7
Level of asthma control and health care utilization in Asia-Pacific countries Laura S. Gold a, *, Phillip Thompson b , Sundeep Salvi c , Rab A. Faruqi d , Sean D. Sullivan a a Pharmaceutical Outcomes Research and Policy Program, School of Pharmacy, University of Washington, Seattle, WA, USA b Lung Institute of Western Australia and Centre for Asthma, Allergy, and Respiratory Research, University of Western Australia, Nedlands, Australia c Chest Research Foundation, Maharashtra, India d Global Medical Affairs, Merck & Co., Inc, Whitehouse Station, NJ, USA Received 17 September 2013; accepted 13 December 2013 Available online 24 December 2013 KEYWORDS Global Initiative for Asthma (GINA) guidelines; Healthcare utilization; Long term maintenance medications; Oral steroids; Productivity Summary Background: Data on the impact of asthma in many countries in the Asia-Pacific region is limited. This study investigated whether partly- and uncontrolled asthma were associated with increased medication use/healthcare utilization and productivity loss among a population of asthma patients from nine Asia-Pacific countries. Methods: We used cross-sectional data from 3630 asthma patients 12 years from the 2011 Asia- Pacific Asthma Insights and Management (AP-AIM) survey. Using Global Initiative for Asthma (GINA) guidelines, patients were categorized as having well-controlled, partly- controlled, or un- controlled asthma. Chi-square tests were used to assess the relation of degree of asthma control with utilization of asthma medications, health services, productivity, and mood. Results: Overall, 7.6% of the patients surveyed had asthma that was well-controlled, with the highest proportions in Singapore (14%) and the lowest in India (0%) and China (2%). Patients whose asthma was not well-controlled reported greater use of asthma medications, more emer- gency healthcare visits or hospitalizations for their asthma, and more interference of their mood due to asthma. They also reported significant decreases in productivity due to asthma. Conclusions: Patients who did not have well-controlled asthma had greater utilization rates of asthma medications and healthcare services and were more likely to report missing multiple days of work/school compared to patients whose asthma was well-controlled. These associations sug- gest that emphasis on improving asthma control could have dramatic effects on patient well- being and utilization of healthcare resources. ª 2013 Elsevier Ltd. All rights reserved. * Corresponding author. University of Washington, Box 359455, Seattle, WA 98195-9455, USA. Tel.: þ1 (206) 543 2749; fax: þ1 (206) 543 8609. E-mail address: [email protected] (L.S. Gold). 0954-6111/$ - see front matter ª 2013 Elsevier Ltd. All rights reserved. http://dx.doi.org/10.1016/j.rmed.2013.12.004 Available online at www.sciencedirect.com ScienceDirect journal homepage: www.elsevier.com/locate/rmed Respiratory Medicine (2014) 108, 271e277

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  • Level of asthmutilization in A

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    ReseaSAAustralia,, Mahrck &

    Received 17 September 2013; accAvailable online 24 December 201

    KEYWORDS

    maintenancemedications;

    Summary

    sia-Pacific region isere associated withong a population of

    s from the 2011 Asia-itiative for Asthma

    (GINA) guidelines, patients were categorized as having well-controlled, partly- controlled, or un-controlled asthma. Chi-square tests were used to assess the relation of degree of asthma control

    ood.controlled, with thehina (2%). Patientscations, more emer-

    gency healthcare visits or hospitalizations for their asthma, and more interference of their moode to asthma.r utilization rates ofissing multiple days

    ese associations sug-cts on patient well-

    being and utilization of healthcare resources. 2013 Elsevier Ltd. All rights reserved.

    * Corresponding author. University of Washington, Box 359455, Seattle, WA 98195-9455, USA. Tel.: 1 (206) 543 2749; fax: 1 (206) 543 8609.E-mail address: [email protected] (L.S. Gold).

    0954-6111/$ - see front matter 2013 Elsevier Ltd. All rights reserved.http://dx.doi.org/10.1016/j.rmed.2013.12.004

    Available online at www.sciencedirect.com

    ScienceDirect

    j

    Respiratory Medicine (2014) 108, 271e277due to asthma. They also reported significant decreases in productivity duConclusions: Patients who did not have well-controlled asthma had greateasthma medications and healthcare services and were more likely to report mof work/school compared to patients whose asthma was well-controlled. Thgest that emphasis on improving asthma control could have dramatic effeOral steroids;Productivity

    with utilization of asthma medications, health services, productivity, and mResults: Overall, 7.6% of the patients surveyed had asthma that was well-highest proportions in Singapore (14%) and the lowest in India (0%) and Cwhose asthma was not well-controlled reported greater use of asthma mediGlobal Initiative forAsthma (GINA)guidelines;Healthcareutilization;Long term

    Background: Data on the impact of asthma in many countries in the Alimited. This study investigated whether partly- and uncontrolled asthma wincreased medication use/healthcare utilization and productivity loss amasthma patients from nine Asia-Pacific countries.Methods: We used cross-sectional data from 3630 asthma patients12 yearPacific Asthma Insights and Management (AP-AIM) survey. Using Global InLaura S. Gold a,*,Rab A. Faruqi d, S

    a Pharmaceutical OutcomesWashington, Seattle, WA, Ub Lung Institute of WesternUniversity of Western AustrcChest Research FoundationdGlobal Medical Affairs, Mea control and health caresia-Pacific countries

    llip Thompson b, Sundeep Salvi c,D. Sullivan a

    rch and Policy Program, School of Pharmacy, University of

    alia and Centre for Asthma, Allergy, and Respiratory Research,Nedlands, Australiaarashtra, IndiaCo., Inc, Whitehouse Station, NJ, USA

    epted 13 December 20133

    ournal homepage: www.elsevier .com/locate/rmed

  • 272 L.S. Gold et al.Introduction

    A World Health Survey conducted in 2002e2003 estimatedthat 3e6% of the 4.2 billion residents of Asian-Pacificcountries have asthma and, although data are sparse, theprevalence of asthma in most of these countries is believedto be increasing [1e3]. Asthma causes significant morbidityin Asia-Pacific countries. In the 2003 Asthma Insights andReality in Asia-Pacific (AIRIAP) Study, 44% of the re-spondents reported at least one unscheduled emergencyhealthcare visit for treatment of asthma in the previousyear [4]. Additionally, some of the highest mortality ratesfrom asthma are in Asia-Pacific countries [1]. Althoughaffordable medications that have been shown to be highlyeffective at managing asthma have been available since the1990s [5], the majority of patients worldwide, including inAsia-Pacific countries [6], do not have well-controlledasthma. The economic burden of asthma in terms of bothdirect and indirect costs has been shown to be substantial-a recent U.S. study estimated that the total annual cost ofasthma was $56 billion [7] and substantial costs have alsobeen attributed to asthma in Asian-Pacific settings [8,9].Because the economic and societal impacts of asthma arealmost certainly correlated with disease severity, we con-ducted these analyses to shed light on the relationshipbetween degree of asthma control and utilization of healthservices and reduced productivity.

    Over the past decade, physiological measurements ofasthma control, such as forced expiratory volume in onesecond (FEV1), have been replaced with symptom andquality-of-life questionnaires to define asthma control.The Global Initiative for Asthma (GINA) and the UnitedStates National Asthma Education Prevention Program(NAEPP) revised their guidelines to focus on regulatingasthma symptoms, rather than lung function, in order tomaintain normal daily activity levels [10,11]. We recentlyconducted studies on asthma patients in the U.S. and inLatin America that demonstrated that asthma that is notwell-controlled according to GINA guidelines is associatedwith increased rates of adverse outcomes compared toasthma that is well-controlled [12]. The purpose of thecurrent study was to investigate whether partly- and un-controlled asthma are associated with outcomes such asincreased medication use, visits to healthcare providers,hospital admissions, and decreases in productivity amonga population of asthma patients from nine Asia-Pacificcountries. Determining whether uncontrolled asthma isassociated with these costly health outcomes is animportant step toward lessening the burden of this diseasein these countries.

    Methods

    Asia-Pacific Asthma Insights and Management(AP-AIM) survey

    Details about theAsia-PacificAsthma Insights andManagement(AP-AIM) survey have been described previously [6]. In brief,thecross-sectionalAP-AIM surveywasdesigned tocomplementtheUnited States AIM (US-AIM) survey andwas conducted fromFebruaryeJuly 2011. Subjects included in our analyses were3630 asthmapatients12 years old identified froma sampleof57,131 households in Australia, China, Hong Kong, India,Malaysia, Singapore,SouthKorea,Taiwan,andThailand.Thesecountries were non-randomly selected based on populationsize, accessibility, andcost of survey implementation. Patientswere selected by random digit dialing and interviews wereconducted by telephone in Australia, China, and Hong Kong.Patients were selected by random face-to-face interviews atpre-specified locations and were conducted in person in theremaining countries. Both telephone and in-person interviewsaveraged 35 min in length. For subjects between 12 and 17years, the survey was completed by a parent or guardian. Inorder to be included in this study, patients had to haveanswered that they had been diagnosed with asthma AND thatthey were currently taking medications for their asthma orthey had had an asthma attack or asthma symptoms in theprevious 12 months. The 53 questions in this survey weredrafted in English as part of the US-AIM survey and were thentranslated into local languages. The questions were designedto assess asthma burden (short- and long-term symptoms,functional impact, and healthcare utilization such as providervisits and use of asthma medications) and patient beliefs onappropriate use of medications for asthma control. Patientswerealsoasked toassess their (or their childrens) productivityon a scale of 0e100% on both typical days and on days whentheir asthma was at its worst. Additionally, demographic vari-ables, such as gender, age, smoking status, education level,and diagnosis of nasal allergies, were also queried.

    Classification of asthma control

    Patients were characterized based on GINA guidelines [10]into three categories of level of asthma control: well-controlled, partly- controlled, and uncontrolled (Table 1).The manifestations of asthma that were used for the catego-rizations included daytime symptoms, restriction of daily ac-tivities, nighttime symptoms, and need for reliever/rescuetreatment. We used questions from the surveys that corre-lated with the GINA-defined asthma manifestations, with theexception of a lung function measurement

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    Asthma in Asia-Pacific countries 273federal regulatory definition of human subjects researchand hence was exempt from Human Subjects review by theUniversity of Washington Institutional Review Board.

    Results

    Frequencies and results of chi-square tests of demographicvariables, stratified by GINA-defined level of asthma control,are presented in Table 2. Few patients in our study (7.6%)had asthma that was classified as well-controlled. Youngerpatients were slightly more likely than older patients to havehad asthma that was classified as well-controlled (13% ofpatients aged 12e17 had well-controlled asthma, comparedto 5% of patients aged 51). Australia and Singapore had thehighest proportion of patients whose asthma was classified

    Table 1 Survey questions used to categorize level of asthm

    GINA characteristic AP-AIM survey question(s)

    Daytime symptoms In the past 4 weeks have you (your chad cough, wheezing, shortness of bror chest tightness during the day?

    Limitation of activities Do you feel your (your childs) asthmlimits you (your child) a lot, some, ona little or not at all in sports andrecreation/normal physical exertion/daily activities?

    Nocturnal symptoms/awakening

    In the past four weeks, have you(your child) been awakened by a couor wheezing, or shortness of breath,or chest tightness during the night?

    Need for reliever/rescue treatment

    How often do you (does your child)use an inhaler for quick relief or rescfrom asthma symptoms?

    Abbreviations: AP-AIM, Asia-Pacific Asthma Insights and Managemeas well-controlled (13% and 14%, respectively) and India andChina had the lowest (0% and 2.0%, respectively). Patientswho had a previous diagnosis of rhinitis were more likely tohave had well-controlled asthma compared to patients whohad not been diagnosed with rhinitis (9% compared to 6%). Ahigher proportion of asthma patients who lived in the samehousehold as a smoker had uncontrolled asthma (32% versus28%). Although the relationship was not statistically signifi-cant, higher levels of education were associated with havingasthma that was classified as well-controlled compared topatients with less education. We did not observe meaningfuldifferences of level of asthma control by gender, whether afamily member outside the household had been diagnosedwith asthma, or whether any pets were in the household.

    Associations between past twelve months-use of asthmamedications and healthcare services, again stratified bylevel of asthma control, are presented in Table 3.Compared to patients with well-controlled asthma, greaterproportions of patients with partly- and uncontrolledasthma used oral steroid, quick relief or rescue medica-tions, long-term maintenance medications, and had un-scheduled healthcare visits, hospitalizations, and visits totheir healthcare providers for asthma. Additionally,patients with partly- and uncontrolled asthma were morelikely to have missed work or school compared to patientswith well-controlled asthma.

    Effects of asthma on several indicators of mood arepresented in Table 4. Patients with partly- and uncontrolledasthma were significantly more likely to report that asthmaoften or sometimes made them tired, fearful, depressed,embarrassed, and frustrated compared to patients withwell-controlled asthma. Additionally, patients with partly-and uncontrolled asthma were significantly more likely toreport feeling lack of control of their lives, inadequate inrelation to their peers, and that asthma affected how theyfelt about themselves compared to patients with well-controlled asthma.

    Finally, Table 5 indicates the impact of asthma on theproductivity of respondents on typical days and when asthma

    1e2 times a weekor less

    Daily or 3e6 timesa week

    GINA, Global Initiative for Asthma.ntrol as defined by Global Initiative for Asthma guidelines.

    Response:controlled

    Response: partly-controlled

    Response: notcontrolled

    d)h,

    Twice or less perweek

    Most days orevery day

    Three or morefeatures ofpartly- controlledasthma

    Not at all Anywas worst. Compared to patients whose asthma was classi-fied as well-controlled, patients with partly- and uncon-trolled asthma had significantly lower productivity on typicaldays and on days that asthma was worst. This table alsodemonstrates that patients with partly- and uncontrolledasthma missed significantly more days of work or school inthe previous year (an average of 3.7 and 7.9 days) comparedto patients with well-controlled asthma (average of

  • Table 2 Frequencies of descriptive variables of Asia-Pacific asthma insights and management survey respondents.

    Total(n Z 3630)

    Well-controlledn Z 276 (7.6%)

    Partly controlledn Z 2271 (63%)

    Uncontrolledn Z 1083 (30%)

    Chi-squarep-Value

    Age12e17 442 57 (13%) 279 (63%) 106 (24%)

  • con

    P

    n

    1

    wor

    duc

    Asthma in Asia-Pacific countries 275[13]. We conducted a similar study on the United Statespopulation [12] and also found that GINA-defined level ofasthma control was associated with increased utilizations

    Table 4 Odds associations of mood indicators with level of

    Well-controlled

    n Z 276 (7.6%)

    Often/sometimes tired or fatigued 72 (3.2%)Often/sometimes fearful 40 (3.6%)Often/sometimes depressed 15 (1.6%)Often/sometimes embarrassed 17 (2.1%)Often/sometimes frustrated 30 (2.4%)Strongly/somewhat agree feel lack ofcontrol due to asthma

    30 (2.3%)

    Strongly/somewhat agree feelinadequate in relation to peers dueto asthma

    18 (2.0%)

    Strongly/somewhat agree asthmaaffects self-image

    28 (2.3%)

    Table 5 Asthma interference with productivity and missed

    Well-controlled(Mean Std. dev.)

    Productivity: typical daya 91 15Productivity: asthma at its worsta 59 30Number of days of missed work/school 0.75 2.4Abbreviation: Std. dev, standard deviation.a Productivity measured on scale of 0e100% (higher Z more proof healthcare resources and decreased productivity. Addi-tionally, several previous studies have used the ACT[13e16] or the National Asthma Education Prevention Pro-gram (NAEPP) guidelines [17] to classify level of asthmacontrol in order to examine the relationship betweenasthma severity and outcomes. Similar to our findings,these papers found that patients with partly- and uncon-trolled asthma were at significantly greater risk of usinghealthcare services and adverse health outcomes.

    Although our study included a large population of asthmapatients that was randomly selected, it also had severallimitations. First, the nine countries included in this studyare diverse, especially in terms of healthcare delivery sys-tems and socioeconomic indicators. Because we did not haveenough patients to conduct these analyses separately foreach country, it is possible that our results are not gener-alizable to the general worldwide asthma population. Addi-tionally, we did not have data on non-respondents so theparticipants who agreed to take part in the survey may nothave been representative of asthma patients in general.While the wording of the survey questions that we used todivide our population into those with well-controlled, partly-controlled, and uncontrolled asthma was similar to that usedin the GINA guidelines (Table 1), it did not correlateperfectly. Also, our analyses were based on self-reportedinformation which may have been biased. Finally, whilethis paper reports associations between poorly controlledasthma and health outcomes, the data were cross-sectionaland we were unable to examine issues of cause and effect.This study suggests over 90% of the population of asthmapatients in nine Asia-Pacific countries had asthma that wasclassified as partly- or uncontrolled by international

    trol of asthma symptoms.

    artly controlled Uncontrolled Chi-Square p-Value

    Z 2271 (63%) n Z 1083 (30%)

    283 (58%) 866 (39%)

  • Appendix. Survey questions presented inTables 3e5.

    Abbreviated question Table Survey question Survey answerspresented in table

    Oral steroid 3 (Have you/has your child) had to take an oral steroid(pill or liquid) to manage (your/your childs) asthmasymptoms in the past twelve months?

    Yes

    Use of quick relief/rescue medicine 3 When was the most recent time that (you/your child)used medicine for quick relief or rescue from asthmasymptoms?

    Within the past year

    Long-term maintenance medicine 3 When was the most recent time that (you/your child)took a medicine for the control or prevention of(your/your childs) asthma?

    Within the past year

    Unscheduled/emergency healthcare visits

    3 Has (your/your childs) asthma caused any unscheduledurgent or emergency visits to a doctors office, hospital,clinic or somewhere else in the past 12 months?

    Yes

    Hospitalization 3 (Have you/Has your child) been hospitalized overnightfor asthma in the past 12 months?

    Yes

    Visits to health care provider forasthma

    3 In the past 12 months (have you/has your child) seena doctor or other health care provider because ofasthma exacerbations or worsening symptoms,or sudden, severe asthma episodes?

    Yes

    Missed work/school 3 Has (your/your childs) asthma caused (you/your child)to miss work or school in the past year?

    Yes

    Often/sometimes tired or fatigued 4 As a result of (your/your childs) asthma, how often(do you/does he or she) feel tired or fatigued?

    Often/sometimes

    Often/sometimes fearful 4 As a result of (your/your childs) asthma, how often(do you/does he or she) feel fearful?

    Often/sometimes

    Often/sometimes depressed 4 As a result of (your/your childs) asthma, how often(do you/does he or she) feel depressed?

    Often/sometimes

    Often/sometimes embarrassed 4 As a result of (your/your childs) asthma, how often(do you/does he or she) feel embarrassed?

    Often/sometimes

    Often/sometimes frustrated 4 As a result of (your/your childs) asthma, how often(do you/does he or she) feel frustrated?

    Often/sometimes

    Strongly/somewhat agree feellack of control due to asthma

    4 Do you strongly agree, somewhat agree, neither agreenor disagree, somewhat disagree or strongly disagreethat (my/my childs) asthma makes (me/my child)feel like (I/they) dont have control of (my/their) life.

    Strongly agree/somewhat agree

    Strongly/somewhat agree feelinadequate in relation to peersdue to asthma

    4 Do you strongly agree, somewhat agree, neither agreenor disagree, somewhat disagree or strongly disagreethat (I/my child) feel(s) inadequate in relation to(my/their) peers due to (my/their) asthma.

    Strongly agree/somewhat agree

    Strongly/somewhat agree asthmaaffects self-image

    4 Do you strongly agree, somewhat agree, neither agreenor disagree, somewhat disagree or strongly disagreethat (my/my childs) asthma affects how (I/my child)feel(s) about (myself/himself/herself).

    Strongly agree/somewhat agree

    Productivity: typical day 5 Thinking about productivity on a scale of 0e100,where 100 means 100% productivity, where would yourank (your/your childs) productivity on a typical day?

    __________%(Range 0e100)

    Productivity: asthma at its worst 5 Where would you rank (your/your childs) productivityon the same scale of 0e100, at times of the year

    ur childs) asthma was at its worst?

    __________%(Range 0e100)

    k or school days (have you/has youre past year as a result of asthma?

    ____ DAYS LOST

    276 L.S. Gold et al.when (your/yoNumber of days of missedwork/school

    5 How many worchild) lost in th

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    [2] Pearce N, Ait-Khaled N, Beasley R, et al. Worldwide trends inthe prevalence of asthma symptoms: phase III of the Inter-national Study of Asthma and Allergies in Childhood (ISAAC).Thorax 2007;62:758e66.

    [3] To T, Stanojevic S, Moores G, et al. Global asthma prevalencein adults: findings from the cross-sectional world health sur-vey. BMC Public Health 2012;12:204.

    [4] Lai CK, De Guia TS, Kim YY, et al. Asthma control in the Asia-Pacific region: the asthma insights and reality in Asia-Pacificstudy. J Allergy Clin Immunol 2003;111:263e8.

    [5] Szefler SJ. Advancing asthma care: the glass is only half full! JAllergy Clin Immunol 2011;128:485e94.

    [6] Thompson PJ, Salvi S, Lin J, et al. Insights, attitudes andperceptions about asthma and its treatment: findings from amultinational survey of patients from 8 Asia-Pacific countriesand Hong Kong. Respirology 2013;18:957e67.

    [7] Barnett SB, Nurmagambetov TA. Costs of asthma in theUnited States: 2002e2007. J Allergy Clin Immunol 2011;127:145e52.

    [8] Chew FT, Goh DY, Lee BW. The economic cost of asthma inSingapore. Aust N Z J Med 1999;29:228e33.

    [9] Lodha R, Puranik M, Kattal N, Kabra SK. Social and economicimpact of childhood asthma. Indian Pediatr 2003;40:874e9.

    [10] revised 2010 Global strategy for asthma management andprevention. Available from:, http://www.ginasthma.org/;2010 [accessed 20.12.11].

    [11] Expert panel report 3: guidelines for the diagnosis and man-agement of asthma. National Asthma Education and Preven-tion Program (NAEPP); 2007. Available from: http://www.nhlbi.nih.gov.offcampus.lib.washington.edu/guidelines/asthma/asthgdln.pdf [accessed 01.12.11].

    [12] Gold LS, Smith N, Allen-Ramey FC, Nathan RA, Sullivan SD.Associations of patient outcomes with level of asthma control.Ann Allergy Asthma Immunol 2012;109:260e5. e2.

    [13] Lai CK, Ko FW, Bhome A, et al. Relationship between asthmacontrol status, the Asthma Control Test and urgent health-care utilization in Asia. Respirology 2011;16:688e97.

    [14] Pereira ED, Cavalcante AG, Pereira EN, Lucas P, Holanda MA.Asthma control and quality of life in patients with moderate orsevere asthma. J Bras Pneumol 2011;37:705e11.

    [15] Allegra L, Cremonesi G, Girbino G, et al. Real-life prospectivestudy on asthma control in Italy: cross-sectional phase results.Respir Med 2011;106(2):205e14.

    [16] Williams SA, Wagner S, Kannan H, Bolge SC. The associationbetween asthma control and health care utilization, workproductivity loss and health-related quality of life. J OccupEnviron Med 2009;51:780e5.

    [17] Murphy KR, Meltzer EO, Blaiss MS, Nathan RA, Stoloff SW,Doherty DE. Asthma management and control in the UnitedStates: results of the 2009 Asthma Insight and Managementsurvey. Allergy Asthma Proc 2012;33:54e64.

    Asthma in Asia-Pacific countries 277

    Level of asthma control and health care utilization in Asia-Pacific countriesIntroductionMethodsAsia-Pacific Asthma Insights and Management (AP-AIM) surveyClassification of asthma controlStatistical analysis

    ResultsDiscussionConflict of interestAcknowledgementsAppendix Survey questions presented in Tables 35.References