2012-13 Sponsored Funding Annual Report · 2015. 1. 12. · Research and Development (HERD) FY 2012 Survey1. According to this report, representing 655 institutions, following are

PREPARED BY THE OFFICE OF SPONSORED PROGRAMS AND EPSCOR SEPTEMBER 2014

University of Nevada, Las Vegas University of Nevada, Reno

Nevada State College College of Southern Nevada

Great Basin College Truckee Meadows Community College

Western Nevada College Desert Research Institute

2012-13 Sponsored Funding Annual Report

NEVADA SYSTEM OF HIGHER EDUCATION

(WORKFORCE, RESEARCH AND ECONOMIC DEVELOPMENT COMMITTEE 09/04/14) Ref. WRED-4, Page 1 of 28

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Board of Regents

Mr. Kevin J. Page, Chairman

Mr. Rick Trachok, Vice Chairman

Dr. Andrea Anderson Mr. Robert J. Blakely

Mr. Cedric Crear Dr. Mark W. Doubrava

Dr. Jason Geddes Mr. Ron Knecht

Mr. James Dean Leavitt Mr. Kevin C. Melcher

Dr. Jack Lund Schofield Ms. Allison Stephens

Mr. Michael B. Wixom

Scott Wasserman, Chief Executive Officer and Special Counsel to the Board of Regents

OFFICERS OF THE NEVADA SYSTEM OF HIGHER EDUCATION

Daniel Klaich, Chancellor

Mr. Donald D. Snyder, President Dr. Marc Johnson, President University of Nevada, Las Vegas University of Nevada, Reno Mr. Bart Patterson, President Dr. Michael Richards, President Nevada State College College of Southern Nevada Dr. Mark Curtis, President Dr. Maria Sheehan, President Great Basin College Truckee Meadows Community College Mr. Chester Burton, President Dr. Stephen Wells, President Western Nevada College Desert Research Institute


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NSHE Institutions Sponsored Funding Annual Report

Fiscal Year 2013 July 1, 2012 – June 30, 2013

This report provides Fiscal Year (FY) 2013 sponsored funding data for the Nevada System of Higher Education (NSHE). Funding data is provided by the institutions on an annual basis and includes the University of Nevada, Las Vegas (UNLV), University of Nevada, Reno (UNR), Desert Research Institute (DRI), Nevada State College (NSC), College of Southern Nevada (CSN), Great Basin College (GBC), Truckee Meadows Community College (TMCC), and Western Nevada College (WNC). Funding for Nevada System of Higher Education, Sponsored Programs & EPSCoR unit (NSHE SPO) is also included.

The institutional reports required to gather this data include the Awards and Expenditures by Function and Source of Funds (Appendix A), Funding for Research, Direct Awards of Federal Funding by Agency & Purpose (Appendix C), Federal Earmark Funding for Research Campuses (Appendix D), and Number of Annual Proposals Submitted and Received (Appendix E). This information is self-reported by each institution through their sponsored programs and/or grants offices. This report extracts and summarizes the information from the institutional reports to provide a system-wide overview and highlights activities and funding across the System. The compiled institutional reports are attached as appendices.

National Rankings for Research Institutions

National university spending on research and development in all fields totaled $65.8 billion in FY 2012, according to data from the National Science Foundation (NSF) Higher Education Research and Development (HERD) FY 2012 Survey1. According to this report, representing 655 institutions, following are the FY 2012 rankings for NSHE research institutions based on all Research and Development (R & D) expenditures, including federal, state and local government, institutional funds, business, nonprofit organizations and other sources of funding:

National Science Foundation

National Center for Science and Engineering Statistics HERD Survey – FY 2012

Higher education R&D expenditures, ranked by FY 2012 R&D expenditures: FYs 2003–12

(Dollars in thousands)

Institution 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 Rankout of

655 UNR 81,484 84,917 97,306 100,643 99,286 104,841 109,151 95,423 89,740 85,726 156 UNLV 43,824 45,429 49,564 58,618 57,768 53,320 41,652 44,457 39,526 34,543 223 DRI 31,757 34,783 34,570 38,511 40,238 38,045 36,490 34,367 35,331 33,056 226

1 National Science Foundation, Info Brief NCSES ‐ National Center for Science and Engineering Statistics. November 2013. NSF 14‐303. See Data Table 4 (Higher education R&D expenditures, ranked by all R&D expenditures, by source of funds: FY 2012 and Data Table 20 (Higher education R&D expenditures, ranked by FY 2012 R&D expenditures: FYs 2003‐12) for more information.


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UNLV21%

UNR45%

DRI8%

NSC2%

CSN14%

GBC1%

TMCC5%

WNC4%

87. 5M

157.7M

42.3M

77M

113M

33.4M

78.9M

175.1M

29.M

UNLV UNR DRI

2011 2012 2013

Overall NSHE Institutional Funding – FY 2012 to FY 2013

Fiscal Year 2013 shows several of the NSHE institutions increasing their sponsored programs funding. Comparing FY 2012 to FY 2013 four institutions increased overall funding received: NSC reported a 500% increase in scholarships and fellowships and public service; UNR had a 35% increase in the areas of instruction, research and public service; WNC had a 5% increase in the areas of scholarships and fellowships and instruction; UNLV had an increase of 2% in the areas of instruction, research and scholarships and fellowships. CSN stayed constant in funding while the other institutions reported a decrease of no more than 10%: DRI at 5%; GBC at 8%; and TMCC at 9%.

1. Total Funding Total FY 2013 Funding Percent Distribution per Institution

NSHE Institutions were awarded a total of $385.1 million for FY 2013. This is an increase of $63.9 million from FY 2012. The total expended in FY 2013 was $397.3 million; this number represents awards previously received and then spent during FY 2013. Appendix A provides a breakdown by institution of the awards and expenditures for FY 2013. The research institutions (UNLV, UNR, DRI) received 74% of this funding, and the undergraduate institutions (NSC, CSN, GBC, TMCC, WNC) shared the remaining 26%. In FY2012, the research institutions received 70% of the funding. The charts below indicate the total funds awarded by institution for the prior three fiscal years. A longitudinal report showing the awards and expenditures from FY 2009 to FY 2013 is included as Appendix B.

Total Funding Awarded per Institution FY 2011, FY 2012 & 2013 - (UNLV, UNR, DRI) (in millions)


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Instruction2%

Research37%

Public Service14%

Student Services

5%Instruction

15%

Research1%

Public Service1%Scholarship

and Fellowships

71%

Student Services11%

Other1%

Total Funding Awarded per Institution FY 2011, FY 2012 & 2013 - (NSC, CSN, GBC, TMCC, WNC) (in millions)

2. Funding Allocations by Functional Areas

The functional areas in which the funding was allocated reflect the various missions of the institutions. Awards received by the research institutions overall decreased 5% from FY 2012 and were at 37% for research, with the remaining split between instruction, public service, scholarships, student services and service projects. At the undergraduate institutions, however, 82% of award funding went to student support (scholarships and fellowships and student services), with the remainder for instructional programs. (See Appendix “H” for definitions for functional areas.)

Functional Area for Research Institutions (UNLV, UNR, DRI)

Functional Area for Undergraduate Institutions (NSC, CSN, GBC, TMCC, WNC)

3. Total Research Awards – Federal and State

Overall, research funding accounts for nearly 28% of total sponsored funding awarded to NSHE institutions in FY2013, and 86% of this research funding came from direct and pass-through federal funding. Appendix A provides a breakdown of total research funding awarded. Funding from the State of Nevada includes the state matching funds allocated to support the State’s Experimental Program to Stimulate Competitive Research (EPSCoR) programs. Other direct

1.8M

46.8M

5.3M

21.5M

13.9M

977K

55M

4.2M

21.2M 16.1M

5.9M

55M

3.9M

19.5M 17M

NSC CSN GBC TMCC WNC

2011 2012 2013

Scholarships

and

Fellowships

42%


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state and local government funding supports various projects and programs at the institutional level.

4. Direct Federal Funding for All Functional Areas

During FY 2013, NSHE institutions received $293,462,974 in direct federal funding, a $51 million increase from prior year FY 2012. Appendix C provides a breakdown of the federal awards for FY 2013 by federal agency. Funding in excess of $10 million each was received from four agencies as shown below. The Department of Education had a $5 million increase from FY 2012, awarding the largest amount of total funding, dedicated primarily to training programs and student financial aid. The DHHS National Institutes of Health (NIH) provided the second largest amount, primarily for research. This is consistent with FY 2012 and these four agencies were the largest funding agencies both fiscal years

FY 2013 Federal Funding from Agencies Awarding More than $10 Million: All Functional Areas

(UNLV, UNR, DRI, GBC, NSC, CSN, TMCC, WNC)

5. Direct Federal Funding Specifically For Research

Total direct federal funding for Research was $62,990,503 and three agencies provided over $10 million each (See Appendix C). In FY 2012, only two agencies - NIH and the Department of Energy - awarded over $10 million to NSHE research institutions, but in FY 2013, the National Science Foundation returned to this list:

FY 2013 Federal Funding for Research from Agencies Awarding More than $10 Million:

Research Institutions Only (UNLV, UNR, DRI)

National Institutes of Health (NIH) 21,742,331

Dept. of Energy (DOE) 15,888,854 National Science Foundation (NSF) 10,044,121

Dept. of Education (USDE) 213,267,103

National Institutes of Health (NIH) 22,074,694

Dept. of Energy (DOE) 16,609,418

National Science Foundation (NSF) 10,223,928


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NIH35%

DOE25%

NSF16%

Other Agencies <10M24%

There are several reasons for the fluctuation in funding that impacted the institutions differently. While some of the federal agency funding decreased there were several areas where the institutions saw increases in research funding. UNLV received increased research funding from five agencies including the Department of Agriculture, Department of Defense, National Institutes of Health, Department of Interior, and Department of Transportation. UNR received increases in research funding from eight agencies including the Department of Agriculture, Department of Commerce, Department of Defense, National Institutes of Health, DHHS-other, Department of Homeland Security, Environmental Protection Agency, and Nuclear Regulatory Agency. DRI received increased research funding from three agencies, including Department of Agriculture, Department of Energy, and National Institutes of Health from FY 2012.

6. Federal Earmark Funding

Federal earmarks are funds provided by Congress for projects or programs through congressional direction (in legislation or report language). There has been a national effort since 2008 to eliminate federal earmarks, thus the steady decline of earmarks has been documented nationally. Federal earmark funding for NSHE research reflects the national decline, totaling $1,750,773 in FY 2013 compared to $10,346,957 in FY 2012, and $26,384,949 in FY 2011. (See Appendix “D” for Federal Earmark Funding for Research).

Federal Earmark Funding to NSHE Research (UNLV, UNR, DRI)* Institutions – FY 2007 – 2013

66.2M

19.9M27.3M 23.5M 22.2M

10.3M 1.6M

27.2M

1.8M1.7M 1.6M 4.1M

‐0‐ 84K

2007 2008 2009 2010 2011 2012 2013

Federal Federal Pass‐through

*FY 2012 CSN & NSC also received Earmarks

Distribution of Total FY 2013 Federal Funding for Research (UNLV, UNR, DRI)


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7. Trends in Grants and Contracts Submitted and Awarded within NSHE

This is the first fiscal year to provide a complete accounting of the number of grants and contracts proposals submitted and grants and contracts received in an effort to begin looking at longitudinal trends. With grants and contracts there appear to be cyclical cycles, and evaluating this data highlights some of these trends, which can be due to long-term project periods ending, annual renewals, re-competing for current contracts, implementation of new awards that can lead to decrease in proposals being sought, etc. There are many facets to sponsored programs and the fiscal, federal regulatory and compliance requirements that must be administered. With this growing need across NSHE, sponsored Programs Grants/Contracts offices are operational at the research institutions and on a smaller scale at the state and community colleges except for WNC. Efforts are underway through the collaborative colleges’ initiative to address pre and post award functions for the community colleges. Having direct contacts at the campuses facilitates the reporting to sponsors, gathering of reports and longitudinal data (See Appendix “E” for Number of Annual Proposals Submitted and Received).

Proposals Submitted and Received NSHE Institutions (UNLV, UNR, DRI, NSC, CSN, GBC, TMCC, WNC) FY2013

Appendix E provides the breakdown of institutional proposals submitted by the sponsor: federal; federal-pass through; state of Nevada; other state and local government; private, for profit; and private, non-profit.

A total of 1,813 proposals were submitted during FY2013 and 1,226 proposals were received during FY13. It is important to note that proposals received in a fiscal year may not be reflected in the number of proposals submitted that same fiscal year, since it can take up to six months for an institution’s proposal to be competitively reviewed, for the institution to be notified, and then for the institution to receive the award documents.

The total number of grants/contracts received (funded) for NSHE institutions in FY 2013 was 1,226 which is a decrease from FY 2012. However, this is the first year to have complete data; therefore FY 2014 will be the first year to show comparative data.

Submitted ReceivedTotal Amount

Awarded UNLV 547 351 78,956,087 UNR 900 662 175,111,165 DRI 247 120 29,455,650 NSC 14 12 5,972,636 CSN 22 22 47,318,453 GBC 28 26 4,561,465

TMCC 43 24 3,474,809 WNC 12 9 2,105,294 Total 1,813 1,226 346,955,559


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8. NSHE Sponsored Programs and State Matching Funds Allocation

The NSHE Sponsored Programs and EPSCoR Office (SPO/EPSCoR) provides “cradle-to-grave” support for EPSCoR and other major programs that involve NSHE-wide coordination and distribution of funds. Due to its organizational role and the types of sponsored programs it administers, however, the NSHE SPO goes beyond the traditional functional model and provides these types of services and direct program assistance normally attributed to project and departmental administrators in large research universities.

SPO/EPSCoR receives Special Projects Matching Funds that are appropriated from State of Nevada General Funds. These funds are used to support federal grants and cooperative agreements requiring matching commitments. Campus contributions along with these special projects funds are used to match EPSCoR and system-wide federal grants. In FY 2013, SPO/EPSCoR received $1,647,814 in matching funds from the State of Nevada for the EPSCoR awards (see the chart below). Some federal grants require a one-to-one cash match, and these funds are allocated to NSHE institutions to leverage, in combination with institutional resources, federal funding. The NSF EPSCoR (1 project) and NASA EPSCoR (3 projects) received these allocations. NASA projects received $352,175 while NSF received $1,026,902. This past year, while NSHE did not receive a DOE EPSCoR award, $2,167 was directed for program administration to coordinate the statewide solicitation process. Additional programs that are collaborative system-wide programs also received matching funds. Special projects funds are distributed to the institutions to support specific project activities as required by the federal scope of work: UNLV received 25%, UNR 35%, DRI 8%, community colleges and NSC 1%, and 18% still to be distributed to the institutions.

Distribution of State Special Projects Matching Funds, FY 2013

Program DRI UNLV UNR NSC, CSN, WNC, GBC,

TMCC

NSHE - SA

competitive subawards*

Total

NSF EPSCoR 76,213 412,575 518,114 20,000 1,026,902

NASA EPSCoR 47,669 57,542 246,964 352,175

DOE EPSCoR 2,167 2,167

Dept. of Education 43,810 43,810

NASA Space Grant 55,643 55,643

EPSCoR Infrastructure 167,117 167,117

Total 123,882 414,742 575,656 20,000 210,927 302,607 1,647,814

Funds for competitive subawards retained by the Sponsored Programs and EPSCoR office are for matching system-wide initiatives, such as scholarships and fellowship solicitations, faculty startups, project leadership, and research development. Matching funds are released through subawards to the institutions upon completion of competitions as they occur. The EPSCoR Infrastructure funds are designated to the EPSCoR programs for administration of the awards to include program staffing, conferences, activities, and etc. and expended through the NSHE


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SPO/EPSCoR office. In addition, the appropriation legislation allows for commitment of funds for two additional years after the end of the year in which the funds are appropriated. Amounts committed for allocation for FY 2013 are included in this total.

A chart showing the current EPSCoR awards is attached to show each award, total funding to be awarded, and project period. EPSCoR projects are system-wide and multi-disciplinary, multi-institutional and multi collaborative (See Appendix “F” for the list of Current Nevada EPSCoR Projects).


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Appendices

A – NSHE Sponsored Projects Annual Awards and Expenditures by Function and Source of Funds - FY2013

B – NSHE Sponsored Projects Awards and Expenditures Report FY 2009 - FY 2013 C – NSHE Sponsored Projects - Direct Awards of Federal Funding by Agency and Purpose –

FY2013 D – NSHE Federal Earmark Funding for Research Campuses: UNLV, UNR, DRI – FY 2013 E – NSHE Sponsored Projects – Number of Annual Proposals Submitted and Received –

FY 2013 F – Current EPSCoR Projects G – Sponsor Definitions H – Functional Areas Description


SponsorTotal $

AwardedTotal $

ExpendedTotal $ Awarded

Total $ Expended

Total $ Awarded

Total $ Expended

Total $ AwardedTotal $

ExpendedTotal $

AwardedTotal $

ExpendedTotal $

AwardedTotal $


Total $ Expended

Federal 332,363 401,680 11,447,575 14,268,812 114,509 1,680,603 35,788,869 32,363,867 12,182,820 10,762,297 0 175,042 59,866,136 59,652,301Federal Pass-through 1,282,167 839,079 12,070,311 10,231,107 830,356 1,137,716 918,139 826,157 0 0 0 31,311 15,100,973 13,065,370State of Nevada 85,754 95,931 2,280,877 1,875,682 277,357 219,765 0 9,998,128 0 32,000 0 0 2,643,988 12,221,506Other state and local govt. 0 0 145,625 31,771 91,098 89,019 0 0 0 2,643 0 0 236,723 123,433Private, For-Profit (Industry) 0 0 199,722 630,994 129,329 136,908 5,000 4,687 0 0 0 0 334,051 772,590Private, Non-Profit 21,988 0 440,989 610,797 297,199 167,589 0 10,000 14,040 301,227 0 3,629 774,216 1,093,243

CATEGORY TOTALS 1,722,272 1,336,691 26,585,099 27,649,163 1,739,848 3,431,600 36,712,008 43,202,839 12,196,860 11,098,167 0 209,982 78,956,087 86,928,442

SponsorTotal $

AwardedTotal $


Total $ Expended

Total $ Awarded

Total $ Expended


ExpendedTotal $

AwardedTotal $

ExpendedTotal $

AwardedTotal $


Total $ Expended

Federal 2,128,275 1,838,887 38,447,528 52,645,424 10,895,136 10,915,497 80,478,005 79,656,847 1,414,038 1,248,627 0 0 133,362,982 146,305,282

Federal Pass-through 120,752 359,623 11,825,798 9,938,922 13,624,594 13,996,583 680,000 661,457 310,364 351,702 0 0 26,561,508 25,308,286

State of Nevada 888,305 344,826 2,322,458 2,278,598 1,419,503 1,235,083 0 0 215,000 121,551 0 0 4,845,266 3,980,058

Other state and local govt. 2,928 1,647 2,994,154 1,269,892 1,323,967 1,094,561 0 0 0 0 0 0 4,321,049 2,366,100

Private, For-Profit (Industry) 0 0 2,970,597 1,595,637 74,567 50,538 0 0 0 0 0 0 3,045,164 1,646,175

Private, Non-Profit 707,201 541,869 1,482,125 1,266,430 750,870 635,264 35,000 0 0 0 0 0 2,975,196 2,443,563

CATEGORY TOTALS 3,847,461 3,086,853 60,042,660 68,994,903 28,088,637 27,927,525 81,193,005 80,318,304 1,939,402 1,721,880 0 0 175,111,165 182,049,464

Sponsor

Total $ Awarded

Total $ Expended


ExpendedTotal $

AwardedTotal $


Total $ Expended

Total $ Awarded

Total $ Expended

Total $ Awarded

Total $ Expended


Expended

Federal 13,095,400 17,578,366 1,645,899 3,789,730 14,741,299 21,368,096

Federal Pass-through 4,959,206 5,474,407 3,347,383 2,455,165 8,306,589 7,929,572

State of Nevada 2,600 9,999 12,599 0

Other state and local govt. 784,733 1,084,256 2,826,934 2,096,748 3,611,667 3,181,004

Private, For-Profit (Industry) 408,149 328,241 933,443 650,644 1,341,592 978,885

Private, Non-Profit 511,214 848,867 930,690 696,384 1,441,904 1,545,251

CATEGORY TOTALS 0 0 19,761,302 25,314,137 9,694,348 9,688,671 0 0 0 0 0 0 29,455,650 35,002,808

NSHE Sponsored Projects Annual Awards and Expenditures Report(Awards & Expenditures by Function & Source of Funds) Fiscal Year 2013

UNLVFunctional Categories

Instruction Research Public Service Scholarships & Fellowships Student Services Other Categories Total Sponsored Projects

UNR

Functional Categories


DRIFunctional Categories


Appendix A

12

Appendix A


Sponsor

Total $ Awarded

Total $ Expended


ExpendedTotal $

AwardedTotal $


Total $ Expended

Total $ Awarded

Total $ Expended

Total $ Awarded

Total $ Expended


Expended

Federal 505,962 511,271 523,401 4,615,236 4,614,021 5,126,507 5,643,384

Federal Pass-through 281,029 209,724 81,133 433,655 27,007 140,000 85,437 5,500 5,500 788,879 480,106

State of Nevada 28,271 7,250 7,250 7,250 35,521

Other state and local govt. 30,096 0 30,096

Private, For-Profit (Industry) 0 0

Private, Non-Profit 50,000 51,053 50,000 51,053

CATEGORY TOTALS 0 786,991 209,724 81,133 994,926 659,828 4,762,486 4,706,708 5,500 5,500 0 0 5,972,636 6,240,160

Sponsor

Total $ Awarded

Total $ Expended


ExpendedTotal $

AwardedTotal $


Total $ Expended

Total $ Awarded

Total $ Expended

Total $ Awarded

Total $ Expended


Expended

Federal 2,709,982 71,545 0 0 0 0 42,846,833 42,497,275 1,708,209 836,880 756,474 258,969 48,021,498 43,664,669

Federal Pass-through 5,432,765 3,650,180 275,452 180,375 179,666 76,865 501,500 472,875 109,173 92,911 55,765 53,892 6,554,321 4,527,098

State of Nevada 243,034 243,034 5,000 4,500 0 0 0 0 0 0 0 0 248,034 247,534

Other state and local govt. 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Private, For-Profit (Industry) 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Private, Non-Profit 0 0 242,413 126,606 0 0 0 0 12,500 9,842 0 0 254,913 136,448

CATEGORY TOTALS 8,385,781 3,964,759 522,865 311,481 179,666 76,865 43,348,333 42,970,150 1,829,882 939,633 812,239 312,861 55,078,766 48,575,749

Sponsor

Total $ Awarded

Total $ Expended


ExpendedTotal $

AwardedTotal $


Total $ Expended

Total $ Awarded

Total $ Expended

Total $ Awarded

Total $ Expended


Expended

Federal 22,578 60,625 0 0 156,946 174,794 2,738,340 2,754,502 0 0 0 0 2,917,864 2,989,921

Federal Pass-through 657,392 973,916 0 0 9,738 7,000 40,138 84,123 0 0 0 0 707,268 1,065,039

State of Nevada 326,517 485,509 0 0 0 0 0 0 0 0 0 0 326,517 485,509

Other state and local govt. 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Private, For-Profit (Industry) 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Private, Non-Profit 0 0 3,000 0 18,750 18,609 0 0 1,970 2,387 0 0 23,720 20,996

CATEGORY TOTALS 1,006,487 1,520,050 3,000 0 185,434 200,403 2,778,478 2,838,625 1,970 2,387 0 0 3,975,369 4,561,465

NSC



CSNFunctional Categories


GBC



13


Sponsor

Total $ Awarded

Total $ Expended


ExpendedTotal $

AwardedTotal $


Total $ Expended

Total $ Awarded

Total $ Expended

Total $ Awarded

Total $ Expended


Expended

Federal 354,509 528,648 13,493,527 13,508,880 600,484 420,214 159,909 617,471 14,608,429 15,075,213

Federal Pass-through 2,437,293 2,134,577 142,500 98,125 106,266 127,594 314,664 306,273 3,000,723 2,666,569

State of Nevada 76,230 73,385 679,180 679,180 33,120 20,170 788,530 772,735

Other state and local govt. 0 0

Private, For-Profit (Industry) 185,154 185,154 1,000 1,000 186,154 186,154

Private, Non-Profit 475,166 267,902 445,452 445,452 1,650 1,650 42,637 42,637 964,905 757,641

CATEGORY TOTALS 3,528,352 3,189,666 0 0 0 0 14,761,659 14,732,637 741,520 569,628 517,210 966,381 19,548,741 19,458,312

SponsorTotal $

AwardedTotal $


Total $ Expended

Total $ Awarded

Total $ Expended


ExpendedTotal $

AwardedTotal $

ExpendedTotal $

AwardedTotal $


Total $ Expended

Federal 6,694,591 6,687,426 8,123,668 6,789,768 14,818,259 13,477,194

Federal Pass-through 2,192,903 1,010,865 2,192,903 1,010,865

State of Nevada 0 0

Other state and local govt. 3,818 0 3,818 0

Private, For-Profit (Industry) 0 0

Private, Non-Profit 0 0

CATEGORY TOTALS 2,196,721 1,010,865 0 0 0 0 6,694,591 6,687,426 8,123,668 6,789,768 0 0 17,014,980 14,488,059

SponsorTotal $

AwardedTotal $


Total $ Expended

Total $ Awarded

Total $ Expended


ExpendedTotal $

AwardedTotal $

ExpendedTotal $

AwardedTotal $


Total $ Expended

Federal 5,547,707 3,407,347 62,990,503 84,492,602 13,323,761 17,084,025 186,655,401 182,082,818 24,029,219 20,057,786 916,383 1,051,482 293,462,974 308,176,060

Federal Pass-through 12,123,272 9,249,269 29,340,491 25,905,944 18,425,392 17,700,336 2,422,277 2,228,174 531,303 577,707 370,429 391,476 63,213,164 56,052,905

State of Nevada 1,619,840 1,242,686 4,610,935 4,158,780 1,706,859 1,483,118 686,430 10,684,558 248,120 173,721 0 0 8,872,184 17,742,863

Other state and local govt. 6,746 1,647 3,924,512 2,385,919 4,241,999 3,310,424 0 0 0 2,643 0 0 8,173,257 5,700,633

Private, For-Profit (Industry) 185,154 185,154 3,578,468 2,554,872 1,137,339 838,090 6,000 5,687 0 0 0 0 4,906,961 3,583,804

Private, Non-Profit 1,204,355 809,771 2,679,741 2,852,700 2,047,509 1,568,899 480,452 455,452 30,160 315,106 42,637 46,266 6,484,854 6,048,195

CATEGORY TOTALS 20,687,074 14,895,874 107,124,650 122,350,817 40,882,859 41,984,892 190,250,560 195,456,690 24,838,802 21,126,963 1,329,449 1,489,224 385,113,394 397,304,459

TMCC



WNCFunctional Categories


Total NSHEStudent Services Other Categories


Instruction Research Public Service Scholarships & Fellowships Total Sponsored Projects

14


SponsorTotal $

AwardedTotal $


Total $ Expended

Total $ Awarded

Total $ Expended


ExpendedTotal $

AwardedTotal $

ExpendedTotal $

AwardedTotal $


Total $ Expended

Federal 152,372 250 1,130,814 1,041,100 8,000 8,000 1,291,186 1,049,350

Federal Pass-through 0 0

State of Nevada 1,132,113 1,413,194 584,035 364,975 1,716,148 1,778,169

Other state and local govt. 0 0

Private, For-Profit (Industry) 40,000 9,534 40,000 9,534

Private, Non-Profit 0 0

CATEGORY TOTALS 0 0 1,284,485 1,413,444 1,170,814 1,050,634 0 0 8,000 8,000 584,035 364,975 3,047,333 2,837,053

ALL NSHE

CATEGORY TOTALS 20,687,074 14,895,874 108,409,135 123,764,261 42,053,673 43,035,526 190,250,560 195,456,690 24,846,802 21,134,963 1,913,484 1,854,199 388,160,727 400,141,512

Other Categories Total Sponsored Projects

NSHE - SASPO/EPSCoR


Instruction Research Public Service Total Sponsored Projects

Instruction Research Public Service Scholarships & Fellowships Student Services

Scholarships & Fellowships Student Services Other Categories

The NSHE -SA chart excludes any subawards to NSHE institutions, only remaining funding at SPO/EPSCoR is captured

15


Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

2009 2,763,962 3,277,681 40,547,479 36,156,589 7,013,569 10,052,804 17,686,531 28,600,690 8,447,328 9,056,592 0 261,923 76,458,869 87,406,2792010 9,223,200 8,009,234 38,381,001 35,913,553 7,317,245 8,745,966 31,351,870 38,224,132 9,767,260 8,262,336 0 850,054 96,040,576 100,005,2742011 1,632,604 1,923,615 40,434,814 32,581,329 2,190,798 5,954,182 32,378,516 46,600,319 10,940,595 7,916,206 0 1,353,718 87,577,327 96,329,3692012 912,431 1,255,220 22,565,629 27,072,642 4,184,909 5,496,747 36,676,288 44,962,621 12,679,076 8,573,414 0 246,335 77,018,333 87,606,9792013 1,722,272 1,336,691 26,585,099 27,649,163 1,739,848 3,431,600 36,712,008 43,202,839 12,196,860 11,098,167 0 209,982 78,956,087 86,928,442

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

2009 3,854,320 3,958,872 73,351,016 73,914,403 21,732,321 23,803,825 6,616,519 6,276,160 1,085,876 872,626 0 0 106,640,052 108,825,8862010 4,852,524 3,077,522 66,463,297 65,061,759 26,325,409 24,835,236 11,333,495 11,347,327 1,197,028 1,100,250 0 0 110,171,753 105,422,0952011 3,011,315 2,907,356 81,418,121 61,912,946 29,455,471 27,820,970 42,689,131 67,414,318 1,148,158 1,121,349 0 0 157,722,196 161,176,9392012 2,987,000 3,666,654 51,482,831 59,362,873 -21,336,663 24,846,926 79,094,045 76,510,862 845,709 952,676 0 0 113,072,922 165,339,9922013 3,847,461 3,086,853 60,042,660 68,994,903 28,088,637 27,927,525 81,193,005 80,318,304 1,939,402 1,721,880 0 0 175,111,165 182,049,464

Desert Research Institute

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

2009 0 0 31,257,202 33,055,771 4,606,341 3,975,056 0 0 0 0 0 0 35,863,543 37,030,8272010 0 0 28,923,708 31,478,964 7,942,896 6,098,424 0 0 0 0 0 0 36,866,604 37,577,3882011 0 0 32,496,877 31,689,744 9,804,444 7,772,648 0 0 0 0 0 0 42,301,321 39,462,3922012 0 0 21,640,388 30,485,174 8,999,712 8,428,474 0 0 0 0 2,850,000 0 33,490,100 38,913,6482013 0 0 19,761,302 25,314,137 9,694,348 9,688,671 0 0 0 0 0 0 29,455,650 35,002,808

Public Service Student Services

Other Categories

Research

Fiscal Year Total

Functional CategoriesInstruction Total Sponsored

Fiscal Year Total

Functional CategoriesPublic Service Student Services Total Sponsored Instruction Research Scholarships &

NSHE Sponsored Projects Awards and Expenditures ReportFY 2009 - FY 2013

University of Nevada, Las Vegas

Fiscal Year Total

Functional CategoriesResearchInstruction Total Sponsored Public Service

Scholarships &

Scholarships &

Other Categories

Other CategoriesStudent Services

University of Nevada, Reno

Appendix B

16

Appendix B


Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

2009 1,222,571 590,028 0 0 0 0 25,075 2,500 908,778 670,128 0 0 2,156,424 1,262,6562010 874,606 591,150 0 0 0 0 435,523 28,616 738,651 462,118 380,600 213,960 2,429,380 1,295,8442011 891,000 765,251 0 0 102,806 59,123 20,000 4,688 500,000 526,407 329,266 155,203 1,843,072 1,510,6722012 329,727 989,050 0 0 614,116 374,284 33,500 9,561 0 0 0 0 977,343 1,372,8952013 0 786,991 209,724 81,133 994,926 659,828 4,762,486 4,706,708 5,500 5,500 0 0 5,972,636 6,240,160

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

2009 3,202,087 3,046,477 0 0 0 0 14,064,342 14,050,378 884,644 720,966 1,555,972 544,912 19,707,045 18,362,7332010 3,412,016 3,229,331 0 0 0 0 31,171,161 28,746,114 1,225,751 1,136,993 1,596,430 911,486 37,405,358 34,023,9242011 6,131,773 4,146,029 0 0 0 0 37,498,385 37,344,067 1,573,196 1,185,703 1,658,975 316,608 46,862,329 42,992,4072012 6,835,229 3,547,504 95,452 19,128 303,166 97,068 44,980,319 44,838,679 1,542,271 1,162,012 1,258,509 528,541 55,014,946 50,192,9322013 8,385,781 3,964,759 522,865 311,481 179,666 76,865 43,348,333 42,970,150 1,829,882 939,633 812,239 312,861 55,078,766 48,575,749

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

2009 1,081,593 1,090,320 0 0 24,215 51,552 1,323,722 1,297,922 7,144 6,917 335,043 333,675 2,771,717 2,780,3862010 2,060,114 1,881,413 0 0 26,465 26,465 2,332,447 2,332,447 2,179 2,179 10,152 10,152 4,431,357 4,252,6562011 2,446,309 1,786,203 0 0 8,650 8,650 2,933,691 2,925,691 0 0 0 0 5,388,650 4,720,5442012 1,281,949 1,281,949 0 0 24,501 24,501 2,979,945 2,979,945 1,839 1,839 0 0 4,288,234 4,288,2342013 1,006,487 1,520,050 3,000 0 185,434 200,403 2,778,478 2,838,625 1,970 2,387 0 0 3,975,369 4,561,465

Student Services

Student Services

Great Basin College

Fiscal Year Total

Functional CategoriesInstruction Total Sponsored Research Public Service Scholarships &

Student Services

Other Categories

College of Southern Nevada

Fiscal Year Total

Functional CategoriesInstruction Total Sponsored Public ServiceResearch Scholarships & Other Categories

Nevada State College

Fiscal Year Total

Functional CategoriesInstruction Total Sponsored Scholarships & Public ServiceResearch Other Categories

17


Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

2009 2,772,979 2,256,347 0 0 0 0 7,024,516 6,983,159 616,875 575,177 229,264 229,264 10,643,634 10,043,9472010 4,000,048 2,860,177 0 0 0 0 13,423,034 13,421,396 909,647 691,023 249,022 240,226 18,581,751 17,212,8222011 3,794,217 2,697,279 0 0 0 0 16,373,015 16,364,640 934,730 840,269 473,350 418,590 21,575,312 20,320,7782012 3,344,589 2,926,409 0 0 0 0 15,940,114 15,909,448 905,457 839,812 1,042,908 563,813 21,233,068 20,239,4822013 3,528,352 3,189,666 0 0 0 0 14,761,659 14,732,637 741,520 569,628 517,210 966,381 19,548,741 19,458,312

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

2009 846,003 841,383 18,508 18,000 0 0 2,512,351 2,455,002 2,500,901 2,558,167 0 0 5,877,763 5,872,5522010 1,332,973 1,012,505 0 0 0 0 5,229,811 5,507,243 4,087,616 4,105,917 0 0 10,650,399 10,625,6652011 1,470,935 1,109,199 0 0 2,780 2,475 7,159,156 7,164,886 5,356,777 5,341,563 0 0 13,989,648 13,618,1242012 1,052,014 842,693 0 0 0 0 6,359,222 6,349,793 8,788,501 8,101,608 0 0 16,199,737 15,294,0952013 2,196,721 1,010,865 0 0 0 0 6,694,591 6,687,426 8,123,668 6,789,768 0 0 17,014,980 14,488,059

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

Total Awarded

Total Expended

2009 15,743,515 15,061,108 145,174,205 143,144,763 33,376,446 37,883,237 49,253,056 59,665,811 14,451,546 14,460,573 2,120,279 1,369,774 260,119,047 271,585,2662010 25,755,481 20,661,331 133,768,006 132,454,276 41,612,015 39,706,091 95,277,341 99,607,276 17,928,132 15,760,816 2,236,204 2,225,878 316,577,178 310,415,6682011 19,378,153 15,334,932 154,349,812 126,184,019 41,564,949 41,618,048 139,051,894 177,818,609 20,453,456 16,931,497 2,461,591 2,244,119 377,259,855 380,131,2252012 16,742,939 14,509,479 95,784,300 116,939,817 -7,210,259 39,268,000 186,063,433 191,560,909 24,762,853 19,631,361 5,151,417 1,338,689 321,294,683 383,248,2562013 20,687,074 14,895,874 107,124,650 122,350,817 40,882,859 41,984,892 190,250,560 195,456,690 24,838,802 21,126,963 1,329,449 1,489,224 385,113,394 397,304,459

Instruction

Student Services

Student Services

Total Sponsored

Total Sponsored

Nevada System of Higher Education - All Institutions Total

Scholarships & Other Categories

Fiscal Year Total

Functional CategoriesInstruction Research Public Service

Research Scholarships & Other Categories

Truckee Meadows Community College

Fiscal Year Total

Functional CategoriesInstruction

Public Service

Public Service Student Services Total Sponsored

Western Nevada College

Fiscal Year Total


Research Scholarships & Other Categories

18


Federal Agency: ResearchOther

Sponsored Projects

Total

Dept. of Agriculture (USDA) 2,946,530 984,502 3,931,032Dept. of Commerce (DoC) 236,899 370,150 607,049Dept. of Defense (DoD) 4,969,284 483,733 5,453,017Dept. of Education (USDE) 741,903 212,525,200 213,267,103Dept. of Energy (DOE) 15,888,854 720,564 16,609,418

Dept. of Health & Human Services (DHHS) 559,821 0 559,821

National Institutes of Health (NIH) 21,742,331 332,363 22,074,694DHHS, Other 1,000,000 7,909,837 8,909,837

Dept. of Homeland Security (DHS) 1,833 153,283 155,116Dept. of Housing & Urban Development (HUD)

0 0 0

Dept. of Justice (DoJ) 0 0 0Dept. of Labor (DoL) 0 2,808,609 2,808,609Dept. of the Interior (DoI) 2,837,197 1,186,331 4,023,528Dept. of Transportation (DOT) 160,114 5,000 165,114Dept. of Veterans Affairs (VA) 0 0 0Environmental Protection Agency (EPA) 616,369 395,053 1,011,422National Aeronautics & Space Administration (NASA)

1,176,455 0 1,176,455

National Endowment for the Arts (NEA) 0 0 0National Endowment for the Humanities (NEH)

0 48,478 48,478

National Science Foundation (NSF) 10,044,121 179,807 10,223,928Small Business Administration (SBA) 0 2,317,311 2,317,311United States Agency for International Development (USAID)

0 0 0

Other Federal Agenciesincluding NRC

68,792 52,250 121,042

Totals 62,990,503 230,472,471 293,462,974

TOTAL NSHE INSTITUTIONS

NSHE Sponsored Projects Annual Report - Federal Awards

(Direct Awards of Federal Funding by Agency & Purpose) - FY 2013

Appendix C

19



Sponsored Projects

Total ResearchOther

Sponsored Projects

Total ResearchOther

Sponsored Projects

Total

Dept. of Agriculture (USDA) 1,142,772 0 1,142,772 938,653 983,443 1,922,096 865,105 865,105

Dept. of Commerce (DoC) 0 0 0 236,899 125,000 361,899 245,150 245,150Dept. of Defense (DoD) 505,884 32,361 538,245 1,582,056 40,176 1,622,232 2,881,344 411,196 3,292,540Dept. of Education (USDE) 74,343 47,715,486 47,789,829 667,560 82,701,084 83,368,644 0Dept. of Energy (DOE) 4,537,949 6,120 4,544,069 5,663,243 462,786 6,126,029 5,687,662 5,687,662

Dept. of Health & Human Services (DHHS) 559,821 0 559,821

National Institutes of Health (NIH) 2,178,496 332,363 2,510,859 19,514,236 0 19,514,236 49,599 49,599DHHS, Other 0 218,842 218,842 1,000,000 7,673,009 8,673,009 17,986 17,986

Dept. of Homeland Security (DHS) 0 100,000 100,000 1,833 53,283 55,116 0Dept. of Housing & Urban Development (HUD)

0 0 0 0 0 0 0

Dept. of Justice (DoJ) 0 0 0 0 0 0 0Dept. of Labor (DoL) 0 0 0 0 0 0 0Dept. of the Interior (DoI) 320,751 8,389 329,140 2,064,803 176,200 2,241,003 451,643 791,760 1,243,403Dept. of Transportation (DOT) 160,114 5,000 165,114 0 0 0 0Dept. of Veterans Affairs (VA) 0 0 0 0 0 0 0

Environmental Protection Agency (EPA) 116,626 0 116,626 499,743 395,053 894,796 0

National Aeronautics & Space Administration (NASA)

222,111 0 222,111 407,948 0 407,948 546,396 546,396

National Endowment for the Arts (NEA) 0 0 0 0 0 0 0

National Endowment for the Humanities (NEH)

0 0 0 0 0 0 0

National Science Foundation (NSF) 1,628,708 0 1,628,708 5,801,762 0 5,801,762 2,613,651 179,807 2,793,458Small Business Administration (SBA) 0 0 0 0 2,253,170 2,253,170 0United States Agency for International Development (USAID)

0 0 0 0 0 0 0


0 0 0 68,792 52,250 121,042 0

Totals 11,447,575 48,418,561 59,866,136 38,447,528 94,915,454 133,362,982 13,095,400 1,645,899 14,741,299

NSHE Sponsored Projects Annual Report - Federal Awards(Direct Awards of Federal Funding by Agency & Purpose) - FY 2013

UNLV UNR DRI

Appendix C

20



Sponsored Projects

Total ResearchOther

Sponsored Projects

Total ResearchOther

Sponsored Projects

Total ResearchOther

Sponsored Projects

Total ResearchOther

Sponsored Projects

Total

Dept. of Agriculture (USDA) 0 0 0 1,059 1,059 0Dept. of Commerce (DoC) 0 0 0 0 0Dept. of Defense (DoD) 0 0 0 0 0Dept. of Education (USDE) 5,126,507 5,126,507 45,311,516 45,311,516 2,758,340 2,758,340 14,094,008 14,094,008 14,818,259 14,818,259Dept. of Energy (DOE) 0 0 92,805 92,805 158,853 158,853 0Dept. of Health & Human Services (DHHS)

0 0 0

National Institutes of Health (NIH) 0 0 0 0 0DHHS, Other 0 0 0 0 0

Dept. of Homeland Security (DHS) 0 0 0 0 0Dept. of Housing & Urban Development (HUD)

0 0 0 0 0

Dept. of Justice (DoJ) 0 0 0 0 0Dept. of Labor (DoL) 0 2,500,000 2,500,000 2,578 2,578 306,031 306,031 0Dept. of the Interior (DoI) 0 209,982 209,982 0 0 0Dept. of Transportation (DOT) 0 0 0 0 0 0Dept. of Veterans Affairs (VA) 0 0 0 0 0Environmental Protection Agency (EPA) 0 0 0 0 0National Aeronautics & Space Administration (NASA)

0 0 0 0 0 0

National Endowment for the Arts (NEA) 0 0 0 0 0National Endowment for the Humanities (NEH)

0 0 0 48,478 48,478 0

National Science Foundation (NSF) 0 0 0 0 0 0Small Business Administration (SBA) 0 0 64,141 64,141 0 0United States Agency for International Development (USAID)

0 0 0 0 0


0 0 0 0 0

Totals 0 5,126,507 5,126,507 0 48,021,498 48,021,498 0 2,917,864 2,917,864 0 14,608,429 14,608,429 0 14,818,259 14,818,259

NSHE Sponsored Projects Annual Report - Federal Awards(Direct Awards of Federal Funding by Agency & Purpose) - FY 2013

NSC CSN GBC TMCC WNC

Appendix C

21

Appendix C


NSHE: UNLV, UNR, DRINSC, CSN

Total Research Award Funding

Congressional Earmarks for Research

Earmarks as % of Total Federal Research Funding

Federal 62,990,503 1,666,614 2.65%Federal Pass-through 29,340,491 84,159 0.29%

TOTAL 92,330,994 1,750,773 1.90%

UNLV Total Research Award Funding



Federal 11,447,575 2,520 0.02%Federal Pass-through 12,070,311 0 0%

TOTAL 23,517,886 2,520 0.01%

UNR Total Research Award Funding



Federal 38,447,528 1,567,502 4.08%Federal Pass-through 11,825,798 0 0.00%

TOTAL 50,273,326 1,567,502 3.12%

DRI Total Research Award Funding



Federal 13,095,400 96,592 0.74%Federal Pass-through 4,959,206 84,159 1.70%

TOTAL 18,054,606 180,751 1.00%

NSC Total Research Award Funding



Federal 0 0 0%Federal Pass-through 209,724 0 0%

TOTAL 209,724 0 0%

CSN Total Research Award Funding



Federal 0 0 0%Federal Pass-through 275,452 0 0%

TOTAL 275,452 0 0%

NSHE Federal Earmark Funding for Research Campuses: UNLV, UNR, DRI

Fiscal Year 2013

Appendix D

22


SponsorNumber of

Grants/Contracts SubmittedNumber of Grants/Contracts

Received Total Amount

Awarded Federal 202 103 59,866,136 Federal Pass-through 230 164 15,100,973 State of Nevada 35 33 2,643,988 Other state and local govt. 13 8 236,723 Private, For-Profit (Industry) 23 13 334,051 Private, Non-Profit 44 30 774,216 TOTAL FY 2013 547 351 78,956,087

SponsorNumber of



Awarded Federal 387 215 52,884,977 Federal Pass-through 213 239 25,881,508 State of Nevada 63 39 4,845,266 Other state and local govt. 50 40 4,321,049 Private, For-Profit (Industry) 64 64 2,304,313 Private, Non-Profit 113 55 3,681,047 Total 890 652 93,918,160 Excluded: Federal Financial AidScholarships 10 10 81,193,005 TOTAL FY 2013 900 662 175,111,165

SponsorNumber of



Awarded Federal 104 28 14,741,299 Federal Pass-through 27 34 8,306,589 State of Nevada 5 2 12,599 Other state and local govt. 57 27 3,611,667 Private, For-Profit (Industry) 36 20 1,341,592 Private, Non-Profit 18 9 1,441,904 TOTAL FY 2013 247 120 29,455,650

NSHE Sponsored Projects Number of Annual Proposals Submitted & ReceivedFiscal Year 2013

University of Nevada, Las Vegas

University of Nevada, Reno

Desert Research Institute

Appendix E

23


SponsorNumber of



Awarded Federal 4 2 511,271 Federal Pass-through 8 8 788,879 State of Nevada 1 1 7,250 Other state and local govt.Private, For-Profit (Industry) 1 1 50,000 Private, Non-ProfitTotal 14 12 1,357,400 Pell/SEOG/FCWS 4,615,236 TOTAL FY 2013 14 12 5,972,636

SponsorNumber of



Awarded Federal 5 5 42,931,308 Federal Pass-through 13 13 4,157,539 State of Nevada 4 4 229,606 Other state and local govt. - Private, For-Profit (Industry) - Private, Non-Profit - TOTAL FY 2013 22 22 47,318,453

SponsorNumber of



Awarded Federal 5 5 2,989,921 Federal Pass-through 17 16 1,065,039 State of Nevada 3 3 485,509 Other state and local govt. - Private, For-Profit (Industry) - Private, Non-Profit 3 2 20,996 TOTAL FY 2013 28 26 4,561,465

Nevada State College

College of Southern Nevada

Great Basin College

24


SponsorNumber of



Awarded Federal 10 2 416,745 Federal Pass-through 22 12 709,148 State of Nevada 7 7 2,299,796 Other state and local govt. 1 1 33,120 Private, For-Profit (Industry) - Private, Non-Profit 3 2 16,000 TOTAL FY 2013 43 24 3,474,809

SponsorNumber of



Awarded Federal - Federal Pass-through 9 8 2,101,476 State of Nevada - Other state and local govt. 3 1 3,818 Private, For-Profit (Industry) - Private, Non-Profit - TOTAL FY 2013 12 9 2,105,294

TOTAL FY 2013 1,813 1,226 346,955,559

Truckee Meadows Community College

Western Nevada College

25


TitleAward Period Award #

Sponsor Amount

Incrementally funded/year

NSF - Track 1 - Solar-Energy-Water-Env. Nexus 2013-2018 IIA-1301726 20,000,000$ 4,000,000$ NSF - Track 2 - WC WAVE 2013-2016 IIA-1329469 2,000,000$ NSF - Track 3 - CLASSP 2013-2016 1348401 749,700$

NASA - CAN - Aerospace Robotic 2013-2016 NNX13AN15A 750,000$ NASA - CAN - Remote Sensing Aerosols 2010-2014 NNX10AR89A 750,000$ NASA - RID 2012-2015 NNX13AB18A 375,000$ NASA - CAN - Planetary Exploration 2009-2015 NNX11AM09A 750,000$

25,374,700$ TOTAL EPSCoR

Current Nevada EPSCoR Projects Appendix F

26

Appendix F


Sponsor Definitions:

Federal ‐ Funds awarded directly from a federal agency to the University

Federal Pass‐through ‐ Funds awarded by a federal agency to a recipient (public or private) and then

subcontracted to the institution.

NOTE: All EPSCoR and other federal funds awarded by NSHE are "Federal Pass‐through."

State of Nevada ‐ Funds from state of Nevada agencies (excluding federal pass‐through funds).

NOTE: All State Matching Funds awarded by NSHE are "State of Nevada."

Other State & local Government ‐ non‐Nevada state funding (excluding federal pass‐through funds)

Private, For‐Profit ‐ Industry, (excluding federal pass‐through funds)

Private, Non‐Profit ‐ Foundations, Associations, etc. (excluding federal pass‐through funds)

Appendix G

27


FUNCTION DEFINITIONS: Awards and expenditures are to be categorized into functional areas as defined by the National Association of College & University Business Officers (NACUBO). NACUBO establishes the definitions for the functional categories, which group and aggregate expenses by institutional purpose. Both independent and public institutions use the NACUBO definitions for external financial reporting.

Instruction Includes the teaching and training activities of an institution. Except for research training this term includes all teaching and training activities, whether they are offered for credits toward a degree or certificate or on a non-credit basis and whether they are offered through regular academic departments or separate divisions, such as a summer school division or an extension division. • General academic instruction• Vocational/technical instruction• Special session instruction• Community education• Preparatory/remedial instruction

Research Includes research and development activities of an institution that are separately budgeted and accounted for. Includes all expenditures for activities specifically organized to produce research, whether commissioned by an agency external to the institution or separately budgeted by an organizational unit within the institution. "Research" is defined as a systematic study directed toward fuller scientific knowledge or understanding of the subject studied. "Development" is the systematic use of knowledge and understanding gained from research directed toward the production of useful materials, devices, systems, or methods, including design and development of prototypes and processes. This term includes activities involving the training of individuals in research techniques (commonly called research training) where such activities utilize the same facilities as other research and development activities and where such activities are not included in the instruction function. • Institutes and research centers• Individual and project research

Public Service Includes funds expended for activities established primarily to provide non-instructional services beneficial to individuals and groups external to the institution. These activities include community service programs and cooperative extension services. Included in this category are conferences, institutes, general advisory services, reference bureaus, radio and television, consulting and similar non-instructional services to particular sectors of the community. "Other sponsored activities" means programs and projects financed by Federal and non-Federal agencies and organizations which involve the performance of work other than instruction and organized research. Examples of such programs include: • Community service• Health service projects• Cooperative extension service• Public broadcasting services

Scholarships & Fellowships (The students do not have to work for their money – if they do then it is a payroll item) Includes expenditures for scholarships and fellowships – from restricted or unrestricted current funds – in the form of grants to students, resulting from selection by the institution or from an entitlement program. Also includes trainee stipends, prizes and awards.

Student Services Includes funds expended for offices of admissions and the registrar and activities with the primary purpose of contributing to students’ emotional and physical well being and intellectual, cultural and social development outside the context of the formal instruction program. It includes expenditures for student activities, cultural events, student newspapers, intramural athletics, student organizations, intercollegiate athletics, counseling and career guidance, student aid administration and student health service. • Student services administration• Social and cultural development• Counseling and career guidance• Financial aid administration• Student admissions• Student records• Student health services

Other Categories Includes the following functional categories not typically funded by sponsored projects. • Academic support• Institutional support• Auxiliary enterprises• Hospitals• Independent operations

Appendix H

28


Documents

2012-13 Sponsored Funding Annual Report · 2015. 1. 12. · Research and Development (HERD) FY 2012 Survey1. According to this report, representing 655 institutions, following are