v"""'--------------

PART;ES AND TERMS

" , ,

--

A0-10

'Rev. 1/200'4

Repurt Required by the: Ethics F1NANCIAL DISCLOSURE REPORT in Governrnent Act ofl978

Calendar Year 2003 (5 U.S.C. app. §§!OJ.Ill)

3. Date ofReport1. Person Reporti11g (Last name, First name. Nliddle initial) I 2- Court or Organization

U.S. CourrofAppeals, 4th CirKing, Robert B 05/1312004

5. ReportType (check appropriate type) 4. Title (A..-ticle Jll Judges indicate active or senior status; 6. Reporting Petiod ni.ag:istra.:ejudges indicate full or part time)

0 Nomlm.tioc, Date 0110112003

ti. S. Circuit Judge Active toInitial @ Annual 0 flnal 12/31/2003

&. On the bas:s of the information contained in this Repott and any modifica:ions pertaining thereto, it ls, in ro:y oph:ion, in corr;p:iance

7. Charnbers or Office Address

300 Virginia Street, East with applicable lav.'S ancl regulations. Suire 76tl2

ReviewingCharleston, \VV 25301

I. POSffiONS. (Report,ng individ-Jal only; see pp. 9-13 of filing instructions)

0 NONE (Noreportableposltions.)·

POS!TIO:'-;

.

.. Co·Tn:stee hildren Education Trust, United National Bar..k (corporate Trusiee),

2.

IL AGREK 'TS. (Reporting individual only; see pp. 14-16 of filing instructions)

NONE . (No reportable agreements.)

l.

S2 en C"l \"'Ti c,:.;:; (.") ,.,_

s:£.-: r;;c;

:· c-- -, ;----1'1

¥ f :..

v

SOURCE AND TYPE GROSS INCOME

SOURCE AO:D TYPE

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

King. Rob

DESCRlfTIOJ:!

IIBSCRJPTION VAWECODE

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

King, Robert B

Date of Repent

05/13/2004

V. GIFfS. (Includes those to spouse and depe:".dcnt cti)dren. Sec pp. 28 31 c[instructions.)

NONE (No suchrepor'.ablegifts,)

l.

L

\71. Ll4..BJLITIES. {Includes those of s;>ouse an

13 '

-

1;.

..

----

(1) (2)

A

\\'

(l) (2) (1) (2) (3) (4) (:S)

-

.. £'5D.OG::i

-· ------... \:(Jc;

FINANCIAL DISCLOSCRE REPORT

Pag1J l of 4 Naane of Person Rei'or:ing

King, Robert B

Dale of Report

0511312004

VIL :L.'lVES ThIENTS and 1RUSTS - incorrM:, value, lt&lSct.tar.,_; (mdudcs ti1ose of the spous¢ ar.d deµendent chl_dre1L Sec pp, 34-57 of filing i:ostructioos.)

A.

Desccipti-On of Assets (including trust assets)

Place "(.IQ" uftcr eachasse: exetr t from priord001osc:re

DNONE (:'Jo repmt..ab!e U;:oo;e, assets, or tmn..«actions)

I.

2.

4.

5.

6.

7.

g,

9,

10.

11.

12.

13.

14,

15.

16.

: 8.

Time\Vamer Inc (frm. AOL Time Warner Inc.) {oom)

Time\Vamer Inc (fna AOL Time\Varner Inc,) (com)

. Time V.larnerlnc. (ffiaAOL TimeVlarner) (com)

Cisco Systems Jnc (com)

Cisco Systems lnc (com)

Cisco Systems Jnc (com)

Cisco Systems lnc. (com)

Cisco Systems Inc (oom)

Dell Compu"'1'Corp (com)

Duke Energy Corp (Pfd)

Dcke Energy Corp (Pfd)

D1:ke Energy Corp (com)

Duke Energy Corp (com)

Gillette O:i. (com)

Gillette Cc. (com)

fu:el Corp (cor.:i)

1-1teI.Cor;:t (corn)

Intel Cmp. (com)

B. L'l00!?¥'

repQrting period

Amount Type (e.g. Code 1 iliv. rent c: (A-ll) int)

Noru:

None

None

A Dividend

A Dividend

A Dividend

Di\'idend

c. D. Gross Vlllue at end of Transactions during reportingperiod reporting period

I± not exempt :tom ri.isdosure

Value Value Type {e.g. Date: Value Gain Iiia:ti.S ,GOO.DD:: Pl .- s1,ooo-.001 s::,oor;.,0::;0 P2 ""s: · -,QO-[',(IG;-s;::.:J•0(\>J:J(1

?3 ;5J1UJ.f!J; -SS\1,Q'J(J,000 !'4 .,,, S!vioro..' ttt.111150,COC',O:lr;

Q '"' J\r,_::-r;i s;,.! r. "·Co!< ·J t:::i Ls:m¢ O;::: ,, . .\sses.;ment 1 ,,_ C: s1'"�-v:.::trK:,-:

u "'Boe,. . ·

" 0 .1-c- sllm:L::'

.

(1) (2)

_______ _

(2) (l) Ir (2)

K

J

(4)

- -- ·

l i

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page2of4 King, Robert B 05113/2004

- iw.:omc, value, transcallons (:indml.es those of the spousi: aad rlepc:nilent c!1ti:l'. 1 See pp. 34w$7 of filing inslnlctioru.) VIL INVESTMENTS and TRUSTS

A,

Oc.>cription of Assets (including trust assets)

Place "(X)" after ca ct asset exempt fivln prior disclci;ure

19. Microsoft Corp(com)

20. Microsoft Corp. (com)

21. Microsoft Corp. (com)

22. Microsoft Coq>. (oom)

23. Microsoft Corp. (com)

24. Microsoft Corp. {com)

25. Microooft Corp. (com)

26. Microsoft Corp. (com)

27. Marnibon Oil Corp. (com)

28. Mmthoo Oil Corp. (corn)

19, RF Micro Devices Inc. (com)

30, RF Micro Devices Inc. {com)

31. RF Micro Devices Inc. (com)

32. RF Micro Devices Inc. (com)

33. S·),-J,)0 (Set Cnlumsrn Cl and D;,) h "" } 5U.OfJ0-S5:::J}JOC. 0 = S500.00!-Sl,O!JGJ1;)t1 Pl "'s:,om.JJJ\1'-S5 ,OO\J,[100 r:: = S5,fJOV.00l-$ 5JlG!!,:;{){l

? } S.\l-CJ.Jti\..SSGJJOO,GOC' P = S\.lo'.\:' fr,.,11: 50.00G,UY.l

.. ,

.

47.

h

J:

.C'.':: --

it uvm ubclosure (1) (2) (1} (2) (1)

(2) (3) (4) (S)

-

c

\C:

I l

FINANCIAL DISCLOSl.TRE REPORT Date of Report Narr.e o:' ?ersCL"1 Reporting Page 3 of 4 King. Rc ::-B 0511312004

A.

Descript:on of Assets (including trust assets)

Plt.ce "(X)" fter eiJc!l as-et excmp: frtm prior disckiscre

37. f...1organ S:anley Dean \Vitter & Co. (com)

38. Morgan Stanley Dear. Wi:ter & Co. (com)

39. Morgan Stanley Dean Witter & Co. (com)

40. Morgan Stanley Dean Witter & C-0.- (com)

41. Startmcks (com)

42. TimeWarner, lnc. Debs - Reg 8.18o/G inl !\-fat. 8/15/2007

43. TimeWarner Eni.Co. &LP Sr. Notes 8.875% Mat 10/0li2012

44. AOL TimeWarne:-, Inc. (rom.}

45. Cisco Systems, Inc. {com)

46. Dell Comput:r Cotp. (rom)

E.L DuPont De Nemow-s & Co. (com)

48. Federal Home Loan Corp. (com)

49. Medco Health Solutions (Acquired Merck & Co, on 8119)(corn)

50. Oil and Gas Interests,. Tyler and other counties, Y..lV:

51. a. East Resources Inc.

52. b. &goo Oil Purchasing

53. c. Dominion Appalachian Dev. Jnc.

54. hlldren Education Trust {as follows):

B. c. D. Inrome tlcrittg Gros v!l:ue a .end of Trarsactions-Oaritlg reporting period

n:porti11g period rcpor.bg perin:i :tor exempt

i Amount Type (e.g. Value Va loo Type (e.g. Date: Val Clain Idencity cf Code 1 div. rent. or Code2 J..1ct.1::>C b'Jy, scl!, rvlimfu- Codc2 coo, buyer/scller (A-H) int) (J P) Code 3 m:>rget, "" (l·P) ' (A· (ifpriw:k

(Q-W) redemptior.) t.1) transaztiQn}

c Dividend M T Buy 1129 K

i Partial Sale 6/16 J A

. Partial Sale !012 J D

Buy 12118 K

NCITTe J T lluy 12129 J

A L."lteresr J T Buy 12/l 7 D

A lnrerest J T Sold 2126 J A

Nillle J T

None J T

None J T

A Dividend J T

A Dividend J T

A Dividend J T Sold 10!.l J A

B Dividend J w

A Dividend J w

A Di'lidend J w

.

B Interest/Div L T

ktc01ne!Gam Uxies· A Sl,O!Xl or Jess :J = $'.,0(· -$.2,500 c S:!,501. S.000 D = $S,OO ·S1 S-,000 E = s-:::::.001-$so.oc-0

•S:e Colurr.n.:; B1 mu:J D4J F $50.00l-SJ00,001) G "" S':OC.,Ol> J .$ ,MU,00[1 HJ "'$1,00D.OOl·SS,DOOJlOO "' =hior£ t.hllilS.",000,000

\' i ut Cod:;:;;. .r ""'i! 5.00CJ m lc s ,,, S:3,0Di-$50,(h'10 L =- 550,00 t -S:l C0.000 y, ,,. SIO(>,Ofil-t:'.!SD,0(10

iS ::: C'oit::tL'IS C'. nlliiD51 N '" S25D.i.100-S500,IJOO 0 "'" $5{)(1.001-$; ,O:JQ.OOD Pl -Sl ,00•).0[E-S5,00 ,D{l(! p_::i =- i.5,0IJ0.001.$ 5.00Ll.C'[W

T': ""'';.25.\ J\J,&'.H"'"'t:!'Jl\Off..O:J: P4 -= si-, ·, .. ;:r:a'C: s-::: .. oL){.,r.100

\ ;;;_< iv:::;-,.1: ,__:o:.;2:, (: AF?l'llitf2 Cost !YVti

-

56.

-

"

c

(I) (2) (:) {2) disclos.ure

(2) (3)

·---·------------

(4) (5)

- -

.

FINANCIAL DISCLOSURE REPORT Date o:Report Name of Person Reporting .Page4 of4 K.'ng, Robert B 0Sil312004

VIL INVESTME."\'TS and TRUSTS

A.

Description cf Assets {trlduding trust assets)

Pk;:ie "[XJ' after each asset exempt P.om prior tlisclnsure

B. Income during reporting period

Am.mm Type (e.g. Code I div. rem .. or (A-!l) int}

Gross va!ue at e:::id of reporting pciod

Value Va ue Codi:2 Mtr:h:;d (l-P) Co:!e3

(Q-\V)

IJ, Transacti!'.mli during re{Wr1in& period

(') ff not w:empt frot11

Type {e.g. Date: Value buy. sell, Month Code2 merger, Day (J-P)rede tioo)

Ga-in Identity of O•le buyerfscTier 1 (A- (if private m inmsaction)

55. a, Fide:i:y Advisor Gov. Investm!nt 167

b, Fidelity Advisor lnretme.diate Bond 287

57. c. UNB Discretionary Corrrrnon Trust Fund

58. d. UNB Liquid Asset Fund

59. e. Primco To':al Return Fund

60. f. S&P Midcap 400 Dep Recpis urr

61. g. Note frorr.. Ben:ficlaryrlated l/1/99

62. h. ).rote from Beneficiary dated 616100

L iDe

·FINANCIAL DISCLOSURE REPORT Name of Person Reportir,g

King, Robert B

Vfil ADDmONAL INFORJ'l'[A.TION OR EXPLANATIONS Oi>ilicatel"rtofReport.)

0511312004

Date \::::J ""llS\ s> • ..,