2016 Nomura Summer Internship Program

8/17/2019 2016 Nomura Summer Internship Program

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2016 Summer Internship ProgramTechnical support provided by NN IP


2/25

1

IT Intern

Location: Taipei, Taiwan

Term: July 2016 – August 2016

Working Hours: 09:00~18:00

Responsibilities

支援 Client Relationship Management 專案執行

進行 IT 專案相關的系統測試

支援電腦問題排除與作業系統安裝測試

協助 IT 專案的與會議紀錄文件彙整

Requirements

資工、資管相關科系

精通 Windows作業系統與 Office辦公室軟體

熟悉 R程式語言更佳

Contact & Deadline

Interested candidates please send your English CV to [email protected] with the subject line as“Position of Internship Program_Candidate ’s Name”

Appl icat ion Deadline :5 /31, Roll ing Admission

mailto:[email protected]:[email protected]


3/25

2

Client Portfolio Management Intern




Responsibilities

Support Client Portfolio Manager to produce materials of offshore funds [NN (L)] promotion.

Support Client Portfolio Manager to maintain product database of offshore funds.

Support Client Portfolio Manager to manage some offshore funds product related projects such as ground work fordividend modelisation for offshore funds.

Help collecting peer information of offshore funds.

Collect information to help develop the new retirement strategy.

Help Client Portfolio Manager execute product strategy and possess multi -asset coverage.

Requirements

Education:Bachelor or above, finance or economics major preferred.

License Required:1) 投信投顧業務員證照 or 證券高級業務員證照

2) 金融市場常識與職業道德證照

Skills:1) Proficient in the use of PowerPoint and Excel.2) Excellent written and verbal communication skills and good written and verbal English proficiency

Contact & Deadline





4/25

3

Investment administration Intern




Responsibilities

Optimize and rationalize the administrative operations of the investment team in regards to the IT, fund accounting,ERM and compliance.

Support related project and help collecting information.

Overview the respect and quality of investment report in contact with the different portfolio managers and teamhead.

Help monitor and coordinate the solving of issues and improvements between the dealing team and portfoliomanagers.

Requirements

Education:Bachelor or above, finance or economics major preferred.



Skills:

1) Proficient in the use of MS Office applications.2) Excellent written and verbal communication skills and good written and verbal English proficiency

Contact & Deadline





5/25

4

Global Investment Solutions Intern




Responsibilities

Support in investment team to develop and program VBA,SQL or Pythons

Support in analyzing data from international financial markets

Help developing optimal investment solutions

Assess new so lu tions and back test resu lt s

Provide reports and explains portfolios exposure on estimate earnings, macro factors and market f actors.

Requirements

Education:Master or above, engineering major p referred.



3) CFA level 1

Skills:1) Proficient in the use of investment tools.

2) Excellent written and verbal communication skills and good written and verbal English proficiency

Contact & Deadline





6/25

5

Overseas Equities Intern




Responsibilities

Support investment team to produce investment reports for funds under NN (L) advisory.

Support investment team to produce investment materials for f unds.

Support funds investment analysis, decision, and performance review process.

Make decision based on the advisor suggestion and complete the investment decision reports.

Prepare research and outlook report of capital markets.

Requirements

Education:Master or above, finance, economics or engineering major preferred.



3) CFA level 1

Skills:1) Proficient in the use of investment tools.

2) Excellent written and verbal communication skills and good written and verbal English proficiency

Contact & Deadline





7/25

公司簡介

野村投信

2016年3月


8/25

基金規模資料來源:投信投顧公會；2015/12獎項資料來源：理柏(2016/03)；亞洲資產管理雜誌(2016/01)

野村投信簡介

1998年成立。2014年4月由野村資產管理與 Allshores等專業投資團隊取得主要股權，同年10月更名為野村投信

國內外基金總規模達新台幣 829.75億元

榮獲亞洲資產管理雜誌2015年台灣區最佳新基金公司以及最佳創新產品獎

2014、2015、2016連續三年榮獲理柏台灣基金獎混合型團體大獎肯定

擁有頂尖的台股投研團隊，旗下9檔台灣股票型基金規模在同業排名第7名

國內頂尖的全權委託代客操作業者，管理規模高達 646.5億元，同業中排名第9名

基金加計全權委託之資產管理規模高達1,476.3億元

境外基金總代理之 NN投資夥伴亦榮獲亞洲資產管理雜誌2015年最佳多元資產管理公司


9/25

野村投信主要股東

野村資產管理

為野村控股集團內負責資產管理業務之核心企業，是日本最大的資產管理公司。在日本的零售與法人（含退休基金）業務雙居領銜地位。國際上，野村資產管理在全球投資業舉足輕重，並已在亞洲、歐洲及美國等各地設立辦公室。野村資產管理獨具慧眼地以亞洲為根

基，且透過多元化產品線來維繫並強化全球投資者信心。

Allshores集團

透過其香港子公司 Alpha Magnus Limited持有野村投信25%股權。由野村投信現任董事長毛昱文(Ashwin Mehta)發起創立，他亦為野村投信前任總經理。其所指派並當選野村投信董事之法人代表在金融服務業之經驗合計超過60年，並歷任高階區域主管職務。

野村投信企業商標


10/25

1925年成立於日本大阪

在日本、紐約及新加坡三地上市

全球網絡遍及30多個國家，擁有超過29,000名員工

零售客戶資產規模達108.8兆日圓，約合9,050億美元

資產管理規模約42.2兆日圓，約合3,509億美元

野村控股

簡介組織架構

資料來源:野村控股；2015/12/31


11/25

資料來源:野村資產管理；2015/12/31

野村資產管理簡介

1959年成立

日本最大資產管理公司，資產管理規模達3,380億美元

服務據點遍布全球15個國家

同時服務機構法人與一般客戶

Hong Kong

18 Staff

Seoul

London102 Staff

New York

44 Staff

NGA

7 Staff

NCRAMNFR&TA

Office Partner or Affiliate

Kuala Lumpur

33 Staff

Singapore

62 Staff

Joint Venture

LIC NOMURA MF

Frankfurt36 Staff

NFR&T(LDN)

NFR&T

Tokyo

949 Staff

Sydney1 Staff

Dubai

2 Staff

NAM Taiwan

Nomura China AM

Shanghai

4 Staff


12/25

Fixed Income Funds12%

Alternative Funds

22%

Multi-Asset/Balanced Funds 3%

Equity Funds35%

Others (incl. MMF, MRF,

short duration)28%

Governments

13%

Funds 11%

Pensions 75%

Corporations


13/25

野村投信大事紀

1998.12 彰銀喬治亞投信成立

1999.04 第一檔基金成立-優質精選基金

2000.12 ING集團併購安泰人壽以及安泰投顧

2002.12 獲得全權委託代操執照

2006.07 投顧正式擔任ING(L)※系列基金總代理及投資顧問

2006.12 正式合併荷銀投信，成為台灣第一大投信

2007.02 喬遷至台北101大樓

2009.01 ING(L) ※系列基金總代理移轉至投信

2011.03 與中國人壽合作全權委託代操保單，創下業界銷售紀錄

2012.07 領先台灣基金業者，推出行動知識庫(SMC)

2013.01 投信與投顧事業體合併

2013.05 推出創新業界服務「D檔投資法」，定額不定時方式於低檔自動加碼

2014.04 野村資產管理、 Alpha Magnus Investments Limited及Skyline Investment HoldingLimited等自ING集團受讓原安泰投信股份

2014.10 正式更名為野村投信

2016.04 擔任天達資產管理系列基金總代理

※ ING (L) 系列基金自2015年4月7日起正式更名為NN (L)系列基金


14/25

野村投信提供完整的產品線

境內共同基金加計全權委託資產規模 – NT$ 1,476.3億元股票型基金 – NT$ 343.4億元貨幣市場型基金 – NT$ 306.4億元

國內股票型 • 優質基金

• 高科技基金

• 台灣高股息基金

• 台灣運籌基金

• 成長基金

• 鴻運基金

• 積極成長基金

• 中小基金

• e科技基金

區域股票型 • 歐洲中小成長基金

• 歐洲高股息基金(本基金之配息來源可能為本金)

• 亞太高股息基金(本基金之配息來源可能為本金)

• 新馬基金

• 中東非洲基金

• 大俄羅斯基金

全球股票型

• 環球基金 • 全球高股息基金(本基金之配息來源可能為本金)

單一市場股票型 • 泰國基金

• 日本基金

• 日本領先基金

• 中國機會基金

• 巴西基金

• 印度潛力基金

• 印尼潛力基金

產業型基金 • 全球品牌基金

• 全球不動產證券化基金(本基金之配息來源可能為本金)

• 全球生技醫療基金

• 全球氣候變遷基金

• 貨幣市場基金

• 精選貨幣市場基金

• 鴻揚貨幣市場基金

固定收益型基金 –

NT$ 113.4億元

• 全球美元投資級公司債基金(本基金之配息來源可能為本金)

• 美利堅高收益債基金(本基金主要係投資於非投資等級之高風險債券且配息來源可能為本金)

• 亞太複合高收益債基金 (本基金主要係投資於非投資等級之高風險債券且配息來源可能為本金)

• 環球高收益債基金 (本基金主要係投資於非投資等級之高風險債券且配息來源可能為本金)

多元資產及平衡型基金 – NT$ 45.2億元 • 多元資產動態平衡基金(本基金有相當比重投資於非投資等級之高風險債券且配息來源可能為本金)

• 平衡基金

• 鴻利基金

全權委託 –NT$ 646.5億元組合型基金 – NT$ 21.3億元 • 政府基金

• 法人企業代操

• 壽險資金代操

• 鑫全球債券組合基金

• 鑫平衡組合基金

• 新興高收益債組合基金(本基金主要係投資於非投資等級之高風險債券基金且配息來源可能為本金)

資料來源:投信投顧公會；2015/12


15/25

資料整理：理柏/亞洲資產管理雜誌/亞洲投資管理雜誌/亞洲資產管理雜誌/野村投信；日期：2016/03

野村投信的專業持續獲得肯定 -公司篇

年度獎項頒獎單位

2016

混合型團隊大獎 2016理柏台灣基金獎 (Lipper Fund Award Taiwan)

台灣區最佳新基金公司 (Taiwan Best Newcomer)台灣區最佳創新產品獎 (Taiwan Most Innovative Product)

亞洲資產管理雜誌 (Asia Asset Management)

2015 混合型團隊大獎 2015理柏台灣基金獎 (Lipper Fund Award Taiwan)

2014 混合型團隊大獎 2014理柏台灣基金獎 (Lipper Fund Award Taiwan)

2012 台灣最佳機構法人基金公司獎(Taiwan Best Institutional House)亞洲資產管理雜誌 (Asia Asset Management)



2009台灣最佳機構法人基金公司獎(Taiwan Best Institutional House)最佳台灣社區服務獎(Taiwan Best Community Service)

亞洲資產管理雜誌 (Asia Asset Management)

2008最佳台灣基金公司獎(Taiwan Fund House of the year)台灣股票型一年期最佳績效(Taiwan Equities One Year Performance)

亞洲投資管理雜誌 (AsianInvestor)

2007 最佳台灣基金公司獎(Taiwan Fund House of the year) 亞洲投資管理雜誌 (AsianInvestor)

2006 最佳機構法人資產管理成長獎(Most Improved Institutional fund house)亞洲資產管理雜誌 (Asia Asset Management)


16/25

資料整理：理柏/晨星/Smart智富月刊/台北金融研究發展基金會；資料日期：2016/03

野村投信基金得獎紀錄

年度基金獎項

2016野村中小基金

野村成長基金

2016年理柏台灣基金獎、2016年傑出基金金鑽獎

2016年傑出基金金鑽獎

2015野村中小基金野村成長基金

野村鴻利基金

2015年理柏台灣基金獎、2015年傑出基金金鑽獎 2015年傑出基金金鑽獎

2015年Smart智富台灣基金獎(晨星技術指導)

2014 野村中小基金 2014年理柏台灣基金獎

2013 野村中小基金 2013年理柏台灣基金獎

2010 野村平衡基金 2010年理柏台灣基金獎

2008

野村台灣高股息基金

野村鴻揚貨幣市場基金

2008年基金金鑽獎

2008年Smart智富台灣基金獎(晨星技術指導)

台灣債券型基金獎


17/25

野村投信總代理NN (L)境外系列基金

全球股票型

• NN (L)環球高股息基金 (原ING (L)環球高股息投資基金) (本基金之配息來源可能為本金)

• NN (L)全球機會股票基金 (原ING (L)全球機會投資基金)

歐洲股票型

• NN (L)歐洲股票基金 (原ING (L)歐洲股票投資基金)

• NN (L)歐元高股息基金 (原ING (L)歐元高股息投資基金) (本基金之配息來源可能為本金)

新興市場股票型

• NN (L)歐洲新興市場股票基金 (原ING (L)歐洲新興市場投資基金)

• NN (L)拉丁美洲股票基金 (原ING (L)拉丁美洲投資基金)

• NN (L)亞洲收益基金 (原ING (L)亞洲高股息投資基金) (本基金之配息來源可能為本金)

• NN (L)大中華股票基金 (原ING (L)大中華投資基金)

單一國家股票型

• NN (L)美國高股息基金(原ING (L)美國高股息投資基金) (本基金之配息來源可能為本金)

• NN (L)日本股票基金 (原ING (L)日本投資基金)

多元資產型

• NN (L)旗艦多元資產基金(本基金之配息來源可能為本金)

產業型

• NN (L)原物料基金 (原ING (L)原物料投資基金)

• NN (L)能源基金 (原ING (L)能源投資基金)

• NN (L)銀行及保險基金 (原ING (L)歐洲新興市場投資基金)

• NN (L)食品飲料基金(原ING (L)食品飲料投資基金)

• NN (L)科技基金 (原ING (L)科技投資基金)

債券型

• NN (L)環球高收益基金 (原ING (L) Renta環球高收益基金) (本基金主要係投資於非投資等級之高風險債券且配息來源可能為本金)

• NN (L)投資級公司債基金(原ING (L) Renta投資級公司債基金) (本基金之配息來源可能為本金)

• NN (L)亞洲債券基金 (原ING (L) Renta亞洲債券基金)(本基金有相當比重投資於非投資等級之高風險債券且配息來源可能為本金)

• NN (L)新興市場債券基金 (原ING (L) Renta新興市場債券基金) (本基金有相當比重投資於非投資等級之高

風險債券且配息來源可能為本金)


18/25

野村投信總代理天達環球策略基金系列

全球股票型

• 天達環球策略基金 -環球特許品牌基金（本基金之配息來源可能為本金）

• 天達環球策略基金 -環球股票入息基金（本基金之配息來源可能為本金）

• 天達環球策略基金 -環球動力股息基金（本基金之配息來源可能為本金）

• 天達環球策略基金 -環球動力基金

• 天達環球策略基金 -環球策略股票基金

• 天達環球策略基金 -環球策略管理基金（本基金之配息來源可能為本金）

成熟市場股票型

• 天達環球策略基金 -歐洲股票基金

• 天達環球策略基金 -英國 ALPHA基金(原:英國股票基金)

• 天達環球策略基金 -美國股票基金

新興市場股票型

• 天達環球策略基金 -新興市場股票基金

• 天達環球策略基金 -亞洲股票基金多元資產型

• 天達環球策略基金 -新興市場多重收益基金（本基金之配息來源可能為本金）

產業型

• 天達環球策略基金 -環球能源基金

• 天達環球策略基金 -環球黃金基金

• 天達環球策略基金 -環球天然資源基金

債券型

• 天達環球策略基金 -環球債券基金

• 天達環球策略基金 -環球策略收益基金

• 天達環球策略基金 -投資評級公司債券基金（本基金之配息來源可能為本金）

• 天達環球策略基金 -歐洲高收益債券基金(原：高收入債券基金)(本基金主要係投資於非投資等級之高風險債券且基金之配息來源可能為本金)

• 天達環球策略基金 -拉丁美洲公司債券基金（本基金有相當比重投資於非投資等級之高風險債券且基金之配息來源可能為本金）

• 天達環球策略基金 -新興市場當地貨幣債券基金(本基金之配息來源可能為本金)

• 天達環球策略基金 -新興市場公司債券基金（本基金

有相當比重投資於非投資等級之高風險債券且基金之配息來源可能為本金）

貨幣市場型

• 天達環球策略基金 -美元貨幣基金

• 天達環球策略基金 -英鎊貨幣基金

• 天達環球策略基金 -歐元貨幣基金


19/25

野村投信熱心公益亦不落人後

2016年2月，捐贈二手iPad 21台給公益平台文化基金會之均一教育學院「線上教學」師資培訓計畫。

2015年12月，與台北101金融大樓共同捐贈文具與禮品予天主教博愛基金會。

2014年8月，捐贈新台幣300萬元協助高雄氣爆救災。

2010年11月，募集5,600張發票，捐贈給中華民國關懷心臟病童協會；同時，公司及員工合計捐贈126萬元

給台東基督教阿尼色佛兒童之家，協助興建阿尼色佛南投家園；此外，我們亦募集了350本童書，捐贈給苗

栗為恭醫院的小朋友們。

2009年8月，公司及員工合計捐贈155萬元給八八風災受災區-碧潭以及景山國小，為災後重建盡一份心力。

2009年1月，贊助「一生必看一次」的太陽劇團於來台首演，參與藝術活動不遺餘力，並捐贈50張票義賣，

所得全數捐出。

於2008年11月舉辦「 ING Fun of Fund 聯合慈善園遊會」，邀請弱勢家庭兒童參加活動，並將義賣所得捐

贈給共同參與義賣的慈善團體。

2008年10月，來自川震地區小朋友至本公司以及101大樓參觀。

2007年12月7日「ING企業公益日」，邀請兩所偏遠地區國小學童至台北101大樓進行校外教學。

2007年3月，捐贈約200台電腦給偏遠地區的弱勢家庭小朋友。

2007年3月，贊助世界第一男高音多明哥於來台演唱會，支持藝術文化扎根。


20/25

野村證券投資信託股份有限公司野村投資理財網：www.nomurafunds.com.tw 客服專線： (02)8758-1568

台北總公司：11049台北市信義路五段7號30樓(代表地址) TEL：(02)8101-5501

新竹分公司：30071新竹市光復路二段289號3樓之2 TEL：(03)516-3163

台中分公司：40861台中市南屯區公益路二段51號9樓A室 TEL：(04)2319-8768

台南分公司：70164台南市東區東門路二段297號3樓之1 TEL：(06)235-6988

高雄分公司：80757高雄市三民區博愛一路366號21樓之2 TEL：(07)322-5525

上述基金均經金管會核准或同意生效，惟不表示絕無風險。基金經理公司以往之經理績效不保證基金之最低投資收益；基金經理公司除盡善良管理人之注意義務外，不負責本基金之盈虧，亦不保證最低之收益，投資人申購前應詳閱基金公開說明書。有關基金應負擔之費用（含分銷費用）已揭露於基金公開說明書及投資人須知，本公司及銷售機構均備有基金公開說明書（或中譯本）或投資人須知，投資人亦可至公開資訊觀測站或境外基金資訊觀測站中查詢。

由於高收益債券之信用評等未達投資等級或未經信用評等，且對利率變動的敏感度甚高，故高收益債券基金可能會因利率上升、市場流動性下降，或債券發行機構違約不支付本金、利息或破產而蒙受虧損。高收益債券基金不適合無法承擔相關風險之投資人，投資人投資以高收益債券為訴求之基金不宜占其投資組合過高之比重。

基金配息率不代表基金報酬率，且過去配息率不代表未來配息率；基金淨值可能因市場因素而上下波動。基金的配息可能由基金的收益或本金中支付。任何涉及由本金支出的部份，可能導致原始投資金額減損。本基金由本金支付配息之相關資料，投資人可至本公司網站(www.nomurafunds.com.tw)查詢。本基金配息前未先扣除應負擔之相關費用。

基金涉及投資新興市場部份，因其波動性與風險程度可能較高，且其政治與經濟情勢穩定度可能低於已開發國家，也可能使資產價值受不同程度之影響。依金管會規定，投信基金直接投資大陸地區有價證券僅限掛牌上市有價證券，境外基金投資大陸地區有價證券則不得超過該基金資產淨值之10%，投資人須留意中國市場特定政治、經濟與市場等投資風險。

部份基金或所投資之債券子基金，可能投資美國Rule 144A 債券，該等債券屬私募性質，較可能發生流動性不足，財務訊息揭露不完整或因價格不透明導致波動性較大之風險，投資人須留意相關風險。

本文提及之經濟走勢預測不必然代表基金之績效，基金投資風險請詳閱基金公開說明書。

定時定額投資人因不同時間進場，將有不同之投資績效，過去之績效亦不代表未來績效之保證。

本資料係整理分析各方面資訊之結果，純屬參考性質，本公司不作任何保證或承諾，請勿將本內容視為對個別投資人做基金買賣或其他任何投資之建議或要約。本公司已力求其中資訊之正確與完整，惟不保證本報告絕對正確無誤。未經授權不得複製、修改或散發引用。

野村投信為 NN (L)及天達系列基金在台灣之總代理。【野村投信獨立經營管理】


21/25

野村投信境內外基金品牌

總代理境外基金

NN (L)系列基金天達系列基金

境內基金

野村投信系列基金

註：境外基金品牌由左至右依各品牌英文字母排序 Note: The rank of offshore fund labels are from left to right sorted by fund labels’ alphabet order


22/25

www.nnip.com

NN Investment Partners Company overview

February 2016

About us NN Investment Partners is the asset manager of NN Group

N.V., a publicly traded corporation. NN Investment Partners

is head-quartered in The Hague, The Netherlands. NN

Investment Partners manages in aggregate approximately

EUR 180 bln* (USD 202 bln*) in assets for institutions and

individual investors worldwide. NN Investment Partners

employs over 1.200 staff and is active in 16 countries across

Europe, Middle East, Asia and U.S.

Strength in partnership

Since April 7th 2015 we are proud to be NN Investment Partners.

A new name for a company with a successful heritage going back 170 years. Rooted in commercial banking and insurance, we remain

a multi-boutique asset manager with a wide and successful product

range. Our new name captures what we stand for: how we want

to service our clients and grow the business. We want to engage

with our clients as a partner who provides them with solutions and

addresses their needs and we will continue investing in research,

services, products and people for optimum results.

Our Philosophy

Every company has its strengths and ours are in active management,

generating income and sustainable investments. Our investment

style is to identify unrecognised oppor tunities ahead of consensus

and deliver value to our clients in a highly risk controlled and trans-

parent manner.

Distinctions

• Deep investment heritage since 1845

• Global reach with a local focus

• Wide range of client-oriented investment solutions,

strategies and advisory services

• Active management in pursuit of attractive investment

returns

• Strong risk management to protect clients

We believe that above-benchmark returns can be:

• generated by focusing proprietary research on inefficiencies in

the markets and identifying unrecognised value • enhanced by establishing a multi-boutique organisational struc-

ture that empowers portfolio management teams to apply their

own unique investment approaches and holds them accountable

for the results

• delivered consistently in conjunction with a state-of-the-art diag-

nostics and risk management infrastructure

• supported by robust client service and business management

capabilities within the investment engine

Our Investment Solutions

The worldwide scope and local presence of NN Investment

Partners enable us to offer clients a wide variety of investment

products and solutions across asset c lasses, geographies and

styles. We use our knowledge and track record in managing

liquid and Illiquid assets to generate income, multi-strategy invest-

ment and fiduciary innovation.

• Fixed Income

• Equity

• Multi-Asset

As of Apr il 07, ING Investment Management has renamed to NN Investment Partners. NN Investment Partners is part of NN Group N.V., a publicly traded

corporation. Currently NN Group is 14.1% owned by ING Group. ING intends to divest the remaining stake in NN Group before 31 December 2016, in line

with the timeline ING has agreed with the European Commission.

* Figures as of 28 January 2016.

Disclaimer This document has been prepared solely for promotional purposes and does not constitute an offer, in particular a prospectus or any invitation to treat, buy or sell any security or to participate in any trading strategy and cannot be understood as provision of investment services. The content of this document is based upon sources of information believed to be reli- able. However, no guarantee, warranty or representation, express or implied, is given as to the accuracy, correctness or completeness of such information; and neither NN Investment Partners Holdings N.V. and its subsidiaries, nor any other company or unit belonging to the NN Group, nor any of its officers, directors or employees accept any liability or responsibility

in respect to the information or any recommendations expressed herein. Any information given in this document may be subject to change or update without notice. Investment sustains risks. Please note that the value of your investment may rise or fall and also that past performance is not indicative of future results and shall in no event be deemed as such. Any claims arising out of or in connection with the terms and conditions of this disclaimer are governed by Dutch law.

http://www.nnip.com/http://www.nnip.com/http://www.nnip.com/


23/25

Company overview

2

Fixed Income Capabilities

Main Points

• 112 skilled investment professionals

• AuM: EUR 151.3 bln (end of December 2015)

Our team Our Fixed Income boutiques have experienced portfolio management teams, consisting

of portfolio managers, analysts and strategists. These teams have a global presence with

locations in The Hague, New York, London, Atlanta and Singapore.

Within Fixed Income we offer a broad range of strategies,

ranging from Developed markets to Emerging markets:

- Single Fixed Income Strategies

- Multi Credit Strategies

- Absolute/Total Return Strategies

Dedicated teams with clear roles and responsibilities,

Oversight

Hans Stoter

CIO

experience

since 1991

Macro & Strategy

7 professionals

Other Strategies

Global Fixed Income

Sylvain de Ruijter

experience since 1990

9 professionals

Credit Investments

Tim Dowling


38 professionals**

Emerging Market Debt

Marcelo Assalin


20 professionals**

Investment Services

Sylvia van de

Kamp‐Vergeer

Head Investment

Services

experience since

1988

Roy Scheepe

Team leader

Fixed Income

experience

since 1985

benefitting from close cooperation and cross border pres-

ence.

Multi‐Asset, Systematic &

Portfolio Management

26 professionals

Equity

52 professionals

Global Equity Research

23 professionals

Portfolio Management Group

Wim Veraar


Treasury

8 professionals

Global Investment Leadership Team member

Han Rijken


ABS Purchase Program Insurance Investments

4 professionals 37 professionals

Quantitative

Research & Strategy

13 professionals

Trading

17 professionals

Investments Business

Management

6 professionals

Why NN Investment Partners for Fixed Income?

People

• A deeply embedded fixed income culture

• Dedicated portfolio managers and analysts per fixed

income class

• Close cooperation between the Fixed Income teams • High average experience of the Investment teams

Philosophy

• Active management style in order to generate excess

returns

• Identify unrecognised investment opportunities ahead of

consensus

Process

• Disciplined investment process built on multiple alpha

sources

• Proprietary fundamental research models tools

• State of the art portfolio analytics and risk management

infrastructure

Performance

• Strong results versus benchmarks and peers

• Public recognition by receiving many awards and high

ratings

* AuM data as of 31 December 2015, staff as of 31 December 2015 ** Credit and EMD Boutique share 4investment analysts

Overview of Fixed Income

Security Income/Spread Absolute/Total

Return Matching

Government Bonds

Global/Regional

Inflation linked

Long duration

EMD HC EMD LC

Peripheral Sovereign Short duration Liability Driven

Investments

Corporate Bonds

High Grade

Corporatesex.

Financials

Covered

Inv. Grade Credit

High Yield EMD

Corporates

Convertibles

Credit Select

(finite maturity)

Other Money Markets

Gov. Related Loans

Asset Backed Securities

Senior Loans Mortgage

Loans Private Debt*

EMD LC‐FX

Combination Global Fixed Income

Aggregate

Aggregate Plus EMD

Opportunities

Absolute Return Bond

Yield Opportunities

Bond Opportunities

Liability Driven

Investments

We offer attractive Fixed Income solutions for all client needs

W* Perivoateff Deebrt satrttatergaiecsticovnseist Fof iCxoerpdoraItne Ccroedmit Loeanss,oClRuE Ltioaonsn, Psrof jeoctrFianalnlcce,lEimeenrgtinng Meaerkdetss LaoannsdancdoExmporbt Cirnedeit AtghenecymLo.ans


24/25

Company overview

3

Other

Equities Capabilities

Main Points


• AuM: EUR 35.6 bln (end of December 2015)

Within Equities we offer a broad range of strategies, rang-

Our team Our Equity boutiques have experienced portfolio management teams with clear account-

ability. The investment teams benefit from the input of the dedicated investment analysts

who focus on global sectors. The teams have a global presence with locations in The Hague,

Brussels, London, New York and Singapore.

ing from Developed markets to Emerging markets:

- Dividend Investing

- Thematic Investing

- Contrarian Investing

- Fundamental Stock Picking

Dedicated investment teams with clear roles and respon-

Oversight

Hans Stoter

CIO

experience

since 1991

Macro & Strategy

7 professionals

Other Strategies

Equity Specialties

Jeroen Bos Global Investment Leadership

Team member experience since 1999

14 professionals

Investment Services

Sylvia van de

Kamp‐Vergeer

Head Investment

Services

experience since

1988

Carl Ghielen

Team leader

Equities

experience

since 1990

sibilities, in close co-operation with global sector analysts.

Why NN Investment Partners for

Fixed Income

112 professionals

Multi‐Asset, Strategy &


26 professionals


23 professionals

Equity Value

Nicolas Simar


7 professionals


Marc van Loo


23 professionals

Emerging Markets

Ashish Goyal


8 professionals

Quantitative

Research & Strategy

13 professionals

Trading

17 professionals

Investments Business

Management

6 professionals

Equities? * AuM data as of 31 December 2015, staff as of 31 January 2016

People

• Skill based investment teams

• High average experience of the investment teams

• Dedicated portfolio managers and analysts with

clear accountability

Overview of Equity

Developed Emerging

Philosophy

• Active management style in order to generate

excess returns

• Identify unrecognised investment opportunities

ahead of consensus

Dividend InvestingGlobal, US

Euro, Europe

Sustainable Investing Global, Europe

Real Estate Investing Global, Europe

Thematic InvestingGlobal, Europe Opportunities

Prestige & Luxe

Global

• Highly risk controlled and transparent Optimised Portfolio

Strategies

Global, Euro, Europe

Sectors

Emerging MarketsGlobal, Europe, Russia, Greater China

& Latin America

Process

• Specialised investment processes per team

• Support from analysts of the Global Equity Research

team

• Proprietary fundamental research models

• State of the art portfolio analytics and risk

management infrastructure

Performance

• Strong long term results recognised by rating

agencies

• Public recognition by receiving many awards and

high ratings

Euro Income

DutchAsia Income

We offer distinct Equity strategies for retail and institutional clients.


25/25

Company overview

Multi-Asset Capabilities

Main Points


• AuM: EUR 25 bln (end of December 2015)

Within the Multi-Asset boutique we offer a broad range

of investment strategies and services. Our investment

strategies consist of benchmark and outcome oriented

Multi-Asset strategies as well as Systematic strategies.

Next to this we offer advisory services on risk mitigation

and tactical asset allocation. The Multi-Asset boutique is

Our team Within the team, we have dedicated portfolio management and strategy teams with clear

roles and responsibilities. The Macro and Strategy team is responsible for formulating the

macro-economic outlook and generating tactical investment views on various asset classes,

regions and sectors. These views are used in the Multi-Asset team’s

strategies and throughout the broader NN Investment Partners organisation. The

Multi-Asset Strategies team is responsible for managing a broad range of benchmark and

outcome oriented multi asset solutions including total return strategies. The

Systematic Strategies team is a team focused on hedging capabilities and responsible for

the management of a range of systematic (rules-based) strategies.

responsible for generating and expressing the macro-eco-

nomic outlook and generating tactical asset allocation

views.

Why NN Investment Partners for

Oversight

Hans Stoter

CIO

experience

since 1991

Other Strategies

Fixed Income

112 professionals

Equity

52 professionals

Multi‐Asset

Valentijn van Nieuwenhuijzen Global

Investment Leadership Team member



Group

Wim Veraar


Investment Services

Sylvia van de

Kamp‐Vergeer

Head InvestmentServices

experience since

1988

Iwan Brouwer

Team Leader

Multi‐Asset

experience

since 1996

Multi-Asset?

People

• A stable team with a proven track record

Treasury

8 professionals


Multi‐Asset

Macro & Strategy

Multi‐Asset

Portfolios

Systematic

Strategies

Portfolio

Management

Quantitative

Research & Strategy

13 professionals

Trading

17 professionals

• High average experience among 20 team members Patrick Moonen Ewout van Schaick Willem van Dommelen Tjeerd van Cappelle

• Research, Portfolio Management and Advisory 23 professionals experience since 1989 experience since 1997 experience since 2001 experience since 1992 Investments Business

Management

7 professionals 8 professionals 6 professionals 10 professionals 6 professionals

activities integrated in one team

• Specialist portfolio managers for view driven as well as

systematic strategies

Philosophy

• Market opportunities and structural risk premiums

always exist

• Combining the analysis of market fundamentals and mar-

ket behaviour produces superior investment views

• Being active in the Multi-Asset universe allows us to take

advantage of these opportunities, either via a view-based

or a rules-based investment approach

• Benefitting from and integrating expertise of our econo-

mists, strategists and portfolio managers is essential

Process

• We apply a consistent investment view generation pro-

cess for all view-driven strategies

• We apply a consistent investment process for all system-

atic managed strategies

• Strong focus on efficient (cost controlled) and effective

portfolio construction

• Integrated risk management

Performance

• Award winning team

• Strong results recognised by LIPPER and Morningstar

* AuM data as of 31 December 2015, staff a s of 31 December 2015

Overview of Multi-Asset

Multi‐Asset strategies Component strategies (Building Blocks)

Benchmark‐oriented

Outcome‐oriented

• Total/Absolute return

• Income/Yield focused

Liquid alternativesBuy‐

write strategies Portable

alpha strategies

Derivatives overlay and hedging

Strategy and TAA views

We offer distinct multi-asset and systematic investment solutions for institutional as well as

retail clients.

Documents

2016 Nomura Summer Internship Program