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 Improving Recovery After Stroke A Role for Antidepressant Medications? Harold P. Adams, Jr, MD; Robert G. Robinson, MD A lthough stroke is a leading cause of death in the United Sta tes and around the world, man y people fea r thi s disease because of its nonfatal neurological impairments that lead to disability or dependency. Considerable research has focu sed on lessening the neurological effects of the acute bra in injury. To date, suc ces s is limited. Des pit e the se research efforts, only intravenous thrombolysis and endovas- cular interventions are accepted as effective in limiting the acute effects of ischemic stroke. Although these therapies are ef ficacious, only 3% to 5% of pati ents wi th st roke ar e receiving reperfusion-based therapies due to the very short time windows for treatment. 1 No medical or surgical inter- vention is useful in improving outcomes after intracerebral hemorrhage. Annually, approximately 400 000 Americans need rehabil- itation to help with recovery after stroke. 2 Given the magni- tude of the problem, effective new therapies are needed to augment the process of recovery. These therapies could be giv en as adj unc ts to con ven tio nal re habili tat ion to the se patients who have potentially disabling residual neurological impairments. Because many more patients could be treated, an effective ther apy that maximizes neur olog ical reco very might have a much bigger societal impact than emergency repe rfusion ther apy alone. 3,4 Unfortuna tely , rela tive ly few clinical studies have tested interventions that might augment recovery. The basic science understandings of the process of recovery after stroke have advanced. 5–10 It is now clear that the adult bra in has a real cap acity for phy siolog ica l and ana tomic modifi cat ion s tha t lea d to motor and cog nit ive recovery. 11 This complex proces s is mediated by mult iple mech anis ms includin g enhan ced regi onal meta bolism and resolution of diaschisis. Cellular changes after stroke include proliferation of neural and glial cell precursors, activation of astrocytes and inflammatory cells, migration of blood vessels, increased axonal sprouting, increased branching of dendrites, and deve lopment of new syna pses . 12–14 Neurogenesis after stro ke also includes prod ucti on of proge nito r cells in the subv entr icul ar zone , hippocampus, and othe r brain regions that migrate into areas of infarction. In experimental models, the maximal effects are seen within the first 2 to 3 weeks after stroke and may extend for 3 to 6 months. 5 Pote ntia l inte rven tion s to enhance rest orat ive proc esse s inc lude admini str ati on of gro wth fac tor s, use of ma rrow str oma l cel ls or ery thr opo iet in, robotic ass istance, bra in stimulati on, and intralesional stem cell transplantation. 15–18 Some of these interventions likely will be expensive and may requ ire spec ial exper tise , resources, and tech nolo gy that could limit their use. Another approach would be the adjunc- tive use of pharmacological therapies. 19 Clinical studies of the pote ntia lly posi tive impact of medi cati ons have begun to emerge. 20,21 Laboratory studies of medications that increase brain concentrations of brain amines (serotonin, dopamine, etc), including amphetamines, demonstrate a positive impact on outcomes. 22 However, clinical trials have found conflict- ing results and some of these medications may not be optimal for treatment of patients with recent stroke. 23 Another promising approach is the use of antidepressants, particularl y in management of patients who are not depressed. Depression is a common consequence of ischemic stroke; it occurs in approximately 25% to 30% of patients and it peaks within the first 3 to 6 months. 24 When adjusti ng for age, severi ty of stroke, and oth er cov ari abl es, dep ression has major negative effects on cognitive and motor recovery and is associated with increased mortality and an increased risk of recu rren t vasc ular even ts. 24,25 Howeve r, the re have been concerns about the safety of the antidepressants when given to elderly patients. In particular, the risk of bleeding may be increased because of potential interactions with antiplatelet age nts. Some obs ervational studie s hav e rep ort ed an in- creased risk of either hemorrhagic or ischemic stroke among olde r pati ents taki ng anti depr essa nt medi cati ons, where as others have not found these associations. 26–31 In addition, the use of antidepressants in preventing depression after stroke also has been debated. For example, a small randomized trial reported that early administration of sertraline reduced the incidence of depression (16.7% [8 of 48] versus 21.6% [11 of 51] for pla ceb o,  P0.59). 32 However, the nons igni fica nt results may be explained in part by the limited number of patients in the study. Based on a meta-analysis of randomized trials, Fournier et al 33 concluded that the medications were effective in treating severe depression but of uncertain effi- cac y in less sev ere ly dep ressed pat ien ts. In a reb utt al, Isaccson and Adler 34 noted that the scales used in the trials Received December 1, 2011; final revision received February 22, 2012; accepted March 22, 2012. From the Departments of Neurology (H.P.A.) and Psychiatry (R.G.R.), Carver College of Medicine, University of Iowa, Iowa City, IA. Correspondence to Harold P. Adams, Jr, MD, Department of Neurology, University of Iowa, 200 Hawkins Drive, Iowa City, IA 52242-1053. E-mail [email protected] (Stroke. 2012;43:2829-2832.) © 2012 American Heart Association, Inc. Stroke is available at http://stroke.ahajournals.org DOI: 10.1161/STROKEAHA.111.640524  2829  by guest on December 21, 2014 http://stroke.ahajournals.org/ Downloaded from 

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  • Improving Recovery After StrokeA Role for Antidepressant Medications?

    Harold P. Adams, Jr, MD; Robert G. Robinson, MD

    Although stroke is a leading cause of death in the UnitedStates and around the world, many people fear thisdisease because of its nonfatal neurological impairments thatlead to disability or dependency. Considerable research hasfocused on lessening the neurological effects of the acutebrain injury. To date, success is limited. Despite theseresearch efforts, only intravenous thrombolysis and endovas-cular interventions are accepted as effective in limiting theacute effects of ischemic stroke. Although these therapies areefficacious, only 3% to 5% of patients with stroke arereceiving reperfusion-based therapies due to the very shorttime windows for treatment.1 No medical or surgical inter-vention is useful in improving outcomes after intracerebralhemorrhage.

    Annually, approximately 400 000 Americans need rehabil-itation to help with recovery after stroke.2 Given the magni-tude of the problem, effective new therapies are needed toaugment the process of recovery. These therapies could begiven as adjuncts to conventional rehabilitation to thesepatients who have potentially disabling residual neurologicalimpairments. Because many more patients could be treated,an effective therapy that maximizes neurological recoverymight have a much bigger societal impact than emergencyreperfusion therapy alone.3,4 Unfortunately, relatively fewclinical studies have tested interventions that might augmentrecovery. The basic science understandings of the process ofrecovery after stroke have advanced.510 It is now clear thatthe adult brain has a real capacity for physiological andanatomic modifications that lead to motor and cognitiverecovery.11 This complex process is mediated by multiplemechanisms including enhanced regional metabolism andresolution of diaschisis. Cellular changes after stroke includeproliferation of neural and glial cell precursors, activation ofastrocytes and inflammatory cells, migration of blood vessels,increased axonal sprouting, increased branching of dendrites,and development of new synapses.1214 Neurogenesis afterstroke also includes production of progenitor cells in thesubventricular zone, hippocampus, and other brain regionsthat migrate into areas of infarction. In experimental models,the maximal effects are seen within the first 2 to 3 weeks afterstroke and may extend for 3 to 6 months.5

    Potential interventions to enhance restorative processesinclude administration of growth factors, use of marrowstromal cells or erythropoietin, robotic assistance, brainstimulation, and intralesional stem cell transplantation.1518Some of these interventions likely will be expensive and mayrequire special expertise, resources, and technology thatcould limit their use. Another approach would be the adjunc-tive use of pharmacological therapies.19 Clinical studies of thepotentially positive impact of medications have begun toemerge.20,21 Laboratory studies of medications that increasebrain concentrations of brain amines (serotonin, dopamine,etc), including amphetamines, demonstrate a positive impacton outcomes.22 However, clinical trials have found conflict-ing results and some of these medications may not be optimalfor treatment of patients with recent stroke.23

    Another promising approach is the use of antidepressants,particularly in management of patients who are not depressed.Depression is a common consequence of ischemic stroke; itoccurs in approximately 25% to 30% of patients and it peakswithin the first 3 to 6 months.24 When adjusting for age,severity of stroke, and other covariables, depression hasmajor negative effects on cognitive and motor recovery and isassociated with increased mortality and an increased risk ofrecurrent vascular events.24,25 However, there have beenconcerns about the safety of the antidepressants when givento elderly patients. In particular, the risk of bleeding may beincreased because of potential interactions with antiplateletagents. Some observational studies have reported an in-creased risk of either hemorrhagic or ischemic stroke amongolder patients taking antidepressant medications, whereasothers have not found these associations.2631 In addition, theuse of antidepressants in preventing depression after strokealso has been debated. For example, a small randomized trialreported that early administration of sertraline reduced theincidence of depression (16.7% [8 of 48] versus 21.6% [11 of51] for placebo, P0.59).32 However, the nonsignificantresults may be explained in part by the limited number ofpatients in the study. Based on a meta-analysis of randomizedtrials, Fournier et al33 concluded that the medications wereeffective in treating severe depression but of uncertain effi-cacy in less severely depressed patients. In a rebuttal,Isaccson and Adler34 noted that the scales used in the trials

    Received December 1, 2011; final revision received February 22, 2012; accepted March 22, 2012.From the Departments of Neurology (H.P.A.) and Psychiatry (R.G.R.), Carver College of Medicine, University of Iowa, Iowa City, IA.Correspondence to Harold P. Adams, Jr, MD, Department of Neurology, University of Iowa, 200 Hawkins Drive, Iowa City, IA 52242-1053. E-mail

    [email protected](Stroke. 2012;43:2829-2832.) 2012 American Heart Association, Inc.Stroke is available at http://stroke.ahajournals.org DOI: 10.1161/STROKEAHA.111.640524

    2829 by guest on December 21, 2014http://stroke.ahajournals.org/Downloaded from

  • included in the meta-analysis were not sufficiently sensitiveto detect treatment effects and, thus, the conclusions couldnot be sustained. This observation is supported by thefindings of Hackett et al.35 In addition, a Cochrane systemicreview found that antidepressant medications are effective intreating depression after stroke.36 Another meta-analysis per-formed by Yi et al37 found that fluoxetine is beneficial forprevention of poststroke depression although it did not reducethe severity of the depressive symptoms. Based on theavailable data, current American Heart Association guide-lines recommend regular screening for depression for strokeand if depression is detected, antidepressants are advised.38Given these recommendations, enrolling depressed patientsinto a randomized placebo-controlled trial testing the use ofantidepressants in improving neurological outcomes wouldbe problematic.

    Remission of depression is associated with improvedoutcomes with rehabilitation, which implies that the admin-istration of antidepressant medications might potentially aug-ment recovery.3941 Recent data show that antidepressantmedications also might be useful in fostering recovery innondepressed patients.41,42 Because antidepressant medica-tions are widely and safely used, they would be strongcandidates to be used as adjunctive agents in the subacutephase of stroke. The selective serotonin reuptake inhibitorsare of particular interest because of their safety profile inpatients with heart disease and stroke.43,44 Laboratory re-search also supports the use of selective serotonin reuptakeinhibitors as a tactic to maximize recovery after stroke.4547

    Several clinical studies, testing different agents, haveevaluated the potential use of the selective serotonin reuptakeinhibitor medications in several settings after stroke. Whencompared with a control group that received placebo, Dam etal48 found that fluoxetine (20 mg/day) facilitated motorrecovery among patients receiving physical therapy. Frueh-wald et al49 initiated fluoxetine therapy (20 mg/day) within 2weeks after stroke to 24 patients and continued treatment for12 weeks; they found sustained benefits from treatment at 18months when compared with a group of patients treated witha placebo. In a study using functional MRI, Pariete el al50reported that a single dose of fluoxetine (20 mg) led tohyperactivation of the ipsilesional insular and lateral motor51cortex at 5 hours when compared with placebo; they alsofound that fluoxetine improved finger-tapping speed as wellas strength of the paretic arm. In a crossover study of 8patients with chronic stroke, Zittel et al52 reported that asingle (40 mg) dose of citalopram improved motor perfor-mance on a peg board when compared with the responsesamong patients receiving placebo. In another study, Acler etal53 gave citalopram (10 mg/day) for 1 month to 10 patientswith stroke and reported greater improvements in the Na-tional Institutes of Health Stroke Scale when compared with10 patients treated with placebo. Bilge et al39 treated patientswith poststroke depression with citalopram (20 mg/day) for 6months and found improvements in the scores of the Scan-dinavian Stroke Scale, modified Rankin Scale, and BarthelIndex at 12 months; the results paralleled improvement in thedepression. Another trial found that paroxetine improvedmotor outcomes after stroke.54 A crossover study that in-

    cluded functional MRI reported that reboxetine increased gripstrength and finger dexterity and was associated with areduction in cortical hyperactivity.51

    The 2 largest studies were conducted by Chollet et al44 andour group.42 In the former study, 57 patients were treated withfluoxetine (20 mg/day) and 56 patients received placebo for 3months beginning within 10 days of stroke. All patientsneeded rehabilitation and the mean baseline National Insti-tutes of Health Stroke Scale scores were approximately 13 inboth groups. At 3 months, improvements in the Fugl-Meyermotor scores were significantly higher with fluoxetine (34points; 95% CI, 29.738.4) than with placebo (24 points; 95%CI, 19.928.7.) Similarly, modified Rankin Scale scores of 0to 2 were achieved in 26% of fluoxetine-treated patients and9% of control subjects. In a 3-arm trial that enrolled patientswithin 3 months of stroke and treated for 3 months, wecompared 32 patients treated with fluoxetine (40 mg/day), 22patients treated with nortriptyline (100 mg/day), or 29 pa-tients administered placebo. After controlling for age, depres-sion, rehabilitation intensity, and baseline severity of stroke,improvements in the modified Rankin Scale were signifi-cantly greater at 12 months with treatment (t[156]3.17,P0.002.)42 Furthermore, follow-up of this group found that70% of the patients treated with antidepressants had survived7 years compared with 36% of those given placebo(P0.001.)42 In another multicenter, randomized, placebo-controlled trial, we demonstrated that escitalopram (10 mg/day) given for 1 year prevents development of poststrokedepression and was associated with improved short- andlong-term memory recovery, even after controlling for age,sex, and baseline cognitive function.43,55 These findings arebuttressed by the results of the project of Simis and Nitrin56who reported that citalopram was associated with improvedmemory and attention.

    Although these studies are relatively small, they demonstratethe potentially positive impact of the adjunctive use of selectiveserotonin reuptake inhibitor medications in treatment of nonde-pressed patients with recent stroke.3 Interest in the potentialefficacy of antidepressants in improving outcomes after stroke,especially in nondepressed patients, is considerable. The selec-tive serotonin reuptake inhibitors appear to augment motor andcognitive recovery. The medications seem to be relatively safe inpatients with stroke.43,44,55 Because the prices of the medica-tions are relatively inexpensive (for example, US $4 permonth for fluoxetine), the cost-effectiveness of these agentscould be considerable. Although the preliminary data arepromising, they are not definitive. A recommendation forwidespread use of antidepressants in the management ofpatients with recent stroke is premature. Larger trials areneeded to test the use of antidepressants in a broad range ofpatients with recent stroke. If these trials replicate the resultsof the recent studies, the overall impact of adjunctive antide-pressant therapy could represent a major advance in the careof persons surviving stroke.

    DisclosuresDr Adams is a consultant (member of adjudication panel) for Merck$10 000; a consultant (member of safety panel) for Medtronic$10 000; and has received grant support from the National Insti-

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  • tutes of Neurological Disorders and Stroke $10 000. Dr Robinsonis a consultant for Avanir $10 000 and an expert witness$10 000.

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    KEY WORDS: antidepressant medications selective serotonin reuptake in-hibitors stroke recovery

    2832 Stroke October 2012

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  • Harold P. Adams, Jr and Robert G. RobinsonImproving Recovery After Stroke: A Role for Antidepressant Medications?

    Print ISSN: 0039-2499. Online ISSN: 1524-4628 Copyright 2012 American Heart Association, Inc. All rights reserved.

    is published by the American Heart Association, 7272 Greenville Avenue, Dallas, TX 75231Stroke doi: 10.1161/STROKEAHA.111.640524

    2012;43:2829-2832; originally published online August 2, 2012;Stroke.

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