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Introduction
EEE 598: Fundamentals of Solar Cell Design and Fabrication Fall 2010 Honsberg 1
What semiconductor basics are important for solar cells?
carrier generation, loss, and transpor t
p-n junction
metal semiconductor contacts
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2
Outline Semiconductor basics classes
Need to know how many carriers at what energy and where in the device
Properties of Semiconductors
Band gap & band diagrams
Density of states
Fermi-levels
Carrier Concentration: Intrinsic and doped
Recombination and Generation Transport properties and mechanisms
PN junctions
Built-in electric field
Current flow mechanisms under voltage and light bias
Diode equation Metal semiconductor contacts
Schottky
Ohmic
I
2
3
4
EEE 598: Fundamentals of Solar Cell Design and Fabrication Fall 2010 Honsberg
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Outline Basics part II
3
Recombination
-Types
- Lifetime
- Diffusion length
- Surface recombination
Generation-Types
- Photons
Transport properties and mechanisms
- Diffusion
- Drift
EEE 598: Fundamentals of Solar Cell Design and Fabrication Fall 2010 Honsberg
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Motivation
Part I described how to calculate the carrier concentration in bulkmaterial in equil ibrium
Part II discusses how carrier concentrations are altered from
equilibrium by two factors:
Generation and recombination of carriers
Transport of carriers f rom one region to another. Need to determine processes for recombination and generation,
and their rates.
Need to determine the processes for transport, and how they
depend on the carrier concentrations.
We wi ll consider drift and diffusion as the transport processes.
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Continuity equation
5
Powerful general equation widely used in many fields
SVt
=+
The change in a quantity depends on thegeneration or removal rate (S) and the vector
function describing the transport ofV
Apply this to carriers in a semiconductor
RGJqt
tzyxnn +=
1),,,( For electrons. is the electron currentand G and R are the generation and
recombination rates, respectively
nJ
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Generation & Recombination
Even with no external inputs, carriers are continuouslymoving from band to band, but at equilibrium, the carrierconcentration does not change as a result of theseprocesses.
Generation refers to any process by which electrons
move from valence band to conduction band toconduction band, leavingbehind a hole in valence band.
Recombination is any processby which electrons fromconduction band moveback into the valence band,thereby removing a holefrom the valence band.
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Recombination
7
There are three basic types of recombination in the bulk of a single-crystal
semiconductor:
Band to band recombination (radiative transition in direct bandgapsemiconductors)
Shockley-Read-Hall (SRH) recombination. Also called trap assisted
recombination
Auger recombinat ion
E
Et
Band to band SRH Auger
EEE 598: Fundamentals of Solar Cell Design and Fabrication Fall 2010 Honsberg
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Recombination Band to Band
8
Band-to-Band recombination usually emits a photon (radiative)
The emitted photon has an energy similar to the band gap
Dominates in direct bandgap semiconductor devices (e.g.,
LEDs and concentrator or space solar cells made from GaAs)
Can be neglected for silicon solar cells since Si is an indirect
bandgap semiconductor and radiative recombination is
extremely low
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Recombination - Shockley-Read-Hall
Recombination through a defect is calledShockley-Read Hall Recombination (SRH
recombination) The defects, either foreign atoms or structural
defects, may be unintentional or deliberate
Does not occur in perfectly pure, defect freematerial.
The defect introduces an additional state into
the forbidden gap. Energy levels near mid-gapare veryeffective for recombination whereas defectstates close to either band edge are not aseffective
SRH recombination is a two-step process: An
electron (or hole) is captured in the defect state.If a hole (or electron) moves to the sameenergy state before the first carrier is thermallyre-emitted, then recombination occurs.
SRH recombination dominates in indirectsemiconductors
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Recombination - Auger
Involves three carriers
An electron and a hole recombine, but
rather than emitting the energy as heat
or as a photon, the energy is given to
a third carrier, an electron in the
conduction band.
Auger recombination is most important
in heavily doped or heavily excited
material
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Recombination lifetime
11
Recombination rate is proport ional to the excess carrier density (ie, no net
recombination at thermal equilibr ium)
Recombination rates for majority carriers equals that of minority carriers Rate (R) is proportional to the product of n and p
Assuming low level in jected mater ial (where the number of minori ty carriers is less
than the doping) we define the minority carrier lifetime () which is related to therecombination rate
)(
2
innpdt
dp
dt
dn
R ==
o
n
nnnn
R =
= ,
o
p
pppp
R =
= ,
in n-type material in p-type material
1 1 1 1
= + +
rad SRH aug
Think of the lifetime as the average time a carrier can spend in an excited state after electron-
hole generation before it recombines
Lifetimes are defined for each of the recombination mechanisms
The total recombination rate is given by:
augSRHrad
and,,
EEE 598: Fundamentals of Solar Cell Design and Fabrication Fall 2010 Honsberg
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Diffusion length
12
The "minority carrier dif fusion length" is the average distance a carrier can
move from point of generation until it recombines.The diffusion length is related to the carrier lifetime by the diffusivity
where L is the diffusion length (cm), D is the diffus ivity (cm/s ) and t is the
lifetime (s)
Example calculation of L for silicon (assume p type, doping 5x1016/cm -3)
De=23 cm/s ; assume a lifetime of 1 msec; L = 1500 microns
This is a large distance, considering a typical solar cell wafer is only 200 to
300 microns thick, and suggests we need to consider the effect of wafer
surfaces on lifetime
DL = eeq
kTD =
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Surface Recombination
13
By definition, bonds are disrupted at the surface of a semiconductor
material and there is a high probability of dangling bonds and defectsunless special efforts are made to terminate and passivate that surface
Similarly to SRH recombination due to defects in the bulk, surface defects
can lead to very rapid recombination of minori ty carriers
Characterized by a surface recombination velocity (s) which depends on
the two dimensional density of traps at the surface (Nt) and the
recombination cross section () which is on the order of 10-15 cm2
th is the carrier thermal velocity (approx. 107 cm/sec)Typical values:
-unpassivated silicon surface: 107 cm/sec
-carefully prepared thermally oxidized si licon: < 10 cm/sec
tthNvsnsR == ;
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Generation: Basic Processes
In order to move from one band to another, there are several requirements:
Carrier must gain enough energy to move from one band to another There must be an electron in the valence band or at another low energy
level.
There must be an unoccupied space to which the electron can move.
Energy can come from thermal energy or f rom photons.
Unless there is a thermal gradient across the material, thermal energydoes not cause a net generation rate, as it is balanced by recombination.
Hence, wi ll only consider generation due to photons.
Every recombination process has an inverse generation process, but not allare practically observed.
In most photovol taic devices, the number of light-generated carriers are oforders of magnitude less than the number of majority carriers already presentdue to doping. Thus, the number of majority carriers in an illuminated
semiconductor does not alter signi ficantly. However, the number of photo-generated minority carriers outweighs the number of minority carriersexisting in the solar cell in the dark, and therefore the number of minor itycarriers in an illuminated solar cell can be approximated by the number oflight generated carriers.
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Generation: Photons
Photons are quantum mechanical particle that describes electromagnetic
radiation. Properties of photons:
Photons have small momentum, but large energies.
Energy given by either energy (usually in eV) or by wavelength orfrequency.
Photon flux gives number of photons/sec.cm
Can convert between photon flux and power density (for a monochromaticsource) by:
=
= hhc
E
in microns
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Generation: Photons
The energy of a photon has a major impact on how the
photon interacts with the semiconductor. If the photon = EG, then photon can be absorbed.
Excess energy above EG generally given offas heat
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Absorption coefficient , , (units cm-1) is a measure of the probability ofabsorbing a given photon.
intensity of light (Io)at any distance (x) into the material is
where Io is the light intensity at the top surface.
Absorption depends on the likelihood of the transition occurr ing lower for
processes near the band edge, increasing for higher photon energies. For band-to-band transitions, the absorption
coefficient has the form
Temperature changes in amaterial cause a change inthe band gap (EG as T ),hence changing theabsorption edge in a material.
Generation: Absorption coefficient
21)( GE
x
oeII
=
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Generation Rate
Generation rate given by the number of photonsabsorbed in a material, and usually assumed to alter
the number of carriers in the energy bands.
Number of photons at a given distance x into a material
given by:
Generation rate given by:
x
sph eNN
=
Nph is the number of photons in the material
Ns is the number of photons at the surface is the absorption coefficient and depends on x is the distance into the material
x
s
pheN
dx
dNG
==
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Generation Rate
Generation rate depends on the wavelength of incident light
(different ) and also varies with posi tion in the material.
Large means light absorbed close to surface, small means
light absorbed relatively uniformly in entire material.
If x
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Sample Calculation
Given 100 W/m2 of monochromatic light (=1000nm) on a silicon substrate
200 microns thick, calculate the generation rate at the surface and at x=100
microns
Ns=100w/m2 (1/1.6x10-19)(1/1.24)J-1=5x1016cm-2sec-1
From the plots, is approx. 100 cm-1, so 1/ = 100 microns G not
constant with depth
At the surface:
G=Ns=100 cm-1 (5x1016cm-2sec-1)= 5x1018cm-3sec-1
At 100 microns deep into the silicon:
G=Nse(-x)=100 cm-1 (5x1016cm-2sec-1)e[(-100cm-1)(0.01cm)]
= 1.8x1018cm-3sec-1
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Transport
Electrons (holes) in the conduction (valence) band are free and can move
throughout the crystal. We will consider two transport mechanisms: Drift and
diffusion.
Both these transport mechanisms depend on constant, random motion of electrons.
Electron moves in a given direction until it scatters due to an interaction with the
crystal lattice.
Electrons have a distribution of velocities around an average thermal velocity Vthdetermined by the temperature T
The net motion in the absence of an external influence is zero
Thermal velocities are fast (on the order of 107 cm/sec)
Drift transport: In the presence of an electric field, carrier movement due to thepresence of the E-field is superimposed on the random motion
Diffusion transport: In the presence of a concentration gradient, carrier movement
due to the presence of the gradient is superimposed on the random motion
kTvm the2
3
2
1 2*= k = Boltzmanns constant, m* is
the effective mass for conductivity
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Transport-Drift
An applied electric field E results in a net carriervelocity called the drift velocity, Vd. The carriers are
accelerated during the time t between latticescattering events so we can write the followingexpression:
Define the mobility of the carriers as
Current due to electric field
Note that usually only one of the components in thisequation for conductivity is significant because of thelarge ratio between the two carrier densities
( )
= = +1
q n pn p
*
n
nmqt=
EqnqnvJ ndn== EqpqpvJ pdp
==
( ) EEpnqJJJ pnpntotal =+=+=
*
*
n
d
dn
m
qEtv
vmqEt
=
=
and
EEE 598: Fundamentals of Solar Cell Design and Fabrication Fall 2010 Honsberg
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Transport-Drift Si resistivity / mobility data
Electron mobil ity vs. doping
Hole mobility vs. doping
Resistivity vs. doping density
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Transport-Diffusive
Diffusive transport: the random thermal motion of charged particles in
a concentration gradient results in a net particle flow and thus a
current
J qD dn
dxn n= + for electrons
J qD dp
dxp p= for holes.
DpkTq p
= for holes
DnkTq n
= for electrons.
Dn, Dp are the diffusivities for
electrons and holes, respectively
and can be related to the mobility
values by the Einstein
relationship:
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Transport-Drift + Diffusive
If both an electric field and a concentration gradient are present, the total current
density is the sum of both drift and diffusive components:
dx
dpqDEqpJ
dx
dnqDEqnJ
pxppx
nxnnx
=
+=