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8/6/2019 4-05 SPC Interpretation
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Company ConfidentialCopyright NN, Inc. 2004
SPC: Interpretation of ControlSPC: Interpretation of Control
ChartsCharts
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
INTRODUCTION
Proper interpretation of control charts is essential in
order forSPC to be effective.
Control charts provide us with a graphical record of
process behavior over a given period of time.
After establishing proper control limits that take into
account inherent variation, the control chart should
reveal any process that is out of control.
You must determine if the patterns you see are related to
Common orSpecial Causes.
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
RANDOM CAUSES OF VARIATION
& If the data on the control chart forms a natural pattern, the points will fluctuate
at random and tend to cluster around the centerline. A few points may spread out
toward the control limits, however, none of the points should exceed the control
limits.
Examples:
- The X-barchart is a measure of the average. A random X-barchart
pattern indicates that the process average did not change during the time
plotted and that most of the parts were near the average.
-A stable pattern on an R chart is an indication of process uniformity. It
could represent the operators technique on the machine. It can comparedifferent operators or different machines. The R chart is a measure of
the spread of the distribution.
-A stable pattern on a p chart is an indication that there was a constant
percentage of non-conforming parts and that the sampling was random.
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
& Control charts with common patterns indicate there is a steady,
stable process running that is not being disturbed by special
causes.
Common Pattern
RANDOM CAUSES OF VARIATION
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
SPECIAL CAUSES OF VARIATION
& Data that fluctuates too widely or fails to balance itself around the centerline
is characteristic of special case patterns. Several types of special case patterns
have been classified.
Identified Patterns ofSpecial Causes of Variation:
& Trends
& Cycles
&Grouping
& Strays
& Sudden Shift in Level
& Mixture
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
PATTERNS OF SPECIAL CAUSES OF VARIATIONTRENDS
& Trends: Defined as a long series of points that lack a change of
direction. There is a continuous movement of points up or down the
control chart. Points will move toward one side of the centerline.
Trends
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
Typical causes of trend patterns:
Tool wear / thread wear
Aging
Seasonal effects
Operator fatigue
Change in standards
Inadequate maintenance Gradual introduction of
new material
Something loose
Gradual wear
Dulling of tool
Gradual change in
operator technique
or skill level Effect of process
controls in other areas
Introduction of different
material / tools
Tightening / loosening of
requirements
Better / poorer work
Increased / decreasedskill of operators
X-Bar Chart R Chart p Chart
PATTERNS OF SPECIAL CAUSES OF VARIATIONTRENDS (cont.)
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
& Cycles: Defined as short trends in the data that occur in repeated
patterns, so that the pattern becomes predictable or systematic. There is
an indication of an assignable cause because a characteristic of a random
pattern is that it does not repeat. The cause of cycles are processing
variables that come and go on a regular basis.
Cycles
PATTERNS OF SPECIAL CAUSES OF VARIATIONCYCLES
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
Typical causes of cycle patterns:
Seasonal effects
Worn threads on locking
devices
Gage differences
Voltage fluctuations
Maintenance schedule
Rotation on fixtures or
gages
Wear of tool or die
Differences between shifts
Sorting practices
Sampling practices
Differences between
suppliers
X-Bar Chart R Chart p Chart
PATTERNS OF SPECIAL CAUSES OF VARIATIONCYCLES (cont.)
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
& Grouping: Occurs when measurements cluster together in a non-random
pattern. This clustering can be indicated by an introduction of a different system
of causes. For example, if a box of rejected parts gets thrown in accidentally,
bunching may be observed on the control chart.
& Strays: Result from a single measurement that is greatly different from the others.
Occasionally, an apparent stray is the result of a plotting error. Strays are among
the easiest of the patterns to recognize because they are so different from the other
readings in the process.Grouping or Strays
PATTERNS OF SPECIAL CAUSES OF VARIATIONGROUPING AND STRAYS
Grouping Stray
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
Typical causes of Grouping patterns:
Measurement difficulty
Different person making
measurements Change in calibration of
a measuring instrument
Mixture of different lots Change in technique of
classification
Changes in sorting ofproduct
X-Bar Chart R Chart p Chart
Typical causes ofStray patterns:
Wrong setting corrected
immediately
Error in measurement /
plotting
Omitted / incomplete
operation
Damage in handling
Incomplete / omitted
operation
Setup parts included
in data
Mathematical error
Variations in sample size
Sampling from different
distributions
A very good or bad lot
X-Bar Chart R Chart p Chart
PATTERNS OF SPECIAL CAUSES OF VARIATIONGROUPING AND STRAYS (cont.)
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
& Sudden Shift in Level: A sudden shift in level is shown by a change
in one direction. A number of points will appear on one side of the control
chart.
Sudden Shift in Level
PATTERNS OF SPECIAL CAUSES OF VARIATION
SUDDEN SHIFT IN LEVEL
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
Typical causes ofSudden Shift in Level patterns:
Change of material
New operator / inspector
New machine setting
Shift change
Different gage
New tools Change in process
method
New operator / equipment
Change of material
Inadequate / improved
maintenance
Decreased / increased
material uniformity Change in process method
New lot of material
Change from one
machine / operator to
another
Change in gage calibration
Change in process method
X-Bar Chart R Chart p Chart
PATTERNS OF SPECIAL CAUSES OF VARIATION
SUDDEN SHIFT IN LEVEL (cont.)
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
& Mixture: Mixture patterns fall near the control limits, with an absence of
points near the centerline. This pattern can be recognized by the unnatural
length of the lines joining the points to create a sawtooth effect. A mixture is
actually a combination of two different patterns on the same chart - one at a high
level and one at a low level.
Mixture
PATTERNS OF SPECIAL CAUSES OF VARIATION
MIXTURE
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
Typical causes of Mixture patterns:
Differences in operators
Differences in gages
Over adjustment of
process
Output from two or more
machines mixed together
Chart placed too far
downstream
Different lots of material /
machines / operator
Differences in gages
Too much play in fixture
Tool needs sharpening
Non-random sampling
techniques
Lots from two or more
sources
X-Bar Chart R Chart p Chart
PATTERNS OF SPECIAL CAUSES OF VARIATION
MIXTURE (cont.)
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
WESTERN ELECTRIC RULES TODETECT PROCESS CHANGES
A
B
C
C
B
A
UCL
LCL
Zones Centerline
68%
95%
99.7%
3
2
1
The Western Electric Rules are based on probability theory. Specifically,
the probability of getting certain plot point patterns is so low that the
situation needs investigation and the process may be out of control.
Special Causes of Variation:
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
POINTS BEYOND THE CONTROL LIMITS& Points beyond the control limits indicate a special cause that is acting on the
process and causing it to act abnormally.
One Point Falls Beyond Zone A
A
B
C
C
B
A
UCL
LCL
Zones Centerline
& Some Possible Causes:
- error in calculation or plotting
- change in measurement system
- deterioration in process performance ( over time or at that moment)
Special Causes of Variation:
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
TWO OUT OF THREE CONSECUTIVEPOINTS IN ZONE A OR BEYOND
& The probability of the two points happening together in Zone A is
determined by multiplying their individual probabilities. ( 1/40 x 1/40 = 1/1,600).
This is very, very unlikely to happen due to inherent variation with a
controlled process. Most likely a shift has occurred in the process average.
2 out of 3 points in Zone A
A
B
CC
B
A
UCL
LCL
Zones Centerline
Special Causes of Variation:
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Company ConfidentialCopyright NN, Inc. 2004
Interpretation of Control ChartsInterpretation of Control Charts
FOUR OUT OF FIVE CONSECUTIVEPOINTS IN ZONE B OR BEYOND
&Through probability analysis statisticians have decided that when 4
out of five points land in the outer 1/3 of the control region, the process
has shifted.
4 out of 5 points in Zone B or Beyond
A
B
C
C
B
A
UCL
LCL
Zones Centerline
Special Causes of Variation:
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Interpretation of Control ChartsInterpretation of Control Charts
RUN OF SEVEN POINTS ON ONESIDE OF CENTERLINE
&Short runs of a few consecutive points are to be expected and will occur
frequently with a controlled process. However, long runs of many consecutive
points are abnormal in a controlled process. In particular, a run of seven or more
points in a row all on the same side of the centerline is sufficient evidence
that the process has changed and action is required.
Run of seven points on the same side of the centerline
A
B
C
C
B
A
UCL
LCL
Zones Centerline
Special Causes of Variation: