2010-2011 PMF Guidelines 11_1_11

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    Performance Management Framework

    Guidelines and Technical Guide

    November 2011

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    About the DC Public Charter School BoardThe DC Public Charter School Board (PCSB) currently oversees 53 schools on 99 campuses, which serve

    nearly 30,000 students from every ward of the city. The organizations mission is to provide high qualitypublic school options for District of Columbia students, families, and community through four functions:

    A comprehensive review application processensures that the PCSB only approves charterschool applications that will prepare and train students for post secondary experiences and

    individual career paths;

    Effective oversightholds schools to high standards for results, with extensive reviews and datacollection, and makes oversight decisions with the best interests of students in mind;

    Meaningful supportprovides clear feedback and increased oversight to low performingschools, and rewards consistently high-performing schools with more autonomy; and

    Active engagement of stakeholderssolicits community input and strives to be responsive toand transparent with all who are impacted by and impact the PCSB and public charter schools.

    The PCSBs vision is to lead the transformation of public education in DC and to serve as a national

    model for charter school authorizing and accountability.

    At the heart of the organizations core values is the belief that every child is entitled to a high quality

    education that will enable him or her to leave high school well-prepared for college and career.

    A mayor-appointed governing board of seven with a professional staff of 24 is responsible for the

    oversight and management of the organizations mission and vision.

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    TABLE OF CONTENTS

    PERFORMANCE MANAGEMENT FRAMEWORK OVERVIEW ..................................................... 4

    SECTION 1:ACADEMIC EVALUATION - COMMON ACADEMIC INDICATORS, MEASURES, AND

    METRICS ................................................................................................................................ 5Overview of academic framework ......................................................................................................................... 5Common Indicators ............................................................................................................................................... 5Standard schools serving students within grades 3-12 ........................................................................................... 6

    Elementary school and Middle school framework ................................................................................................... 6

    High school framework ............................................................................................................................................. 6Summary of academic evaluation frameworks - common academic indicators and measures .............................. 7

    Common Metrics ................................................................................................................................................... 9Performance bar metrics .......................................................................................................................................... 9Missing data ............................................................................................................................................................ 10

    SECTION 2: ACADEMIC EVALUATION FOR NON-STANDARD SCHOOLS AND PROGRAMS ........ 11Non-standard schools .......................................................................................................................................... 11

    Early childhood and elementary schools under third grade (PS-2) framework ...................................................... 11Elementary schools under fourth grade (K-3) ......................................................................................................... 11Adult education ...................................................................................................................................................... 11

    Special education ....11

    New schools ............................................................................................................................................................ 12

    SECTION 3:MONITORING CHARTER SCHOOLS ACADEMIC PERFORMANCE .......................... 13PMF Performance tiers ........................................................................................................................................ 13

    PCSB responses .................................................................................................................................................... 13

    Tier I ........................................................................................................................................................................ 13Tier II ....................................................................................................................................................................... 13Tier III ...................................................................................................................................................................... 13Candidates for Charter Revocation ......................................................................................................................... 14

    SECTION 4:STRUCTURE OF NON-ACADEMIC EVALUATION FRAMEWORK - COMPLIANCE ...... 15Overview of framework ....................................................................................................................................... 15

    Compliance ............................................................................................................................................................. 15

    SECTION 5: STRUCTURE OF NON-ACADEMIC EVALUATION FRAMEWORK - FINANCE ............. 16Overview of framework ....................................................................................................................................... 16

    Reporting ................................................................................................................................................................ 16Assessing Fiscal Management ................................................................................................................................. 16

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    PMF Guidelines 2010-2011

    Performance Management Framework Overview

    The School Reform Act (SRA) grants the D.C. Public Charter School Board authority to hold D.C. public

    charter schools accountable for fulfilling their duties and obligations under the Act. The PCSB has

    developed these Guidelines to outline the process by which it will evaluate the performance of the

    charter schools, including how the PCSB will ensure that each school complies with its charter

    agreement and applicable law and how the PCSB will track the progress of each school in meeting its

    student academic achievement expectations.

    The PCSBs performance management framework is divided into the academic elements of school

    performance directly related to student outcomes and the non-academic elements of school

    performance, which include finance and compliance.

    Each year, pursuant to 38-1802.12 (a)(3) of the SRA, the PCSB will evaluate the academic performance

    of each public charter school. The overall assessment will determine whether a school is designated a

    high-performer, mid-performer, or low-performer. Closer scrutiny will be directed to those charter

    schools that are failing to meet the goals and student academic achievement expectations set forth intheir charters. Schools that are persistently or significantly low performers may be candidates for

    charter revocation pursuant to the PCSBs authority under 38-1802.13 (a) of the SRA.

    The framework also includes an evaluation of a schools performance in non-academic areas, such as

    financial health and compliance. Each year, pursuant to 38-1802.12 (a)(3) of the SRA, each school will

    receive an evaluation of its performance in these areas. As a result of these reviews, schools that show

    signs of fiscal mismanagement and/or have violated applicable law or the terms of their charter

    agreement may receive closer scrutiny, including the possibility of recommendations to improve theirperformance. Schools that continually violate material terms of their charter agreement or applicable

    law, including violations relating to the education of children with disabilities, may be candidates for

    charter revocation pursuant to the PCSBs authority under 38-1802.13 (a) of the SRA. Schools that

    engage in a pattern of non-adherence to generally accepted accounting principles, engage in a pattern

    of fiscal mismanagement, or are no longer economically viable will be candidates for charter revocation

    pursuant to the PCSBs authority under 38-1802.13 (b) of the SRA.

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    PMF Guidelines 2010-2011Section 1

    Academic evaluation - common academic indicators, measures, and metrics

    Overview of academic framework

    To assess a charter schools academic performance, the PCSB has developed an academic evaluation

    framework comprised of indicators, measures, and metrics. This structure has been adapted from a

    report by the National Consensus Panel on Charter School Academic Quality.1

    Indicators are defined as

    general dimensions of academic quality or achievement. Measures are defined as general

    instruments or means to assess performance in each area defined by an indicator. Metrics are definedas the calculation method or formula for a given measure. As an example, a common indicator of

    student performance is academic achievement level, a common measure of achievement is

    performance on statewide assessments like the DC-CAS, and a related performance metric is the

    percentage of students in a school who score at least Proficient on the assessment.

    This section of the Guidelines focuses on indicators, measures, and metrics common across all schools

    within each grade-span.

    Common Indicators

    For the 2010-2011 school year the PCSB used four indicators to measure academic performance: (1)

    student progress, (2) student achievement, (3) gateway measures, and (4) leading indicators.

    Figure 1.

    The four core indicators of academic achievement apply to every school; however, different weights will

    be assigned to the indicators depending on the grade span of the school.

    Student

    Achievement

    Gateway

    Measures

    Leading

    Indicators

    Student

    Progress

    Academic indicators

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    PMF Guidelines 2010-2011Standard schools serving students within grades 3-12

    Elementary and middle school (3-8) framework

    Figure 2.

    The elementary school framework applies to schools with all or part of the 3-5 grade-span and that

    include both 3rd and 4th grades. Schools that have only fifth grade in the elementary school span and

    that span into the middle school range will be considered part of the middle school framework.

    The middle school framework applies to schools with all or part of the 6-8 grade-span and that include

    both 6th and 7th grades. Schools where 8th grade is the only middle school year and with all or part ofthe 9-12 grade-span are included in the high school scoring framework.

    The elementary and middle school frameworks are designed to place an additional emphasis on student

    progress and student achievement. Gateway measures are designed to capture key subject area

    mastery, literacy at the elementary school level, and mathematics at the middle school level.

    High school (9-12) framework

    Figure 3.

    This framework applies to all schools with any grades in the 9th through 12th grade-span.

    The high school framework places less emphasis on student progress. This is largely due to the fact that

    this indicator is comprised of a measure based on the DC-CAS, and at the high school level, only 10th

    grade students are tested. The balance is more heavily weighted on achievement than progress, which

    reflects the fact that at the high school level students have neared the end of their public school tenure

    Student

    Achievement

    Gateway

    Measures

    Leading

    Indicators

    Elementary and middle schools

    40%

    Student

    Achievement

    Gateway/Post

    Secondary Measures

    Leading

    Indicators

    High schools

    15% 30% 25%

    Student

    Progress

    Student

    Progress

    25% 15% 20%

    30%

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    PMF Guidelines 2010-2011Summary of academic evaluation frameworks - common academic indicators and measures

    Table 1Elementary and Middle School Framework

    Student Progress

    Median Growth Percentile1

    Reading 20%

    Median Growth Percentile1

    Math 20%

    40%

    Student Achievement2

    DC-CAS Proficient + Advanced Reading 10%

    3rd-5th grades 5%3

    6th-8th grades 5%3

    DC-CAS Proficient + Advanced Math 10%

    3rd-5th grades 5%3

    6th-8th grades 5%3

    DC-CAS Advanced Reading 2.5%

    3rd-5th grades 1.25%3

    6th-8th grades 1.25%3

    DC-CAS Advanced Math 2.5%

    3rd-5th grades 1.25%3

    6th-8th grades 1.25%3

    25%

    Gateway4

    DC-CAS 3rd grade reading proficiency 7.5%

    DC-CAS 8th grade math proficiency 7.5%

    15%

    Leading Indicators

    Attendance 10%

    Re-enrollment 10%

    20%

    1For more information about Median Growth Percentile please see Appendix A.

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    PMF Guidelines 2010-2011Table 2

    High School Framework

    Student ProgressMedian Growth Percentile Reading 7.5%

    Median Growth Percentile Math 7.5%

    15%

    Student Achievement

    DC-CAS Proficient + Advanced Reading 10%

    DC-CAS Proficient + Advanced Math 10%

    DC-CAS Advanced Reading 2.5%

    DC-CAS Advanced Math 2.5%

    Advanced Placement or International Baccalaureate

    5%

    30%

    Gateway

    Graduation Rate 7.5%

    PSAT (11th grade performance) 7.5%

    SAT/ACT (12th grade performance) 7.5%

    College Acceptance rate 7.5%

    30%

    Leading Indicators

    Attendance 10%

    Re-enrollment 10%

    9th grade credits on track 5%

    25%

    If a charter school does not contain the grade for which a common measure applies, the points

    associated with that measure will be removed and the total possible points available will be adjusted.

    For example, a school that terminates in the 11th grade will not have graduation, SAT, AP, or College

    acceptance data. In this case, the school will be evaluated against the remaining 72.5 points.

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    PMF Guidelines 2010-2011Common Metrics

    To assess charter schools progress in meeting their goals and academic achievement expectations, thePCSB will use various metrics to assign points to each common measure. The overall percentage of

    possible points each school receives will determine whether a school is designated as a high-performer,

    mid-performer, or low-performer. Closer scrutiny will be directed to those charter schools that are

    failing to meet or in danger of failing to meet the goals and student academic achievement expectations

    set forth in their charters. Schools that are persistently low performers may be candidates for charter

    revocation pursuant to the PCSBs authority under 38-1802.13 (a) of the SRA.

    Performance bar metricsMost common measures are based on the percentage of students that meet or exceed a certain

    performance bar. For example, with DC-CAS proficiency, schools are scored based on the percentage of

    students that meet or exceed the performance bar of Proficient on the DC-CAS. Each student either

    meets or does not meet the common measure; the metric is based on the percentage of all students

    that meet the standard.

    The floor determines the minimum value for which any points will be awarded. Charter schools will

    receive no points for values that are at or below the floor. For example, the floor for re-enrollment is55%. A school where 50% of its students re-enroll would not receive any points for the measure even

    though half of its eligible students re-enrolled in the school.

    The target determines the value at which the maximum points for a common measure will be awarded.

    For example, the target for re-enrollment is 90%. A school where 92% of its students re-enroll would

    receive the full amount of points available for the measure even though all eligible students had not

    returned to the school.

    The tables below summarize the performance bar metrics for the common measures.

    Table 3

    Elementary and Middle School Framework

    Indicator PMF Metric

    Elementary

    (3-5) Floor

    Middle

    (6-8) Floor

    Target

    (ES and MS)

    ProgressMGP-Reading 30 30 70

    MGP-Math 30 30 70

    Achievement

    DC CAS Reading % proficient + advanced 22 25 100

    DC CAS Math % proficient +advanced 10 18 100

    Reading % advanced 0 0 25

    Math % advanced 0 0 25

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    PMF Guidelines 2010-2011Table 4

    High School Framework

    Indicator PMF Metric

    High School

    Floor

    High School

    Target

    ProgressMGP-Reading 30 65

    MGP-Math 30 65

    Achievement

    DC CAS Reading % proficient + advanced 24 100

    DC CAS Math % proficient + advanced 20 100

    DC CAS Reading % advanced 0 25

    DC CAS Math % advanced 0 25

    Advanced Placement and

    International Baccalaureate 0 15

    Gateway

    Graduation Rate82 100

    PSAT Performance (11th

    grade)0 50

    SAT/ACT Performance (12th grade)10 75

    College Acceptance Rate63 100

    Leading

    Indicators

    Attendance 85 95

    Re-Enrollment 59 90

    9th grade on track to graduate 33 100

    Missing data

    Most data required to calculate the score for each charter schools common measures will be collected

    from third party data sources. The PCSB will rely on charter schools to provide data that are not

    available through third parties. When data for a common measure are not available due to issuesbeyond a schools control, such as small sample sizes for growth measures that require statistical

    calculations, then the points associated with that measure will be removed and the total possible points

    available will be adjusted. When data for a common measure is missing because a charter school has

    not provided it to the PCSB in a timely manner, zero points will be awarded for the relevant measure.

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    PMF Guidelines 2010-2011Section 2

    Academic Evaluation for Non-Standard Schools and Programs

    Non-standard schools

    Non-standard schools include ones that do not fall into the 3-12 grade range or are elementary schools

    without at least two years of DC-CAS testing data. Non-standard schools will not receive a PMF Annual

    Performance Review for the 2010-2011 or 2011-2012 school years and will instead be evaluated with

    accountability plans. Schools that span the preschool through elementary or middle grades will receive

    both an accountability plan for any grades served below 3, as well as a PMF for the 3rd-8th grades.

    The accountability plan system is designed to measure and report the academic performance for

    students at either end of the educational spectrum, while allowing schools the autonomy to identify

    appropriate measures based on their unique populations. Each schools accountability plan was

    developed in concert with PCSB staff andtheschools leadership. Schools were provided guidance on

    the minimum and maximum number of targets to include in the accountability plan as well as criteria in

    the identification of assessments and measures to determine performance (see Accountability Plan

    Guidance charts in Appendix B).

    With the exception of schools undergoing charter review, schools and programs using accountability

    plans were not rated or tiered for the 2010-2011 school year. Accountability plan results are

    determined and reported based on whether the school met or missed its established targets.

    The accountability plan system is used for the following types of schools and programs.

    Early childhood and elementary schools under third grade (PS-2) frameworkPreschools and early years of elementary schools are in the non-standard framework because DC does

    not mandate a standardized assessment for students in these grades. Schools with both early childhood

    and elementary school grades but that do not exceed 2nd grade will be considered in the early

    childhood framework and be evaluated using an accountability plan for the 2010-2011 and 2011-2012

    school years.

    Elementary schools under fourth grade (PS-3)

    Schools that end in the third grade are separated from other elementary schools because they do nothave at least two years of DC-CAS data to measure student growth in mathematics and reading

    sufficiently.

    Adult education

    Schools offering adult education and G E D coursework are included in the non-standard framework

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    PMF Guidelines 2010-2011CAS Alternative Assessment Portfolio to measure their academic and developmental progress and

    performance.

    New schools

    In their first year of operation, charter schools will be held to a modified academic review. Data will be

    collected on all measures, where available. For schools administering the DC-CAS, student achievement

    will be measured by the common measures of Proficient and Advanced in reading and mathematics.

    Beginning in their second year, new charter schools will be held to the same performance framework as

    existing schools. The growth measure will be based upon two years of data only, and the graduation

    rate will be modified according to OSSE guidelines.

    Accountability Plan Guidelines

    For more information about Accountability Plans please see the PCSBs Accountability Plan Guidelines.

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    PMF Guidelines 2010-2011Section 3

    Monitoring Charter Schools Academic PerformancePursuant to the SRA 38-1802.13 (a), the PCSB has the discretion to revoke the charter of a school thatis failing to meet its goals and student academic expectations. Based on the data collected and the

    metrics applied to a schools academic performance measures as outlined in the previous sections, the

    PCSB will make an overall assessment of a schools academic performance on an annual basis.

    The PCSB assesses academic performance using PMF results for standard schools and accountability

    plan results for non-standard schools. Using the PMF, the PCSB will designate a school as a high-

    performer, mid-performer, or low-performer. Under the accountability plan system, a non-standardschool was not tiered or rated for the 2010-2011 school year. Closer scrutiny will be directed to those

    charter schools that fail to meet student academic achievement expectations set forth in their charters.

    Standard and non-standard schools that are low performers may be candidates for charter revocation

    pursuant to the PCSBs authority under the SRA.

    PMF Performance tiers

    Using a 100-point scale and based on the scores for the academic scoring screen, standard schools willbe identified as Tier I (high-performers), Tier II (mid-performers), or Tier III (low-performers). Tier I

    schools earn at least 65% of the possible points. Tier II schools earn between 35% and 64% of the

    possible points. Tier III schools earn less than 35% of the possible points. A school must meet the

    threshold for points for each tier; points are not rounded up to the next whole number. The threshold

    points for identifying each tier will be set every few years and identified through an assessment of past

    overall school performance across all public charter schools.

    PCSB responses

    Tier I

    High performing schools will be publically recognized as such by the PCSB and will be exempt from

    Program Development Reviews (PDRs) unless conducted as part of the charter review or renewal cycle.

    Tier II

    Mid-performing schools will be exempt from PDRs unless conducted as part of the charter review or

    renewal cycle.

    Tier III

    The PCSB will commence a full PDR for low-performing schools during the school year following the

    academic performance evaluation. The PCSB will suggest that low-performing schools develop a plan to

    target areas in need of improvement. Charter schools that are low performers may be candidates for

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    PMF Guidelines 2010-2011Candidates for Charter Revocation

    Charter school may become candidates for revocation due to academic or non-academic issues. Under

    the PMF, candidacy for revocation due to academics will be based on severity, trajectory, or duration oflow performance at one or more schools within an LEA. Based on PMF results, standard schools scoring

    below 20 percentage points in the most recent year, showing 5 percentage point decrease within Tier

    III from one year to the next , or performing in Tier III for three consecutive years will become

    candidates for revocation.

    Under the accountability plan system, non-standard schools that fail to attain the majority of the

    academic performance goals listed in its accountability plan or come within 90% of all missed academic

    performance goals on its accountability plan, perform within a minimum of 90% of its accountabilityplan attendance targets, or maintain sufficient enrollment levels to sustain the economic viability of the

    school will become candidates for revocation.

    Any public charter school may be a candidate for revocation of its charter if it commits a violation of

    applicable law or a material violation of the conditions, terms, standards, or procedures set forth in the

    charter, including violations relating to the education of children with disabilities.

    The PCSB retains the right to revoke a schools charter at any time pursuant to its authority under theAct and the terms outlined in 38-1802.13 of the Act.

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    PMF Guidelines 2010-2011Section 4

    Structure of non-academic evaluation framework - compliance

    Overview of framework

    Schools that continually violate material terms of their charter agreement or applicable law, including

    the SRA, may be candidates for charter revocation pursuant to the PCSBs authority under 38-1802.13

    (a) of the SRA. The PCSB may use its oversight authority under the SRA 38-1802.11 (a)(2) to request

    documents and information from charter schools when it determines it is necessary to carry out its

    duties under the SRA.

    Compliance

    SRA 38-1802.04 outlines the duties and other requirements of public charter schools. As part of its

    oversight responsibilities, the PCSB will determine on an annual basis, in coordination with the charter

    schools, whether sufficient documentation is on file with the PCSB to ensure the charter schools are

    satisfying these duties and requirements. Further, the PCSB may require schools to provide documents

    supporting charter schools compliance with applicable law, including the Elementary and Secondary

    Education Act. These documents include, but are not limited to:

    Background check reports conducted on employees to ensure the charter school is maintainingthe safety of all students attending the school.

    A report that documents that the charter schools facilities comply with the applicable healthand safety laws and regulations of the federal government and the District of Columbia,

    including the D.C. Fire Prevention Code.

    The schools informal complaint resolution process and student handbook. Compliance with No Child Left Behind notifications and Highly Qualified Teacher requirements.

    To ensure charter schools are governed by a Board of Trustees in a manner consistent with the charter

    granted to them and in accordance with the requirements of the School Reform Act, the PCSB requests

    charter schools submit board meeting minutes on a quarterly basis and written notification of any board

    or key personnel changes as these changes occur. PCSB staff will verify that these documents are on file

    from the previous school year and request a copy of the current Board of Trustees roster.

    Pursuant to the School Reform Act 38-1802.11 (a), the PCSB has the duty to ensure publiccharter schools comply with the annual reporting requirement of SRA 38-1802.04 (c)(11). The

    PCSB may use the contents of the annual report to assess a charter schools academicachievement and the extent to which the school is meeting its mission and goals as stated in its

    charter agreement.

    Certain events may trigger the PCSB to request additional information from a charter schoolpursuant to its non-academic evaluation of the school. These events include turnover of key

    personnel identified in the charter agreement and changes in school enrollment and daily

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    PMF Guidelines 2010-2011Section 5

    Structure of non-academic evaluation framework - finance

    Overview of framework

    The PCSB must revoke the charter of a school when it determines that the charter school has engaged in

    a pattern of non-adherence to generally accepted accounting principles or a pattern of fiscal

    mismanagement or is no longer economically viable. See SRA 38-1802.13 (b). Accordingly, the PCSB

    conducts an annual review under the PMF of a charter schools financial performance. Pursuant to this

    mandate, the PCSB also routinely collects financial statements from schools including interim andaudited financial statements and annual budgets.

    Reporting

    Charter schools submit financial reports to the PCSB through the Authorizers Oversight Information

    System (AOIS). The PCSB has established a schedule for the submission of financial reports, and schools

    initially will be evaluated based on the submission of requested documents by the designated due date.

    If a charter school does not submit requested financial documents on time and no extension has been

    granted by the PCSB, the charter school will be subject to a more extensive inquiry by the PCSB.When a public charter school has failed to submit its financial reports in a timely matter, the PCSB may

    initiate a site-based diagnostic review conducted by a certified public accountant (CPA). The purpose of

    the review will be to determine the general adequacy of a schools financial management systems and

    record keeping mechanisms. The emphasis of the review will be on:

    1. Verifying budget and cash flow projections and processes are in place.2. Checking for evidence that the school regularly monitors actual revenues and expenditures

    against its budget and cash flow projections.

    3. Verifying that the school is current in its payment of employee retirement, health insurancecosts, and employee withholding taxes.

    4. Verifying that there is a long term financial planning process that appropriately considers theimpact of expanding facilities and increasing enrollment on cash flow.

    5. Verifying that the schools books and records are up to date.6. Verifying that checking accounts are reconciled in a timely fashion.7. Verifying that there are appropriate internal controls, particularly with regard to segregation of

    duties among employees.

    8. Verifying that financial reports are provided to the schools Board of Trustees at least quarterly.9. Verifying that major financial commitments and decisions are approved by the schools Board.10.Verifying that operating account balances are sufficient to carry the school throughout the year.11.Verifying that there is a demonstrated technology software package in place to keep accurate

    financial records and generate reports.

    12.Verifying that the accounting system is set up to track revenues and expenditures by funding

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    PMF Guidelines 2010-2011apply a weight to each score, sum the products, and calculate the GPA. The school rubric for the eight

    ratios, and an explanation of each ratio, is contained in the PCSBs Fiscal Policy Handbook.

    The PCSB Business Oversight Manager will follow-up with school leadership to inquire about a schools

    unsatisfactory financial performance. Schools may be allowed additional time to comply and provide

    information to enhance the schools financial picture. If charter schools do not provide adequate

    supplemental financial data to show that the school is fiscally managed, the PCSB may initiate a site-

    based diagnostic review conducted by a PCSB approved auditor or the DC Office of Integrity and

    Oversight. The purpose of the review will be to determine the general adequacy of a schools financial

    management systems, record keeping mechanisms, and to ascertain the schools short and long-term

    sustainability. The emphasis of the review will be the same as the initial diagnostic review performed bya CPA as described above.

    Schools that engage in a pattern of non-adherence to generally accepted accounting principles, engage

    in a pattern of fiscal mismanagement, or are no longer economically viable will be candidates for charter

    revocation pursuant to the PCSBs authority under 38-1802.13 (b) of the SRA.

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    PMF Guidelines 2010-2011

    Appendix

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    PMF Guidelines 2010-2011Appendix A: Median Growth Percentile Overview

    Student Growth Percentiles Individual Student GrowthTraditional presentations of students DC CAS scores reflect absolute achievement. These snapshots are

    useful for describing the performance level of students within a school for any given year but do little to

    explain the progress students are making.

    In order to paint a more comprehensive picture of student and school performance, the PCSB, in

    conjunction with The Office of the State Superintendent, implemented a measure of student progress

    that compares changes in a students DC CAS scores to changes made by other students with similar

    score histories. A student growth percentile measures student progress by comparing one studentsprogress from year to year to the progress of other students with similar DC CAS score histories. In this

    way, students are only compared based on their previous DC CAS score, not on demographic metrics

    (like race, gender, or socioeconomic status). This metric uses scores from all District students (including

    those at DCPS schools) to determine an academic peer group and calculate individual student growth

    percentiles.

    Percentiles are commonly understood values that express the percentage of cases that fall below a

    certain score. For example:

    A student with a growth percentile of 77 in 6th grade mathematics grew as much or more than77 percent of her academic peers (students with similar score histories) from the 5

    thgrade DC

    CAS Mathematics to the 6th

    grade DC CAS Mathematics. Only 23 percent of her academic peers

    grew more in mathematics than she did.

    or

    A student with a growth percentile of 34 in 8th grade reading grew as well or better than 34percent of her academic peers (students with similar score histories) from the 7th grade DC CASreading to the 8th grade DC CAS reading. This student grew less in reading than 66 percent of

    her academic peers.

    Since this growth measure is assessing change in performance, it is possible for students to have

    performed below the proficiency mark but to have shown a considerable amount of growth. This sort of

    occurrence could indicate that elements within a schools program are working to help this student

    advance. Conversely, it is possible for students to be performing well above the proficiency mark but to

    have shown little growth. In this way, this growth measure serves to put DC CAS scores into greatercontext.

    Student Growth Percentiles in the Aggregate Median Growth Percentile

    To represent the growth of a school, individual student growth percentiles can be aggregated. After

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    PMF Guidelines 2010-2011Appendix B: Accountability Plan Guidance

    Adult Education/GED ProgramsSchools using the Adult Education/GED Framework must choose at least 5 targets (ideally no more than

    9) from the Academic Indicators. Should a school choose to include more than 9 targets, the total

    number of targets must be odd.

    GRADE

    STUDENT PROGRESS

    Min/Max Targets Criteria

    No minimum/ No maximum Can be curriculum based or standardized; PCSB preferenceis measures be standardized

    Measures are chosen from what schools already have inplace from the 2010-2011 school year

    Targets must assess a cross section of students in programs

    STUDENT ACHIEVEMENT

    Min/Max Targets Criteria

    No minimum/ No maximum Can be curriculum based or standardized; PCSB preferenceis measures be standardized measures

    Measures are chosen from what schools already have inplace from the 2010-2011 school year

    Targets must assess a cross section of students in programs

    GATEWAY

    Min/Max Targets Criteria

    No minimum/ No maximum Optional

    LEADING INDICATORS

    Min/Max Targets Criteria

    No minimum/ No maximum Re-enrollment:

    OptionalAttendance:

    Optional

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    PMF Guidelines 2010-2011

    Early Childhood ProgramsSchools using the Early Childhood Framework (schools serving preschool and/or prekindergarten

    students) must choose at least 5 targets and can choose up to 9 from all of the Academic Indicators:

    Student Progress, Student Achievement, Gateway, Leading Indicators and Mission Specific.

    STUDENT PROGRESS (PS-2)Min/Max Targets Criteria

    2 minimum/ 3 maximum

    Schools can choosea minimum of 2

    targets and up to 3

    targets

    Can be curriculum based or standardized; PCSB preference is K-2measures be standardized

    Aligned to Early Learning Standards when possible (PS-PK) Aligned to Common Core Standards when possible (K-2) Measures are chosen from what schools already have in place

    from the 2010-2011 school year

    Indicators/targets must assess all grades (PS-2). Measures do not have to be the same for all grades

    STUDENT ACHIEVEMENT (1st -2nd grade- K is optional)Min/Max Targets Criteria

    1 minimum/ 3 maximum

    Schools can choosea minimum of 1

    target and up to 2

    targets

    Can be curriculum based or standardized; PCSB preferencemeasures be standardized measures

    Preschool and Prekindergarten students are not included Aligned to Common Core Standards when possible (K-2) Measures are chosen from what schools already have in place for

    2010-2011 school year

    Indicators/targets must assess grades 1-2 with K being optional Measures do not have to be the same for each grade

    LEADING INDICATORSMin/Max targets Criteria

    1 minimum/ 2 maximum

    Schools can choosea minimum of 1

    target and up to 2

    targets

    Re-enrollment:

    Not required for PS-K only schools. Not required, but optional for continuous schools. (i.e., any

    school that serves post 2nd grade)

    Attendance:

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    PMF Guidelines 2010-2011MISSION SPECIFIC (optional for K-2nd grade)Min/Max Targets Criteria

    No minimum/ 2 maximum

    Schools can optnot to include a

    target or to include

    up to 2 targets

    Optional for K-2 Schools can choose the measure but should relate to each grade-

    span

    Schools may utilize surveys (e.g., character education surveys,parent satisfaction/involvement)

    Schools may include an environmental assessment (e.g., CLASS,ECERS, ELLCO)

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    Technical Guide 2010-2011Appendix C: Compliance Review

    INDICATOR DOCUMENTATION LOOK FOR RATIONALE

    Enrollment of New Students

    1. Fair

    enrollment

    process

    Enrollment application;

    written lottery

    procedures with dates for

    enrollment process.

    Lottery cutoff date and date of

    lottery published in advance (if

    applicable); waiting list includes

    name of student, wait list number

    and current status.

    Compliance with School

    Reform Act Section 38-

    1802.06.

    Student Suspension and Expulsion

    2. Notice and

    due process

    Current year student

    handbook or other

    written document that

    outlines the school's

    discipline policy and

    procedures.

    Clear explanation of infractions;

    consequences, rewards, and

    interventions; clearly outlined due

    process procedures (including an

    explanation of the basis for the

    action).

    Compliance with School

    Reform Act Section 38-

    1802.06 (g); guidance for

    PCSB staff when contacted by

    parents.

    Student Health Records

    3. Health and

    safety of

    students

    Option 1: Notice of

    assigned nurse on staff .

    Option 1: Letter from DOH or

    contracted agency. Compliance with School

    Reform Act Section 38-

    1802.04 (c)(4) and the

    Student Access to Treatment

    Act of 2007.

    Option 2: Copy of staff

    certificate to administer

    medications.

    Option 2: Ensure that there is at

    least one certificate from school

    staff who has been certified to

    administer medications from

    approved agency

    Background Checks on Employees and Volunteers

    4. Health and

    safety of

    students.

    Current roster of all

    employees and

    volunteers (working

    greater than 10 hours at

    the school) with

    indication of date

    background check

    conducted and that a

    copy of the report is onfile.

    Documentation includes employee

    or volunteer name, date of hire,

    date of background check, and

    company that conducted the

    background check.

    Compliance with School

    Reform Act Section 38-

    1802.04 (c)(4).

    Employee Handbook

    5.

    Employment

    li i d

    Employee handbook or

    other written document

    Policies guiding the safeguarding

    of confidential student data;

    li ith l t

    Compliance with School

    Reform Act Section 38-

    1802 04 FERPA th P bli

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    Technical Guide 2010-2011INDICATOR DOCUMENTATION LOOK FOR RATIONALE

    Insurance

    6.

    Appropriate

    insurance.

    Certification that

    appropriate levels of

    insurance have been

    secured.

    General Liability, Directors and

    Officers Liability, Umbrella

    Coverage, Property/Lease

    Insurance, Auto Liability Insurance,

    Workers Compensation.

    Compliance with School

    Reform Act Section 38-

    1802.04 (b)(4).

    School

    Facility

    7.

    Lease/Purcha

    se Agreement

    and

    certificate of

    occupancy.

    Certificate of occupancy.

    Name and current address listedon the certificate of occupancy;

    enrollment projections for school

    year within maximum capacity in

    the certificate of occupancy.

    Compliance with School

    Reform Act Section 38-1802.04 (b)(4) - a Certificate

    of Occupancy is required at

    opening and for relocation to

    a new facility.

    Lease/Purchase

    Agreement.

    Name and current address listed

    on the lease/purchase agreement.

    Compliance with School

    Reform Act Section 38-

    1802.04 (b)(4) - lease or

    purchase agreement is

    required at opening, for

    relocation to a new facility,

    and for amendments to a

    lease once it expires.

    No Child Left Behind (NCLB)

    8. School

    quality andchoice.

    Communication with

    parents on school's

    compliance with NCLB

    before September 1 or

    within 14 days of school

    AYP results.

    Communication, where applicable,

    on AYP results, School

    Improvement Status, schoolchoice options, teacher

    qualifications.

    Compliance with NCLB and

    ESEA guidance.

    9. High

    quality

    teachers.

    For Title I schools, current

    year teacher roster with

    grade and subject(s)

    taught, HQ status, and

    how the status was met

    (HOUSSE, Praxis, Degree,License/Certificate);

    action plans for all non-

    HQT staff.

    Appropriate documentation for

    verification of HQT compliance;

    plan of action to assist teachers in

    meeting the requirements;

    appropriate staffing changes to

    ensure compliance with the law.

    Compliance with NCLB and

    ESEA guidance to ensure that

    all elementary and secondary

    subject area teachers arehighly qualified.

    Board of Trustees

    Compliance with School

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    Technical Guide 2010-2011

    Performance Management Framework

    Technical Guide

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    Technical Guide 2010-2011Glossary of Measures

    Listed below are brief descriptions of some of the common academic scoring measures the PCSB

    uses to track charter schools progress in meeting their goals and academic achievement

    expectations.

    Student Growth Measures

    Student progress

    Appears for 3rd -5th grades, 6th -8th grades, and High Schools

    Median growth percentiles for mathematics and reading, a growth measure based on individual

    student DC-CAS performance. See Appendix A for a discussion of these growth measures. See

    documentation provided by OSSE and AIR for Technical Report and Business Rules.

    Student Achievement Measures

    DC-CAS Proficient & Advanced

    Appears for 3rd -5th grades, 6th -8th grades, and High Schools

    Percent of students scoring at least Proficient and those scoring Advanced on the DC-CAS for

    math and reading; both Proficient and Advanced measures are included for all grades in which

    DC-CAS testing occurs.

    Advanced Placement

    Appears for High Schools

    Ratio of number of passing scores for the entire population to number of seniors, written as a

    percentage. Equivalent assessments, such as the International Baccalaureate exam, may also be

    substituted.

    Gateway Measures

    DC-CAS 3rd grade reading

    Appears for 3rd -5th grades

    Percent of students scoring at least Proficient in third grade reading on the DC-CAS

    DC-CAS 8th grade math Proficient

    Appears for 6th -8th grades

    Percent of students scoring at least Proficient in eighth grade mathematics on the DC-CAS

    Graduation rate

    Appears for High Schools

    Graduation rate based on the incoming 9th grade cohort, as defined by OSSE state-wide

    graduation standards.

    PSAT 11th grade performance

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    Technical Guide 2010-2011

    College Acceptance

    Appears for High Schools

    Percentage of seniors accepted to a college or university.

    Leading Indicators

    Attendance

    Appears for 3rd -5th grades, 6th -8th grades, and High Schools

    Ratio for the entire population, written as a percentage, of days present (inclusive of excused

    absences) to days enrolled.

    Re-enrollment

    Appears for 3rd -5th grades, 6th -8th grades, and High Schools

    Percentage of those eligible students who re-enroll.

    9th grade credits

    Appears for High Schools

    Percentage of 9th grade students on-track to graduate in 4 years, based on OSSE guidelines for

    completed Carnegie Units and required courses.

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    28

    Metrics and data sources for academic performance measures

    Overview

    The table below provides details about each of the measures included in the academic performance framework. Information is arranged as follows:

    Indicator identifies the academic indicator (progress, achievement, gateway, leading) to which each measure belongs

    Measure provides measure name and indicates which scoring frameworks include it

    Description provides brief summary of measure

    Components, method, and additional notes - provides a more detailed description of all steps required to translate raw data into a measure calculation

    Rationale available rationale for why the metric has been designed as it has

    Unless otherwise indicated, all measures are grouped by the grade span of the performance framework to which they apply. Grade-spans are as follows:

    ES/MS: 3-8

    HS: 9-12

    Data sources and methodology

    Indicator Measure Description Components, method, additional notes Rationale

    Student

    Progress

    Median Growth

    Percentile (ES/MS

    and HS)

    Growth measure

    which tells how

    much change or

    growth there has

    been in

    performance

    from year to year.

    Components

    Median for 3rd-8th(or all grades within that range the schoolserves) grade student growth percentiles in reading

    Median for 3rd-8th grades (or all grades within that range theschool serves) student growth percentile in Mathematics

    References:

    http://pcsb-pmf.wikispaces.com/Changes+to+the+2010-2011+PMF

    http://www.duxbury.k12.ma.us/SPEDfiles/MCASStudentGrowth%20%25%20.pdf

    http://www.swcompcenter.org/educator_effectiveness2/The_Colorado_Growth_Model.pdf

    For more information see the MGP Business Rules produced byOSSE and AIR.

    A measure of student progressthat compares changes in a

    students DC CAS scores to

    other students with similar

    score performance profiles.

    It tells how much change orgrowth there has been in

    performance from year to

    year.

    Requirement of two years ofDCCAS results of each student.

    Student

    Achievement

    DC-CAS Proficient

    in math and

    reading

    (ES/MS and HS)

    % of students

    scoring Proficient

    or above on the

    DC-CAS

    Components

    DC-CAS scores by grade for the most recent year Number of students tested for the most recent yearMethod

    Aligns with the AYP calculation

    rules, in which students in the

    Fully Academic Year status and

    ELL students residing in the US

    for more than 12 months are

    included.

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    29

    Indicator Measure Description Components, method, additional notes Rationale

    100*tested#Total

    SYin thatstudentproficientMathof#Total

    OR

    100*tested#Total

    SYin thatstudentproficientReadingof#Total

    Student

    Achievement

    DC-CAS Advanced

    in math and

    reading

    (ES/MS and HS)

    % of students

    scoring Advanced

    on the DC-CAS

    Components

    DC-CAS scores by grade for the most recent year Number of students tested for the most recent yearMethod

    Calculated as with DC-CAS proficient100*

    tested#Total

    SYin thatstudentAdvancedReadingof#Total

    OR

    100*tested#Total

    SYin thatstudentAdvancedMathof#Total

    Aligns with the AYP calculation

    rules, in which students in the

    Fully Academic Year status and

    ELL students residing in the US

    for more than 12 months areincluded.

    StudentAchievement AdvancedPlacement

    performance

    (HS)

    Number ofpassing exams per

    100 12th

    grade

    students

    Components # of passing AP or IB exams in the current school year 12th grade enrollment in the most recent yearMethod

    100*studentsgrade12thof#

    exams)IBandexamsAPpassingof#

    100*testedgraders12thof#Total

    grade3rdin theproficientreadingof#l

    Additional notes

    Passing exams are all those scoring 3 or above for AP and 4 orabove for IB in the current school year

    One student may contribute multiple passing exams 9-11 grade students may also contribute passing exams Any HS with the 12th grade that does not offer either AP or IB

    All passing exams contributeto the score, regardless of

    who takes the test

    Expressing passing exams as aper 100 score adjusts to

    reflect size of school and

    corresponds more closely to

    national reporting norms

    Using only 12th grade as thedenominator ensures allschools are counted equally

    regardless of what grades they

    offer

    Using full 12th grade class asdenominator enables measure

    to track passing scores

    without creating incentives for

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    Indicator Measure Description Components, method, additional notes Rationale

    exams will be given 0 points on this metric. schools to limit size of AP

    classes

    Gateway DC-CAS Proficient

    in 3rd

    grade

    reading

    (ES/MS)

    % of 3rd grade

    students scoring

    at least Proficient

    on DC-CAS

    reading

    Components

    3rd grade DC-CAS scoresMethod

    100*testedgraders3rdof#Total

    grade3rdin theproficientreadingof#Total

    Critical gateway year forchildhood literacy

    Gateway DC-CAS Proficient

    in 8th

    grade math(ES/MS)

    % of 8th

    grade

    students scoringat least Proficient

    on DC-CAS math

    in the most

    recent year

    Components

    8th grade DC-CAS scoresMethod100*

    testedgraders8thof#Total

    grade8thin theproficientmathof#Total

    Critical gateway year foradolescent number skills

    Gateway Graduation rate

    (HS)

    Graduation rate

    of high school

    students based on

    OSSE standards

    Components

    Original 9th grade cohort size for current 12th grade # of graduates self-reported and validated through transcript

    reviews # of dropouts in the 12th, 11th, 10th , and 9th gradesMethod

    100*period)years4latestfordropoutsSYfor thegraduatesof#(

    diploma)regularawithSYaforseniorsof#Total

    +

    Additional notes

    Drop outs are those students who leave schools for following

    reasons: (a) Whereabouts unknown (b) Work, (c) Voluntary, (d)

    Adult Education, (e)Non-Attendee, (f) No Show

    Aligned with OSSE standardsRegular Diploma (OSSE) excluded

    the following:

    (a) GED, (b) certificates of

    completion, (c) certificates of

    attendance, (d) or, any other

    diploma not fully aligned with the

    States academic records.

    Note: This definition maychange starting 2011-2012

    http://newsroom.dc.gov/sho

    w.aspx?agency=seo&section=2&release=20924&year=2010

    &file=file.aspx%2frelease%2f2

    0924%2fDistrict_of_Columbia

    _Adjusted_Cohort_Graduatio

    n_Rate_Guidance_December_

    2010.pdf

    Technical Guide 2010 2011

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    Indicator Measure Description Components, method, additional notes Rationale

    Gateway 12th

    grade SAT

    scores

    (HS)

    % of current 12th

    grade students

    scoring at least

    800 on the SAT

    Components

    SAT/ACT data for current 12th grade SAT/ACT data for previous year 11th grade Map of previous year 11th grade to current 12th grade 12th grade enrollment in the most recent year Additional notes Only current 12th graders are counted, but students scoring

    above 800 in earlier grades and not in 12th

    grade will still

    contribute to score. In terms of ACT, students scoring above or

    equal to 16 are counted as on the numerator.

    Any HS with the 12th

    grade that doesnt offer the SAT or ACTexams will be given 0 point on this metric.

    Method

    11th and 12th grade students mapped together to determineoverlap

    100*students)grade12thof#(

    ACT)inM)(Vhihgeror16SATinM)(V800leastatscoringgraders12thcurrentof#(

    +++

    College Board researchindicates that a score of at

    least 800 on the math and

    verbal sections of the SAT

    predicts with high likelihood a

    GPA of at least 2.0 in

    freshman year at community

    college or university

    For reference visit:http://professionals.collegebo

    ard.com/profdownload/pdf/R

    N-30.pdf

    SAT-ACT concordance table:http://www.act.org/aap/conc

    ordance/

    Gateway 11th

    grade PSAT

    scores

    (HS)

    % of 11th

    grade

    students scoring

    at least 100 on

    the combined

    math and verbal

    portion of the

    PSAT

    Components

    PSAT data for current 11th grade 11th grade enrollment in most recent year Any HS with the 11th grade that doesnt offer the PSAT exam

    will be given 0 points on this metric.

    Additional Notes 9th and 10th grade PSAT scores do not count because they are

    standardized to a different scale

    Method

    100*students)grade11thof#(

    SAT)PonM)(V80leastatscoringgraders11thcurrentof#(

    +

    11th grade PSAT performanceof at least 80 on the math and

    verbal sections is a predictor

    of SAT performance of at least

    800 on the math and verbal

    sections.

    For reference visit:http://professionals.collegebo

    ard.com/profdownload/PSAT-

    College-Readiness-

    Benchmark.pdf

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    Indicator Measure Description Components, method, additional notes Rationale

    Gateway College

    Acceptance

    (HS)

    % of high school

    seniors accepted

    to a full-time

    college or

    university

    Components

    Unique college acceptances self reported, verified by PCSBacceptance letter review

    12th grade enrollment in most recent yearMethod

    100*seniors)of#(

    )universityorcollegetimefullatoacceptedseniorsof(#

    College acceptance is anecessary step to college

    enrollment and has been

    defined to be an important

    measure of student success

    Leading Attendance

    (ES/MS)

    Total Daily

    Attendance rate

    for 3rd

    to 8th

    grade.

    Components

    Attendance by grade-spanMethod

    100*enrolled)days(#

    absences)excusedof#presentdaysof(#

    +

    Aligns with the Statecalculation. Only 3

    rdthrough

    8th

    graders are included.

    Attendance

    (HS)

    Total Daily

    Attendance for 9th

    to 12

    th

    grade

    Components

    Attendance by grade-spanMethod

    100*enrolled)days(#

    absences)excusedof#presentdaysof(#

    +

    Aligns with the Statecalculation. Only 9

    ththrough

    12

    th

    graders are included.

    Leading Re-enrollment

    (ES/MS & HS)

    Re-enrollment

    rate for those

    eligible to return

    # of students

    ineligible to

    reenroll are: (a)

    Students in the

    exit grade (b)

    students who

    moved out from

    DC. (c) students in

    the non standard

    school(EC, Adult

    Components

    Previous fall enrollment by student id and grade (Audited Oct 5) Current fall enrollment by student id and grade (Audited Oct 5)Method

    Map students in previous fall and current fall to determineoverlap

    Determine which students in previous falls are ineligible to re-enroll (those in their final year; moved out from DC; enrolled in

    Early Childhood, Adult and GED frameworks)

    100*enroll)toineligiblestudentsof(#-Fall)previousinstudentsof(#

    fall)currentandFallpreviousbothattendingStudentsof#(Total

    Used to assess student andparent satisfaction and drop-

    out rate

    Excluded are from earlychildhood and non-GED Adult

    Ed. because students are likely

    to leave for reasons other

    than dissatisfaction with

    school

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    Indicator Measure Description Components, method, additional notes Rationale

    and GED)

    Leading 9th

    grade credits

    (HS)

    Percent of 9th

    grade students

    receiving enough

    credits to be on

    track to meet

    OSSE graduation

    requirements in 4

    years

    Components

    Review of all 9th grade transcripts on-site reviewMethod

    100*students)grade9thof#(Total

    )years)4intsrequiremengraduationLEAmeettrack to

    onbetocreditsenoughreceivingstudentsgrade9thof#(

    OSSE requirements: Students must pass 6 credits or theequivalent, consisting of Algebra I, an English course, a Sciencecourse, a Social Studies course that is among World History, US

    History, US Government or DC History, and two additional

    elective courses.

    LEA requirements vary by LEA.

    Some schools have adopteddifferent internal standards

    for credit than OSSE