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Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner, PhD Field Director Peggy Lavin, LCSW Senior Associate Director Evelyn Choi, MS Senior Accreditation Specialist The Joint Commission On-Site Survey Process

© Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Page 1: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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December 7, 2010

Behavioral Health Care Accreditation Team

Mary Cesare-Murphy, Ph.D.Executive Director

David Wadner, PhDField Director

Peggy Lavin, LCSWSenior Associate Director

Evelyn Choi, MSSenior Accreditation Specialist

The Joint Commission

On-Site Survey Process

Page 2: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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The Joint Commission is:

Independent

Not-for-profit

Private sector, non-governmental organization

Our focus: helping behavioral health organizations help the people they serve.

Page 3: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Behavioral Health Care Accreditation Program

Accrediting behavioral health organizations since 1969.

Currently almost 1900 behavioral health care organizations are Joint Commission accredited.

Accredited organizations range from small, single service providers to very large, multiple services/programs organizations.

Page 4: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Who can become accredited under the

Behavioral Health accreditation requirements?

Community-based Mental Health Services.

Services for Children and Youth.

Substance Abuse Treatment Services.

Medication Assisted Opioid Treatment Programs.

Page 5: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Programs / Services Accredited

Under Behavioral Health Care Accreditation

Addictions services

Case management agencies

Corrections

Crisis stabilization

Day programs

Eating disorders treatment programs

Family preservation/wraparound

Forensics services

Foster care

In-home/community support

Medication Assisted Opioid treatment

Outdoor programs

Outpatient programs

Residential/group homes

Technology-based services

Therapeutic day schools

Therapeutic foster care

Transitional/supervised living

24-hour therapeutic schools

Vocational rehabilitation

Page 6: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Behavioral Health Care Accreditation Standards

for Specific Populations

Children and Youth

Individuals with Intellectual/Developmental Disabilities

Individuals receiving Addiction Treatment or Services

Individuals receiving Medication Assisted Treatment for Opioid Addiction

Page 7: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Behavioral Health Accreditation Program

State Recognitions

119 Distinct administrative agencies within 48 states

Examples of states recognizing accreditation:– Oklahoma– Ohio– North Carolina

Page 8: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Joint Commission Surveyors Experienced behavioral health

care professionals

Trained, mentored, and monitored to deliver consistently valuable surveys

Each surveyor surveys an average of15 times per year

Sharing good practices with you and your staff

Helping organizations in their commitment to provide safe and high quality care, treatment & services

Page 9: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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“The Balancing Act”

Evaluator EducatorConsultant

and

Page 10: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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The On-site Survey Process

The on-site survey agenda is in sync with an organization’s normal operational systems

Focus is on actual delivery of care, treatment, or services -- not just paperwork

On-site survey process is customized to the setting(s), service(s) and population(s) served by the organization

Page 11: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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What happens during an on-site survey?

Opening Session: Orientation to the Organization

A discussion that provides an opportunity for the surveyor(s) to learn from you about your organization

– What you do– Who you serve– Your staff– Your philosophy and values– How you are organized

Ensures a survey appropriate to your organization

Page 12: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Individual “Tracers” Traces the continuum of care, treatment or

services provided

Usually at least 60% of the on-site survey

Directly involves staff who provide care, treatment or services

Follows care, treatment or services provided throughout the organization

Individual served is involved if appropriate

Page 13: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Life Safety Code

Applies to 24-hour residences

Life Safety Code Categories:– Locked facilities

– Lodging or Rooming Houses

– 4 to 16 occupants

– Hotel and Dormitories

– 17 + occupants

Page 14: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Data Session

Discussion of how the organization uses data:

– Identification of data to be collected

– Aggregation and analysis

– Use of the data for change

– Performance Improvement initiatives

– Annual review of data plan

Page 15: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Competence Assessment Session

Reviews the processes the organization follows to ensure that they have sufficient, competent staff

– Staff selection

– Verification of education and licensure

– Orientation and training

– Competence assessment

– Performance evaluation

Page 16: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Systems Tracers Scheduled If Applicable

Medication Management– Reviews the medication processes from

prescribing to administrating

– Only reviews those aspects relevant to the organization

Infection Control– Reviews processes for preventing and

responding to infections

– Varies based on settings (e.g. facility-based vs. community-based)

Page 17: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Optional Systems Tracers

Suicide prevention– Reviews the organizations suicide prevention

process Elopement prevention

– Reviews the organizations elopement procedures (where applicable)

Violence prevention– Reviews the organizations process for preventing

violence within the organization

Page 18: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Daily Briefing

Start of each day after the first day

Review of the previous day’s activities

Identification of any areas of potential non-compliance with accreditation requirements

Opportunity for organization to clarify misunderstandings

Page 19: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Leadership Session

Discussion with organization leadership

Last day of survey

Based on observations during the survey

An opportunity for the leaders and surveyor to discuss how the leaders may be able to use the surveyors’ observations constructively

Page 20: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Closing Session and Report

Meeting with CEO, if desired, to review report Meeting with staff chosen by organization Report

– Organization receives written preliminary report of any findings

– Surveyor(s) provides clear explanation of survey finding(s)

– Official report is provided on organization's extranet site within 2-10 days after survey

Page 21: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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After your Survey

Generally 45-60 days to resolve any issues found Work with your Account Executive

Seek advice– Account Executive primary– Standards Interpretation Group

Final Accreditation Decision posted upon resolution of findings

Don’t forget to make use of the free publicity kit posted on our web site to publicize your new status.

Page 22: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Complimentary Support to Guide you

Through your First Accreditation

Behavioral Health Accreditation Team

Complimentary conference calls & webinars

Standards Interpretation Group (630) 792-5900

Introduction to mentor organizations

Account Executives

More information at: www.jointcommission.org/BHC

Page 23: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Additional Resources Provided by

Joint Commission Resources

Educational programs Publications Consulting services

Page 24: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Behavioral Health Care Accreditation:

How to Apply for Accreditation

1. Request access to The Joint Commission’s electronic application for accreditation.

2. Indicate in the application which month during the next 12 months you would like your initial on-site survey to be scheduled.

3. Complete and submit the application.

4. Make a deposit of $1700 toward your accreditation fees.

Page 25: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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“Joint Commission accreditation has assisted our development into a nationally recognized organization. Although Camelot has spread across many states, there is consistency in how we provide service and execute our business practices, thanks in part to our accreditation.”

George Condas, PhD, Vice President Camelot for Kids, Dripping Springs, TX

What do accredited organizations say?

Page 26: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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“We are under constant pressure to do more with less. Joint Commission requirements are the standards we use to assure we don’t sacrifice quality or safety as we change to meet new demands. They are the center around which we organize our systems.”

Susan Rushing, PhD, CEO Burke Center, Lufkin, TX

What do accredited organizations say?

Page 27: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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“The Joint Commission Gold Seal tells our staff, our consumers, our payors, and our contractors that we mean business, that we mean quality. That by coming to us, they can expect a standard of excellence that’s driven by an organization that is synonymous for quality not only in our country, but around the world.”

Michael Flora, President and CEOBen Gordon Center, DeKalb, IL

What do accredited organizations say?

Page 28: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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“I am always impressed by the experience, patience, and thoroughness of our surveyors. With The Joint Commission as a partner, I feel like we have a wise mentor prodding us to do better, to think more clearly, and to be more efficient.”

Dustin Tibbitts, Executive Director

InnerChange New Haven, Provo, UT

What do accredited organizations say?

Page 29: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Joint Commission

Behavioral Health Care Accreditation

The Joint Commission’s Gold Seal of ApprovalTM means your organization has reached for and achieved the highest level of performance recognition available in the behavioral health field.

Page 30: © Copyright, The Joint Commission December 7, 2010 Behavioral Health Care Accreditation Team Mary Cesare-Murphy, Ph.D. Executive Director David Wadner,

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Behavioral Health Care Accreditation Team

Mary Cesare-Murphy, PhDExecutive Director

[email protected] 630/792-5790

David Wadner, PhDField Director

[email protected]/792-5788

Peggy Lavin, LCSWSenior Associate [email protected]

630/792-5411

Evelyn Choi, MSSenior Accreditation Specialist

[email protected]/792-5866