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    THE AERONAUTICAL TELECOMMUNICATION NETWORK (ATN)T. L. Signore

    The MITRE CorporationCivil Center for Advanced Aviation System Development

    McLean, VirginiaMary Girard

    The MITRE CorporationCenter for Air Force C2 Systems

    Bedford, MassachusettsABSTRACT

    The International Civil Aviation Organization (ICAO) hasendorsed a concept for future aeronauticalcommunications, which uses digital data links tosupplement voice communications and provide improvedair trafiic services. A necessary part of this concept is aninternational infrastructure that manages digital datatransfer between aircrafi and civil air trafic controlfacilities. This communications infrastructure is theAeronautical Telecommunication Network (ATN). It isthe intention of certain ICAO member states to provideair trafic services (ATS) that require ATN avionics. Asthe civil-controlled airspace moves toward requiring newcommunication capabilities, the militaq will need toaccommodate the A TN if worldwide-unrestricted airspaceaccess is to be maintained. A description of the ATN isprovided in this paper. This description includes the ATNsolutions for mobility, low-bandwidth, and preferenceservices. Typical applications of the ATN are alsodescribed, as well as implementation status. The paperconclt~des with a review of present military stratagems forthe ATN.

    THE ATN ENVIRONMENTCommercial aircraft are expected to be equipped withmultiple air/ground data links. This is a consequence ofthe 1imited spatial availability of the links and thecomparatively higher cost of sending data over some linksrather than others. Presently very high frequency (VHF)systems, which include the Aircraft CommunicationsAddressing and Reporting System (ACARS) and itsplanned replacement, the VHF Digital Link Mode 2(VDL2), are the cheapest to use. However, these are line-of-site systems and consequently have no coverage overthe ocean. Satellite links such as those operated byInmarsat and Iridium Corporations, and high frequency(HF) links operated by ARINC Corporation, are used tofill this gap. The Federal Aviation Administration (FAA)is planning to replace the present analogue voice radiosystem with one which can handle both voice and data.

    This system is known as the VHF Digital Link Mode 3(VDL3). Finally, a communication link called Gatelink,designed for high-speed data transfer while the aircraft isat the airport gate, is being planned.To operate within this environment, ATN is designed withfour major elements. The first element is the ability totransfer data to an aircraft without sender knowledge ofthe aircraft location (network mobility). Networkmobility is equivalent to a car that has two cellularphones, each phone operated by a different provider andeach with different service volumes. A caller wishing totalk to the driver would be automatically routed throughthe correct service provider without the caller knowingwhere the car is or which service provider is connected.Notice that within the service volume, it is up to theservice provider to locate the car. The second majorelement is the ability to simultaneously use the multipleair/ground links that are installed in an aircraft. Thisrequires applications to specify cost, link, or speedpreferences, which are used by the ATN when forwardingdata. Based on these preferences, one link Vra:Id b.chosen to transfer data over othc~s v:hc; 1z;.:;;: ple links areavailable. The third element is the ability to account forthe low bandwidth air/ground data links available todayand in the near future. Low bandwidth air/ground linksrequire the use of data compression. The fourth elementis the standardization of the services required by ATSapplications (i.e., transport, session, presentation, andapplication functions) and the applications themselves, sothat they are the same worldwide.

    THE ATN MOBILITY SOLUTIONAn essential feature of the ATN design can be gleanedbecause of the requirements for network mobility and useof multiple data links. There must be a method toadvertise to all ground systems the availability of themultiple paths that can reach an aircraft. The obviousmethod to do this is to promulgate the paths to all ATNground systems in the world. However, this approach,

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    termed flooding, is to be avoided. It introduces severemanagement overhead problems and growth constraints.An intuitive understanding of these problems is easilygrasped by asking if the availability of a general aviationaircraft flying in Kansas should be advertised to allground systems in China. The ATN designers [1] haveintroduced the concept of a backbone router system. Thisconcept is designed to restrict the distribution of aircraftpath information to avoid the problems of flooding, butstill allows every ground system the ability to send data toany aircraft.Figure 1 is an illustration of a simple backboneimplementation. Multiple routers, represented by circles,are a part of the ATN system. The routers in the boldcircles are designated backbone routers. Each aircraft hasan AIN address assigned to it. Data destined for anaircraft use this address. The address also uniquelydetermines the home domain of the aircraft. Every homedomain has at least one backbone router in it.

    Aircraft

    ooVHF Connect ion

    {tSatel l ita Connect ion

    mm

    L--

    Figure 1. Distribution of Mobile Information in the ATNWhen an aircraft router, shown in the figure as RO, is incontact with a ground router, R7, it is the ground routersresponsibility to inform its associated backbone router,RI, that the aircraft is available. It is the function of thebackbone routers to distribute this information to otherbackbone routers. However, not all backbone routers areinformed; only those backbone routers between the firstbackbone router and the backbone router in the home

    domain for that aircraft being advertised are updated. Theother backbone routers receive no information about theaircraft. Thus in the figure, only routers R1, R2, and R3are informed of the VHF connection to the aircraft.Routers which are not on the backbone never receiveadvertisements.When an application existing on a host machine(represented by squares in Figure 1) wishes to transferdata to an aircraft, it provides the destination address ofthe data and delivers the resulting network packet to itsnearest router. In the example, assume that HI hasdelivered the packet to R8. R8 has no information aboutthe aircraft. Under these conditions, R8 always sends thepacket to its nearest backbone router, which is R2. R2does have information about the aircraft and forwards thepacket to R1, which in turn sends the packet to R7 fordelivery.A more informative case is that of host machine H2wishing to contact the aircraft. As described above, RI 8receives the packet and forwards it (through R16) to R5.This backbone element has no information about theaircraft. The ATN rule in this situation is; Forward thepacket in the direction of the home domain for thisaircraft. In this case, R5 forwards the packet to R4. Thesame rule applies at R4, and the data is forwarded to therouter in the Home Domain, which does have routinginformation about the aircraft. Subsequently, the data isforwarded to router R2, then through R1 and R7 foreventual delivery to the aircraft.

    In the ATN, the protocol which distributes the aircraftpath information to the backbone muter is the ~nter-Dormcin Routing Protocol (IDRP) [2]. This protocol isalso used by the aircraft to inform the ground routers thatit is available for network communications.

    PREFERENCE BASED SERVICESThe ATN mobile routing solution must allow for multiplepaths to an aircraft and for these paths to be usedsimultaneously. Applications may require delivery viaspecific links or with specific Quality of Service (QOS) tocontrol costs or for safety andperformance reasons.Consider the case in which an aircraft is simultaneously inthe service area of both VHF and satellite communication.In Figure 1, the aircraft router, RO, is in contact with theground via both satellite (through R9) and VHF (throughR7). Applying ATN backbone dissemination rules to thesatellite path, backbone router R4 has an entry for theaircraft. The entry shows that the aircraft is available

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    through R9 over a satellite connection. R3, the homedomain backbone router, now has two routes available forthe aircraftone through R3 over VHF, the other throughR4 over satellite.ATN allows a ground application to indicate the specificQOS/priority desired and a list of preferences for data linkdelivery. For example, the packet should be shipped viaVHF and if VHF is not available, satellite. Thisinformation is recorded in each packet emitted by an end-system destined for an aircraft. Each ATN router can thenexamine the information and choose the best path to usewhen forwarding the packet. For example, if end-systemH2 sends a packet to the aircraft, the packet willeventually reach R4, which will send the packet to R9 orR3, depending on the QOS/preference indicated.ACCOMMODATING LOW BANDWIDTH LINKS

    The throughput available for the air/ground links expectedto operate with the ATN is much smaller than the typicalground/ground links used today. In the case of VDL2,32k bits per second are shared among multiple aircraft,using carrier sensed multiple access (CSMA) technology.Because of these low bandwidths, it is required that theATN perform compression. The ATN standard allows formultiple types of compression to occur within ATNrouters. The exact compression or compressionsperformed on a data unit transferred between air andground is negotiable and determined when an aircraftenters the jurisdiction of an ATN router. Headercompression of the network protocol information ispresently required. The ATN uses the open systemsinterconnection (0S1) connectionless network protocol(CLNP) and typicaily ~i; ! .mduce the 100 bytes of CLNP;Ir::dc; to 6 bytes. A second available technique uses thedeflate algorithm, originally developed for use over theInternet. This technique is similar to that used for thegzip and pkzip compression utilities available to Unix andMicrcjsoft users. Deflate compresses the entire data unittransferred, both protocol headers and user data.

    ATN APPLICATIONSAs part of the international standardization of ATN, fourair/gr{ound applications have been standardized: ContextManagement (CM); Automatic Dependent Surveillance(ADS); Controller Pilot Data Link Communications(CPDLC); and Digital Flight Information Services(D-FIS). The D-FIS application set allows pilots torequest continual updates about flight conditions, forexample, weather, airport conditions, etc. The CPDLCapplication set is meant to replace the presentcontroller/pilot voice interactions with digital messages to

    the extent possible. CPDLC includes over 200 uplink and100 downlink messages. The ADS message set idesigned to allow position information determined bonboard navigation equipment to be transferred to thground in order to supplement present radar positionreporting. CM messages support a directo~ service thaallows the aircraft to login whenever it enters a newATS authority (e.g., the U.S.) and exchange applicationand associated network address information with theground CM application server. CM messages control thisprocess. The resulting directory is used to determine thenetwork addresses of aircraft and the installedapplications.

    ATN IMPLEMENTATIONThe ATN is an international civil aviation effort; as suchthe standards for the ATN are being determined by ICAO.Presently, all-necessary documentation has beencompleted and approved by the ICAO. The ATNStandards and Recommended Practices (SARPS) will bepublished in August 1998 with an applicability date oNovember 1998. Once this occurs, as ICAO isUnited Nations treaty organization, ICAO states mustadhere to the SARPS when implementing ArN.Within the U. S., interim data link implementations arebeing scheduled. This is because it is felt that a completeATN installation, which supports all applications, wouldnot be available soon enough due to the significantchanges required in FAA ground infrastructure, FAAcontroller workstations, and avionics. The first steptoward full ATN capabilities will be an IICAO SARPScompliant communications infrastructure. Succeedingsteps will build up the supported message set andwailable aidgrounc! ;~ata links. The first step, whichincludes limited CPDLC and CM application capability,is to be installed at a key site for operational evaluation in2001. This system will use a single data link (VDL2) andwill employ four classes of CPDLC ATN messages.These are:

    . Transfer of Communication (TOC) - Providespilot with voice frequency of next sector;

    q Initial Contact (IC) - Informs controller thaaircraft has data link capability;

    . Altimeter Setting Message (ASM) - Providesaltimeter assignment to the aircraft;

    . Pre-defined Message (PDM) - Provide texmessage transfer between controller and pilot.

    Subsequent phases will support multiple data links andincrease the number of messages used. It is intended thathe full CPDLC message set, applicable to en route

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    airspace, will be implemented by 2004 and support foradditional air/ground data links will be added by 2007.Eleven U.S. air carriers in cooperation with the FAA haveformed a consortium, ATN Systems Inc. (ATNSI), toaddress institutional issues involved with developing andfielding ATN software which requires peer elements inboth the public and private sector. The consortium willlicense ATN software to interested manufacturers to(1) reduce development costs, (2) guarantee interoperableinstallations, and (3) reduce implementation time. ATNSIhas contracted for delivery of software by 1999 with theexpectation that certification and operational evaluationwill be completed by the early part of 2001. The productsof ATNS1 are expected to be the basis for the initial ATNairborne implementations.The European Civil Aviation Conference member stateshave committed to a program to increase the capacity ofthe present air traffic management system and to optimizethe interface between ATS and airports using extensiveautomation and enhanced data communications. Theprogram is denoted the European Air Traffic ControlHarmonization and Integration Programme, or EATCHIP.ATN is listed as one component within this program. TheEuropean ATN project includes standardization activities,ATN trials, prototypes, and validation programs. TheEuropean prototyping, testing, and validation efforts ofATN are expected to conclude by 2005. It is thusexpected that ATN European implementation will occurin the 2005+ time frame [3]. However, the U.K. isplanniing on having operational ATN capability in placeover the North Atlantic by 2001.

    MILITAIRY ISSUESThere are a number of Federal, Department of Defense,and Air Force documents that require military aircraft tocomplly in peacetime with civil aviation requirements incivil-controlled airspace. In addition the U. S., as amember of ICAO, accepts ICAO standards as binding.The TJ.S. Air Forces Electronic Systems Center (ESC)global air traffic operations/mobility command andcontrol (GATO/MC*) program office carried out a studywhich assessed the requirements, primarily for largetransports, for operation in the new communicationenvironment [4-6]. The need to conduct operationsworldwide, in peacetime and in times of crisis, means thatmilitary aircraft must operate in civil-controlled airspaceand comply with future ICAO requirements. In order tocomply, an ATN compatible avionics system withintegrated data links may be required.

    To achieve worldwide air/ground link capability certainmilitary aircraft will be required to equip their aircraftwith dual beyond-line-of-sight (BLOS) data links, andline-of-site (LOS) data links. The links must comply withICAO requirements for aeronautical mobile service.Currently, only the Inmarsat satellite system has beenapproved for use as a BLOS ATS data link, ICAO hasbeen developing the SARPS for an HF data link (HFDL)which will allow it to be used as an ATS data link. Themilitary, along with several airlines, are encouraging thisuse of HFDL due to the large installation cost of theInmarsat system and since many military aircraft,particularly the cargo carriers, are already equipped withHF antennas for voice operation. The management of thedata links, including choice of media, will require theaddition of a communications management function(CMF) that contains an ATN router, and will requiresupporting applications.Whenever future data link military requirements arediscussed, the possibility of the use of existing andplanned military data links has been raised. The idea is tosave money by using the existing equipment and byproviding a ground entry point into the ATN using atranslation process. The two data links typicallymentioned are UHF SATCOM for BLOS and Linkl 6(Joint Tactical Information Distribution System [JTIDS]or Tactical Digital Information Link [TADIL] J) for LOS.This approach, while feasible, presents a number ofproblems to be overcome. To be approved as an ATSdata link, the military data links would have to meet theservice and performance requirements in the ICAOSARPS for safe:y r~-,mmnications. This implies, in part,that UHF SATCOM would have to meet delay rec ~.,wytime requirements (90 seconds after satellite failure). Thedemandassigned multiple access (DAMA) protocolswould need to provide ATS data a higher priority. TheUHF SATCOM avionics equipment would need toprovide an input to the CMF and would have to bemodified to implement current CMF protocols. The effectof added ATS traffic on the UHF SATCOM data link mayresult in poor performance for both military and ATS datawhen using this approach. ATS applications would alsoneed to be implemented in the avionics. A ground entrypoint into ATN would need to be implemented in UHFSATCOM ground terminals. In addition to thesetechnical issues, programmatic issues regarding themodification of the system requires Air Force-wide andjoint service concurrence and funding.

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    The use of Link16 has been examined in enough detail toindicate that the ATN networking issues may beproblematic, while the link performance is adequate tomeet .ATS data link throughput requirements. The Link 16terminal employs a MIL-STD- 1553B data bus that doesnot support ATN communications without extensiveprotocol changes. The Link 16 network managementsoftware and hardware are inadequate to support ATNnetwcrk administration and would need to be modified.Allocating Linkl 6 time slots for ATN would be difficultand even inefficient, since TADIL J messages definingpositional and navigational data are already sent into thenetwork, and ATN messages would duplicate thesemessages. Once the technical issues were solved, SARPSWOUICIave to be developed in order to use Link 16 as anATS data link. An approach that employs a ground entryinto ATN and translation of the TADIL J positional datais conceivable. But, since Link16 is a line-of-sighttactical system, it would require installation of aninfrastructure of approximately 300 Link 16 terminals forU.S. en route and terminal areas at an estimated cost of$100M. It is also unlikely that other countries wouldadopt a U.S. DoD-unique infrastructure which has notbeen standardized by ICAO.The issues related to the use of current data links and theinteroperability requirements with civil avionics has ledmany in the military to conclude that the most feasibleapproach is to equip with civil ATS data links.Manufacturers are addressing the use of civil data linksystems on military aircraft by developing solutions thatport the civilian HFDL hardware and software onto circuitcards for installation into military HF radios. Theaddition of VDL2 and VDL3 protocois to military radiosis being handled in a similar manner for VHF radios.Interfaces to a commercial off-the-shelf CMU are alsobeing developed for military radios and for the military-specific flight management systems. Once ATN isimplemented, the expected upgrades to the commercialavionics would also benefit the Air Force, provided theywere carrying the appropriate equipment.The primary military issue for use of ATN is security.Militamy aircraft will require the ability to inhibittransmission of data using ATS data links and ATN. Inaddition, the military use of ATN for data transmissionmay require encryption of the data. Preliminary effortshave begun to test the ability of the current ACARSnetwork to handle encrypted data. It is expected that theseefforts will continue as ATN is developed. There are anumber of proposals that address the issue of encryptionof the aircrafts tail number. The primary issue is that the

    tail number can be extracted from the network address andthe aircrafts future position may become compromised.One proposal employs a ground server to dynamicallyassign tail numbers from a fixed pool of tail numbers. Asecond proposal implements an encryption algorithm tothe database of aircraft addresses.The issue of authentication between controller and pilotdigital data messages is another important area foconsideration by the military. ICAO is currentlydeveloping enhancements to the ATN standards to allowfor authentication of application information, routinginformation, and systems management informationexchanges. These enhancements to ICAO ATN standardsare expected to be completed/approved in 2000. Theauthentication standards may need to be completed beforewidespread implementation of ATN occurs by themilitary.

    REFERENCES[1] Aeronautical Telecommunication Network,Appendix A, Technical Requirement, Sub-Volume

    VInternet Communications Service, Version 2.2,ATN Panel, ICAO, January 16, 1998.

    [2] ISO/IEC 10747:1994, Protocol for Exchange of Inter-Domain Routing Information among IntermediateSystems to Support Forwarding of ISO/IEC 8473PDUS.

    [3] ATN Workshop, December 16-19, 1997,Luxembourg, Proceedings, Volume Two, Chapter 6,Current ATN Activities.

    [4] AMC CNS/ATM Team, Air Mobility Command(AMC) Communications, Navigation, andSurveillance/Air Traffic Management (C51SIkIMStudy: Avionics Survey Report, MP 96BO0001 12The MITRE Corporation, Bedford, MA, November1996.

    [5] Salamone, et al., Air Mobility Command (AMC)Communications, Navigation, and Surveillance/AirTraffic Management (CNS/ATM) Study:Requirements Report, MP 96BOOO0129, The MITRECorporation, Bedford, MA, December 1996.

    [6] Salamone, et al., Air Mobility Command (AMC)Communications, Navigation, and Surveillance/AirTraffic Management (CNS/ATM) Study:Architecture and Cost Report, MP 97BOOOOO01,TheMITRE Corporation, Bedford, MA, January 1997.

    The contents of this material reflect the views of the authorsNeither the Federal Aviation Administration nor thDepartment of Defense makes any warranty or guarantee, opromise, expressed or implied, concerning the content oaccuracy of the views expressed herein.

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