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Activities Report and Selected Science Highlights Professor Dr. Pavel Kabat IIASA Director General and Chief Executive Officer 89 th IIASA Council 7-8 November 2016

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Activities Report and Selected Science Highlights

Professor Dr. Pavel KabatIIASA Director General and

Chief Executive Officer

89th IIASA Council 7-8 November 2016

PROFESSOR HOWARD RAIFFA1924-2016

PROFESSOR RALPH J. CICERONE1943-2016

CONTENTS1. Scientific Output & Some Research Highlights

2. International Collaborations

3. Science to Policy

4. Capacity Building and Academic Training

5. Management News and Resources

6. Outreach and Communication

4

SCIENTIFIC OUTPUT

& SOME RESEARCH

HIGHLIGHTS 5

6

NEW IIASA RESEARCH FRAMEWORK

RESEARCH HIGHLIGHTS1. Between 1.5°C and 2.0°C—analyzing the global

warming waters

2. Science-based knowledge on migration

3. Achieving the sustainable development goals

4. Tackling air pollution hotspots

7

1.5°C VS 2°C: WHY HALF A DEGREE MATTERS

Science and policy characteristics of the Paris Agreement temperature goal Carl-Friedrich Schleussner, Joeri Rogelj, Michiel Schaeffer, Tabea Lissner, Rachel Licker, Erich M. Fischer, Reto Knutti, Anders Levermann, Katja Frieler, & William Hare, Nature Climate Change, 6, 827–835, (2016).

1.5°C VS 2°C

WHERE ARE WE NOW: COUNTRY PLEDGES OVERSHOOT PARIS TEMPERATURE LIMIT

J Rogelj et al. Nature 534, 631–639 (2016) doi:10.1038/nature18307

1.5°C VS 2°C

WHAT ARE THE KEY ELEMENTS TO ACHIEVING THE 1.5°C GOAL?

Rogelj J, Luderer G, Pietzcker RC, Kriegler E, Schaeffer M, Krey V, Riahi K. (2015). Energy system transformations for limiting end-of-century warming to below 1.5°C. Nature Climate Change

1.5°C VS 2°C

A NEW PARTNERSHIP FOR MIGRATION RESEARCHTO PROVIDE SCIENCE-BASED KNOWLEDGE ON

MIGRATION AND DEMOGRAPHY TO SUPPORT EU POLICY

LAUNCHED IN JUNE 2016 BY

MIGRATION

ASSESSING HUMAN CAPITAL OF ASYLUM SEEKERS

MIGRATION

Isabella Buber-Ennser, Judith Kohlenberger, Bernhard Rengs, Zakarya Al Zalak, Anne Goujon, Erich Striessnig, Michaela Potančoková, Richard Gisser, Maria Rita Testa, Wolfgang Lutz. Human Capital, Values, and Attitudes of Persons Seeking Refuge in Austria in 2015. PLOS ONE, September 2016.

RELATIVE POPULATION CHANGE 2015-2050DUE TO MIGRATION ZERO MIGRATION

MIGRATION

GLOBAL COMMONS IN THE ANTHROPOCENE

SDGS

Adapted from WBGU 2011

SUSTAINABILITY TRANSFORMATIONTHE WORLD IN 2050

SDGS

SDGS

Adapted from WBGU 2011

SUSTAINABILITY TRANSFORMATIONTHE WORLD IN 2050

SUSTAINABILITY TRANSFORMATIONTHE WORLD IN 2050

Adapted from WBGU 2011

SDGS

● AIMES● Brazilian Federal Agency for the Support and Evaluation of Graduate Education (CAPES)● Centre for Integrated Studies on Climate Change and the Environment (CIRED)● Commonwealth Scientific and Industrial Research Organization (CSIRO)● Earth League, whole Earth system modelling initiative● Earth Institute, Columbia University ● Energy Planning Program, COPPE, Federal University of Rio de Janeiro● Fondazione Eni Enrico Mattei (FEEM)● Future Earth● German Development Institute (DIE)● Global Ocean Ecosystem Dynamics (GLOBEC)● Indian Institute International Futures● Indian Institute of Technology (IIT)● International Energy Agency (IEA)● International Food Policy Research Institute (IFPRI)● International Monetary Fund (IMF)● International Institute for Applied System Analysis (IIASA) ● Intergovernmental Panel on Climate Change (IPCC)● Joint Global Change Research Institute at Pacific Northwest National Laboratory (JGCRI/PNNL)● Mercator Research Institute on Global Commons and Climate Change● National Center for Atmospheric Research (NCAR)● National Institute for Environmental Studies (NIES)● National Renewable Energy Laboratory (NREL) ● Organisation for Economic Co-operation and Development (OECD)● Potsdam Institute for Climate Impact Change (PIK)● PBL - Netherlands Environmental Assessment Agency● Research Institute of Innovative Technology for the Earth (RITE)● Stanford University ● Stockholm Resilience Centre ● Sustainable Development Solutions Network (SDSN)● The City University of New York (CUNY)● Tsinghua University● UN Population Division● UN DESA● UNEP- World Conservation Monitoring Centre (UNEP-WCMC)● University of Hamburg● World Bank

THE WORLD IN 2050 NETWORK SDGS

TRADEOFFSConservation policies can’t be pursued in a vacuum…but we can anticipate tradeoffs

More ambitious actions on planetary boundaries

can lead to higher food prices.

SDGS

CO-BENEFITS

Sustainable Consumption & Production (goal 12) can achieve conservation & reduce food prices.

Delayed or ill-considered action can increase the costs of essential conservation measures.

SDGS

PARTNERING WITH WORLD BANK TO TACKLE AIR POLLUTION HOTSPOTS

• Integrated approach to air quality management that brings together all relevant parties (business, government, public health, science) and GAINS as core tool

• Prototype being developed for Vietnam• Scoping and feasibility study for such a project for China,

Egypt, India, Nigeria, South Africa & Vietnam

CLEAN AIR

IMPROVING AIR QUALITY IN DELHIToday’s situation

0

20

40

60

80

100

120

140

µg/m

3PM

2.5

Diesel soot

Road dust, tyre wear, brakes

Fireworks, cremation, etc.

Trash burning, BBQ, smoking

Cookstoves

Small industries

High stacks power & industry

Secondary inorganic PM:Agricultural NH3 with SO2/NOx

Agricultural waste burning

Soils and vegetation

0

20

40

60

80

100

120

140

µg/m

3PM

2.5

Origin

CLEAN AIR

IMPROVING AIR QUALITY IN DELHI2030 with current legislation

0

20

40

60

80

100

120

140

µg/m

3PM

2.5

Origin

0

20

40

60

80

100

120

140

µg/m

3PM

2.5

Diesel soot

Road dust, tyre wear, brakes

Fireworks, cremation, etc.

Trash burning, BBQ, smoking

Cookstoves

Small industries

High stacks power & industry

Secondary inorganic PM:Agricultural NH3 with SO2/NOx

Agricultural waste burning

Soils and vegetation

Emission controls:• Effective Bharat VI from 2020• CNG for buses and three-wheelers• Enhanced penetration of natural gas• FGD for large power and industries

CLEAN AIR

IMPROVING AIR QUALITY IN DELHIAdvanced technologies for Delhi

0

20

40

60

80

100

120

140

µg/m

3PM

2.5

Origin

0

20

40

60

80

100

120

140

µg/m

3PM

2.5

Diesel soot

Road dust, tyre wear, brakes

Fireworks, cremation, etc.

Trash burning, BBQ, smoking

Cookstoves

Small industries

High stacks power & industry

Secondary inorganic PM:Agricultural NH3 with SO2/NOx

Agricultural waste burning

Soils and vegetation

Additional emission controls:• FGD + DeNOx in power sector• Improved cook stoves• Electric cremation

CLEAN AIR

IMPROVING AIR QUALITY IN DELHIThe ‘Clean Air’ strategy for Delhi

0

20

40

60

80

100

120

140

µg/m

3PM

2.5

Diesel soot

Road dust, tyre wear, brakes

Fireworks, cremation, etc.

Trash burning, BBQ, smoking

Cookstoves

Small industries

High stacks power & industry

Secondary inorganic PM:Agricultural NH3 with SO2/NOx

Agricultural waste burning

Soils and vegetation

Additional emission controls:• Paved roads• Improved public transport• Improved energy efficiency• Natural gas for power and industry• Biomass cook stoves replaced

by electricity/natural gas• 50% of BBQs electric/gas• Ban of trash burning• Fewer fireworks

CLEAN AIR

IMPROVING AIR QUALITY IN DELHIAdvanced Technologies for DL+HR+UP

0

20

40

60

80

100

120

140

µg/m

3PM

2.5

Origin

Additional emission controls:• FGD + DeNOx in power sector• Improved cook stoves• Electric cremation

0

20

40

60

80

100

120

140

µg/m

3PM

2.5

Diesel soot

Road dust, tyre wear, brakes

Fireworks, cremation, etc.

Trash burning, BBQ, smoking

Cookstoves

Small industries

High stacks power & industry

Secondary inorganic PM:Agricultural NH3 with SO2/NOx

Agricultural waste burning

Soils and vegetation

CLEAN AIR

0

20

40

60

80

100

120

140

µg/m

3PM

2.5

Diesel soot

Road dust, tyre wear, brakes

Fireworks, cremation, etc.

Trash burning, BBQ, smoking

Cookstoves

Small industries

High stacks power & industry

Secondary inorganic PM:Agricultural NH3 with SO2/NOx

Agricultural waste burning

Soils and vegetation

IMPROVING AIR QUALITY IN DELHIThe ‘Clean Air’ strategy for DL+HR+UP

Additional emission controls:• Paved roads• Improved public transport• Improved energy efficiency• Natural gas for power and industry• Biomass cook stoves replaced

by electricity/natural gas• 50% of BBQs electric/gas• Ban of trash burning• Fewer fireworks

CLEAN AIR

JOURNAL ARTICLES & CITATIONS

28

* As at Oct 2016

H-index

SCOPUS 118

Web ofScience 115

2010 2011 2012 2013 2014 2015 2016

IIASA Publications in PURE 332 360 537 487 515 562 443Number of peer-reviewed articles in PURE 153 180 209 274 292 315 314Peer-reviewed journal articles according to SCOPUS 146 166 202 233 256 258 213Citations of IIASA publications according to SCOPUS 4425 5805 6976 9670 11740 13402 10659

0

100

200

300

400

500

600

2010 2011 2012 2013 2014 2015 2016

IIASA Publications (PURE) Number of peer-reviewed articles (PURE)Peer-reviewed journal articles (SCOPUS) Citations of IIASA publications (SCOPUS)

IIASA Pubs (PURE)

Peer-reviewed (PURE)

Peer-reviewed (SCOPUS)

Citations (SCOPUS)

OPEN ACCESS PUBLICATIONS POLICY• Mandatory green open access: make journal article text

freely available within 12 months of publication:• Optional gold open access: central IIASA fund for article

processing charges (€50,000 a year)Total peer-reviewed articles in IIASA Publication Repository

Green & Gold Open Access

Gold Open Access

2014 292 42 412015 315 58 492016 (to 12 Oct) 316 237 101

Original IIASA Publication Database (2015)

New IIASA Publication Repository (22 Mar-11 Oct 2016)

Page views 101,437 178,631Average Time per page 2:06 2:44

TOWARD AN OPEN ACCESS DATA POLICY

• Established a task force at IIASA made up of representatives of programs and relevant departments (ERCL & ICT) with aim to:1. Take stock of current status of open access data and research

tools (e.g. models) at IIASA2. Analyze options to make data generated in IIASA’s research

openly available3. Develop a research data management policy4. Develop a longer-term vision for comprehensively making tools

developed at IIASA openly available• Report to IIASA Director General and subsequently to Council in

June 2017

INTERNATIONAL COLLABORATIONS

31

32

PUBLICATION COLLABORATIONS (2015)

1014 authorsfrom 462 institutions

in 50 countries

562 publicationsincluding 315 peer-reviewed articles

DEVELOPING NEW AND EXISTING PARTNERSHIPS

33

24 MEMBER COUNTRIES

Representing:71% of the world’s economy

US$55,213,490 million from World GDP of US$77,302,000 million(including 8 of the world’s 10 largest economies)

65% of the world’s population4,677.5 million people from World population of 7,247.9 million

Sources: GDP figures from IMF (2014); population figures from IIASA (2015)

IIASA MEMBERSHIP STRATEGY

A NEW STRATEGIC FRAMEWORK FOR STRENGTHENING NMO ENGAGEMENT

First Stage: Understand opportunities and barriers; research and science policy goals and priorities; and detail potential IIASA-NMO shared goals and activities.

Second Stage: Develop a five-year strategic plan. An official visit to the country to have IIASA Director General and CEO and NMO Chair formally sign the plan.

Third Stage: After two and a half years, communicate on progress, any changes, and agree on a modified plan, if necessary. Staff level visit to the country to discuss the plan and potentially host a joint IIASA-NMO event.

Fourth Stage: Review strategic plan, including progress, achievements, and uncompleted items. Begin process to formalize the next five-year strategic plan.

Five-year Engagement

Strategy

Completion &Review

Global and Regional

Diagnostic

Mid-term Review

SCIENCE TO POLICY & SCIENCE DIPLOMACY

37

IIASA AS THE EXPERT ADVISORIIASA researchers take part in 113 advisory boards and steering committees, including:

– Leadership Council of the Sustainable Development Solutions Network (SDSN) – input to the Sustainable Development Goals (SDGs)

– UN Secretary General Technical Group on Sustainable Energy for All

– Advisory Council of the German Government on Global Change (WBGU)

– Arctic Council– Belmont Forum

38

UN CLIMATE CHANGE CONFERENCE - COP22IIASA researchers contribute to a number of reports, side events, and meetings.

– Perspectives and options on Loss and Damage: providing clarification of the challenges to inform policy decisions.

– Climate Change and Health in Indian Cities: In collaboration with the Indian Ministry of Environment, Forestry, and Climate Change

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– Consistent national roadmaps towards the global objective of 1.5C and 2C: Based on collaborations with 18 institutes, viable strategies for ratcheting up the NDCs and their implications for the SDGs.

GLOBAL NETWORK OF FOREIGN MINISTRY SCIENCE AND TECHNOLOGY ADVISERS

• Science diplomacy short course at IIASA, 18-19 October 2016• Coorganized with Fletcher School of Law and Diplomacy at Tufts

University, and the International Network of Government Science Advice

• Teaching from science advisors from foreign ministries in Japan, New Zealand, UK and USA

• Participants from foreign ministries in Argentina, Chile, Ghana, Kazakhstan, Kenya, Malaysia, Oman, Panama, Poland, Senegal, South Africa, Ukraine, and Vietnam among others.

CAPACITY BUILDING AND

ACADEMIC TRAINING

41

YOUNG SCIENTISTS SUMMER PROGRAM

• 51 young scientists from 26 countries for 2016 program plus one science communication intern

• Applications open for 2017 program!

42

0

50

100

150

200

250

300

350

400

Applicants

2012 2013 2014 2015 2016

POSTDOCTORAL FELLOWS (2016)

Henrik Sjӧdin (Sweden), EEP

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Artem Baklanov(Russia), ASA

Daniel Jessie(USA), ASA

Luzma Nava Jiménez (Mexico, Canada), WAT

Fulvio di Fulvio(Italy, Sweden), ESM

Matthias Wildemeersch(Belgium, Singapore),

ASA, ESM

Adam French(USA), RISK, ASA

Gergely Boza(Hungary), EEP

Peter Bednarik (Austria), EEP, RISK

Christina Kaiser(Austria), EEP

Pietro Landi(Italy), EEP

Luciano Mendes (Brazil), AIR, EMS

Sam Hyun Yoo(South Korea), POP

Edward Byers(USA), ENE, TNT, WAT

Fei Guo(China), ENE, AIR

Asjad Naqvi (Pakistan, Austria)

RPV, ASA

Mia Landauer(Finland), RISK, AFI

GROWTH OF POSTDOCS AT IIASA

5 11 8 7 11 14 1520 20 2035

67 59

276

0

50

100

150

200

250

300

2010 2011 2012 2013 2014 2015 2015

PostdocsApplications

BILATERAL POSTDOC SCHEMES AT IIASA

Country Funder Start Year

Sweden Kempe Foundation 2008

Finland Academy of Finland 2015

Brazil CAPES 2016

Mexico CONACYT 2016

Republic of Korea NRF 2016

46

INTERNATIONAL SCHOOL OF EXCELLENCE IN SYSTEMS ANALYSIS

• PILOT to begin late 2017• Partnership with Belmont Forum with NSF as lead agency• Next scoping meeting to be held at IIASA in early 2017• Up to 20 Funding agencies support participants in pilot phase• IIASA organizes and administers, in addition to participation in research• Focus on “food-water-energy-climate nexus” issue possibly intersecting

with The World in 2050 project • Supporting agencies identify funding options through available channels:

e.g. existing grants or new calls• Each agency nominates 1-2 early-to-mid career researchers to join the

ISE• Advisory panel selects group of ~20 scholars• Scholars assemble at IIASA for 1 month

SOUTHERN AFRICAN SYSTEMS ANALYSIS CENTRE (SASAC)

• A dedicated bursary programme for South African PhD students based at South African universities to complete their studies with a supervisor experienced in systems analysis. For the 2016 intake, a total of 19 PhD students have enrolled;

• A two-month Systems Analysis Capacity Development Programme for these early stage PhD students hosted at the University of the Western Cape and Stellenbosch University;

• A high-level capacity strengthening programme for emerging researchers including for NMO countries; and

• An Early Postgraduate Education Programme aimed at developing a systems analysis component or module into selected Honour’s-level programmes at selected institutions in South Africa.

MANAGEMENT NEWS & RESOURCES

48

INSTITUTIONAL EVALUATIONPANEL MEMBERS

Michael Clegg, USA (Chair)

Tyseer Aboulnasr, Canada/Egypt

Heide Hackman, Germany/South

Africa

Erkki Leppävuori, Finland

Dirk Messner, Germany

Linxiu Zhang, China

Abdul Hamid Zakri, Malaysia

INSTITUTIONAL EVALUATIONTIMELINE

January 2017: Review

documents sent to panel

27 Feb – 1 March 2017:Panel to visit

IIASA

End April 2017:Interim report

to Council

June 2017:Final report to

Council

STREAMLINING IIASA REPORTING• Review of content provided in the Annual Report• Proposal for new Annual Report to contain

additional information requested by NMOs, relevant to their governance and assurance processes

• Merger of annual reporting publications: Annual Report and Scientific Update

RESEARCHER MOBILITY

209

272 278300

323 333 336

200

250

300

350

2010 2011 2012 2013 2014 2015 2016 (toOctober)

Number of Researchers Employed by IIASA (2010-16)

201

135

Full versus Part Time Researchers Employed by IIASA in 2015

Full timePart time

Research Staff 2016 2015 2014Leavers 120 119 97Newcomers 136 125 115Returning researchers

33 30 26

Nationalities 56 49 45

RESEARCH NETWORK

53

24 21

70

7

51

9 9

71

36

7

17

91

1710

75

31

63

22

99

20

10

20

30

40

50

60

70

80

90

100Visitors and Conference Participants from NMO countries

2015 2016 (to 1 October)

RESEARCHER DIVERSITY (GENDER & AGE)

27

55

125 5

0 0

22

84

59

23 25

14

4

0

10

20

30

40

50

60

70

80

90

20-29 30-39 40-49 50-59 60-69 70-79 80-89

Num

ber o

f res

earc

hers

Age

Researchers by age and gender in 2016

FemaleMale

STAFF DIVERSITY (GENDER & AGE)

1

4

27

22

18

8

0 02

4

11

6

11

31 1

0

5

10

15

20

25

30

10-19 20-29 30-39 40-49 50-59 60-69 70-79 80-89

Num

ber o

f sta

ff

Age

Support Staff by age and gender in 2016

FemaleMale

PROJECTED REALISATION OF THE 2016 BUDGET

BUDGET PROPOSAL 2017: SUMMARYINCOME SOURCES: 2017 Budget

Proposal2016 approved

Budget NMO Contributions 13.150 12.400

External Contracts & Grants 11.000 11.000

Other Income 0.200 0.100

Movement on Reserves (in 2017 transfer of unused draw of reserves from 2016) 0.350 1.000

SUBTOTAL: 24.700 24.500

ALLOCATIONS: 2017 Budget Proposal

2016 approved Budget

Direct allocations to Research Programs and related scientific activities 14.160 14.082

Other Scientific Initiatives 3.420 3.649

Scientific Services, Computer Hardware and other Capital 3.310 3.112

Scientific Activities, SUBTOTAL: 20.890 20.843

Infrastructure & Administration Support 3.380 3.242

Maintenance and Utilities 0.430 0.415

TOTAL ALLOCATIONS: 24.700 24.500

OUTREACH & COMMUNICATION

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RECENT PUBLICATIONS

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NEWSLETTER

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Social Media followers/likes

Twitter Followers Facebook Likes LinkedIn Followers

SOCIAL MEDIA

61

twitter.com/iiasavienna

facebook.com/iiasa

linkedin.com/company/iiasa-vienna

youtube/.com/iiasalive

BLOG / FLICKR

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Blog Stats

Views Visitors 62

blog.iiasa.ac.at

flickr.com/iiasa

IIASA IN THE MEDIA

63

* 2015 numbers higher than average due to several highly syndicated articles from COP21

1838

28653096

4048

2418

2012 2013 2014 2015 2016

Media Hits per Year

229.75 238.75258

337.33

268.67

2012 2013 2014 2015 2016

Media Hits: monthly average

IIASA ALUMNI NETWORK

Channel to publicize IIASA news and NMO news

22

216

28

173

16

107

171

75

6

131

249 16

126

3623

96

23

128

30

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THANK YOU

WWW.IIASA.AC.AT

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