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Advances in the modeling of laser direct metal deposition Andrew J. Pinkerton Citation: Journal of Laser Applications 27, S15001 (2015); doi: 10.2351/1.4815992 View online: http://dx.doi.org/10.2351/1.4815992 View Table of Contents: http://scitation.aip.org/content/lia/journal/jla/27/S1?ver=pdfcov Published by the Laser Institute of America Articles you may be interested in 2D longitudinal modeling of heat transfer and fluid flow during multilayered direct laser metal deposition process J. Laser Appl. 24, 032008 (2012); 10.2351/1.4726445 Comprehensive predictive modeling and parametric analysis of multitrack direct laser deposition processes J. Laser Appl. 23, 022003 (2011); 10.2351/1.3567962 Modeling of transport phenomena during the coaxial laser direct deposition process J. Appl. Phys. 108, 044908 (2010); 10.1063/1.3474655 Thermal and microstructural aspects of the laser direct metal deposition of waspaloy J. Laser Appl. 18, 216 (2006); 10.2351/1.2227018 Microstructure and corrosion behavior of high power diode laser deposited Inconel 625 coatings J. Laser Appl. 15, 55 (2003); 10.2351/1.1536652 This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to IP: 188.253.33.225 On: Sun, 21 Jun 2015 15:28:44

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  • Advances in the modeling of laser direct metal depositionAndrew J. Pinkerton

    Citation: Journal of Laser Applications 27, S15001 (2015); doi: 10.2351/1.4815992 View online: http://dx.doi.org/10.2351/1.4815992 View Table of Contents: http://scitation.aip.org/content/lia/journal/jla/27/S1?ver=pdfcov Published by the Laser Institute of America

    Articles you may be interested in 2D longitudinal modeling of heat transfer and fluid flow during multilayered direct laser metal deposition process J. Laser Appl. 24, 032008 (2012); 10.2351/1.4726445

    Comprehensive predictive modeling and parametric analysis of multitrack direct laser deposition processes J. Laser Appl. 23, 022003 (2011); 10.2351/1.3567962

    Modeling of transport phenomena during the coaxial laser direct deposition process J. Appl. Phys. 108, 044908 (2010); 10.1063/1.3474655

    Thermal and microstructural aspects of the laser direct metal deposition of waspaloy J. Laser Appl. 18, 216 (2006); 10.2351/1.2227018

    Microstructure and corrosion behavior of high power diode laser deposited Inconel 625 coatings J. Laser Appl. 15, 55 (2003); 10.2351/1.1536652

    This article is copyrighted as indicated in the article. Reuse of AIP content is subject to the terms at: http://scitation.aip.org/termsconditions. Downloaded to IP:188.253.33.225 On: Sun, 21 Jun 2015 15:28:44

  • Advances in the modeling of laser direct metal deposition

    Andrew J. Pinkertona)

    Department of Engineering, Lancaster University, Bailrigg, Lancaster LA1 4YR, United Kingdom

    (Received 7 March 2013; accepted for publication 4 July 2013; published 9 December 2014)

    This paper provides a review of the current state of the art in modeling of laser direct metal

    deposition and cladding processes and identifies recent advances and trends in this field. The

    different stages of the process and the features, strengths and weaknesses of models relating to them

    are discussed. Although direct metal deposition is now firmly in the industrial domain, the benefits to

    be gained from reliable predictive modeling of the process are still to be fully exploited. The genuine

    progress there has been in this field in the last five years, particularly in discretized modeling, means

    modeling cannot be overlooked as an enabling method for academia and industry, but there is still

    more work to be done.VC 2014 Laser Institute of America.

    Key words: laser, deposition, cladding, model, simulation, review

    I. INTRODUCTION

    Even finding consensus on a name for the laser direct

    metal deposition (laser cladding, direct metal deposition,

    direct laser deposition, directed light fabrication, laser pow-

    der fusion, laser engineered net shaping, etc) process has

    to-date proved impossible. It is, thus, of no surprise that there

    is such a disparate range of models of the process. But this

    must be viewed as a positive thing: they are advancing the

    modeling of the different stages of the deposition process

    and, excitingly, the complete process in umpteen ways.

    Academic attention to process modeling continues to

    increase but has still been outpaced by the growth of additive

    manufacturing in general, which has seen double digit growth

    for 15 of its 24 yrs.1 Figure 1 illustrates the growth of laser

    direct metal deposition (LDMD) modeling of all types and

    models describing themselves as numerical in the title or

    keywords in particular. Empiricalstatistical and analytical

    models were almost exclusively used until the advent of nu-

    merical and hybrid analyticalnumerical models, which prin-

    cipally refers to those employing the discretization method,

    over the last 10 years.

    II. EMPIRICALSTATISTICAL MODELS

    Empiricalstatistical models have been produced since

    the advent of LDMD as they avoid the complexity of analyz-

    ing the physical phenomena of the process itself. Direct

    metal deposition is typically described as having three

    primary process inputs of laser power, powder mass flow

    rate, and traverse speed. Most models have concentrated on

    relating these to final track geometry, typically using regres-

    sion methods to relate input and response variables (Table I).

    Other models have addressed less common response parame-

    ters such as, clad angle,2 deposition efficiency,3 and uniform-

    ity index (clad area / (track width height)),4 while othershave used less common experimental designs, for example

    Hartleys plan.5 The process and response variables have

    also been related in other ways: Toyserkani et al. proposedElman recurrent neural network modeling6 and Hua and

    Choi proposed use of fuzzy logic to adaptively predict and

    control clad height as a function of laser power.7

    However, examination of Table I shows an inherent dis-

    advantage of the empiricalstatistical approach. These mod-

    els give broadly similar but seldom exactly the same results,

    even though in many cases they are based on similar meth-

    ods. Qi et al.8 suggested 1214 factors with a strong effecton final part characteristics, so the models are, at least to

    some extent, specific to the values of factors that were fixed.

    Despite design of experiment methods, models have not

    significantly advanced the number of process variables they

    are able to account for in the recent past, and limitations of

    experimental time mean there are no indications that they

    will in the future. There is thus so real sign that this model-

    ing method will change significantly in the future.

    III. APPROACHES TO THE PHYSICAL MODELING OFDIRECT METAL DEPOSITION

    The large number of variables and diverse phenomena

    within the LDMD process means the complete process is

    commonly considered in stages and different physical

    models applied at each stage. This introduces intermediate

    variables that need to be carried over from one stage of the

    process to the other. Figure 2 illustrates how the complete

    process is typically broken down physically and Fig. 3 the

    corresponding model-part this creates. Advances in physical

    modeling of the different process stages and the process as a

    whole are then considered.

    A. Models of the powder stream process

    The powder stream and powder stream processes are

    highly significant for track formation as they directly affect

    beam attenuation and powder distribution, velocity, and tem-

    perature at substrate height. The spatial distribution of pow-

    der particles beneath a coaxial nozzle and their interaction

    a)Electronic mail: [email protected]. Telephone: 44 (0)1524593547.

    1042-346X/2015/27(S1)/S15001/7/$28.00 VC 2014 Laser Institute of AmericaS15001-1

    JOURNAL OF LASER APPLICATIONS LASER ADDITIVE MANUFACTURING FEBRUARY 2015

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  • with the laser beam have traditionally been described by ana-

    lytical methods, typically by approximating the stream shape

    to an idealized Gaussian distribution and the particle path to

    extensions of the nozzle passages (e.g., Refs. 1719).

    Attenuation has been taken care of via the BeerLambert

    law and powder temperature from total time of a particle

    within the beam.17 The most advanced analytical models can

    now account for variable particle velocity20 and return the

    values of powder distribution at the substrate level, beam

    attenuation, and powder temperature.21 The analytical mod-

    els are well tested and still widely used as good approxima-

    tions but tend to rely on estimated or experimental values for

    variables such as powder stream divergence.

    The use of computational fluid dynamics (CFD) methods

    is not in itself very new: Lin produced realistic model of mass

    flow in the powder stream in 2000. The numerical method

    allows stream modeling without many of the assumptions

    mentioned above and has shown assumptions like straight

    powder paths and constant powder speed to be approximations

    rather than reality. Models of this type have increased greatly

    in sophistication in the last few years. Pan and Liou22,23 pro-

    duced a stochastic model for initial trajectory of the particle

    when entering the powder stream and several authors have

    produced CFD models of powder flow in the nozzle and

    powder stream with different degrees of complexity.2426

    The most advanced models of this type now include the

    nozzle and stream, account for the size and shape of particle

    using a shape factor,27 and provide both particle heating

    and mass flow results28 (Fig. 4).

    Further, the LDMD process must build on a solid wall or

    substrate, but the effect of this on the gas and powder flows

    has only just been considered. The gasliquid interface geo-

    metry input to the powder stream model shown in Fig. 3

    has thus been neglected. Kovalov et al.29 used an advancedCFD model of a three passage nozzle, similar to that of Wen

    et al.,28 to consider the substrate effect. The flow was verydifferent from that of a free stream with vortex flows form-

    ing above the substrate (Fig. 5). Focussing on powder flow,

    Zekovic et al.30 modeled powder flow from a LENS nozzleusing the ke turbulent model and showed changes in pow-der concentrations below the nozzle due to ricocheting par-

    ticles when a substrate was in place. Ibarra-Medina and

    Pinkerton31 showed the same effect with a coaxial nozzle

    and also drew attention to the implications for powder heat-

    ing and beam attenuation. This type of model was firmly

    confirmed as state of the art by a verified CFD model based

    on the same assumptions as that of Zekovic et al. byTabernero et al. in 2010.32,33

    Modeling of the powder stream process is advancing

    rapidly. Models with the substrate in place would probably

    benefit from further testing to establish under what circum-

    stances the effects they reveal are significant. However, they

    FIG. 1. Growth in the publication of laser cladding and metal deposition

    models per year since 1985 [based on SCOPUS data, title and keyword

    searches, absolute values give an estimate only].

    TABLE I. Empiricalstatistical relationships between track geometry and LDMD primary process variables (P laser power, F powder mass flow rate,V traverse speed, RSM response surface method, RA regression analysis).

    Primary process response variable

    Work Track height Track width Track depth or melt area

    Kumar (Ref. 9) P1/4 V1F1/4 Sun (Ref. 10) (ANOVA, RSM) P, V, F, PF, P2 P, V, F, PV, V2 P, V, F, P2, F2

    El Cheikh (Ref. 11) P1/4 V1F3/4 P3/4V1/4 Ln(P4/5F1/4)Davim (Ref. 12) (ANOVA, RA) P, V, F P, V, F P, V, F

    Ocelik (Ref. 13) V21F PV1/2 P2V1/2

    Davim (Ref. 14) P, V, Fa P, FV, Fa P, Fa

    De Oliveira (Refs. 10 and 15) (RA) FV21 PV1/2 PV1/3F1/3

    Felde (Ref. 16) P1/2 V1F1/2

    aTaking confidence values above 5%.

    FIG. 2. (Arbitrary) Stages of direct metal deposition or laser cladding in

    terms of physical limits.

    S15001-2 J. Laser Appl., Vol. 27, No. S1, February 2015 Andrew J. Pinkerton

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  • could mean the ubiquitous free stream powder model has

    been superceded.

    B. Models of the melt pool process

    Models of the melt pool are at the heart of the deposition

    process. The typical assumptions of an analytical model are

    quasistationary conditions, a mathematically simple sub-

    strate shape (typically semi-infinite or thin plate), and geo-

    metrically simple melt pool boundaries, either combinations

    of half ellipses34,35 (based on moving source heat theory36,37)

    or circles11,38,39 (assuming surface tension normal to the sur-

    face shapes the molten pool). Despite these necessary simpli-

    fications, there have been some recent informative models

    and ones covering the effect of powder types and laser focus

    points on wall layer formation4042 and on combining laser

    and induction heating for hybrid rapid cladding43 stand out.

    The ability to use iterative numerical solution methods for

    analytically formulated models44,45 has also reduced the con-

    straints of using this modeling method.

    Numerical discretized methods more naturally account

    for inhomogeneity in problems but in practice makes calcu-

    lating melt pool geometry an exacting task. Therefore, mod-

    els using this method have tended to focus on calculating the

    temperature distributions and thermal history of the final

    part.4648 Early models applied a heat flux to an unchanging

    surface (e.g., Ref. 49), but more recent models have come to

    rely on the element activation (birth) methodology,

    although Ye et al.48 have also demonstrated use of the alter-native fixed boundary method (after Refs. 50 and 51).

    Models of this type differ in the way heat is added to the sub-

    strate: using a heat flux,47 activating the new elements at the

    liquidus temperature (assuming particles at this temperature

    FIG. 3. Subprocesses and process variables corresponding to the physical stages of deposition shown in Fig. 2.

    FIG. 4. Modeled coaxial powder flow and heating (Ref. 28).

    FIG. 5. Gas jet flows onto a flat substrate with a triple coaxial nozzlevelocity

    field and gas streamlines (Courtesy of Professor O. Kovalev, Theoretical and

    experimental investigation of gas flows, powder transport and heating in

    coaxial laser direct metal deposition (DMD) process, J. Therm. Spray

    Technol. 20, 465478 (2011). Copyright 2011, Springer).

    J. Laser Appl., Vol. 27, No. S1, February 2015 Andrew J. Pinkerton S15001-3

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  • and 100% attenuation)48,5254 or using a combination of the

    two methods.55 Kumar and Roy56 presented a two-

    dimensional finite volume model that explicitly returns solid-

    ification front information such as thermal gradient suitable

    for use by a solidification model.

    The model types above have the failing of not explicitly

    calculating fluid flows within the melt pool. Some compen-

    sate for it by increasing conductivity within the melt pool.

    This can be done either isotropically or anisotropically57 but

    requires arbitrary or experimentally set enhancement factors.

    A more advanced form of model, incorporating fluid flow

    effects and a free-surface method to predict the melt pool

    and subsequent track shape, has now emerged.5861 The

    most recent and advanced models by Morville et al.59 explic-itly track the dynamic shape of the free surface using an arbi-

    trary Lagrangian Eulerian (ALE) moving mesh and

    realistically predict thin wall growth including the character-

    istic shapes near the limits of the wall.

    Despite the importance of this work, probably the state

    of the art in melt pool modeling has come from models that

    encompass both the powder stream and melt pool processes.

    Toyserkani et al.62,63 began by proposing a single modelencompassing the two but with the two processes largely

    decoupled. More complex analyticalnumerical and numeri-

    cal models have followed.8,61,6473

    The levels set method was used by Qi et al. to simulateformation of a single track8 and by He et al. to simulate twooverlapping clad tracks64,65 using an hybrid analytical and nu-

    merical discretized model. The powder stream was treated ana-

    lytically as Gaussian and the beam subject to BeerLambert

    attenuation, while the melt pool simulations were fully numeri-

    cal and incorporated Marangoni and capillary effects. Peyre

    et al.66 used a similar combination of an analytical powderstream model and a numerical finite element (FE) method for

    heat flow within the built part but also incorporated an

    approach to model the deposition of vertically aligned tracks.

    In further recent work aimed at this subject by Gharbi, Peyre

    et al.72,73 a rare analytical model covering both powder streamand melt pool correlates thin wall surface finish to melt pool

    size for different thermo-capillary behaviors.

    Different from these are the continuum models of Wen

    and Shin67 and Ibarra-medina et al.,74 which contain no ana-lytical component. Wen and Shin modeled the LENS pro-

    cess, incorporating Marangoni and Capillary effects, and

    used a level-set method for melt pool surface tracking (akin

    to Han et al.75). Gas flow in the powder stream was taken asturbulent, described by the ke model as reported in anotherpaper dedicated to this subject.67 The model was also applied

    to two overlapping tracks,68 off-axis deposition69 and clad-

    ding with an additional hard particle phase.70 The model of

    Ibarra-medina et al. incorporated the same effects but con-sidered an annular nozzle and used the volume of fluid

    (VOF) method (Fig. 6).

    In summary, models have advanced by ceasing to consider

    purely thermodynamic effects and incorporating fluid dynamics

    effects in a predictive way. This means modeling of the melt

    pool process is advancing as quickly as that of the powder

    stream process. Most benefit in the immediate future would

    come from better integration of these state-of-the-art melt pool

    models with other subprocess models of the powder stream and

    final properties.

    C. Models of microstructure, stress, and finalgeometry

    Obtaining final part properties is the ultimate aim of the

    modeling process. The core ones can be considered as final

    geometry (including distortion), microstructure, and stress

    distributions. Many other properties can be derived from

    these. To obtain the distribution of residual stress, many

    FIG. 6. Simulated deposition of a thin wall using a multistage model (Ref. 76).

    S15001-4 J. Laser Appl., Vol. 27, No. S1, February 2015 Andrew J. Pinkerton

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  • models consist of a discretized melt pool model of the type

    described in Sec. III B and exploit the functionality of commer-

    cial software such as ANSYS (e.g., Refs. 77 and 78) and ABAQUS

    (e.g., Ref. 79). The stress is affected by variables such as layer

    height,80 substrate geometry and temperature fed from the pre-

    vious model-part81,82 and from those such as phase transforma-

    tion calculated within this process stage.83 Models of this type

    are difficult to verify but work by Labudovic et al.,84 using ahigh speed camera and off-line metallographical and x-ray dif-

    fraction analyses, and by Rangaswamy et al.85 and Moatet al.,86 using neutron diffraction, has facilitated this.

    As a whole, LDMD microstructure modeling is a younger

    area than stress modeling. Investigations in this area have

    tended to be experimental and concentrate on high perform-

    ance materials, particularly titanium8790 and superalloys.9195

    Phase-microstructure models are again usually based on dis-

    cretized melt pool model of the type described in Sec. III B,

    with added subroutines to relate the temperature history at

    each node to the final material state. Authors such as Wang

    et al.96 have used continuous cooling transformation dia-grams; however, Colaco and Vilar suggest that the nonequili-

    brium solidification that can occur in LDMD means that

    modified expressions are needed.97 Papers in this area have

    considered deposition of a range of materials including stain-

    less steels,52,96 medium carbon steel,98 and titanium alloys,55

    each using thermo-metallurgical phase transformation models

    specific to the material. However, work has not been limited

    to purely metallic coatings and phase analysis: Lei et al. con-sidered composite coatings on Ti6Al4V alloys99 using the

    WilsonFrenkel growth law to relate the modeled temperature

    distribution and history in a test part to the size of TiC par-

    ticles that formed. In other work, Pirch et al. concentrated oncalculating dendritic growth direction in multitrack depos-

    its.100 Models in this area have advanced by expanding both

    the parameters they consider and return. The residual stress

    models of Bruckner et al.101 and Alimardani et al.102 includedecoupled analytical model of the powder stream which ena-

    ble them to also calculate an (idealized) track geometry. The

    former also accounts for phase effects.

    IV. SUMMARY

    There are some genuinely new analytical models being

    produced but the proportion of numerical models, particu-

    larly those based on the discretization method, in this field is

    continuing to increase. Probably, the most interesting devel-

    opment in the last few years has been the growth in analyti-

    cal discretized and discretized models that span multiple

    stages of direct metal deposition. Further development of

    this towards a usable, unified model is an exciting prospect.

    But models have many uses.103 An overall process

    model (red to red in Fig. 3) could be used for process plan-

    ning or design, analytical models are the classic way to

    increase understanding of an unfamiliar aspect of the pro-

    cess, and there are other opportunities for modelling in con-

    trol that have not even been touched on here.104110

    There is still plenty of opportunity for genuinely better

    models and these could benefit the laser community in multi-

    ple ways.

    ACKNOWLEDGMENTS

    The author is grateful to the authors and publishers who

    have allowed him to use their figures in this paper to exam-

    ple leading models in the field. Thanks also to Milan Brandt

    for giving me this opportunity and to colleagues working on

    the INLADE project over the last few years.

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