mm (in.)0.125(0.005)

... ...

Volume change charac-teristics (cu in./psi)

... ... 1.0 3 104

ASystem frequency response, sensitivity, and linearity are functions of theelectronic system interfacing, the performance of the signal conditioning systemused, and other factors. It is therefore a necessity to check and calibrate the aboveparameters as a total system and not on a component basis.

BLVDTs, unlike strain gages, cannot be supplied with meaningful calibrationdata. System sensitivity is a function of excitation frequency, cable loading,amplifier phase characteristics, and other factors. It is necessary to calibrate eachLVDT-cable-instrument system after installation, using a known input standard.

D 3999 91 (2003)

7

6.19.3 Apply a static load in both tension and compressionto the dummy specimen in increments up to two times theexpected testing load and note the resulting deformation.

6.19.4 Use the maximum system deformation that occurs atany one load whether in tension or compression.

6.19.5 For any given loading whether in tension or com-pression, the minimum deformation that can be monitored andreported during an actual test is ten times the correspondingsystem deformation, see Note 20.

6.19.6 Compliance Between Specimen Cap and SpecimenCompliance can be reduced by the following methods: achiev-ing the final desired height of reconstituted specimens bytapping and rotating the specimen cap on top of the specimen,or for both reconstituted and undisturbed specimens, fill voidsbetween the cap and specimen with plaster of Paris, hydrostonegrout, or similar material, refer to 7.3.3.

7. Test Specimen Preparation7.1 Specimens shall be cylindrical and have a minimum

diameter of 36 mm (1.4 in.). The height-to-diameter ratio shallbe between 2 and 2.5. The largest particle size shall be smallerthan 16 the specimen diameter. If, after completion of the test,it is found, based on visual observation, that oversize particlesare present, indicate this information in the report of test dataunder remarks.

NOTE 7Information on preserving and transporting soil samples canbe found in Practices D 4220.

7.2 Take special care in sampling and transporting samplesto be used for cyclic triaxial tests as the quality of the resultsdiminishes greatly with specimen disturbance. Method D 1587covers procedures and apparatus that may be used to obtainsatisfactory undisturbed samples for testing.

NOTE 8If oversize particles are found in the specimen after testing, aparticle-size analysis performed in accordance with Method D 422 may beperformed to confirm the visual observation and the results provided withthe test report (see 13.1.4).

7.3 Undisturbed Specimens:7.3.1 Undisturbed specimens may be trimmed for testing in

any manner that minimizes sample disturbance, maintains thesampled density of the specimen, and maintains the initialwater content. No matter what trimming method is used, thespecimen ends should meet or exceed the flatness and paral-lelism requirement shown in Fig. 5. A procedure that has beenshown to achieve these criteria for frozen specimens is asfollows:

NOTE 9If possible, prepare carved specimens in a humidity controlledroom. If specimens are not prepared in a humidity-controlled room, thisshould be noted in the report of test data under remarks. Make every effortto prevent any change in the moisture content of the soil.

7.3.1.1 If a milling machine is available, the sample tubemay be cut lengthwise at two diametrically opposite placesusing a rapid feed, and then cut into sections with an electrichacksaw. If a milling machine is not used, the desired sectionis cut with an electric hacksaw or a tube cutter with stiffeningcollars. The cut ends of the tube are then cleaned of burrs, andthe specimen is pushed from the tube. The ends of thespecimen should be trimmed smooth and perpendicular to thelength using a mitre box. Care must be taken to ensure that thespecimen remains frozen during the trimming operation. Placethe specimen in the triaxial chamber and enclose it in a rubbermembrane. Apply a partial vacuum of 35 kPa (5 psi) to thespecimen and measure the specimen diameter and heightaccording to the method given in 10.2 in order to calculate theinitial volume of the specimen. After the specimen has thawed,remeasure the specimen to determine specimen conditionsimmediately prior to saturation. Volume change during thawingindicates that inadequate sampling or specimen preparationtechniques may have been used.

7.3.2 If compression or any type of noticeable disturbancewould be caused by the ejection device, split the sample tubelengthwise or cut it off in small sections to facilitate removal ofthe specimen with minimum disturbance.

7.3.3 Specimens shall be of uniform circular cross sectionwith ends perpendicular to the axis of the specimen. Wherepebbles or crumbling result in excessive irregularity at theends, pack soil from the trimmings in the irregularities toproduce the desired surface. An alternative procedure would beto cap the specimens with a minimum thickness of plaster ofParis, hydrostone, or similar material. In this case provisionsfor specimen drainage would have to be provided by holes inthe cap. When sample conditions permit, a vertical soil lathethat will accommodate the total sample may be used as an aidein carving the specimen to the required diameter.

7.4 Reconstituted Specimens:7.4.1 Fluviation Through Water MethodFor this specimen

preparation method a granular soil is saturated initially in acontainer, poured through water into a water-filled membrane

FIG. 8 Pressurizing/Flushing Panel Piping Diagram

D 3999 91 (2003)

8

placed on a forming mold, and then densified to the requireddensity by vibration, refer to reference by Chaney and Mulilis7.

NOTE 10A specimen may be vibrated either on the side of the moldor the base of the cell using a variety of apparatus. These include thefollowing: tapping with an implement of some type such as a spoon ormetal rod, pneumatic vibrator, or electric engraving tool.

7.4.2 Dry Screening MethodFor this method a tube with ascreen attached to one end is placed inside a membranestretched over a forming mold. A dry uniform sand is thenpoured into the tube. The tube is then slowly withdrawn fromthis membrane/mold allowing the sand to pass through thescreen forming a specimen. If a greater density of the sand isdesired the mold may be vibrated.

7.4.3 Dry or Moist Vibration MethodIn this procedurecompact oven-dried, or moist granular material in layers(typically six to seven layers) in a membrane-lined split moldattached to the bottom platen of the triaxial cell. Compact thepreweighed material for each lift by vibration to the dry unitweight required to obtain the prescribed density. Scarify thesoil surface between lifts. It should be noted that to obtainuniform density, the bottom layers have to be slightly under-compacted, since compaction of each succeeding layer densi-fies the sand in layers below it. After the last layer is partiallycompacted, put the top cap in place and continue vibration untilthe desired dry unit weight is obtained.

7.4.4 Tamping MethodFor this procedure tamp air dry ormoist granular or cohesive soil in layers into a mold. The onlydifference between the tamping method and the vibrationmethod is that each layer is compacted by hand tamping witha compaction foot instead of with a vibrator, refer to referenceby Ladd, R. S.8

7.4.5 After the specimen has been formed, place the speci-men cap in place and seal the specimen with O-rings or rubberbands after placing the membrane ends over the cap and base.Then apply a partial vacuum of 35 kPa (5 psi) to the specimenand remove the forming jacket. If the test confining-pressure isgreater than 103 kPa (14.7 psi), a full vacuum may be appliedto the specimen in stages prior to removing the jacket.8. Mounting Specimen

8.1 Variations in specimen setup techniques will be depen-dent principally on whether the specimen is undisturbed orremolded. If the specimen is undisturbed it will be trimmed andthen placed in the triaxial cell. In contrast, if the specimen isremolded it can either be recompacted on or off the bottomplaten of the triaxial cell. The determination of which proce-dure to use will depend on whether the specimen can supportitself independent of the latex rubber membrane and if it canundergo limited handling without undergoing disturbance.

8.2 Undisturbed Specimen:8.2.1 Place the specimen on the bottom platen of the triaxial

cell.8.2.2 Place the top platen on the specimen.

8.2.3 Stretch a latex rubber membrane tightly over theinterior surface of the membrane stretcher. Apply a vacuum tothe stretcher to force the membrane against the inner surface ofthe stretcher and then slip the stretcher carefully over thespecimen. Remove the vacuum from the membrane stretcher.Roll the membrane off the stretcher onto the top and bottomplaten, see Note 11.

NOTE 11The specimen should be enclosed in the rubber membraneand the membrane sealed to the specimen top and bottom platensimmediately after the trimming operation to prevent desiccation. Alterna-tively, lucite plastic dummy top and bottom caps can be used until atriaxial cell is available.

8.2.4 Remove the membrane stretcher.8.2.5 Place O-ring seals around the top and bottom platens.8.2.6 Attach top and bottom platen pressure lines to

flushing/pressurizing panel.8.3 Recompacted Specimen:8.3.1 Dense Unsaturated SpecimenIf specimen is com-

pacted in an apparatus separate from the triaxial cell, then treatin a manner similar to that described in 8.2.1-8.2.5.

8.3.2 All OthersSpecimens that are loose unsaturated,loose saturated or dense saturated, need to be recompacteddirectly on the lower platen of the triaxial pressure cell. This isrequired to prevent specimen disturbance.

8.3.2.1 Place the latex rubber membrane on the bottomplaten of the triaxial cell.

8.3.2.2 Secure an O-ring over the latex rubber membrane toseal it against the bottom platen.

8.3.2.3 Place a split mold over the bottom platen with thelatex rubber membrane extending up through it.

8.3.2.4 Stretch the latex rubber membrane tightly over theinterior surface of the split mold (membrane stretcher) and overits top upper lip.

8.3.2.5 Apply a vacuum to the split mold to hold themembrane tightly against the mold during the recompactingoperation.

8.3.2.6 Recompact the specimen within the membrane usingany of the techniques described in 7.4.

8.3.2.7 After the specimen is formed, place the top platen onthe specimen and draw the latex rubber membrane up tightlyover it.

8.3.2.8 Place an O-ring over the top platen to seal the latexrubber membrane against it.

8.3.2.9 Attach top and bottom platen pressure lines toflushing/pressurizing panel.

8.3.2.10 Remove the split mold. See Note 12.

NOTE 12If the specimen is unable to support itself, it will benecessary to apply a small vacuum through a bubble chamber, see Fig. 9.A vacuum less than one half the desired final effective stress or 10 in. ofHg., whichever is less, is recommended. If bubbles continue to be presentin the bubble chamber, check for leakage caused by poor connections,holes in the membrane, or imperfect seals at the top or bottom platens.Leakage through holes in the membrane can frequently be eliminated bycoating the surface of the membrane with a rubber latex or by use of asecond membrane. If bubbles are absent, an airtight seal has beenobtained.

8.3.2.11 Place the cover plate on the tie rods.

7 Chaney, R., and Mulilis, J, Wet Sample Preparation Techniques, Geotechni-cal Testing Journal, ASTM, 1978, pp. 107108.

8 Ladd, R. S., Preparing Test Specimens Using Under-Compaction, Geotech-nical Testing Journal, ASTM, Vol. 1, No. 1, March, 1978, pp. 1623.

D 3999 91 (2003)

9

8.3.2.12 Insert the loading piston through the seal assemblyand connect to the top platen. It is important that the connec-tion of the loading piston to the top platen be tight to eliminatecompliance.

8.3.2.13 Place the chamber in position and fasten intoposition.

8.3.2.14 Place the triaxial pressure cell on the cyclic loadingframe.

8.3.2.15 Place chamber fluid into pressure cell.

9. Calibration and Standardization9.1 Two typical piston sealing arrangements employed in

cyclic triaxial apparatus are shown in Fig. 10. Such arrange-ments are necessary if external load measurement devices areused. The linear bearing/O-ring seal is the most common, seeFig. 10. The primary difficulty with this seal is frictiondeveloped between the O-ring and the surface of the loadpiston. To reduce this friction two methods can be employed.These methods are over sizing the O-ring, and freezing theO-ring with electronic freon spray then thawing out andchroming the load piston. The air bearing seal arrangementproduces the minimum friction on the load piston, see Fig. 10.The primary difficulty with this seal is the maintenance of theclose tolerance between the slides and the load piston. Dirt andsalt build-up tend to either block this zone or increase friction.Cleanliness is absolutely necessary for operation of this seal.

9.2 Triaxial cell designs to achieve requirements of platenalignment and reduce compliance are shown in Fig. 11.

9.3 Typical top platen connections that have been employedare shown in Fig. 6. The purpose of the connection is toprovide a rigid fastening that is easy to assemble. The hard locksystems (see Fig. 6(a)) are necessary for testing stiff materialsbut require the ability to tighten the nut with a wrench. If it isnot possible to employ a wrench or if testing relatively softmaterials, then either a magnetic system (see Fig. 6(b)) orvacuum system (see Fig. 6(c)) can be used.

9.4 The effect of system compliance on test results isillustrated in Fig. 12. A review of Fig. 12 shows that as thecompliance increases in the triaxial test system the deviation

from the resonant column results increases. A detailed discus-sion of system compliance is provided in 6.19 and Note 13.

NOTE 13Example calculation of system measurement capability. Asystem deformation of 0.0001 in. is measured at a given load (eithertension or compression) then

minimum system measuring capability for given load5 0.0001 in. 3 10 5 0.001 in.

Therefore if the actual sample being tested is 5.0 in. (127 mm)long then the corresponding minimum axial strain (ea) that canbe measured and reported with this system is the following:

e a 50.001 in.5.0 in. 3 100 5 2 3 10

22 %

10. Procedure10.1 GeneralBecause of the wide variety of triaxial

equipment currently in use for cyclic soil testing, it is notpossible to prescribe a step-by-step testing procedure that iscompatible with the characteristics of all equipment. Thefollowing procedures, however, will be common to any cyclictriaxial test on either saturated or unsaturated specimens.

FIG. 9 Method of Applying Vacuum To Soil Samples

FIG. 10 Typical Cyclic Triaxial Sealing Arrangement

D 3999 91 (2003)

10

10.2 Specimen MeasurementBecause density greatly in-fluences the cyclic triaxial strength, it is imperative thataccurate density determination and volume change measure-ments be made during saturation and consolidation. Base theinitial specimen conditions on measurements taken after themold is removed (with the specimen under vacuum). Takediameter measurements for specimens up to 150 mm (6 in.)using a circumferential tape to the nearest 0.025 mm (0.001in.). For larger specimens measure to nearest 0.25 mm (0.01in.). Take height measurements to the nearest 0.025 mm (0.001

in.) for specimens 150 mm (6 in.) or less in diameter and 0.25mm (0.01 in.) for specimens having diameters greater than 150mm at four locations, and measure weights to the nearest 0.01g for specimens 63.5 mm (2.5 in.) or less in diameter and 0.1g for specimens having diameters greater than 63.5 mm (2.5in.). Determine water contents taken of specimens trimmings towithin 0.1 % (see Method D 2216).

10.3 SaturationIf it is desired to test the specimen satu-rated then follow the procedure outlines in this section. If it isdesired to test the specimen in an unsaturated condition thenproceed to 10.4.

10.3.1 The objective of the saturation phase of the test is tofill all voids in the specimen with water without undesirableprestressing of the specimen or allowing the specimen to swell(unless the specimen will swell under the desired effectiveconsolidation stress). Saturation is usually accomplished byapplying back pressure to the specimen pore water to drive airinto solution after either: applying vacuum to the specimen anddry drainage system (lines, porous discs, pore-pressure device,filter-strips or cage, and discs) and allowing de-aired water tosaturate the system while maintaining the vacuum; or saturat-ing the drainage system by boiling the porous discs in waterand allowing de-aired water to flow through the system prior tomounting the specimen. It should be noted that time is requiredto place air into solution. Accordingly, removing as much air aspossible prior to applying back pressure will decrease theamount of air that will have to be placed into solution and willalso decrease the back pressure required for saturation. Inaddition, air remaining in the specimen and drainage systemjust prior to applying back pressure will go into solution muchmore readily if the de-aired water is used. Many procedureshave been developed to accomplish saturation. For specimensto be tested under consolidation stresses exceeding 103 kPa(14.7 psi), the following procedure has been found to beeffective. For specimens requiring consolidation stresses lessthan 103 kPa (14.7 psi) all the stresses given in 10.3.2 through10.3.4 must be reduced to a level that will not cause overcon-solidation.

10.3.2 Apply the highest available vacuum to the specimenthrough the specimen cap and after assembling and filling thetriaxial chamber with fluid, allow de-aired water to slowly seepthrough the specimen from the bottom. The upward movementof water should be sufficiently slow to minimize entrapment ofpossible air pockets and to avoid significant prestressing of thespecimen. Also take care to ensure that fines are not washedfrom the specimen.

10.3.3 When water appears in the burret in communicationwith the specimen cap, fill the remainder of the burret withde-aired water and then simultaneously reduce the vacuum andincrease the chamber pressure until the specimen pore-water isat atmospheric pressure and the chamber pressure is 103 kPa(14.7 psi). Back pressure the specimen in steps, maintaining aneffective confining stress of less than 103 kPa (14.7 psi).Isotropic stress conditions may be maintained during backpressuring by adding axial load to the piston according to theprocedure described in 10.4.1. Evaluate the degree of satura-tion at appropriate intervals by measuring Skeptons PorewaterPressure Parameter B.

FIG. 11 Typical Design Variations in Aligned Trixial PressureCells

FIG. 12 Variation in Modulus Curves Caused by SystemCompliance

D 3999 91 (2003)

11

10.3.4 Measurement of the Pore Pressure ParameterBThe Pore Pressure Parameter B is defined by the followingequation:

B 5 Du/Ds3 (2)

where:Du = the change in the specimen pore water pressure that

occurs as a result of a change in the chamberpressure when the specimen drainage valves areclosed, and

Ds3 = the change in the chamber pressure.The value of the Pore Pressure Parameter B shall be

determined as follows:10.3.4.1 Close the specimen drainage valves and increase

the chamber pressure 35 kPa (5 psi).NOTE 14The amount of increase in chamber pressure should be less

than the desired effective stress.

10.3.4.2 After approximately 2 min determine and recordthe maximum value of the induced pore pressure. For manyspecimens, the pore pressure may decrease after the immediateresponse and then increase slightly with time. If this occurs,values of Du should be plotted with time and the asymptoticpore pressure used as the change in pore pressure. A largeincrease in Du with time with values of Du greater than Ds3may indicate a leak of chamber fluid into the specimen.Decreasing values of Du with time may indicate a leak in thatpart of the pore pressure measurement system located outsidethe chamber or incomplete saturation.

10.3.4.3 Calculate the B value using the equation given in10.3.4.

10.3.4.4 Reapply the same confining pressure (chamberpressure minus back pressure) as existed prior to the B-valueby reducing the chamber pressure by 35 kPa (5 psi) or byalternatively, increasing the back pressure by 35 kPa (5 psi). IfB is continuing to increase with increasing back pressurecontinue with back pressure saturation. If B is equal to orgreater than 0.95 or if a plot of B versus back pressure indicatesno further increase in B with increasing back pressure, initiateconsolidation.

10.4 ConsolidationThe objective of the consolidationphase of the test is to allow the specimen to reach equilibriumin a drained state under the effective consolidation stress forwhich a test is required. During consolidation, data is obtainedfor use in determining when consolidation is complete.

10.4.1 During the consolidation process, measure thechange in height of the specimen to the nearest 0.025 mm(0.001 in.). In addition, during consolidation an axial load mustbe applied to the piston (that is screwed into the top cap) inorder to compensate for the uplift force on the load rod so thatthe specimen is maintained in an isotropic or other known stateof stress. The static load to maintain an isotropic condition canbe calculated from the following equation:

Ps 5 s3Ar 2 M (3)

where:M = mass of the load rod and top platen,Ps = static piston correction load,s3 = cell pressure, and

Ar = cross sectional area of the load rod.10.4.2 With the specimen drainage valves closed, hold the

maximum back pressure constant and increase the chamberpressure until the difference between the chamber pressure andthe back pressure equals the desired effective consolidationpressure.

NOTE 15In cases where significant amounts of fines may be washedfrom the specimen because of high initial hydraulic gradients, it ispermissible to gradually increase the chamber pressure to the total desiredpressure over a period of up to 10 min with the drainage valves open. Ifthis is done, recording of data should begin immediately after the totalpressure is reached.

NOTE 16In certain circumstances, consolidation in stages may bedesirable, especially when radial drainage is used.

10.4.3 Obtain an initial burette reading and then openappropriate drainage valves so that the specimen may drainfrom both ends into the burette, see 6.4.6. At increasingintervals of elapsed time (0.1, 0.2, 0.5, 1, 2, 4, 8, 15 and 30 minand at 1, 2, 4, and 8 h, etc.) observe and record the burettereadings and after the 15-min reading record the accompanyingdeformation indicator readings obtained by carefully couplingthe piston with the specimen cap. If burette and deformationindicator readings are to be plotted against the square root oftime, the time intervals at which readings are taken may beadjusted to those that have easily obtained square roots, forexample, 0.09, 0.25, 0.49, 1, 4, 9 min, etc. Depending on soiltype, time intervals may be changed to convenient timeintervals that allow for adequate definition of volume changeversus time.

10.4.4 Plot the burette and deformation indicator readingsversus either the logarithm or square root of elapsed time. If thereadings are plotted versus the logarithm of elapsed time, allowconsolidation to continue for at least one log cycle of time orone overnight period after a marked reduction in the slopeshows that 100 % primary consolidation has been achieved. Ifthe readings are plotted versus the square root of elapsed time,allow consolidation to continue at least 2 h after 100 % primaryconsolidation has been achieved. A marked deviation betweenthe slopes of the burette and deformation indicator curvestoward the end of consolidation based on deformation indicatorreadings indicates leakage of fluid from the chamber into thespecimen and the test should be terminated.

10.4.5 Determine the time for 50 % primary consolidation,t50, in accordance with one of the procedures outlined in TestMethod D 2435.

10.5 Cyclic Loading or Deformation:NOTE 17A soil material typically behaves like an elastic solid

exhibiting a non-destructive response to the application of cyclic loadingbelow a threshold shearing strain level of

may then either open the specimen drainage valves to re-establish theeffective consolidation stress or maintain the existing excess pore waterpressure before moving on to the next higher cyclic load or deformationlevel.

10.5.1 For constant cyclic load (see Test Method A) esti-mate the magnitude of cyclic load to be applied for the desiredstress ratio, SR, with the following equation:

Pc 5 2 3 s83c 3 SR 3 Ac (4)

where:Pc = estimated cyclic load to be applied to the specimen,s83c = consolidated pressure (chamber pressure minus

back pressure),SR = desired stress ratio (6sd)/(2s3c), andAc = area of specimen after consolidation, see Note 18.

NOTE 18Refer to 12.2.2 for procedures to calculate Ac.

10.5.2 For constant cyclic deformation (see Test Method B)select a desired single amplitude shear strain (eSA) and calcu-late the required axial strain (eSA) using Eq 13. Determine theresulting single amplitude deformation using the following:

LSA 5 eSA 3 LS (5)

where:LSA = single amplitude deformation, in. (m),eSA = single amplitude axial strain (dimensionless), andLs = length of test samples, in. (m).

10.5.3 Form a large air pocket at the top of the triaxialchamber by draining water from the cell without allowing thecell pressure to drop. The air pocket is required so that pistonmovement in and out of the chamber during cyclic loading orcyclic deformation does not create chamber pressure fluctua-tions.

10.5.4 Close drainage valves to the specimen and cyclicallyload the specimen through 40 cycles with the first half cycle incompression using 0.5 to 1 Hz sinusoidal load or deformationextension values.

10.5.5 During cyclic loading or cyclic deformation keep thecell pressure constant and record the axial load, axial defor-mation, and if applicable the change in pore-water pressurewith time.

10.5.6 Under load control soft to medium stiff soils willundergo a permanent deformation. The permanent deformationis caused typically by either a slightly unbalanced cyclic loador anisotropic consolidation, (see 10.4). As a result of thiscompression a plot of load versus deformation (D), as shownschematically in Fig. 13 (hysteresis loops), will tend to movealong the deformation axis. Because the determination of

Youngs Modulus and damping at any strain level depend onthe ability to identify a distinct hysteresis loop it is necessaryto restrict the maximum closure error (Dc) between twosuccessive peaks as shown in Fig. 13 to 0.0001 in. For a 127mm (5 in.) long sample this corresponds to an axial strain of0.2 %. If the closure error exceeds this value the data is notvalid.

10.5.7 For staged loading return to either 10.5.1 or 10.5.2,as appropriate.

11. Specimen Removal11.1 Following cyclic testing perform the following steps:11.1.1 Remove the axial load from the load piston and

reduce the chamber and back pressure to zero.11.1.2 Close specimen drainage valves.11.1.3 With the specimen drainage valves remaining closed,

quickly remove the specimen from the apparatus so that thespecimen will not have time to absorb water from the porousdisc.

11.1.4 Remove the rubber membrane (and the filter-paperstrips or cage from the specimen if they were used) anddetermine the water content of the total specimen in accor-dance with the procedure outlined in Method D 2216. (Freewater remaining on the specimens of cohesive soils afterremoval of the membrane should be blotted away beforeobtaining the water content.) In cases where there is insuffi-cient material from trimmings for index property tests, that is,where specimens have the same diameter as the sampling tube,the specimen should be weighed prior to removing material forindex property tests and a representative portion of the speci-men used to determine its final water content. Prior to placingthe specimen (or portion thereof) in the oven to dry, sketch apicture or take a photograph of the specimen.

12. Calculation12.1 Initial Specimen PropertiesUsing the dry mass of the

total specimen, calculate and record on the appropriate datasheet the initial water content, volume of solids, initial voidratio, initial degree of saturation, and initial dry unit weight.Calculate the specimen volume from values measured in 6.10.Calculate the volume of solids by dividing the dry mass of thespecimen by the specific gravity of the solids and dividing bythe density of the water. Calculate void ratio by dividing thevolume of voids by the volume of solids where the volume ofvoids is assumed to be the difference between the specimenvolume and the volume of solids. Calculate dry unit weight bydividing the dry mass of the specimen by the specimen volume.

NOTE 19The specific gravity of solids can be determined in accor-dance with Test Method D 854 or it may be assumed based on previoustest results.

12.2 Specimen Properties After Consolidation:12.2.1 Calculate the specimen height and area after consoli-

dation as follows:Hc 5 Ho 2 DH (6)

where:Ho = initial height of specimen, mm (in.), andFIG. 13 Definition of Closure Error

D 3999 91 (2003)

13

DH = change in height of specimen at end of consolida-tion, mm (in.).

12.2.2 The cross-sectional area of the specimen, after con-solidation, Ac, shall be computed using one of the followingmethods (assuming consistent units are used). The choice ofthe method to be used depends on whether shear data are beingcomputed before the test is performed (in that case TestMethod A would be used) or on which of the two test methodsin the opinion of a qualified person yield specimen conditionsconsidered to be most representative of those after consolida-tion.

12.2.2.1 Test Method A:

Ac 5 ~Vo 2 DVsat 2 DVc!/Hc (7)

where:Vo = initial volume of specimen, mm3 (in.3),DVsat = change in volume of specimen during and satura-

tion, mm3 (in.3).DVsat 5 3VoDHs/Ho

where:DHs = change in height of specimen during saturation, mm

(in.), andDVc = change in volume of specimen during consolidation

as indicated by burette readings, mm3 (in.3).12.2.2.2 Test Method B:

Ac 5 ~Vwf 1 Vs!/Hc (8)

where:Vwf = final volume of water (based on final water content),

mm3 (in.3),Vs = volume of solids, mm3 (in.3),

Vs 5 ms/~Gsrw! (9)

where:ms = specimen dry mass, kN (lb),Gs = specific gravity of solids, andrw = density of water, mg/m3 (lb/in.3).

12.2.3 Using the calculated dimensions of the specimenafter consolidation and assuming that the water content afterconsolidation is the same as the final water content, calculatethe consolidated void ratio and degree of saturation.

NOTE 20In this test method, the equations are written such thatcompression and consolidation are considered positive.

12.3 Hysteresis Loop CalculationsCalculations are per-formed on each individual hysteresis loop using the formshown in Fig. 14 or its equivalent.

12.3.1 Calculate the material damping ratio (D) for a givenhysteresis loop using (Eq 8) and record these values on Fig. 10:

D 5AL

4pAT3 100 (10)

where:AL = area of hysteresis loop,AT = area of shaded right triangle shown in Fig. 1, andD = material damping ratio, %.

12.3.2 Calculate the Youngs Modulus (E) for a givenhysteresis loop using Eq 9 and record these values on Fig. 10:

E 5LDASDA

3LsAs

(11)

where:LDA = double amplitude load, kN (lb),SDA = double amplitude deformation, mm (in.),Ls = height of specimen after consolidation, mm (in.),As = area of specimen after consolidation, mm2(in.2),

andE = Youngs Modulus, kPa (lb/in.2).

12.3.3 Calculate the single amplitude axial strain (eSA) fora given hysteresis loop using (Eq 12) and (Eq 13) and recordthese values in Fig. 10:

eDA 5 SDA / LS (12)eSA 5 eDA /2 (13)

where:eDA = double amplitude axial strain (dimensionless), andeSA = single amplitude axial strain (dimensionless).

13. Report13.1 Report the following information:13.1.1 Identification data and visual description of speci-

men, including soil classification in accordance with PracticeD 2488 and whether the specimen is undisturbed, or remolded

FIG. 14 Cyclic Triaxial Modulus/Damping Calculation Form

D 3999 91 (2003)

14

(indicate preparation method). Indicate if any method wasemployed to reduce end restraint.

13.1.2 Values of plastic limit and liquid limit, if determinedin accordance with Test Method D 4318.

13.1.3 Value of specific gravity of solids and notation if thevalue was determined in accordance with Method D 854 orassumed.

13.1.4 Particle-size analysis, if determined in accordancewith Method D 422.

13.1.5 Initial specimen dry unit weight, void ratio, watercontent, and degree of saturation.

13.1.6 Initial height and diameter of specimen.13.1.7 Method followed for specimen saturation (that is, dry

or wet method).13.1.8 Total back pressure.13.1.9 The Pore Pressure Parameter B at the end of satura-

tion.13.1.10 Effective consolidation stress.13.1.11 Time to 50 % primary consolidation.13.1.12 Specimen dry unit weight, void ratio, water content,

and degree of saturation after consolidation.

13.1.13 Specimen cross-sectional area after consolidationand method used for determination.

13.1.14 Hysteresis loop for each load or strain level atcycles number 1 through 5, 10, 20, and 40.

13.1.15 Plot of Youngs Modulus E and material damping Dversus the logarithm of single amplitude axial strain using datafrom cycle Number 1 unless requested otherwise.

13.1.16 Sketch or photograph of the specimen after testing.13.1.17 Remarks and notations regarding any unusual con-

ditions or other information necessary to properly interpret theresults obtained, including any departures from the procedureoutlined.

14. Precision and Bias14.1 The variability of soil and resultant inability to deter-

mine a true reference value prevent development of a mean-ingful statement of bias. Data are being evaluated to determinethe precision of this test method. In addition, the subcommitteeis seeking pertinent data from users of this test method.

15. Keywords15.1 damping; laboratory test; physical properties; triaxial

stress

ASTM International takes no position respecting the validity of any patent rights asserted in connection with any item mentionedin this standard. Users of this standard are expressly advised that determination of the validity of any such patent rights, and the riskof infringement of such rights, are entirely their own responsibility.

This standard is subject to revision at any time by the responsible technical committee and must be reviewed every five years andif not revised, either reapproved or withdrawn. Your comments are invited either for revision of this standard or for additional standardsand should be addressed to ASTM International Headquarters. Your comments will receive careful consideration at a meeting of theresponsible technical committee, which you may attend. If you feel that your comments have not received a fair hearing you shouldmake your views known to the ASTM Committee on Standards, at the address shown below.

This standard is copyrighted by ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959,United States. Individual reprints (single or multiple copies) of this standard may be obtained by contacting ASTM at the aboveaddress or at 610-832-9585 (phone), 610-832-9555 (fax), or service@astm.org (e-mail); or through the ASTM website(www.astm.org).

D 3999 91 (2003)

15