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Devaraj de Condappa, Jennie Barron, Sat Kumar Tomer and Sekhar Muddu
Application of SWAT and a Groundwater Model for Impact
Assessment of Agricultural Water Management Interventions
in Jaldhaka Watershed: Data and Set Up of Models
Stockholm Environment Institute, Technical Report - 2012
Application of SWAT and a Groundwater Model for Impact Assessment of Agricultural Water Management Interventions in Jaldhaka Watershed: Data and Set Up of Models
Devaraj de Condappa, Jennie Barron, Sat Kumar Tomer and Sekhar Muddu
Stockholm Environment InstituteKräftriket 2BSE 106 91 Stockholm Sweden
Tel: +46 8 674 7070Fax: +46 8 674 7020Web: www.sei-international.org
Head of Communications: Robert Watt Publications Manager: Erik WillisLayout: Richard Clay
Cover Photo:
This publication may be reproduced in whole or in part and in any form for educational or non-profit purposes, without special per-mission from the copyright holder(s) provided acknowledgement of the source is made. No use of this publication may be made for resale or other commercial purpose, without the written permission of the copyright holder(s).
Copyright © March 2012 by Stockholm Environment Institute
AbSTRAcT
This study contributes to the understanding of potential for Agricultural Water Management (AWM) interventions in the watershed of Jaldhaka river, a tributary of the Brahmaputra river, located in Bhu-tan, India and Bangladesh. An application of the Soil Water Assessment Tool (SWAT) and of a simple lumped groundwater model was developed for the Jaldhaka watershed.
The first stage of this work was to collect a large dataset to characterise the natural and agricul-tural contexts of the Jaldhaka watershed. The watershed has a contrasting topography, with mountains upstream and large plains downstream. It experiences high rainfall with a monsoonal pattern and an average of 3,300 mm/year. The river flow is seasonal, with a sustained flow during the dry season, high flows during the monsoon and recurrent flood events. The soils are sandy loam (upstream) to silty loam (downstream), with little permeability. The aquifers in the region are alluvial and the groundwater lev-els in the watershed are shallow and stable.
This study contributed to the development of a precise landuse map which identifies the natural vegetation, the water bodies, the settlements / towns, the tea plantations and the different cropping sequences in the agricultural land. Agricultural statistics were gathered at administrative levels for cropping sequences and crop yields. The irrigation in the watershed is predominantly from groundwa-ter, with diesel pumps, to irrigate rice during summer and potatoes during winter.
SWAT and the groundwater model were adjusted in an interactive manner: SWAT was calibrated against the observed streamflows while the groundwater model was calibrated against the observed groundwater levels and the interaction aimed at the convergence of both models. The performance was satisfactory for modelling the watershed on an average monthly basis. However, the model set-up failed to reproduce adequately the crop yields. This paper ends with a discussion of the modelling set-up and data collection for agro-hydrological modelling.
This set-up was applied in an accompanying research report to study the current state of the hydrology in the Jaldhaka watershed and the impacts of two types of AWM scenarios.
per cent
conTEnTS
Abstract iii
List of abbreviations viii
1 Introduction 1
2 Introduction to the modelling softwares 3
2.1 Soil and Water Assessment Tool (SWAT) 32.2 Groundwater model 3
3 biophysical data of the Jaldhaka watershed 6
3.1 Digital Elevation Model 63.2 Streamflow data 63.3 Climate data 123.4 Soils 163.5 Groundwater data 203.6 Land-use 233.7 Agricultural 293.8 Irrigation 37
4 Modelling set up 40
4.1 Initial setting of SWAT 404.2 Calibration of the groundwater model and SWAT 45
5 Discussion 56
5.1 … on the input dataset 565.2 … on the model set up 57
6 conclusion 58
Acknowledgements 60
Annex 62
References 70
vivi
LIST of fIGURES
Figure 1: Location of the Jaldhaka / Dharla river watershed (in purple). The delineation of the Jaldhaka / Dharla watershed were generated in this work. 1
Figure 2: Scheme of the modelling 3Figure 3: Digital Elevation Model from the Shuttle Radar Topography Mission and
locations where climatic and streamflow data was available 7Figure 5: Topographic profile of the transect defined in Figures 3 and 4 7Figure 4: Slope derived from the DEM, the two local meteorological and streamflow
gauge stations 7Figure 7: Available time-series for streamflows measured at Taluk-Simulbari and
Kurigram stations, unfiltered (left) and average monthly streamflow, filtered (right); the vertical error bars indicate the statistical standard deviation of daily streamflows 9
Figure 8: Zoom around Kurigram on Google Earth where are visible the infrastructures for water diversion as well as the neighbouring rivers, in particular the massive Brahmaputra. 10
Figure 9: Representative average rainfall for the Jaldhaka watershed, as calculated by SWAT, and average streamflow at Kurigram (period 1998 – 2008) 11
Figure 10: Rainfall at Jalpaiguri and Cooch Behar stations (period 1988 - 2008). Top: daily rainfall. Middle: annual rainfall. Bottom: average monthly rainfall, the vertical error bars in red indicate the statistical standard deviation of daily rainfall (in mm/day) 13
Figure 11: Average climatic data at Jalpaiguri and Cooch Behar stations (period 1988 - 2008). Top: temperature. Middle: wind. Bottom: humidity. The vertical error bars indicate the statistical standard deviation of daily data 15
Figure 12: Distribution of the average annual rainfall in the sub-watersheds, as represented in SWAT (period 1998 - 2008) 16
Figure 13: The georeferenced soil map in the region of the Jaldhaka watershed 17Figure 14: The Harmonised World Soil Database and its soil units in the region of the
Jaldhaka watershed. 17Figure 15: Plot in soil textural triangle of the United State Department of Agriculture 19Figure 16: Location of the observation wells for groundwater level measurement. CGWB
stands for Central Ground Water Board and SWID for State Water 21Figure 17: Measured groundwater levels in the Jaldhaka watershed. In pale: level of
different wells. In black: average of all the wells 22Figure 18: Typical groundwater levels in the Jaldhaka watershed. The wells are located
on Figure 16. The vertical error bars indicate the statistical standard deviation 22Figure 19: Interpolation of average piezometric levels observed by the State Water
Investigation Directorate (SWID) (period 1994 - 2009). 23Figure 20: Satellite images acquired for high resolution landuse mapping. Note the
demarcation between the north and south view 24Figure 21: Location of the groundtruthing sites visited in April 2010 and draft
unsupervised classification of the landuse. Right: zoom on the transect (note on this view the discrepancy 25
Figure 22: Calendar of the main cropping sequences in the Jaldhaka watershed 26Figure 23: High resolution (10 m) landuse map of the Jaldhaka watershed (year 2008). 27Figure 24: Photos of the spots identified on the landuse map (Figure 23) 28Figure 25: Modified version of the landuse map (Figure 23, year 2008) entered in SWAT
(90 m resolution) 29
viivii
LIST of TAbLES
Table 1: Topographic regions of the Jaldhaka watershed 7Table 2: Available number of measurements at Taluk-Simulbari and Kurigram stations.
Source of data: Bangladesh Water Development Board. 8Table 3: Available climatic time-series and gaps in the datasets. RMC stands for
Regional Meteorological Centre (Kolkata) and NCC for National Climate Centre. 12
Table 4: Annual rainfall at Jalpaiguri and Cooch Behar stations (period 1988 - 2008) 14Table 5: Available measured groundwater levels in the Indian part of the watershed.
CGWB stands for Central Ground Water Board and SWID for State Water Investigation Directorate. 20
Table 6: Distribution of the landuse categories (Figure 23) within the Jaldhaka watershed. 28
Table 7: Distribution of the landuse categories entered in SWAT (Figure 25). 30Table 8: Available agricultural statistics. 30Table 9: Average yields in the administrative blocks containing the Jaldhaka
watershed, period 1998 – 2008. In bracket the average dry yield of rice for period 2004 to 2008. Source of data: Bureau of Applied Economics and Statistics and Directorate of Agriculture. 31
Table 10: Typical cropping sequences and associated irrigation schedules in the Jaldhaka watershed. 34
Table 11: Indicative distribution per sub-watershed of the cropping sequences within the landuse units AAAJ and AWJJ. Derived with data from the Bureau of Applied
Figure 26: Area of the major crops in administrative blocks containing the Jaldhaka watershed 32
Figure 27: Yield of the major crops in administrative blocks containing the Jaldhaka watershed. Mind the different vertical scale 33
Figure 29: Average monthly reference evapotranspiration calculated from difference sources 46
Figure 30: Calibration with respect to the actual evapotranspiration ETa. Monthly value of the different landuse vegetation categories (average over the calibration period, 1998 – 2008). 47
Figure 31: Piezometric levels simulated at a monthly time-step by the groundwater model vs. observations 48
Figure 32: Calibration with respect to the recharge of the shallow aquifer (GW_RCHG), average for the Jaldhaka watershed over the calibration period (1998 – 2008) 49
Figure 33: Calibration with respect to the shallow groundwater baseflow (GW_Q), average for the Jaldhaka watershed over the calibration period (1998 – 2008) 50
Figure 34: Streamflow simulated (FLOW_OUT) at Kurigram in the initial run over the calibration period (1998 – 2008) 51
Figure 35: Streamflow simulated (FLOW_OUT) in the final calibration (calibration run n°100) over the calibration period (1998 – 2008). 53
Figure A.1: Example of the groundtruthing form (site GT 35) filled by the field assistants 69
Economics and Statistics and the Directorate of Agriculture. 36Table 12: Estimated irrigation per crop. Sources of data: groundwater pumping duration
from Mukherji (2007) and diesel pump discharge from TERI (2007) 38
viiiviii
LIST of AbbREvIATIonS
ALAI_MIN SWAT parameter, minimum LAI for plant during dormant period [L2/L2]
ALOS Advanced Land Observing SatelliteALPHA_BF SWAT parameter, baseflow alpha factor [-]ArcSWAT ArcGIS interface for SWATAVNIR Advanced Visible and Near Infrared RadiometerAWC SWAT parameter, available water capacity (AWC, [L3/L3])AWM Agricultural water managementB Baseflow into the streams [L/T]BLAI SWAT parameter, maximum potential LAI [L2/L2]CGWB Central Ground Water BoardCH_K(1) SWAT parameter, effective hydraulic conductivity in tributary channel alluvium
[L/T]CH_K(2) SWAT parameter, effective hydraulic conductivity in main channel alluvium [L/T]CH_N(1) SWAT parameter, Manning's value for the tributary channel [-]CH_N(2) SWAT parameter, Manning's value for the main channel [-]CHTMX SWAT parameter, maximum canopy height [L]CN2 SWAT parameter, initial soil curve number for moisture condition II [-]DEEPST SWAT parameter, initial depth of water in the deep aquifer [L]DEM Digital elevation modelDnet Net groundwater draft [L/T]DPDWB Development & Planning Department - West BengalEPCO SWAT parameter, plant uptake compensation factor [-]ESCO SWAT parameter, soil evaporation compensation factor [-]
Table 13: Indicative areas irrigated from surface sources in each sub-watershed, derived from DPDWB (2005) for year 2004/5 38
Table 14: HRUs generation stages. 40Table 15: Landuse distribution considered in SWAT after pre-processing by ArcSWAT,
with respect to the discretisation in HRUs, and management operations for each category. 42
Table 16: Estimation of irrigation areas and amount for 2008, with respect to the discretisation in HRUs. 43
Table 17: Initial values for undetermined SWAT’s parameters. 44Table 18: Average annual reference evapotraspiration calculated from different sources. 46Table 19: Calibration with respect to the evapotranspiration ETa. Annual values of the
ratio ETa / ET0 for the different landuse vegetation categories (average over the calibration period, 1998 – 2008). Aman: monsoon rice, Boro: summer rice, Aus: pre-monsoon rice. 47
Table 20: Values of the calibration indicators defined by Eq. (10) to (13). 52Table 21: Watershed-average dry crop yields simulated by SWAT in the final calibration
(calibration run n°100) over the calibration period (1998 – 2008). 53Table 22: Simplifications and limitations of the modelling. 55Table A.1: Soil parameters. Light orange: data from the original soil map from the Indian
National Bureau of Soil Survey and Landuse Planning. 62Table A.2: SWAT vegetation / crop parameters. 65Table A.3: Sources of irrigation per administrative blocks containing the Jaldhaka
watershed, year 2004/5 66Table A.4: SWAT calibration steps. 68
ixix
ETa Actual evapotranspiration [L/T]ET0 Reference evapotranspiration [L/T]FLOW_OUT SWAT ouput, average daily streamflow out of reach during time step [L/T]GIS Geographical Information SystemGPS Global Positioning SystemGT GroundtruthingGW_DELAY SWAT parameter, groundwater delay time [T]GW_Q SWAT ouput, groundwater baseflow contribution to streamflow [L]GW_RCHG SWAT ouput, recharge entering the shallow aquifer [L]GW_REVAP SWAT parameter, groundwater evaporation coefficient [-]GWQMIN SWAT parameter, threshold depth of water in the shallow aquifer required for
baseflow to occur [L]h Groundwater piezometric level [L]HRU Hydrologic response unitHWSD Harmonised World Soil DatabaseI Irrigation [L/T]IDC SWAT parameter, land cover / plant classificationIWMI International Water Management InstituteLAI Leaf area index [L2/L2]M Bias indicator [-]masl Meter above sea level [L]mbgl Meter below ground level [L]NS Nash and Sutcliffe (1970) efficiency [-]NShigh Modified version of NS to emphasise on high flows [-]NSlow Modified version of NS to emphasise on low flows [-]O Net groundwater underflow [L/T]P Rainfall [L/T]PGIS Participatory GISPHU SWAT parameter, total number of heat units or growing degree days needed to
bring plant to maturityRCHRG_DP SWAT parameter, deep aquifer percolation fraction [-]RDMX SWAT parameter, maximum root depth [L]REVAPMN SWAT parameter, threshold depth of water in the shallow aquifer required for
evaporation or percolation to the deep aquifer to occur [L]RG Total groundwater recharge [L/T]SEI Stockholm Environment InstituteSHALLST SWAT parameter, initial depth of water in the shallow aquifer [L]SOL_K SWAT parameter, Soil conductivity, [L/T]Sol_Z SWAT parameter, depth from soil surface to bottom soil layer [L]SOL_ZMX SWAT parameter, Maximum rooting depth [L]SRTM Shuttle Radar Topography MissionSURLAG SWAT parameter, surface runoff lag coefficient [-]SWAT Soil Water Assessment ToolSWID State Water Investigation Directorate (West Bengal)Sy Specific yield [L3/L3]t Time [T]T_BASE SWAT parameter, minimum (base) temperature for plan growth [°C]T_OPT SWAT parameter, optimal temperature for plan growth [°C]WISE World Inventory of Soil Emission PotentialsWTF Water Table Fluctuation
xx
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1 InTRoDUcTIon
Agricultural Water Management (AWM) interventions are often a first step towards increasing small-holder farmers’ yield levels, their incomes and household food security, in many developing countries. Globally, smallholder farming systems may have the potential to increase current yield levels 2-4 times, and water productivity gains potentially more than double (Rockström 2003).
The AgWater Solution project (http://awm-solutions.iwmi.org/) is systematically assessing opportu-nities to invest in agricultural water management interventions at local to continental scale, to enhance smallholder farmers livelihoods. However, agricultural development and intensification can also unin-tentionally impact various social and environmental dimensions where the interventions are adopted. This report considers the AgWater Solution project watershed of the Jaldhaka river, also known as Dharla, a tributary of the Brahmaputra river. It is a transboundary river originating in Bhutan, flow-ing through India and joining the Brahmaputra in Bangladesh (Figure 1). The Jaldhaka watershed is one of four project watershed sites, subject to a suite of assessments on agro-hydrological, liveli-hood and institutional contexts undertaken to identify what potential opportunities there are at a local (watershed) scale and how potential interventions may impact the environment, in particular water resources, and livelihoods.
Figure 1: Location of the Jaldhaka / Dharla river watershed (in purple). The delineation of the Jaldhaka / Dharla watershed were generated in this work.
Images adapted from Google Earth
2
Application of SWAT and a Groundwater Model for Impact Assessment
The focus of this work is the development of an application of the Soil Water Assessment Tool (SWAT) and of a simple lumped groundwater model to study the impacts on hydrological balance and crop production under different scenarios of agricultural interventions. This working paper pre-sents the methodology deployed for data collection and agro-hydrological modelling of the surface and groundwater resource of the Jaldhaka watershed. The accompanying research report de Con-dappa et al. (2011) applies the modelling to analyse the current state of the hydrology and agricul-tural water management scenarios. The following sections introduce the chosen modelling software (section II.), the input dataset (section III.), the set up of the models (section IV.) and will end with a discussion (section V.).
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2 InTRoDUcTIon To ThE MoDELLInG SofTWARES
The primary hydrological model selected for this purpose was the Soil and Water Assessment Tool (SWAT) developed by the United State Department of Agriculture and Texas A & M University. SWAT simulates the different surface and ground hydrological components as well as crop yields. Since its modelling of the groundwater is extremely simplified and the groundwater is a prominent water resource for agriculture in the Jaldhaka watershed, the groundwater model developed by Tomer et al. (2010) was also employed to specifically describe the groundwater processes. The groundwater model inter-preted the available groundwater levels, which is not possible with the used version of SWAT , and guided subsequently the setting of SWAT’s groundwater parameters. The strategy of the modelling that will be detailed in the following sections is illustrated in Figure
Figure 2: Scheme of the modelling
2.1 Soil and Water Assessment Tool (SWAT)For the application to the Jaldhaka watershed, version 433 of SWAT 2009 was used and it was oper-ated through the interface ArcSWAT version 2009.93.4. General information on this model can be found on the website http://swatmodel.tamu.edu and in the references Arnold et al. (1993), Srini-vasan and Arnold (1994), Arnold et al. (1995) and Arnold et al. (1998)
2.2 Groundwater modelThe groundwater model considered here was developed by Tomer et al. (2010). It is based on a combi-nation of groundwater budget and the Water Table Fluctuation (WTF) technique. The WTF technique has widely been applied to link the change in ground water storage with resulting water table fluctua-tions through the storage parameter (specific yield). The WTF is a lumped model based approach suited when limited hydraulic head measurements made at a finite number of observation wells and also lit-tle hydrological, geological and meteorological information is available. It was first used to estimate ground water recharge (e.g., in West Africa by Leduc et al. (1997), in Korea by Moon et al. (2004)) and has been extended to estimate change in groundwater storage (e.g., in California by Ruud et al. (2004)) or the ground water recharge and the specific yield (e.g., in India by Maréchal et al. (2006)) with the combined use of groundwater budget.
4
Application of SWAT and a Groundwater Model for Impact Assessment
The main limitations of the WTF modelling method are: (i) it requires the knowledge of the spe-cific yield of the saturated aquifer at a suitable scale, (ii) its accuracy depends on both the knowledge and representativeness of water table fluctuations and (iii) it does not explicitly take into account the spatial variability of inputs, outputs, or parameters and considers the catchment as an undivided entity and uses lumped values of input variables and parameters. This approach was however relevant to this work as observed time-series of groundwater levels were available at different locations while very few other hydrogeological data were obtained. As SWAT’s groundwater module does not simulate pie-zometric levels, the groundwater model enabled the use of the available measured groundwater levels.
The mathematical expressions at the core of the groundwater model developed by Tomer et al. (2010) is the groundwater budget:
(1)
where Sy [L3/L3] is the specific yield, h [L] is the groundwater piezometric level, t [T] is the time,
RG [L/T] is the total groundwater recharge due to rainfall and other sources including irrigation and recharge from streams, Dnet [L/T] is the net groundwater draft, B [L/T] is the baseflow into the streams and O [L/T] is the net groundwater underflow from the area across the watershed boundary. The term
represents the total discharge (Tomer et al., 2010).
In this work, we assumed that O represented regional deep aquifer processes and was nil at the scale of the Jaldhaka watershed. Moreover, following the approach of Park and Parker (2008), a linear rela-tionship was assumed between the baseflow B and the level h:
(2)
where λ [1/T] is a rate coefficient. Replaced in Eq. (1) it gives:
(3)
The equation (3) is a linear ordinary differential equation, which can be solved analytically. Follow-ing the guidance of Simon (2006), the analytical solution was converted into a discrete equation for the ease of modelling, which can be written as:
(4)
where A [-] is called the discharge parameter, k is the index for time and the discharge was equal to:
(5)
As commonly assumed, the recharge RG is calculated linearly from rainfall P [L/T] and irrigation I [L/T]:
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(6)
where r [-] is the recharge factor. Note that the irrigation I is only equal to Dnet if groundwater is the only source of irrigation water (e.g., no irrigation from river). As in the Jaldhaka watershed the groundwater data did not show a constant recharge factor, a time varying recharge factor was assumed, calculated from the rainfall P and irrigation I:
(7)
where a [-] and b [T/L] are recharge parameters. Finally, the total recharge RG is expressed as:
(8)
and Eq. (4) and (8) are used during the calculations of the groundwater model.
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Application of SWAT and a Groundwater Model for Impact Assessment
3 bIophySIcAL DATA of ThE JALDhAkA WATERShED
Biophysical data were gathered by conducting field work, request to relevant organisations and using publicly available data on internet.
3.1 Digital Elevation Model
3.1.a SourceThe source of the Digital Elevation Model (DEM) is the Shuttle Topography Mission (SRTM), as
pre-processed by Jarvis et al. (2008).
3.1.b AnalysisIn Figures 3 and 4, three topographic regions can be identified in the watershed (Table 1):
• mountainous upstream (18 per cent of the watershed), where elevation ranges from 500 to more than 4,000 meter above sea level (masl) and slope from 3 to 40 degrees (within the watershed),
• piedmont upstream (22 per cent of the watershed), where elevation ranges from 100 to 500 masl and slope from 1 to 3 degree,
• and plain middle and downstream (60 per cent of the watershed), where elevation ranges from 100 to 18 masl and slope less than 1 degree.
The profile of transect defined on Figures 3 and 4 is placed in Figure 5.
A striking characteristic of this watershed is the flatness in the plain which:
• makes the delineation of the watershed boundary downstream highly uncertain,
• and entails invasive floods from neighbouring rivers, in particular from the Teesta river bordering the watershed in the west; during these events, the delineation is further uncertain as rain falling outside of the watershed’s border contributes to the flood of the Jaldhaka river, hence the defined watershed boundaries varies with rainfall and flood events.
3.2 Streamflow data
3.2.a SourceObtaining streamflow from Indian organisations (Central Water Commission, Irrigation and Water-
ways Department) was impossible during the span of this study. Instead the Bangladesh Water Devel-opment Board provided flow of the Jaldhaka at two gauges stations, downstream in the Bangladeshi part: Taluk-Simulbari and Kurigram (Figure 6). The measurements were instantaneous readings of height, i.e., no average over a time-span, from August 1998 to June 2009 with variable frequencies:
• at Taluk-Simulbari: almost daily up to June 2002, then weekly,
• at Kurigram: about twice a month.
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Figure 3: Digital Elevation Model from the Shuttle Radar Topography Mission and locations where climatic and streamflow data was available
Figure 4: Slope derived from the DEM, the two local meteorological and streamflow gauge stations
0 20 40 60 80 100 120 140 160 180 2000
500
1,000
1,500
2,000
2,500
3,000
3,500
4,000
4,500
Distance (km)
Elev
atio
n (m
asl)
Crest of the watershed
Mountains
Pie
dmon
t Plains
Boundary ofthe watershed
Figure 5: Topographic profile of the transect defined in Figures 3 and 4
TopographyArea (km²)
Share (%)
Mountains 1,031 18
Piedmont 1,270 22
Plains 3,494 60
Total 5,795 100
Table 1: Topographic regions of the Jaldhaka watershed
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Application of SWAT and a Groundwater Model for Impact Assessment
3.2.b Inspection of the dataThe number of measurements is higher at Taluk-Simulbari, especially during the low flow season
(Table 2). The hydrographs of both stations were compared and some measurements at Kurigram appeared suspicious (Figure 7); these were removed. In total, 878 measurements at Taluk-Simulbari and 197 at Kurigram were used to calibrate the SWAT application for the Jaldhaka watershed.
original data filtered data
kurigram Taluk-Simulbari kurigram Taluk-Simulbari
#% of days
#% of days
#% of days
#% of days
Low flowsNovember to April
112 6% 674 34% 97 5% 674 34%
High flowsMay to Octo-ber
112 5% 204 9% 100 5% 204 9%
Total 224 5% 878 21% 197 5% 878 21%
Table 2: Available number of measurements at Taluk-Simulbari and Kurigram stations. Source of data: Bangladesh Water Development Board.
As Kurigram is located downstream of Taluk-Simulbari, the flow at Kurigram should be greater than at Taluk-Simulbari. The average monthly flow during the months July to March seems to satisfy this criteria (Figure 7). However during April to June, when the first major rain events occur, this is not any longer the case. Without a detailed knowledge of the local conditions, we speculated that this may be due to diversion infrastructures that are visible on Google Earth, which divert part of the rais-ing water (Figure 8).
Another apparent anomaly is that peaks of the discharge at Kurigram are much greater than at Taluk-Simulbari. Three possible explanations could be:
• there are errors in measurements of peak flows at Taluk-Simulbari and / or at Kurigram; we think that these errors are most likely at Kurigram where the standard deviation is very important for measurements in July (Figure 7),
• in this flat zone the tributaries of the Brahmaputra (in particular the Teesta and Torsa rivers) con-verge, hence it is possible that flood water from these neighbouring rivers invade the part of the watershed between Taluk-Simulbari and Kurigram, creating much higher flows at Kurigram,
• Kurigram is just 20 km upstream from the massive Brahmaputra, hence it could be that flood water from the Brahmaputra travel upstream; however, according to the DEM, the difference in elevation from Kurigram and the confluence is about 9 m, which does not favour this possibility.
3.2.c AnalysisofthefiltereddataThe flow of the Jaldhaka is perennial at both locations, although there is an important seasonal
contrast (Figure 7). The low flow season is between November to April, the average base discharge is
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Jun-98 Oct-99 Mar-01 Jul-02 Dec-03 Apr-05 Aug-06 Jan-08 May-090
500
1,000
1,500
2,000
2,500
3,000
3,500
4,000Kurigram Taluk-Simulbari
Dis
char
ge (m
3/s)
1 2 3 4 5 6 7 8 9 10 11 120
500
1,000
1,500
2,000
2,500
3,000KurigramTaluk-Simulbari
Month
Dis
char
ge (m
3/s)
Figure 7: Available time-series for streamflows measured at Taluk-Simulbari and Kurigram stations, unfiltered (left) and average monthly streamflow, filtered (right); the vertical error bars indicate the statistical standard deviation of daily streamflows
Source: Bangladesh Water Development Board
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Application of SWAT and a Groundwater Model for Impact Assessment
114 m3/s (coefficient of variation of 52 per cent) at Kurigram and about 11 per cent of the annual flow occurs during this period.
The high flow season occurs between May to October with a sharp raise of the discharge in June. Occurrence of flood is common, often in the month of July, with a maximum of 3,700 m3/s measured at Kurigram in July 2005. According to a personal communication from the Irrigation and Waterways Department – Cooch Behar, the maximum flow measured at Mathabhanga (the inlet of sub-watershed 13 on Figure 6) is 10,120 m3/s, about three times more the maximum observed during the time period August 1998 to June 2009 (3,700 m3/s). The force of the floods can be such that the main river of the region, the Teesta, shifted its course from the Ganges to the Brahmaputra only in the last three hundred years (Kundu and Soppe 2002).
The comparison of rainfall and streamflow patterns (Figure 9) shows that both signals reach their maximum in the same month (July) but there is a lag: the increase in streamflow at the beginning of the monsoon is not as rapid as for rainfall and the decrease of flows is buffered at the end of the rain season. Moreover, there is a noticeable baseflow during the dry season.
3.2.d Processing for modelling – generation of the sub-watershedsThe DEM (section III.1.) was used as such in ArcSWAT and the Automatic Watershed Delineation
routine of ArcSWAT generated the set of sub-watersheds for the modelling. As the downstream part of the watershed is very flat, the tributaries downstream were digitised on Google Earth and included in the Automatic Watershed Delineation so as to carve their river beds in the DEM. The same was done with tributaries of the neighbouring Teesta river system (Figure 1) for a correct demarcation.
As we had no data on the flow of the Jaldhaka at the confluence with the Brahmaputra, the outlet of the watershed chosen in this work was not this confluence (6,140 km²) but the Kurigram station (5,795 km²) (Figures 2 and 3).
Figure 8: Zoom around Kurigram on Google Earth where are visible the infrastructures for water diversion as well as the neighbouring rivers, in particular the massive Brahmaputra.
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1 2 3 4 5 6 7 8 9 10 11 120
200
400
600
800
1,000
1,200 Jaldhaka wa-tershed rainfallStreamflow at Kurigram
Month
(mm
/ m
onth
)
Figure 9: Representative average rainfall for the Jaldhaka watershed, as calculated by SWAT, and average streamflow at Kurigram (period 1998 – 2008)
The vertical error bars indicate the statistical standard deviation of monthly values (in mm/month).
An important parameter of the delineation routine is the minimum area of the sub-watersheds. As sub-watersheds carry the climatic characteristics of the watershed, it is advisable to consider a suf-ficient number of sub-watersheds (S. L. Neitsch et al. 2005). However the observed streamflow was only available at two gauge stations and climatic data about every 0.5° (cf. section III.3. and Figure 3), the minimum area threshold was chosen equal to 200 km², which generated a sufficient number of 14 sub-watersheds.
Four additional sub-watersheds were manually created (Figure 6):
• two having the Indian streamflow gauge stations as outlet (NH-31 and Mathabhanga), in case data from these stations become available at a later stage (sub-watersheds n°3 and 10),
• one for the Taluk-Simulbari station (sub-watershed n°17),
• and a last to represent climatic data from Jalpaiguri meteorological station (sub-watershed n°8).
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Application of SWAT and a Groundwater Model for Impact Assessment
3.3 climate data
3.3.a SourcesTwo sources of climate data were obtained (Figure 3):
• daily rainfall, min and max temperatures, wind and humidity at Jalpaiguri and Cooch Behar sta-tions, period 1988 – 2008, from the Regional Meteorological Centre, Kolkata;
• gridded daily rainfall at a resolution of 0.5°, period 1971 – 2005, from the National Climate Cen-tre, Pune (Rajeevan and Bhate 2008); 8 pixels from this dataset are within and near the watershed.
The coverage of these dataset is summarised in Table 3.
Table 3: Available climatic time-series and gaps in the datasets. RMC stands for Regional Meteorological Centre (Kolkata) and NCC for National Climate Centre.
vari-able
Time period
Reso-lution
Available measure-
ments (days)
Missing measure-ments Location Source
(days) ( per cent)
Rainfall1988 - 2008
Daily6,040 1,631 21 Cooch Behar
RMC7,034 637 8 Jalpaiguri
Rainfall1971 - 2005
Daily 12,784 0 0Whole India, resolution 0.5°
NCC
Min temper-ature
1988 - 2008
Daily6,036 1,635 21 Cooch Behar
RMC5,868 1,803 24 Jalpaiguri
Max temper-ature
1988 - 2008
Daily6,039 1,632 21 Cooch Behar
RMC7,027 644 8 Jalpaiguri
Humid-ity
1988 - 2008
Daily6,017 1,654 22 Cooch Behar
RMC6,353 1,318 17 Jalpaiguri
Wind1988 - 2008
Daily3,656 4,015 52 Cooch Behar
RMC4,467 3,204 42 Jalpaiguri
3.3.b AnalysisThe annual rainfall is important in the Jaldhaka watershed with values fluctuating from 2,000 to
almost 5,000 mm/year, with an average of 3,500 mm/year at Cooch Behar station, during period 1988 to 2008 (Figure 10 and Table 4). The rainfall has a monsoonal seasonal pattern, with a relatively dry season from November to March and a rainy season from April to October (Figure 10). Almost all of the annual rain falls in the rainy season (98 per cent), especially between June to September (80 per cent). Daily rainfall intensities can be very high during the peak of the monsoon, with in aver-age about 33 mm/day per rain event, occurrence every year of events greater than 100 mm/day and a maximum recorded in the magnitude of 470 mm/day in 1999. Some daily rain events usually occur every month of the dry season, but of much lesser magnitude.
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Figure 10: Rainfall at Jalpaiguri and Cooch Behar stations (period 1988 - 2008). Top: daily rainfall. Middle: annual rainfall. Bottom: average monthly rainfall, the vertical error bars in red indicate the statistical standard deviation of daily rainfall (in mm/day)
Source: Regional Meteorological Centre, Kolkata
87 88 89 90 91 92 93 94 95 96 97 98 99 00 01 02 03 04 05 06 07 08 090
50100150200250300350400450500
Jalpaiguri
Year
Dai
ly ra
infa
ll (m
m /
day)
87 88 89 90 91 92 93 94 95 96 97 98 99 00 01 02 03 04 05 06 07 08 090
50100150200250300350400450500
Cooch Behar
Year
Dai
ly ra
infa
ll (m
m /
day)
88 89 90 91 92 93 94 95 96 97 98 99 0040102 03 04 05 06 07 080
5001,0001,5002,0002,5003,0003,5004,0004,5005,000
Jalpaiguri
Year
Annu
al ra
infa
ll (m
m /
year
)
88 89 90 91 92 93 94 95 96 97 98 99 0040102 03 04 05 06 07 080
5001,0001,5002,0002,5003,0003,5004,0004,5005,000
Cooch Behar
Year
Annu
al ra
infa
ll (m
m /
year
)
1 2 3 4 5 6 7 8 9 10 11 120
100200300400500600700800900
1,000
0
10
20
30
40
50
60
70
80Jalpaiguri
MonthlyDaily event
Month
Mon
thly
rain
fall
(mm
/ m
onth
)
Aver
age
daily
rain
eve
nt (m
m /
day)
1 2 3 4 5 6 7 8 9 10 11 120
100200300400500600700800900
1,000
0
10
20
30
40
50
60
70
80Cooch Behar
MonthlyDaily event
Month
Mon
thly
rain
fall
(mm
/ m
onth
)
Aver
age
daily
rain
eve
nt (m
m /
day)
Temperature in the watershed is moderately warm with a winter season from November to February, where minimum monthly temperature is about 10°C in the plain, and a summer season from March to October, where maximum monthly temperature is about 32°C in the plain (Figure 11). Wind measure-ments from both local stations show some differences and after comparing with average data available
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Application of SWAT and a Groundwater Model for Impact Assessment
on the website of the Indian Meteorological Department, measurements from Jalpaiguri station appear erroneous. Values from Cooch Behar indicate that there is a clear variation of wind with time, with a maximum of about 6 m/s in April followed by a continuous decrease to 2 m/s in December. Monthly humidity is high and does not vary much monthly, taking a minimum of 60 per cent in March and a maximum of 85 per cent during several months in winter and summer.
High humidity and moderately warm temperature imply that the reference evapotranspiration (R. G. Allen et al. 1998) is modest in the watershed, with an average value of 1,300 mm/year (period 1998 – 2008). As a consequence, the ratio [rainfall] / [reference evapotranspiration] is particularly high as it equals 2.5, which is a distinguishable characteristic of this watershed as compared to the other water-sheds studied by the AgWater Solution Project.
With respect to daily variability of the climate data within a month, unsurprisingly rainfall is the most variable followed by the wind, and less variable is the humidity and almost stable monthly-wise are the temperatures (Figures 10 and 11).
3.3.c Processing for modellingModelling requires a continuous climate input dataset. As the data from the two local stations has
some gaps (Table 3) and the daily rainfall gridded data from NCC ends in 2005, we tried to comple-ment both dataset to have a continuous coverage in the period 1998 – 2008, which was the calibration period of the groundwater model and SWAT. More precisely we used multivariate regression method:
• during period 1998 – 2005 to fill gaps in rainfall data from the two local stations Jalpaiguri and Cooch Behar using gridded data as predictor, without considering any time lag in the rainfall of neighbouring stations,
• during 2006 – 2008, on the contrary, gridded data at the 8 pixels were predicted from measure-ments at the two local stations.
As for temperatures, humidity and especially wind, a daily missing value was replaced by the aver-age of contiguous days. Gaps of several days were replaced by the average value of the given month.
During the processing of input data, the ArcSWAT interface selects for each sub-watershed the meteorological station which is the closest to the centroid of the sub-watershed. In our case, ArcSWAT chose for the whole Jaldhaka watershed the two local stations and three pixels of the gridded data. The equivalent distribution of annual rainfall is mapped on Figure 12. There is no clear pattern of the rainfall with this method of distributing rainfall, with a succession of higher or lower rainfall amount while one moves from upstream to downstream.
Station Range (mm/year) Average (mm/year) cv ( per cent)
Jalpaiguri 2,000 – 4,800 3,375 20
Cooch Behar 2,500 – 4,900 3,500 19
Table 4: Annual rainfall at Jalpaiguri and Cooch Behar stations (period 1988 - 2008)
Source: Regional Meteorological Centre, Kolkata
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1 2 3 4 5 6 7 8 9 10 11 120
5
10
15
20
25
30
35
40Jalpaiguri Max
Min
Month
Tem
pera
ture
(°C
)
1 2 3 4 5 6 7 8 9 10 11 120
5
10
15
20
25
30
35
40Cooch Behar Max
Min
Month
Tem
pera
ture
(°C
)
1 2 3 4 5 6 7 8 9 10 11 120123456789
10Jalpaiguri
Month
Win
d sp
eed
(m/s
)
1 2 3 4 5 6 7 8 9 10 11 120123456789
10Cooch Behar
Month
Win
d sp
eed
(m/s
)
1 2 3 4 5 6 7 8 9 10 11 120
102030405060708090
100Jalpaiguri
Month
Hum
idity
(%)
1 2 3 4 5 6 7 8 9 10 11 120
102030405060708090
100Cooch Behar
Month
Hum
idity
(%)
Figure 11: Average climatic data at Jalpaiguri and Cooch Behar stations (period 1988 - 2008). Top: temperature. Middle: wind. Bottom: humidity. The vertical error bars indicate the statistical standard deviation of daily data
Source: Regional Meteorological Centre, Kolkata
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Application of SWAT and a Groundwater Model for Impact Assessment
3.4 Soils
3.4.a SourcesFive sources were used:
• the scanned soil map of West Bengal prepared by the Indian National Bureau of Soil Survey and Landuse Planning, courteously provided by the Indian Space Research Organisation;
• general data on soil texture and fertility for Cooch Behar district, courteously provided by the Principal Agricultural Officer, Cooch Behar;
• the Harmonised World Soil Database which is an international database that combines regional and national soil information worldwide (SOTER, ESD, Soil Map of China, WISE) with the infor-mation contained within the FAO-UNESCO Soil Map of the World (HWSD 2009);
Figure 12: Distribution of the average annual rainfall in the sub-watersheds, as represented in SWAT (period 1998 - 2008)
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• the qualitative description in Kundu and Soppe (2002);
• and discussions with local soil scientists from the Agricultural University of Cooch Behar.
3.4.b AnalysisThe soil map of West Bengal was clipped to the zone of the Jaldhaka watershed, georeferenced and
digitised in GIS (Figure 13). Unfortunately we did not have the detailed notice attached to the soil map and only the brief qualitative information from the legend of the map was available (Table A.1, Annex). Three topographical zones are defined in the soil map:
• the mountainous soils, W001 to W004, shallow, coarse sandy loam,
• soils in the piedmont, W006 to W008, deep, sandy loam to loam,
• soils in the plain, W010 to W028, deep, sandy loam to silty loam.
The unit Riv additionally describes soils of the river beds.
Figure 13: The georeferenced soil map in the region of the Jaldhaka watershed
Source: soil map of West Bengal, Indian National Bu-
reau of Soil Survey and Landuse Planning
Figure 14: The Harmonised World Soil Database and its soil units in the region of the Jaldhaka watershed.
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Application of SWAT and a Groundwater Model for Impact Assessment
The soil spatial units defined by the HWSD in the region of the Jaldhaka watershed (Figure 14) are those of the Digital Soil Map of the World, from the FAO-UNESCO. The HWSD reports additionally some quantitative information from the WISE database (FAO/IIASA/ISRIC/ISS-CAS/JRC 2009), like the textural percentage in sand, silt, clay (Table A.1 in Annex).
The information from the Principal Agricultural Officer, Cooch Behar, were used to interpret the soil map (Table A.1, Annex). Local soil scientists indicated the same texture for these soils (Loamy Sand) and insisted that generally the clay percentage is low. Kundu and Soppe (2002) report that the mountainous soils (units W001 to W004) are sandy with high infiltration rates – this information was used while entering the soil data in SWAT’s database. They also mention that in the plains top-soils are usually Sandy Loam with rather low infiltration rates and that there is a textural transition at about 50 cm in depth for a sandier sub-soil.
3.4.c Pcrocessing for modellingThe soil information had to be processed before entering it in SWAT. In particular, the qualitative
description had to be transformed into equivalent quantitative values for the soil database of SWAT. The Table A.1 in Annex summarises the values entered in the soil database.
The textural percentages from HWSD were plotted in the United State Department of Agricul-ture soil textural triangle to check if they were in accordance with the information from the soil map (Table A.1) and Kundu and Soppe (2002) (Figure 15). This was not the case as the top soils’ texture from HWSD was finer (Loam) and sub soils were even finer instead of getting coarser. Corrections were as follows:
• For soils in mountainous regions (W001 to W004), the percentages of clay and silt from the HWSD for top soils were too high while percentage for sand too low, hence 10 per cent was deducted to the percentage of clay and silt and 20 per cent was added to the percentage in sand. For sub-soils, original values from the HWSD were ignored and instead the corrected values of top-soils were considered, reducing further the percentages of silt and clay in favour of the sand content.
• For soils in piedmont and plains (W006 to W028), the HWSD clay percentage for top soils were too high (more than 20 per cent) compared to the information from local soil scientists, hence the top soil textures of Loamy Sand units were modified by deducing 10 to the clay percentage and adding it to the sand content; silt content was not modified. For the sub-soil, original values from the HWSD were ignored as well and the textures were calculated by deducing 10 per cent and 5 per cent to the silt and clay content of the top soil, adding it to the sand percentage.
The corrected soil textures were indeed matching with description from the various sources (Figure 15). The texture of the unit Riv was not modified. Eventually the qualitative information of the soil map (Figure 13) was translated into equivalent quantitative values using the HSWD and local soil knowledge.
The soil hydrologic group, required by the ArcSWAT interface, was derived from the soil texture:
• group A: coarse sandy loams, units W001, W002, W004 and Riv,
• group B: fine sandy loams, units W003, W006, W008 to W025,
• group C: loamy soils, units W007, W026 and W028.
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After the soil texture, another important soil characteristic in SWAT is the soil Available Water Capacity (AWC, [L3/L3]). The HWSD provides approximate AWC but we preferred to enter values considering the texture of each soil unit (Figure 15) and adapting the capacities advised by Kundu and Soppe (2002). Moreover, there is a sort of continuity between of the soil AWC and the specific yield used by the groundwater model. The value of specific yield was often 0.15 in the plain, less in mountainous sub-watersheds and this was reflected in the AWC, as it will be detailed in section IV.1.d.. Ultimately:
• unit Riv: top soil AWC = 0.08,
• unit W001: top soil AWC = 0.10,
• units W002 and W004: top soil AWC = 0.15, sub-soil AWC = 0.10,
• units W003, W006, W008 to W025: top soil AWC = 0.20, sub-soil AWC = 0.15,
Top soil
Original texture from the HWSD
Top soil
Corrected texture
Sub soil
Original texture from the HWSD
Sub soil
Corrected texture
Figure 15: Plot in soil textural triangle of the United State Department of Agriculture
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Application of SWAT and a Groundwater Model for Impact Assessment
• units W007 and W026: top soil AWC = 0.25, sub-soil AWC = 0.20,
• unit W028: top soil AWC = 0.30, sub-soil AWC = 0.25.
The soil depths were also specified combining the information from the soil map and Kundu and Soppe (2002):
• shallow soils: top soil 50 cm, no sub-soil,
• moderate shallow: top soil 30 cm, sub-soil 70 cm,
• deep: top soil 40 cm, sub soil 100 cm,
• very deep: top soil 50 cm, sub-soil 200 cm.
The parameter SOL_ZMX was given the value of 300 cm.
The soil conductivity (SOL_K) was chosen with respect to the soil hydrologic group as advised by Neitsch et al. (2010).
Finally, the soil map (Figure 13) was approximatively extended using the satellite imageries to cover all the delineation of the watershed.
3.5 Groundwater data
3.5.a SourceGroundwater levels in the Indian part of the watershed, from Jalpaiguri and Cooch Behar districts,
were obtained from two organisations (Table 5):
• IWMI provided reading from the Central Ground Water Board (CGWB),
• and the State Water Investigation Directorate (SWID) of West Bengal.
Table 5: Available measured groundwater levels in the Indian part of the watershed. CGWB stands for Central Ground Water Board and SWID for State Water Investigation Directorate.
Monitoring organisa-tion
number of observation wells
period Measurement fre-quency
Total Jaldhaka watershed
Total Jaldhaka watershed
CGWB 49 12 1996 – 2006
1996 – 2006
Every 3 months
SWID 112 43 1988 – 2009
1994 – 2009
Every 3 months
3.5.b AnalysisThese measurements are mainly located in the plain, with some few in the piedmont (Figure 16).
The spatial resolution of the measurement in the Indian part of the watershed is satisfactory with a sufficient number of the observation wells. However, the time resolution is scattered as measurements are not monthly but almost 3 months with some irregularities, hence we may miss some time variation
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of the groundwater levels. In particular we may not know exactly when the groundwater levels are the deepest and the shallowest.
Leaving aside the groundwater system in the mountains upstream where no observations are avail-able, the groundwater regime can be categorized in two categories: (i) in the plain downstream and (ii) in the piedmont area middle stream. In the plain downstream, the aquifer system is alluvial and composed of ancient sediments from succession of the Ganga – Brahmaputra river systems (Kundu and Soppe 2002; CGWB 2009). The groundwater levels are shallow. According to the scattered time-series of groundwater levels, the water table is apparently deepest in April before the monsoon, fluc-tuating from 1 to 5 meter below ground level (mbgl), and shallowest in August during the monsoon, fluctuating from 0 to 3 mbgl (Figure 17). Typical groundwater levels are those of wells PTC-25 and PTC-9 (Figure 18).
In the piedmont area, the aquifer is composed of more recent sediments carried by the tributaries from the mountainous upstream areas (Kundu and Soppe 2002; CGWB 2009). The groundwater lev-els are also shallow, although some wells show deeper level. The levels are apparently the deepest between February to April before the monsoon, fluctuating from 2 to 15 mbgl, and the shallowest in August during the monsoon, fluctuating from 1 to 11 mbgl (Figure 17). Typical groundwater levels are those of wells D-10 and D-12 (Figure 18).
Watershed-wise, the average groundwater level is between 2 to 4 mbgl (Figure 17). The last 16 years of the groundwater levels time-series show little inter-annual water table fluctuations (Figure 17 and
Figure 16: Location of the observation wells for groundwater level measurement. CGWB stands for Central Ground Water Board and SWID for State Water
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Application of SWAT and a Groundwater Model for Impact Assessment
Source: Central Groundwater Board (CGWB) Source: State Water Investigation Directorate (SWID)
Figure 17: Measured groundwater levels in the Jaldhaka watershed. In pale: level of different wells. In black: average of all the wells
In piedmont In piedmont
In plainIn plain
Figure 18: Typical groundwater levels in the Jaldhaka watershed. The wells are located on Figure 16. The vertical error bars indicate the statistical standard deviation
Source of data: State Water Investigation Directorate (SWID)
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Figure 18): there is no noticeable trend to increase or to decrease, i.e., watershed-wise the groundwa-ter levels have been stable during the period 1994 – 2009. This is consistent with observations from Shamsudduha et al. (2009).
Interpolation of observed groundwater piezometric levels in India using the Inverse Distance Squared Weighting method shows that the levels follow the topography, which is expected for an allu-vial aquifer system (Figure 19). The gradient is along the North to South orientation and direction in piedmont region and changes towards the South – East in the plain. The groundwater flow is therefore in the same orientation and direction of the surface water and converges towards plains in Bangladesh, in particular towards the Brahmaputra river. This is again consistent with Shamsudduha et al. (2009). If we compare the cases when the available observed piezometric levels are the shallowest (August) versus the deepest (April), there is a general shift of the contours along the flow direction, i.e., the topography, but the relative distribution does not change significantly.
3.5.c Pre-processingThe dataset from SWID contained more measurements than the one from CGWB (Figure 17), hence
only readings from SWID were considered afterwards. Moreover the groundwater model focused on the wells located within the watershed, which amounted to 33 wells.
3.6 Land-useA high spatial resolution landuse map of the Jaldhaka was generated within the context of the AgWater Solution Project. Satellites images were acquired and we contributed to the development of the lan-duse map by conducting the groundtruthing and helping in the landuse classification.
Figure 19: Interpolation of average piezometric levels observed by the State Water Investigation Directorate (SWID) (period 1994 - 2009).
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Application of SWAT and a Groundwater Model for Impact Assessment
3.6.a Satellite imagesSix images from the Advanced Visible and Near Infrared Radiometer type 2 (AVNIR-2) aboard the
Advanced Land Observing Satellite (ALOS) were acquired by IWMI. The images are of 10 m spatial resolution and have four bands, three in visible and one in near infrared. The images do not cover the Jaldhaka watershed completely (Figure 20). The six images were for two locations with three replica-tions for each location. The purpose of having multiple images from different seasons is to enable to better extract crop type and rotation information (Cai, personal communication, 2010).
Among the three dates, October (31/10/2008) have the clearest views. The two views of January (31/01/2009) are slightly hazy while views of March (i) are from different dates (15/03/2008 and 18/03/2009) and (ii) there is a spatial discrepancy between both views. This combination of dates was representative of the year 2008 and thus an additional difficulty was that groundtruthing was carried-out in April 2010, at a date different to the satellite images.
3.6.b GroundtruthingBefore the field work, a draft unsupervised classification was produced on a southern view, to choose
the location the groundtruthing (GT) sites (Figure 21). In total, 90 GT sites were visited in April 2010 and two types of observations were carried-out:
• precise in 40 (GT points 1 to 40) of these sites,
• brief in the remaining 50 sites (GT points 41 to 90).
Taking inspiration from Cai and Sharma (2010), a GT form pertaining to the vegetation distribution and the crop system (sequence, growing period etc.) was prepared. The choices of the sites were as follows (Figure 21):
Date North view: 31/01/2009
Date South view: 31/01/2009
Date North view: 15/03/2008
Date South view: 18/03/2009
Date North view: 31/10/2008
Date South view: 31/10/2008
Figure 20: Satellite images acquired for high resolution landuse mapping. Note the demarcation between the north and south view
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Figure 21: Location of the groundtruthing sites visited in April 2010 and draft unsupervised classification of the landuse. Right: zoom on the transect (note on this view the discrepancy
• location of sites was decided in the field while driving on roads referring (i) downstream to the different classes of the unsupervised classification and (ii) upstream to the visible landuse as observed on original satellite image and GoogleEarth,
• sites were visited while walking along a transect of about 8.5 km; this transect was chosen on the draft classification so as to be representative of the downstream part of the watershed.
Precise observations meant a 360° assessment of the land cover (e.g., urban, natural vegetation, agricultural land) and interview of farmers on the spot to distinguish the cropping systems within agri-cultural lands. Two local field assistants helped for the survey by interviewing farmers and filling the form. An example of this form is shown in Figure A.1 (Annex).
Brief observations were quick observation without stopping the car, noting the main land cover cat-egories (e.g., forest, settlement, light forest, tea plantation, agricultural land). Some photos of different landuse are placed in Figure 24.
The distribution of GT sites is greater middle and downstream as the draft classification was only available for this part. This is acceptable as most of the agricultural land lies in this part of the water-shed.
From the GT observations, main cropping sequences were identified (Table 10). The cropping cal-endar of these sequences is illustrated on Figure 22.
3.6.c Generation of the landuse mapThe landuse map was generated in collaboration with IWMI. The first task was to geo-rectify the
satellites as some gaps have been observed as compared to GPS measurements. The GIS / remote sensing expert from IWMI ran an unsupervised classification on two separate sets: the first set con-taining the 3 northern views and the second set containing the 3 southern views. The advantage of processing separately images of different seasons is the changes in vegetation conditions across both
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Application of SWAT and a Groundwater Model for Impact Assessment
views (mainly crops) are taken into account while the pixels are clustered. The northern and southern classifications created each 20 classes (Cai, personal communication, 2010).
As this study focuses primarily on agricultural land, IWMI’s GIS / remote sensing expert tried to identify crop types as well as crop rotations. Temporal spectral changes of each agricultural class were analysed and the trend in vegetation development was assessed. They were then compared to the crop calendar (Table 10) to match with dominant crop types. GT points and Google Earth were used for to aid crop type determinations (Cai, personal communication, 2010). The fact that groundtruthing was conducted at a date different from the original satellite images hindered the classification.
This generated 40 classes: 20 for the northern view and another 20 for the southern view. In an attempt to validate, this classification was queried in a buffer of about 100 m radius around each GT location and extracted landuse was compared with GT observations. Discrepancies were important with, for instance, an over-representation of Wheat, an under-representation of Jute and the absence of a category for towns. Hence we tried to reduce the number of classes and enhance their representa-tiveness by:
• merging equivalent northern and southern classes,
• using Google Earth to recognise the GT observations and associate them with classification clus-ters,
• differentiate more precisely Tea from Shrublands,
• creating manually a new class for towns.
1 2 3 4 5 6 7 8 9 10 11 12Month
Irrigated Monsoon_RiceWheat
Irrigated Monsoon_RicePotatoJute
Irrigated Monsoon_RiceSummer_Rice
Irrigated Monsoon_RicePre-monsoon_Rice
Rainfed Monsoon_RiceJute
Rainfed Monsoon_RiceRainfed Monsoon_Rice
Rainfed Monsoon_Rice
Irrigated Monsoon_Rice
Irrigated Monsoon_Rice
Irrigated Monsoon_Rice
Irrigated Monsoon_Rice
Jute
Jute
Pre-monsoon_Rice
Potato Potato
Summer_Rice
Wheat
Figure 22: Calendar of the main cropping sequences in the Jaldhaka watershed
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Eventually, a high resolution (10 m) landuse map with 11 classes representative of the year 2008 was generated (Figure 23):
• 8 classes for non-agricultural lands with in particular three categories of habitation zones, from the smallest to the largest: (i) settlements, with few habitations around trees, (ii) villages with a greater number of habitations and sparse vegetation and (iii) towns with urbanised areas,
• and 3 categories of agricultural practices:
- Monsoon_Rice → [Pre-monsoon_Rice], i.e., Monsoon_Rice possibly followed by Pre-monsoon_Rice,
- Monsoon_Rice → [Winter Crop] → [Jute or Pre-monsoon_Rice], i.e., Monsoon_Rice, pos-sibly followed by a Winter Crop, possibly followed by Jute or Pre-monsoon_Rice,
- Monsoon_Rice → [Winter Crop] → Summer_Rice, i.e., Monsoon_Rice, possibly followed by a Winter Crop, followed by Summer_Rice.
Locally, the monsoon, summer and pre-monsoon rices are called Aman, Boro and Aus respectively. The schedule of each crop is placed in Figure 22. The photos taken at the locations identified on the Figure 23 are placed in Figure 24.
Figure 23: High resolution (10 m) landuse map of the Jaldhaka watershed (year 2008).
Photos of the identified observation sites are placed in Figure 24.
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Application of SWAT and a Groundwater Model for Impact Assessment
Table 6: Distribution of the landuse categories (Figure 23) within the Jaldhaka watershed.
Landuse category Area(km²) ( per cent)
Forest 740 16.2
Tea or Light Forest 510 11.1
Small Trees or Shrubland or Settlement 786 17.2
Monsoon_Rice –> [Pre-monsoon_Rice] 174 3.8
Monsoon_Rice –> [Winter Crop] –> [Jute or Pre-monsoon_Rice] 1,356 29.6
Monsoon_Rice –> [Winter Crop] –> Summer_Rice 309 6.8
Village or Fallow 254 5.6
Town 8 0.2
Water 104 2.3
River bed 182 4.0
Cloud 151 3.3
Total 4,574 100.0
Figure 24: Photos of the spots identified on the landuse map (Figure 23)
3.6.d Processing for modellingThe landuse map (Figure 23) cannot be used as such by the interface ArcSWAT as its cloud category
has to be replaced by a relevant landuse and it does not cover all of the watershed. The cloud category was replaced referring to the landcover visible on Google Earth, ie., generally Forest upstream in Bhu-tan and Monsoon_Rice → [Winter Crop] → [Jute or Pre-monsoon_Rice] in India and Bangladesh.
Before extending the landuse map to part of the watershed not covered, as the category River bed is a mixture of sand and gravels bare soil class (visible on satellite images) where hardly any vegetation grows, it cannot be matched to a SWAT land use class, hence River bed was replaced by the category Water. Finally, the map was extended using Google Earth and matching with the soil map:
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• upstream it was expanded as Forest,
• while downstream it was a mixture of Monsoon_Rice –> [Winter Crop] –> Summer_Rice, Mon-soon_Rice –> [Winter Crop] –> [Jute or Pre-monsoon_Rice] and Water.
As the GIS raster of the landuse map was to be processed by ArcSWAT, the raster was matched spa-tially with the DEM, which is the fundamental GIS information for ArcSWAT. This implied in particu-lar that the spatial resolution of the enlarged landuse map (10 m) was downgraded to 90 m.
The resulting landuse map is placed in Figure 25 and the tabulated areas are in Table 7: these are the landuse information eventually entered in SWAT. We defined 9 landuse categories for SWAT (e.g., FRSJ for Forest, AAAJ for Monsoon_Rice → [Pre-monsoon_Rice]) that were associated to a crop/vegetation of SWAT’s database. The agricultural units AAAJ, AWJJ and AWBJ were generic crop classes, their associated crop sequences, that will be presented in section III.7., were entered in SWAT at a later stage, while defining SWAT’s management tables (section IV.1.b.).
3.7 Agricultural
3.7.a SourcesData on crop yields, area extent and productivity were obtained from 3 sources (Table 8):
• the website of the Development & Planning Department - West Bengal (DPDWB 2005)
• the Bureau of Applied Economics and Statistics, Kolkata, India,
Figure 25: Modified version of the landuse map (Figure 23, year 2008) entered in SWAT (90 m resolution)
30
Application of SWAT and a Groundwater Model for Impact Assessment
• and the Directorate of Agriculture, Kolkata, India.
Additionally, typical crop growing seasons were noted during the field work described in sec-tion III.6.b. (Figure 22) and are reported in Table 10.
3.7.b AnalysisThe major crops in the region of the Jaldhaka watershed are (Figure 22):
• Summer_Rice, called locally Boro: irrigated rice grown before the onset of the monsoon, from February to May.
• Pre-monsoon_Rice, called locally Aus: partly irrigated rice grown at the onset of the monsoon, from April to June.
Table 7: Distribution of the landuse categories entered in SWAT (Figure 25).
Landuse category In SWAT
Area(km²) (%)
Forest FRSJ 1338 23.1
Tea or Light Forest TEAB 510 8.8
Small Trees or Shrubland or Settlement FRMJ 785 13.5
Monsoon_Rice –> [Pre-monsoon_Rice] AAAJ 174 3.0
Monsoon_Rice –> [Winter Crop] –> [Jute or Pre-monsoon_Rice]
AWJJ 1,841 31.8
Monsoon_Rice –> [Winter Crop] –> Summer_Rice AWBJ 342 5.9
Village or Fallow VIFA 256 4.4
Town URMD 8 0.1
Water WATR 541 9.3
Total 5,795 100.0
Table 8: Available agricultural statistics.
Source Time-period
Spatial resolution vari-ables
crops
Development & Planning Department - West Bengal
2003 – 2004
Administrative Blocks of Cooch Behar and Jalpaiguri districts
Area, Yield, Produc-tion
Monsoon_Rice, Pre-mon-soon_Rice, Summer_Rice, Potato, Jute, Wheat, vari-ous pulses
Bureau of Applied Eco-nomics and Statistics
1988 – 2009
Administrative Blocks of Cooch Behar and Jalpaiguri districts
Area, Yield, Produc-tion
Monsoon_Rice, Pre-mon-soon_Rice, Summer_Rice, Jute, Wheat, Maize, vari-ous pulses
Directorate of Agriculture
1998 – 2009
Administrative Blocks of Cooch Behar and Jalpaiguri districts
Area, Yield, Produc-tion
Potato
31
Stockholm Environment Institute
• Monsoon_Rice, called locally Aman: rice grown during the rain season, from June/July to Sep-tember/October, rainfed or partly irrigated depending on the case.
• Jute: rainfed vegetable fibre grown at the onset of the monsoon, from April to June.
• Winter Crop: irrigated crop following the rain season, which is Potato (predominantly), Tobacco or Vegetables, from November to February; from now we will consider this crop to be Potato.
• Wheat: irrigated during winter, from January to April.
The irrigation schedule of these crops are described in the following section III.8.. Although Tobacco is an important cash crop in the watershed, in particular in Cooch Behar district, no data could be gath-ered as this crop is not monitored by governmental organisations. The data from the Development & Planning Department - West Bengal were ignored as these were only for the year 2003/04, however their utility were to assure the homogeneity with statistics from the Bureau of Applied Economics and Statistics and the Directorate of Agriculture.
Area and yield of these crops during the period 1998 – 2008 in the administrative block containing the Jaldhaka watershed is shown on Figures 26and 27. There is a gap in the data from the Bureau of Applied Economics and Statistics for the years 2001/02. A striking feature is that the area under Mon-soon_Rice is much greater than the other cultivations and is quite stable. The tendency for area under Pre-monsoon_Rice was to gently decrease while potato to increase. The area under Summer_Rice increased sharply in the recent years in the administrative blocks located downstream. Extent of Jute and Wheat cultivation is relatively stable with a small area under Wheat as compared with the other crops. Among the yields, those of Potato are the most varying.
The average crop yields in the watershed for the period 1998 – 2009 is estimated by calculating the average yields of the administrative blocks containing the watershed (Table 9). It is noteworthy that the yield of Summer_Rice is greater than Monsoon_Rice and Pre-monsoon_Rice. The agricultural sta-tistics obtained for rice from the Bureau of Applied Economics and Statistics were in two parts: one for the period 1998/99 – 2003/04, which only mentioned for the rice the clean yield, and another for the period 2004/05 to 2008/09, which mentioned for the rice the dry yield and clean yield. Hence only the clean rice yield was available throughout the period 1998 – 2009 but the dry yield was also reported in Table 9 as it was required to compare with SWAT’s outputs (cf. section IV.2.f.).
3.7.c Processing for modellingWe derived typical cropping sequences that will be considered in SWAT (Figure 22 and Table 10)
from (i) observations during the landuse groundtruthing (cf. section III.6.b.), (ii) Participatory GIS
Table 9: Average yields in the administrative blocks containing the Jaldhaka watershed, period 1998 – 2008. In bracket the average dry yield of rice for period 2004 to 2008. Source of data: Bureau of Applied Economics and Statistics and Directorate of Agriculture.
Monsoon rice (Aman)clean yield (T/ha)
pre-mon-soon rice (Aus)clean yield (T/ha)
Summer rice (boro)clean yield (T/ha)
JuteDry yield (T/ha)
WheatDry yield (T/ha)
potatoyield (T/ha)
1.5 (2.4) 1.4 (2.0) 2.2 (2.9) 1.9 1.8 18.8
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Application of SWAT and a Groundwater Model for Impact Assessment
98-99 99-00 00-01 01-02 02-03 03-04 04-05 05-06 06-07 07-08 08-090
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RajganjMalMatialiNagrakataMadariharKalchineKumargramAlipuduar IAlipuduar IIFalakataDhupguriMainaguriMekhliganjMathabhanga IMathabhanga IICooch Behar IDinhata IDinhata IISitaiSitalkuchi
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Years
Area
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a)
Monsoon_Rice (a.k.a. Aman) Pre-monsoon_Rice (a.k.a. Aus)
Summer_Rice (a.k.a. Boro) Jute
Wheat Potato
Figure 26: Area of the major crops in administrative blocks containing the Jaldhaka watershed
Source of data: Bureau of Applied Economics and Statistics and Directorate of Agriculture
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Stockholm Environment Institute
98-99 99-00 00-01 01-02 02-03 03-04 04-05 05-06 06-07 07-08 08-090.0
0.5
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4.0WatershedRajganjMalMatialiNagrakataMadariharKalchineKumargramAlipuduar IAlipuduar IIFalakataDhupguriMainaguriMekhliganjMathabhanga IMathabhanga IICooch Behar IDinhata IDinhata IISitaiSitalkuchi
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/ha)
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40WatershedRajganjMalMatialiNagrakataMadariharKalchineKumargramAlipuduar IAlipuduar IIFalakataDhupguriMainaguriMekhliganjMathabhanga IMathabhanga IICooch Behar IDinhata IDinhata IISitaiSitalkuchi
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d (T
/ha)
Average of administrativeblocks in the Watershed
Monsoon_Rice (a.k.a. Aman) Pre-monsoon_Rice (a.k.a. Aus)
Summer_Rice (a.k.a. Boro) Jute
Wheat Potato
Figure 27: Yield of the major crops in administrative blocks containing the Jaldhaka watershed. Mind the different vertical scale
Source of data: Bureau of Applied Economics and Statistics and Directorate of Agriculture
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Application of SWAT and a Groundwater Model for Impact Assessment
Table 10: Typical cropping sequences and associated irrigation schedules in the Jaldhaka watershed.
crop-ping sys-tems
Lan-duse cat-egory in SWAT
Start End Grow-ing days
Total pumped (mm)
Irriga-tion dura-tion (days)
chosen irriga-tion events
Rainfed Mon-soon_Rice
AAAJ and AWJJ
June Sep-tember
122 -
Rainfed Mon-soon_Rice
AAAJ and AWJJ
July Octo-ber
123 - 100
Jute April June 91 -
Irrigated Mon-soon_Rice
AAAJ and AWJJ
July Octo-ber
123 247 100 12 mm every 5 days
Pre-mon-soon_Rice
April June 91 617 80 15 mm every 2 days
Irrigated Mon-soon_Rice
AAAJ and AWJJ
July Octo-ber
123 247 100 12 mm every 5 days
Potato Novem-ber
Febru-ary
120 247 100 10 mm every 4 days
Jute April June 91 -
Irrigated Mon-soon_Rice
AWBJ June Sep-tember
122 247 100 12 mm every 5 days
Summer_Rice
February May 120 1,233 100 25 mm every 2 days
Wheat AAAJ and AWJJ
January April 120 247 100 12 mm every 5 days
Irrigated Mon-soon_Rice
June Sep-tember
122 247 100 12 mm every 5 days
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Stockholm Environment Institute
(PGIS) analysis conducted by SEI (de Bruin et al. 2010) and (iii) the landuse map (Figure 25). The irrigation of these sequences will be explained in the forthcoming section III.8.
The next critical steps was to estimate the area of each cropping sequences from the agricultural sta-tistics at administrative block level. These areas were indeed used prior to the modelling to differenti-ate the agricultural units AAAJ and AWJJ of the landuse map (Figure 25); the unit AWBJ was assigned the sequence Irrigated Monsoon_Rice - Summer_Rice, hence no winter crop was eventually supposed to grown in this unit. As the area growing Monsoon_Rice is much greater than the other crops (Figure 26), we took the assumption that all the fields of units AAAJ and AWJJ grow Monsoon_Rice during the rain season, which may be followed by fallow or crop(s). We did as follows in each administrative block:
• We calculated the average area of each crops (i.e., Monsoon_Rice, Pre-monsoon_Rice, Sum-mer_Rice, Jute, Wheat, Maize, various pulses, Potato) over the last 5 years.
• The areas of Maize and various pulses were small, hence Maize was combined with Wheat and various pluses with Potato (approximative same growing season).
• As this differentiation concerns units AAAJ and AWJJ, where there is no Summer_Rice, for each administrative block we subtracted to the Monsoon_Rice area the Summer_Rice extent.
• We took the additional assumption that each cropping sequence introduced in Table 10 are dis-tinct, hence the area calculate in step 3 is composed of all the cropping sequences defined in Table 10, except Irrigated Monsoon_Rice - Summer_Rice.
• We expressed the area growing Pre-monsoon_Rice, Jute, Wheat and Potato (calculated in step 1 & 2) as a percentage of Monsoon_Rice’s area estimated in step 3. This percentage was always less than 100 per cent.
• Then it was decided to distribute the cropping sequences as follows:
Area ( per cent) of... … was equal to...
Irrigated Monsoon_Rice → Winter Crop → Jute
Percentage of Potato computed in step 5
Irrigated Monsoon_Rice → Wheat Percentage of Wheat computed in step 5
Irrigated Monsoon_Rice → Pre-monsoon_Rice
Percentage of Pre-monsoon_Rice computed in step 5
Rainfed Monsoon_Rice → Jute Maximum [0,Percentage of Pre-monsoon_Rice com-puted in step 5 - percentage of Irrigated Monsoon_Rice → Winter Crop → Jute]
Rainfed Monsoon_Rice Remaining to 100 per cent
Subsequent to this allocation per administrative block, the percentages were proportionally distrib-uted per sub-watersheds (Table 11). It is reminded that these shares concern SWAT’s landuse units AAAJ and AWJJ, and that the unit AWBJ was assigned the sequence Irrigated Monsoon_Rice – Sum-mer_Rice. This table is indicative as the distribution actually considered during the modelling depends on the spatial discretisation in SWAT (cf. forthcoming section IV.1.b.). Referring to the agricultural statistics (Figure 26), Rainfed Monsoon_Rice is logically the predominant cropping sequence, fol-
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Application of SWAT and a Groundwater Model for Impact Assessment
lowed by Irrigated Monsoon_Rice → Potato → Jute. Table 11 was utilised while determining SWAT’s management table (cf. section IV.1.b.).
The last step of the crop / landuse processing was to define the relevant SWAT crop / vegetation parameters. The Table A.2 (Annex) summarises the value of the crop parameters of the landuse map. Except for rice, we created a specific category for the vegetation of the Jaldhaka watershed from an existing category of the SWAT database, modifying some parameters as mentioned in the Table A.2 :
• Large trees (FRSJ): we created from the existing SWAT class Forest-Evergreen, modifying the optimal temperature from 30 to 25°C and the maximum height from 10 to 15 m.
Tea (TEAB): from Range-Brush, modifying the maximum LAI from 2 to 3 (cf.http://www.gisde-velopment.net/application/agriculture/yield/rishpf.htm). We used the defaults crop parameters for rice, the minimum LAI from 0 to 0.7 as it’s a perennial crop, the maximum root depth from 2 to 1 m.
Table 11: Indicative distribution per sub-watershed of the cropping sequences within the landuse units AAAJ and AWJJ. Derived with data from the Bureau of Applied Economics and Statistics and the Directorate of Agriculture.
Sub-watershed
Rainfed Monsoon_Rice
Irrigated Monsoon_Rice – pre-monsoon_Rice
Rainfed Monsoon_Rice – Jute
Irrigated Mon-soon_Rice – potato – Jute
Irrigated Mon-soon_Rice – Wheat
1 55% 7% 0% 16% 22%
2 46% 11% 0% 23% 20%
3 39% 18% 0% 30% 13%
4 18% 27% 0% 38% 17%
5 11% 35% 0% 25% 29%
6 7% 34% 0% 38% 21%
7 37% 16% 1% 34% 12%
8 49% 19% 0% 22% 10%
9 53% 12% 5% 20% 9%
10 35% 19% 0% 33% 11%
11 61% 7% 1% 25% 6%
12 53% 11% 8% 19% 9%
13 53% 10% 13% 17% 7%
14 52% 10% 19% 12% 7%
15 55% 10% 1% 27% 8%
16 39% 5% 12% 33% 11%
17 52% 18% 7% 14% 10%
18 39% 5% 12% 33% 11%
Watershed 43% 15% 5% 25% 12%
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Stockholm Environment Institute
Medium trees (FRMJ): from the Large trees category above, reducing the maximum LAI from 5 to 4, the maximum root depth from 3.5 to 2 m, the maximum height from 15 to 10 and the optimal tem-perature from 25 to 30°C as these trees are more in the plains.
Potato and Wheat: from Potato and Spring Wheat, adjusting the temperature factors to match with the Jaldhaka region.
Jute: no matching crop was found hence the Jute class was created from the generic agricultural class, taking a maximum LAI equal to 5 (it’s a leafy crop) and maximum root depth equal to 1 m.
The last parameter to be estimated for the agricultural crops (non perennial) was the total heat units required for plant maturity (PHU) [°C] defined as (S. L. Neitsch et al. 2005):
(9)
calculated over the growing period, where Ti [°C] is the average daily temperature and Tbase [°C] is the plant base temperature. PHU was assessed using average temperature from the two local meteoro-logical stations (cf. section III.3.) and the crop growing periods (Table 10).
3.8 Irrigation
3.8.a SourcesThere were three sources of data. The first was Mukherji (2007) which provides typical duration
of pumping for Summer_Rice, Monsoon_Rice and Potato, from diesel pumps (Table 12). The author coined these figures by conducting field works in various region of West Bengal, in particular in Cooch Behar district.
The second source was DPDWB (2005) which identifies the source of water for irrigation in each administrative blocks for year 2004/5 (Table A.3, Annex). The third source was the irrigation fre-quency per crop (Table 10) obtained during the groundtruthing field work for landuse mapping (cf. section III.6.b.).
3.8.b AnalysisParticipatory GIS analysis conducted by SEI within the AgWater Solution Project in the downstream
part of the Jaldhaka watershed (de Bruin et al. 2010) reveals that farmers largely pump groundwater with diesel pumps from shallow tubewells. Figures from DPDWB (2005) confirm this characteris-tic and more precisely that (i) the main source for irrigation is groundwater pumped from shallow tubewells and (ii) this is especially true in Cooch Behar district, where lies the downstream part of the watershed. According to this same reference, the next irrigation source is deep tubewells but the statistics for this category seem suspicious if the number is deep tubewells is compared with the area these wells are supposed to irrigate; hence we ignored this category. The following irrigation source is surface water, from canals or river lifts, especially in Jalpaiguri district, where lies the upstream and middlestream part of the watershed. It is noteworthy that there is schematically a spatial differentiation of irrigation source in the watershed:
• the upstream and middlestream part of the watershed mainly irrigates from surface water source, more precisely by diverting and lifting the river (canals and river lift);
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Application of SWAT and a Groundwater Model for Impact Assessment
• while the downstream part uses mainly groundwater (diesel pumps with shallow tubewells).
3.8.c Processing for modellingWe considered two types of Monsoon_Rice cultivation: rainfed Monsoon_Rice when Monsoon_
Rice is not followed by any crop or is preceded by Jute, and irrigated Monsoon_Rice when it is fol-lowed by a crop which is irrigated: if there is a provision for irrigating winter or summer crop, we supposed this same facility is used to partly irrigate the Monsoon_Rice. We assessed the irrigation requirement of the crops Summer_Rice, Potato and Irrigated Monsoon_Rice in Table 12. We assumed that the requirement for Pre-monsoon_Rice is half of Summer_Rice and that of Wheat is the same as Potato or Irrigated Monsoon_Rice. Using the irrigation frequencies and crops growing period noted during field works, we derived in Table 10 the irrigation requirement for each crop identified in the lan-duse map (Figure 25). Figure 28 shows the scaling of the crops with respect to irrigation requirement.
After assessing irrigation requirement, we had to distribute the source of irrigation water, whether it is from diversion of the river or groundwater pumping. We used the values from DPDWB (2005). As (i) these figures for source of irrigation water are for year 2004/5, (ii) assessing areas under surface irrigation is perhaps more precise than those under groundwater and (iii) total irrigated area is expected to vary from year to year, we only considered the areas for surface sources (canal, tank, river lift), agglomerated them and assumed that the total area irrigated from surface sources did not vary since 2004/5. The spatially proportionate values calculated per sub-watersheds (Table 13) are indicative as the areas actually considered in SWAT depend on the landuse map (Figure 25) and the spatial discre-tisation in SWAT (cf. forthcoming section IV.1.c.). As Summer_Rice is an irrigated crop, the variation of its area provides an indication of irrigation trends in the watershed. The last 10 years agricultural statistics show a trend to increase and this change in irrigated area is supposed to be due to the varia-tion in number of shallow tubewells. From now we only used this indicative dataset for assessing the
Table 12: Estimated irrigation per crop. Sources of data: groundwater pumping duration from Mukherji (2007) and diesel pump discharge from TERI (2007)
crop Groundwa-ter pumping duration (hr/bigaa)
Diesel pump discharge (m3/hr)
Total ground-water irriga-tion (m3/ha)
Total ground-water irriga-tion (mm)
Summer_Rice 55 30 12,334 1,233
Potato 11 30 2,467 247
Irrigated Mon-soon_Rice
11 30 2,467 247
a 1 biga ~ 0.134 ha
Table 13: Indicative areas irrigated from surface sources in each sub-watershed, derived from DPDWB (2005) for year 2004/5
Sub-watershed 1 2 3 4 5 6 7 8 9
Area (ha) 5,030 1,531 482 6,187 3,532 1,105 1,789 1,176 1,551
Sub-watershed 10 11 12 13 14 15 16 17 18
Area (ha) 1,481 282 1,991 3,224 771 1,451 55 721 1,466
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Stockholm Environment Institute
irrigated areas under surface water source, the remaining irrigated area assumed to be irrigated from groundwater (cf. section IV.1.c.). Table 16 summarises the figures eventually considered in SWAT.
Table 13 was used with Table 10 while defining SWAT’s management tables (forthcoming sec-tion IV.1.b.).
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Application of SWAT and a Groundwater Model for Impact Assessment
4 MoDELLInG SET Up
4.1 Initial setting of SWAT
4.1.a Generation of the HRUsThe Hydrologic Response Units (HRUs) were generated with the ArcSWAT interface in two stages.
In the first stage, ArcSWAT intersects the GIS layers of the sub-watersheds, landuse, soil and slope-classes. The first GIS layers were those were presented above, in particular the landuse of Figure 25. The map of slope classes is created by ArcSWAT after the user enters the desired slope classes. Refer-ring to the three typical topographical regions of the watershed and the histogram of Figure 4, the fol-lowing 3 classes were selected:
• [0 – 3 per cent] or [0 – 1.7°],
• [3 – 43 per cent] or [1.7 – 23.3°],
• and greater than 43 per cent or 23.3°.
As this first step generates a large number of geographical entities (Table 14), the second step aims to remove small units for computational efficiency. The user enters a threshold for landuse, soil and slope-classes and the simplification is done per sub-watershed: if in a given sub-watershed the cover-age of a unit of landuse, soil or slope-classes is less than the associated threshold (for landuse, soil or slope-classes), ArcSWAT ignores the geometrical features generated with this unit in the first step in the considered sub-watershed. As explained by Romanowicz et al (2005), a disadvantage of this sim-plification is the loss of spatial information which are:
• small in extent but has a singular characteristic (i.e., Towns),
• or dispersed in the watershed (i.e., Monsoon_Rice → [Pre-monsoon_Rice], Monsoon_Rice → [Winter Crop] → Summer_Rice).
Moreover, spatial information is lost in this second step as ArcSWAT may agglomerate spatially distinct entities which have the same combination of Sub-watershed/landuse/soil/slope-classes. One may consequently question the usefulness of this second step but Romanowicz et al (2005) and Geza and McCray (2008) report that the ability of SWAT to reproduces observed signals is not at best if all the units generated in the first step are kept.
Table 14: HRUs generation stages.
first stage Second stagenumber of units
Threshold Exempted landuse classes number of hRUsLan-
duseSoil Slope-
classes
970 5% 10% 10% Towns (URMD)Monsoon_Rice → [Pre-mon-soon_Rice]Monsoon_Rice → [Winter Crop] → Summer_Rice
293
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Stockholm Environment Institute
Since the landuse map spatial precision is greater than the soil map, we chose the following thresh-olds:
• 10 per cent for soil and slope-classes,
• 5 per cent for landuse.
The landuse categories Towns (VIFA), Monsoon_Rice → [Pre-monsoon_Rice] (AAAJ) and Mon-soon_Rice → [Winter Crop] → Summer_Rice (AWJJ) were exempted from the threshold analysis. This second step generated 293 HRUs (Table 14). The number of these HRUs is greater upstream, where the elevated terrain is more contrasted compared to the plain which is more uniform.
Distribution of the cropping sequences among the agricultural HRUsOnce the HRUs have been generated, a fundamental task is to set the management practices of the
two agricultural landuse units. As presented above in section III.7.c., the two agricultural units
• Monsoon_Rice → [Pre-monsoon_Rice] (AAAJ),
• Monsoon_Rice → [Winter Crop] → [Jute or Pre-monsoon_Rice] (AWJJ),
have to be differentiated with respect to the various cropping sequences occurring in the watershed. For this purpose, the cropping sequences were distributed among the HRUs pertaining to the landuse category AAAJ or AWJJ so as to reproduce as much as possible the percentages of Table 11. While doing so:
• cropping sequences Irrigated Monsoon_Rice – Pre-monsoon_Rice and Monsoon_Rice → Winter Crop → Jute were distributed in priority within the unit AAAJ and AWJJ respectively to concur with the landuse map,
• attention was given to the value of the HRU slope so that Rainfed Monsoon_Rice would rather be grown on uneven HRU while the other cropping sequences would be cultivated on flat HRUs.
The cropping sequence of the category Monsoon_Rice –> [Winter Crop] –> Summer_Rice (AWBJ) was chosen to be Monsoon_Rice followed by Summer_Rice.
The distribution of all the landuse categories presented in section III.6.d. among the HRUs and the management operations are summarised in Table 15: this is the input landuse information considered by SWAT after pre-processing of ArcSWAT’s interface. The landuse information read as input by Arc-SWAT (Table 7) is slightly different from the output of the pre-processing (Table 15), which is due to the HRUs generation routine.
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Application of SWAT and a Groundwater Model for Impact Assessment
4.1.c DefinitionofthecroppingsequencesinSWAT’smanagementtableOnce the cropping sequences have been distributed among all the agricultural HRUs, their schedule
in planting, irrigation, fertilisation and harvest were detailed in the management table (table mgt2), following what was summarised in Table 10. The PHU values compiled in Table A.2 were entered for each crop. For trees and tea, as (i) temperature measurements were only available at two stations (Cooch Behar and Jalpaiguri) located in the plain and (ii) Forests and Tea plantations located in hilly / mountainous zones experience low temperatures during winter, these two perennial categories were set to hibernate during months with lowest minimum temperatures (Figure 11), i.e., from beginning of December to end of February.
The water source for irrigation (i.e., river or groundwater) tried to reproduce as much as possible the indicative Table 13 for river source while the remaining area was under groundwater irrigation (table mgt1). The Table 16 summarises the consequent irrigated areas and amount per sub-watershed. These figures were partly derived from the landuse map, hence they are representative of the year 2008.
Table 15: Landuse distribution considered in SWAT after pre-processing by ArcSWAT, with respect to the discretisation in HRUs, and management operations for each category.
Landuse category Area Management operations (table mgt2)(km²) (%) Date
plantingorbeginning growing season
Date har-vestingorEnd grow-ing season
Irriga-tion
ferti-lisa-tion
Forest (FRSJ) 1,442 24.9 1st March 30th Novem-ber
None None
Tea or Light Forest (TEAB)
438 7.6 1st March 30th Novem-ber
Auto-irri-gation
Auto-fer-tilisation
Small Trees or Shrub-land or Settlement (FRMJ)
805 13.9 1st January 31th Decem-ber
None None
Rainfed Monsoon_Rice 1,002 17.3 As per Table 10
As per Table 10
As per Table 10
Auto-fer-tilisation
Irrigated Monsoon_Rice – Pre-monsoon_Rice
173 3.0 As per Table 10
As per Table 10
As per Table 10
Auto-fer-tilisation
Irrigated Monsoon_Rice – Wheat
53 0.9 As per Table 10
As per Table 10
As per Table 10
Auto-fer-tilisation
Irrigated Monsoon_Rice – Potato – Jute
825 14.2 As per Table 10
As per Table 10
As per Table 10
Auto-fer-tilisation
Irrigated Monsoon_Rice – Summer_Rice
342 5.9 As per Table 10
As per Table 10
As per Table 10
Auto-fer-tilisation
Village or Fallow (VIFA) 232 4.0 Modelled as bare soil
Town (URMD) 8 0.1 Modelled as urban zones
Water (WATR) 475 8.2 Modelled as Water
Total 5,795 100.0 -
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Stockholm Environment Institute
Surface water irrigation is predominant in upstream sub-watersheds and the contrary for groundwater irrigation. Irrigated areas and amount is higher from groundwater source than river. With SWAT’s spa-tial representation, i.e., with respect to the discretisation with HRUs, the irrigated areas and amount representative of the whole watershed are 138,424 ha and 187 mm / year respectively. As much as 78 per cent of the irrigation (145 mm / year) comes from groundwater and the remaining 22 per cent (42 mm / year) are obtained by river diversion. This amount is very small when compared to the rainfall (Figure 10) and the terms of the water budget, as shown in de Condappa et al. (2011). The sub-watershed 17 has a very high amount of groundwater irrigation as this sub-watershed is located downstream on the west border of the watershed (Figure 6 and Figure 25), where lies most of the area under Irrigated Monsoon_Rice – Summer_Rice.
It will be explained in section IV.2.a. that the calibration period was 1998 – 2008. During this period the amount of irrigation was generally increasing, reaching the values compiled in Table 16. Viewing the variation in Summer_Rice area during period 1998 – 2008, which is a crop totally irrigated (Figure
Table 16: Estimation of irrigation areas and amount for 2008, with respect to the discretisation in HRUs.
Sub-watershed
from surface from groundwater Total(ha) (mm/
year)(% of total)
(ha) (mm/year)
(% of total)
(ha) (mm/year)
1 3,364 15 100 0 0 0 3,364 15
2 1,098 22 100 0 0 0 1,098 22
3 1,170 146 100 0 0 0 1,170 146
4 6,187 36 21 12,786 120 72 18,973 167
5 3,532 64 40 5,456 96 60 8,988 160
6 1,105 72 23 4,926 244 77 6,031 315
7 3,201 73 32 6,430 154 68 9,631 226
8 1,176 93 29 6,415 230 71 7,591 323
9 1,551 52 34 6,313 100 66 7,864 152
10 1,481 61 43 4,935 80 57 6,416 141
11 282 34 14 1,385 204 86 1,667 239
12 1,991 41 12 13,719 293 88 15,710 334
13 3,224 75 27 10,274 199 73 13,498 274
14 771 0 0 10,629 475 100 11,400 475
15 1,451 0 0 4,970 141 100 6,421 141
16 55 0 0 536 280 100 591 280
17 721 0 0 10,255 623 100 10,976 623
18 1,466 80 45 5,569 99 55 7,035 179
Water-shed total / weighted equivalent
33,826 42 22 104,598 145 78 138,424 187
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Application of SWAT and a Groundwater Model for Impact Assessment
28), we assumed that (i) in 1998 the amount of irrigation was 50 per cent of the quantum in 2008 and (ii) irrigation increased linearly between the two dates. This variation was entered in the groundwater model. Considering an inter-annual increase of irrigation is however cumbersome in SWAT’s manage-ment table (mgt2), hence we assumed that the irrigation was constant during the calibration period and equal to 75 per cent of values compiled in Table 16.
For tea, auto-irrigation was chosen. Without specific data on fertilisation, auto-fertilisation was applied to all the crops and Tea.
The correct simulation with SWAT of a paddy field with impounded water requires that the con-cerned HRU is declared as being a pothole (S. L. Neitsch et al. 2005). Unfortunately, only one HRU per sub-watershed can be declared as being a pothole in the version SWAT 2009 used in this work. This would mean that only one HRU per sub-watershed can correctly model rice cultivation, which would not be acceptable in our case as all the agricultural units have a rice cultivation. Hence, we did not declare any pothole, which entailed that rice fields were not simulated as being impounded. This is a limitation of this modelling work as estimations of rice yields and water budget terms (evapotranspi-ration, groundwater recharge, surface and sub-surface runoff) may be incorrect in agricultural HRUs.
4.1.d Initial valuesTo initiate the calibration, initial values were entered for parameters in SWAT which were not
determined in preceding sections (Table 17). The values of CN2 were chosen as advised by Nei-tsch et al. (2010) with respect of the soil hydrologic group (Table A.1, Annex) and the landuse cat-egory. The groundwater parameters were guessed considering typical characteristics of alluvial shal-low aquifer. Finally, the hydraulic conductivity of the main and tributary channels were taken equal to 0 mm/h, as suggested by Neitsch et al. (2010) for perennial rivers.
Regarding the groundwater model, the specific yield Sy is required but values measured in the Jaldhaka basin were not available. Instead, we followed the range of values mentioned by Chatter-jee and Purohit (2009) for whole India. Initial value of specific yield was about 0.15 in the in the allu-vial system of the plains and less than 0.1 in mountainous sub-watersheds.
Table 17: Initial values for undetermined SWAT’s parameters.
category parameter Initial valueManagement cn2 As advised by neitsch et al. (2010)
Groundwater SHALLST 3,000 mm
DEEPST 3,000 mm
GW_DELAY 10 days
ALPHA_BF 0.5
GWQMIN 2,500 mm
GW_REVAP 0.1
REVAPMN 300
RCHRG_DP 0
Channels CH_K(1) 0 mm/h
CH_K(2) 0 mm/h
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Stockholm Environment Institute
Most of the parameters of Table 17 were adjusted during the calibration.
4.2 calibration of the groundwater model and SWAT
4.2.a MethodIt is reminded that the modelling set-up is illustrated on Figure 2. The general calibration strategy
was to reproduce (1) the evapotranspiration (section IV.2.b.), (2) the measured groundwater levels with the groundwater model so as to assess the groundwater recharge and subsequently reproduce this signal with SWAT (section IV.2.c.), (3) the same as step 2 with groundwater baseflow (section IV.2.d.) and (4) the streamflow (section IV.2.e.). A last stage, which was not part of the calibration process, attempted to validate the crop yields simulated by SWAT (section IV.2.f.). The procedure followed these steps but as calibrating on one variable may change the result of the previously calibrated vari-able (e.g., tuning the soil parameters to calibrate the groundwater recharge may change the evapo-transpiration as compared to the values calculated in the previous calibration step), the procedure was completed several time until variation in all the four fluxes (evapotranspiration, groundwater recharge and baseflow and streamflow) was negligible. In particular, any transformations in steps 1 to 3 impacted the streamflow at the outlet of the watershed (Kurigram gauge station) as this flow is an integrated signal of the whole watershed. A total of 100 manual calibration runs were necessary and following sections will only present results of the initial run, using parameters defined above in sec-tion IV.1.d., and of the final calibration (calibration run n°100). The Table A.4 (Annex) summarises the calibration steps.
The modelling period of each calibration run was imposed by the availability of observed stream-flow, i.e., 1998 to 2008. We calibrated on an average monthly time step, except for the streamflows as time-series of daily observed flow was available.
To stabilise the water budget and avoid effects of initial conditions, each calibration run was initiated 4 years earlier, i.e., from 1994 to 2008 (climate data were available since 1988); the outputs of period 1994 to 1997 were ignored.
The irrigation, as explained in section IV.1.c. above, was equal to 75 per cent of values compiled in Table 16 during this calibration phase. The groundwater model was ran on the 33 wells from SWID within the watershed and the outputs were then extrapolated to the sub-watersheds.
4.2.b Evapotranspiration – Average monthly time stepWe started to check that the calculated reference evapotranspiration as defined by Allen et al. (1998)
and referred to as ET0 [L/T], was satisfactory. SWAT can calculate ET0 with three formulas: Priestley-Taylor, Penman-Monteith or Hargreaves. The three options were selected and their outputs were com-pared with values reported in Kundu and Soppe (2002) and Raghuwanshi et al. (2007) (Figure 29 and Table 18). First it can be noticed that Kundu and Soppe (2002) and Raghuwanshi et al. (2007) provide similar trends. Hargreaves over-estimated ET0, Priestley-Taylor on the contrary under-estimated it. Although solar radiation data from the region was not provided as input climatic data, Penman-Mon-teith formula yielded the closest values to the two references and was therefore selected to calculate ET0.
We then examined values calculated for the actual evapotranspiration, referred to as ETa [L/T]. More precisely, we inspected for each vegetative landuse category the values taken by the ratio and checked that its monthly average value took sensible values (Figure 30 and Table 19). The initial val-ues for the landuse category Forest (FRSJ), an important category for the watershed, were judged to be too small, hence we aimed at increasing the values taken by this ratio by tuning some soils parameters.
46
Application of SWAT and a Groundwater Model for Impact Assessment
With the aim of increasing ETa, sensitivity analysis showed that ETa calculated by SWAT is mainly sensitive to soils’ AWC, ESCO, EPCO and to a less extent soil thickness (Sol_Z). ETa increases with the parameter EPCO but this parameter was already equal to 1, its maximum value in the initial run. Therefore in this calibration we mainly increased the AWC and Sol_Z (Table A.4, Annex), in coordi-nation with next calibration step (section IV.2.c.) as these two soil parameters also influence on SWAT calculation of groundwater recharge. It was not required to tune ESCO parameter.
4.2.c Groundwater recharge – Average monthly time stepThis stage saw an interaction between the groundwater model and SWAT so as to model the ground-
water recharge and baseflow. Indeed, the groundwater model interpreted the groundwater levels, rain-fall and streamflows during the low flow season to provide an indication of the magnitude of the recharge and baseflow. At the same time SWAT gave an indication of the spatial and temporal variation of this recharge, with respect to properties of the overlaying soil cover. The aim was that both models converge to similar outputs.
1 2 3 4 5 6 7 8 9 10 11 120
20
40
60
80
100
120
140
160
180 Kundu and Soppe (2002)Raghuwanshi et al. (2007)SWAT Penman-MonteithSWAT HargreavesSWAT Priestley-Taylor
Month
ET0
(mm
/mon
th)
Figure 29: Average monthly reference evapotranspiration calculated from difference sources
Table 18: Average annual reference evapotraspiration calculated from different sources.
Source ET0 (mm/year)
Kundu and Soppe (2002) 1,360
Raghuwanshi et al. (2007) 1,284
SWAT Penman-Monteith 1,296
SWAT Hargreaves 1,476
SWAT Priestley-Taylor 1,163
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Stockholm Environment Institute
The groundwater model was ran on the 33 wells from SWID located within the Jaldhaka water-shed. It is reminded that the groundwater draft Dnet (cf. section II.2.) for irrigation increased linearly from 50 per cent to 100 per cent of the quantum of 2008 between the years 1998 to 2008 (cf. sec-tion III.8.c.). At each observation well, the groundwater model utilised the Kalman filter (Kalman 1960) to fit the Eq. (4) and (8) to the observed groundwater levels, using the rainfall P, the groundwa-ter draft Dnet and the irrigation I which are known (Dnet and I are different if irrigation is also provided by a river source, in addition to groundwater). This estimated the total recharge RG, the baseflow B and the groundwater level h at each of the 33 wells. The simulated levels compared with measurements are shown on Figure 31 for wells located in different topographical positions. It is noteworthy to remind that the groundwater model was required to reproduce the observed groundwater levels, which was not possible with the version of SWAT used in this work (SWAT 2009). At well D-12, the model simulated groundwater level surfacing at some time step. Simulations suggest that the measurements may have missed moments when groundwater levels were the deepest or the shallowest.
The recharge representative of each sub-watershed was then calculated by averaging the values of wells within the sub-watershed. Since the observed groundwater levels were not available at a monthly time step (cf. section III.5.b.) and the groundwater model used in this work is lumped, i.e., a simpler approach than the semi-distributed of SWAT, we aimed at reproducing with SWAT
Table 19: Calibration with respect to the evapotranspiration ETa. Annual values of the ratio ETa / ET0 for the different landuse vegetation categories (average over the calibration period, 1998 – 2008). Aman: monsoon rice, Boro: summer rice, Aus: pre-monsoon rice.
Landuse category
fRSJ fRMJ TEAb Aman Aman – Aus
Aman – Wheat
Aman – potato –
Jute
Aman – boro
Whole water-shed
Initial run 0.51 0.69 0.56 0.55 0.58 0.66 0.78 0.70 0.61
Calibrated (calibration run n°100)
0.66 0.72 0.54 0.52 0.57 0.67 0.76 0.66 0.64
1 2 3 4 5 6 7 8 9 10 11 120.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1.0
FRSJ FRMJ TEABAman Aman – Aus Aman – WheatAman – Winter crop – Jute
Aman – Boro
Month
ETa
/ ET0
1 2 3 4 5 6 7 8 9 10 11 120.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1.0
FRSJ FRMJ TEABAman Aman – Aus Aman – WheatAman – Winter crop – Jute
Aman – Boro
Month
ETa
/ ET0
Figure 30: Calibration with respect to the actual evapotranspiration ETa. Monthly value of the different landuse vegetation categories (average over the calibration period, 1998 – 2008).
Left: initial run. Right: after calibration (calibration run n°100). Aman: monsoon rice, Boro: summer rice, Aus: pre-
monsoon rice.
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Application of SWAT and a Groundwater Model for Impact Assessment
the simulated groundwater recharge at an average monthly time step over the calibration period (1998 – 2008), instead of a monthly time step. Eventually the groundwater model enabled to translate the variation in groundwater levels into recharge, which is reproducible with SWAT.
The groundwater recharge of the shallow aquifer calculated by SWAT (GW_RCHG) was sensi-ble to GW_DELAYS, the surface curve number CN2, Sol_Z, to a lesser extent AWC and Sol_K where slope is important. Initially the recharge calculated by SWAT was too small in mountainous sub-watersheds while too high in the plains as compared to the estimation from the groundwater model. Overall SWAT’s recharge was too hight (Figure 32). We increased CN2 to reduce infiltra-tion at the soil surface, decreased Sol_K in mountainous region to reduce sub-surface later flow and controlled the increase in Sol_Z in the previous calibration step (section IV.2.b.). We also fixed GW_DELAYS (the time that percolation out of the soil cover becomes shallow groundwa-ter recharge) equal to 0 as the groundwater levels are shallow.
01/96 10/98 07/01 04/04 01/07
166
168
170
172
174
176
178
180
182Soil level
SimulatedObserved
DateP
iezo
met
ric le
vel (
m)
01/96 10/98 07/01 04/04 01/07
86
88
90
92
94
96
98
100
102 Soil level
SimulatedObserved
Date
Pie
zom
etric
leve
l (m
)
01/96 10/98 07/01 04/04 01/07
55
57
59
61
63
65
67
69
71Soil level
SimulatedObserved
Date
Pie
zom
etric
leve
l (m
)
01/96 10/98 07/01 04/04 01/07
20
22
24
26
28
30
32
34
36 Soil level
SimulatedObserved
DateP
iezo
met
ric le
vel (
m)
In piedmont (well D-10) In piedmont (well D-12)
In plain (well P-25) In plain (well PTC-9)
Figure 31: Piezometric levels simulated at a monthly time-step by the groundwater model vs. observations
The wells are located on Figure 16
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Stockholm Environment Institute
The calibrated shallow aquifer recharge (GW_RCHG) is plotted on Figure 32. Note that out-put of the groundwater model also changed during the numerous calibration runs as this is an interactive and iterative process. The annual sum calculated by SWAT is very close to the value simulated by the groundwater model (569 mm/year vs. 571 mm/year) but the monthly figures are different. This is due to the different approach that both models follow to compute the recharge from rainfall and irrigation:
• the groundwater model uses a linear relationship,
• while SWAT calculates the recharge with non-linear rules function of soils properties.
Therefore we focused on reproducing the annual amount and optionally match as much as possible the monthly trends.
Calibrated values of CN2 are very high. Its maximum value is 95 for the agricultural unit Mon-soon_Rice – Summer_Rice: in the absence of any pothole, this value was purposely chosen to simulate the rather impermeable soils of this agricultural practice. Others agricultural units in soils of the plain were given the value 90, which is also a high value, which is consistent with the low conductivity reported by Kundu and Soppe (2002) for soils of the region and the fact that values reported in Nei-tsch et al. (2010) are appropriate for a 5 per cent (a little less than 3°) slope, while the slope is mostly less than 1° in the plain (Figure 4).
4.2.d Groundwaterbaseflow–AveragemonthlytimestepSimilarly to the groundwater recharge, this calibration step aimed at converging the simulations
by both models of the groundwater baseflow. Using the simulations of the groundwater model, the baseflow representative of each sub-watershed was calculated by averaging the values of wells within the sub-watershed. Eventually the groundwater model enabled to translate the varia-tion in groundwater levels into baseflow that can be in turn reproduced with SWAT.
As was the case for the recharge, the calibration in SWAT was also realised on an average monthly time step over the calibration period (1998 – 2008), instead of a monthly time step. The groundwater baseflow of the shallow aquifer calculated by SWAT (GW_Q) was sensible to the
1 2 3 4 5 6 7 8 9 10 11 120
50
100
150
200
250
300Groundwater modelSWAT
Month
Shal
low
aqu
ifer r
echa
rge
(mm
/ m
onth
) Average annual recharge: * Groundwater model: 409 mm / year * SWAT: 967 mm / year
1 2 3 4 5 6 7 8 9 10 11 120
50
100
150
200
250
300Groundwater modelSWAT
Month
Shal
low
aqu
ifer r
echa
rge
(mm
/ m
onth
) Average annual recharge: * Groundwater model: 569 mm / year * SWAT: 571 mm / year
Figure 32: Calibration with respect to the recharge of the shallow aquifer (GW_RCHG), average for the Jaldhaka watershed over the calibration period (1998 – 2008)
Left: initial run. Right: after calibration (calibration run n°100)
50
Application of SWAT and a Groundwater Model for Impact Assessment
baseflow recession constant (ALPHA_BF), the deep aquifer percolation fraction (RCHRG_DP) and the shallow aquifer threshold for baseflow (GWQMIN). The observed streamflow at the out-let of the watershed (Kurigram gauge, cf. Figure 7) and the groundwater model demonstrate that the groundwater baseflow is buffered all along the year and in particular baseflow occurs during the relative dry season. This buffered groundwater baseflow was absent in the first run (Figure 33) and the solution was to decrease drastically ALPHA_BF and play with GWQMIN. This was in coordination with next calibration step (section IV.2.e.) as these two groundwater parameters also influence on SWAT calculation of streamflow.
For simplification purpose, RCHRG_DP was taken equal to 0. Indeed, processes of the deep aquifer in such alluvial context were assumed to be governed by lateral transfers between regions outside of the Jaldhaka watershed.
1 2 3 4 5 6 7 8 9 10 11 120
10
20
30
40
50
60
70
80
90Groundwater modelSWAT
Month
Base
flow
from
sha
llow
aqu
ifer (
mm
/ m
onth
)
Average annual baseflow: * Groundwater model: 427 mm / year * SWAT: 313 mm / year
1 2 3 4 5 6 7 8 9 10 11 120
10
20
30
40
50
60
70
80
90Groundwater modelSWAT
Month
Base
flow
from
sha
llow
aqu
ifer (
mm
/ m
onth
)Average annual baseflow: * Groundwater model: 421 mm / year * SWAT: 418 mm / year
Figure 33: Calibration with respect to the shallow groundwater baseflow (GW_Q), average for the Jaldhaka watershed over the calibration period (1998 – 2008)
Left: initial run. Right: after calibration (calibration run n°100)
In the final calibrated run, the matching is greatly improved (Figure 33). Note that output of the groundwater model again changed during the numerous calibration runs. The final value of ALPHA_BF (0.002, cf Table A.4, Annex) is extremely small with respect to values presented in Nei-tsch et al. (2010), hence this watershed setting of Jaldhaka may be an extreme case reaching the limi-tation of SWAT modelling. Having this in mind and similarly to the case of groundwater recharge, we focused on reproducing the annual amount and optionally match as much as possible the monthly trends.
The calibrated value of shallow groundwater baseflow is less than the recharge: this is logical since the modelling accounted for irrigation groundwater pumping.
4.2.e Streamflows–DailytimestepThe critical step of the calibration was to reproduce the observed streamflows at the stations
Taluk-Simulbari and Kurigram in Bangaldesh. As it could be expected, there was a gap between modelled and observed values in the initial run (Figure 34). More precisely (i) simulated flows were too low during the low season, as the groundwater baseflow was greatly underestimated during this period (cf. section IV.2.d.) and (ii) the signal of the streamflow was too sharp hence it was required to delay the flows, i.e., the runoff.
51
Stockholm Environment Institute
Since the streamflow at Kurigram and Taluk-Simulbari is an integrated signal representative of the areas upstream, the simulated streamflow (FLOW_OUT) was sensitive to all the parameters modified in the previous calibration steps (sections IV.2.b. to IV.2.d.) plus the values of Man-ning’s roughness coefficient for the channels (CH_N(1) and CH_N(2)) and the surface lag coef-ficient (SURLAG). Only CH_N(1) and CH_N(2) were modified in this section to introduce lag in the runoff and it was not required to tune SURLAG.
To quantitatively assess the quality of the calibration, we used four metric indicators. The first checked that there is no bias in the modelling by making sure that the magnitude of the simula-tions over the calibration period is close to the values measured. For this purpose we calculated the following bias indicator M [-]:
(10)
with QSWATi [L3/T] and QObsi [L
3/T] respectively the simulated and observed on day i; the sum is cal-culated over the calibration period (1998 – 2008).
The second indicator was the Nash and Sutcliffe (1970) efficiency NS [-]:
(11)
with the average of QObsi over the calibration period (1998 – 2008).
The third indicator was a modified version of NS to emphasise on low flows NSlow [-] (Krause, Boyle, and Bäse 2005):
06/98 10/99 03/01 07/02 12/03 04/05 08/06 01/080
500
1,000
1,500
2,000
2,500
3,000
3,500
4,000
4,500
5,000SimulatedObserved
Stre
amflo
w (m
3/s)
1 2 3 4 5 6 7 8 9 10 11 120
200
400
600
800
1,000
1,200
1,400
1,600SimulatedObserved
Month
Stre
amflo
w (m
3/s)
Figure 34: Streamflow simulated (FLOW_OUT) at Kurigram in the initial run over the calibration period (1998 – 2008)
Left: daily time-series. Right: monthly averages
52
Application of SWAT and a Groundwater Model for Impact Assessment
(12)
The forth and last indicator was a modified version of NS to emphasise on high flows Nshigh [-]:
. (13)
The aim of the calibration was quantitatively to have all the 4 indicators closest to 1 and qualita-tively to improve the visual fit. We paid greater attention to values of NSlow, in particular at Taluk-Simulbari, as measurement of high flows are suspected to be less precise than low flows and number of readings is more at Taluk-Simulbari (section III.2.b.). To achieve this, we increased CH_N(1) and CH_N(2) to create roughness, hence lag, along respectively the tributaries and the main channel. The final value of CH_N(1) and CH_N(2) (respectively 0.5 and 0.3, cf Table A.4, Annex) are high (S. Neitsch et al. 2010) and can be explained by the particular configuration of the watershed middle and downstream which is extremely flat with various depressions.
Values of the 4 indicators at the initial run and final calibration (calibration run n°100) are showed in Table 20 and the calibrated hydrographs are shown on Figure 35. Unfortunately values of the 4 indicators are not available for Taluk-Simulbari for the initial run. The value of M for Taluk-Simulbari is very close to 1, which shows that there is no bias for the simulation down to this station. The values of NS, NShigh and NSlow are lower for Taluk-Simulbari than for Kurigram which is due to the much greater number of available observations at Taluk-Simulbari. Overall values of these three parameters are judged to be satisfactory at both gauge stations. The average flows during the low season are apparently slightly over-estimated at both stations but this final calibration configuration yielded the values of M, NS, NShigh and NSlow closest to 1.
Table 20: Values of the calibration indicators defined by Eq. (10) to (13).
Station Sub-water-shed
number of obser-vations
Initial run calibrated (calibration run n°100)
M nS nSlow nShigh M nS nSlow nShigh
Taluk-Simulbari
16 878 NA NA NA NA 1.02 0.74 0.77 0.75
Kurigram 18 197 0.80 0.28Incalcula-
ble0.48 0.95 0.78 0.82 0.77
The gap between simulation and observation is greater for high flows, in particular at Kurigram where M takes the low value of 0.95. This is acceptable referring to section III.2.c.:
• the greater the flow, the greater the error in measurement;
• floods from other river systems may invade the most downstream part of the watershed hence cre-ate flow-peaks or higher magnitude; this cannot be modelled with the current modelling set-up.
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Stockholm Environment Institute
4.2.f Crop yields – Annual time stepThis stage did not involve any calibration. We attempted instead to validate the dry crop yields
simulated by SWAT in each agricultural HRU by comparing them to the administrative agricultural statistics. The average yields (period 1998 – 2008) simulated for each cropping sequence defined in Table 15 and for the whole watershed are placed in Table 21; the average yield of the Monsoon_Rice from all the cropping sequences is mentioned as well.
06/98 10/99 03/01 07/02 12/03 04/05 08/06 01/080
500
1,000
1,500
2,000
2,500
3,000
3,500
4,000SimulatedObserved
Stre
amflo
w (m
3/s)
Taluk-Simulbari
06/98 10/99 03/01 07/02 12/03 04/05 08/06 01/080
500
1,000
1,500
2,000
2,500
3,000
3,500
4,000SimulatedObserved
Stre
amflo
w (m
3/s)
Kurigram
1 2 3 4 5 6 7 8 9 10 11 120
200
400
600
800
1,000
1,200
1,400
1,600SimulatedObserved
Month
Stre
amflo
w (m
3/s)
Taluk-Simulbari
1 2 3 4 5 6 7 8 9 10 11 120
200
400
600
800
1,000
1,200
1,400
1,600SimulatedObserved
Month
Stre
amflo
w (m
3/s)
Kurigram
Figure 35: Streamflow simulated (FLOW_OUT) in the final calibration (calibration run n°100) over the calibration period (1998 – 2008).
Top: daily time-series. Bottom: monthly averages.
Table 21: Watershed-average dry crop yields simulated by SWAT in the final calibration (calibration run n°100) over the calibration period (1998 – 2008).
Aman: monsoon rice, Boro: summer rice, Aus: pre-monsoon rice.
cropping sequence
Aman Aman – Aus
Aman – Wheat
Aman – potato – Jute
Aman – boro
All
Aman Aman Aus Aman Wheat Aman potato Jute Aman boro Aman
Dry yield (T/ha) 2.7 2.2 2.0 2.2 3.6 1.8 3.5 2.6 2.6 2.7 2.3
54
Application of SWAT and a Groundwater Model for Impact Assessment
When compared with the agricultural statistics (Table 9), those values do not match well for at least four reasons. First, the crop parameters presented in section III.7.c. for Rice, Wheat and Potato are not specific for the region of the Jaldhaka watershed. Moreover, Jute was not present in SWAT’s database and no agronomic information was available on this crop, hence its charac-teristics were arbitrarily derived from SWAT’s generic agricultural class.
Second, yields can be calculated in different ways. SWAT estimates the dry yield while the agricultural statistics mention:
• for rice, the clean yield, which does not match with SWAT’s results, and the dry yield, to which SWAT’s estimation are closer,
• for potato, the wet yields as potato contains a significant amount of water after harvest; if the water content is assumed to be about 80 per cent, hence the dry matter is 1/5th of the total potato mass, SWAT’s yield is closer to agricultural statistics.
Third, the management practices in SWAT considered auto-fertilisation, which results in greater application of fertilisers as compared to reality. This may entail an over-estimation of the yields.
Fourth, as was emphasised in section IV.1.c., a correct simulation of paddy fields by SWAT would require to use the pothole characteristic, which was not possible in this application in the Jaldhaka watershed. Hence, in SWAT rice fields were simulated as regular fields which are not impounded. This should obviously lead to wrong yield calculations, in particular for the Sum-mer_Rice and Pre-Monsoon_Rice which are irrigated, hence impounded. This limitation may not impact as much the yield simulation of rainfed Monsoon_Rice.
All these reasons imply that the yields simulated by SWAT are not reliable, although calculated values are close to the administrative statistics for clean rice and potato. Analyses of modelling output should not utilise the crop yields simulated by SWAT.
4.2.g SimplificationsandlimitationsofthemodellingThe Table 22 summarises the simplifications and limitations of the modelling. As the dataset was
limited (no monthly groundwater levels, only the streamflow was on a daily time step and this only for 2 gauges) and the model was not validated with an independent dataset, the current version is only valid to show monthly or annual average trends at the scale of the whole watershed. In particular, it should not be used to analyse outputs of individual month, year or sub-watershed.
Application of this modelling is reported in de Condappa et al. (2011).
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Stockholm Environment Institute
Table 22: Simplifications and limitations of the modelling.
category Limitation Why? consequence
Ponding of paddy field should be modelled in SWAT with a pothole
Ignored Only one HRU per sub-watershed can be a pothole in SWAT 2009
The hydrological functioning of a paddy field is not modelled cor-rectly, which could affect calcula-tions of:rice yield,water budget terms around the paddy field (evapotranspiration, groundwater recharge, surface and sub-surface runoff).
Domestic & industrial water consumption
Ignored No data Should not be an issue as there is no major city nor industries along the Jaldhaka. Moreover these demands usually consume little water as compared to irrigation.
Deep aquifer Ignored Deep aquifer pro-cesses in such alluvial context were assumed to be governed by lat-eral transfers between regions outside of the Jaldhaka watershed.
Should not affect the hydrological modelling of the Jaldhaka river network.
Crop yield not simulated cor-rectly
Possible bad represen-tation in SWAT of the crops and agricultural practices in the Jald-haka watershed.
Analysis of the current and sce-nario contexts ignored SWAT's simulations for crop yields.
Snow accu-mulation and melting upstream
Ignored No data on snow accumulation and lapse in temperature
Should be negligible as main rain occurs during the warm period.
Groundwater pumping for irrigation
Considered constant in SWAT
Cumbersome to enter a varying irrigation in management table (mgt2)
Streamflow Available only at 2 locations downstream
Data restriction in India
Not analyses are possible at sub-watershed scale but only for the whole watershed.
56
Application of SWAT and a Groundwater Model for Impact Assessment
5 DIScUSSIon
5.1 … on the input datasetInput data is a critical requirement for a successful modelling and are of two sorts: (i) data charac-terising the studied region and (ii) the forcing data to calibrate and validate the model. A fair dataset was gathered in this work and we tried to complement gaps. This enabled a satisfactory modelling of average trends at the watershed scale. There were nonetheless some shortcomings. In term of data characterising the studied region, climatic data, and in particular rainfall, is the primary input data. In the Jaldhaka watershed, the daily rainfall was the most varying variable within a month, followed by wind while the humidity was less variable and the temperature almost stable monthly-wise (Figures 10 and 11). Hence the priority to capture the climatic characteristics of a region is to gather rainfall and wind data at a time and space resolution as fine as possible, while humidity and temperatures could be compiled at a coarser scale. In this work, we collected daily climatic data at two local stations and complemented with a gridded daily rainfall dataset to include a spatial representation of the variability of rainfall.
To characterise succinctly watershed, SWAT generates Hydrologic Response Units (HRUs) from the topographical, soil and landuse information. Obtaining topographical data, ie., the Digital Elevation Model (DEM), is usually not an issue for large watersheds / basins, as it was the case in this work with the Shuttle Radar Topography Mission (SRTM). Soil information was the second information required to create the HRUs and describe the soil hydrological processes and vegetation growth cycles. Quali-tative information is usually accessible through international database, such as the FAO Digital Soil Map of the World or the World Reference Base, or national agencies, as was the case in this work with the soil map of the Indian National Bureau of Soil Survey and Landuse Planning. A agro-hydrological model like SWAT however requires quantitative soil data usually not as available, such as the thick-ness of the different horizons, the soil texture (e.g., percentage of clay, silt, sand), and the soil structure (e.g., soil water retention parameter such as the Available Water Capacity in SWAT – AWC -, the soil conductivity parameter such as the empirical curve number CN2 in SWAT) in these horizons. In our case, we did not have specific local data for these quantitative soil parameters and we used instead the free Harmonised World Soil Database. This international database was not matching with the local soil knowledge and literature hence we had to adjust and complement to / with the local knowledge. During SWAT’s calibration, we found that the most sensitive soil parameters were the AWC, the soil thickness and the curve number CN2. One may question the relevance of modifying these three last soil parameters as they should be estimated based on local data, which we try to attain before the cali-bration. Modifying the soil thickness could indeed be questioned as it is informed by the soil map, although in an approximative manner. However, the AWC and the curve number are much dependent of the soil structure, i.e., the arrangement of the soil particles in the soil medium, which is extremely variable in space and time, thus these two parameters can be considered as calibration parameters.
The landuse is the third layer necessary to generate the HRUs. In addition to describing the land occupation, it should inform as much as possible on the cropping patterns in agricultural lands. Our case was ideal as we contributed to the generation of a fine resolution landuse map in the context the AgWater Solutions Project in the Jaldhaka watershed. In case no specific landuse map is accessible, an alternative could be to gather landuse map from international database and try to use available tools, such as Google Earth, to attempt to improve the landuse map.
In this work without reservoirs in the watershed and in addition to generate HRUs, crop information and management practices are necessary to describe appropriately the cropping sequences. Crop data pertain to agronomic properties for simulating the growth of vegetation and the crop yields. We lacked the specific characteristics for the crops grown in the Jaldhaka and approximated them with values
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Stockholm Environment Institute
present in the ArcSWAT crop database. This was one of the causes of our failure to simulate correctly crop yields in the Jaldhaka basin. Finally, knowledge of management practices, such as irrigation and fertilisation applications, are essential as well. Though we collected typical irrigation time-schedules during the groundtruthing of the landuse map developed in AgWater Solution project, we had no sys-tematic and continuous information on the current and past irrigation amount in the watershed. Alter-natively, we approximated fairly well these irrigations using the precise landuse map and taking the trivial assumption that farmers growing an irrigated crop (e.g., Summer_Rice) have the mean to irri-gate. Subsequently and in a further approximation, we chose for the irrigation amount values reported in the literature for West Bengal regions. Regarding the fertilisation, we possessed no data specific to the Jaldhaka watershed map and instead used the auto-fertilisation function of SWAT. This was not satisfactory and surely contributed to a wrong simulation of crop yields.
With respect to forcing data, the two variables considered here were streamflows and groundwater levels. Availability of the measured streamflows at the outlet of the watershed was critical to calibrate SWAT, which guaranteed a reproduction of the integrated hydrological signature of the watershed. Moreover, the streamflows being highly variable within a month, it is advisable to collect daily meas-urements, which was feasible in this work. We lacked however measurements at intermediary location in the watershed and therefore we could not simulate sub-watershed hydrological processes.
The groundwater data was particularly required in the Jaldhaka watershed as groundwater is the predominant source for irrigation and it was therefore important to model it appropriately. In India groundwater levels are more easily obtainable than streamflows and, in our case and thanks to the State Water Investigation Directorate of West Bengal, a good dataset of groundwater levels was available free of cost. Although this dataset was limited as it was not monthly, which means that we might have missed the months when groundwater levels are the deepest or the shallowest, it enabled the simula-tion of groundwater levels fluctuation. We missed in our dataset measured values of the specific yield in the Jaldhaka watershed, that we eventually approximated with range of values for whole India.
5.2 … on the model set upOne characteristic of this work is to have associated two different models: SWAT and the ground-water model developed by Tomer et al. (2010). The groundwater model enabled the interpretation of the measured groundwater levels, which was impossible with the version of SWAT used here (SWAT 2009, version 433). Subsequently, the groundwater model translated the variation in groundwater levels into fluctuation of groundwater recharge. SWAT also contributed to the determination of the recharge by improving its spatial and temporal variation, with respect to properties of the overlaying soil cover. Eventually both models interacted to simulate correctly the recharge with respect to the rainfall and the groundwater levels.
An additional benefit of using the groundwater model was to guide SWAT in reproducing the buff-ered groundwater baseflow, which is essential to simulate the perennial nature of the Jaldhaka river. Indeed, the first calibration runs with SWAT failed critically to model the baseflow during the dry season (Figure 33). The calculations of the groundwater model motivated the reduction of SWAT’s groundwater parameter ALPHA_BF to an extremely small value, which improved drastically the sim-ulation of the streamflows. Since the final value of ALPHA_BF is smaller than the range mentioned by Neitsch et al. (2010), this case is extreme in term of SWAT’s groundwater modelling and the ground-water model was critical to guide towards this singular setting.
Application of this modelling is reported in de Condappa et al. (2011).
58
Application of SWAT and a Groundwater Model for Impact Assessment
6 concLUSIon
This paper contributed to the understanding of potential for development of Agricultural Water Man-agement (AWM) in the watershed of the Jaldhaka river, a tributary to the Brahmaputra river, located in Bhutan, India and Bangladesh. An application of the Soil Water Assessment Tool (SWAT) and of the lumped groundwater model of Tomer et al. (2010) was developed as a tool to study AWM develop-ment scenarios in the Jaldhaka watershed.
The first stage of this work was to collect data / information to characterise the natural and agricul-tural contexts of the Jaldhaka watershed. The watershed has a contrasted topography, with mountains upstream and large plains downstream. It experiences high rainfall with a monsoonal pattern and an average of 3,300 mm/year. The river flow is perennial with recurrent occurrence of flood events during the monsoon. The aquifers are alluvial in the region and the groundwater levels are shallow and stable in the watershed. This study contributed to the development of a precise landuse map which identifies in particular the different cropping sequences in agricultural lands. Agricultural statistics were gath-ered at administrative levels and the irrigation in the watershed was found to be predominantly from groundwater, with diesel pumps, and to irrigate rice during summer and potato during winter.
A fairly large dataset was gathered and we tried to complement gaps. There were nonetheless some shortcomings. In term of data characterising the studied region, climatic data, and in particular rainfall, are the most required input data. In the Jaldhaka watershed, the daily rainfall and wind were the critical climate data as they were the most varying variable within a month. Soil information is usually avail-able in a qualitative form but quantitative information necessary for agro-hydrological modelling is rarer and in our case we combined local soil knowledge and literature with an international database. The landuse map describes the land occupation and should inform as much as possible on the cropping pattern in agricultural lands. Our case was ideal as we contributed to the generation of a fine resolution landuse map in the context the AgWater Solutions Project in the Jaldhaka watershed. Precise knowl-edge of irrigation patterns is required to account for anthropogenic water uses and simulate correctly crop cultivations. Though we had no systematic and continuous information on the current and past irrigation in the watershed, we approximated it fairly well using the precise landuse map and irrigation amount values reported in the literature for West Bengal regions. We lacked specific agronomic infor-mation on crops and agricultural practices in the Jaldhaka watershed and consequently failed to repro-duce correctly crop yields. With respect to calibration data, we used streamflows and groundwater levels. Availability of the measured streamflow at the outlet of the watershed was critical to calibrate SWAT, which guaranteed a reproduction of the integrated hydrological signature of the watershed but we lacked however measurement at intermediary locations in the watershed and therefore we could not simulate sub-watershed hydrological processes. The groundwater data was particularly required in the Jaldhaka watershed as groundwater is the predominant source for irrigation and it was important to model it appropriately. We gathered a good dataset of groundwater levels and were able to simulate fluctuation of groundwater levels.
A characteristic feature of this work was to have associated in an interactive manner the model SWAT with the groundwater model of Tomer et al. (2010). The last enabled the interpretation of the measured groundwater levels, which was impossible with SWAT and which was particularly impor-tant in the context of the Jaldhaka watershed. It also guided SWAT in reproducing correctly the buff-ered groundwater baseflow, which is critical to simulate the perennial nature of the Jaldhaka river. At the same time, SWAT interpreted the measured streamflows and improved the spatial and temporal description of the groundwater recharge. Eventually both models interacted to convergence to a sat-isfactory simulation of hydrological processes in the Jaldhaka watershed. However, the model set-up failed to reproduce adequately the crop yields.
59
Stockholm Environment Institute
This modelling framework was applied in an accompanying report (de Condappa et al. 2011) to study the current state of the hydrology in the Jaldhaka watershed and the impacts of two types of AWM scenarios.
60
Application of SWAT and a Groundwater Model for Impact Assessment
AcknoWLEDGEMEnTS
This work was supported by the AgWater Solutions project, funded by the Bill and Melinda Gates Foundation. We are also thankful to the following persons for their contribution (by alphabetical order):
• Nyayapati Aakanksh, International Water Management Institute, for supporting request of stream-flow data.
• Badrul Alam, International Development Enterprises - Bangladesh, for supporting request of streamflow data.
• U. S. Aich, Directorate of Agriculture (Kolkata), for providing agricultural statistics on potatoes.
• Saswati Bandyopadhyay, State Water Investigation Directorate (West Bengal), for providing groundwater data.
• Gopal Barma, Assistant Director of Agriculture (Administration, Mathabhanga), for providing agricultural statistics.
• Salim Bhuiyan, Bangladesh Water Development Board, for providing streamflow data.
• Suman Biswas, International Development Enterprises India, for support during field works.
• S. Biswas, Agricultural University of Cooch Behar, for providing information on soils.
• P. K. Biswas, Assistant Agricultural Meteorologist (Jalpaiguri), for providing a copy of Kundu and Soppe (2002).
• Aniruddha Brahmachari, International Development Enterprises India, for support during field works and data collection.
• Annemarieke de Bruin, Stockholm Environment Institute, for sharing results of the Participatory GIS in the Jaldhaka watershed.
• Xueliang Cai, International Water Management Institute, for contributing to the development of the landuse map.
• Howard Cambridge, Stockholm Environment Institute, for advices on SWAT.
• D. Dutta, Indian Space Research Organisation, for general advices.
• Sylvain Ferrant, Indo-French Center for Groundwater Research, for numerous advices on SWAT.
• Charlotte de Fraiture, International Water Management Institute, for initial advices.
• Victor Kongo, Stockholm Environment Institute, for advices on SWAT.
• Monique Mikhail, Stockholm Environment Institute, for sharing results of the Participatory GIS in the Jaldhaka watershed.
61
Stockholm Environment Institute
• K. K. Mondal, Director of the Bureau of Applied Economics & Statistics (Kolkata), for providing agricultural statistics.
• Aditi Mukherji, International Water Management Institute, for numerous advices on groundwater and data collection.
• Rajiv Pradhan, Director of International Development Enterprises - Bangladesh, for supporting request of streamflow data.
• Mala Ranawake, International Water Management Institute, for supporting data requests.
• Adam Regis, Stockholm Environment Institute, for administrative works.
• Bhaskar Roy, Assistant Director of Agriculture (Cooch Behar), for providing general information.
• Bharat Sharma, International Water Management Institute, for supporting request of streamflow data.
• Raghuwanshi Narendra Singh, Indian Institute of Technology Kharagpur, for providing data of Raghuwanshi et al. (2007).
• A. K. Sinha, Agricultural University of Cooch Behar, for providing information on soils.
• Jean Philippe Venot, International Water Management Institute, for support on ArcSWAT inter-face.
• Hua Xie, International Food Policy Research Institute, for advices on SWAT.
62
Application of SWAT and a Groundwater Model for Impact Assessment
An
nEx
Tabl
e A
.1:
Soil
para
met
ers.
Lig
ht o
rang
e: d
ata
from
the
orig
inal
soi
l map
from
the
Indi
an N
atio
nal B
urea
u of
Soi
l Sur
vey
and
Land
use
Plan
ning
.
Ligh
t gre
y: p
aram
eter
s de
rived
by
cros
sing
soi
l map
dat
a w
ith in
form
atio
n fr
om th
e Pr
inci
pal A
gric
ultu
ral O
ffice
r, C
ooch
Beh
ar. L
ight
blu
e: d
ata
from
the
Har
mon
ised
Wor
ld S
oil D
ata-
base
. Lig
ht y
ello
w:
data
eve
ntua
lly e
nter
ed in
SW
AT.
Riv
W001
W002
W003
W004
W006
W007
W008
W010
W018
W025
W026
W028
USD
A T
axon
omy
Lith
ic
Udo
r-th
ents
Typi
c U
dor-
then
ts
Um
bric
D
ystr
o-ch
rept
s
Typi
c D
ys-
troc
hrep
tsU
mbr
ic
Dys
tro-
chre
pts
Fluv
entic
Eu
tro-
chre
pts
Typi
c H
ap-
laqu
ents
Aqu
ic
Ust
iflu-
vent
s
Typi
c U
stor
then
tsA
quic
U
stifl
u-ve
nts
Aer
ic H
ap-
laqu
epts
Typi
c Fl
u-va
quen
ts
Posi
tion
Jald
-ha
ka
Rive
r
Hill
s an
d si
de
slop
es
(bro
wn
fore
st
soils
)
Hill
s an
d si
de
slop
es
(bro
wn
fore
st
soils
)
Hill
s an
d si
de
slop
es
(bro
wn
fore
st
soils
)
Hill
s an
d si
de
slop
es
(bro
wn
fore
st
soils
)
Pied
mon
t pl
ain
(Ter
ai
soils
)
Pied
mon
t pl
ain
(Ter
ai
soils
)
Pied
mon
t pl
ain
(Ter
ai
soils
)
Act
ive
allu
vial
pl
ain
(Flo
od
plai
n so
ils)
Rece
nt a
llu-
vial
pla
in
(mos
t rec
ent
soils
)
Rece
nt
allu
vial
pl
ain
(mos
t re
cent
so
ils)
Rece
nt
allu
vial
pl
ain
(mos
t re
cent
so
ils)
Rece
nt a
llu-
vial
pla
in
(mos
t rec
ent
soils
)
Slop
e po
sitio
nVe
ry
stee
p sl
ope
Stee
p sl
ope
Stee
p sl
ope
Stee
p sl
ope
Gen
tleVe
ry g
en-
tleVe
ry g
entle
Very
gen
-tle
, on
activ
e al
luvi
al
plai
ns
Very
gen
tle,
on r
ecen
t al
luvi
al p
lain
s
Very
gen
-tle
, on
rece
nt
allu
vial
pl
ains
Very
gen
-tle
, on
rece
nt a
llu-
vial
pla
ins
Very
gen
tle,
on r
ecen
t al
luvi
al
plai
ns
Dep
thSh
allo
wM
oder
ate
shal
low
Dee
pM
oder
ate
shal
low
Very
dee
pVe
ry d
eep
Very
dee
pVe
ry d
eep
Very
dee
pVe
ry d
eep
Very
dee
pVe
ry d
eep
Dra
inag
eEx
cess
ive
Exce
ssiv
eW
ell
Wel
lIm
perf
ect
Impe
rfec
tPo
orM
oder
-at
ely
wel
lPo
orIm
perf
ect
Poor
Poor
Eros
ion
Seve
reSe
vere
Mod
erat
eM
oder
ate
Mod
erat
eM
oder
ate
--
--
-M
oder
ate
Floo
d-
--
--
--
Mod
erat
e-
Mod
erat
e-
-
Text
ure
Gra
velly
lo
amy
Coa
rse
loam
yFi
ne
loam
yG
rave
lly
loam
yC
oars
e lo
amy
Fine
lo
amy
Coa
rse
loam
yC
oars
e lo
amy
Coa
rse
loam
yC
oars
e lo
amy
Fine
loam
yFi
ne s
ilty
63
Stockholm Environment Institute
Riv
W001
W002
W003
W004
W006
W007
W008
W010
W018
W025
W026
W028
Der
ived
text
ure
Sand
y Lo
amSa
ndy
Loam
Sand
y Lo
amLo
amSa
ndy
Loam
Sand
y Lo
amLo
amSa
ndy
Loam
Sand
y Lo
amSa
ndy
Loam
Sand
y Lo
amLo
amSi
lt Lo
am
Mat
ched
HW
SD
units
3703
3717
3662
3662
3662
3849
3850
3683
3703
3850
3850
3850
3850
Top
soil
text
ure
( per
cen
t) G
rave
l: Sa
nd:
Silt:
Cla
y
5:78
: 13
:926
:43:
34
:23
20:4
2:
37:2
111
:44:
33
:23
10:4
1:
39:2
04:
39:
41:2
09:
34:
43:2
39:
42:
36:2
24:
37:
40:2
39:
42:
36:2
24:
49:
32:1
99:
34:
43:2
34:
33:
45:2
2
Soil
dept
h (c
m)
100
1010
010
010
010
010
010
010
010
010
010
010
0
AW
C (m
m/m
m)
0.15
0.01
0.15
0.15
0.10
0.15
0.15
0.15
0.15
0.15
0.15
0.15
0.15
Top
soil
dry
bulk
de
nsity
(g/c
m3 )
1.6
1.4
1.4
1.4
1.4
1.4
1.4
1.4
1.4
1.4
1.4
1.4
1.4
Top
soil
orga
nic
cont
ent
( per
cen
t)
0.6
1.4
1.4
1.0
1.4
0.9
0.8
1.0
1.1
1.0
1.1
0.8
3.7
Sub
soil
text
ure
( per
cen
t) G
rave
l:San
d:
Silt:
Cla
y
--
35:4
4:
35:2
126
:35:
24
:41
20:4
5:
35:2
08:
41:
38:2
17:
28:
38:3
412
:40:
35
:25
5:36
: 36
:28
12:4
0:
35:2
58:
52:
28:2
07:
28:
38:3
45:
37:
35:2
8
Sub
soil
dry
bulk
de
nsity
(g/c
m3 )
1.4
-1.
41.
31.
41.
41.
31.
41.
31.
41.
41.
31.
3
Sub
soil
orga
nic
cont
ent
( per
cen
t)
0.3
-0.
60.
40.
50.
40.
30.
40.
40.
40.
40.
30.
7
64
Application of SWAT and a Groundwater Model for Impact Assessment
Riv
W001
W002
W003
W004
W006
W007
W008
W010
W018
W025
W026
W028
Cor
rect
ed to
p so
il te
xtur
e ( p
er c
ent)
Gra
vel:S
and:
Si
lt:C
lay
5:78
:13
:926
:68:
19
:13
20:6
2:
27:1
111
:44:
33
:23
10:6
1:
29:1
04:
49:
41:1
09:
34:
43:2
39:
52:
36:1
24:
47:
40:1
39:
52:
36:1
24:
59:
32:9
9:34
: 43
:23
4:23
: 55
:22
Cor
rect
ed s
ub
soil
text
ure
( per
cen
t)G
rave
l:San
d:
Silt:
Cla
y
--
35:7
7:
17:6
26:5
9:
23:1
820
:76:
19
:58:
64:
31:5
7:49
: 33
:18
12:6
7:
26:7
5:62
: 30
:812
:67:
26
:78:
74:
22:4
7:49
: 33
:18
5:38
:45
:17
Hyd
rolo
gic
grou
pA
AA
BA
BC
BB
BB
CC
N°
of la
yers
11
22
22
22
22
22
2
Thic
knes
s la
yer
1 (c
m)
100
5030
4030
5050
5050
5050
5050
Thic
knes
s la
yer
2 (c
m)
--
7010
070
200
200
200
200
200
200
200
200
SOL_
ZMX
(cm
)30
030
030
030
030
030
030
030
030
030
030
030
030
0
AW
C la
yer
10.
080.
100.
150.
200.
150.
200.
250.
200.
200.
200.
200.
250.
30
AW
C la
yer
2-
-0.
100.
150.
100.
150.
200.
150.
150.
150.
150.
200.
25
SOL_
K la
yer
1 (m
m/h
)25
020
010
084
100
5025
5050
5025
1515
SOL_
K la
yer
2 (m
m/h
)-
-15
010
015
010
050
100
100
100
5030
30
65
Stockholm Environment Institute
Tabl
e A.
2: S
WAT
veg
etat
ion
/ cro
p pa
ram
eter
s.
veg
etatio
n
/ cr
op
SWA
T la
ndu
se
un
itc
reate
d f
rom
Modific
atio
ns
phU
(°c
)pa
ram
eter
ori
gin
al v
alu
eM
odifie
d
Larg
e tr
ees
FRSJ
FRSE
(For
est-E
ver-
gree
n)
CH
TMX
10 m
15 m
-T_
OPT
30°C
25°C
Tea
TEA
BRN
GB
(Ran
ge-B
rush
)
BLA
I2
3
-A
LAI_
MIN
00.
7
RDM
X2
m1
m
Med
ium
tr
ees
FRM
JFR
SJ
BLA
I5
4
-RD
MX
3.5
m2
m
CH
TMX
15 m
10 m
T_O
PT25
°C30
°C
Rice
AA
AJ,
AW
JJ a
nd
AW
BJRI
CE
(Ric
e)-
--
Mon
soon
_Ric
e: 2
,220
Pre-
mon
soon
_Ric
e: 1
,540
Sum
mer
_Ric
e: 1
,540
Pota
toA
WJJ
POTA
(Pot
ato)
IDC
Col
d se
ason
an
nual
War
m s
easo
n an
nual
1,33
0T_
OPT
22°C
25°C
T_BA
SE7°
C8°
C
Jute
AW
JJA
GRL
(Agr
icul
tura
l La
nd-G
ener
ic)
BLA
I3
51,
540
RDM
X2
m1
m
Whe
atA
AA
J an
d A
WJJ
SWH
T (S
prin
g W
heat
)
IDC
Col
d se
ason
an
nual
War
m s
easo
n an
nual
1,65
5T_
OPT
18°C
25°C
T_BA
SE0°
C5°
C
66
Application of SWAT and a Groundwater Model for Impact Assessment
Bloc
kDi
stric
tCa
nal
Tank
Rive
r Lift
Area
No.
Area
No.
Area
No.
Area
(ha)
(% o
f tot
al)
(ha)
(% o
f tot
al)
(ha)
(% o
f tot
al)
(ha)
(% o
f tot
al)
Jalp
aigu
ri2,
000
39%
230
06%
1664
013
%4
160
3%Ja
lpai
guri
3,02
040
%2
300
4%40
1,20
016
%9
360
5%Ja
lpai
guri
3,00
044
%1
200
3%29
820
12%
624
04%
Jalp
aigu
ri1,
350
58%
150
2%8
240
10%
Jalp
aigu
ri3,
540
55%
110
02%
1338
06%
282
013
%Ja
lpai
guri
2,24
049
%1
100
2%33
900
20%
280
2%Ja
lpai
guri
1,60
023
%3
300
4%56
1,80
026
%10
400
6%Ja
lpai
guri
1,00
050
%1
100
5%14
280
14%
Jalp
aigu
ri1,
400
61%
110
04%
1024
010
%C
ooch
Beh
ar I
Coo
ch B
ehar
200
1%10
395
2%33
8,84
442
%13
5,44
026
%C
ooch
Beh
ar15
01%
4869
06%
4377
27%
1954
35%
Coo
ch B
ehar
400%
235
0%23
1,26
515
%22
1,73
020
%C
ooch
Beh
ar20
04%
315
03%
3236
88%
849
811
%C
ooch
Beh
ar24
02%
1031
83%
3233
03%
103,
802
39%
Coo
ch B
ehar
100
2%26
641%
2053
212
%12
410
9%C
ooch
Beh
ar50
1%30
120
3%14
418
11%
523
56%
Coo
ch B
ehar
230
2%27
355
2%23
326
2%10
8,23
056
%To
tal
20,3
6017
%16
93,
677
3%43
919
,355
16%
132
22,9
4819
%
Deep
Tub
ewel
l
Alip
urdu
ar I
Dhu
pgur
iFa
laka
taK
alch
ini
Mad
arih
atM
alM
ayna
guri
Met
iali
Nag
raka
ta
Din
hata
ID
inha
ta II
Mat
habh
anga
IM
atha
bhan
ga II
Mek
hlig
anj
Sita
iS
italk
uchi
Tabl
e A
.3:
Sour
ces
of ir
rigat
ion
per
adm
inis
trat
ive
bloc
ks c
onta
inin
g th
e Ja
ldha
ka w
ater
shed
, ye
ar 2
004/
5
Sour
ce o
f dat
a: D
PDW
B (2
005)
67
Stockholm Environment Institute
Bloc
kDi
stric
tO
ther
sTo
tal
No.
Area
No.
Area
No.
Area
No.
Area
(ha)
(% o
f tot
al)
(ha)
(% o
f tot
al)
(ha)
(% o
f tot
al)
(ha)
(% o
f tot
al)
Jalp
aigu
ri94
188
4%20
020
04%
1,38
01,
626
32%
1,69
65,
114
100%
Jalp
aigu
ri37
274
410
%19
019
03%
1,90
01,
715
23%
2,51
37,
529
100%
Jalp
aigu
ri26
653
28%
340
340
5%2,
090
1,64
924
%2,
732
6,78
110
0%Ja
lpai
guri
180
180
8%11
549
321
%30
42,
313
100%
Jalp
aigu
ri29
581%
300
300
5%30
1,20
019
%37
56,
398
100%
Jalp
aigu
ri15
230
47%
250
250
5%76
069
315
%1,
198
4,56
710
0%Ja
lpai
guri
366
732
11%
180
180
3%1,
930
1,81
827
%2,
545
6,83
010
0%Ja
lpai
guri
160
160
8%40
480
24%
215
2,02
010
0%Ja
lpai
guri
5555
2%45
500
22%
111
2,29
510
0%C
ooch
Beh
ar I
Coo
ch B
ehar
5,45
95,
762
27%
1120
91%
117
342
2%5,
643
21,1
9210
0%C
ooch
Beh
ar4,
946
8,50
072
%12
341
84%
9769
36%
5,27
611
,766
100%
Coo
ch B
ehar
4,02
24,
876
57%
108
115
1%28
454
5%4,
205
8,51
510
0%C
ooch
Beh
ar2,
694
2,13
345
%1,
651
876
19%
137
504
11%
4,52
54,
729
100%
Coo
ch B
ehar
5,18
34,
581
47%
6513
01%
9234
44%
5,39
29,
745
100%
Coo
ch B
ehar
1,00
01,
193
27%
3,42
31,
590
36%
298
471
11%
4,77
94,
360
100%
Coo
ch B
ehar
1,41
22,
527
67%
5123
76%
816
24%
1,52
03,
749
100%
Coo
ch B
ehar
3,05
65,
138
35%
4110
81%
1621
91%
3,17
314
,606
100%
Tota
l29
,051
37,2
6830
%7,
328
5,53
85%
9,08
313
,363
11%
46,2
0212
2,50
910
0%
Shal
low
Tub
ewel
lDu
gwel
l
Alip
urdu
ar I
Dhu
pgur
iFa
laka
taK
alch
ini
Mad
arih
atM
alM
ayna
guri
Met
iali
Nag
raka
ta
Din
hata
ID
inha
ta II
Mat
habh
anga
IM
atha
bhan
ga II
Mek
hlig
anj
Sita
iS
italk
uchi
68
Application of SWAT and a Groundwater Model for Impact Assessment
cali-
bra
tion
st
ep
vari
able
an
aly
sed
Sim
ula
-tio
n tim
e st
ep
ou
tpu
t file
con
-si
der
ed
calib
ratio
n p
ara
met
erc
han
ge
applie
dW
hy?
fin
al v
alu
esTa
ble
para
met
er
1Ev
apot
ran-
spira
tion
Ave
rage
m
onth
lyou
tput
.hr
uso
lA
WC
Incr
ease
Incr
ease
ETa
FRSJ
, all
soils
: 0.
25, 0
.15
FRM
J, a
ll so
ils:
0.30
, 0.2
5A
gric
ultu
ral u
nits
, soi
ls g
roup
B &
C:
0.25
, 0.
15
sol
Sol_
ZIn
crea
seFR
SJ, s
oils
gro
up A
: x
2FR
MJ,
soi
ls g
roup
A:
x 1.
5A
gric
ultu
ral u
nits
, soi
ls g
roup
B &
C:
Sol_
Z2 =
300
0 m
m
2Sh
allo
w
grou
nd-
wat
er
rech
arge
Ave
rage
m
onth
lyou
tput
.hr
um
gt1
CN
2In
crea
seD
ecre
ase
rech
arge
FRSJ
, soi
ls g
roup
A:
37FR
SJ, s
oils
B &
C:
77FR
MJ,
soi
ls g
roup
A:
39FR
MJ,
soi
ls g
roup
B &
C:
80TE
AB,
soi
ls g
roup
B &
C:
82A
gric
ultu
ral u
nits
, soi
ls g
roup
A:
63A
gric
ultu
ral u
nits
, soi
ls g
roup
B &
C:
90Ir
rigat
ed M
onso
on_R
ice
– Su
mm
er_R
ice,
al
l soi
ls:
95VI
FA, a
ll so
ils:
93
mgt
1C
N2
Opt
ion
Varie
s w
ith s
lope
sol
Sol_
KD
ecre
ase
Whe
reve
r sl
ope
> 3
%:
x 0.
1
gwG
W_D
ELAY
Dec
reas
e0
days
3Sh
allo
w
grou
ndw
a-te
r ba
se-
flow
Ave
rage
m
onth
lyou
tput
.hr
ugw
ALP
HA
_BF
Dec
reas
eBu
ffer
the
base
flow
0.00
2
gwG
WQ
MIN
Dec
reas
e2,
150
mm
gwRC
HRG
_DP
Dec
reas
e0
4St
ream
-flo
ws
Dai
lyou
tput
.rc
hsu
bC
H_N
(1)
Incr
ease
Buffe
r th
e ru
noff
0.3
rte
CH
_N(2
)In
crea
se0.
5
Tabl
e A
.4:
SWAT
cal
ibra
tion
step
s.
69
Stockholm Environment Institute
Figu
re A
.1:
Exam
ple
of th
e gr
ound
trut
hing
form
(site
GT
35) f
illed
by
the
field
ass
ista
nts
Ada
pted
from
Cai
and
Sha
rma
(201
0).
70
Application of SWAT and a Groundwater Model for Impact Assessment
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