1 CNI Spring Meeting Washington, D.C. 5 April 2005 The Global Reach of Electronic Theses and Dissertations (ETDs) Edward A. Fox, [email protected] Digital Library

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1 CNI Spring Meeting Washington, D.C. 5 April 2005 The Global Reach of Electronic Theses and Dissertations (ETDs) Edward A. Fox, [email protected] Digital Library Research Laboratory, Dept. of CS Virginia Tech, Blacksburg, VA 24061 USA http://fox.cs.vt.edu/talks/2005/ http://fox.cs.vt.edu Slide 2 Acknowledgements: Support Selected Sponsors: Adobe, AOL, CAPES, CNI, CONACyT, DFG, IBM, Microsoft, NDLTD, NSF (IIS-9986089, 0086227, 0080748, 0325579; ITR- 0325579; DUE-0121679, 0136690, 0121741, 0333601), OCLC, SOLINET, SUN, SURA, UNESCO, US Dept. Ed. (FIPSE), VTLS Slide 3 3 Outline Introduction, Context Electronic Theses and Dissertations ETD Support and Services NDLTD Institutional Repositories Research Slide 4 4 Information Life Cycle Authoring Modifying Organizing Indexing Storing Retrieving Distributing Networking Retention / Mining Accessing Filtering Using Creating Slide 5 Aiding universities to enhance graduate education, publishing and IPR efforts Helping improve the availability and content of theses and dissertations Educating ALL future scholars so they can publish electronically and effectively use digital libraries (i.e., are Information Literate and can be more expressive) What are we doing? Slide 6 6 Library Goals Improve library services Better turn-around time Always available Reduce work catalog from e-text eliminate handling: mailing to ProQuest, bindery prep, check- out, check-in, reshelving, etc. Save space Slide 7 7 Slide 8 8 Slide 9 9 Slide 10 10 Slide 11 A Digital Library Case Study Domain: graduate education, research Genre:ETDs=electronic theses & dissertations Submission: http://etd.vt.edu Collection: http://www.theses.org Project: Networked Digital Library of Theses & Dissertations (NDLTD) http://www.ndltd.org Slide 12 NDLTD: How can a university get involved? Select planning/implementation team Graduate School Library Computing / Information Technology Institutional Research / Educ. Tech. Join online, give us contact names www.ndltd.org/join Adapt Virginia Tech or other proven approach Build interest and consensus Start trial / allow optional submission Slide 13 13 Slide 14 Student Gets Committee Signatures and Submits ETD Signed Grad School Slide 15 Library Catalogs ETD, Access is Opened to the New Research WWW NDLTD Slide 16 16 http://scholar.lib.vt.edu/theses/available/etd-2227102539751141/ Slide 17 17 Slide 18 18 ETD Union Collection (OAI) Slide 19 19 Union catalog: OCLC OCLC will expand OAI data provider on TDs. Is getting data from WorldCat (so, from many sites!). Will harvest from all others who contact them. Need DC and either ETD-MS or MARC. Has a set for ETDs. Slide 20 20 Slide 21 21 OCLC SRU Interface Slide 22 22 1010100101 0100101010 1001010101 0101010101 Program 1010100101 0100101010 1001010101 0101010101 Document 1010100101 0100101010 1001010101 0101010101 Document 1010100101 0100101010 1001010101 0101010101 ETD-1 1010100101 0100101010 1001010101 0101010101 Program 1010100101 0100101010 1001010101 0101010101 ETD-2 1010100101 0100101010 1001010101 0101010101 Image 1010100101 0100101010 1001010101 0101010101 Image 1010100101 0100101010 1001010101 0101010101 ETD-3 1010100101 0100101010 1001010101 0101010101 Video 1010100101 0100101010 1001010101 0101010101 Video 1010100101 0100101010 1001010101 0101010101 ETD-4 ETD DL for the Networked Digital Library of Theses and Dissertations (www.ndltd.org) Search Filter Union Recent Browse PMH ODLRecent ODLBrowse ODLUnion ODLSearch ODLUnion PMH USER INTERFACE Students and researchers ETD collections Example Open Digital Library Slide 23 23 Slide 24 24 ETD Union Search Mirror Site in China (CALIS) (http://ndltd.calis.edu.cn popular site!) Slide 25 25 Slide 26 26 VTLS Union Catalog Content Languages The VTLS NDLTD Union Catalog has data in 6 different languages. These are: English German Greek Korean Portuguese Spanish Examples follow Slide 27 27 Language = German; hits = 137 Slide 28 28 Full record display Slide 29 29 UNESCO and ETDs (by Axel Plathe at ETD2003) Promoting the use of the Internet as a tool for disseminating scientific knowledge Facilitating the transfer of ETD expertise from developed to developing countries 1998: Member of the NDLTD Steering Committee 1999: First UNESCO ETD meeting on ETD internationalisation 2002: UNESCO Guide to Electronic Theses and Dissertations 2003: Model training programmes and training courses 2003: Sponsor pilot projects 2003: Pilot projects (Africa, Europe, Latin-America) Slide 30 30 Slide 31 31 Slide 32 32 NDLTD Incorporation Networked Digital Library of Theses and Dissertations incorporated May 20, 2003 in Virginia, USA Charitable and educational purposes (501 c 3) Officers Executive Director (Ed Fox) Secretary (Gail McMillan) Treasurer (Scott Eldredge) Slide 33 33 Board of Directors Suzie Allard (ETD 2004, U. Kentucky) Denise A. D. Bedford (World Bank) Julia C. Blixrud (ARL, SPARC) Jos Luis Borbinha (Natl Lib Portugal) Alex Byrne (ETD 2005, ADT: Australia) Tony Cargnelutti (ETD 2005, Australia) Vinod Chachra (VTLS) Susan Copeland (RGU, UK) Jude Edminster (Bowling Green St. U.) Scott Eldredge (Treasurer, ETD 2002, BYU) Edward A. Fox (Exec Director,Virginia Tech) John H. Hagen (West Virginia U.) Thomas B. Hickey (OCLC) Christine Jewell (U. Waterloo, Canada) Delphine Lewis (ProQuest) Joan K. Lippincott (CNI) Mike Looney (Adobe) Gail McMillan (Secretary, Virginia Tech) Joseph Moxley (ETD 2000, USF) Eva M ller (U. Uppsala, Sweden) Ana Pavani (PUC Rio, Brazil) Axel Plathe (UNESCO, Paris) Sharon Reeves (National Library Canada) Peter Schirmbacher (ETD 2003, Humboldt) Hussein Suleman (U.Cape Town, S. Africa) Shalini R. Urs (U. Mysore, India) Eric F. Van de Velde (ETD 2001, Caltech) Slide 34 34 NDLTD Committees (Chairs) Awards (John Hagen) Conferences (Tony Cargnelutti) Development (Peter Schirmbacher) Executive (Edward Fox) Finance (Scott Eldredge) Implementation (Ana Pavani) Membership (Shalini Urs) Nominating (Sharon Reeves) Standards (Thomas B. Hickey) Union Catalog (Vinod Chachra) Slide 35 35 Selected Projects / Sponsors Australia (ADT) Brazil (BDT, IBICT) Canada Catalunya Chile (Cybertesis) Germany India (Vidyanidhi) Korea OhioLINK: 79 colleges/univs Portugal (National Library) South Africa UK (British Library, JISC, Edinburgh, ) UNESCO (especially Latin America, Eastern Europe, Africa) Venezuela Slide 36 36 Some Countries Australia Belgium Brazil Canada Chile China, Hong Kong Columbia Finland France Germany Greece India Italy Jamaica Korea Lithuania Malaysia Mexico Namibia Netherlands Norway Poland Russia Singapore S. Africa S. Korea Spain Sudan Sweden Switzerland Taiwan Thailand Turkey UK USA Venezuela Yugoslavia Slide 37 Some Institutional Members British Library Cinemedia Coalition for Networked Information (CNI) Committee on Institutional Cooperation (CIC) Consorci de Biblioteques Universitries de Catalunya Diplomica.com Dissertation.com Dissertationen Online (Germany) ETDweb, a Division of Answer4.com Ibero-American Science & Technology Education Consortium (ISTEC) National Documentation Centre (NDC), Greece National Library of Portugal (for all universities) OCLC Online Computer Library Center OhioLINK Organization of American States (SEDI/OAS) Southeastern Library Network (SOLINET) UNESCO (www.unesco.org/webworld/etd) Slide 38 38 Why ETD? Short Answer For Students: Gain knowledge and skills for the Information Age Richer communication (digital information, multimedia, ) For Universities: Easy way to enter the digital library field and benefit thereby For the World: Global digital library large, useful, many services General: Save time and money Increased visibility for all associated with research results Slide 39 39 Slide 40 40 Institutional Repositories - 1 Institutional repositories are digital collections that capture and preserve the intellectual output of a single university or a multiple institution community of colleges and universities. Crow, R. Institutional repository checklist and resource guide, SPARC, Washington, D.C., USA www.arl.org/sparc/IR/IR_Guide_v1.pdf Slide 41 41 Institutional Repositories - 2 A university-based institutional repository is a set of services that a university offers to the members of its community for the management and dissemination of digital materials created by the institution and its community members. It is most essentially an organizational commitment to the stewardship of these digital materials, including long-term preservation where appropriate, as well as organization and access or distribution. Lynch, C.A. In ARL Bimonthly Report 226, pp. 1-7, Feb. 2003, www.arl.org/newsltr/226/ir.html Slide 42 42 What is a Digital Object Repository? Also called: digital rep., digital asset rep., institutional repository Stores and maintains digital objects (assets) Provides external interface for Digital Objects Creation, Modification, Access Enforces access policies Provides for content type disseminations Adapted from Slide by V. Chachra, VTLS Slide 43 43 Goals of Institutional Repositories (by Steven Harnad, U. Southampton) Self Archiving of Institutional Research Thesis and Dissertations (VTLS NDLTD Project) Article preprints and post prints Internal documents and maps Management of digital collections Preservation of materials decentralized approach Housing of teaching materials Electronic Publishing of journals, books, posters, maps, audio, video and other multimedia objects Adapted from Slide by V. Chachra, VTLS Slide 44 44 Slide 45 45 Slide 46 46 Slide 47 47 Research: Connect w. LOCKSS Lots of copies keep stuff safe Stanford (Vicky Reich) Initial focus on lower levels Initial content: journals Emory (Martin Halbert) Help deploy and adapt Help apply in other contexts Another registry Set of publisher manifests (information providers) Set of storage systems (archival storage) Helping us explore connection with ETDs Slide 48 48 Other Research: Cluster NDLTD-Computing Slide 49 49 Summary Introduction, Context Electronic Theses and Dissertations ETD Support and Services NDLTD Institutional Repositories Research