2013 - Architecture Objectives

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2013 Enterprise Architecture Objectives (1.0)

Date: 2/04/2013

Architecture Team

HF - Harold Flores - Enterprise Architect

JC - Jhon Cuzcano - Solutions Architect

JB - Jose Luis Bendezu - Solutions ArchitectFD - Fred Duarte - Solutions Architect

HT - Hernant Tello - Security Architect

HE - Heine Escobedo - Data Architect

BC - Bill Campbell - Infrastructure Architect

BA - Business Architect

Objective

Financial Services

i2 ACH TranDotCom - Texas

* Provide ACH Architecture guidelines (Models, Notebook).* Follow up ACH TranDotCom implementation.

i2 TranDotCom - Accounting Reporting Automation

* Provide Settlement, GL/TREC and Daily Summary Report Architecture guidelines (Models, Notebook).

* Follow up TranDotCom - Accounting / Reporting implementation.

i2 ACH WNLI (from Latitude)

* Provide Latitude and WNLI integration Architecture with Accounting/TREC system (Models, Notebook)

* Follow up i2 ACH WNL (from Latitude) implementation.

i2 ACH Allied Processing

* Provide services component model and Architecture Notebook for the following aspects: Branding

generation of ACH Files for Allied and Checkngo, reception of Return Files, generation of TREC and Bank

Detail files.

* Follow up i2 ACH Allied Processing implementation.

Qfund (Allied) to TREC Conversion

* Provide services model components and Architecture Notebook for the following aspects: Collection of

Allied Qfund Accounting Files, Generation of TREC formatted files for reconciliation purposes, Resilience

and Errors/Alerts notifications.

* Follow up i2 Qfund (Allied) to TREC conversion.

Bank Feeds

* Provide services model components and Architecture Notebook for the following aspects: Collection ofbank feeds, generation of data submitted from Banks into TREC reconciliation format, access to modify

data elements, Dashboard implementation prototype review.

* Follow up i2 Bank Feeds implementation.

ORCC Payment Migration Retail/Online/Latitude?

* Provide services model components and Architecture Notebook for the following aspects: Collection of

Debit/Credit Card information in Checkngo stores, Generation of Batch Process, Business Rules for Step

dow process, PCI compliance implementation

* Follow up ORCC Payment Migration implementation


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Enhanced Cash Disbursements - Adaptive Payment (ATM Network)

* Provide services model components and Architecture Notebook for the following aspects: Disbursement

creation services, Disbursement identification channel, Checkngo services integration, Adaptive Payment

Accounting Integration and Reconciliation.

* Follow up i2 Cash Disbursement Adaptive Payment (ATM) implementation.

TranDotCom - Default Loans (Latitude)

* Provide services model components and Architecture Notebook for the following aspects: Disbursement

creation services, Disbursement identification channel, Checkngo services integration, Adaptive Payment

Accounting Integration and Reconciliation.

* Follow up i2 Cash Disbursement Adaptive Payment (ATM) implementation.

Check Return (CRU Process automation) - Phase 3

* Provide services component model and Architecture Notebook for the following aspects: Download of

bank return files, returns data model, return collection operations, Return Files generation for District

Portal.

* Follow up i2 Check Return CRU Automation process implementation

Non-bank Data Feeds

* Provide services component model and Architecture Notebook for the following aspects: Download of

non-bank data feeds, configuration of processes, generation of business output files.

* Follow up i2 Non-bank data feeds process implementation.

i2 Servebase - Bank Configuration

* Provide services component models and Architecture Notebook for the following aspects: Configuration

of payment steps based on UK Bank grouping and setup, generation of servebase files for process and

batch scheduling.

* Follow up i2 Servebase - Bank configuration process implementation.

i2 Servebase - Automated Reconciliation

* Provide services component model and Architecture Notebook for the following aspects: Automated

reconciliation between separated business solutions: Servebase EFT, Stars 5 and Accounting system.

* Follow up i2 Servebase - Automated reconciliation implementation.

Loan Processing / Loan Management

ACH Scheduler - PDL Indiana

* Provide services component model and Architecture Notebook for the following aspects: ACH Services for

auto scheduling and manual configuration, ACH Presentation services support, ACH Scheduler login and

authentication.

* Follow up i2 ACH Schedules implementation.

i2 Servebase - Day batch submission

* Provide services component model and Architecture Notebook for the following aspects: Day batch

processing of Payments for Servebase EFT, Integration services for STARS scheduling and posting of

changes.

* Follow up i2 Servebase - Day batch submission implementation.

Check Return - Phase 2


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* Provide services component model and Architecture Notebook for the following aspects: Review of Check

Return data, modification and execution of business rules for accepting ACH returns.

* Follow up i2 Check Return Phase 2 implementation

Oklahoma ILP & Title Loans (3rd Party)

* Provide ACH Architecture guidelines (Models, Notebook).

* Follow up Oklahoma Title Loans implementationKansas Choice Loan (NCP Integration)


* Follow up Kansas Choice Loan Implementation

Line of Credit - Loan Processing / Loan Management

* Provide services component model and Architecture Notebook for the following aspects: Domain Model

of Loan Processing for LOC, Integration and BPM processes.

* Follow up i2 LOC - Loan Processing/Loan Mgmnt implementation.

Line of Credit - Product Definition & Business Rules


of Financial Product Definition and Business Rules.

* Follow up i2 LOC - Product Definition and Business Rules implementation.

Check Returns (Loan Origination) - Phase 3


* Follow up Check Return (Loan Origination) implementations

Loan Application Processing

Choice Loan Product - Ohio - Phase 1

* Provide services component model and Architecture Notebook for the following aspects: Integration with

external third party (NCP services), Underwriting Engine with CSO fees.

* Follow up Choice Loan Product Ohio release.

Choice Loan Product - Ohio - Phase 2

* Provide services component model and Architecture Notebook for the following aspects: Extension ofrefinance, LIS integration and Accounting/Reconciliation.

* Follow up Choice Loan Product Ohio release.

Choice Loan Product - California

* Provide services component model and Architecture Notebook for the following aspects: Extension of

CLP for Refinance, Underwriting engine to support Rewards program, Scoring increment and APR

considerations for CLP.

* Follow up Choice Loan Product California release.

Line Of Credit - Loan Application Processing


of Application Processing for LOC, Integration, Business Rules, and BPM processes.

* Follow up i2 LOC - Loan Application Processing implementation.

Denial Letter Management

* Provide services component model and Architecture Notebook for the following aspects: Content

management for Denial Letters, Pre-Application Services and Storage of Denial documents.

* Follow up Denial Letter management release.

Presentation Services Layer - Checkngo.com


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* Provide services component model and Architecture Notebook for the following aspects: Generation of

Loan application for Checkngo and Thirdparties, Underwriting Eligibility re-engineering for performance,

Content Management and Presentation services.

* Follow up Presentation Services Layer implementation

Scoring / Underwriting

Denial Rules Management

* Provide services component model and Architecture Notebook for the following aspects: Handle of

Business Rules for Denial of Loan application based on state, region, customer data and regulations.

* Follow up Denial Rules Management implementation.

TranDotCom integration - Eligibility - Hit List/LIS

* Provide services component model and Architecture Notebook for the following aspects: Services for LIS

update of status, Services for exposing Hit List to internal and third party providers.

* Follow up Eligibility - Hit List/LIS implementation.

LOC Underwriting - Initial (Eligibility, Integration, Denial, etc)

* Provide services component model and Architecture Notebook for the following aspects: Underwriting

and Scoring process, Integration with third parties internal/external

* Follow up LOC Underwriting Initial implementation.

Veritec Integration Processing

* Provide services component model and Architecture Notebook for the following aspects: Veritec

integration for handling loan status and data, Compliance and regulations for Veritec States

* Follow up Veritec Integration Processing implementation.

Risk/Fraud Management

* Provide services component model and Architecture Notebook for the following aspects: Risk Evaluation,

Generation of Fraud Alerts.* Follow up Risk/Fraud Management implementation.

Line Of Credit - Underwriting Advanced (Risk based pricing, Rewards, etc.).

* Provide services component model and Architecture Notebook for the following aspects: Risk based

evaluation, Rewards Program extension based on APR, Scoring and PTI values.

* Follow up i2 LOC - Underwriting Advanced (Risk based Pricing, Rewards, etc.).

Recovery/Debt Management

UK Collections and STARS 5 integration

* Provide services component model and Architecture Notebook for the following aspects: Integration

services between Collection system and POS (Stars), Generation of files, Alert/Notifications.

* Follow up UK Collections implementation.

Latitude Allied Processing

* Provide services and component model for handling communication of data between STARS solution and

Latitude in case of Accounts received from Allied stores.

* Follow up Latitude Allied implementation.

Retail/Ancillary

Check Cashing Phase 2 (Reduce Rejections)


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* Provide services component model and Architecture Notebook for the following aspects: Establishment

of business rules to reduce rejection of checks, Presentation services support for hanlding adjustment of

data and posting of changes into STARS..

* Follow up UK Collections implementation

Referral Check Processing


* Follow up Referral Check Processing deployment.Business Intelligence

Line Of Credit - Operational Reporting

* Provide services component model and Architecture Notebook for the following aspects: Reporting of

Application, Loan Management to solve CSR/Head Office reporting needs

* Follow up i2 LOC - Underwriting Advanced (Risk based Pricing, Rewards, etc.).

Line of Credit - Data Warehouse & BI Reporting

* Provide services component model and Architecture Notebook for the following aspects: Establishment

of main ETL jobs to verify underwriting metrics and performance of LOC product and other financial

services.

* Follow up Line Of Credit - Data Warehouse implementation.

Store Performance Management System (KMI)

* Provide services component model and Architecture Notebook for the following aspects: Identify ETL jobs

to collect metrics from POS solutions, Adjustment of Key Metric values and execution of Business Rules.

* Follow up Store Performance Management System (KMI) implementation.

Common Services

Authentication and Authorization

* Provide services component model and Architecture Notebook for the following aspects: Single Sign On

Authentication mechanisms, tracking of login timestamp operations, handling of authorization of privileges

to application resources (pages, urls, menu functions).

* Follow up Authentication and Authorization ImplementationHierarchy Replacement

* Provide services component model and Architecture Notebook for the following aspects: Creation of

hierarchy through organizations, Consumption of Hierarchy data, Publishing of Adjustment and

modifications, Integration with Corporate and Retails solutions.

* Follow up Hierarchy Replacement implementation.

Line of Credit - Admnistrative (Login Store, Authentication & Authorization)

* Provide services component model and Architecture Notebook for the following aspects: Line of credit

product rules for login store, Authentication & Authorization.

* Follow up Line Of Credit - Administrative implementation

Content Management Services

* Provide services component model and Architecture Notebook for the following aspects: Creation and

management of Agreement templates, Generation of Dynamic content based on Client device, Storage of

Costumer Documents for Compliance and Auditing.

* Follow up Content Management system implementation.

Customer Master Data Management

* Provide services component model and Architecture Notebook for the following aspects: Domain model

for Customer Master data, Integration services with Retail and Corporate Systems, Performance and

Scalability for search and lookup, Association between Customers and Applied Products history.


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* Follow up Customer Master Data Management implementation

Product Master Data Management

* Provide services component model and Architecture Notebook for the following aspects: Domain model

for Financial Services products, Integration services with Retail and corporate systems.

* Follow up Product Master Data Management implementation.

Customer Relationship ManagementLine of Credit - CRM (Customer interaction: Calls, SMS, email)

* Provide services component model and Architecture Notebook for the following aspects: Relationship

Management with Customers, Tracking of Courtesy and Collection Calls, Following up on Campaings and

marketing projects.

* Follow up Line Of Credit - CRM implementation

Enterprise Architecture

TOGAF Architecture Guidelines

Application Architecture Reference

Functional Programming Guidelines (Scala, etc)

Highly Scabalability and Concurrency Guidelines (Erlang, Akka)

High Performance Database In Memory/Caching (SQL Fire, InfiniSpan Data Grid)

Document and Content Management Guidelines (AlFresco, Spring Surf)

Enterprise Service Oriented Architecture Guidelines

Data Warehousing Architecture Guidelines

Data Management and Information Technology Guidelines

Security Architecture

Complete Policies and Procedures of Axcess Financial Security Framework

Guidelines for Monitoring and Management Tools for Acess Rights Administration

PCI Compliance Policies and Procedures

PCI Assessment for Axcess Financial SolutionsSecurity Guidelines - Voice Over IP

Security Guidelines - Web Services

Security Guidelines - Risk Management

Guidelines for penetration testing and Ethical Hacking Reporting.

Guidelines for correlation between Logs and Vulnerabilities Scanning process

Network Security Assessment (US)

Network Security Assessment (UK)

Security Design and Guidelines - Routers Protection

Security Design and Guidelines - Firewalls Protection

Security Design and Guidelines - Remote Access and VPN

Security Design and Guidelines - Wireless/Mobile

Establish Firewall Governance Infrastructure: Global Policy and Change Management

Guidelines - Email security

Infrastructure Architecture

Establish Architecture/Design for QA, Dev & Engineering Environments (Change Control)

Email Management and Backup Strategy

Guidelines and Architecture - Enterprise Voice Over IP

Architecture & Strategy - Network Management Design

Architecture Redesign of Domains and Controllers


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Network Storage - Topology Design

Application & Systems Hardening Guidelines

Establish Active Directory Domain Security Policies

Architecture & Redesign - WAN Traffic Flow Diagrams

Architecture & Redesign - WAN Topology Diagrams Draft and Design Completion

Architecture & Strategy - Network Management Tools

Architecture & Strategy - Network Monitoring ToolsRetail Perepheries

Enterprise Monitoring - Phase II

Production Systems Recoverability

Architecture & Redesign - WAN Equipment Type and/or Class specifications

Establish audit/monitoring infrastructure for MSAD

Production Reporting


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Points Jan Feb Mar Apr May Jun Jul Aug

53

5

3

4

3

5

3

4

3

5

3

5

3

Q1 Q2 Q3


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6

3

5

3

5

3

5

3

5

3

5

3

6

3

6

3


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5

3

5

3

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3

6

4

6

4

5

3

5

3

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3

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3

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4

6

3


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6

3

5

3

5

3

6

4

5

3

53

6

4

5

3

5

3


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5

3

4

3

6

4

6

4

6

4

5

3

5

3

6

4

5

3

5


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3

5

3

6

4

4

4

4

4

4

4

4

4

4

4

4

4

44

4

4

4

4

4

4

4

4

4

4

4

4

4

4

4

4

4


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4

4

4

4

4

4

44

4

4

4

4

4


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Sep Oct Nov Dic Architects

JC, HEJC, HE

HF, HE

HF, HE

JC

JC

JC, HE

JC, HE

FD, HE

FD, HE

FD, HE

FD, HE

FD, HE, HT

FD, HE, HT

Q4


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FD, HE, HT

FD, HE, HT

JC, HE

JC, HE

JC, HE

JC, HE

FD, HE

FD, HE

JB, HE, HT

JB, HE, HT

JB, HE

JB, HE

JC, HE

JC, HE

JB, HE

JB, HE


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JC, HE

JC, HE

HF, HE

HF, HE

JC, HE

JC, HE

HF, JC, HE

HF, JC, HE

HF, JC, HE

HF, JC, HE

JC, HE

JC, HE

FD, JB, HE

FD, JB, HE

FD, JB, HE

FD, JB, HE

FD, JB, HE

FD, JB, HE

HF, JB, HE

HF, JB, HE

FD, HE

FD, HE


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HF, HE

HF, HE

FD, HE

FD, HE

HF, HE

HF, HE

HF, FD, HE

HF, FD, HE

FD, HE

FD, HE

HT, HEHT, HE

HF, FD, HE

HF, FD, HE

JB, HE

JB, HE

JB, HE

JB, HE


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JC, HE

JC, HE

HF, HE

HF, HE

HF, FD, HE

HF, FD, HE

HF, HE

HF, HE

HF, HE

HF, HE

JC, HT

JC, HT

JB, HE

JB, HE

HF, HT

HF, HT

JB, HE

JB, HE

HF, JB, HE


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HF, JB, HE

HF, JC, HE

HF, JC, HE

JB, HE

JB, HE

HF

HF

FD

JC

HE

JB

HF

HE

HE

HT

HT

HT

HTHT

HT

HT

HT

HT

HT

HT

HT

HT

HT

HT

HT

HT

BC

BC

BC

BC

BC


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BC

BC

BC

BC

BC

BC

BCBC

BC

BC

BC

BC

BC