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2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Submitting Organization Dahv A.V. Kliner
Sandia National Laboratories
P.O. Box 969, Mail Stop 9056
Livermore, CA 94551, USA
925-294-2821 (phone)
925-294-2595 (fax)
AFFIRMATION: I affirm that all information submitted as a part
of, or supplemental to, this entry is a fair and accurate represen-
tation of this product.
(Signature)_________________________________________
Naval Research Laboratory (NRL), Nufern Corporation, and
Liekki Corporation
Sandia and NRL are co-inventors of the Mode-Filtered Fiber
Amplifier technology described in this application; the
patent for this technology is held by the U.S. Government
and is currently administered by NRL. Liekki and Nufern are
licensees who produce commercial products using the
subject technology.
Rita Manak
Naval Research Laboratory
4555 Overlook Avenue SW
Washington, DC 20375-5320, USA
202-767-3083 (phone)
202-404-7920 (fax)
Joint Entry
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Mike O’Connor
Nufern Corporation
7 Airport Park Road
East Granby, CT 06026, USA
866-466-0214 (phone)
866-844-0210 (fax)
Per Stenius
Liekki Corporation
Sorronrinne 9
Lohja, 08500, Finland
+358-19 357391 (phone)
+358-19 3573949 (fax)
Mode-Filtered Fiber Amplifier
The Mode-Filtered Fiber Amplifier is a breakthrough technology
that enables fabrication of practical, high-power, high-
beam-quality laser sources that are compact, rugged, and
extremely efficient.
The first commercial license for this technology was granted in
2005, and the first commercial products were offered by
co-applicants Nufern and Liekki in 2006.
Product Name
Product First Marketed or Available for Order
Brief Product Description
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Dahv A.V. KlinerDistinguished Member of Technical StaffSandia National LaboratoriesP.O. Box 969, MS 9056Livermore, CA 94551, USA925-294-2821 (phone)925-294-2595 (fax)
Jeffrey P. KoplowPrincipal Member of Technical StaffSandia National LaboratoriesP.O. Box 969, MS 9056Livermore, CA 94551, USA925-294-2458 (phone)925-294-2595 (fax)
*Jeff Koplow was employed at the Naval Research Laboratory at the time of the Invention
Lew GoldbergLaser Technology Branch ChiefNight Vision LaboratoryAMSRD CER NV ST LT10221 Burbeck Rd.Fort Belvoir, VA 22060-5806, USA703-704-1366 (phone)
703-704-1352 (fax)
* Lew Goldberg was employed at the Naval Research Laboratory at the time of the Invention
David MachewirthDirector, Fiber Laser Engineering Nufern Corporation7 Airport Park RoadEast Granby, CT 06026, USA866-466-0214 (phone)866-844-0210 (fax)
Inventors or Prinicipal Developers
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Mircea Hotoleanu
Fiber Product Development Manager
Liekki Corporation
Sorronrinne 9
Lohja, 08500, Finland
+358-19 357391 (phone)
+358-19 3573949 (fax)
Sandia National Laboratories and NRL do not sell commercial
fiber amplifiers; rather their government-owned technology is
licensed to commercial partners. Liekki and Nufern have
licensed the patent and manufacture a number of products
that employ the mode-filtering technology. These products
range from mode-filtered fiber coils (for incorporation into
lasers and amplifiers by other companies) to complete laser
systems. Liekki and Nufern also produce fibers whose design
is optimized for mode filtering; these fibers are sold to
manufacturers of lasers and laser-based instruments, as well
as to R&D organizations.
The patent related to this technology is U.S. 6,496,301: Helical
Fiber Amplifier, invented by Jeffrey P. Koplow, Dahv Kliner, and
Lew Goldberg, issued December 17, 2002 (see Appendix A for
an image of the first page).
Product Price
Patents or Patents Pending
Inventors or Prinicipal Developers
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Product’s Primary Function Since their invention in 1963, fiber lasers have been recognized
as possessing extraordinary attributes that could revolutionize
the application of lasers to real-world problems by enabling
compact, rugged optical sources with high beam quality.
Fundamental limitations of previous fiber-based laser technolo-
gies, however, rendered impractical numerous high-power laser
applications. The Sandia/NRL Mode-Filtered Fiber Amplifier
enables dramatic power scaling of fiber lasers (by more than
100x), thereby addressing these long-standing limitations and
making real-world applications practical. In particular,
Mode-Filtered Fiber Amplifiers offer:
• High electrical efficiency (5x improvement over
conventional solid-state lasers);
• Low waste-heat generation and facile thermal
management;
• High optical gain;
• Broad wavelength coverage; and
• Diffraction-limited beam quality (explained below)
that is insensitive to environmental or operating
conditions, such as vibrations, thermal fluctuations,
and optical power level.
— all in a package that is an order-of-magnitude smaller than
traditional solid-state laser sources. As a result of this unique
combination of characteristics, the Sandia/NRL invention has
been licensed and commercialized by five companies, including
co-applicants Liekki Corporation and Nufern Corporation.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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How Fiber Lasers WorkFigure 1a illustrates the basic components of a high-power
laser system. In the case of a fiber laser, the gain medium is an
optical fiber, consisting of a glass core (typically fused silica)
doped with a rare-earth element surrounded by a glass
cladding with a lower refractive index (Figure 1b). Typical
rare-earth dopants used in the core include ytterbium (Yb)
ions and erbium (Er) ions. The rare-earth ions are excited or
“pumped” by injecting light from an external pump source,
typically a laser diode, into the fiber; the pump light is absorbed
by the rare-earth ions. When the excited rare-earth ions drop
back to the ground state, they emit light in specific wavelength
bands; that is, the excited ions provide “optical gain.” Coherent
laser light is obtained either by seeding the fiber amplifier with
a low-power laser (in a “master oscillator – power amplifier”
configuration, as shown in Figure 1a) or by incorporating the
gain fiber into a laser cavity (i.e., by providing feedback at the
fiber ends using mirrors or fiber Bragg gratings – as illustrated
in Figure 12). Yb-doped silica fibers provide gain in the ~1000–
1200 nm region, and Er-doped silica fibers provide gain in the
~1500–1600 nm “eye-safe” region.
Product’s Primary FunctionFigure 1a: Key components of a high-power laser system.
Figure 1b: Fiber gain medium
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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The same functional description involving pump light, a gain
medium, and output light applies to any solid-state laser. Fiber
lasers represent an important step in the evolution of this class
of devices, providing the unique advantages listed above.
The characteristic of diffraction-limited beam quality is key to
understanding the significance of the Sandia/NRL mode-filtering
invention and requires additional explanation. The
theoretical limit for the spatial beam quality of a laser is known
as the “diffraction limit.” Diffraction-limited beams (also known
as “Gaussian” or “single-mode*” beams) provide the lowest
possible divergence and therefore the tightest possible focus.
These characteristics are crucial for delivering high intensities
(e.g., for materials processing) and small spot sizes (e.g., for
micro-drilling), as well as for projecting a laser beam over a
great distance with minimum spreading (e.g., for free-space
communication and remote sensing). A so-called “single-mode”
fiber supports only the “fundamental mode,” which is
diffraction limited; a single-mode fiber laser therefore produces
a diffraction-limited output beam. By contrast, conventional
multimode laser sources produce non-diffraction-limited out-
put beams that are unstable, irreproducible, undesirably struc-
tured, and excessively divergent. These concepts are made
more concrete in Figures 3 and 4, which show pictures of the
various fiber modes and examples of single-mode and multi-
mode beam quality.
How Mode-Filtered Fiber Amplifiers Work
The core of a single-mode fiber is relatively small (typically less
than 10 microns in diameter), which limits both the energy
storage and the power-handling capability of the fiber. Attempts
to increase power by increasing core diameter were met with
corresponding decreases in beam quality because larger-
diameter cores operate on multiple modes – a fatal disadvan-
tage in most applications. It was thus believed that fiber lasers
were limited to low-power operation by fundamental physical
properties of the fiber.
Product’s Primary Function
* “Modes” are the mathematical solutions to Maxwell’s Equations for light propagating in the fiber, and a single-mode fiber allows only one solution (the diffraction-limited fundamental mode). Multimode fibers (and multimode lasers in general) permit many modes, most of which are not diffraction-limited, with a consequent degradation in beam quality.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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The Sandia/NRL Mode-Filtered Fiber Amplifier technology
enables dramatic power scaling (by at least two orders of
magnitude) of diffraction-limited fiber sources by allowing a
highly multimode fiber to operate stably on a single mode. A
key breakthrough was made in 2000, when Sandia/NRL
researchers demonstrated that bend loss in a coiled fiber can
act as a form of distributed spatial filtering to suppress all but
the fundamental mode of a highly multimode (large core
diameter) fiber amplifier – yielding single-mode, diffraction-
limited operation with little or no loss in efficiency. By effectively
decoupling core diameter from beam quality, the mode-
filtering technique breaks the single-mode power limit on fiber
lasers and amplifiers without sacrificing the other key
advantages of fiber sources. At the time of its invention in 2000
and patent issuance in 2002, the Sandia/NRL approach
shattered conventional wisdom, which held that multimode
fibers could not produce high beam quality or, at best, were
extremely sensitive to handling and bending.
The principle of operation of a Mode-Filtered Fiber Amplifier is
shown qualitatively in Figure 2 and quantitatively in Figure 3.
Sandia/NRL’s coiling technique takes advantage of the fact that
the desired fundamental mode is the least sensitive to bend
loss (Figure 3); by strategically choosing the radius of curvature
(spool diameter), it is possible to introduce very high loss for
all high-order modes but negligible loss for the fundamental
mode – thus filtering out the high-order modes and extracting
all the light energy in the fundamental mode only. By suppressing
propagation of high-order modes along the entire length of
the fiber amplifier, the energy in the gain medium is left to be
extracted in the desired fundamental mode. Thus high-power,
single-mode operation is obtained without compromising any
other performance characteristics.
Figure 2: Illustration of the mode-filtering technique. In an appropriately coiled multimode fiber amplifier the undesired high-order modes are radiated from the side of the fiber along its entire length, whereas the desired fundamental mode is transmitted without significant attenuation. This “distributed spatial filtering” is accomplished by select-ing a bend radius that permits propagation of the fundamental mode but introduces substantial bend loss for high-order modes. The figure is not drawn to scale. Typical diameters are ~0.25 mm for the fiber and ~50 mm for the coil, and the typical fiber length is ~5 m.
Product’s Primary Function
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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The net result is shown in Figure 4, which displays photographs
of the output face of a fiber amplifier when operated
conventionally and when it is mode filtered using the Sandia/
NRL technique; the dramatic improvement in beam quality is
evident.
Recognition of the Significance of the Sandia/NRL Advance
The significance of mode filtering was widely recognized in
the laser field and even in the broader scientific community.
Following publication in the premiere journal Optics Letters, the
invention was extensively covered in the leading laser and
optics trade journals (including Laser Focus World and Photonics
Online) and was selected as an “example of the most significant
recent research in optics and engineering,” and one of “the
‘hottest’ topics in current optics research” by the Optical Society
of America (Optics and Photonics News). It was also highlighted
in the “Editor’s Choice” column of the prestigious journal Science.
More importantly, the technique was adopted by R&D groups
worldwide. Breaking the single-mode power limit (along with
the availability of more powerful pump diode sources) led to
dramatic increases in attainable power from fiber lasers
(Figure 5) – a trend that continues today.
Figure �: Experimental comparison of the output beam from a fiber amplifier that is not mode filtered (left) vs. mode-filtered (right). The fiber supports 24 modes, and the core is denoted by the circles in the lower panels (25 micron diameter). The conventional unfiltered fiber amplifier produces a beam that is highly multimode, exhibiting unde-sirable structure and “hot spots” that vary with opti-cal power level, vibration, time, handling of the fiber, etc., as the fiber modes compete for the optical gain; the beam is also highly divergent. In contrast, the mode-filtered beam is unstructured and stable, with diffraction-limited beam quality.
Product’s Primary Function
Figure 3: Calculation showing the principle of operation for mode filtering. The graph plots the transmittance of some of the modes of a multimode fiber as a function of spool diameter. The fiber supports 14 modes, but only the low-est four modes are plotted. The spatial pattern of each mode is shown, with the circle denoting the fiber core (30 micron diameter). The desired fundamental mode (LP
01) is the least sensitive to
bend loss. As indicated by the yellow bar, coiling the fiber on a spool with a diameter of 10-12 cm will provide high loss (low transmittance) for all undesired high-order modes while allowing the fundamental mode to be transmitted with very little attenuation. Note that the fundamental mode has a Gaussian spatial profile, providing diffraction-limited beam quality; the high-order modes have more structured profiles and are not diffraction-limited.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Figure �: Output power of diffraction-limited fiber lasers as a function of time. (Source: Nufern)
Product’s Primary Function
CW Fiber Lasers: diffraction-limited, single-fiber results
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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As explained earlier under “Product Price,” the Mode-Filtered
Fiber Amplifier technology is licensed to users rather than
manufactured by Sandia/NRL, and products competitive with
the fibers, components, lasers, and laser systems that use it
are broad and varied. Nevertheless, we provide a competitive
comparison of mode-filtered fiber lasers vs. conventional laser
systems in the next section.
Product’s Competitors
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Comparison Matrix We first provide a general comparison of the performance
characteristics of fiber lasers with competing laser technologies.
We then compare the specifications of a commercial mode-
filtered fiber laser with two commercial solid-state lasers in
order to quantitatively illustrate the benefits of the Sandia/NRL
invention.
Recently, manufacturers have prepared a number of
comparisons of the performance of fiber lasers vs. high-power
lasers traditionally used in materials processing (the laser
application with the largest market share). Information that
appeared in Industrial Laser Solutions (February 2006)
summarizes the main attributes and illustrates the commanding
lead now held by fiber lasers (Figure 6).
Discussion of Advantages
Power & Footprint: As discrete lower-power units are
coupled together, it is now possible to deliver >30 kiloWatts
(kW) of optical power from a fiber laser, rivaling the output of
traditional solid-state units. Owing to more compact packaging
and lower cooling requirements, however, fiber lasers range
from 3x smaller than disk lasers (their nearest competitor) to
>20x smaller than Nd:YAG sources (the dominant solid-state
laser technology); the advantage over gas lasers (e.g., CO2) is
Figure �: Comparison of laser system attributes. (Source: High-power fiber lasers gain market share, Industrial Laser Solutions, February 2006, reprinted with permission.)
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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even greater. A multi-kW fiber laser system can reduce floor
space requirements (footprint) from 10 square meters to less
than 1.5 square meters.
Beam Quality: The fundamental design of mode-filtered fiber
lasers provides diffraction-limited beam quality (Figure 4),
which does not degrade as power levels increase. The beam
divergence of a fiber laser is one-tenth that of a CO2 laser with a
similar spot size, and it is significantly less than that of competing
solid-state sources, even at power levels of <1 kW.
Wavelength Flexibility: The broad gain bandwidth of
Yb-doped fiber allows lasing anywhere from 1000 to 1200 nm,
and depending on the dopant used, fiber lasers can provide
coverage across the spectrum from 1000 to 2000 nm.
Furthermore, the infrared output of fiber lasers
can be efficiently frequency-converted to
other wavelengths, such as the ultraviolet (UV).
Maintenance & Operating Costs: Because there are no external optics to replace
or align, and cooling requirements are minimal,
fiber lasers require significantly less
maintenance than conventional lasers. Now
that high-power fiber-laser products have
broken into manufacturing environments and
have generated sufficient operating
history for realistic comparisons to be made, it has been shown
that operating costs are roughly a factor of two less than CO2
lasers and nearly a factor of four less than other solid-state
systems (Figure 7).
Figure 7: Comparison of operating costs for 4 kW lasers.(Source: “High-power fiber lasers gain market share,” Industrial Laser Solutions, February 2006, reprinted with permission.)
Comparison Matrix
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Specific comparisons of a Nufern mode-filtered fiber laser to
traditional solid-state lasers are given in Figure 8 and discussed
below.
Mode-Filtered Fiber Laser
Nd:YAG Laser Nd:YVO� Laser
Manufacturer Nufern Spectron EdgeWave
Output power (W) 180 40 200
Beam quality (M2) < 1.1 < 1.3 < 2
Operating mode continuous wave continuous wave continuous wave
Pump source diode lasers diode lasers diode lasers
Electrical power (W) 640 1000 1500
Electrical efficiency 28% 4% 13%
Volume, including power supply (cm3)
6750 44,700 193,000 including chiller
Figure 8: Comparison of a commercial mode-filtered fiber laser vs. two commercial solid-state lasers.
Comparison Matrix
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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For the purpose of this application, this section might be more
appropriately labeled “How our invention improves on
competitive products or technologies” because the Mode-
Filtered Fiber Amplifier opened the door to a wide range of
high-power fiber-laser products, allowing them to compete
with numerous traditional solid-state laser systems. Fibers
designed for mode filtering and licensed products incorporating
mode-filtered fiber amplifiers form the basis of the business
plan and product roadmap of co-applicants Nufern and Liekki,
and three other companies recently signed licenses for the patent.
Figure 8 compares some of the key specifications of three
commercial products: a mode-filtered fiber laser, a Nd:YAG
laser, and a Nd:YVO4 laser. The most important specifications of
a laser system are application dependent, and a large number
of optical and physical specifications are required to completely
characterize the system. Furthermore, mode-filtered fiber
amplifiers are incorporated into a wide range of products
(continuous wave and pulsed, various power levels, various
wavelengths, etc.). Any comparison thus provides only a
“snapshot” of the technologies, but the data given in Figure 8
are representative and clearly illustrate the advantages of the
mode-filtered fiber laser over previous solid-state laser
technologies. Following a detailed comparison of these
products in the two paragraphs below, we discuss the
advantages of mode-filtered fiber lasers more generally.
As illustrated in Figure 8, the Nufern mode-filtered fiber laser
delivers high power and simultaneously high beam quality
(expressed here as the value M2, where M2 = 1.0 denotes the
diffraction limit). The Spectron Nd:YAG laser was chosen for
comparison because it provides near-diffraction-limited beam
quality, although its power level is significantly lower (40 W vs.
180 W). Despite having nearly a factor of five higher output
power, the mode-filtered fiber laser has a volume that is
approximately one-sixth that of the Nd:YAG laser (i.e., the
volume per Watt of output power is a factor of 30 better for the
How Our Product Improves upon Competitive Products or Technologies
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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mode-filtered fiber laser). Furthermore, the electrical efficiency
of the mode-filtered fiber laser is dramatically higher – a factor
of 7 improvement. Stated differently, despite consuming 1.6x
the electrical power of the mode-filtered fiber laser, the Nd:YAG
laser produces only 22% of the output power.
The Nd:YVO4 laser was chosen for comparison because its output
power is comparable to that of the mode-filtered fiber laser
(although it does not achieve diffraction-limited beam quality)
and because this bulk crystalline gain medium represents the
latest advance in efficiency among diode-pumped solid-state
lasers. Although the efficiency of the Nd:YVO4 laser is 3x that of
the Nd:YAG laser, the mode-filtered fiber laser is still a factor of
2 more efficient; furthermore the beam quality of the fiber laser
is better by a factor of 2 at a comparable power level. (An exact
comparison of size could not be given here because the power
supply in the Nd:YVO4 laser is integrated with the chiller.
However, the laser head without the power supply is already
twice as large as the mode-filtered fiber laser including the
power supply, still highlighting the inherent advantage of the
mode-filtered fiber laser.)
Compared to Nd:YAG lasers (the dominant solid-state laser
source), specific benefits of mode-filtered fiber-laser
technology include:
• A 5-fold increase in wall-plug efficiency (from typically
<5% to ~25%).
• Elimination of external cooling – further reducing cost
and bulk and increasing reliability.
• Stable, diffraction-limited beam quality that is insensitive
to external perturbations or optical power level –
allowing delivery of laser power with the smallest
possible spot size.
• Ability to incorporate optical components
monolithically into the fiber, thereby replacing free-
space optics, eliminating alignment problems and
increasing system ruggedness and reliability.
How Our Product Improves upon Competitive Products or Technologies
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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• Continuous tunability and wavelength agility for
targeting specific molecules or absorption features.
Each of these benefits is discussed below.
High Electrical Efficiency
Simply stated, fiber lasers operate much more efficiently than
conventional gas or solid-state lasers. The inherent efficiency
of the fiber laser is unrivalled when compared to existing laser
technologies (see Figure 9).
Low Waste Heat Generation
Figure 10 shows the energy levels associated with pumping
and lasing in Nd:YAG and Yb-doped fiber lasers,
illustrating that the “quantum defect” (difference between
pump and emission energy) is smaller for the Yb-doped fiber
laser so less heat is generated. Because less heat is generated
per pump photon in a fiber laser, the lasing efficiency is
correspondingly higher. In the example shown in Figure 10, the
waste heat is reduced by a factor of 2.4 (from 24% to 10%).
Laser Optical-Optical Efficiency Electrical Efficiency *Lamp-pumped Nd:YAG 4 % 1 %
Diode-pumped Nd:YAG 40 % 16 %
Yb:YAG Disk 40 % 16 %
CO2
N/A 10 %
Yb-doped fiber 75 % 30 %
* Electical efficiency = optical-optical efficiency x diode efficiency.
Figure 9: Laser efficiency by type. The electrical efficiencies given in the table do not include the power requirements of the cooling system, which can be significant (e.g., the wall-plug efficiency of a diode-pumped Nd:YAG laser is typically <5%). (Source: Nufern)
How Our Product Improves upon Competitive Products or Technologies
Figure 10: Illustration of quantum efficiency. (Source: Nufern)
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Low Loss from the Gain Medium
With fiber lasers the pump absorption is distributed over the
entire fiber length, and the pump light is never lost because it
is confined and guided by total internal reflection in the fiber,
with virtually no attenuation. In a typical solid-state laser, the
pump and signal beams propagate and diffract freely rather
than being confined to the gain medium. As a result, the gain
that can be extracted from the system is relatively low (~101),
and the net wall-plug efficiency (amount of electrical
input energy that is ultimately converted to output light) is
typically less than 5%. The vast majority of the input energy is
thus not converted to light, but rather is wasted as heat energy
that must be removed. In fiber lasers, the fiber gain medium
acts as a “light pipe” that confines the pump and signal beams,
effectively allowing more pump energy to be captured and
converted. This unique feature of fiber lasers results in much
higher gain (~104 – 105) and dramatically higher efficiency – as
high as 40% wall-plug efficiency in laboratory systems
demonstrated by Sandia/NRL researchers.
Stable Diffraction-Limited Beam Quality
The next important fundamental fiber property to consider is
the ability of single-mode fibers to support only the
fundamental mode (LP01
), resulting in a stable, diffraction-
limited beam (see explanation presented earlier under
“Product’s Primary Function,” especially Figure 4). In contrast,
the free-space cavity design of a conventional laser system
makes it difficult to achieve diffraction-limited beam quality – the
beam quality is sensitive to alignment, vibration, temperature
shifts, and optical power level, which contributes to unstable
beam quality and variations in optical power. In essence, the
beam quality of a fiber laser is engineered into the gain
medium, whereas that of a conventional laser system is subject
to the influence of a multitude of environmental and
operational variables. Figure 4 shows a comparison of a single-
mode, diffraction-limited beam and a multimode beam.
How Our Product Improves upon Competitive Products or Technologies
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Facile Thermal Management
Another distinguishing feature of optical fibers is their high
surface-area-to-volume ratio, resulting in facile heat removal
— allowing fiber lasers to be air-cooled. In addition to efficiently
confining light and producing desirable beam quality, optical
fibers have a high surface-area-to-volume ratio, resulting in
facile heat removal – allowing fiber lasers to be air-cooled. By
contrast, the bulk gain media (e.g., Nd:YAG rods or Yb:YAG disks)
employed in typical solid-state laser systems have relatively
little surface area, making heat removal difficult, as illustrated
in Figure 11.
Solid-state laser systems using bulk crystalline gain media must
generally be intensively water-cooled, adding to system bulk,
complexity, instability, and cost of operation. It should be noted
that the fundamental inefficiency of conventional laser systems
is greatly reinforced by the heat-removal problem – not only
does a bulk medium produce far more heat than a fiber, but it
is also significantly more difficult to remove that heat. Further-
more, thermal effects in the bulk gain medium can substantially
degrade the beam quality, exacerbating the problems of these
technologies.
Figure 11: Fiber Laser Thermal Management. (Source: Nufern)
How Our Product Improves upon Competitive Products or Technologies
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Monolithic System Architecture
Another attractive design feature of fibers is the ability to
monolithically incorporate optical components directly into the
fiber (such as lenses, mirrors, and gratings). This capability
enables a hermetically sealed, alignment-free optical path,
thereby increasing system reliability and ruggedness. By
contrast, non-fiber systems direct a free-space beam through
discrete optical components, which are subject to misalign-
ment, contamination, and damage. Figure 12 illustrates how
optical elements can be incorporated into the fiber to create a
laser cavity (rather than the “master oscillator – power
amplifier” configuration depicted in Figure 1a). Note also that
the fiber is coiled at a strategically chosen diameter to effect
mode filtering, as described earlier.
Broad Wavelength Coverage
Finally, gain media based on crystalline materials (e.g., YAG, YLF,
YVO4, etc.) are characterized by sharp optical transitions, which
result in an output of discrete operating wavelengths. Rare-
earth-doped fibers exhibit broad optical transitions, which
result in a wide range of operating wavelengths and continu-
ous tunability. The advantage of this wavelength agility and
tunability is that the laser system can produce a range of
desired wavelengths on demand, which is useful in a number of
applications discussed below.
Figure 12: High-power, mode- filtered fiber laser with optics embedded monolithically into the fiber.
How Our Product Improves upon Competitive Products or Technologies
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Prior to 2002, the initial application of fiber lasers occurred in
the telecommunications sector, where the primary advantage
was that laser light could be amplified within an optical fiber.
Traditionally, optical signals propagating in a fiber had to be
removed from the fiber, converted to an electrical signal, amplified,
converted back into an optical signal, and then re-injected into
the communications fiber – an extremely cumbersome and
inefficient process that had to be repeated at regular
intervals as transmission degraded over distance. These
traditional “repeaters” were replaced by “optical repeaters”
based on fiber amplifiers, which directly amplify the optical
signal in the fiber, thereby eliminating the electrical-optical
conversion steps, electrical amplification, and re-injection of the
amplified signal. This advance enabled the optical
telecommunications revolution. Telecommunications provided
the proving ground for fiber lasers, allowing the technology to
demonstrate its practical advantages, to mature, and then to
achieve the explosive growth that is the hallmark of a
game-changing technology.
As noted earlier under “Product’s Primary Function”, fiber lasers
were limited to low-power applications until the invention of
the Mode-Filtered Fiber Amplifier by Sandia/NRL broke this
barrier, providing the technology with entry into mainstream
applications. Foremost among these is materials processing,
where fiber lasers have already begun to capture a significant
share of this >$1.7B market. Overall fiber laser sales exhibited a
growth rate of 55 percent between 2005 and 2006 (to >$199M).
(Source: “LASER MARKETPLACE 2007: Laser industry navigates
its way back to profitability,” Laser Focus World, January 2007.)
The workhorse of the solid-state commercial materials
processing market is the Nd:YAG laser, operating at a
wavelength of 1064 nm. Yb-doped fiber lasers currently
offer a direct replacement at this wavelength. Fiber lasers have
penetrated materials processing applications so quickly that it
is expected that sales in this segment will comprise >$187M in
Principal Applications
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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2007, nearly 75% of all sales of fiber lasers. The dominant
applications within materials processing are marking, cutting,
cladding, drilling, and welding. Of these, the lowest-power
application is laser marking, where fiber lasers already
comprise >20% of the market and are displacing Nd:YAG units
at an astonishing rate. Similar gains are expected in the remaining
applications as available power levels continue to increase.
Beyond these entry-level uses (where fiber lasers replace
existing devices), continued development of pulsed fiber lasers
– which deliver very short, intense bursts of light rather than
a continuous stream of energy – is expected to open up more
advanced application areas, such as semiconductor processing,
high-aspect-ratio drilling, and processing of refractory
materials. Note that the Sandia/NRL mode-filtering technique
is equally enabling for both pulsed and continuous-wave fiber
lasers, and the first two Sandia/NRL publications on the
technology (Appendix B) demonstrated both modes of
operation.
Principal Applications
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Owing to the wavelength agility cited earlier, fiber lasers are
not limited to a few fundamental wavelengths. Sandia/NRL’s
mode-filtering technique has recently enabled generation of
high peak powers (in excess of 1000 kW), which provide
efficient conversion to other wavelengths – the ultraviolet (UV)
region is of particular interest. The ability to deliver >10 Watts
of UV power opens up applications in the electronics industry,
especially semiconductor processing for manufacturing memory
and computer chips (e.g., “link blowing” for maximizing yield in
the production of semiconductor wafers), via drilling in circuit
boards, electronics prototyping via subtractive board
fabrication, and photolithography.
Compact, reliable laser sources are also in demand in the field
of sensing – applications include:
• ranging and altimetry;
• three-dimensional mapping using laser radar (ladar);
• remote physical sensing, such as light detection and
ranging (lidar);
• real-time, in situ and remote detection of chemical and
biological compounds, (e.g., for pollution detection
and prevention, and for process control in the energy
and semiconductor industries); and
• medical diagnostics (e.g., breath analysis).
Other Applications
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Despite great advances in spectral coverage and output power,
high-power lasers remained predominantly laboratory tools
that were bulky, fragile, inefficient, and/or provided poor beam
quality. Massive investments (billions of dollars) in various laser
technologies failed to overcome these limitations, and numerous
potential applications of lasers were thus rendered impractical.
Fiber lasers offered the possibility to unlock the full technological
potential inherent in lasers and laser-based instruments, but
fundamental limitations constrained this technology to low
output powers and pulse energies. Sandia/NRL’s Mode-Filtered
Fiber Amplifier solved this long-standing problem, finally
unlocking the full potential of fiber lasers.
Sandia/NRL’s Mode-Filtered Fiber Amplifier technology
represents a breakthrough that enables miniature, ultra-
efficient, high-power laser sources that are revolutionizing the
application of lasers to real-world problems. The Mode-Filtered
Fiber Amplifier is an enabling technology that is elegantly
simple but that shattered conventional wisdom by effectively
decoupling fiber core size (power-generating capability) from
beam quality.
Prior to its invention, operating a highly multimode fiber
laser efficiently and stably on a single mode was considered
a contradiction in terms. The solution – strategically coiling a
fiber – is simple, contributes to compact packaging, and does
not increase either the cost or the complexity of the laser
system. It is this practical simplicity that makes the technology
such a game-changer in so many application areas, and thus
has led to the explosive growth described in this R&D 100
Award application.
The Sandia/NRL mode-filtering technique has been adopted
by both academic and industrial R&D groups worldwide to
achieve record-setting power levels from diffraction-limited
fiber sources, and it has become the de facto standard for
power scaling of pulsed and continuous-wave fiber lasers and
Summary
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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amplifiers. The technology has been licensed and
commercialized by five companies in the U.S. and other
countries. The invention is universally applicable across many
fiber types and touches virtually every application area where
lasers may be used.
Summary
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Contact Person to Handle All Arrangements on Exhibits,
Banquets, and Publicity
Robert W. Carling
Director
Sandia National Laboratories
P.O. Box 969, Mail Stop 9405
Livermore, CA 94551-0969, USA
925-294-2206 (phone)
925-294-3403 (fax)
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix A: Front-Page Patent Image
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Appendix B: Front-Page Papers and Articles
Key papers and articles are listed below. A front-page image from each source is supplied on the pages fol-
lowing the list.
Selected archival papers written by the team: • “Single-mode operation of a coiled multimode fiber amplifier,” Koplow, JP; Kliner, DAV;
Goldberg, L; in Optics Letters; April 1, 2000; v.25, no.7, p.442-444.
• “Diffraction-limited, �00-kW peak-power pulses from a coiled multimode fiber amplifier,”
Di Teodoro, F; Koplow, JP; Moore, SW; Kliner, DAV; in Optics Letters; April 1, 2002; v.27, no.7, p.518-520.
• “High-Peak-Power (>�.� MW) Pulsed Fiber Amplifier,” Farrow, RL; Kliner, DAV; Schrader, P.E.;
Hoops, AA; Moore, SW; Hadley, G R and Schmitt, RL; Proc. SPIE Vol. 6102,61020L, Fiber Lasers III:
Technology, Systems, and Applications; February 2006.
Technical articles written by the team: • “Single-transverse-mode operation of a coiled multimode fiber amplifier,” Koplow, JP; Kliner,
DAV; Goldberg, L; in Optics and Photonics News; December 2000; v.11, no.12, p.21-22.
• “Fiber Laser Technology Reels in High Power Results,” Kliner, DAV Koplow, JP and Di Teodoro, F;
oe magazine, January 2004. [Available at http://oemagazine.com/fromthemagazine/jan04/tutorial.
html ]
Articles recognizing the invention of the Mode-Filtered Fiber Amplifier: • ”Optics in �000,” Optics and Photonics News, issue 11, no 12, p. 16, December 2000.
• “CLEO �000: Coiled fiber amplifiers produce high power single-mode pulses,”
Yvonne Carts-Powell, Photonics Online, May 12, 2000. [Available at http://www.photonicsonline.com/
content/news/article.asp?docid={988b6850-275d-11d4-8c3c-009027de0829} ]
• “FIBER AMPLIFIERS: Coiling boosts single-mode power in multimode fiber,” Hassaun Jones-Bey,
Laser Focus World, August 2000. [Available at http://lfw.pennnet.com/articles/article_display.cfm?
Section=ARCHI&C=News&ARTICLE_ID=79975&KEYWORDS=koplow&p=12 ]
• “Coiled fiber amplifier delivers high-power signal,” Hassaun A. Jones-Bey, Laser Focus World, June
2002. [Available at http://lfw.pennnet.com/articles/article_display.cfm?Section=ARCHI&C=OptWr&
ARTICLE_ID=145099&KEYWORDS=koplow&p=12 ]
• “APPLIED PHYSICS: Powering Up in Single Mode,” Ian S. Osborne, et al., Editor’s Choice section in
Science 296, 17b, April 5, 2002.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
Other references: • “LASER MARKETPLACE �00�: Laser industry navigates its way back to profitability,” Kathy Kincade
and Stephen Anderson, Laser Focus World, January 2007. [Available at http://lfw.pennnet.com/dis-
play_article/282527/12/ARTCL/none/none/LASER-MARKETPLACE-2007:-Laser-industry-navigates-
its-way-back-to-profitability/ ]
• “Fiber Laser Technology Review,” a webcast presentation by Andrew Held of Nufern, May 17, 2006.
[This webcast – audio and slides -- may be accessed from http://www.smalltimes.com/webcast/dis-
play_webcast.cfm?id=200 ]
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
“Single-mode operation of a coiled multimode fiber amplifier,” Optics Letters; April 1 2000; v.25,
no.7, p.442-444.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
“Diffraction-limited, �00-kW peak-power pulses from a coiled multimode fiber amplifier,” Optics Letters; April 1 2002; v.27, no.7, p.518-520.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
“High-Peak-Power (>�.� MW) Pulsed Fiber Amplifier,” Proc. SPIE Vol. 6102, 61020L, Fiber Lasers III:
Technology, Systems, and Applications; February 2006.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
“Single-transverse-mode operation of a coiled multimode fiber amplifier,” Optics and Photonics News;
December 2000; v.11, no.12, p.21-22.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
“Single-transverse-mode operation of a coiled multimode fiber amplifier,” Optics and Photonics News;
December 2000; v.11, no.12, p.21-22.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
“Fiber Laser Technology Reels in High Power Results,” oe magazine, January 2004.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
”Optics in �000,” Optics and Photonics News, issue 11, no 12, p. 16, December 2000.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
“CLEO �000: Coiled fiber amplifiers produce high power single-mode pulses,” Photonics Online,
May 12, 2000.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
“FIBER AMPLIFIERS: Coiling boosts single-mode power in multimode fiber,” Hassaun Jones-Bey,
Laser Focus World, August 2000.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
“Coiled fiber amplifier delivers high-power signal,” Hassaun A. Jones-Bey, Laser Focus World, June 2002.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
“APPLIED PHYSICS: Powering Up in Single Mode,” Editor’s Choice section in Science 296, 17b, April 5, 2002
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
“LASER MARKETPLACE �00�: Laser industry navigates its way back to profitability,” Laser Focus World,
January 2007.
2007 R&D 100 Award Entry Form Mode-Filtered Fiber Amplifier
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Appendix B: Front-Page Papers and Articles
“Fiber Laser Technology Review,” a webcast presentation by Andrew Held of Nufern, May 17, 2006.